Citizenship and Emigration Law - An Introduction PDF
Citizenship and Emigration Law - An Introduction PDF
Citizenship and Emigration Law - An Introduction PDF
EMIGRATION LAW: AN
INTRODUCTION
Karthik Shiva
Assistant Professor of Law
VIT School of Law
INTRODUCTION
◦ Citizenship – etymology – citisein - "inhabitant of a city or
town” - "freeman or inhabitant of a country, member of the
state or nation, not an alien"
◦ Artificial construct – Sense of ‘Belonging’
◦ Dual Function – Unifies and Divides
◦ Citizenship à Gradual Movement/Development
◦ From ‘Exclusion’ à To ‘Inclusion’
◦ Exclusive Citizenship à Inclusive Citizenship
INTRODUCTION
◦ Citizenship as a ‘contested’ concept
q Lays down the vertical relationship between the citizen and the state
v Plato made it clear that one’s lack of education, not one’s ‘race’ was
considered to be the “greatest obstacle to . . . becoming a citizen of Magnesia
(Laws).
◦ In the late Middle Ages and the Renaissance, the holding of citizenship in various cities
and towns of Italy and Germany became a guarantee of immunity for merchants and
other privileged persons from the claims and prerogatives of feudal overlords.
◦ The term ‘citizen’ entailed the possession of certain liberties in the face of the coercive
powers of absolutist monarchs.
MODERN CITIZENSHIP
v Modern Citizenship – Indicator of Symbolic reality of the
members
v People often relate it conceptions marital status, age or sex –
personal quality
v Gender dichotomies formed a part of Early Modern Citizenship – Laws governing the
acquisition and loss of citizenship were different
MODERN CITIZENSHIP
v Modern Citizenship à International Arrangements
v Traced to the revolution of the 18th century
v Identifying Citizens began with identifying non-
citizens –
v First Step à Systematic Classification of Non-
citizens
v Concept of Passports traced to 20th Century –
emerged long after nationality laws and citizenship
status was solidified
MODERN CITIZENSHIP
v Background – Treaty of Westphalia – Origins of
Modern Nation-State – borders inviolable and
immunity in internal affairs
v Sovereignty of Monarchies and Potentates –
status of persons was irrelevant – concern was
territorial scope of sovereign realm
v Modern Citizenship emerged – displacement of
Monarch as Sovereign – identification of new sovereign
in form of popular sovereignty
v USA – “We The PEOPLE” – came before ‘CITIZENS’ –
Citizenship by Birth – Ratification of 14th Amendment
in 1868 – Constitutional Status
MODERN CITIZENSHIP
v French Constitution 1791: It distinguished between
citoyens francais and citoyens actifs
v Citoyens francais – Nationals or citizens in the modern
sense including all members of the nation-state;
v Citoyens actifs – Comprised the sub-class of persons with
political rights
v French Citizenship – Linked to political participation –
Initially intended to include Frenchwomen – rolled back in
1792
v As ‘active citizens’ – right to vote was limited to all adult
males as they alone were liable military service of men – Still
‘citizenship’ was enjoyed without voting rights by women
MODERN CITIZENSHIP
v Early modern citizenship was gender neutral – USA and
France
v Napoleonic Code 1804 – changed the position – tethered
female citizenship with husband’s status
v By mid 19th Century this idea spread throughout Europe
and then the world
v Female citizenship – became conditional – transferrable on
foreign marriage – irrespective of legal/ practical
consequences for the individual woman
v Conditional Female Citizenship – premised on the Rule of
Common Family Nationality – international order as power
struggle between states – rivalries, tensions and hostilities
between states would project on the marriage
MODERN CITIZENSHIP
v Jus Soli and Jus Sanguinis – Conceptions developed
v Land of Immigration – USA, Canada, Australia – adopted
jus soli – Continental Europe – adopted jus sanguinis to
maintain link with descendants of its emigrants.
v Naturalisation permitted members of other states’ or
nations’ ‘peoples’ to be assimilated into the citizenry
v Naturalisation prohibited on racial grounds for aliens in
United States and the British Dominions – Chinese and
Japanese naturalisation was prohibited earlier
v Jus Soli – exception in Britain – Children of Ambassadors,
children fathered by members of occupying armies during
war – limited by law – Principle of Allegiance
MODERN CITIZENSHIP
v Early Modern Citizenship built around –
allegiance and protection – former prioritised over
latter
v Allegiance – Military service, taxes, defending the
King’s person and honour
v Allegiance was assumed as a quality of the
subject, not as a test of activity or character.
v Subject’s allegiance to the sovereign was not
elective or optional, not a matter of choice or
volition. It was indelible, perpetual and inalienable.
