Bradbury 2014
Bradbury 2014
Ecology ISBE
International Society for Behavioral Ecology
Reductionism, the practice of predicting large system properties by adding up the measured behaviors of components, has had a long
and successful run in recent science. However, in the last 2 decades, fields as diverse as physics, ecology, neurobiology, and econom-
ics have recognized that many complicated systems have emergent and self-organized properties that cannot be explained as the
linear sum of components, but instead must be viewed as the potentially diverse outcomes of system nonlinearity. Despite some pio-
neering efforts to apply complexity theory to group movements and decision making, most behavioral ecologists have avoided invoking
complexity perspectives in their research. In this essay, we argue that the reductionist focus on dyads in our field has largely run its
course and that the next frontier is to examine whether and how social and communication networks function as complex nonlinear
systems. To this end, we provide a sampling of topics within behavioral ecology where we think complexity theory may be illuminating.
Key words: adaptive dynamics, communication, complexity theory, fractals, leks, networks, nonlinear systems, self-organiza-
tion, social markets.
Introduction When the 4 were reunited, the second and third crickets switched
In the early days of ethology and animal behavior research, domi- ranks. These results suggested that crickets used recent contest suc-
nance hierarchies were “the rage.” Although chickens and pri- cess as a rule of thumb to estimate their relative fighting ability. In
mates received the most attention, dominance hierarchies were the absence of better information, this was not a bad option. But
soon found in a wide variety of taxa. And in a surprising num- it could lead to mistakes: Should 1 of 2 equally competent fight-
ber of species, the hierarchies were structurally linear: The α ani- ers slip during a confrontation and then lose the contest, the loser
mal always dominated everyone, the β dominated everyone but α, would reset its self-rank lower and the winner would adjust its self-
etc. Although many researchers took this linearity of hierarchies rank higher. Such adjustments would “spread out” what were oth-
for granted, some even suggesting it had been favored by selec- erwise overlapping rankings for this pair of animals. The adjusted
tion to minimize conflicts, there was a serious problem underlying self-ranks would then bias each animal’s willingness to escalate in
such linear orderings. Landau (1951a, 1951b) was an early critic subsequent interactions with other group members. Although this
who showed that it was mathematically impossible for animals that might stabilize dyadic relationships, it is not immediately obvious
settled contests based on normally distributed traits such as body whether the cumulative interactions among many group members
size to sort themselves into a linear order. The large numbers of relying on such a process would stabilize and generate the observed
animals at and near the average body size would have no accu- linear hierarchies.
rate way to do so. Although Landau’s concern was dutifully noted In fact, recent models have shown that this process can con-
in later reviews and textbook treatments of the topic, its general verge to a stable hierarchy (Beacham 2003; Chase and Seitz 2011).
significance was rarely discussed. The issue surfaced again when In these models, the final hierarchies are more likely to be linear
Chase (1974, 1985, 1986) made a similar point decades later. But when relationships are first established sequentially within sub-
again, the broader implications were often ignored by subsequent groups, and the functions relating combatant self-ranking to the
researchers. probability of winning a contest are nonlinear. Put more generally,
An early clue to resolving this puzzle was provided by Alexander the linearity of hierarchies is here seen as an emergent property,
(1961). He let 4 cricket males establish a linear hierarchy and then an artifact if you will, of complex nonlinear interactions between
isolated the 2 top-ranked animals together and the 2 bottom ani- group members.
mals together. The second-ranked cricket now lost all contests, as Given the early concerns and clues, why has it taken so long for
there was no third-ranking animal for it to dominate. The third- this interpretation of hierarchy linearity to appear? We think the
ranking cricket now won all contests with the lowest ranking one. major impediment was the obsession with reductionist science that
arose in the 1960s and is only now beginning to yield to alternative
approaches. The basic assumption of reductionism is that compli-
Address correspondence to J.W. Bradbury. E-mail: jwb25@cornell.edu. cated systems can be understood by characterizing the properties
and behaviors of their component parts and then adding these new values for the key variables are drawn at random from some
up to generate the whole. Look at any issue of Behavioral Ecology distribution). The right sides of these equations include extrinsic
or Animal Behaviour and you will find many successful applications parameters that are currently fixed in value. They usually also include
of this approach: Mating systems, parent–offspring conflicts, con- the values of the key variables in the current state. Given some
test behavior, cooperation, and communication are commonly bro- starting values for the key variables, one can successively apply the
ken down into dyadic interactions and the properties of any larger dynamic equation again and again to plot the trajectory of the sys-
ensemble predicted by adding up the dyadic behaviors. tem over time. The trajectory may be quite different depending on
Emergent properties, by definition, do not fit into this paradigm. the initial starting point and the values of the included parameters.
