Mystery 101
Mystery 101
Mystery 101
101
MYSTERY
101
An Introduction
to the Big Questions
and the Limits
of Human Knowledge
Richard H. Jones
Cover art: Camille Flammarion, L’atmosphère: météorologie populaire (1888).
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without the prior permission in writing of the publisher.
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Contents
Preface
1. Philosophy of Mystery
2. Do We Create Our Own Mysteries?
3. Do We Know Anything at All?
4. What Is Reality?
5. Why Is There Something Rather Than Nothing?
6. Why Is Nature Ordered?
7. Reductionism and Emergence
8. Does Science Dispel Mystery?
9. What of Current Mysteries in Physics and Cosmology?
10. What of Current Mysteries in Biology?
11. What Am I?
12. What Is Consciousness?
13. Do We Have Free Will?
14. Does God Exist?
15. Is There an Objective Meaning to Our Lives?
16. The Mystery of the Ordinary
Further Reading
Bibliography
Index
Preface
At one time or another, we have all pondered at least some of the Big
Questions of philosophy and science—Who am I? Why do I exist? Why does
anything exist at all? Many books attempt to supply answers to these
questions, but the most basic philosophical issue receives only scant
attention: Are we even in a position to answer such questions? I will examine
this basic question and support the unpopular view that we are not currently
in a position to answer the really Big Questions in philosophy and science,
and probably never will be. There are limits to human knowledge of one kind
or another that we simply cannot get around. This leads to agnosticism.
Agnosticism is commonly maligned as wishy-washy—a refusal to take a
stand on an issue due to lack of interest or intellectual cowardice. However,
agnosticism is a philosophically defensible stance, and I will maintain that it
is in fact the only intellectually honest position for us in our epistemic
situation concerning the Big Questions. In sum, the objective of this book is
to expose the limits to human knowledge in the area of the Big Questions,
thereby revealing that we should be more perplexed concerning the basic
nature of reality than we normally suppose.
The book is written as a collection of short introductions. My approach is
from a general analytic philosophical perspective rather than from one of the
more specific contemporary schools (e.g., pragmatism or process
philosophy). I presume some familiarity with philosophy, but not much.
I hope the positions taken here will provoke the reader to further reflection.
The only thing I distinctly remember from any of my high school science
classes is one day in physics class when we students were responding with
the correct answers from the book. The teacher stopped and stared at us for a
moment and then picked up a blackboard eraser and threw it against the wall.
We students looked at each other, wondering what we had done wrong. Then
the teacher said: “Why did that eraser continue to move after it left my hand?
If you think it’s obvious and doesn’t need an explanation, then you are not
thinking like scientists, and I want you to think like scientists, not just parrot
back answers!” Then he gave us a brief lecture on answers to that question
from Aristotle to Newton. I want this book to be like that flying eraser. I hope
you start to think about the Big Questions if you haven’t already done so or
honestly to examine your own deeply held assumptions and any answers you
have already given.
1
Philosophy of Mystery
The most beautiful experience we can have is the mysterious. It is the fundamental emotion
which stands at the cradle of all true art and science. Whoever does not know it and can no
longer wonder, no longer marvel, is as good as dead, and his eyes are dimmed.
—Albert Einstein
hat don’t we currently know about our situation in the world? And
W what can’t we know in principle? What is unknowable in principle
about reality constitutes philosophical mysteries. These are not historical
mysteries that we are not in a position today to answer, nor are they like the
mysteries in murder novels—they are mysteries about the fundamental nature
of reality that we do not currently know even how to approach. Whether we
are in the position to crack the mysteries surrounding the Big Questions of
philosophy and science is the subject of this book.
One might argue that all philosophical issues are mysteries since basic
issues in philosophy today are unresolved—individual philosophers may
believe they have resolved the issue of, say, the relation of our mind to our
body, but their opponents are not convinced and instead advance well-argued
counterpositions. However, many philosophical issues do not touch the Big
Questions about being human and about the natural world that most people
with a philosophical bent think of when they contemplate the reality of their
lives and our world; instead, philosophers today most often busy themselves
with more technical matters—such as, whether propositions or possibilities
are real—that are at best only very distantly related to the Big Questions.
When people reflect on their existence and keep pushing for deeper
explanations, they end up with these central mysteries:
• Where did we come from, and why are we here? Why do we suffer? Do our lives have an
objective meaning? Are our moral, intellectual, and aesthetic values objective parts of reality,
or are they only our own creations?
• What is fundamentally real in a human being? Is our apparent “consciousness” really nothing
but material events? Do we survive death?
• Are all actions determined by physical forces alone, or do we have free will?
• Do we have any genuine knowledge of reality as it exists in itself, or do our claims even in
science merely reflect our cultural or personal interests?
• Does a creator god or other alleged transcendent realities exist?
• Why does anything exist at all?
This book will identify today’s key mysteries and some of the answers
given by philosophers, but its main thrust is a deeper philosophical question:
Are we capable of supplying well-grounded answers to these questions, or at
least of reducing them to more manageable problems? Or are these questions
we are posing questions that we simply cannot answer? That is, the objective
here is not to canvas all the positions today on a given mystery and try to
determine which is currently the best option, but to determine whether we
have the mental and technologically enhanced capacities to dispel the
mystery, at least in principle. For example, when it comes to the “meaning of
life,” no particular answer will be defended here; rather, the issue here is
what that question means exactly, and are we in a position to know whether
there is in fact a meaning of life? In short, this book asks whether we can
answer the Big Questions at all. In that way, this is a work in
metaphilosophy.
Identifying Mysteries
Labeling a mystery may give the illusion of understanding it. Naming a
problem does help us focus and organize our attention, but labeling a problem
only identifies the problem and does not increase our understanding in any
way. The method in science for resolving a problem is to “seek the causes.”
Explanation in science is often equated with the ability to predict a
phenomenon’s occurrence, but more than a thousand years of accurate
predictions apparently confirmed the erroneous Ptolemaic cosmology. Thus,
consensus has no authority: it does not necessarily mean that we are
converging on the truth. Equally important, whether prediction is always
needed for a scientific explanation is open to question—geologists can
explain earthquakes even though their predictions are only very rough. And it
is very hard to see prediction as even possible in the case of metaphysical
mysteries. Explanation more generally is a matter of giving a reason for
believing something that is the case should be the case—providing an
account that “makes sense” of a phenomenon to us and puts to rest our
curiosity for a “why” or a “how.” In our everyday lives, we do not look for an
ultimate explanation of something; rather, we tend to rest satisfied once we
find any connection to something that we take to be unproblematic. With
mysteries, however, we do not have that option. We must reach a point where
we believe that we have reached the ultimate justification for believing
something and where no further explanation seems to us to be needed or even
possible. Only when we are thoroughly satisfied that we have reached the
bottom do we think that we have finally understood something that we
previously found mysterious and thus no mystery remains. But this means
that a resolution depends on our feeling content with an explanation—further
study of a phenomenon or an advance in science may upset that contentment
and lead to new bafflement. Thus, finding mysteries and defusing them can
be open ended—what is mysterious and what is not mysterious can change
with history.
Whether a particular conundrum is a solvable problem or a genuine
mystery is not always obvious even after extensive study. History is full of
examples of problems that were once deemed philosophical or theological
mysteries that ended up being amenable to scientific analysis. Today perhaps
what seems mysterious may be dispelled in the future by a new conceptual
approach to the subject being studied; that is, if we conceptualize an issue
differently, we may be able to formulate answerable questions and thereby
enable science or philosophy to move forward. Thus, some things that seem
mysterious to us today because our current reasoning cannot penetrate them
may not be an epistemic mystery for all sentient beings or eventually even for
ourselves.
Thus, declaring something to be “in principle beyond our understanding” is
always risky. Perhaps there are no permanent, indefeasible mysteries, as
many philosophers argue, even if there are no prospects for resolving a
particular mystery at present. However, the starting point for addressing
philosophical mysteries is our current reasoning and empirical study.
Theologians may start with revelations, but to address mystery
philosophically we cannot take that approach. Any conclusion that something
is a mystery is the end of a discussion, not the occasion for invoking a god.
(Whether revelations or invoking a god can dispel mysteries will be an issue
in chapters 5 and 14.) It is affirming that there are limits to what we can know
while believing that there are important aspects of reality yet to know.
Identifying something as a potential philosophical mystery will depend on the
circumstances of each subject-matter, but in all cases a conclusion that there
is a mystery will reveal limitations on our abilities to know—not merely
limitations on our current technology, but something that we cannot properly
grasp at all. Our capacity to tackle basic questions may well be meager. If so,
then some mysteries are indefeasible—matters that our finite minds currently
and perhaps permanently cannot master. There would then be limits to our
knowledge that we simply cannot pass.
Mysteries Today
It will be maintained here that mysteries surround our knowledge of
ourselves and of the universe—in fact, that our big picture of things is
permeated with mystery. We do not know if some well-formed questions
have unknowable answers or no answer at all. This is certainly not to
disparage the genuine knowledge of reality that we do have—it is not to
claim “All you know is wrong!” Nor is it to suggest that we curtail
philosophy or science in any way in order to preserve a domain for some
mystery in our lives. Philosophy and science should be pushed as hard and as
far as we can, and anyone who would attempt to limit them should not be
listened to. Nevertheless, even if philosophy and science advance as far as is
humanly possible, some genuine mysteries to reality still appear to remain—
we cannot demystify reality totally no matter how hard we try.
But it must be noted that people generally resist any mystery in their lives
—our minds try to explain anything unfamiliar to keep puzzles away so that
we can proceed with our daily work. So too, people who are not
philosophically minded can simply ignore the whole matter and proceed with
their lives undisturbed. (It is worth remembering what Sören Kierkegaard
said: one way God punishes people is by making them philosophers.)
Moreover, it must also be noted that today philosophers in general hate
mysteries: all legitimate questions of reality can in principle be answered
either by science or by philosophical analysis. To them, claiming “It’s a
mystery!” is defeatist. Granted, the conclusion that something is a mystery
does end conversations and thus leads only to silence—again, a mystery is
not an explanation of anything but only an indicator of a hole in our
knowledge where we think something important should be. For many
philosophers, a mystery is at best only an attempt to put a positive spin on our
ignorance, and to discuss it further only shows a willingness to plunge
forward into something that we admit we cannot know. At worst, mysteries
are an admission of the defeat of the intellect or an attempt to obfuscate
something that can be addressed clearly and defused—any question is
meaningless if we cannot know how even to begin to address it, and so any
question leading to a claim of mystery can be dismissed out of hand. Thus,
the place to begin to determine whether the Big Questions end in mystery is
to examine how philosophers have dealt with mysteries in the past.
2
Do We Create Our Own Mysteries?
The point of philosophy is to start with something so simple as not to seem worth stating,
and to end with something so paradoxical that no one will believe it.
—Bertrand Russell
Notes
1. A 2009 survey of professional philosophers shows the lack of consensus on any major
philosophical topic (Chalmers 2015: 351–352). For example, on the mind/body problem, 57
percent accepted or leaned toward physicalism, 27 percent nonphysicalism, and 16 percent other;
on the question of God, 73 percent accepted or leaned toward atheism, 15 percent theism, and 13
percent other. Only a “nonskeptical realism” about the external world reached over 80 percent
support (82%). David Chalmers believes that new insights, methods, and concepts may finally
lead to answering the questions because all truths are logically entailed by fundamental empirical
truths concerning fundamental natural properties and laws discovered by scientists—none are
inscrutable. But he acknowledges that not all philosophers today (e.g., Colin McGinn and Peter
van Inwagen) are so optimistic: they believe that some answers may be unknowable because the
lack of progress on the Big Questions shows that human beings do not have “the level of
intelligence” to answer some of them (ibid.: 368–369).
2. Today, the Nile is once again longer because engineers have straightened the Mississippi by
cutoffs.
3. It should be pointed out that most of us operate normally with contradictions permeating our
everyday thought. Many of us do not try to make all our beliefs consistent with each other but
simply accept dilemmas unresolved. F. Scott Fitzgerald opined: “The test of a first-rate
intelligence is the ability to hold two opposed ideas in the mind at the same time and still retain the
ability to function.” But that is not the issue here—here the issue is the theoretical possibility of a
consistent conceptual system reflecting the basic nature of reality.
4. Bryan Magee correctly points out that the limits of what we can apprehend determine the limits of
what is linguistically intelligible to us, not vice versa.
5. Badly formed questions can distort situations. Even apparently simple “yes or no” questions may
have a background that entails implicit claims that make a question ill-formed. For example, the
classic question, “Have you stopped beating your wife?” cannot be answered “yes or no” by a
husband who has never beaten his wife.
3
Do We Know Anything at All?
Calculate what man knows and it cannot compare to what he does not know. Calculate the
time he is alive and it cannot compare to the time before he was born. Yet man takes
something so small and tries to exhaust the dimensions of something so large! Hence he is
muddled and confused and can never get anywhere. Looking at it this way, how do we know
that the tip of a hair can be singled out as the measure of the smallest thing possible? Or how
do we know that heaven and earth can fully encompass the dimensions of the largest thing
possible?
—Zhuangzi
No one doubts the two premises, and the conclusion does follow. This
bedeviled Chinese logicians for some time. The problem is that the first
premise is ambiguous depending on what the meaning of “is” is—“is” can
mean either identity (all horses are black) or being a member of a class (a
black horse is one type of horse). With the first meaning of “is,” the
conclusion does follow; with the second, it does not. How do we know that
deductions that hold as valid today are not similarly loaded or have other
problems that we simply do not see? Indeed, today’s quintessential deduction
actually involves circularity:
(1) All men are mortal.
(2) Socrates is a man.
(3) Therefore, Socrates is mortal.
The problem is that we cannot know that the first premise is true unless we
already know the conclusion is true. That is, the first premise is not a matter
merely of definitions, such as “All bachelors are unmarried men,” but an
observation based on our experience of human beings, and so we must
already know that the conclusion is true (since Socrates is part of “all men”)
before we can adopt the first premise.
Why we have rationality at all—that is, the ability to recognize valid
arguments and reasons—needs explaining. Reasoning about everyday matters
is one thing, but gaining scientific knowledge about aspects of reality outside
our everyday world is another. So is being able to develop abstract
mathematics. Philosophers debate whether our reason can be relied upon at
all if it is only the product of our highly contingent evolution—why should
the fallible ravings of what Charles Darwin called a “monkey mind” reveal
any truths at all? If determinism is true and our thoughts are only the
deterministic output of our brain, how can any reasoning be valid? Or are
there independent standards that assure that our reason can reveal something
of reality? We may not embrace empiricism, since there is little reason to
suppose that sense-experience must be the only source of knowledge for
beings with minds like ours—especially when our reason must correct optical
illusions and when we do not know whether sense-impressions reflect reality-
in-itself—but we also should be cautious in what we think that the reasoning
of our particular evolved brains can accomplish.
One common position in philosophy today is that rationality demands that
in principle there are no barriers to our knowledge and nothing can end in
unknowable mysteries—ultimately there can be no mysteries to the world. If
we know that something exists, we must know something about it, even if
there is always more to learn about it. The thing must have some
characteristic that distinguishes it from nothingness or we would not know it
exists at all—if it did not, there would be no difference between believing it
exists and believing it did not. But this line of reasoning leads to the “paradox
of knowability”: common sense tells us that there probably are truths that
human beings will never know, but logically it is impossible to know that
there is some statement that is true but unknown to anyone. That is, if a given
truth is in principle knowable, then it is in fact known to exist—to know that
it is unknowable, we would already have to know it. Thus, there can be no
unknown truths: if a true statement were in principle unknowable, then it is
unknowable that it is a truth that is not known. Other philosophers argue that
there are statements that must be either true or false, but (following Gödel’s
theorems in mathematics) it is impossible to tell which: there are pairs of
propositions that are knowable, and one must be true and one false, but
because of the limits of our knowledge, we can never tell which one is true
and which one is false.
Skepticism
Also consider the specter of skepticism—that is, that we have no grounds to
consider any claim to be true about the external world or about any alleged
reality other than our present state of mind. The word “skeptic” comes from
the Greek “to investigate,” and the result of their investigations is that all our
claims to knowledge are unfounded and only opinions. According to Sextus
Empiricus, skeptics do not make any firm claim of the truth of anything they
assert—they merely accurately report each thing presented to their senses at a
given moment. Skeptics present arguments attacking the very root of
knowledge and leading to one conclusion: all knowledge-claims can be
doubted—there is no convincing argument for believing that our mental
capacities thoroughly and accurately reflect reality since we cannot prove the
reliability of the means we employ in our apparent contact with the external
world. There is nothing that we can be sure about, and by traditional
standards we can have no knowledge at all without certainty. Skeptics can
ask of any explanation or justification that we advance “How do you know?”
and this process would go on ad infinitum. So too, we need a criterion for
truth, but then we would need a criterion establishing that criterion and so on
ad infinitum. The same applies to any proofs. But this does not mean that
skeptics dogmatically assert that all empirical beliefs are necessarily false—
we cannot know that either. Since statements about the experience of
phenomena are accepted, while any statement, pro or con, about the
underlying nature of things is denied, this leads to accepting a conventional
social life but to suspending all judgments of truth or falsity of beliefs about
the world or values. Thus, all belief-commitments are eliminated. (According
to Pyrrho of Elis, this neutral state of belief leads to peace of mind.)
Philosophical skepticism is not the practical skepticism of scientists in which
their theories are treated as tentative and open to revision—indeed, skeptics
deny there is any progress in knowledge. Rather, it is the universal
questioning of all evidence for claims about the external world.
Such skepticism arose in the West with the ancient Greeks, and in
searching for absolute certainty, Descartes in his First Meditation firmly
planted a version of skepticism in modern philosophy. His attempt to find
irrefutable foundations upon which absolutely certain knowledge could be
built led to his famous cogito ergo sum. He thought that the only certainty we
can have is from the innate ideas God implanted in our minds that we see
clearly and distinctly. That is, all we truly know are only those matters about
which it is impossible for us to be wrong. However, he could not get past the
possibility that we may be dreaming or that an “evil demon” may be
misleading us about what our senses seem to be telling us about the world.
(Like many others, I once was discussing Descartes’s point, assuring a
listener that I knew with absolute certainty that I was awake and that nothing
could convince me otherwise, only to wake up to find that I was dreaming all
along.) Today the analogies are to the possibility that we are no more than a
brain in a vat hooked up to a computer on some other planet with more
advanced technology than ours, or that we are all only characters in the world
of The Matrix.4 But there is no way we can know or test whether this is the
case or not: nothing that occurs in our phenomenal world can show us that we
are a brain in a vat or not. (Thus, G.E. Moore’s appeal to common sense in
response to skepticism does not work—we would be just as certain of the
world if we were a brain in a vat.) All we can be certain of is that even in
those circumstances we are conscious and therefore must exist at this moment
—cogito ergo sum—not anything about what our mind and senses deliver.5
Thus, philosophical skepticism is a product of the quest for certainty. Some
philosophers today change the standard of what constitutes “knowledge” in
response to skepticism, but most concede that such skepticism cannot be
refuted. Skepticism would avoid all possibility of error, but philosophers
dismiss taking it seriously since it requires a standard for knowledge that is
beyond unrealistic—this standard is impossible in principle to satisfy since
refuting it would require that we stand outside of the world. Most believe that
we should trust our senses and rationality until they are proven unreliable.
But as long as realism is accepted, the possibility that we are profoundly
wrong in our claims about the world cannot be gotten around.
However, philosophical skepticism is a theoretical point. It is a second-
order claim about the nature of our first-order knowledge-claims about the
world: it does not mean that all our first-order knowledge-claims are
necessarily wrong or that we do not know anything—it means only that we
do not have absolute foundations upon which to assert the certainty of claims.
(If skeptics claimed to know nothing about the world, they would have to
admit that they know at least that they do not know this—but, like
skepticism, that claim would be a second-order claim about our first-order
knowledge-claims about the world necessarily being wrong.) Thus, we can
accept the skeptics’ assault on the certainty of first-order claims and still go
about our lives as before. We do not need irrefutable proof that the world or
other persons exist in order to proceed with life. As David Hume said, radical
skepticism about the world’s existence cannot be refuted, but it is not a live
option—we cannot live as a total skeptic.