MODERN CITIZENSHIP
v Power to banish the subject from realm in
certain cases – subject status could not be stripped
v Mid 19th Century – Radical Rethinking of
relationship of individual to sovereign, states had
begun to recognise citizenship as alienable
v Recognition of voluntary ‘expatriation’ as part of
individual freedom
v Allegiance/‘citizenship’ was no longer perpetual –
an individual might change allegiance – sovereign
might strip an individual’s citizenship
CITIZENSHIP AND GLOBALISATION
v “Globalization” refers to “a cluster of related changes that are
increasing the interconnectedness of the world
v These changes are occurring in, but not limited to, economic,
technological, cultural, and political realm
v It has political, economic, sociocultural, and technological
dimensions, and
v It refers to the increased and seamless movement of goods,
services, ideas and people around the globe
v It refers to integration and inter-connectedness across
national boundaries along these dimensions.
CITIZENSHIP AND GLOBALISATION
v Cosmopolitan Citizenship – Birth, education, work, vacation in different
nations – complex questions of belonging, nationality and citizenship –
Citizens of the World?
v Challenge traditional conceptions of citizenship based on affiliation with a
territorial nation-state.
v Challenge to Nation state as the only source of authority over citizenship
and democracy
vGradual Vanishing/Erasure of strict ‘national boundaries’ – Open Borders
– Economic Unions – Supranational Organisation and Citizenship –
v Trans-national, International and Supra-national Citizenship – European
Union
v Borderless Nations – Global Passport – Global Citizens
CITIZENSHIP AND GLOBALISATION
v “Does globalisation make citizenship redundant?
But the question still remains whether nationality” and “citizenship” are interchangeable
terms - ‘Nationality’ has reference to the jural relationship which may arise for consideration
under international law. On the other hand ‘citizenship’ has reference to the jural
relationship under municipal law. In other words, nationality determines the civil rights of a
person, natural or artificial, particularly with reference to international law, whereas
citizenship is intimately connected with civic rights under municipal law. Hence, all citizens
are nationals of a particular State, but all nationals may not be citizens of the State. In other
words, citizens are those persons who have full political rights as distinguished from
nationals, who may not enjoy full political rights and are still domiciled in that country (vide
P. Weis-Nationality and Statelessness in International Law pp. 4-6; and Oppenheim’s
International Law, Vol. 1. pp. 642, 644).
NATIONALITY V. CITIZENSHIP
NATIONALITY CITIZENSHIP
Nationality is derived from the root word Citizen is derived from the root word
‘nationem’ which mean to “that which has ‘citisein’ which means “inhabitant of a
been born”. city”
It refers to belonging to a particular state It refers to a legal-political status conferred
by the state
It is considered to be a innate attribute i.e. It is dependent on the fulfilment of certain
where a person is born, etc. It is conditions and can be changed.
considered immutable.
It is enjoyed by both natural and artificial It is enjoyed and applicable only to
persons. natural persons.
There is no concept of dual/multiple There is a recognition of the concept of
nationality dual/ multiple citizenship
DOMICILE V. RESIDENCE
◦ Domicile is relevant to an individual's "personal law"
◦ It includes the law that governs a person's status and their property.
◦ It is independent of a person's nationality.
◦ A domicile is an individual’s permanent and fixed home which they
dwell in, and will return to at some point
◦ Domicile, in law, a person’s dwelling place for the purposes of
judicial jurisdiction and governmental burdens and benefits
◦ Domicile follows the person where ever he goes
◦ Domicile à Intention + Permanent Residence (Animus + Factum)
◦ Domicile in India – Art. 5 of the Constitution – Citizenship at the
Commencement of the Constitution
◦ Domicile of Origin (By birth), Choice (Voluntary Physical Presence)
and Operation of Law (Marriage, Minor)
DOMICILE V. RESIDENCE
◦ Citizenship Act 1955 – does not use the term ‘domicile’ -
“Ordinarily Resident in India”
◦ Single in Nature for the purposes of the citizenship – no state
domicile - no state citizenship in India – Public Employment
(Requirement as to Residence) Act, 1957
◦ Sometime used interchangeably with ‘residence’
◦ Domicile/Residence Certificate issued by the State
Government – Proof to show that the person is a resident of a
district or a state – no linkage to Citizenship law
◦ Domicile / Residence Certificate - Admission, Reservation and
Benefits in the State Government services, schemes and
institutions – eligibility & requirements varies from state to state
DUAL CITIZENSHIP
◦ Every country decides whom it considers to be a citizen.
