Weaver & Olson2006
Weaver & Olson2006
Weaver & Olson2006
paradigms used for nursing research? What is the significance working within interpretive and critical theory paradigms
of paradigms to theory and disciplinary knowledge develop- have considered observations as subjective, ‘value relative’, or
ment? What are the consequences in choosing one paradigm ‘value mediated’ (Lincoln & Guba 1985). In addition,
for nursing research over others? researchers in the interpretive paradigm have sought inter-
We addressed these questions through study of the theor- subjectivity or shared subjective awareness and understanding
etical and philosophical literature. Using the keywords within the research relationship. Methodologies associated
research paradigm, research tradition, disciplinary matrix, with each paradigm reflected the ontological underpinnings of
worldview, nursing knowledge, positivism, postpositivism, relativism or realism and epistemological underpinnings of
interpretive, and critical social theory, material was identified objectivity, subjectivity or intersubjectivity. For example, the
from the computerized databases for nursing, allied health, participatory action research approach of critical social theory
medical and educational literature (e.g. CINAHL, Medline, was developed to reveal hidden power imbalances, learn how
Pubmed, EBSCO and ERIC). Primary sources were identified people subjectively experience problems, and make this
by reviewing the reference lists of the retrieved material. We knowledge publicly available.
did not limit the search to a specific timeframe as the history We further examined the paradigms to distinguish differ-
of nursing research and nursing science has been short. The ences in the goals of inquiry, nature of knowledge sought,
sample consisted of 72 journal articles and chapters published and the place of theory in the research process. With the
in English. overall aim of creating good science, the goals of research
To organize the characteristics of the literature reviewed within each paradigm varied. The goals of positivist and
and to determine the current state of knowledge, we postpositivist paradigm research were control and prediction
constructed a table using as columns the categories for (Allen et al. 1986, Guba & Lincoln 1994); the goal of
comparison that emerged from the reading and as rows the interpretive research was understanding (Ford-Gilboe et al.
individual paradigms (see Table 1). Critical analysis was 1995) and that of critical theory was emancipation (Maguire
completed by identifying underlying assumptions, examining 1987). Theoretical knowledge of truth as an absolute entity
the logic of explanations, evaluating the content of each work was sought in the positivist paradigm, and truth as a probable
in light of previous work, and clustering results. We carried value was sought in the postpositivist paradigm (Guba &
out what Kirkevold (1997) defines as a synopsis review in Lincoln 1994, Letourneau & Allen 1999). Practical knowl-
that we clarified and portrayed systematized information edge to help understand or change the social world was the
about each paradigm without attempting to unify the focus of interpretive and critical theory paradigms. This type
alternative theoretical positions. of knowledge, co-constructed between researchers and
research participants, was subject to continuous revision
(Campbell & Bunting 1991, Kim 1999). In the positivist and
Findings
postpositivist paradigms, theory was established deductively.
The positivist focus was on verifying hypotheses and
Comparing and contrasting the paradigms
replicating findings (Lincoln & Guba 1985, Morse & Field
The philosophical underpinnings of the positivist, postposi- 1995); the postpositivist focus was on falsifying hypotheses
tivist, interpretive and critical theory paradigms of nursing (Guba & Lincoln 1994). In the interpretive paradigm, theory
research were assessed for similarities and differences. The emerged inductively – hypotheses were formulated and tested
interpretive paradigm differed ontologically from the others to generate theory, and established theory was used to
because it is based on relativism, a view of truth as composed explain the data (Lincoln & Guba 1985, Morse & Field
of multiple local and specific realities that can only be 1995). Theory and knowledge in the critical social theory
subjectively perceived (Allen et al. 1986, Guba 1990). Posit- paradigm were closely linked in that theory made shared
ivist, postpositivist and critical theory paradigms are based on meanings of social interactions explicit and illuminated
realism, a view of truth as universal and independent of human embedded barriers to autonomy and responsibility (Allen
perception of it. Postpositivist and critical theory paradigms et al. 1986, Mill et al. 2001).