But then, how often does the reductionist strategy fail? Surely, we See Strogatz (1994) for a detailed introduction to dynamic systems
have done pretty well with the reductionist approach for decades. analysis.
Are emergent properties common enough to worry about? In this In a linear system, none of the variables on the right side of the
essay, we argue that it is time for behavioral ecologists to move dynamic equation have any exponents other than 1, there are no
beyond our exclusive focus on dyads and examine how much we products or ratios of key variables, and none of the key variables is
might be missing by not treating complexity head on. Many other present as the argument of a trigonometric, exponential, or similar
fields such as physics, neurobiology, computer science, and econom- function. It is easy to predict the trajectory of a linear system as
given the larger masses and the shift to 3-dimensional trajecto- When are animal social or communication networks complex
ries, at a lower frequency. This would be seen on a spectrogram as systems? Given our prior definitions, it should be clear that a net-
a sudden shift from harmonics to subharmonics spaced some frac- work might be either a linear or a nonlinear system: It will depend
tion, often half, of that seen in the prior series. Finally, at high on the nature of the interactive links between network members. If
enough flows, the system lapses into chaos and the spectrogram these relationships are essentially linear, then we would not expect
shows a wide band of noise. One can see several of these modes to see emergent properties and the trajectories followed by these
in 3 successive calls by a wild parrot in Figure 1. Like this parrot, networks should be predictable by knowing the relevant equations,
many animals “bifurcate” their nonlinear vibratory systems from starting points, and ambient parameters. However, there are many
one mode to another when producing signals. Human singers do reasons to believe that the complicated ways that group or network
this on purpose, whereas the “voice break” of teenage boys is an members can affect each other and then be affected in turn by the
unintended bifurcation. resulting feedback will generate nonlinear linkages between indi-
Although the versatility of vertebrate sound-producing organs viduals (see Strogatz quote above). The dominance hierarchies we
is itself interesting to behavioral ecologists studying communica- outlined earlier are a clear case in point. When the network links
tion, the broader message here is that any nonlinear system may are largely nonlinear, then we should not be surprised to see the
be capable of such sudden bifurcations. And nonlinear systems network act like a complex system showing bifurcations and emer-
Figure 1
Nonlinear behaviors in bird vocal organ. Three successive “peow” calls by wild male white-fronted amazon parrot (Amazona albifrons). First call on left shows
typical harmonic series of stable limit cycle vibrations in syrinx. Middle call shows appearance of subharmonics in last third of call (arrow points to relevant
section). Final call lapses into chaos in last two-thirds. Frequency scale (vertical axis): 0–16 kHz; time scale (horizontal axis: 0–1.4 s).
438 Behavioral Ecology
it clearly fills more of the plane than the straight line, but less than Self-organizing systems with few degrees of freedom (e.g., small
the filled area. The power function defining a fractal set can be social networks) might show any of the usual nonlinear outcomes
either deterministic or stochastic; if the latter, the log–log plot will including chaos, whereas larger systems with stronger nonlinearities
show a scattering of points, but we should still be able to discern a may avoid chaos but show self-organizing criticality: Here, the system
fixed exponent from a regression slope. spontaneously evolves to a quasi-stable state of advanced pattern
What do fractals have to do with complexity? It turns out that and complexity but is subject to periodic breakdowns whose mag-
the dynamics of complex systems often lead to fractal sets. The nitudes and/or spatial scales are distributed as power laws and
more structured the fractal set, the lower the fractal dimension; fractals. Thus, small breakdowns in a complex network’s function-
more random sets have higher fractal dimensions. The efficiency of ality might be common, but catastrophic breakdowns would be
functional activities is thought to be optimal for intermediate fractal rare (Bak et al. 1987; Creutz 1992; Bak and Creutz 1994; Turcotte
dimensions. For example, the geometric distributions of blood ves- 1999). The classical physics example is a trickle of dry sand grains
sels and the pulmonary tree have an intermediate fractal dimen- onto a flat surface (Creutz 2004). Over time, a peaked mound of
sion. Biochemical systems with fractal distributions of connections sand builds up on its own: This is a self-organized structure. When
are thought to be more robust to breakdowns than other designs the slope of the pile walls is steep enough, the system becomes self-
(Gallos et al. 2007). Foragers searching for sparse and randomly dis- organized critical. Each subsequent grain of sand added to the pile
emergence of synchrony in flashing fireflies and other assemblies that one might observe such an emergent property and then spend
of displaying males is 1 case in which complexity theory has been a lot of effort trying to find some selective and adaptive reason for
applied to animal behavior (Strogatz 2004). Surely there are many its existence when, in fact, it is a direct consequence of being a
more examples of communication networks that are sufficiently nonlinear system. The example of dominance hierarchies should
complex and nonlinear that emergent properties and states may be always be in our minds when faced with unexpected properties and
found once we look for them. traits.
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