◦ If more than one country recognizes you as a citizen, you have dual citizenship.
◦ Dual citizens enjoy benefits including the ability to live and work freely, own
property in both countries, and travel between the countries with greater ease.
◦ Double Advantages – Political Rights (Voting, Contesting and Donation), Work and
Travel (Visa and Permit requirements), Property Ownership (Access to Citizens)
◦ Double Disadvantages – Dual Obligations of Both Countries – Dual Laws rules and
regulations – Conflict - Military service for nation in war with US – Leads to Loss of US
Citizenship – Double Taxation – Barriers to certain offices/employment
◦ Example: Canadians are allowed to take foreign citizenship while keeping their
Canadian citizenship. USA also allows dual citizenship
MULTIPLE CITIZENSHIP
◦ Multiple Citizenship – When a person is citizen of more than one country
◦ History – Until 19th Century State decided who are citizens and refused to recognize other nationalities
held by them
◦ Earlier no right to renunciation without State’s permission – Perpetual Allegiance – made multiple
citizenship possible
◦ Convention on Certain Questions Relating to the Conflict of Nationality Laws 1930 – first
international attempt to ensure that all natural persons had a nationality – to resolve issues from
conflict of possible nationalities
◦ Preamble – The ideal towards which the efforts of humanity should be directed is the abolition of all
cases both of statelessness and double nationality
◦ Concept of Election on Majority – Requirement of Certain States – Bigamy and Dual Nationality
– Parallels Drawn – Initially Viewed as a Anomaly and Moral Abomination
MULTIPLE CITIZENSHIP
◦ Citizenship is defined exclusively by national laws, which can
vary and conflict with each other
◦ Sec. 12 of the Citizenship Act 1955 – enabled the Central Government through an
order in the official Gazette – reciprocity for the conferment of all or any of the
right of an Indian Citizen to Commonwealth Citizens
◦ An NRI is a person who is an Indian citizen but ordinarily resides outside India
and holds an Indian Passport
◦ An NRI person enjoys full citizenship in India does not require a visa to travel to
India and
◦ An NRI does not require any registration with the foreigners office
◦ A PIO in simple terms, is a foreigner who was previously an Indian national or whose
ancestors were Indian nationals
◦ The primary purpose of a PIO cardholders is to make it easier for foreign nationals of
Indian origin to enter India by granting them exemption from obtaining Indian visa
(i) They do not require a visa to visit India for a period of 15 years from the date of issue of the PIO card.
(ii) They are exempted from registration at FRRO/FRO if their stay does not exceeds 180 days. In case if
the stay exceeds 180 days, they shall have to register with Foreigners Regional Registration Office (FRRO)/
Foreigners Registration Office (FRO) within the next 30 days.
(iii) They enjoy parity with NRIs in economic, financial and educational benefits like:-
◦ Acquisition, holding, transfer and disposal of immovable properties in India, except agricultural/ plantation
properties
◦ Admission of children to educational institutions in India under general category quota for NRIs, including
medical and engineering college, IITs, IIMs etc
◦ Availing various housing schemes of LIC of India, State Government and Central Government agencies
◦ All future benefits that would be extended to NRIs would also be available to the PIO card holders.
OVERSEAS CITIZEN OF INDIA
◦ Government of India decided to grant Overseas Citizenship of India (OCI) based on the
recommendation of the High Level committee on Indian Diaspora
◦ A person registered to OCI is eligible to apply for grant of Indian citizenship under section
5(1) (g) of the Citizenship Act, 1955 if he/she is registered as OCI for five years and has
been residing in India for one year out of five years before making the application.
OVERSEAS CITIZEN OF INDIA
As per Sec. 7A of the Citizenship Act, 1955 – A foreign citizen
(i) who was a citizen of India at the time of, or at any time after 26th January, 1950; or
(ii) who was eligible to become a citizen of India on 26th January, 1950; or
(iii) who belonged to a territory that became part of India after 15th August, 1947; or
(vi) who is a minor child and whose both parents are citizens of India or one of the parents is a citizen of India; or
◦ Foreign citizens cannot apply for OCI in India while on Tourist Visa, Missionary Visa and Mountaineering Visa. – Requires any
other long duration visa
◦ The foreigner has to be ordinarily resident of India to be eligible to apply for OCI registration in India.
◦ Note: 'ordinarily resident' will mean a person staying in a particular country or in India for a continuous period of 6 months.