are based on the assumption that this universal truth may not
be accessible to everyone (Allen et al. 1986, Guba & Lincoln
Significance of paradigms to nursing theory development
1994). Positivist and postpositivist paradigms differed episte-
mologically from the others in their assumption that observa- The evolution of multiple paradigms has sparked extensive
tions can be objective and either ‘value free’ or ‘value neutral’ debate over the need to determine if one, a combination of
(Norbeck 1987, Schumaker & Gortner 1992). Researchers several, or any at all is best for nursing research. We assessed
Contributions Limitations
Positivist
Generalizability of findings beyond a particular sample (Baker Context stripping limits application to practice (Schumaker &
et al. 1998) Gortner 1992)
Produces description and prediction (Allen et al. 1986, Labonte Explanation as well as description and prediction needed to guide
& Robertson 1996) nursing intervention (Schumaker & Gortner 1992)
Objectivity enhances credibility. Only directly observable ‘Value free’ observations impossible as observations based on
theoretical entities held to exist; researcher role is detachment perception, a function of prior knowledge and experience (Schu-
(Allen et al. 1986, Guba & Lincoln 1994, Clark 1998) maker & Gortner 1992, Playle 1995). Scientists may ensure the
status quo (Gould 1981)
Attempts to discover universal truth through verification Absolute truth is rarely if ever established (Chinn 1985)
(Lincoln & Guba 1985, Gortner 1993)
Belief that scientific methods used to investigate the physical Humans seen as extensions of nature described via causal mechanical
world can be used to investigate the social world (Feyerabend laws (Kleynhaus & Cahill 1991). Ignores possibility that humans
1990) actively construct their social world and knowledge (Blummer 1969)
Postpositivist
Recognizes fallacies of verification. Seeks to falsify hypotheses Knowledge claims represent probabilities about human phenomena
(Gortner 1993) and establish probable truth (Maguire 1987) rather than universal governing laws (Letourneau & Allen 1999)
Attempts holism by including subjective states (Schumaker & Neglects ‘whole’ person by studying parts (Pearson 1990, Nagle &
Gortner 1992) and multiple perspectives and stakeholders Mitchell 1991). Does not make explicit how the views of patients as
(Letourneau & Allen 1999) stakeholders are drawn into the research process
Powerful, i.e. attracts funding (Guba & Lincoln 1994, Cheek Theory development controlled by others outside of discipline. Power
2000) influences what can and will be known (Dzurec 1989)
Encourages precision, caution and scepticism (Gortner 1993). Conformity with peers within postpositivist paradigm may lead to
Credibility through conformity with judgment of peers becoming ‘pot-bound’
(Letourneau & Allen 1999)
Logical for study of phenomena such as genetic issues and No ‘cookbook’ techniques for achieving balance of heterogeneous
epidemiology (Norbeck 1987). Defines boundaries of nursing qualitative and quantitative methods (Letourneau & Allen 1999,
separately from social sciences (Drew 1988, Gortner 1993) p. 627)
Interpretive
Inquiry is means for articulating, appreciating, and making May ignore ecological, historical, and risk factors (Gortner 1993)
visible the voices, concerns and practices of research
participants (Benner 1994)
Focus is subjectivity and intersubjectivity (Dzurec 1989, Loss of objectivity limits ability to discriminate patterns that are
Drew & Dahlberg 1995, Horsfall 1995) fundamental to humans (Allen 1985)
Truth viewed as multiple realities that are holistic, local, and Less explanatory power as infinite number of interpretations are
specific (Ford-Gilboe et al. 1995) possible for a given phenomenon (Berger & Luckmann 1966)
Seeks understanding, shared meaning, and embedded meaning Theorizing limited because the human state is not objectified outside
(Allen & Jensen 1996) of the lived experience and present (Gortner 1993)
Meaning is constructed in the researcher–participant interaction Discomfort with the uncertainty of the ever-changing nature of
in the natural environment (Guba & Lincoln 1994, Ford- knowledge
Gilboe et al. 1995, Hinshaw 1999)
Critical social theory
Exposes oppression through understanding shared meanings of Emphasizes rationality while excluding feelings despite the
political, social, historical and cultural practices that impede emancipatory potential of feelings (Campbell & Bunting 1991)
equal participation (Ludz et al. 1997)
Theory and practice closely linked. Research goes beyond If researchers know ahead of time that social action is needed, then do
description towards action to change inequities (Mill et al. 2001) not need research to justify this (Gortner 1993)
Ensures representation of diverse and under-represented views The one who critiques is part of the culture being critiqued which
(Gortner 1993, Wuest 2000) suggests complicity (Reed 1995)
Practitioners can develop tacit knowledge from practice via Practitioners may not see themselves as researchers or theorists and
criticism and reflection (Fawcett et al. 2001) practice as data (Tolley 1995)
Research process characterized by continual redefinition of Focus on problems defined by oppressed groups and collective
problems and by cooperative interaction between researchers humanity. May exclude the individual and personal level. Some
and those whose environment is being researched research team members may have more power than others
(Campbell & Bunting 1991)
the utility of a unitary, pluralist, or anti-paradigmatic approaches, in denying social contexts and intersubjectivity
approach to guide inquiry through identification of each within research relationships, may perpetuate technically-
paradigm’s contributions and limitations. oriented practice (Horsfall 1995). Positivism has tended to be
inconsistent with holistic practice in its denial of unobserv-
Contributions able values, including spiritual aspects and relationships
Different benefits to nursing theory development were asso- within complex socio-political, ecological environments. Its
ciated with various research studies within the postpositivist, claims of producing value free observations and discovering
interpretive and critical theory approaches. Nursing research universal truth are questionable. The major criticism of
conducted within the postpositivist paradigm contributed to postpositivism is its reduction of people to parts and its
health promotion, illness prevention and professional edu- dehumanization of them to scores and percentages for
cation. For example, through postpositivist quantitative in- statistical analyses.