To deny the first-order knowledge-claims themselves leads to solipsism—
the belief that only you exist and that the rest of the apparent world is an
illusion—and, as with Pyrrho, to renouncing all practical living.
Nevertheless, today Peter Unger does advocate a scorched earth skepticism
that leaves nothing standing: we have no grounds to believe our senses or our
reasoning about claims based on our sense-experience; and since no one can
ever know anything, nobody can ever be justified or even reasonable in
believing anything or ever be happy about anything or regret anything. We
have no assurance that there is any as yet unknown reason for believing or
refuting any claim, and so all first-order claims must be denied. But Unger
admits that he has trouble living up to this creed.
Most philosophers today think that there is no good reason to accept
skepticism. They simply shrug their shoulders and move on to topics they
find more interesting. (Robert Fogelin says that East Coast skeptics are
deeply troubled by realizing that their knowledge is limited, while West
Coast skeptics find the idea liberating.) We can still accept the second-order
claim of skepticism that we cannot give a definitive reason for believing the
“real world” is so but go on living in it. So too, we can live denying solipsism
even if we concede that we cannot logically refute it.5 Thus, we are in the
paradoxical situation in which we can affirm the principle of skepticism
while recognizing that we must actually live as if it were untrue.
This leads to the question of whether skepticism is really a reason for
accepting mystery about the existence of the external world at all, rather than
merely being a theoretical point about our inability to attain certainty.
Nevertheless, the value of radical skepticism is that it reveals that we have no
certainty on the basic ontic topic of the reality of an external world.
Thus, the thrust of skepticism is that we are left with mystery about the
fundamental nature of what is real. We are deluding ourselves when we think
that we truly know with confidence anything basic about reality beyond that
we exist and have mental states. This has the valuable effect of countering
any dogmatic assertions or unsupported metaphysical accounts of the nature
of reality, but it goes further: most broadly, skepticism means that we cannot
guarantee any knowledge-claims for a reality independent of our present state
of mind, and thus that we cannot be certain that any alleged outside world
does not ultimately remain a mystery to us.
Agnosticism
But even if we dismiss skepticism as requiring too much certainty, we still
must consider agnosticism about our knowledge of the world. Agnosticism
also involves believing that we cannot be certain about things that many
people accept. It is not confined merely to whether God exists; it can include
other topics such as free will or what is the best available interpretation of
quantum physics. It need not be global like philosophical skepticism. And
unlike skeptics, agnostics accept that there are good arguments for or against
the existence of something: in most matters of our alleged knowledge, one
side will have the stronger argument about whether something exists or not,
but for some matters there currently are no compelling arguments one way or
the other, and thus we are left unable to affirm or deny the claim. (Thus,
agnosticism is not, as commonly portrayed, indifference.)
In sum, agnostics deny that we have enough knowledge on a particular
subject to commit one way or the other to its existence—there is no way to
tip the scale to belief or disbelief. Either we cannot know the truth or we in
fact do know it but we are not in a position to know that we know. Strong
agnostics assert the impossibility of knowledge of some subject in principle,
and other agnostics assert there is a lack of sufficient knowledge of it at
present to make a determination. Further evidence may cause agnostics to
change their position on a given topic, if we are able to gain more evidence.
That something is unknowable does not necessarily require agnosticism—
Kant was not agnostic about the existence of the noumenal realm. So too,
agnostics need not suspend judgment in practice: they may adopt one position
(e.g., they may have little doubt that the external world exists and thus have a
high degree of confidence in acting on the assumption that it exists), but they
admit that their position is not epistemically superior to that of those who
adopt the opposite position. They may also disagree on what counts as “good
enough” or “sufficient” or “compelling” evidence for a position.
Agnostics may try to remain neutral on a given topic of vital importance to
our lives, but that is often hard to do—for example, whether there is free will
or life after death. Should one believe without sufficient evidence? Does one
have the epistemic right to do so? This brings up the ethics of belief. William
Clifford argued that it is always wrong in every situation for anyone to
believe anything upon insufficient public evidence. William James responded
that a “leap of faith” is acceptable on issues of human existence that are
“forced, live, and momentous” when the evidence is inconclusive and the
issue unresolvable—we are forced to make a decision, and so we must
choose. Are we compelled as a practical matter to take a side on such issues
as whether there are transcendent realities, free will, or life after death once
we are presented with the issues even if neither camp is in a better epistemic
position? Can we actually suspend judgment even in the face of a lack of
evidence one way or the other? In short, is agnosticism not a real option for
us on the Big Questions? Or is it instead in fact the default position on
mysteries?
Notes
1. Postmodernists deny the entire enterprise of searching for objective and universal knowledge,
reasoning, and justification. For the objection that postmodernism’s perspectivism (relativism)
involves a self-contradiction (i.e., postmodernists make claims that they themselves see as
objective and universally valid) and other problems, see Nagel 2003.
2. The alternative to a “correspondence theory of truth”—a “coherence theory”—has its own
problems: it is based on a consistent web of beliefs, but for total consistency the web must be
detached totally from the world, and how to root any web of beliefs based only on coherence in
the world in a way that guarantees truth is hard to specify. That is, if statements only refer to other
statements, how do they connect to the world?
3. Constructivists go further and argue that cultural categories also structure our perceptions. Thus,
there is no “pure experience” untainted by thought. As Willard Quine puts it, experience is not “a
medium of pure unvarnished news.” Conversely, Kant points out that concepts without
experiential content are empty. He gives the analogy of a dove complaining about the air
interfering with its flight, but without the air it could not fly, and without nonconceptual
constraints, our concepts could not fly either but would be out of control.
4. For another angle, consider Bertrand Russell’s remark that we could not prove that the universe
was not created five minutes ago. Of course, we would have to have been created with our present
memories and physical condition, trees would have to have been created with rings, and light from
stars would have to have been created in mid flight, but nothing we could observe could confirm
or refute the possibility. He did not advance this for serious consideration—he added that “[l]ike
all skeptical hypotheses, it is logically tenable but uninteresting.”
5. Descartes himself was not a skeptic, but the resulting Cartesian skepticism is actually stronger than
Greek skepticism. Cartesian skeptics present arguments against perception providing knowledge
of the external world, while Greek skeptics remained more neutral on whether perception can
provide knowledge. Greek skeptics readily accepted everyday beliefs—their main target was the
dogmas of the “professors.”
6. There is a joke about a woman walking up to Bertrand Russell and saying “I’m a solipsist, and I
don’t know why everyone isn’t one also!” But if we take solipsism to be a second-order position
like philosophical skepticism, that is not quite as silly as it sounds: she may have meant that there
is no rational way to justify fully any metaphysical realism beyond solipsism even if, as a practical
matter, we all but must reject it in our lives.
4
What Is Reality?
What Is Reality?
Commonsense realism starts by treating as real what apparently exists
independently from our mind plus the consciousness of the subject. In such
realism, the world does not depend for its existence on the mind of an
individual conscious being—something exists independently of our
consciousness and so if all conscious beings were removed from the universe,
something would still remain. In short, such realism is merely anti-solipsism:
the natural universe is not a subjective illusion—there is a universe that has
existed for billions of years before any conscious beings existed within it and
will continue after we are gone; and now there is also a mind that is real, if
perhaps dependent on the body. That is, there is an “objective” reality—a
“something out there” when no one is experiencing it—plus consciousness as
a part of what is real in the final analysis. In short, what is real is the natural
realm of matter and energy, space-time, and consciousness. Many will add
transcendent realities to the list. Within this context, metaphysicians try to
determine what is “fundamentally” or “ultimately” real (i.e., what is not
dependent upon anything else), what is derivatively real, and what is unreal.
This leads to a more basic issue: how do we determine what is real? Is it
what can produce a causal effect? Is it what grounds experience?
Traditionally, philosophers East and West have believed that something must
persist throughout change to be real, but must something last forever to be
deemed real? Is there only one way to “be,” that is, only type or mode of
being, and thus everything real exists in the same way? We may agree that
what is real is what cannot be denied in our final analysis of things—that is, a
nonnegotiable feature of the universe that we cannot get around in leading
our lives, in scientific findings, and in our theory of things. It is what cannot
be analyzed into anything simpler or more fundamental or dismissed as
illusory. Naturalists who are structural reductionists see the real in terms of
matter and energy only—“matter in motion.”3 Idealists see the fundamentally
real in terms of consciousness. Another basic divide is between naturalists
and transcendent realists: the former accept only what is open to scientific
analysis as real, that is, space-time and its contents (although, somewhat
inconsistently, many naturalists add mathematical entities as realities in order
to make science work); the latter also accept realities transcending this
realm.4
But still, whatever stuff is finally deemed “real,” what is it to be real? What
makes something real? What is its nature? If we think that the stuff of the
world is matter, fields of energy, consciousness, “spirit,” ideas (or computer
simulations) in “the mind of God,” or God himself, we still must ask what the
ontic nature of that stuff is. The question is not answered by scientists
identifying the smallest bits of matter—the question of what is the basic ontic
nature applies as much to matter as anything else. Even if there is something
in the universe that gives particles their mass (e.g., a Higgs particle or field),
we still have to ask what gives that reality its being and what is the nature of
its being. The same is true of alternatives to matter, such as energy or space-
time. As the physicist Richard Feynman remarked: “It is important to realize
that in physics today, we have no knowledge what energy is.” Or what is the
nature of a “field” from which matter arises? Calling it a “state of space,” as
Michael Faraday did, does not explain all of its nature.
All in all, the nature of the “stuff” of the world is unknown. The physicist
John Wheeler saw this problem and argued that today “we are no longer
satisfied with insights only into particles, or fields of force, or geometry, or
even space and time. Today we demand of physics some understanding of
existence itself.” He proffered a “participatory universe” in which later
observers somehow participate in the creation of the universe that permits the
reality of those observers. But this still does not explain “existence itself.”
Indeed, no science will help do that: as discussed in chapter 8, scientists deal
with the structures responsible for the interaction of things, not the medium in
which those structures are embedded or what gives those structures their
reality. Physicists do not deal with “substance” or “matter” but only study
certain structures of reality that can be measured by the interaction of things.
This is true even for mass: it is measured only by interactions and not
otherwise analyzed. If matter is ultimately quantized in small packets, it is
still the interactions of the packets that physicists study, not the nature of the
“stuff” in the packets.
In short, scientists identify structures, not being. Physics is called the
“science of matter,” but a better title would be the “science of the most
general level of structures.” It is not the “science of being”: being cannot be
tested by pushing and pulling since it is uniform to everything—there are no
parts, and thus no way to measure it through the interactions of parts. Indeed,
matter/energy is much more of a mystery than we usually recognize. The
universe is made of something about which we know nothing scientifically.
We do not know even where to begin to ask about the nature of matter,
despite it being the most familiar “thing” we experience. It is simply the
medium in which structures are embodied. Calling being “matter” only
reveals our prejudice in metaphysics toward our common sense (here, solidity
and weight). Perhaps we should follow the idealist scientist Arthur Eddington
and start instead with what we all really know as real—our minds and sense-
experience.
Being
So what constitutes “being”—that is, the “power” of things (including matter
and energy) to be? Labeling it “substance” as a substratum that carries
properties or otherwise grounds or sustains things does not help much—we
only end up with John Locke realizing that it is “something we know not
what.” Analytic philosophers have little interest in the question. What the
world is made of in a metaphysical sense (as opposed to a scientific issue of
the most fundamental entities and fields) is no longer a major topic in
philosophy. Rather, the question becomes reduced to another: whether
“being” is a property that things have simply because they exist. To logical
positivists, the immediate givenness of experience is not amenable to further
analysis, and any speculation on the ultimate nature of being is the paradigm
of meaninglessness since no scientific finding is relevant to determining its
nature. To most philosophers today, “being” is either an empty term or
denotes merely the sum of all objects. The question of being is either
considered ill-formed—a puzzle arising only because we have terms denoting
“existence”—or overly ambitious since science cannot answer it. Neither
empiricists nor the more rationalist-minded are concerned with it. To Willard
Quine, “to be is to be the value of a variable.” Beyond that, philosophers
occupy themselves with such issues as whether abstract objects are real or
not. The focus is not on what gives anything existence. Being simply is—at
best, the mystery of being is only the mystery of the existence of the world.
However, one can still ask what constitutes “being”—the sheer “is-ness” of
things or the “power” of things to be—of both the stuff being ordered and the
structures doing the ordering. What is the nature, in Buddhist terms, of the
“such-ness” of the natural world apart from our conceptual division of it into
objects? This is a prime instance of the mysteriousness of the ordinary: in
Buddhist terms, there is both the “form” of objects and their “emptiness”
(i.e., objects are empty of anything that would give them an independent
existence and permanence). Being is not undifferentiated matter but is what
gives matter its existence—along with mind and whatever else is part of the
universe. The philosophical mystery of “matter” is not to identify the lowest
level subatomic particles or any issue related to how the world is—those are
subjects for science. Rather, it is to identify what is the being of “matter.”
What gives matter its power to be? Is the being of living or conscious beings
something different than the being of atoms or that of numbers or truths?
Even if being has some inherent properties (e.g., mass or consciousness), still
what is it? What is a superstring, or whatever is the smallest bit of matter,
apart from the structures it embodies? And how do the structures of nature
(e.g., gravity and electromagnetism) relate to the stuff on which they operate?
Can we explain anything about being? What can we say beyond that it is
whatever gives things existence? How can we get any distance from it to
analyze it? All attempts to grasp or express the nature of being transform
being into a distinct object. But these attempts must fail since being is not a
particular object among objects but something common to all objective and
subjective phenomena. Examining an object will not suffice since being is
not an object—to grasp being as an object, we would have to step outside the
universe (and outside of ourselves), which obviously we cannot do. If being
is beyond all possible analysis, how can we say anything about its nature?
Doesn’t the question of its nature lose any frame of reference and thus
become devoid of sense? To most philosophers, there is only a perplexing
and ultimately nonsensical question with which we plague ourselves and
which we should set aside.
But one philosopher, Milton Munitz, has seriously examined the question
of being. He asks whether we can even speak of being since it is not an object
or set of objects. Being, Munitz notes, never presents itself as a phenomenon
—it “shines through” the known universe but is not identical with it. It is not
an entity of any type—not a thing, a combination of things, or the totality of
things. Unlike an object, it is not “conceptually bound.” It has no properties,
qualities, or structures to discover, nor is it a cause, source, or creator—it has
nothing to describe. Nor does it perform any actions within the phenomenal
universe. It is utterly unique in that it is not an instance of any category (since
categories encompass more than one thing). It is beyond all conceptual
analysis and rational comprehension. It can be characterized only negatively
as “not this, not that.” To be aware of being is a level of human experience
unlike any other; recognizing it is a basic experience that cannot be analyzed
into anything simpler or more fundamental. Thus, being-in-itself is
unintelligible, since intelligibility requires the applicability of descriptive or
explanatory concepts or laws. That is, we see trees and cars, not “being,” and
we cannot formulate propositions about it. We live in a world of
differentiated objects and see and speak only of those objects. Being itself
remains beneath any of the conceptual maps that we apply to the world in
order to create order. Once we start speaking of being—or even just naming
it—we make it one object among objects, which “it” is not. (Note the
similarity between what Munitz says about being and what introvertive
mystics say about the reality they allegedly experience.)
If Munitz’s position is correct, any understanding or explanations of the
being of our world would be foreclosed. As Ludwig Wittgenstein ended his
Tractatus, there are things that manifest themselves (and hence that we are
aware of) but are unutterable and incapable of being conveyed in language;
and what we cannot speak of, thereof we must remain silent. This would
apply to our awareness of the being of the world. If this position on language
is correct, we are left with only mystery about the very being of the world.
That is, being cannot be “captured” by any language, and thus its nature is
unconceptualizable and inexpressible—it is essentially unknowable and thus
a permanent mystery.
So is the being of the universe indeed beyond our understanding? One
issue is how exactly we are aware of being. We experience our bodies, tables
and chairs, the wind, and so forth, but do we experience being? When we
walk into a wall, do we experience the being of a wall or just its structured
objectness? If we are aware only of objects, is our sense of beingness only a
product of reflection, that is, a posited reality that we infer beneath what we
actually sense? But being does not seem to be inferred—it seems experienced
immediately and constantly in our awareness even if we only know objects. Is
our own awareness of being conscious any closer to being than sense-
experience? Do mystical experiences put us in contact with being per se free
of our conceptualizations? Or is the being of reality completely unknowable?
But we cannot avoid the presence of being even if we could successfully
confine our lives just to a world of the objects that we conceptually
differentiate. Indeed, being is self-evident even if we have no idea of what it
is except that we are continually aware of it, strange as that might sound.
But again, as a constant in all experience, we cannot step away and
examine being. This means that we realize that there is something very basic
to reality that we experience in some sense and yet cannot comprehend. We
end up asking a question that is not answerable: “What is the nature of
being?” It is this reflection on what we are aware of that creates the mystery
of being.
A related mystery is our sense of both permanence and impermanence—of
timeless “being” and constant temporal “becoming.” Their relation remains a
mystery. In fact, why there is any change at all is puzzling. We think being is
pure and undifferentiated but also unchanging and hence static; yet the world
is dynamic, a realm of perpetual change. Mustn’t change itself be explained
in terms of something that does not change, and yet how is that possible since
change is not changeless? Is why there is any change at all in the universe an
intractable mystery? Should we follow Parmenides and claim that in the final
analysis change is unreal? Or is change primary? Does only the dynamic
“becoming” exist, and is the idea of changeless “being” simply an illusion
that our mind has created? Is it like our sense of an unchanging personal
identity that persists through the constant changes as we age?
So too, we must account for the structures that scientists study. These
order the changes in the stuff that is structured: the commonality of being
provides one unity to everything, and structures provide a common order.
The distinction of these two dimensions of reality goes back to Aristotle, but
since most philosophers today are not interested in being, the issue of their
relation is rarely broached. The “power to be” is common to both, but how
are the reality of the organizing structures and the stuff being organized
related? And is one component—what is structured or the structures—more
fundamental? Can the structures be “more real,” since, as Ernest Gellner
asked, what is so great about weight and substance anyway? Structures have
at least an equal claim with matter to be real. After all, natural structures
appear to show the same unchanging permanence as the stuff underlying the
shifting configurations of the universe that they structure. Indeed, one can
argue that in fact structure is more fundamental—the stuff of the universe is
merely a medium here only to support the structures that really run the show.
Nothingness
Let’s start with nothing. Indeed, philosophers make much ado about nothing.
But Friedrich Schelling’s question “Why is there not nothing at all?” is hard
to think about since we inevitably end up forming a visual image of “nothing
at all”: our mind reifies “nothingness” into an object of thought, a thing—that
is, we make our concept for the total absence of anything into a concept of
something. “Nothing” is no longer merely a concept denoting the lack of
anything—it becomes a reality itself (e.g., a big, black silent abyss, empty of
all content) since that is how our discursive mind works. It becomes a
negative reality, like a negative number. So too, we cannot realistically
imagine that we do not exist: we can, of course, imagine a world in which we
were not born, but we will be thinking this—whatever we imagine, the
thinking subject is always there. Thus, the Cartesian “I think therefore I am”
comes back to mess up the process. Our imagining mind cannot be left with
true nothingness, nonexistence, and only negation.
Richard Swinburne asserts: “It is extraordinary that there should exist
anything at all. Surely the most natural state of affairs is simply nothing: no
universe, no God, no nothing.” That is, the “most natural” state of affairs
would be the empty set. But while that would obviously be the simplest state
of affairs, it is hard to see how to evaluate whether it is the “most natural”
state (or the “least arbitrary”) or even what exactly that means. In addition,
since something can exist, as evidenced by the fact that we are here, the state
of nothingness would in fact need an explanation. As Sidney Morgenbesser
exclaimed to a group of students arguing about the issue, “If there were
nothing, you’d still be complaining!”
Could there in fact have been nothing? Through “ordinary language”
analysis we may argue that the claim “There could be nothing” has no subject
(since nothing is nothing), and thus the claim is in fact meaningless. Bede
Rundle tries to dismiss what he sees as philosophy’s central question by
arguing that we cannot make sense of the idea that “there might have been
nothing.” Because of the way that we think, there must always be something.