OVERSEAS CITIZEN OF INDIA
Foreign Citizen
(Except certain countries)
◦ Further benefits to OCIs will be notified by the Ministry of Overseas Indian Affairs
(MOIA) under section 7B (1) of the Citizenship Act, 1955.
◦ EXCLUSION: If the applicant had ever been a citizen of Pakistan or Bangladesh, he/she
will not be eligible for OCI.
OVERSEAS CITIZEN OF INDIA
Registered OCIs shall be entitled to following benefits:
(iv) to visit any place which falls within the Protected or Restricted or prohibited areas as notified by
the Central Government or competent authority;
PROVISO INSERTED VIDE MHA NOTIFICATION S.O. 1050(E) – Dated 4th March 2021
OVERSEAS CITIZEN OF INDIA
(2) Exemption from registration with the Foreigners
Regional Registration Officer or Foreigners Registration
Officer for any length of stay in India:
Provided that the OCI Cardholders who are normally resident in India shall
intimate the jurisdictional Foreigners Regional Registration Officer or
the Foreigners Registration Officer by email whenever there is a change in
permanent residential address and in their occupation;
PROVISO INSERTED VIDE MHA NOTIFICATION S.O. 1050(E) – Dated 4th
March 2021
OVERSEAS CITIZEN OF INDIA
(3) Parity with Indian nationals in the matter of,
museums in India;
OVERSEAS CITIZEN OF INDIA
Parity with Non-Resident Indians in the matter of –
(i) inter-country adoption of Indian children subject to the compliance of the procedure as laid down by the
competent authority for such adoption activities;
(ii) appearing for the all India entrance tests such as National Eligibility cum Entrance Test, Joint Entrance
Examination (Mains), Joint Entrance Examination (Advanced) or such other tests to make them eligible for
admission only against any Non-Resident Indian seat or any supernumerary seat:
Provided that the OCI Cardholder shall not be eligible for admission against any seat reserved exclusively for
Indian citizens;
(iii) Purchase or sale of immovable properties other than agricultural land or farm house or plantation property;
and
(iv) Pursuing the following professions in India as per the provisions contained in the applicable relevant
statutes or Acts as the case may be, viz.:-
a) doctors, dentists, nurses and pharmacists;
b) advocates;
c) architects;
d) chartered accountants;
OVERSEAS CITIZEN OF INDIA
(5) In respect of all other economic, financial and educational fields not
specified in this notification or the rights and privileges not covered by the
notifications made by the Reserve Bank of India under The Foreign
Exchange Management Act, 1999 (42 of 1999), the OCI cardholder shall have
the same rights and privileges as a foreigner.
(6) Overseas Citizen of India (OCI) Cardholders are eligible for appointment
as teaching faculty in NTs, NITs, IIMs, SISERs, IISc, Central Universities
and in the new AIIMS set up under Pradhan Mantri Swasthya Suraksha
Yojana (PMSSY).
OVERSEAS CITIZEN OF INDIA
◦ The OCI Cardholder (including a PIO Cardholder) is a foreign national holding
passport of a foreign country and is not a citizen of India.
◦ OCIs are entitled to a multipurpose, multiple entry, lifelong visa allowing them to visit
India at any time, for any length of time and for any purpose.
◦ They are exempted from police reporting for any length of stay in the country.
◦ They have also been granted all rights in the economic, financial and education fields
in parity with NRIs except, the right to acquisition of agricultural or plantation properties.
◦ Sec. 7B of Citizenship Act, 1955 – Persons registered as OCI have not been given any
voting rights, election to Lok Sabha/Rajya Sabha/Legislative Assembly/Council,
holding Constitutional posts such as President, Vice President, and Judge of
Supreme Court/High Court etc.