quiry, Faye and Yarandi (2004) identified that African Research within the interpretive paradigm has tended to
American women were at greater risk of depression because ignore the influence of biological factors and social structures
of lower income, lesser education and residency in rural on individual action. The loss of objectivity (e.g. multiple
committees. Treat-Jacobson and Lindquist (2004) found the interpretations of multiple realities, non-objectification of the
intensity of exercise required to receive functional benefit human state) has limited theorizing. The interpretive
following cardiac bypass surgery to be less than many people approach can be criticized for its underlying assumptions
realized. A study of the knowledge and attitudes of nurses about all being equal. Critical theory, shown to value the
caring for patients with AIDS (Walusimbi & Okonsky 2004) collective above the individual, has tended to demean
provided baseline data from which to determine appropriate participants asked to respond to shared, pre-existing social
educational interventions for nurses. orders they had no part in creating. Critical theory research-
Nursing research conducted in the interpretive paradigm ers have been criticized for their complicity in being part of
involved different qualitative methods to gain in-depth and the culture they critiqued and for suppressing findings
detailed description, understanding and explanation of incompatible with their beliefs.
ordinary occurrences as experienced by those in the field.
For example, Austin et al. (2003) used a hermeneutic
Unitary paradigm
phenomenological approach to understand the experiences
of nurses attempting to address ethical concerns in patient Those who have embraced a unitary or a single paradigm
care within health institutional environments. Through par- approach for nursing research have asserted that incommen-
ticipant observation fieldwork, Ellefsen and Kim (2004) surable ontological and epistemological differences among
obtained information about how nurses view, interpret and the paradigms required choosing one over the others for
receive the meanings of clinical situations. These findings specific research projects. In this way, the set of beliefs about
using the interpretive paradigm research have identified health, relationships of person with environment and goal of
specific strategies nurses use with patients that can inform nursing knowledge expressed in the paradigm were preserved
and improve nursing practice. (Mitchell & Pilkington 1999). Donaldson and Crowley
Researchers conducting inquiry in the critical social theory (1997/1978) have explained that a discipline is characterized
paradigm have made it their responsibility to raise awareness by ‘a unique perspective, a distinct way of viewing all
of social problems and to ensure that the voices and phenomena, which ultimately defines and limits the nature of
perspectives of marginalized people are heard. In keeping its inquiry’ (p. 242). While they have articulated the need for
with this mandate, Georges (2002) called for greater exam- an overarching framework of values agreed to by members of
ination of the context of social and political inequities creating the discipline, clearly Donaldson and Crowley have not
and sustaining suffering. Bermann (2003) described the need explicitly recommended establishment of a single research
for researchers who work with children, in which empower- perspective. The overarching framework for nursing inquiry
ment is a goal, to acknowledge power imbalances in research could endorse research approaches within diverse paradigms
relationships and to enable children to shape the interviews. (Northrup 1992, Reed 1995).