For example, we cannot conceive of a universe coming into being or going
out of being: the universe always comes out of something or something is left
at the end—we are left with at least the setting from which we ask the
question, and so we never have true nothingness. Thus, he argues, there is no
mystery why there is something rather than nothing: we cannot actually
imagine there being nothing. Ordinary usage of the word “nothing” thus
shows that “there could be nothing” is not a genuine, intelligible claim—it
can only apply to parts of what exists and not to the whole of reality.
But just because any idea of “nothing” that we can possibly form makes it
into a “something” does not mean that the idea of nothingness is
unintelligible. Certainly, just having a word for it does not make it a
something. So too with just thinking about nothing: just because it is an
object of thought does not mean that it exists otherwise. Similarly, it is
impossible to visualize true “nothingness”—we are always left with a
container, as Rundle says, and also with someone doing the imagining. By
definition, when we try to picture anything—including nothingness—we are
always picturing something. But it is not clear why we cannot conceive the
removal of all somethings that leaves nothing, including the big, blank space
the things were in and the consciousness imagining it. So too, just because we
cannot imagine—that is, form a mental image—something does not mean that
it cannot exist (contra Rundle), nor does it make the question of why
something exists nonsense (contra Wittgenstein). We cannot imagine an
infinite number of numbers, but we can handle the concept of “infinity” in
mathematics without trouble. We also cannot visualize colorless particles
such as electrons without giving them color, but we can conceive them and
utilize them in physics—our inability to form literal pictures of them is not
grounds to think they do not exist. So too, in cosmology we can conceive of
space as an inflating balloon expanding into nothing, but we cannot visualize
that nothing—we imagine a something that the balloon expands into. As the
physicist P. W. Bridgman said, “the structure of nature may eventually be
such that our processes of thought do not correspond to it sufficiently to
permit us to think about it at all. … We are confronted with something truly
ineffable.”
More generally, there is no reason to believe that reality must comply to
what we can visualize or otherwise imagine with our evolved brains. Why
should the ability of any evolved creature to visualize or imagine something
be a criterion for what is real? Here we can conceive the idea of “coming into
existence” and also the opposite process—the removal of all things—even if
we cannot create a mental picture of the end without leaving an empty space.
But even if beings with our particular brains (or probably any beings) cannot
visualize the situation, we should still accept that it might have been the case
that nothing ever existed.
Appendix
In the Prologue to his Why Does the World Exist? Jim Holt gives a simple
philosophical argument for why something must exist:
However, there are three problems with this argument. First, if we begin by
supposing that there is nothing, then (2) “everything would be permitted”
does not follow: if there is nothing, then there is nothing existing that could
do anything, whether permitted or not—that is, if we start with the
supposition that there is nothing, then there is nothing to do anything period.
Second, the sense of “nothing would be forbidden” is different in (3) and (4):
in (3) it means “there would be no restrictions on anything occurring”—
following from (2)—but in (4) it shifts to something about “nothingness.”
Thus, (4) cannot follow from (3)—they are in fact unconnected. Third, (4)
itself is a problem. Perhaps he means:
(4’) If there were nothing, nothingness itself would be forbidden.
In this case, (4’’) is true and (5) does follow, but (6) does not follow. There
would be a state of affairs—the lack of anything (i.e., the null set)—but (6)
would follow only if we reify nothing into something: “There is a nothing
there.” But that would make nothingness into some reality, begging the
question (if it made sense at all). Or perhaps Holt means:
(4’’’)If there were nothing, then no states of affairs are prohibited.
But (5) obviously does not follow from (4’’’)—indeed, it contradicts it.
I don’t see any other options for what “nothing would be forbidden”
could mean, and unless some viable option can be found, this argument fails
to establish why there must be something, even ignoring the problems with
(2) and (3).
Notes
1. Martin Heidegger made a verbal form of the word “nothing”—to “noth.” That is, “nothing noths.”
However, this makes nothing into something—a thing that does something—thereby negating its
nothingness. But this does show how our mind works: we cannot help but reify concepts.
2. The converse may also be true: once anything at all exists, there can never be nothing again—we
can imagine the process, but nothing can terminate all existence including itself. Indeed, it is odd
to think of the universe coming into existing and then going out of existence—as if it exists only
for a brief period between two big nothings. But if time is a property only of what changes, we
misconceive the situation by thinking that way.
3. This brings up a problem with applying Bayesian statistics to any basic issue: we have to make
assumptions. Thus, for example, believers and nonbelievers would make different assumptions
that would determine very different probabilities for the existence of God.
4. Seeking a cause to answer any “why” question is encapsulated in the word “because” itself: the
word comes from the Middle English “bi cause”—“by the cause.” The law of the conservation of
energy is how we observe things today—it is not itself a natural force that somehow rules out an
initial creation of matter/energy.
5. So too with theories such as loop quantum theory: the theory cannot explain why that law itself
exists or why the loop is there. Similarly, if we follow the scientific assumption that matter/energy
cannot be created or destroyed and thus that the universe is eternal, we can still ask why that initial
supply of matter/energy exists (and why it never changes).
6. Similarly, one should not (as Sean Carroll does) mix up the metaphysical question of whether the
workings of nature can proceed without interference from a god with the metaphysical question of
whether a god created the natural realm to begin with. Establishing that nature can operate without
any transcendent input is irrelevant to the latter question.
7. Platonists assert that numbers and truths necessarily exist: such entities are eternal even if there are
no conscious beings to know them or any phenomenal universe to manifest them. Some
philosophers argue that there cannot be nothing since if there were no material phenomena there
would then at least be the fact that there is nothing material or the real absence of material reality
—thus, there is always something. But these philosophical denials of nothingness are irrelevant to
the Big Question of why anything that we experience exists, although it does highlight the fact that
the question of why anything exists is different from the question of why the physical universe
exists.
8. The notion of “necessarily existing” also introduces the question of why anything that did not
logically have to exist now exists—that is, why are there contingent realities, or the absence of
necessary realities?
9. In addition, if current theories in physics are correct, the decay of a radioactive atom’s nucleus is
literally uncaused. Thus, there are events in the physical world that violate the principle of
sufficient reason, and thus applying the principle in metaphysics to the world as a whole becomes
very risky. Even if another theory replaces current theories, this still shows that we can conceive
of there being contingent events without a cause.
6
Why Is Nature Ordered?
hen we move from the mystery of why there is something rather than
W nothing, the next Big Questions are why is there any phenomenal
universe at all, and why does it have the general character it has? There
appears to be no ultimate answer for why there should be any phenomenal
universe—that is, why some principle should be instantiated in a physical
form. But obviously something phenomenal now exists, and we can ask why
it does and why it has the character it has. For example, why is there
matter/energy, and, if there are other substances, why those? And why not
others? And why does the universe have the order it has?
If all logically possible universes somehow must be realized in reality, then
why ours has the structures and features that it has is not a mystery—some
world had to have them. Theists will instead invoke a creator/designer god.
There seems to be no way to test these options empirically from within our
phenomenal world. Our metaphysical predilections may direct us to jump to a
transcendent or a naturalistic answer to close our questioning, but we have no
reasoned final explanation, nor do we have any reason to believe that we ever
will. Agnostics can accept the universe’s structures and features as simply an
unexplained brute fact.
Causation
And if there is order, why is the order causal? Forget about the problem of
how one event exactly “causes” another—why are there laws of certain
events and conditions causing certain other events? Or, like Leibniz’s
monads, are events independent but coordinated and ordered by some
principle and we only infer causal connections between them? Since
causation does not figure in fundamental physical equations, should we
conclude that causation is not in fact a feature of reality? Or is reality
genuinely causal? Is there also a fixed determinism of events? If causation is
a real part of our everyday world but not the subatomic world, why is that so?
1
The empiricist David Hume’s argument about the nature of causation
should also be noted: all we actually experience are isolated individual sense-
impressions; we infer that there is a causal connection and order only by habit
from the correlations of events that we regularly see together, but we cannot
know whether there are actual connections or not. To be certain that there is
an unvarying necessary causal conjunction of types of experiences, we would
have to demonstrate that nature operates according to unvarying laws, but all
we have is our habits, and we cannot extrapolate from them to an objective
cause/effect order existing independently of us. Nor do past regularities
guarantee that nature will not change and abandon these patterns. Any
argument for the objectivity of a causal order inevitably involves circularity.
Thus, our reason cannot demonstrate that there is an objective causal order to
reality. The same argument applies to any alleged immutable laws of nature.
We have no guarantee that our limited sense-impressions reflect reality as it
truly is. We can know only our individual sense-impressions. We cannot
attain truth about reality independent of them—that remains a mystery.
Notes
1. One basic question—must any order be causal?—is difficult to address. Even imagining an
alternative order for an empirical world is hard for beings within a world such as ours.
7
Reductionism and Emergence
Poets say science takes away from the beauty of the stars—mere globs of gas atoms.
Nothing is “mere.” I too can see the stars on a desert night, and feel them. But do I see less
or more?
—Richard Feynman
What Is a Reduction?
There are eliminationists in metaphysics who deny the very existence of
some everyday phenomena (e.g., life or consciousness). But reductionists do
not deny the reality of life, minds, and so forth. Rather, they attempt to
explain such macrophenomena in terms of simpler realities not having the
properties to be explained. If the explained phenomena have no causal power,
then they are considered merely epiphenomena. A reduction thus gets us
away from dependent realities and closer to the independent realities and
fundamental causal powers—what is more basic in explanations and thus
“more real” in that sense. For example, it is not a reduction to claim that a
religious experience cannot occur without a certain neural state of the brain—
the reduction is to claim that the experience is only that brain state.
An example of a reduction in science is the explanation of the heat of a
gas. When we explain why one object is hot by pointing out that it is being
heated by another hot object, we only explain why that particular object is hot
—we have not explained the phenomenon of heat itself. To explain heat
itself, we have to invoke something that is itself not hot—that is, something
to which the concept of “heat” does not apply but which is responsible for
heat. For the heat of gas, scientists have advanced such an explanation in
terms of the movement of molecules: the molecules themselves are athermal
entities, but their movement generates heat. To reductionists, heat is not
caused by molecular movement but simply is nothing but the movement of
molecules. The temperature of a gas is reduced to the average kinetic energy
of its molecules. It is an aggregate effect like the shape of the mound created
by pouring out particles of sand into a pile. Indeed, reductionists reduce all of
the thermodynamics of energy and entropy to the kinetic laws of individual
particles and their momenta. Thus, there is nothing left to explain about the
heat of a gas after this reduction.
An example of a dilemma that inspires reductionism comes from the
astrophysicist Arthur Eddington. He presented a paradox: he was actually
writing on two tables at once—the “everyday table” that we experience
(bulky, colored, substantive, comparatively permanent) and the “scientific
table” (mostly emptiness with numerous electrical charges constantly rushing
about furiously). The problem is how to reconcile these two very different
realities. Is the table really solid and rigid, or is it mostly empty space?
Reductionists have a simple solution: only the “scientific table” is real—there
are no composite entities; rather, there are only simple realities without
further parts that are arranged by physical forces into entities. That is, there is
no everyday table but only subatomic particles “arranged table-wise,” and all
the everyday phenomena of the table are caused only by those particles. The
reality of solidity thus is not denied, but we do not have to include “tables” in
our inventory of what is real—a swarm of quarks, or whatever are the real
particulars, is all that is really there, and everyday solidity is simply the rigid
arrangement of those parts.
Types of Reductionism
Ontic and structural reductionism must be clearly distinguished.1 Ontic
reductionism involves the stuff of the universe, and structural reductionism
involves the fields and forces in the universe ordering the interactions of
things. To use an analogy, consider this book: the ink and paper are the
substance, but the letters, words, and sentences structured by the rules of
grammar order the ink. The two dimensions cannot be conflated, and no
amount of study of one dimension can give any information about the other.
So too, just as grammarians can ignore the ink or any other medium of
embodiment, scientists can ignore the ontic stuff of the universe—the “being”
of the universe—in which the structures they study are instantiated.
Philosophers do not typically distinguish substance and structure and so do
not distinguish ontic and structural reductionism—thus they mistakenly
believe that a commitment to ontic reductionism also requires a commitment
to structural reductionism. So too, looking at the makeup of the universe in
terms of “substance” and “properties” without the role of structure is off
track.
Ontic reductionists believe that life and consciousness can be explained as
exclusively physical phenomena. Ontic dualists affirm a self or mind in
addition to the material body. But ontic reductionists may reject structural
reductionism and accept that more than only physical structures are at work
in nature. For example, naturalists are ontic reductionists—they believe there
is only one type of reality and it is open in principle to scientific analysis and
so reject any separate life-substance or mind-substance. But naturalists are
not necessarily structural reductionists: there is no reason that one cannot be a
naturalist and still accept that some types of natural forces are not reducible
to physical ones but are open to scientific study. Thus, scientists can affirm
the reality of biological structures and still be naturalists. (If ontic and
structural reductionism are distinguished, resistance to structural
antireductionism may lessen.)
Structural reductionists go further than ontic reductionism: there is only
physical structure at work in what is real—everything consists only of the
complex interactions of realities having only physical properties.2 Most
structural reductionists may believe that ultimately there are only quantum-
level realities and that everything else is only produced from the interaction
of quantum structures, thereby unifying all apparently different physical and
nonphysical structures. As theoretical physicist Lee Smolin says, “[t]welve
particles and four forces are all we need to explain everything in the known
world.” Thus, all things are only more and more complex combinations of
one order of structure. But one can be a scientist without believing that—one
can practice science and believe that there are irreducibly biological or
psychological structures or multiple types of irreducible physical causes. For
example, the mind may be ontologically only the same type of stuff as rocks
and trees, but it may have irreducibly nonphysical properties. Even many
physicists reject the notion that there are only physical properties, and many
reductionists within physics reject the notion that there are only quantum-
level structures. Philip Anderson can say that particle physics is “utterly
irrelevant” to his work in condensed matter physics. In short, one can endorse
ontic reductionism and reject structural or theoretical reductionism and still
be a scientist. And according to polls, many American scientists actually
reject ontic reductionism: they may treat nature as closed for scientific
purposes, but many are theists, deists, or agnostics concerning transcendent
realities.
One caricature of reductionists is that they deny the phenomena of the
everyday world. Another is that they believe that to determine what actually
is real we have to chop up entities into their tiniest parts since only the lowest
subatomic particles void of structure exist—all we have to do is look at
things’ parts in isolation to see all we need to know about the things
themselves; we can totally ignore their organization. However, reductionists
need not be mechanicalists but can consider the context of a phenomenon as
relevant. So too, they must accept that physical structures are an irreducible
part of the world. Matter is not inherently attracted to matter: without some
form of gravitational structure this would not occur. Thus, there is a
difference between a box of loose computer parts and a functioning
computer. The box of parts and the working computer are not simply two
different arrangements of the parts: materially they are the same, but one can
do something the other cannot. Structural reductionists recognize that higher-
level phenomena such as solidity are real and not features of subatomic
particles—when we step on the floor, it is not like stepping onto a “swarm of
flies,” as Eddington put it. Nature may be, as Bertrand Russell said, a “vast
collection of electric charges in violent motion,” but solidity still persists in
the everyday world and thus is a genuine feature of reality even if it is not a
feature of the atomic and subatomic levels of the world. But these
reductionists believe that the subatomic particles in situ are all that is needed
to explain all such higher-level properties: if we ever learn all about the parts
in situ of any whole, there is nothing more to know about the whole. This is
true of persons as well as tables. While ontic reductionists believe that
persons are a totally physical phenomenon, they cannot think that persons are
unstructured piles of matter, simple aggregates of subatomic parts—
structures are at work organizing matter into living, conscious human beings.
In this way, amorphous aggregates are distinguished from structured entities:
structure gives matter properties other than simply existing. Thus, there is no
more to the entity than those atoms ordered by physical structures: atoms in
persons have been arranged in such a way that the wholes become conscious.
In sum, for structural reductionists wholes are only the sum their parts in
situ, but they must accept that structures ordering the interaction of things are
a necessary part of the explanatory picture. They do not deny context, but
they see all phenomena as completely explainable by their parts in situ. They
can accept that there is a hierarchy of scales or levels of interactions and
complexity beginning with elementary quantum realities up to the everyday
world. For example, interactions on the quantum level of a baseball bat and
ball may appear to be totally irrelevant to the causal act of a batter hitting a
ball, but according to reductionists the structures at work, like the stuff
structured, are completely physical, and interactions on each lower level
completely determine the next higher level of complexity. Thus, the
interaction of the batter, bat, and ball merely requires a very complex
description in quantum terms but is possible in principle. Quantum-level
physical truths entail all phenomenal truths. In short, reality is nothing more
than physical particles and the structures studied by physicists. In the end,
there is a simplicity to explaining everything, with no need for multiple types
of substances or any nonphysical structures.
Thus, for structural reductionists, all phenomena are only more and more
complex layers of interactions of simpler physical parts governed by
quantum-level laws or perhaps higher-level physical laws. All explanations in
terms of higher-level phenomena are only temporary conveniences—
eventually all theories will be in physical terms, and so only physical theories
will ultimately remain standing. All will be describable by relatively simple
mathematical equations or computer programs. If higher-level theories
remain, it is only because of an epistemic problem that we have, not because
of the nature of reality: the interactions of lower-level realities that produce
the illusion of independent higher-level realities may be too complex for the
human brain to analyze, but there is no “emergence” of any new realities in
any sense of the word. Many reductionists see unique concepts for higher-
level phenomena as indispensable for descriptions of those phenomena those
phenomena but only for our convenience—for them, questions of the final
ontology can be framed only in physical concepts.
Antireductionism
Antireductionists see reality as more complicated: new principles are
operating in the higher levels of phenomena that are not governed by
quantum or other level physical laws. Ontic antireductionists claim that there
is more than one substance to reality, and structural antireductionists claim
that there are biological and psychological structures as well as physical ones
organizing nature. Matter does not produce or otherwise generate life or
conscious, nor do physical structures—thus, to require an explanation of how
matter or physical structures generate life and consciousness (as structural
reductionists do) is to view the situation wrongly from the very start. The
nonphysical structures create different orders of causal interaction between
phenomena, and determinism on one level does not necessarily translate into
determinism on another. So too, interlevel causation does not entail a
reduction. For example, if quantum level events are one cause of gene
mutation, as “quantum biologists” assert, nevertheless biological structures
still organize those events’ effects. Biological structures dampen the chemical
“noise” within a living cell and create order. What is real is not reducible to
merely the physical since some properties cannot be explained by the
physical properties of their components in situ. Antireductive properties are
any that cannot be completely explained from the bottom up or as aggregates
of the parts and their properties. Wholes are integrated systems with some
unique properties that cannot be predicted or explained by even complete
accounts of their parts. The parts of such systems are entangled, and so the
state of the system cannot be defined simply by listing the state of its parts.
Physical structures are not “more real” than other structures, nor do they
explain nonphysical structures. (Nor are nonphysical structures any more
teleological than physical ones.) Thus, there are higher-level truths that
cannot be deduced from lower-level truths. Living and conscious beings have
properties and can do things that their parts cannot account for. There is no
need for a living substance—such as Henri Bergson’s “élan vital”—if nature
has biological structures (e.g., biotic fields) producing living organisms.3
Quantum physics may show that on that scale there are real structures but
no real entities (i.e., causal wholes). Nevertheless, structural antireductionists
accept different layers of atomic and subatomic particles to be real entities
because of their causal powers—atoms can do things as a unit that cannot be
accounted for simply by their components in situ and hence are structurally
as much “entities” as their components. Each such organized pattern of
activity is an entity in its own right. Lower-level structures merely provide
some of the conditions for the new phenomena not found in lower-level
entities in situ, not create or constitute such phenomena. Some
antireductionists consider emergence of new structural realities to be very
rare, limited only to life and consciousness or even only to the latter. To
others, it is a common event even on the physical level. For example,
molecules. John Stuart Mill pointed out that salt crystals are nothing like the
sodium and chlorine atoms composing them. And once NaCl molecules are
incorporated into a living being, their properties may change again. Wholes
depend on their parts for their sustained existence, but the parts’ causal
capacities become partially dependent upon the whole. The atoms lose their
individual properties in situ: new features appear in the systems formed by
the interactions of the atoms. The wetness of water manifests a property
through chemical bonding that the properties of the hydrogen and oxygen
atoms in situ do not; thus, if we analyze H2O completely, we will not be able
to explain all the phenomenal properties of water in terms of its chemical
parts, let alone quarks. The heat of gases may also be an irreducible property
—temperature is not like the pressure that is generated by the pounding from
the motion of the molecules but is a new type of phenomenon, even if we can
correlate changes in temperature with changes in the amount of motion.