GRANT OF OVERSEAS CITIZEN OF INDIA -
RESTRICTIONS
◦ Foreign Military/ Police Personnel either serving or retired will not be registered
as OCI Cardholder – EXCEPTION – CONSCRIPTION
◦ Israeli citizens who are otherwise eligible for registration as OCI cardholder in terms
of the provisions of section 7A of the Citizenship Act, 1955 and do no more than that
of compulsory years of conscription can be granted OCI Card. (No term ceiling)
◦ Other foreign nationals of Indian origin, who have undergone only compulsory
years/ period of military/ police conscription in their country for a period not
more than 2 years and have not opted to join the military/ police force of the country
even for the shortest period of time beyond compulsory military/ police conscription
(2 YEAR TERM CEILING)
GRANT OF OVERSEAS CITIZEN OF INDIA -
RESTRICTIONS
◦ Same Rule for Spousal Basis OCI – Foreign Spouse should not have put in more
time than minimum conscription to be eligible for OCI Card
◦ Indian Spouse not alive – Foreign Spouse can still apply for OCI Card provided there is
no remarriage – Decision on case-to-case basis – subject to following conditions
a. Foreign Spouse has children from marriage with deceased Indian spouse
who are OCI/Indian Citizen
◦ OCI Scheme was kept in abeyance for a time frame after COVID-19 pandemic – in
public interest – w.e.f. 16th April 2020 – later restored in a phased manner - after air
bubble scheme came into place
RENUNCIATION OF OVERSEAS
CITIZENSHIP OF INDIA (Sec. 7C)
(1) If any Overseas Citizen of India Cardholder of full age and capacity makes in prescribed
manner a declaration renouncing the Card registering him as an Overseas Citizen of India
Cardholder, the declaration shall be registered by the Central Government, and upon such
registration, that person shall cease to be an Overseas Citizen of India Cardholder.
(2) Where a person ceases to be an Overseas Citizen of India Cardholder under sub-section
(1), the spouse of foreign origin of that person, who has obtained Overseas Citizen of India
Card under clause (d) of sub-section (1) of section 7A, and every minor child of that person
registered as an Overseas Citizen of India Cardholder shall thereupon cease to be an
Overseas Citizen of India Cardholder.
TERMINATION OF OVERSEAS CITIZENSHIP OF
INDIA (Sec. 7D)
The Central Government may, by order, cancel the registration granted under sub-section (1) of section 7A, if it is satisfied that―
(a) the registration as an Overseas Citizen of India Cardholder was obtained by means of fraud, false representation or the
concealment of any material fact; or
(b) the Overseas Citizen of India Cardholder has shown disaffection towards the Constitution, as by law established; or
(c) the Overseas Citizen of India Cardholder has, during any war in which India may be engaged, unlawfully traded or
communicated with an enemy or been engaged in, or associated with, any business or commercial activity that was to his
knowledge carried on in such manner as to assist an enemy in that war; or
(d) the Overseas Citizen of India Cardholder has, within five years after registration under sub-section (1) of section 7A, been
sentenced to imprisonment for a term of not less than two years; or
(da) the Overseas Citizen of India Cardholder has violated any of the provisions of this Act or provisions of any other law for
time being in force as may be specified by the Central Government in the notification published in the Official Gazette; or
(Inserted by CAA, 2019);
(e) it is necessary so to do in the interests of the sovereignty and integrity of India, the security of India, friendly relations of
India with any foreign country, or in the interests of the general public; or
(f) the marriage of an Overseas Citizen of India Cardholder, who has obtained such Card under clause (d) of sub-section (1) of
section 7A,―
(i) has been dissolved by a competent court of law or otherwise; or
(ii) has not been dissolved but, during the subsistence of such marriage, he has solemnised marriage with any other person.
[Provided that no order under this section shall be passed unless the Overseas Citizen of India Cardholder has been given a
reasonable opportunity of being heard.]
OVERSEAS CITIZEN OF INDIA
CARD
OCI CARDHOLDERS
MERGER OF PIO & OCI SCHEMES
◦ PIO introduced in 2002 and the OCI Scheme introduced in 2005
◦ Letter No. 26011/06/2-15-OCI (Vol II) dated 26.12.2016 – PIO Scheme was
withdrawn and PIO cardholder were directed to make an application for
conversion/registration to OCI
◦ PIO holders can use their PIO card to travel to India until 31 December 2023.
Effective 1 January 2024, PIO holders' entry to India will be refused.
PERSON INDIAN ORIGIN V. OVERSEAS
CITIZEN OF INDIA
PERSON OF INDIAN ORIGIN OVERSEAS CITIZEN OF INDIA
Validity of Card– 15 years for the date of issue Valid for lifetime
Obtaining of Indian Citizenship regularly After 5 years of issue of OCI, one can apply
residence in India for a minimum of 7 years after residing in India for a minimum of one
year.
Citizenship u/sec. 5(1)(a) & (c) – Ordinary Citizenship u/sec. 5(1)(g) – Registration as
residence for 7 years before application OCI for 5 years + 12 ordinary residence in
India before application
CORPORATE CITIZENSHIP
◦ Corporate entities, corporation and companies are no doubt
established with the objective of profit making
◦ Modern Context à Profit Making cannot be the “sole and only
objective of a corporate entity”
◦ Corporate citizenship refers to a company’s responsibilities
toward society.
◦ Corporate citizenship involves the social responsibility of
businesses and the extent to which they meet legal, ethical, and
economic responsibilities, as established by shareholders.