Our review revealed limitations associated with each para- Proponents of paradigmatic plurality (combination of several
digm (see Table 1). Positivist and postpositivist research paradigms) have argued that knowledge developed from one
perspective could complement knowledge developed from interpretative paradigm inquiry has enabled nurses to develop
another (Leddy 2000). They recommended harnessing the insights into unique individual responses within clinical
processes and products from multiple paradigms to meet situations that could improve the care of those involved
nursing demands for knowledge for practice (i.e. scientific (Van der Zalm & Bergum 2000). Knowledge constructed via
knowledge, professional judgment in the form of personal critical social theory has benefited people collectively by
knowledge of clients, humanistic connection, and clinical uncovering and transforming oppressive situations (Mill et al.
experience to aid ethical decision-making). Rolfe (1998) 2001).
provided the example of a nurse who found scientific We identify a trend in the literature towards using multiple
knowledge helpful to determine patient status. However, paradigms for nursing research (e.g. Cull-Wilby & Pepin
such knowledge could not direct the nurse about how to 1987, Monti & Tingen 1999). We do not support anti-
respond when a patient asked if he was dying. ‘In a discipline paradigmatic nursing inquiry because of its potential to
that deals with human beings, it is perhaps not feasible that exclude important topics not researchable from all paradigm
only one theory should explain, describe, predict, and change perspectives. We are concerned that its ‘top down’ applica-
all the discipline’s phenomena’ (Meleis 1997, p. 77). tion of general principles to particular cases may limit
knowledge construction to existing conceptualizations.
Anti-paradigmatic inquiry
Discussion
An argument for anti-paradigmatic inquiry has been put
forward by Kikuchi (2003). She recommended studying only Nursing’s obsession with the paradigm debate has occupied
questions that all participants could answer, and approaching much space in the literature. Failure to build the nursing
questions in ‘piece-meal’ (p. 13) fashion. We agree that knowledge base comprehensively has been assumed to result
research conducted as a public enterprise towards which all from the lack of a consensual overarching framework for
members of a discipline can work may help to enlarge the conducting research. Yet nursing has not pursued ‘integration
disciplinary body. However, we are concerned that such of nursing research from the level of a conceptual framework
research might limit rather than expand the pursuit of some for a particular study to the level of more general theories and
of the types of knowledge needed for nursing practice (e.g. ultimately to that of a unified body of nursing knowledge’
emic perspectives, narratives, issues of power and control). (Donaldson & Crowley 1997/1978, p. 237). We must,
We also question whether this anti-paradigmatic stance is therefore, ask ourselves and our discipline if the current state
representative of the positivist paradigm, in which research of fragmentation of nursing knowledge has been the result of
questions are either limited to those that can be posed in limited nursing inquiry in which individual studies were not
terms of independent and dependent variables (Dzurec 1989) related to one another, or if it has been the result of research
or to variables whose existence can be directly verifiable emanating from an individual paradigm, a collective para-
(Schumaker & Gortner 1992, Clark 1998). digm, or no paradigm at all.
Addressing the paradigms debate Pragmatic approach to evaluating disciplinary inquiry and
theory development
In order for nursing to resolve the paradigm debate, we
believe that nurses must come together and address the In research, the purpose and the question guide inquiry and
thoughtful questions raised by Barrett (1992). These ques- knowledge development (e.g. Burns & Grove 2001, Morse &
tions are concerned with which paradigmatic philosophy best Richards 2002). The choice of a research paradigm and method
reflects nursing values, what processes could be used to are also guided by the current state of knowledge about a
pursue a unified disciplinary path, who will determine the one particular area of nursing. For example, within a positivist or
right approach, and who will relinquish their own commit- postpositivist paradigm a randomized controlled study cannot
ment for the sake of unity. Based on our consideration of the be conducted if the variables to be controlled have not first been
literature, we could not justify choosing one paradigm over defined. There is no need for interpretive paradigm inquiry if
others when most can inform different aspects vital to we already know what is being hypothesized and what we are
nursing practice. Theory arising from postpositivist paradigm apt to find. The participatory action research of the critical
inquiry has yielded prescriptive or situation-producing the- social paradigm is inappropriate if the knowledge sought is
ory, such as interventions for managing specific health or merely shared views, without opportunity to engage in action
illness threats (Gortner 1993). Theory generated through to address domination and power inequities.