Some antireductionists begin emergence even lower. For example, a proton is
made up of three quarks, but it has properties (e.g., angular momentum) that
cannot be found by adding up the properties of quarks. So too, electrons lose
their individual identity when they become part of an atom: to understand an
atom, we have to look at the properties of the functioning whole system, not
those of the components. Overall, as Gilbert Ryle noted, particle physicists in
a very real sense do not describe tables and chairs at all.
Thus, if the reductionists’ catchphrase is “nothing but,” the
antireductionists’ is “yes, but.” Structural antireductionists are not saying that
human beings or other phenomena are materially more than their physical
parts but that nonphysical structures operating in them give them properties
that can never be found by analyzing their parts even in the context of the
wholes. The chemicals underlying DNA do not contain the biological
“information” written in DNA—the sequence of molecules is irrelevant to the
underlying chemistry and thus is merely “accidental” from the point of view
of physics and chemistry. But to antireductionists, DNA is a structural reality
in addition to its chemical components.
Thus, higher-level structured wholes are “more than the sum of their parts”
and hence are as real as their parts and must be included in our inventory of
reality as real entities along with their components. Such phenomena are
materially the same as the sum of their parts (i.e., ontic reductionism still
applies and there is no need to postulate additional substances), but they are,
structurally speaking, separate entities from their material parts. Not all of the
wholes’ properties are determined by the properties of their parts. In sum, a
golden statue must be included in our ontology in addition to the collection of
gold molecules arranged in statue form that materially constitute it if it has
unique properties as a whole that are not the sum of the properties of its parts
in situ. If it does not have any unique properties, it is only an aggregate of
parts and not a real entity.4
Many metametaphysicians think that there is no substantive question about
whether the statue exists or is merely a pile of gold molecules arranged as a
statue—to ask whether there “really” is a statue in addition to the gold
molecules is a misguided unanswerable question. (Presumably, the same
applies to “persons” and the physical entities arranged as persons.) But to
antireductionists if a structured entity has properties that its parts in situ do
not, a substantive question of what is real does remain. Distinct causal
powers of wholes are especially important. How structures exist and how
matter and structure are connected may remain mysteries. But all
“spontaneously self-organizing” phenomena on every level have an equal
claim to reality, and none are reducible to phenomena on other levels.5
Structural antireductionism is usually described as “emergentism.”
However, basic antireductionism is structurally more modest than
emergentism. From the anti-reductionists’ point of view, no new reality
“emerges” or “emanates” from matter: there need not be an upward power
causing higher-level phenomena—the lower levels of structures merely set
the stage for higher levels of structures to become operative.6 No new
structures emerge from physical structures, and there is no upward causation
of new phenomena from the bases. Thus, according to antireductive
naturalists, no new realities sprout miraculously into the universe—only more
layers of natural structure are at work in higher-level phenomena such as
living and conscious beings. In short, the physical and chemical properties
become base-conditions for more natural structures to kick in. In this way,
the higher-level phenomena depend on the lower-level phenomena for their
appearance, but they are not determined or fixed by the lower-level
phenomena or otherwise reducible. The base-conditions are not creative; they
are merely necessary preconditions for higher structures to become active.
Perhaps the disorder that arises when more and more entities on one level
interact is a necessary condition for higher levels of organization to become
operational. In any case, there is no need for separate “emergent forces”
causing nature to become more and more complex or driving nature upward
to make conscious beings: when the bases are assembled properly, higher-
level phenomena naturally appear under the operation of nonphysical level
structures without anything more. Only emergentists appeal to special
upward-driving forces, and only reductionists have the problem of explaining
higher-level phenomena as the products of upward causation from lower-
level phenomena.
Nor do all antireductionists introduce downward causation, that is, higher
phenomena affecting their physical and chemical bases.7 Emergentists go
further and include “top-down” causal power, but antireductionists need not
argue that: higher-level phenomena do not emerge out of lower-level
phenomena and are not produced by them; rather, higher-level wholes are
produced by natural structures and are part of one inclusive causal order;
these structures may affect the physical base-conditions, but the higher-level
phenomena do not.8 Wholes do not affect the parts, and no new forces are
operating on subatomic levels—quarks and electrons behave the same in
inorganic and organic entities. It is not as if wholes that arose later act
backward in time to form their own bases. But the components fuse to form
the bases for higher-level phenomena.
According to structural antireductionists, two perspectives are needed to
understand any phenomenon: both the parts and the wholes must be studied.
For antireductionists, there are biotic structures that are as built into the
universe as firmly as physical ones such as gravity and electromagnetism,
making life as natural and normal as rocks. So too with consciousness. Such
nonphysical structures may have existed since the Big Bang, just as did the
physical structures that would eventually produce atoms, but they had to wait
to become operative until the proper base-conditions arose. Materially, living
and conscious beings are only the physical parts making them up, but more
levels of natural structure are operating in them. Thus, biologists would not
learn more about biological structures by studying quantum physics.
Physicists and biologists produce different accounts of a plant because they
study different levels of its organization. In this way, no science is more
fundamental than any other, even if physicists study the broadest levels that
are the base-conditions for all higher-level phenomena. Thus, not all theories
in biology are reducible to theories in physics—some may be, but some
capture a unique level of properties and activity. In fact, structural
antireductionists believe that there are fewer intertheoretic reductions than
reductionists suppose—instead, explanatory “gaps” are common. And each
level requires some unique concepts to depict its phenomena.
Notes
1. Actually, five types of reductionism and antireductionism should be distinguished: ontic (the
number of substances), structural (the number of forces ordering nature), theoretical (the number
of necessary types of scientific theories), conceptual, and methodological (see Jones 2013: ch. 1).
But for the issue of mystery, the first three types are the most important.
2. The term “materialism” will not be used here since it may mean either one type of ontic
reductionism or a combination of both ontic and structural reductionism. In other words, it is not
clear whether an ontic physicalist who rejects structural reductionism (and thus accept structures
other than those of physics) should be classified as a “materialist” or not.
3. Even in denying vitalism, matter should not be called “lifeless.” Unless panpsychists are correct
(in which case all matter is conscious in some way), parts of reality are organic and parts are
inorganic because of the structures operating in them. That is, the stuff of the universe in itself is
neutral: whether a whole is physical or both physical and biological (or also psychological)
depends on the structures at work, with different properties resulting.
4. How much is the human body worth? The answer varies depending on the level of structure
involved. If we look only at the chemicals involved, then the body is mostly water and not worth
very much. But if we look at the biological level of organs, then it is worth quite a bit. Structure
makes all the difference.
5. “Self-organization” is a misnomer and distorts our picture of what is going on. When theorists
speak of a pile of iron filings “spontaneously self-organizing,” they do not mean that the filings
literally organize themselves—a structure (magnetism) is at work ordering them. So too, water
does not “spontaneously” freeze magically for no reason—it does so only under specific physical
structures and conditions. Similarly, higher-level phenomena appear through natural forces, not
“spontaneously.” In sum, “self-organization” only means that natural forces alone are at work in a
phenomenon.
6. Only the reductionist perspective leads us to think of higher levels being caused by lower levels
and thus “emerging” from them. But from an antireductionist perspective, there are merely more
structures operating in some phenomena than in others—nothing “emerges” from something else.
7. Reductionists believe that they can handle the social type of downward causation—such as the
role of soldier ants in their colonies explaining why their jaws are so specialized for piercing their
enemies that they cannot feed themselves. Reductionists see such phenomena as in effect
unconscious genetic engineering determined by complicated physical factors alone.
8. Antireductionists can argue that, say, biological structures shape the chemical parts that form
organisms. When we have the idea for something new, we do not proceed by looking around for
preexisting things that are laying around—we have the idea of the thing in mind and make the
parts that are necessary. In nature, higher structures replace “intelligent design”: biological
structures create the chemical entities into living cells and more complex entities. In this way, in
cases of higher-level causal realities, nature does not build upward from preexisting parts (as
reductionists believe) but starts with the structures of the wholes and works downward to make the
parts from the available material. Reductionists must explain how the laws of physics alone make
the parts that then combine to form new wholes with new levels of properties.
9. Reductionists are committed to a naturalistic theory of mind in order for it to be reducible.
Antireductionists can accept a naturalistic mental structure or an ontic dualism—for example,
Henri Bergson’s theory of the brain as a reducing valve that lets in only as much of a cosmic
“mind at large”as we need to survive; altered states of consciousness may let in more of it.
10. Emergentists have more elaborate ontologies, for instance, an independent soul emerging from
consciousness. Samuel Alexander had such a comprehensive metaphysics: matter emerged from
space-time; life emerged from complex configurations of matter; consciousness emerged from
biological processes; and deity emerged out of consciousness. Even space could be seen as an
emergent reality generated as the Big Bang expands, and causation between parts may be a level-
effect that only appears above a certain level of phenomena.
8
Does Science Dispel Mystery?
Theories don’t prove nothing, they only give you a place to rest on a spell, when you are
tuckered out butting around and around trying to find out something there ain’t no way to
find out. … There’s another trouble about theories: there’s always a hole in them somewhere
sure, if you look close enough.
—Mark Twain (Huck Finn in Tom Sawyer Abroad)
Basic Science
Science is a way of questioning nature, and this is more noteworthy than the
theories held at any particular moment. Fundamental scientific research is
about how things work. First, scientists attempt to establish lawful patterns of
events in the natural world through observations and experiments that are
checkable by others. (Much of what even scientists believe in their work-life
is taken on faith in previous scientific findings, but at least with the proper
training they could in principle duplicate those past findings.) They then use
reasoning to posit features in nature that may not be open to direct experience
(e.g., fields) that they hypothesize are responsible for the lawful changes in
the everyday world. Explanatory theories based on those posits direct
observation and the direction of research, thereby affecting what we attempt
to know of reality. They also affect what are taken to be facts—for example,
the nature of the “sun” and the “planets” in a Ptolemaic versus a heliocentric
cosmology.
But there can never be a theory-neutral explanation of phenomena.
Empirical testing keeps theories from being groundless speculation, but the
human element is always present: we never get a scientific picture of reality
that is not answering our questions. As Werner Heisenberg stated, “what we
observe is not nature but nature exposed to our method of questioning.”
Nature constrains our imagination by providing empirical feedback to our
questions, but it does not tell us what questions to ask. And, as the ancient
Greek Heraclitus noted long ago, “nature loves to hide.”
Scientists advance mathematical models of how they think something in
nature works. Under antirealist interpretations, science is about only the
observed events, and we have no claim to know what we cannot experience.
For antirealists, scientific theories are at best merely shorthand devices for
connecting observations—it is pointless to debate whether the models are
“true” or “real” but only whether they agree with observations. Theories say
nothing about what is actually real. So too with such principles as the
conservation of energy: these are only mathematical tools and not meant to
be descriptions of mechanisms in nature. Some antirealists treat all natural
laws as part of our models and thus as human inventions. Empiricists do not
deny that real structures are at work in the world; they claim only that we can
have no knowledge of them if we cannot experience them and thus we should
reject all theories based on unobservables—in short, the unexperienced
structures remain a mystery. Thus, under empiricism, all theoretical realities
are rejected: all we can know is what we can experience, and no speculation
is part of true science. The sparticles of supersymmetry theory and the hidden
dimensions of space-time of string theory are paradigms of this today.
Instrumentalists such as Stephen Hawking are not concerned with how reality
is: different theories present different fundamental elements and concepts,
and no theory is “better” or “more real” if all predict equally well. Their
motto is “Shut up and calculate!”
But under realist interpretations of theories, scientists identify real parts of
the world that explain observed events. To theoretical realists, science is not
merely a matter of predicting new observations: it is a matter of discovering,
even if only approximately, real structures in nature—an “invisible order” of
postulated explanatory realities—and advancing theories as explanations of
their mechanisms. Scientific theories may never mirror reality exactly and
may always be open to revisions, but to realists they capture some features of
reality. (This is a “critical realism” rather than “naive realism.”) The problem
is that all scientific theories require our speculation. As the physicist John
Wheeler put it: “What we call ‘reality’ consists of an elaborate papier-mâché
construction of imagination and theory filled in between a few iron posts of
observation.” Indeed, even the fixed “iron posts” we observe reflect the
questions that we ask nature. Nevertheless, science’s claims are testable
empirically, and to realists it would be a miracle if predictions are
consistently fulfilled without hitting something real in the structure of things.
Thus, for realists, theories are not total fictions the way that Mickey Mouse
is, but they are human creations that have to be treated as such.
Probably few practicing scientists believe that their theories provide no
understanding of nature. However, there are real problems about whether
scientific theories give genuine knowledge. Data always underdetermine any
theory, and thus there is room for error. All scientists agree that at least in
principle all explanations are provisional: each accepted theory is only the
best of the then available options—scientists say “It’s interesting” or “I’ll
hold it until a better theory comes along.” The classic problem is that correct
predictions were taken as confirming Ptolemaic cosmology for over a
thousand years. Thus, one’s commitment to a theory should remain tentative.
Theories today on the edge of research in quantum physics and cosmology
present conflicting models of what is real that must eventually be reconciled
if we can truly claim to know reality. And if history is any indicator, our
science will look very different in a hundred years, if we are not reaching the
end of what our technology is capable of aiding us to observe—as more and
more exotic phenomena are discovered, today’s picture of the fundamental
nature of things will be rejected in major ways, and our view of reality will
change greatly. (Past books on what would occur in the following ten years in
the sciences are interesting for what they get wrong—inevitably, the authors’
predictions miss new discoveries and lines of research, and their optimism
that solutions to the then-current problems are just around the corner is
usually misplaced.) Thus, no explanations can ever be considered final or
complete.
Mathematics
So too with mathematics. Mathematical precision has certainly helped with
predictions, but why do we assume that the final picture of what is actually
real will be mathematical? Perhaps the “book of nature” is not written in the
language of mathematics, as Galileo believed. Bertrand Russell pointed out:
“Physics is mathematical not because we know so much about the physical
world, but because we know so little; it is only its mathematical properties
that we can discover.” And why does relatively simple math work so well in
helping scientists depict exotic levels of the universe? Eugene Wigner asked
about the “unreasonable effectiveness” of mathematics in the natural sciences
and found it hard to explain. For example, why does π—the ratio of the
circumference of any circle to its diameter—figure in so many physical
equations that have nothing to do with circles? More generally, why do
physicists so often find that the math they need for some new phenomena has
already been devised by mathematicians from considerations that have
nothing to do with physical phenomena? Wigner believed the enormous
usefulness of mathematics in science had no rational explanation and
bordered on the mysterious.
Part of the problem is that we do not know if mathematics is our own
invention (conventions we find useful for our models) or part of reality
(mathematical objects existing in a nonmaterial realm independently of our
thoughts). That is, are mathematical truths just the necessary products of the
logic of our symbol systems, or do they reflect something of reality existing
independently of our thoughts? Nonrealists advocate the former view and
Platonists the latter. But both positions seem wrong: if math were merely a
human product, then we should be able to invent simpler and neater symbol
systems (e.g., make π a simple rational number), but the idea that our minds
are contacting a Platonic realm of fixed and timeless mathematical truths also
seems farfetched. Do irrational numbers merely reflect the strict rules of the
mathematical language that we invented? Or do numbers, including π and the
“imaginary” numbers such as the square root of –1, exist in reality in some
way? Problems such as Kurt Gödel’s theorems also raise the issue of whether
truths in mathematical systems can be complete, consistent, and decidable—
why would that be so if math were either our invention or were part of
reality?
In any case, mathematics remains a language that we devised by the free
use of our minds—so why is it so very helpful in empirical science? If what
mathematicians devise are simply the logical implications of the axioms and
rules they themselves define, why does math apply to reality? Part of the
answer is that we have created mathematics as we have in order to deal with
our experiences in the world—math can summarize in short formulas the
patterns that we see—and thus our intuitions of what is mathematically true
are also shaped by our experiences. Reality corrects some of our intuitions, as
with finding Riemannean geometry to be more useful for relativity than
Euclidean geometry. But still why does math lead to new insights about
reality in realms we cannot directly experience, such as the unpicturable
quantum realm? Perhaps there is an implicit circularity: we simply create a
language that generates a particular image of nature, and we then take
verified empirical predictions as confirmation of the language’s objectivity—
in the end, we take whatever picture of reality math creates to be the skeleton
of reality.
But why does mathematics seem to be the key for understanding all the
structures of reality? At present, math is the only basis for believing there are
multiple universes or superstrings. But is it safe to rely on math in our
speculations? Does reality have a mathematical structure, like some
underlying musical harmony? Even if the world is ordered, why should the
order be mathematical in structure? Have we simply mathematized reality
and thus can see only what our math permits? Even some mathematicians
think that the final models of science will be computer programs, not
mathematical equations—math was simply a phase scientists went through,
and it has done its job and will be passé to the next generation. Indeed,
Richard Feynman once remarked: “If all of mathematics disappeared, physics
would be set back exactly one week.”
Comprehending Reality
Also consider that reality could have been more mysterious than it is—why
isn’t it? And when it comes to realities outside of the everyday world, why
does science work at all? Why can our minds penetrate, at least to a degree,
nature’s workings? Minds need not have had the capacity to grasp any depth
to reality. Obviously if we are to survive, we must be able to grasp some of
the surface of the planet—without some reliable knowledge of our
environment, we would not last long. And our brain has evolved as part of
nature, and so the forces obeying the laws of nature are at work in it. But this
does not explain why our minds can grasp at least something of the
underlying structures at work deep in reality (assuming theoretical realism is
correct). We have a limited mental capacity, and yet we can discern some
underlying structures—perhaps all of them. Where does this mental ability
come from? Is the human mind (and hence our reasoning) somehow deeply
ingrained into reality? Are we an integral part of the scheme of things? Does
our mind reflect “the mind of God”? But if our cognitive capacities are God-
given, why are our intuitions about scales of reality far from the everyday
level so far off? (It is also important to remember that intuitions, and theories,
do not arise out of nowhere: our minds travel along particular ways of
looking at things developed from the past history of science.) Indeed, why do
we have even optical illusions in the everyday world? Is our capacity to know
instead only a fallible product of natural evolution? That is, is our knowledge
just a matter of our evolved mental functions rather than anything about our
minds innately reflecting the structure of reality? If so, why can we grasp any
depths at all?
Also consider a physiological limitation on our knowledge: our senses
have developed through evolution for our survival, not for knowledge of all
aspects of reality. As noted above, we see only a tiny sliver of the
electromagnetic spectrum. If we saw a different range (e.g., bees are sensitive
to ultraviolet radiation and the polarization of light), our view of what is real
may well have ended up very differently. So too if we relied more on touch
and smell, as most animals do. We cannot tell if we are missing major
features of reality because of the senses evolution has given us. In addition,
there is a related problem: however good our sensory apparatus is, we still
only know reality through the sensory stimulation of our brain, and our
representations of what is “real” are only our brains’ interpretations of those
signals. Nature may not be an unknowable Kantian noumenon, but we cannot
be certain about how “reality-in-itself” truly is: all we have is our limited
sensory interactions with it—nature loves to hide, and much remains veiled.
If my view of the future is correct, it means that the world of physics and astronomy is
inexhaustible; no matter how far we go into the future, there will always be new things
happening, new information coming in, new worlds to explore, a constantly expanding
domain of life, consciousness, and memory.
—Freeman Dyson
onsider next the problems at the edge of science today: are they all
C solvable, or are some genuine mysteries? Not every interesting problem
that scientists encounter is a Big Question. Those of profound significance to
human beings qualify as philosophical mysteries, but some other problems
still qualify as scientific “how” mysteries. There are many such problems.