◦ Corporate Social Responsibility (CSR) – Important subset of
Corporate Citizenship
CORPORATE CITIZENSHIP
◦ Scholarly Opinion on interlinkage is divided
◦ Swanson and Niehoff à CSR = Corporate Citizenship
◦ Wood à Corporate Citizenship is concerned with internal organisational values and
CSR on externalities associated with corporate behaviour
◦ Companies responsibly manage not only their financial performance but also their
environmental and social impact.
◦ Corporate citizenship, corporate social responsibility and now sustainability and the
'triple bottom line' address a common theme:
◦ The relationship between business and society
◦ How much money one makes? à How that money is made?
◦ Primary relationship between business and society is economic
◦ Growing public concern on the social and environmental effects of business activities
NOTIONS OF CORPORATE
CITIZENSHIP
Economic Perspectives à Maximisation of Rent-seeking opportunities
(1) that corporations should think beyond making money and pay attention to
social and environmental issues,
(2) that corporations should behave in an ethical manner and demonstrate the
highest level of integrity and transparency in all their operations, and
(3) that corporations should be involved with the community in which they operate in
terms of enhancing social welfare and providing community support through
philanthropy or other means
CORPORATE CITIZENSHIP
◦ Indian Companies Act in 2013 made corporate contribution to the CSR fund
compulsory
◦ Section 135 of the Companies Act, 2013 – Requires every company, private limited
or public limited, which has a net worth of Rs. 500 crore or more, or a turnover of
Rs. 1,000 crore or more, or a net profit of Rs. 5 crore or more during any
financial year
◦ Objective: To spend a minimum of two per cent of the average net profits they
have made during the three immediately preceding financial years towards the
upliftment of society.
THEORIES OF CITIZENSHIP
◦ Delanty – Citizenship deals about membership of a political community.
◦ These theories choose to prioritise either one or more of these aforesaid elements.
THEORIES OF CITIZENSHIP
Participation Identity
Political Social
◦ It also contains arguments about how citizenship should be developed, expanded or changed
and, hence, normative arguments about what citizenship should be like.
a. A theoretical one, which considers what the relationship should be like (Ideal)
b. An empirical one, which examines what the actual relationship is between political
communities and individuals and between individuals in such communities (Real)
CIVIC REPUBLICAN THEORY
◦ The republican models find support in the works of Aristotle,
Tacitus, Cicero, Machiavelli, Harrington and Rousseau
◦ The key principle of the republican model is civic self-rule
through citizen participation
◦ It is embodied in classical institutions and practices like the
rotation of offices
◦ As per Aristotle, Citizens are, first and foremost, “those
who share in the holding of office”
◦ The underlying conception being Aristotle’s characterization
of the citizen as “one capable of ruling and being ruled in
turn”
CIVIC REPUBLICAN THEORY
◦ Civic self-rule is also at the heart of Jean Jacques
Rousseau’s Contrat Social:
◦ It is their co-authoring of the laws via the general will
that makes citizens free and laws legitimate.
◦ Active participation in processes of deliberation and
decision-making ensures that individuals are citizens,
not subjects - Republicans prefer deliberative
democracy
◦ In essence, the republican model emphasizes the
second dimension of citizenship, that of political
agency.
CIVIC REPUBLICAN THEORY
◦ Republicans à Citizenship should be seen as
common civic identity shaped by a common public
culture.
◦ Civic Identity should be stronger that religious,
ethnic identities, etc.
◦ Republicans criticize communitarians as they place
local identities above the civic goals
◦ Drawbacks à Scale and Complexity of Modern
Nation State renders citizen participation difficult
LIBERAL THEORY
◦ The Liberal Model of Citizenship is traced to the Roman Empire and early-modern
reflections on Roman law
◦ Citizenship meant being protected by the law rather than participating in its
formulation or execution.
◦ It became an “important but occasional identity, a legal status rather than a fact of
everyday life”
◦ The focus here is obviously the first dimension: citizenship is primarily understood as a
legal status rather than as a political office – Liberals prefer representative democracy
LIBERAL THEORY
◦ It now “denotes membership in a community of shared or common law,
which may or may not be identical with a territorial community”
◦ The Roman experience shows that the legal dimension of citizenship is potentially
inclusive and indefinitely extensible.
◦ The liberal tradition, which developed from the 17th century onwards,
understands citizenship primarily as a legal status
◦ Citizenship is a legal status, which confers certain rights on the individual protecting him from state
interference.