In addition, two ideas must be kept in mind when disparate studies. Critical analysis or review and critical
considering the choice of research paradigm. The first is that appraisal are modes of inquiry that integrate the literature.
scholars often restrict research questions to those that can They can help to determine if research within a single
studied within the paradigms with which the scholars align paradigm is sufficient to meet practice demands. To critically
themselves. The second is that not all paradigms are afforded analyse or review means to examine the existing literature on
equal credibility. Legitimacy is conferred by certain groups a particular topic, determining weaknesses in the research or
(e.g. funding and publication review boards) who regulate inconsistencies in findings (Kirkevold 1997). This can identify
what constitutes valid research. Pursuing inquiry in one gaps in available knowledge, areas where existing knowledge
paradigm may further the interests of a dominant stakehold- is untrustworthy, and areas requiring further information
er, while diverting energies away from developing sensitive before conclusions can be drawn. The findings from critical
methodologies and unique research interests needed for analysis or review can assist nurse clinicians to judge if the
nursing (Horsfall 1995). knowledge base is solid enough for practical application.
To reduce these potential sources of bias, it seems necessary Critical appraisal involves exploration of pragmatic utility
to determine criteria and a process for evaluating disciplinary (Morse 2000), and synthesizes key substantive content to
inquiry. A measure of the effectiveness of an inquiry is its direct inquiry towards areas that need development. Over-
problem-solving ability or usefulness to those involved (Lau- loaded or under-researched areas impinging on and influen-
dan 1977). It is also recommended that nursing research cing practice can thereby be opened up (Horsfall 1995).
priorities be situational-specific and practice-based (Dickoff & Critical appraisal can help to explicate the sociopolitical
James 1968, Im & Meleis 1999). Moreover, the basic concern historical context within which health and illness problems
of all nursing research is to improve the health and wellbeing are developed and addressed.
of the people studied (Ford-Gilboe et al. 1995, Warms & Following critical assessment of the literature, nursing
Schroeder 1999). Thus, theory development in nursing must knowledge may need to be developed in under-researched or
support service to people and the health of society. underdeveloped areas. This reopens the issue of which
We believe that nursing inquiry may be effectively paradigm to use. As previously discussed, the purpose of
evaluated through a pragmatic approach. The term pragma- the inquiry, in conjunction with the state of knowledge
tism is derived from the Greek word for action, from which development in the substantive area, should guide paradigm
the words ‘practice’ and ‘praxis’ originate (Barnhart 1995, selection. A pluralist approach may have greater utility to
James 1907/1998). Pragmatism is determining the value of an nursing because it holds that research from various para-
idea by its outcome in practice and conduct (James 1907/ digms can contribute to the development of knowledge
1998). A pragmatic approach stresses critical analysis of needed for nursing practice.
facts, applications and outcomes rather than abstraction and How best to utilize a pluralist approach to inquiry and
verbal solutions (James 1907). This approach can move subsequent theory development without violating the philo-
nursing beyond the boundaries and restrictions of a single sophical underpinnings of the individual paradigms is not
paradigm towards theory construction tailored to fit partic- well described in the literature. One strategy is to design a
ular situations (Doane 2003). Surely the tenets of pragmatism research programme comprised of parallel studies within the
(i.e. commitment to what works in practice, appreciation of same substantive domain, using different paradigms. This
plurality, and desire for integrated results) are relevant to preserves the theoretical and philosophical clarity of each
nursing? Nurse clinicians have identified that theory–practice tradition (Mitchell & Pilkington 1999). Follow-up integrative
gaps exist when theory does not address diverse practice techniques, such as conceptual triangulation of research
demands (e.g. Hanchett 2001). A pragmatic approach calls findings (Foster 1997) and integrative review (Kirkevold
for theory to be designed and tested in practice. This could 1997), could then be implemented to synthesize knowledge
counter passive acceptance of inquiry conducted for reasons from the separate research studies. Conceptual triangulation
other than to improve the health and comfort of those whom is a procedure for combining findings from paradigmatically
nursing serves. A pragmatic approach could stimulate inquiry diverse studies in such a way as to safeguard individual study
that complements one paradigm with another. designs. It involves integrating findings from research com-
pleted in different paradigms after considering threats to
rigour and examining the strength of the evidence (Foster
Strategies to develop nursing knowledge
1997). Integrative review enables integration of relevant
We suggest that inquiry should start with assessment of the information from isolated studies into a comprehensive
existing theoretical base containing findings from diverse, account (Kirkevold 1997). Additionally, mixed methods
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