Consider first some in particle physics and cosmology: How did the universe
begin (if it did)? How did the universe’s present state evolve? How will the
universe end (if it will)? Why is the universe made of matter and not just
energy? What are the smallest components of matter, and how do they relate
to fields of energy? Is space infinite and eternal? Why does the universe have
the forces and constants it has? Is the flow of time a component to reality or
merely an illusion that our mind creates? Are there other “universes” beyond
our possible range of observation? Why does the universe have multiple
levels of organization, and how did the higher levels appear? What is the role
of randomness in the development of the universe? Or is everything in some
sense necessary, so that if the universe evolved again we would end up
exactly as we already have? If some of these problems remain standing, they
will be classified as philosophical mysteries. Other scientific puzzles may
remain scientific mysteries—for example, why some particles have no mass,
or why matter has an effect on space. So, do we have reasons to believe today
that some of these problems will end up being unanswered or unanswerable
and thus will end up being intractable mysteries?
Quantum Physics
Particle physics is one of the greatest achievements in science. A hundred
years ago we knew almost nothing of the nature of an atom; now we know its
nature and an incredible amount about levels below it. Particle physics’ very
precise mathematics and experimental results have been established since the
1920s, and the Standard Model of subatomic particles and forces explained in
terms of quarks, leptons, and bosons was set in the 1970s. But it is old news
that understanding particle physics has not advanced since then. When a
physicist of the stature of Richard Feynman says, “I think it is safe to say that
no one understands quantum mechanics. … Nobody knows how it be can like
that,” we know we are in strange territory. There currently are a number of
different ontic interpretations of the mathematics—from the Copenhagen
Interpretation favored by antirealists that eschews all attempts to understand
how the physics works to a realism involving indeterminacy to realisms
involving determinacy (either by each possible experimental outcome being
realized in different universes in Hugh Everett and Bryce DeWitt’s “many
worlds” solution or by David Bohm’s inelegant interpretation involving
hidden variables and faster than light signals) to Eugene Wigner’s
interpretation that gives consciousness a role in experiments. So far, all
models have produced the same experimental predictions. And no other
progress has been made on other grounds for forming a reasoned consensus.
It may well be that all existing interpretations are wrong.
Many aspects of particle physics are certainly so bizarre as to be an affront
to our everyday commonsense—for example, entanglement of particles
resulting in connected “nonlocal” effects, or theorizing a possible backward
flow of time. But some aspects are presented to the general public as being
more mysterious than they really are. For example, the claims “There is no
reality in the quantum world,” “Nothing exists until observed,” and “The
Heisenberg Uncertainty Principle shows that physics can no longer provide
reliable information about the physical world and that the physical world has
lost its claim to objectivity.” Those claims are wrong. Even antirealists admit
that something exists that causes the observed effects, even though we cannot
know anything about it—the mixture of the unseen reality and our measuring
procedures produce what is observed, but that is not to deny that that unseen
reality exists. That reality exists independently of our observations and is
“nothing” only in the mistaken sense that Stephen Hawking says that the
world came from “nothing” (as discussed in chapter 5). Nor does the
Uncertainty Principle mean that there is no objective knowledge of particles:
physicists can gain very precise knowledge of what is really there—they
simply cannot measure momentum and location at the same time. The act of
observation does affect what is there, but on submicroscopic scales it is not
surprising that the light used to measure properties affects what is there. Nor
is the “wave/particle duality” usually presented properly: an electron is not
both a wave and a particle—it is always observed as a particle. However,
groups of particles exhibit some wave properties—that is, wave properties are
properties of groups of particles but never the properties of a single particle.
What is actually there—the reality-in-itself—is something “we know not
what” that can produce either the wave or particle effect when we mix
different actions with it in different experimental setups. All that is ever
observed are particles, never waves or fields. The only “duality” is that we
cannot observe an individual particle and a group of particles at the same
time. It is also worth noting that the “wave-function” is only a mathematical
construct within quantum theory that shows the probabilities of arrangements
of particles—it is not a feature of space controlling those arrangements.
One of the new mysteries in particle physics involves “supersymmetry.”
This is the assumption that particles of matter may be converted into particles
of force and vice versa. Why and how this should happen is a mystery. Is
some unknown force responsible for breaking symmetries? There is no
empirical evidence yet for such symmetry. There is also the issue of why
some particles are massless and why particles in the Standard Model have
different masses: why do different particles “feel” the presence of a Higgs
particle or field that gives some particles mass differently? The nature of
“dark matter” that is not made up of quarks or other parts of visible matter is
currently a mystery, as is the nature of the “dark energy” that is hypothesized
to explain the accelerating rate of the universe’s expansion. Thus, what we
can observe may constitute less than 5 percent of the mass of our universe.
And to what degree theories about these matters will be testable is an issue.
Relativity
The bizarre effects described in the theory of relativity are well known—the
twin paradox, the contraction of length of objects moving near the speed of
light, the absence of a universal “now” (and consequently of simultaneity),
and so forth. The loss of simultaneity wreaks havoc with the notion of
causation and thus with the very idea of “natural laws.” Scientists question
whether time exists. Is matter continuous or digital—is it, to use Bertrand
Russell’s metaphor, a bowl of jelly or a bucket of shot? And why? Space is
no longer seen as a big empty box but as the reality out of which matter
arises, and yet matter can bend space. Thus, matter loses its status as the
primary category for what is physically real to a space-time field. Is matter
just an excited state of space-time—the surface fluctuations on an ocean of
energy? But to see matter metaphorically as “condensed energy” or
“condensed space-time” only pushes the mystery of beingness back one step
to “what is space-time?” It also adds the mystery of how matter arises from it.
That space itself, and not merely its contents, is expanding is a mystery: the
galaxies are not expanding “into” space but are being carried along as space
itself expands—space is not expanding into anything and yet is somehow still
getting larger. And recent theorizing about “atoms of space-time” with
literally nothing in between tightly meshed atoms only adds to this model the
mystery of nothingness in between particles of space.
Both general relativity and the Standard Model in particle physics are
extremely well confirmed—most recently in relativity by reportedly finding
the gravity waves that Einstein predicted. They also are complete enough that
they leave few puzzles pointing in the direction of where possible new
theories may lie. But this leads to a big problem: the two fundamental and
well-confirmed theories are incompatible. The physics of the very large and
the very small simply conflict. Relativity is deterministic, while particle
physics appears indeterministic. More basically, gravity requires a continuity
that particle physics cannot provide. Thus, there is something basically wrong
in our theory of things—we cannot conceive that both theories can be correct.
We believe that one or both theories must be revised, but attempts to
reconcile them (such as “quantum gravity”) have failed for decades. Nor has
any attempt to reconcile them in terms of the emergence of space-time out of
quantum realities been attempted. No one wants to accept that there is no
reconciliation, but the lack of headway may indicate that we have not yet
reached the fundamental laws in one or both fields.
Theories of Everything
This brings up attempts to find a single theory for all the known physical
forces—that is, devising a “Theory of Everything.” If devised, we would end
up with an equation that would fit on a T-shirt that encompasses all of basic
physics, or at least the shortest possible computer program whose output is
the laws of our universe. It would show that our universe could not be
ordered otherwise than it is—it would give a necessity to all that is since
there would be no contingent posits, and we would have a certainty and
completeness that many crave. It would show that the laws of our universe
are not arbitrary. It would answer Einstein’s question: God had no choice in
creating the world as it is. But a “Theory of Everything” embraces all
phenomena only if reductionism is correct: only if reality is organized
reductively would a physical TOE be the foundation of all chains of
explanations—if reality is organized antireductively, then a TOE would be
only a “Theory of One Level of Everything.” Alternatively, if
antireductionism is true, a TOE would have to incorporate all biological and
psychological structures. In the end, all structures would be different
manifestations of one underlying structure.
Also consider what a TOE must explain. A true TOE must explain why
there is both visible and dark matter and energy, why there are six types of
quarks and not more or less, why there are the number of different particles
there are and why they have their particular masses and properties, the
strengths of different physical constants, and so forth.1 Why did four forces
disentangle from the primal force—why these and not others? Why weren’t
matter and antimatter created in equal amount (and so destroy each other)?
Why, as Paul Davies asks, are there a set of laws that drove the featureless
gases of the Big Bang toward life and consciousness? Why is the universe set
up to gain more and more levels of complexity? How do different levels of
organization appear? Why didn’t the universe remain simpler—for instance,
having nothing more complex than quarks? Indeed, why was the universe so
unstable that it could not remain in its initial state of symmetry? Why wasn’t
the universe governed by something like Newtonian laws rather than
relativity and quantum laws? In sum, why does the universe have all the
fundamental features it has and not others, and why is the universe as creative
and complex as it is? In addition, there are the questions of the initial
conditions of the Big Bang, why the stuff of our universe was set up to
“bang,” why inflation can happen, and what happened before the Big Bang?
Indeed, why is there any space-time at all? Answering these questions is
obviously a tall order, but nothing less constitutes a truly total explanation.
And this is not to mention the philosophical issues of why anything exists for
the TOE to operate on, why there is order in nature, and why any TOE exists
at all. The contingent events of history would not have to be explained, but
no fundamental scientific laws and constants could be left as unexplained
brute facts for a theory actually to be a “Theory of Everything.”
Theories of superstrings—one-dimensional lines of energy that wiggle in
different ways—are one candidate for a TOE. They unify general relativity
and quantum physics in a consistent way. They also would bring order to the
current hodgepodge of subatomic particles. One version—Edward Witten’s
M-theory—predicts the existence of particles carrying gravitational forces.
However, this theory has problems: it requires more than half a dozen more
dimensions to the universe that are not “unfurled,” and there are a mind-
boggling number of alternative types of universes in the model (at least
10500). More importantly, it runs up against a major roadblock: it is not yet
empirically checkable—it does make predictions, but ones that cannot be
tested with the energies available with our current accelerators. It does
encompass all the discoveries that preceded it, but it is based on no more than
the mathematics of the theory of our universe’s initial inflation and its own
elegance. Thirty-five years ago, Richard Feynman quipped that superstring
theorists do not make predictions but excuses, and the same is still true today.
“M-theory” has become “Mystery-theory.”
Alternatives to string theory that might be testable today are being
proposed. So too the recent discovery of dark matter and dark energy—if
they in fact exist and are not merely epicycles of theory—raises the question
of whether we are in a position to believe that we know all the basic features
of our universe. When scientists claim that dark matter and dark energy
constitute more than 95 percent of the mass of our universe, one has to
wonder whether anything else of such a magnitude has been missed. The
same for undiscovered items on the smallest scale: scientists at the Large
Hadron Collider in Switzerland recently reported possible traces of a new
particle that does not fit in the Standard Model. Evidence of a fifth physical
force (possibly connected to dark matter) has also just been reported.
Computer simulations of a universe without the weak nuclear force have also
worked fine, suggesting that we do not really know what the true
fundamental forces of the universe are. In addition, mathematicians may not
have yet devised the proper math to summarize the patterns that are being
observed.
Thus, today we may not be anywhere near ready to devise a true TOE, and
it is arrogant to think otherwise—indeed, all of the current relevant theories
may be in a relatively primitive state. Perhaps a conceptual revolution
unifying general relativity and particle physics would so alter how we see
things that any TOE proposed now would then look silly. Nor can we be
confident that there are no forces on the smallest and largest scales that
simply lie beyond our capacities to know. Even if we could reach the level of
superstrings with some new accelerator, we can never be confident that there
is no further level explaining them. So too, we cannot rule out that there may
be a rational structure to all of the cosmos that is simply permanently
mysterious to beings such as ourselves.
There is also the entire issue of how science could show that there is only
one consistent set of physical laws. Perhaps there are many possible TOEs
that could produce viable universes, and this raises the issue of why our
particular TOE is embodied in our universe—perhaps a creator god would
still have had a choice even if there is a TOE. Any necessity to a TOE would
be lost. For Steven Weinberg, the possibility that the world could have been
operated by another TOE is an “irreducible mystery” that cannot be
eliminated. Thus, our TOE would require an explanation for why it was
instantiated in reality: something would be needed to explain why that
equation is in force and not another. A multiverse theory would be one
explanation: if each “miniverse” has its own TOE and is causally unrelated to
the other miniverses, one with our features is only to be expected. But in that
case, the laws of our miniverse are accidental and not universal. Moreover,
no law can explain itself—gravity cannot explain why the universe is set up
to allow gravity to operate in the first place. Nothing can be self-explanatory
—it is either explained by something else or is simply an unexplained brute
fact.
Or perhaps no TOE is possible. There may be no one fundamental
underlying order but only local ones. Perhaps there are some arbitrary
constants or laws in our universe. Perhaps the idea of unified cosmos—a
“uni-verse”—is, as Bertrand Russell suggested, only a relic of pre-
Copernican astronomy. Perhaps, as Freeman Dyson hopes, the world of
physics and astronomy is inexhaustible, infinite in all directions, and that a
TOE is an illusion: just as Gödel’s theorems show that axioms in
mathematics leave unanswered questions, so too no set of axioms in physics
produces answers to everything—otherwise, “the Creator had been
uncharacteristically lacking in imagination.” Certainly, Stephen Hawking’s
declaration in 1980 that the goal of theoretical physics might be achieved by
the end of the twentieth century did not pan out.
In any case, enthusiasm for TOEs has greatly waned in the last twenty-five
years.
Cosmology
Also consider the old and new mysteries in cosmology. One bit of old news is
the “fine tuning” controversy. Various physical constants seem perfectly
suited to an amazing degree for producing life (even if there turns out to be
comparatively little life in the universe).2 It looks as if conscious beings are
built into the universe. As Freeman Dyson said: “I do not feel like an alien in
this universe. The more I examine the universe and study the details of its
architecture, the more evidence I find that the universe must in a sense have
known that we were coming.” And it is hard to accept this as simply a brute
fact—most of us feel that it demands an explanation. So far there have been
three responses. First, many scientists say that, despite appearances, “fine
tuning” is an illusion, just an effect of the early inflation of the universe—the
variables are interconnected and by this interconnection necessarily produce a
stable universe with many features, only one of which is life. Others offer one
of two deeper explanations: either a designer god set things up for conscious
beings to appear, or a multiverse theory explains it. In a multiverse scenario,
as long as there are a sufficient number of miniverses, and the laws and
constants vary from one miniverse to another, then of course a world like
ours should exist—many may be without laws or otherwise sterile, but some
producing life would occur. But many theists fervently resist any multiverse
scenario since it would be an alternative explanation to God: a creator god
could, of course, create a multiverse as easily as one miniverse, but the order
of our world could no longer be used as evidence of a god. To Richard
Swinburne, it is the “height of irrationality” to posit trillions of other worlds
simply to explain the features of our one world. But multiple miniverses were
not posited to explain fine tuning. They are the consequence of other
generally accepted theories—in particular, the idea of the inflation of our
world, an idea well supported by both observational data and established
theories. That multiple miniverses would explain the apparent fine tuning is
only a bonus.3
In fact, multiverse models are becoming increasingly popular among
scientists. The idea of an eternal multiverse was first hypothesized by
Alexander Vilenkin in 1983. Various models have been inferred from various
theories in physics and cosmology. Many agree with Paul Davies that some
form of multiverse theory is “probably an unavoidable consequence of
modern physics and cosmology.” The idea of countless worlds arising and
dissolving goes back to the pre-Socratic Greek Anaximander’s idea of the
Boundless (aperion), but the contemporary theories result only from spinning
out the consequences of the math of other theories (such as superstring
models) and are currently only theoretically testable. They add a whole new
dimension to the question of whether the cosmos is infinite and eternal since
other miniverses would not merely be hidden dimensions of our own
miniverse. These theories expand the universe in a way not comparable to
any theories in the past—that the stars are far from our solar system, that
there are other galaxies, and that our universe is expanding. Each miniverse is
distinct from ours, and the “mother universe” or even each miniverse may be
propagating new miniverses forever, each possibly with its own set of laws
and constants. Finding evidence of, in effect, other entire universes would
have an existential impact on us second only to finding intelligent life on
other planets.
Philosophers David Lewis and Robert Nozick go to the extreme of
advancing an all-worlds hypothesis: every logically conceivable world exists.
But any of the models would not only explain why our miniverse has the
structure to produce life, we no longer have to ask what an eternal creator god
was doing prior to 13 to 14 billion years ago before our Big Bang occurred. It
also introduces the issue of whether the universe is eternal and offers
different options for the ultimate fate of our miniverse. If what occurred prior
to the Big Bang is cut off by the heat of the Big Bang, science is precluded
from empirically addressing what may have come before or the nature of any
other miniverses or of the multiverse of all the miniverses and their source
(the “mother universe”). In addition, we could never tell how many
miniverses remain undetectable or what their laws are. So too, the whole
question of the origin of the entire cluster of miniverses becomes
unanswerable. Physics and cosmology become at best only sciences of our
local observable miniverse, not truly universal of all of reality. We would
have an explanation for why our miniverse is the way it is, but only as a
random result of a far larger incomprehensible universe. Mysteries within our
miniverse may be dampened, but the mystery of the total universe only vastly
increases.
But again, the drawback to multiverse models is testing for the presence of
other miniverses unconnected to our own. To John Wheeler, Hugh Everett’s
“many worlds” solution to problems in particle physics has to be rejected
because “its infinitely many unobservable worlds make a heavy load of
metaphysical baggage.” Observations may actually be possible to detect a
past collision of our miniverse with another miniverse, but critics contend
that until such evidence is found the entire multiverse scenario is only a
matter of metaphysical speculation—elegant metaphysics that is guided by
mathematics, but metaphysics nonetheless.
I cannot think of a single field in biology or medicine in which we can claim genuine
understanding, and it seems to me the more we learn about living creatures, especially
ourselves, the stranger life becomes. … The only solid piece of scientific truth about which I
feel totally confident is that we are profoundly ignorant about nature.
—Lewis Thomas
iology today has its own set of “why” and “how” Big Questions. What
B exactly is life? And how did it begin? How, in particular, did human
beings arise? Are human beings nothing more than evolved, gene-driven
organisms? How does life fit into the physicists’ picture of reality? Why do
cells die and atoms don’t? Why do genes and amoebas self-replicate and
inorganic material does not? Is the earth itself a planet-sized interconnected
ecosystem or even a whole that can be likened to a single life-form, as Gaia
theorists argue? Why is reality set up to produce and sustain life and
conscious beings? Is there a teleology to life—that is, does life appear
accidentally and evolve unguided, or are there natural or transcendent
principles at work guiding its course?
What Is Life?
Consider first what exactly “life” is. A living entity is not inert matter or a
soul embodied in inert matter. What exactly distinguishes a living person
from a dead body? If a deceased person is just a machine with a broken part,
why doesn’t repairing that part bring the person back to life? This is harder to
define than one might think. Scientists are not in agreement on what
constitutes “living,” but the processes of self-reproduction (things making
copies of themselves out of inorganic material), self-repair, growth, and an
autonomy not exhibited by inanimate objects are central to life. Biologists
debate whether macromolecules or viruses are “alive.” Crystals can “seed”
other material to make more crystals, but nothing characteristic of life ever
appears.1
Despite the problem of definition, life appears as a distinct level of
complex phenomena, and how nature made this monumental leap is the basic
mystery underlying biology. Scientists do not know how life began. Neo-
Darwinian theory does not purport to explain how life arose, but only to
explain changes once it arose. And finding a natural explanation for the
origin of life has proven harder than once expected. In 1953, Stanley Miller
discovered that the “building blocks of life”—certain organic compounds
such as amino acids—could be synthesized by sending an electrical charge
through a soup of methane, hydrogen, ammonia, and water. However, few
strides have been made since then beyond creating some self-replicating
amino acid molecules, and doubts have been raised whether the experiment
duplicated early earth conditions. But even if scientists can generate life in a
laboratory, this does not mean that they have duplicated how nature did it any
more than the airplanes that we build duplicate how nature made birds.
Nevertheless, naturalists are confident that a purely natural explanation of life
will be forthcoming.
All sorts of conditions had to appear for life to arise, requiring millions of
years of preparation through the evolution of the earth and atmosphere. Most
scientists agree that the original DNA or RNA template for life was so
complex that it could not have appeared by pure chance—natural forces had
to play a role in restricting the events surrounding how it came into existence.
But life on earth still appears so miraculous that Francis Crick suggested that
it began by being seeded from space. (Of course, this only pushes the
question of the ultimate origin of life back one step to how the life of the
seeds arose.) Certain chemical bases are needed, but what exactly the
necessary bases are may not be known until we find life in different forms on
other planets. For example, is carbon necessary, or are non-carbon-based life-
forms (e.g., based on silicon and methane) possible? The complexity of any
form of life on earth has also proven to be a problem. A cell is more complex
than any inanimate entity of the same size. Even the simplest one-cell animal
is so complex that how it arose perplexes everyone. The astrophysicist Fred
Hoyle likened believing that the first cell originated by chance to believing
that a tornado ripping through a junkyard full of airplane parts could produce
a Boeing 747.