◦ T.H Marshall – Citizenship and Social Class (1950) – Division of Citizenship à Three Facets à Civil,
Political and Social Elements
◦ Marshall argues that Civil and Political Rights meaningless without Social Rights à Free Speech without
Education
◦ Marshall à Reduction not elimination of inequality should be the objective of the state à Liberal Tradition
◦ John Rawls à Argued for redistribution of Goods and Services to benefit least advantaged groups
◦ Substantive Equality eludes liberal citizenship that focusses and guarantees formal legal equality
COMMUNITARIAN THEORY
◦ Communitarians argue that an individual does not exist prior to the community
◦ Citizen is someone who plays an active role in shaping the future direction of
society through political debate and decision-making.
◦ They criticize the liberals for ignoring social nature of individuals by focusing too
much on the individual.
◦ Liberals have not given any importance to duties and responsibilities towards
community as their focus is on rights of an individual.
COMMUNITARIAN THEORY
◦ Liberal Theory à Individual Rights v. Communitarian Theory à Group Rights
◦ As there are no political institutions in a communist state, there will be no need for
citizenship.
◦ In practice, there have been differences. Lenin abolished the terms 'state' and 'citizen' in
the Soviet constitution, but Stalin restored them in 1936. This constitution listed a
number of rights and duties for the individuals à Duties of the State and the People
MARXIST THEORY
◦ Anthony Giddens à Development of Modern Democracy and Citizenship – 16th century – the
state’s administrative power increased to supervise the population and store data regarding them.
◦ Could not be done with force alone and required cooperation from citizens in the form of
cooperative social relations.
◦ The state generated more opportunities for subordinate groups to influence the state which Giddens
refers to as a `two-way' expansion of power.
◦ He has further argued that contemporary capitalism is different from 19th century capitalism as
it has been shaped by labour movements.
◦ This has brought welfare capitalism into focus which takes care of civil rights of workers.
◦ He has revised Marxist perspective on citizenship and concluded that citizenship rights can be
maintained within a liberal framework.
PLURALIST THEORY
◦ Pluralist Theory à The development of citizenship as a multi-dimensional and
complex process
◦ Pluralist theory insists on inquiring into all types of discrimination against people,
whether on grounds of gender, race, religion, property, education, occupation or
age.
PLURALIST THEORY
◦ Modern World has seen many social movements against
different types of social discrimination.
◦ Premise à Only Free Male citizens engage with their peers and deliberate over the
common good, deciding what is just or unjust, advantageous or harmful
◦ Women, associated with the ‘natural world’ of reproduction, are denied citizenship
and relegated to the household.
◦ Feminist Critique à Liberal Model à Mould of Private Sphere and interlinkages with
Public Sphere
◦ Mary G. Dietz à Political Liberty as an instrumentality to secure the private sphere from
outside interference which allows the free pursuit of particular interests
◦ Pateman à Private and Public has prevented the women from accessing the public
◦ Susan Moller Okin à Public and Private and inextricably interconnected (Okin)
◦ This does not to dissolve the political, but, rather, to revive it since anything is as
political as citizens choose to make it
◦ Citizens have to freely and equally choose whether and is to what extent the
“personal is political”
FEMINIST THEORY
◦ Main slogan of Women's movement in 1970s was ‘The Personal is Political’.
◦ John Stuart Mill had famously said, "An egalitarian family is a much more fertile
ground for equal citizens than one organized like a school for despotism".
◦ Civic Feminism à To bring about equality between men and women, liberals believe
there should be constitutional reforms by which men will contribute to household
work.
◦ Socialist feminists want expansion in areas like free birth control, abortion,
health facilities for women and state recognition of domestic labour.
◦ Radical feminists want women's entry into public sphere for making them active
citizens.
MULTICULTURAL THEORY
◦ Multicultural Theory à Developed by Will Kymlicka in his book Multicultural
Citizenship: A Liberal Theory of Minority Rights
◦ Citizenship à ‘the liberal ideal is a society of free and equal individuals’ à What
is the meaning of the term ‘society’ here?
◦ Do not favour Open Borders as it opens up the chance of the country being
overrun by immigrants endangering their own survival as a national culture.
◦ A crucial difference is the drastic narrowing of the minority groups entitled to special rights: only
ethnic and national minority groups qualify.
◦ This is due to a narrow definition of the conditioning factor of group rights, ‘societal culture’.
◦ Kymlicka defines societal culture as shared history, language, and territory, making it
synonymous with “a nation” or “a people”.
◦ •But this definition excludes non-ethnic groups, such as gays and lesbians, the disabled, or
lifestyle groups, as multicultural claimants.