Notes
1. If human beings reach the “singularity” where we merge with machines, or if our creations surpass
us in an Age of Artificial Intelligence, a new set of Big Questions concerning life and human
beings will arise.
2. Which came first, the chicken or the egg? If neo-Darwinism is correct, the egg came first: it was
laid by a creature that was not a chicken, but the egg had a mutated gene that caused a new species
—the chicken—to be born from it.
3. Disputes have arisen over the ultimate unit of selection—genes, individual beings, or groups.
Various theories have been advanced—the selfish gene, inclusive fitness, evolutionary and
developmental biology, unique genes—with no consensus emerging to date. Even a form of
Lamarckism has returned in epigenetics.
4. Antibiotics are seen as producing new resistant bacteria, that is, the bacteria mutate in reaction to
the antibiotics and new resistant strains result. But that may not be what happens: it may be that
antibiotics kill off certain strains of bacteria and leave the field to the already existing resistant
strains, thus letting the latter multiple without competition. If so, the antibiotics are not a source of
novelty—they only kill off the competition.
5. “Random” does not necessarily mean uncaused or indeterminate but only our inability to predict
an outcome—the outcome of a roll of a die is random, but this does not mean it is physically
undetermined. In evolution, “random” means that natural events such as mutation are not guided
by the adaptive needs of organisms or by a designer god. So too, physical events that affect the
course of evolution, such as the meteorite that wiped out the dinosaurs, are not physically
uncaused, but they are random from a biological point of view.
11
What Am I?
If we’re destroyed, the knowledge is dead …We’re nothing more than dust jackets for
books … so many pages to a person. …
—Ray Bradbury
ext consider something even more familiar than life in general: you
N know you exist, but what exactly are you? For a philosophical
examination, we should start by accepting that our bodies consist of the
refuse of a past supernova and that we are products of evolution here on
earth, not by claiming to be special divine creatures placed here by a god. But
are we only evolved animals? Or are we merely a chemical machine, and if
not, how do we differ?1 Can this “I” be reduced merely to tissues?
Antireductive naturalists may add psychological structures to our makeup,
but we would still be a purely natural reality. Even if we cannot exist
independently of the body, is there anything more to us? Or is there an
immaterial component to us that might exist independently of our body? May
we continue in some form after death? Are we in fact embodied transcendent
beings? Can science determine if we are only evolved entities for propagating
genes or a chemical machine? Should we follow the school of personalism
and take “the person” as the irreducible primary ontic category—that is, all
reality is a society of persons, and personhood is the fundamental explanatory
principle? Or is personhood at least one irreducible category of reality?
If human beings are a social animal, then another class of Big Questions
arises: Are there social structures to reality? Is there one “human kind,” or do
persons vary from culture to culture and era to era? Should we follow George
Herbert Mead’s antireductive social approach in which the person is
composed of both a “me” (a “self” defined by social roles and the attitudes of
others) and an “I” (by which the individual responds to the social “me”)? Are
there social realities (communities, nations, and so forth)? Does any account
of any individual human require a social dimension? At least for human
beings, are societies in fact more real than individuals? Or are reductionists
correct that there are no social entities at all but only individuals? Was former
British Prime Minister Margaret Thatcher correct when she said, “There is no
such thing as society. There are individual men and women and their
families”? (But, of course, a “family” is a social unit.) Is there one best type
of society? Where does the authority of laws come from? How do we know
what is right? If we are social creatures, how does love figure into our lives?
The Self
In philosophy, these questions coalesce around the issue of whether there is a
“self”—that is, an individual real entity having some relation to the body. We
have a sense of continuing personal identity and a core of agency to our
actions that do not seem to be material—it seems to be a simple, singular
reality. We seem to own our actions, experiences, and feelings. This sense of
“I” is experienced as different (if not distinct) from our body. This “I” cannot
be localized anywhere within the brain, or indeed anywhere in space and
time. It is more than the thoughts, feelings, and sensations that we have at any
given moment: it is allegedly a reality underlying all of our mental and bodily
functions that persists throughout all our changing mental and physical events
—the self is the bearer of our states of consciousness and the subject of those
states. It gives a unity or identity to the total content of our inner life.
But is there such a unified reality? The traditional answer in most cultures
is an ontic dualism of a material body and a “soul,” “self,” “spirit,” or other
substance that exists independently of the body. However, problems related
to the effect of damage to the brain on consciousness and the difficulty in
figuring out how an immaterial mind could make the material body move
leads most philosophers to reject the idea of a self as a “ghost in a machine.”
Indeed, apart from what occurs in the body and brain, we would have no idea
that there is a “soul” or “spirit”—we do not know what it is in itself or what it
does without a body. Nevertheless, most people believe that there is some
entity that thinks their thoughts and experiences their experiences. Such a
subject can exist without self-conscious reflection. Most agree with René
Descartes’s “I think therefore I am”: I may not be awake and in control of our
thoughts—I may be dreaming, I may be a brain in a vat, I may be being
deceived by an evil demon—but for any of these scenarios to occur I still
must exist. Thus, the mere fact that I am conscious proves that I exist.
However, naturalists question whether there is such a reality independent
of our body. To naturalists, any talk of disembodied persons or realities
without some physical vehicle for memories or continuity is absurd. To speak
of a disembodied life is meaningless. The human mind develops by
interactions between the brain with other body parts and the world. Thus, the
nature of our mind is not a pure, disembodied consciousness: it is tied to what
we do—that is essential to being a human person, and thus a disembodied
person is impossible. We are part of nature and tied to our environment.
Francis Crick sums up the ontic/structural reductionists’ view of a person:
“You,” your joys and your sorrows, your memories and your ambitions, your sense of personal
identity and free will, are in fact no more than the behavior of a vast assembly of nerve cells and
their associated molecules. As Lewis Carroll’s Alice might have phrased: “You’re nothing but a
pack of neurons.”
Indian Alternatives
Many mystics affirm the fundamental reality of consciousness but deny the
reality of the ego, that is, a real “person” within the phenomenal world.
According to Advaita Vedanta, our everyday sense of a “person” is an
illusion: the one and only reality is a pure, self-existent consciousness, called
either “Brahman” or “atman.” This eternal and unchanging consciousness
constitutes all phenomena—all of what we classify as “subjective” and all of
what we classify as “objective.”2 Thus, the being of a “person” and of all of
the phenomenal world is Brahman, and the illusion is to imagine and
experience the person as a separate reality in a plural world of real objects
(maya) that we fabricate out of what is in fact only one (Brahman). The true
reality is called the “self (atman),” but it is not an individual person (jiva)—
that “person” is no more than a character in a dream that mistakes the dream
to be a reality distinct from Brahman. This view is the opposite of solipsism
since no individual exists, only the one undifferentiated consciousness. Thus,
translating “atman” as “self” is misleading: Brahman has no connotations of
personal selfhood. Instead, the only reality is a nonpersonal consciousness
with no real objects of consciousness: the ontic substance (atman) of
everything, including a person, is only that consciousness. This
consciousness is not based in matter, nor is there any matter for it to interact
with. And there is no pluralism of individual consciousnesses.
Descartes took the one “unshakable and unchallengeable reality” to be the
individual self experienced in self-consciousness. He conceptualized the
situation this way: “If I doubt I exist when I think, then the existence of an I
is affirmed by that very fact.” But Advaita Vedantins take the very same
experience to be immediate awareness of the one reality (Brahman)
constituting ourselves and all that we take to be objective realities. Thus,
consciousness transcends the “dream” realm: no individual “self-
consciousness” is involved in our awareness of our ontic substance (atman).
Advaitins thereby see the situation in terms of a nonpersonal transcendent
consciousness alone. But all either Descartes or Advaitins can be certain of is
that consciousness is occurring when we think—we cannot be certain that a
distinct individual “person” is involved. Thus, even if we can be sure that
consciousness exists, we cannot be sure of its nature or its relation to a person
based on this experience alone.
The Samkhya school of India presents a classic dualism of matter and
consciousness. Yet Samkhyas see things quite differently than we do in the
West: they separate an inactive, pure consciousness completely from all
matter, and they take perceptions, a sense of “I,” and the other mental
activities that we take to be nonphysical actually to be material. They identify
a center of pure consciousness as our true self (purusha) and distinguish it
completely from the equally real physical world (prakriti) that also includes
all other mental activity.3 The universe contains a multiplicity of such real
selves. Thus, unlike in Advaita, there is no one reality. Each individual self is
a separate eternal and unchanging conscious unit that witnesses or illuminates
thoughts and the other material content of the mind, but it exists
independently of such content and continues to be aware in the absence of
any content—it is like a searchlight that is on even when no objects are being
illuminated. This consciousness is unmoving and yet affects matter, like (to
use their simile) a magnet controlling iron filings. Thus, each true self is free
of all content and intentionality and continues in a disembodied state after the
death of one who is enlightened.
Most Buddhists take a different tack: they do not treat consciousness as
fundamental. Instead, “persons” are only aggregates of nonpersonal realities.
In this pluralistic ontology, persons (pudgalas) consist of five components,
one physical (its form) and four mental (sensation, conceptualization,
dispositions, and perception). The whole is not ultimately real or a unity. No
reality emerges from the parts: the “person” is not treated as a causal whole
but only as “conventionally real.” Each “person” is a temporary aggregate of
parts, like (to use their simile) a chariot that has its parts replaced over time.
Each component of a “person,” like all the components of phenomenal
reality, is impermanent and conditioned by other components. Consciousness
is not an eternal and unchanging transcendent reality as in Advaita and
Samkhya that “persons” are identical to; it is temporary and contingent,
existing only during conscious episodes of a person. So too, there is no
underlying, permanent “self” experienced in the phenomenal world in
addition to the parts—all that is real in the world are only streams of
constantly changing mental and physical components that we label “persons”
for convenience. (A karmic residue of our unenlightened desire-driven
actions in one life persists and is reembodied in a next one.) In short, there
are “selfless persons”: there are thoughts without a “thinker,” and pains
without a distinct “self” feeling them—there are only temporary bundles of
impermanent components succeeding each other in a continual flux.
Conventionally, we can still speak of “persons,” but from the correct ontic
perspective no such entities exist. However, the reality of a working chariot is
not denied—all that is denied is that there is some separate, permanent,
unchanging entity called a “chariot” in addition to the parts that exists
independently from those parts. And the same applies to “persons.” Persons
exist in a way that Mickey Mouse does not since there is a stream of
impermanent parts that we label “persons” for convenience, but ultimately
the talk of “persons” is also a fiction and not part of the true inventory of
things.
Mystery Remains
Is there any way science can determine if one of these options is correct?
There may be good reasons to embrace naturalism, but it is hard to see how
science itself could disprove something alleged immaterial and transcendent:
science can give a potentially complete account of the “hardware” of the
body, but it is neutral on whether any “software” of a person is also involved.
In short, science cannot demonstrate that we are only machines. Nor does any
other resolution seem possible without resorting to sheer metaphysical
speculation. Near-death experiences and out-of-body experiences are prima
facie evidence for the reality of a mental entity existing independently of the
body. But naturalists dismiss near-death experiences, explaining them away
as due to oxygen deficiency (although other instances of that deficiency do
not give rise to such experiences) or as merely something the brain evolved to
make dying more peaceful and thus easier (although why that effect should
arise at all or be passed along to offspring to help in survival is far from
obvious). If the drug ketamine can give rise to out-of-body experiences, is it
producing only a hallucination, or is it disrupting the connection of the “soul”
with the body? Some naturalists argue that these experiences indicate only
that brain activity takes longer to cease upon death than our sensory
technology can indicate. Overall, researchers are split on the issue. Thus, we
must conclude that, even if it is reasonable to believe that anything real
survives death, what happens to a person at death remains a mystery today.
Indeed, the Big Question of a “self” is surrounded by mystery. To Kant,
the true self is as much an unknowable noumenal reality as anything else.
Descartes argued that we know the existence of the self with absolute
certainty and that this is the cornerstone of all of our knowledge, but many
philosophers now argue that the self does not exist at all. Mystics have other
views. Paradoxically, there is something so very obvious to us—that we exist
—and yet we do not know our basic ontic nature at all. Views range from a
soul existing independently of the body to human beings being merely
evolved animals whose idea of a unified “self” is an illusion. On the one
extreme, we are so certain of our existence that some people actually defend
solipsism. On the other extreme, perhaps “personhood” or “a self” is only a
cultural creation that we ourselves fabricate only from the grammar of our
language about a “person” and there is no real entity distinct from the rest of
reality. We do not know how to answer questions about its nature—we
literally do not know what we are talking about here.
The mystery here may be epistemic rather than ontic: there may simply be
something about how our brain evolved that keeps us from knowing the
nature of a “self.” But it is nonetheless a genuine mystery—one that probably
will persist forever. Even if we learn more about how the brain works, the
problems persist. That our subjectivity is always a subject and never a
phenomenal object of perception only complicates trying to address the
mystery. We press up against the limits of our ability to know in a way more
like when we confront the beingness of reality than when we approach
scientific problems. All we know is that the universe somehow has created a
way of knowing itself through us—what the nature of that reality is we do not
know.
Notes
1. An interesting question is whether the natural evolution of human beings has ended. Our gene pool
is now too large to accommodate large-scale changes easily. Can the scope of genetic engineering
affect the future of humanity or only affect a few individuals?
2. This is not, however, an idealistic reduction of all reality to mind in the modern Western sense: for
Advaitins, the mind and its content (except consciousness itself) that Westerners consider
“mental” are as illusory as what we consider “objective, physical” entities.
3. In traditional Indian psychology, the thinking mind (manas) is not the self or a soul but merely a
sixth sense, with the brain as its sense-organ and ideas as its sense-objects.
4. Ontic dualists can respond that this merely shows that the brain is a receiver of a soul: when the
receiver is damaged, the reception is damaged—the coherence of the signal is undamaged, but the
signal is badly received, as with radio waves and a damaged radio. The condition of the body at
death would also be irrelevant to what occurs to a soul after death.
12
What Is Consciousness?
Reductive Naturalism
To naturalists who are also structural reductionists, science requires that we
are merely physiochemical machines and the events that we think are mental
are actually nothing but inanimate physical events ordered by physical
structures alone. Sensing is just a physical event involving sense organs—it is
no more “mental” than a camera taking a photograph—and thinking is just a
physical event involving the brain, even though they feel different than an
object while the events are occurring. Thus, consciousness and all mental
states are reduced without remainder to states, properties, or processes of the
brain or are useless epiphenomena. Consciousness is at best an illusion
generated by the brain: the brain only makes it look as if there is something
nonphysical involved. Thus, the vexing question of “what is consciousness
anyway?” is eliminated. To reductionists, consciousness is just brain activity
under another name. But eliminationists go further and simply deny the
existence of the mind. To Daniel Dennett, we are no more conscious than a
TV set that is on. So too, characters on the TV screen appear conscious but
are not, and the same illusion applies to us. The brain merely records our
prior physical actions and plays them back, thus giving our brain more and
more new material to react to as we age. Mindless zombies are not different
from us because we are zombies.1
However, reductionists have a problem: why are there mental states? Even
if consciousness is an illusion, how can it be there at all? How is it possible?
If the mind is simply a state of matter, why does consciousness accompany
physical events? In addition, how are mental states “realized” by some
physical state? The problem is not merely that at present we do not know the
mechanisms that give rise to consciousness—rather, we cannot imagine how
any mechanisms could give rise to it. Reductionists like Patricia Churchland
readily admit that today we cannot imagine how consciousness could be a
physical process, but they see this as only a psychological limitation on our
part and that science will eventually explain how consciousness is merely
physical. But the very idea that something exists outside of the physical is to
reductionists, in the words of J.J.C. Smart, “frankly unbelievable”—“I just
can’t believe it.” Like him, they cannot accept that physics can explain
everything except consciousness. When we finally engineer robots that can
do everything that we can do, the illusion that consciousness is real will go
the way of a vitalistic substance in biology. Today philosophical therapy to
overcome our deep-seated intuition of consciousness being real must suffice.
Antireductive Naturalism
However, naturalists who embrace structural antireductionism see the
situation very differently. They deny ontic dualism, but they treat the mind as
causal and thus real. It is hard to see our feeling pain as causing C-fibers to
fire, but there is no reason to think that all mental properties must be like
pain. Instead, the mind is a natural product and part of the one causal network
in nature. (Antireductionists also do not have the problem with the placebo
effect and its inverse that reductionists have.) To John Searle, just as the
stomach produces digestive acids, so the brain “secretes” the mind. But this
does not mean that physical structures must be the source of the mind—
instead, nonphysical structures are at work that make the brain the base for
consciousness and other mental activity. But the mind does not violate the
principles of the causal closure of nature and conservation of physical energy
since no immaterial “mental energy” is injected into the natural realm.
Rather, how computer software guides the flow of physical events in the
computer’s hardware is more analogous: the electronic flow in integrated
circuits conforms to the laws of physics, but the flow is also directed by the
commands in the programs as operated by a user without violating the law of
conservation of energy. Similarly here: the causal completeness of the
physical is preserved—there are no gaps in physical events in which the mind
works—and there is no overdetermination of causes since the mental does not
interfere with physical operations; rather, mental information merely guides
the flow of energy, and the physical account of events would thus be
complete on its own level.2 Nor is mental causation a matter of downward
causation since the mind is not a product of matter. There are no separate
mental events existing independently of matter but only separate biological
and mental structures operating in matter and ordering it. In sum, every event
on the level of the body would have a set of natural causes, some of which
are mental—demanding that the causes all be physical is only a matter of
reductive metaphysics.
To structural antireductive naturalists, there is no mind apart from matter.
But even though consciousness cannot exist without a brain, this does not
mean that they are identical or that consciousness is merely physical. Rather,
the physical and biological levels of organization are only the bases that must
be present for mental phenomena to appear. But the mind does not “emerge”
out of the physical: it is simply the result of another level of structures
ordering matter that is on a par with the physical and biological levels. But
psychological structures become active only when the proper base-conditions
are properly assembled. Such structuring is an objective part of nature’s
structure even if we experience its results only subjectively. It is not the
creativity of the physical level of organization that generates mental realities
—it is not as if some currently unknown property of, say, electromagnetism
produces consciousness—but the creativity of other aspects of the universe.
The physiologist Benjamin Libet proposes a “conscious mental field”—but
a field that, unlike a magnetic field, can act upon its base (the brain). Some
naturalists endorse the “neutral monism” espoused by Bertrand Russell and
C.D. Broad: nature consists of only one substance, and that substance is
neither physical nor mental but can be organized by structures differently. To
David Chalmers, consciousness is a fundamental feature of nature—it is as
irreducible as such physical properties as electrical charge. Others are also
willing to consider a panpsychism in which all matter has consciousness or a
potential for consciousness (“proto-consciousness”) as an inherent basic
property, just as matter has physical properties, although this introduces the
problem of how the consciousness properties aggregate or are structurally
combined to produce conscious beings. (Critics argue that such panpsychism
is counterintuitive, but then again, so then again so is the reduction of mind to
matter.)
First-Person Experiences
Central to antireductionism is the difference between the physical and
subjectivity—that is, all our first-person experiences of thoughts, sense-
perceptions, emotions, pains, and so forth. Subjectivity always has a private
inner dimension that any corresponding neurological correlates cannot have.
Our awareness of ourselves as subjects and agents is distinct from our
awareness of ourselves as physical objects. Scientists may well be able to
reduce some mental functions to the mechanical operation of physiological
states, but this subjectivity cannot be reduced. Indeed, it cannot be studied at
all by examining the electrochemical activity of the brain—science is limited
to what can be produced for inspection by others, and subjectivity is not an
objective, observable phenomenon. Thus, we cannot reduce the first-person
ontology of consciousness to a third-person objective one. No third-person
account can capture first-person experiences. We know ourselves and our
consciousness immediately, not through any accumulation of third-person
descriptions. In sum, first-person experiences are an irreducible field of
reality all their own. Thus, the reductionists’ method of explaining any x in
terms of non-x will not work here precisely because what is to be explained is
not something with physical properties, and physical properties can only
explain other physical properties.
Thomas Nagel stresses part of this subjectivity: the irreducibility of our
perspectives to any framework that admits only the physical. A point of view
or what it is “like to be” something cannot be grasped by even an exhaustive
physical analysis of the brain. It is something that we can imagine only from
the inside. We can ask what it is like to be a bat because they presumably are
conscious and thus have an “inner life,” but it makes no sense to ask what it
is like to be a chair since it has no inner life. This subjectivity is real and
cannot be reduced to something else: we could know all there is to know
about a bat’s brain, but it would not tell us what it like to be a bat. There
simply is more than one dimension to the world, and the gap between the two
is unbridgeable. A point of view cannot be constructed out of components
that do not have a point of view; such a process would be logically, not
merely empirically, impossible—even God could not create conscious beings
by piecing together a lot of particles having nothing but physical properties.
Subjective events have a “view from the inside”—perspectivity,
intentionality, and experientiality—that objective events do not and that
cannot be grasped from the “outside.” In John Searle’s words, any attempt to
reduce intentionality to something nonmental will always fail precisely
because it leaves out intentionality.
Also central to our mental life are the felt aspects of our phenomenal
experiences—the greenness we sense when we look at grass, the hotness of
touching a hot surface, and so forth. These are strictly subjective elements, as
opposed to the physical input or resulting behavior. Such qualia are in a
totally separate category of reality from physical causes and results, and thus
they are not reducible to them. As Albert Einstein once said, science cannot
explain the taste of soup.
Reductionists realize that they have a major difficulty with the presence of
qualia in a physical world. Even if qualia play no causal role in our actions,
they are still there, and without a physiological reduction their existence is
incompatible with physicalism. Jaegwon Kim had to modify his position to
“physicalism, or something near enough” because why qualia arise from
neural substrates remains a mystery—he simply can see no way to fit them
into a reductive physicalist system. Some reductionists just awkwardly brush
these phenomena aside and, in Francis Crick’s words, “hope for the best.”
Others, such as Daniel Dennett, blithely deny the obvious—our inner
experiences—and simply eliminate them as completely unreal since to affirm
them, they believe, would be unscientific. It seems “intuitively clear” (at least
to reductionists) that the mind and the brain are one. Reductionists redefine
subjective terms in physical terms—such as “pain” as the physical damage or
our resulting behavior—but this does not change the nature of experience. As
John Searle says, it is merely playing with the words, not making a new
empirical discovery about the world. Reductionists have not analyzed the
mind and found it to be the brain, like analyzing water and finding it to be
H20—they merely declare it to be the brain because their metaphysics
demands it.
Antireductionists see the reductionists’ ploy as a flat-out refusal to face
reality. They insist that we must accept that there are in fact features of reality
that are not reducible even in principle to physical features. The sensation of
color is as real and as much a part of the world as light waves and the sensed
physical objects. It is a feature that requires the mental level of organization
to appear, but it is no less real for being so. Thus, a neuroscientist who sees
the world only in black and white is missing something about reality: when
she finally sees in color, something new is learned, and thus her knowledge
of the mind was previously incomplete, even if she had complete knowledge
of how perception works. No new knowledge-claims may be forthcoming
and no new evidence for old ones, but she now knows more of reality.
Reductionists reply that qualia are not the result of seeing something new in
the world but are only properties of the experiencer: as color blindness
shows, colors are only inner representations that the brain creates to help us
distinguish things in the world.
Is Consciousness Reducible?
The “easy” problems of consciousness are explaining the brain mechanisms
for such phenomena as memory, sense-perception, and information
processing and storage, although these are proving harder than once thought.
For example, sensation may be readily explainable in terms of sensory
stimulation of nerves, neural signals, and computational mechanisms. But the
“hard problem” is why the physical workings of the brain are accompanied
by any subjective experience at all—that is, why do subjectivity and qualia
accompany neural events? In short, how do we explain consciousness itself?
It is not merely a different scale of physical events that can be reduced to
another physical level. Can it be explained in terms of memory and our
language ability? It is especially puzzling in those cases where it is not
needed—for example, computers can simulate thinking and robots can
behave like us and perform some of our activities without any accompanying
subjectivity.3 We may assign a derivative status to the images produced in
sensory experiences, but we cannot do so with consciousness itself: it is not
the appearance of some underlying reality but is the reality in question.4 Our
“subjective” experience is as much a part of reality as what is experienced—
the subjectivity involved in seeing the Mona Lisa is as real and irreducible as
the canvas and paint.
We have as yet no idea why consciousness exists or how it is connected to
the brain, although scientists are coming to understand the neural
mechanisms accompanying it. But can science conquer the hard problem of
how and why consciousness appears? How do neural firings give rise to
subjectivity? Why is consciousness connected to neurons and not blood cells?
Why do systems of neurons form and grow, thereby permitting more types of
consciousness? And most surprising, why does anything new at all appear
from nonconscious elements, let alone something so unexpected as
consciousness? Moving the locus of the arising of consciousness to
computation on a quantum level does not help with the basic gap of matter
and subjectivity. Consciousness and matter seem so contradictory as to be
irreconcilable. (Hence the appeal of ontic dualism.) Scientists may be able to
explain all chemical properties as products of electromagnetic forces acting
on electrons and ions, but now try to do that for consciousness. In short, why
is consciousness even possible? The mystery surrounding consciousness will
remain until we gain a clear idea of how anything in the brain could cause
conscious states. But it is not obvious how any increase in our understanding
of the mechanisms at work in the brain or the functions of other mental
activity will shed light on how or why consciousness accompanies some
physical events or anything about its nature. Nor does introspection help: we
only “see” the mental phenomena, not how they can be related to the brain.
Indeed, antireductionists argue that consciousness itself will never be
explainable in terms of physics or any third-person science, no matter how
thorough our knowledge of the structural and dynamic properties of physical
processes may become. No account of the mechanics of sensing color or
hormonal explanation of a person’s condition can account for the person’s
experiences themselves. The laws of physics cannot in principle encompass
consciousness: it is impossible to deduce from the laws of physics that a
certain complex whole is aware of its own existence. The unbridgeable gap
between consciousness and the physical mechanisms supporting it is as much
logical as empirical since the natures of the two are totally distinct. We lack
any idea for why the neural firings in the brain could give rise in experiencers
to a felt aspect of the event. Even treating consciousness as merely a
biological phenomenon would not account for its uniqueness—it differs
from, say, stomach acid in being totally subjective and not objective.
Some antireductive naturalists such as Thomas Nagel think that, although
at present a solution to the mind/body problem is literally unimaginable, it is
possible that in the future some explanation of consciousness may be
forthcoming. Others would agree with Freeman Dyson: “Mind and
intelligence are woven into the fabric of our universe in a way that altogether
surpasses our understanding.” Indeed, the “mysterians” such as Colin
McGinn and Steven Pinker think there are good reasons to believe that no
explanation will ever be forthcoming. McGinn suggests that the way we are
constructed cuts us off from ever knowing what it is in the brain that is
responsible for consciousness: our brain has evolved to navigate us through
our physical environment and not to reflect upon itself, and thus we will
never know very much about consciousness. Thus, how a system of
insentient neurons generates subjective awareness will remain insolvable in
principle: we need a new type of category that links the mental and physical,
but we cannot think in categories other than the mental and the physical. How
could we step back from our situation and come up with the missing way of
thinking? It is a limitation of our cognitive abilities, like not being able to
visualize four dimensions in mathematics. We have evolved to look outward
for survival and not inward, and so we do not have a cognitive apparatus to
observe conscious states qua conscious states. The senses are geared to
represent things in the world with spatially defined properties, and it is
precisely because consciousness lacks these spatial properties that we are
incapable of resolving the mind/body problem. We cannot link nonspatial
consciousness to the spatial brain and so are not in a position to figure out the
right questions to ask.
Thus, there are, McGinn believes, physiological causes for the limitations
in our ability to understand subjectivity and how consciousness arises: it is a
question that falls outside the “cognitive space” of beings like us and thus
will remain a mystery for us. (In fact, McGinn believes that most
philosophical issues will remain mysteries because of our physiological
limitations.) Consciousness is merely another natural product, and nothing is
really magical about how the brain generates it—we will never be able to
fathom the process because of cognitive limitations, but it remains a purely
natural fact, and its appearance is not different from that of any other higher-
level natural phenomenon. Just because we do not understand it is no reason
to start invoking souls or a god. In short, the mystery lies within us, not
nature, and thus is epistemic, not ontic.
Notes
1. Substance dualism is not entirely dead, but today it is advocated chiefly by the religious who want
something to survive death and who invoke God as the cause of consciousness. They argue that
the mind is independent of the body and somehow initiates which neurons will fire in the brain.
But how a particular soul is tied to a particular body, what it is about the nature of mind and matter
that permits this interaction, and how the interaction occurs are not explained but remain a
mystery. Nevertheless, today some ontic reductionists (such as William Lycan) admit that, while
their reductionist stance is rational, they do not proportion their belief to the evidence: arguments
for both reductionism and dualism fail to be compelling, and reductionists should admit that the
standard objections to dualism are not very convincing.
2. While analogies of the brain to a computer are popular today, scientists are finding the brain to be
more complex than any current computer and to operate differently. In a hundred years, another
technology may well be the model for the brain.
3. That computers can simulate our thought does not mean they are conscious any more than the fact
that they can simulate digesting food means they eat. What computers do is transform one set of
symbols into another by an algorithm. Making computers such as IBM’s Watson that analyze
massive amounts of data does not impinge the issue of whether computers have consciousness.
John Searle’s “Chinese Room” thought-experiment makes a strong argument that computers as
currently constituted will never be able to think: understanding is not merely a matter of
manipulating symbols—no increase in computing power will duplicate consciousness. The critics’
best reply is that a new type of computer is needed, one that we have not yet conceived, after we
learn how the brain actually works. So too, robots would have to duplicate how we perceive and
intuit before the issue of consciousness arises. However, even if the simulation is good enough to
pass the Turing test, we would still have to ask if a computer or android is only simulating human
reactions or is actually conscious. After all, an android could perfectly simulate what it is like to
feel pain when its arm is jabbed with a pin (e.g., saying “ouch” loudly, grimacing, and jerking its
arm away), but without nerves it would be hard to conclude that it is actually feels pain.
4. This impacts the question of reality in another way. There is no color without us: the greenness of
grass is not independent of our neural system—it is a matter of the interaction between us,
lightwaves, and the grass. But reality is not colorless or devoid of other sense-qualities. Calling
colors “subjective” or “only in the mind” is misleading—they are as much a part of reality as
anything else we sense. Nature is not, in Alfred North Whitehead’s characterization, “a dull affair,
soundless, senseless, colourless”—the world is not colorless any more than objects in a closed
drawer are invisible just because they are not being sensed right now. Calling objects invisible, is,
to use George Santayana’s example, like calling a drum silent because we hear the sound waves
and not the drum. Seeing color is a complex phenomenon: it requires physical objects, the
generation of lightwaves, and beings capable of transforming the signals into color. Nature had the
capacity for color and created all that was necessary for the generation of color, including color-
sensitive subjects, even if it took time for the conditions to develop.
5. Antireductionists need not deny a role for evolution in the development of levels of consciousness.
For example, why didn’t dinosaurs, which survived for a hundred million years, develop our level
of consciousness? Simply because they did not need any greater level of consciousness to survive
in their environment. Hominids had more challenges to survive, and that led to a need for greater
consciousness, and through evolution a set of base-conditions accommodating greater
consciousness arose.
6. The new “mind-reading” technology actually reads only brain activity, not consciousness.
13
Do We Have Free Will?
The conundrum of free will and destiny has always kept me dangling.
—William Shatner
Notes
1. Lack of control over our actions would also raise the issue of whether we are morally responsible
for our actions. Criminal punishment would be only a type of conditioning—a way to adjust the
pool of experiences from which the brain derives our next action.
2. The events in the brain may still follow a strictly physical order of causation. (The analogy to the
mind as software to the brain’s hardware was noted in the last chapter.) When we walk, our
actions are constrained by the law of gravity—indeed, our actions must conform with all physical
laws—but gravity does not determine where we walk. So too, if free will is genuine, the course of
the neural activity is not determined by the physical laws that govern the activity of the neurons in
the brain: the laws governing neural activity no more determine our choices than gravity and the
physical laws governing our bodily movements determine what direction we choose to walk in. If
free will is real, persons are free even if their brains are not—it is the person who makes decisions
freely, not the brain. The brain would still affect the way we operate, but it does not explain all of
how we think, desire, and choose.
3. If reality is organized into levels of causation, indeterminacy on the subatomic level is irrelevant to
decisions on the everyday level. In any case, science has not shown that subatomic randomness
affects a predictable causal order of the everyday world—billiard balls still behave like billiard
balls despite what is going on at their quantum level. It also raises the possibility that causation is a
power produced only on higher levels.
4. Another standard problem is that if there is an omnipotent god, his omnipotence and our free will
are not compatible: if we have free will, then there is something even a god could not control and
thus he is not all-powerful; conversely, if God has all the power, we have no control of events.
God’s perfect knowledge would also be incompatible with our free will: if God knew from the
beginning of time what I am going to have for breakfast tomorrow, do I have any free will in the
matter now? If God knows now that I am going to have pancakes, that fact is now set and there is
nothing I can do about it. One might respond that he knows only what I am going to freely choose
tomorrow. But there is still a problem: one can only know what is true; thus, if God now knows
what I am going to have, it must be so now, and thus I now have no freedom to do otherwise
tomorrow morning. Some theologians try to get around these problems by making the ad hoc
assumption that God somehow withdraws his omnipotence and omniscience in the case of human
action.
5. An illustration of this occurred while I was writing this chapter. One Saturday morning I was
planning on getting pizza for lunch. Then “out of the blue,” the idea of getting a falafel came to
me. At that moment, I was not thinking about lunch or where to go for lunch—the thought “just
came to me,” and no conscious decision making or act of will was involved. (I went for the falafel.
The question is whether I had the free will to veto that impulse.)
6. Whether this requires a commitment to the metaphysical concept of personhood—a unified agent
or center of action—or whether one can accept all the personal properties and capacities without
such a commitment remains an issue.
14
Does God Exist?
On the one hand, nothing seems more certain that faith or more compelling than religious
experience. On the other hand, nothing seems less certain than any one particular system, for
to any one system there are so many vital and serious alternatives.
—Ninian Smart
Natural Suffering
A problem related to both the Moral and Teleological Arguments is natural
suffering, that is, the suffering beings endure simply by being alive in a
material universe—for example, babies who are born with severe birth
defects, who never live free of excruciating pain, and who die young. Even if
we accept that human evil is the result of human free will and that God had
moral reasons to grant us free will, the problem of natural evil remains
despite creation supposedly being good (Genesis 1:25). Some philosophers
such as Alvin Plantinga are not troubled by this philosophical problem: they
point out that there is no logical contradiction between suffering and an
omnipotent, omniscient, and omnibenevolent god: theists can always simply
assert that God has his reasons for permitting natural suffering that we cannot
know because of our cognitive limitations, and suffering then is no longer
incompatible with such a god.7 Finite beings can never see the big picture and
thus cannot be certain that some greater good is not being achieved by what
looks like horrendous evil. In short, for all we know, God may have his
reasons for what looks to us to be gratuitous suffering. But this appeal to
ignorance begins to ring hollow if we have no idea why God would permit so
much apparently gratuitous suffering. Indeed, that refrain makes belief in
God logically reconcilable with any amount of suffering, no matter how
horrendous it is—after all, if there is a hell, it was designed by God, and
according to traditional doctrines, the vast majority of humans go there to be
tortured eternally by some of God’s creatures.8
In sum, claiming “God may have his reasons that we cannot know” is
absolutely irrefutable, but no amount of suffering would be counter-evidence
against the existence of God, and thus it is not a satisfactory explanation of
suffering. Granted, if this universe was created for our “soul-making,” to use
John Keats’s term, then there should be hardships and suffering: the world
should be challenging—as Yogi Berra said: “If this world was perfect, it
wouldn’t be.” Thus, some evil may be necessary to create a greater good.
However, Plantinga’s tack gives up trying to find a sufficient reason for
suffering and rests content with it being merely logically possible that God
might have a justification. This relies only on faith and hope: our ignorance
shields God from criticism—all counter-evidence is dismissed as “a mystery
known only to God”—and theists no longer have to defend their belief in
God from any amount of suffering. Nevertheless, an appeal to mystery is
never itself a positive argument for anything: it is an admission of how little
of the nature of God and his plan is known. Also, if God’s values are a
mystery, then they may be utterly unlike our own, and we then cannot
reasonably apply the attributes “good” or “moral” to him without knowing
more of his nature. Nor could theists be certain that he is worthy of worship.
Thus, an appeal to ignorance here only raises the question of the rationality of
believing there is an all-loving god.
In fact, one has to ask: does the world look like it is the creation of an all-
loving, all-knowing, all-powerful god? Naturalists see the amount of natural
suffering in our harsh and cruel world as irrefutable proof against such a god.
As the philosopher of biology David Hull notes, evolution is cruel,
haphazard, “rife with happenstance, contingency, incredible waste, death,
pain, and horror”—all evidencing, not a loving god who cares about his
creatures, but the careless indifference of an almost diabolical god. In our
universe, life is not precious—even life feeds upon itself. Couldn’t an
omnipotent god have made all animals vegetarians? That would have greatly
reduced suffering of animals. So too, cancer has recently been discovered to
have been in hominids for over a million years.
All in all, the traditional hymn about God’s goodness “All Things Bright
and Beautiful” must be counterbalanced with Monty Python’s revision—“All
Things Dull and Ugly.” Arguing that at least we will be compensated in the
next life for suffering does not make it any less evil but is only an admission
that we do not understand why there is so much suffering. At a minimum,
most people would agree that it is far from obvious that such a being created
our world. As Alfred Lord Tennyson wrote: “God is love, transcendent and
all-pervading! We do not get this faith from Nature or the world. If we look
at Nature alone, full of perfection and imperfection, she tells that God is
disease, murder, and rapine.” In such circumstances, it in fact is hard to argue
from any feature of the world to the existence of a moral creator.9 Nor is it
clear that we are the final conscious beings to evolve: perhaps a creator has
plans for another species that will follow us, or perhaps nature will show no
more care for us than for the many other humanoid branches that have gone
extinct.10
Religious Experiences
Perhaps religious experiences are more promising evidence of God. After all,
most people appeal to their experiences or religion’s impact on their lives to
justify being religious, not philosophical arguments. But there is a major
problem with the appeal to religious experiences and revelations: religious
beliefs from around the world and throughout history genuinely conflict, and
no neutral way to adjudicate between them to determine which one, if any, is
valid is apparent.11 Even if one set of beliefs is superior to the others, how do
we establish by experiences what is best and what is not? Revelations
notoriously conflict, with no neutral way to decide between them. So too,
those mystics who have types of mystical experiences that allegedly involve
transcendent realities cannot themselves tell if their knowledge-claims are
correct when other equally well-experienced mystics make conflicting
claims. If so, transcendent realities may be apprehended by mystics but not
comprehended by our conceptualizing mind.
In addition, religious experiences have the problem that scientific
explanations of the events occurring in the brain during these experiences
may be the complete explanation of such experiences—that is, there may be
no more to these experiences than internal brain events. The scientific
explanations themselves do not prove such a naturalistic reduction: all
cognitive experiences have some basis in the brain, and the religious can thus
accept that any scientific account of religious experiences in terms of brain
events is compatible with them being cognitive—after all, an experience of
God must have some mechanism in the brain to permit it to occur. But the
very real possibility that such experiences may be no more than subjective
brain events greatly harms the claim that religious experiences are evidence
of any transcendent reality—religious experiences may in fact be
exhaustively explainable as natural events having no cognitive significance.
How can we tell if a religious experience is cognitive if it is
phenomenologically the same whether it contacts a transcendent reality or
not? And even if the experiences are cognitive, are mystical experiences at
best only experiences of our own consciousness or of the beingness of the
natural world? Or may the feeling of joy or love given in many religious
experiences come not from God, but only from more mundane natural causes
such as from feeling connected either to other people or to the natural realm,
or simply from the mind during mystical experiences being empty of all its
typical noisy clutter? Or is a sense of love merely being read in because the
experiencer is already immersed in his or her religious tradition’s teaching of
love?