MULTICULTURAL THEORY
◦ Attempts to develop a theory of minority rights starting from the position of liberal nationalism
◦ Recasting Rawlsian conception of ‘Justice as Fairness’ à Rawls did not consider cultural
disadvantage à Kymlicka’s conception of ‘Multiculturalism as fairness’.
◦ The distinction which lies at the core of Kymlicka's theory is the distinction between national
minorities and (immigrant) ethnic groups.
◦ It often neglects of indigenous peoples and other non-immigrant ‘national minorities’ whose
homelands have been ‘incorporated into the boundaries of the larger state, through conquest,
colonization, or federation’.
◦ Kymlicka proposes to take more seriously not only the claims of indigenous peoples but also
the treaty model of intergroup (particularly majority-minority) relations.
MULTICULTURAL THEORY
Kymlicka has distinguished at the outset two broad patterns of cultural diversity;
ii. Ethnic Groups – Diversity arises out of individual and family migrations of people who
form `ethnic groups' in the larger society. Want recognition/accommodation of their culture but
do not want to become separate & self-governing nations.
Classified into a). Multinational States or b). Poly-ethnic States or c). Both
MULTICULTURAL THEORY
Kymlicka differentiates between two kinds of "multiculturalism" and classifies them into
(1) Multinational states à Sates in which a "national minority" lives. This minority is a distinct
national group, with a language, culture, territory, etc.
(2) Polyethnic states à States that experience immigration. These immigrant groups are
"ethnic groups," not "national groups," because they have culture and language, but no defined
territory or claim of ownership.
◦ Ethnic groups usually integrate into the larger society -- after all, they immigrated to it by
choice.
◦ National groups usually remain distinct--the state usually came to them (through
conquest or agreement).
◦ Many states are both multinational and polyethnic, like Canada, with the French (and
British) immigrant ethnic group and the Inuit national group.
MULTICULTURAL THEORY
Will Kymlicka argues that these groups generally advance three types of claims for special
treatment.
a federal structure.
(2) Ethnic groups frequently want protection of their distinct culture and language, so that
integration into the dominant culture does not require abandonment of previous ways.
(3) Both groups may claim special representation in the central government (e.g. a reserved
number of seats or something) to protect their special status [in the case of national groups]
or to protect them from the majority given their small relative size
MULTICULTURAL THEORY
◦ Will Kymlicka argues in favour of accommodation of multicultural groups based on group
affiliation. Exemption/Accommodation as required for inclusion rather than exclusion.
Example: Jewish Head Gear in Army
◦ This in spite of liberal opposition favouring identical treatment of individual citizenship based
on common citizenship claims
◦ When groups usually national minorities want self-rule or autonomy, the situation is more
complicated.
◦ Will Kymlicka à Prevent the formation of a common citizenship and patriotism, are
important for liberal democracy.
◦ But forcing national minorities to assimilate will be problematic and can easily lead to
violence.
SOCIOLOGICAL THEORY
◦ T.H Marshall à Main Proponent of the Sociological Theory of
Citizenship
Civil •18th
◦ Argued that 20th Century Social welfare state in the Western Citizenship Century
Services
◦ This new kind of citizenship slowly pulled apart the package of privileges hitherto
enjoyed exclusively by the well born.
SOCIOLOGICAL THEORY
◦ T.H Marshall à Citizenship and Social Class (1950) à Alfred Marshall Lectures in
Cambridge (1949) à Following the implementation of William Beveridge’s wartime plans for
Universal Social Insurance
◦ 18th century à Civil Citizenship à Saw the gradual acceptance of the idea of equal civil
rights, including the right to freedom of speech, the right to own property and to
conclude contracts, and the right to justice
◦ 19th century à Political Citizenship à Saw the expansion of the franchise and hence the
universalization of political rights, including the right to elect representatives
to Government
◦ 20th century à Social Citizenship à Saw the emergence of social Citizenship with right to
material resources and social service becoming an integral part of citizen’s rights à
Universal Access to education, housing, health, social insurance, etc. à No longer charity
neither was it at the cost of forfeiting civil/political rights
SOCIOLOGICAL THEORY
◦ Critique: It merely offers a specific narrative of modern British history rather than a
general social theory and that it oversimplifies the complex evolution of the status of
citizenship in Britain.
◦ Support: Marshall noted a sharp tension between the slowly emerging legally
authorized equality of the modern state and the great class inequality of capitalist
societies
◦ The widening of the franchise and the creation of social rights are consequently
required to address this tension between civil equality and political and economic
inequality