But even if we reject all such natural explanations and take the experiences
as at least indicating that some transcendent reality exists, does what we can
know by experience, even when combined with reasoning, get us to a full
theistic god that responds to human needs, or, say, only to a nonpersonal
deistic reality that creates and then leaves the universe alone, or only to a
transcendent nonpersonal consciousness that we participate in? Indeed, why
should a transcendent creator be experienceable? If our mind is totally
natural, why should we expect any contact or participation in what transcends
this realm? Even if one interpretation of a given type of mystical experience
is correct, most understandings must be wrong, and this undercuts the
reliability in general of all such experiences for establishing any substantive
cognitive claim. Mystical experiences, like psychedelic drug experiences,
may open up more levels of our own consciousness and thus affect how we
see reality, but can they be the basis for cognitive claims about reality beyond
the mind? Mystics may have the only human access to noumenal reality
when the mind is empty of all differentiated content, but what is its nature?
We may decide that it is reasonable to conclude that mystical experiences are
in general generated by a healthy brain and not by a pathological condition
and thus that mystics have experienced some reality that we do not normally
experience. Nevertheless, the conflict of understandings among mystics from
around the world shows that even mystics themselves cannot answer the
question of the nature of what is experienced in introvertive mystical
experiences. That question is answered outside introvertive experiences in
our baseline “dualistic” subject/object state of mind. The reality that mystics
experience may be the depth of their own mind, a mind transcending the
universe, a deistic source of this world, or a personal being—or it may simply
be the ordinary mind that gives a sense of calm or euphoria or connectedness
when spinning its wheels while it has no real content to engage that mystics
later mistakenly take to be cognitive of a greater reality.
Overall, there are too many questions about religious experiences for us to
have any confidence in relying on them as a solid basis for believing that we
know transcendent realities exist or to know anything about their nature.
Agnosticism
In such circumstances, agnosticism both about God’s existence and his
attributes is not only acceptable but is more reasonable than asserting belief
or disbelief. In fact, Thomas Huxley invented the term for precisely this
situation, and it should be the default position in philosophy today (although
surveys show that the majority of philosophers are atheists).12 Agnosticism is
not an atheism that accepts that the concept “God” is coherent, and so
concedes the logical possibility of the existence of a theistic god, but sees the
preponderance of evidence (especially natural suffering) as indicating that no
transcendent realities exist. Nor is it indifference to the issue or the doubt of
skepticism, although agnostics tend to adopt a nonreligious way of life.
Rather, it is the admission that we are not in a position to determine the truth
or falsity of the claim that transcendent realties exist: because of our situation
in the world, no arguments for or against theism are seen as compelling. Even
if some doctrines about God are correct, we are not in a position to determine
which ones they are. The limitations of our cognitive abilities strike again.
But note that one can accept philosophical agnosticism and yet still be
committed to practicing a particular religious or antireligious way of life. One
cannot be both highly skeptical about the existence of God and committed to
a theistic way of life. (So too, one can be an “agnostic Buddhist” as Stephen
Batchelor claims to be, but not a “skeptical Buddhist,” by practicing the
Buddhist bodhisattva way of life and being agnostic about a cycle of
rebirths.) Theists and atheists may have different degrees of confidence in
their beliefs: probably few theists or atheists are 100 percent certain about
their beliefs, but few adopt agnosticism about not being in a position to know
the answer—they still believe but without certainty. However, one can be
both agnostic about our being able to establish the existence of God and still
believe in him. (If an agnostic bets that God does exist, he or she cannot
condemn on philosophical grounds another person who bets differently.) For
example, it is not inconsistent or an instance of false consciousness to claim,
“I am not sure that we will ever be in a position to prove or disprove God’s
existence or know his nature, but I believe that there are some good reasons
to believe that he exists, and I believe that my theistic way of life is an
appropriate response to his existence.” Thus, theists can affirm a creative
mystery at the heart of things while acknowledging that our position in the
world precludes establishing it.
Notes
1. Probably few in the West in the Middle Ages genuinely doubted the existence of God. The classic
arguments were not advanced to refute atheism but only to show that not only revelation but
reason too could show that God exists.
2. It is good to remember that the religious are not usually religious because of beliefs: religion is a
matter of the ultimate nature and meaning of things, but it is not a matter of accepting certain
metaphysical arguments. Theists do not advance God as an explanatory posit. Faith is a way of
life, and the faithful are typically uninterested in arguments about beliefs entailed by their way of
life. (This can go to extremes: the only adamant atheist I know, someone who enthusiastically
enjoys arguing that there can be no god or life after death, is a practicing Catholic. He goes to
church and confession regularly, and he and his wife are raising their children as Catholics. He
enjoys the social life of his church and the pageantry of the rituals, and when I ask him how he
could be a practicing Catholic and not believe in the existence of God, life after death, or that
Jesus is the son of God, he just looks at me funny and says, “What does that have to do with
anything?”) So too, many accept their own versions of doctrines and are not interested in any
mysteries surrounding transcendent realities. It is Blaise Pascal’s overwhelming “God of
Abraham, Isaac, and Jacob,” not the truncated and domesticated theoretical entity that is the “god
of philosophers and scholars,” that is the common basis of belief and worship. (Not that these are
different realities—rather, it is two ways of looking at the same alleged transcendent entity.) As
David Holley says, religious talk of God is not so much an explanation of what seems puzzling as
a way of expressing an apparent apprehension of a deeper meaning disclosed in experiences in
general and that stories of revelations are the key that unlocks awareness of the deeper meaning.
The justification of belief is a matter for philosophers, not the majority of the faithful.
3. The Buddhist rejection of the idea of a creator god is simple: such a god must be either immutable
or not—if it is immutable, it cannot change and thus is unable to decide or act to create; if it is not
immutable, it is within the realm of change and thus did not create the realm of change but needs
an explanation as much as anything else in the realm of change.
4. One common generalization is that the “modern mind” informed by science forms worldviews in a
different way than does the “traditional mind” informed by religious experiences and mythology.
The former starts with the natural world as given and looks for what knowledge we can attain
through sense-experience and reason. The latter starts with the primacy of transcendent realities as
given; it sees the natural world as a product of supreme transcendent realities and sees human
beings as capable of participating directly in transcendent realities through experiences or rituals.
Through the traditional approach, societies come up with competing, comprehensive metaphysical
views. Through the modern approach, we need not end up with a metaphysical system that denies
all transcendent realities (i.e., naturalism), but all metaphysical systems require defense in terms of
reasons other than revelation.
5. The physicist Paul Davies has suggested a “turtle loop”: the universe is in a self-consistent and
self-supporting ontic loop. But one can still ask why that loop is there.
6. Theologians have come up with versions of unchangeable and simple transcendent realities that
survive this problem, but the results are not the loving, active, personal god of theism. If being a
designer is an attribute of any theistic god, then the problem of an infinite chain of designers is an
argument against there being a theistic god. The same problem occurs with the Cosmological
Argument if being the source of everything and not just the phenomenal universe is an attribute of
a theistic god.
7. Alvin Plantinga also once argued that the devil is responsible for natural suffering. But this would
not exonerate God from moral culpability: God would have created the devil and would also have
permitted him to cause the suffering of his creatures. If it is argued that God permitted this in order
to preserve the devil’s free will, it would exhibit a gross lack of concern for the suffering of
billions of his victims.
8. If salvation is a matter of being a member of a particular religion or holding a particular belief,
there is also a moral problem: whatever is the “true religion,” more than three quarters of the
world’s population are not members and thus are condemned to hell for eternity—most for no
other reason than that the true religion was not a live option where they were born. If there is
predestination, the problem is aggravated: why would a moral god permit billions and billions of
people to be born if he knew that their fate would be only to end up being tortured in hell for
eternity?
9. One common theistic defense is that God does not want to make his existence known so that we
will remain free to accept him or not. But in the book of Job, Satan has conversations with God:
Satan knew with absolute certainty that God exists, and yet he still could exercise the self-will to
rebel or whatever it was that earned him a spot in hell. So too with his minions. (Also note that
angels with free will cause a problem for theologians about the need for any material creation with
its suffering to produce beings with free will.) Thus, just knowing God exists is not enough, and
one can ask why God would purposely hide and jeopardize billions of his creatures going to hell
for eternal suffering. That God is so hard to detect is in fact an argument against his existence: the
“absence of God” argument—an all-loving god would not want to condemn the majority of human
beings to eternal suffering in hell, and so he would make his existence plainly knowable to all
human beings; that this has not occurred must mean no god exists.
10. The multiverse hypothesis may aid theists here: if a sufficient number of miniverses exist with
different features, then the amount of suffering would differ in every world having conscious
beings, and the amount of suffering in our part of our miniverse would then be no mystery. A
being “greater than which nothing can be conceived” may well prefer a multiverse to the a single
“best of all possible worlds.” (If the point of the universe is only to produce beings that can be
saved, and we are the only conscious beings in the universe, then even our galaxy alone is
wasteful on a truly cosmic scale. The theists’ reply is that vast regions with no conscious beings is
inconsequential to a transcendent reality.) But, as noted in chapter 9, the possibility of a multiverse
also harms the Teleological Argument: a creator god could, of course, create a multiverse as easily
as one miniverse, but the possibility of other miniverses ruins the thrust of order or complexity in
this world as pointing to the need of a transcendent designer—our order and complexity is only to
be expected to exist somewhere if there are a sufficient number of miniverses with different laws.
This also points to a problem for the Teleological Argument: it is too flexible—no matter how
much or how little order or complexity or suffering there is in our world, God is invoked to
explain it. Whatever there is, “God did it.” But anything that explains every possible state of
affairs regardless of what they are is not an explanation of any particular state. A multiverse also
neutralizes all perceived value in our world: our world with its values is only here because every
possible world is probably somewhere.
11. One might think that theists would at least converge on the idea that they all worship the one
creator of the natural universe. But apparently things are not that simple today. Conservative
Wheaton College recently suspended a tenured professor for saying that Christians and Muslims
worship the same god. She and the college finally agreed that she would leave.
12. In the survey cited in chapter 2, 62 percent of the philosophers accepted atheism and 11 percent
leaned toward it. Many claim that in the absence of convincing positive evidence for God, one
should be an atheist. Theists can argue the opposite. But the absence of convincing arguments for
atheism or for theism only leads to agnosticism. The faithful and atheists may reject agnosticism
and argue that they know the answers, or they can accept that they are not in a position to answer
the question and simply state what they believe.
15
Is There an Objective Meaning to Our Lives?
My life has no purpose, no direction, no aim, no meaning, and yet I’m happy. I can’t figure
it out. What am I doing right?
—Charles Schulz, author of “Peanuts”
Transcendent Meanings
For the traditionally religious, transcendent meaning is necessary for there to
be a meaningful life and cosmos. The religious are, as John Hick and Huston
Smith noted, “cosmic optimists”—life is meaningful and there are grounds
for ultimate trust and confidence. There must be a “because” for our plaintive
“why,” and so there must be a meaning to all this. And only a meaning from
outside the natural universe itself can give a real meaning to the world in toto
and to us individually: nothing can give meaning to itself, and the same
applies to the natural universe as a whole. Helping one another with our
suffering or trying to make things easier for those who come after us may
make one’s life meaningful, but it would not explain why we are here and
why we suffer—there must be some more significant end that we achieve,
and only answering these “why” questions by accepting the existence of
something transcendent gives a final picture of the meaning of life. As
Aristotle pointed out, all teleological explanations must end with something
that is an end in itself. Theists may see the universe as “fine-tuned” to evolve
conscious life. For all religions, human beings are not just an evolutionary
accident of a pointless universe. The entire universe, including the sources of
suffering, can be cast within a transcendent framework. In the words of
Alfred North Whitehead: “The final principle of religion is that there is
wisdom in the nature of things.” All the Big Questions of life—why
misfortunes befall us, why we live, why we die, what happens at death—are
answered in terms of transcendent realities. Thus, life has a transcendent
meaning, and our summum bonum is to align our lives with the reality
providing that meaning, however salvation is defined in a given tradition.
For theists, only by seeing the natural world as a creation of God can it
have any meaning at all. So too, we can only have meaning if God
intentionally made us individually or at least created human beings as a
species. What this meaning is varies depending on the revelations and
teachings of a tradition. (The Bible has rules on diet and haircuts but does not
specify what the meaning of life is.) But even if they do not know exactly
what the meaning is, most theists are satisfied that God created the universe
and thus it must have a meaning. With the universe as a creation, suffering is
given meaning—we may not know what that meaning is, but God has some
purpose for permitting suffering. The vicissitudes of history also gain
meaning. Nontheists such as those Hindus and Buddhists who are
transcendent realists can downplay the idea of creation and history as a venue
of meaning: this world of change and suffering is eternal but meaningless.3
For many Hindus, the eternal cycle of the emanation and absorption of
phenomenal worlds is the “play” (lila) of a creator god or a nonpersonal
reality (Brahman): emitting a world is simply the act of its nature, like
breathing is to us, with no plan. It is done without motive or desire or further
purpose—there is no “why” to the universe. But the transcendent goal of
escaping this meaningless realm still gives our life a purpose.
However, there are problems with what theists identify the purpose of the
world to be. The usual proffered answers always place human beings at the
center of God’s purpose—indeed, since we are looking for the meaning of
things for us, it is difficult for us to think otherwise. But this makes all
attempts at setting forth a purpose sound dubious. Consider some traditional
purposes: God created the world to become known, loved, or glorified; or, in
the words of Bernard of Clairvaux, man and the world only exist because
God needed to both express his love and to be loved. But if the goal of
humanity is to know, love, or otherwise please God, that could have been
accomplished if we were placed in heaven and did not have to go through the
suffering of a physical world. (Bertrand Russell in his retelling of the Biblical
creation story suggested that God got tired of angels worshiping him and
wanted to see if he could get beings who suffered to worship him.) Moreover,
it also raises a moral issue: if God could have accomplished his purpose
without creating a world of suffering, then was creating a universe with so
much suffering really a moral act, no matter how much good is also created?
This illustrates the problem: theological attempts to articulate the point of the
universe, as the theologian John Haught notes, “inevitably sound flat and
inconsequential.” He adds that it is not necessarily our business to know the
purpose of the universe (although this may only be a theological
rationalization for our inability to know any transcendent purpose or
meaning). Perhaps it is impossible to know God’s plan—perhaps God’s
purpose is so alien that any beings within the universe could not comprehend
it. Many believers find faith in God sufficient and leave the matter to God—
in short, believing “God has his purpose” is enough for them.
More generally, naturalists would raise the problem that we are uncertain
about the existence of transcendent realities or life after death. But for theists,
naturalism can give no real meaning for the world or our lives—nihilism is
the naturalist’s only option.4 Theists do not deny that naturalists can have a
meaningful life in the sense of having a rich, full life dedicated to pleasure,
creating art, helping others, leaving the world a better place for human
beings, or whatever one is passionate about—but they believe that no act, no
matter how noble or heroic, has meaning without God. Perhaps one can have
a good life even in the pursuit of something trivial, such as becoming a
checkers champion.5 (Can one have a meaningful life being a mass murderer,
or must morality be part of any meaningful life?) So too, naturalists can be
struck with awe and wonder at the universe. But, theists contend, naturalists
cannot provide a meaning of life in the sense of an objective meaning of the
entire scheme of things. Naturalists must realize that the meaning they see is
merely subjective—they must know that they are making it up and thus that it
cannot truly give real meaning to their lives. For traditional theists, naturalists
must believe we are only cogs in a cosmic machine of no significance—for
naturalists, there is no valid reason to live, and they should envy children who
avoid suffering by dying young.
Subjective Responses
However, many naturalists reject such objective natural meaning. According
to Friedrich Nietzsche, both the world and life are meaningless, but we can
create meaning for ourselves and thus lead a meaningful life. Naturalists
claim that any meaning that we make up is subjective, but the meaning is
nevertheless sufficient to make their lives worthwhile. The need for meaning
is only a human phenomenon and inherently subjective. As noted above, they
see theists as fabricating meaning in transcendent terms to give their life
meaning. When the astronomer Owen Gingerich says, “Frankly, I am
psychologically incapable of believing that the universe is meaningless,” he
is saying more about himself (and many other religious believers) than
anything about the universe itself. In fact, to require a transcendent meaning
only diminishes the glory of the universe.
It may be natural to see ourselves as central to the purpose of all this, just
as it is natural to see an unmoving earth as the physical center of the universe.
But science has shown us otherwise—we live in a truly vast universe of
billions of galaxies (and perhaps in a multiverse), and our world will come to
an end. For reductionists, reality is purposeless and void of value or meaning,
merely the actions of physical particles in space-time governed by the laws of
physics—there may be consciousness but no true novelty. Nothing suggests
that human beings are special. Nature, as Stephen Jay Gould put it, did not
know we were coming and does not give a damn about us now. For Richard
Dawkins, the universe that we observe has precisely the properties we should
expect if there is at its bottom no design, no purpose, no values of good and
evil—nothing but blind pitiless indifference. We are evolved products that
are not for anything except to propagate our genes. We are alone on an
insignificant planet in a cold, uncaring, pointless universe with no god to help
us. Our aging and declining bodies are telling us our fate. We see our loved
ones die, and we know we too are sentenced to death.9 In the words of Robert
Solomon, the universe does not care about our plans, and we are not part of a
cosmic plan that would give our lives a permanent value. And if this is one of
few planets with conscious beings in our universe, it shows how incredibly
unlikely conscious beings are the objective of the universe rather than only an
odd fluke. And as the physicist Steven Weinberg infamously said: “The more
the universe seems comprehensible, the more it also seems pointless.”
Members of prestigious scientific societies indicate that the best scientists are
less likely to believe that there are transcendent realities. So too, as our lives
become more comfortable, the question of why we live becomes less
pressing: we do not ask if life is meaningful when we are happy—we can
keep ourselves busy with work and family, distract ourselves with friends and
amusements, and not worry about how it all hangs together.10 For many
people, theism slides into a deism, and almost without notice this slides into
religious indifference. It is not that today many more people are embracing
atheism—many of the religiously unaffiliated (the “nones”) still seek a
meaning to life, but many are simply too uninterested in religious matters
even to bother calling themselves “atheists.”
Still, in such circumstances one can accept a subjective meaning and find
life worth living—a Jamesian “leap of faith” is appropriate. It must be in
accord with how one believes reality to be, but we can accept a meaning that
one believes may in fact be objectively true even if we realize it is only a
subjective guess. So too, the bar for a meaningful live may not be very high.
Perhaps Paul Thagard is correct when he argues that a live filled with
fulfilling work, relationships with other people, and a sense of autonomy is
enough to satisfy our psychological needs for meaning, although transcendent
realists do not think that would suffice to bear all the troubles we go through.
Nihilism
However, the attitude that we must create our own values and meaning in
order to make our individual lives meaningful can also lead to embracing
nihilism—the denial that there is any meaning to the world. God is dead, and
nothing matters. There is no value except perhaps pleasure. The only
intellectually honest response is to face the meaninglessness of life and the
futility of it all. The existentialist Albert Camus thought that we should defy
the meaninglessness and fight the abyss with dignity and courage by helping
others—Sisyphus may have to spend eternity pushing the same boulder up
the same mountain again and again, but we can imagine him being happy
with his lot. However, nothing we do matters. Jean-Paul Sartre thought life
was a tragedy: “Everything is born without reason, prolongs itself out of
weakness, and dies by chance.” (Sartre actually had a more optimistic view of
life than that may sound, since we have the freedom to invent our own
meaning.) The novelist Nikos Kazantzakis found life meaningful only in
searching and struggling—his epitaph reads: “I hope for nothing. I fear
nothing. I am free.”
Since the cosmos has no objective transcendent or natural meaning, there
is no point even in projecting a subjective meaning onto it. We come from
nothing and go to nothing—in the end, what we do in between to fill our lives
has no significance. The absurdity of the human condition comes from our
perceived need to find a meaning in what is meaningless. We are an animal
with a conceptualizing mind that creates a problem of meaning where there is
none, only natural events. Even to imagine that there could be a meaning or
purpose is misdirected: we are thinking in terms of concepts that only distort
what is truly here and only making ourselves miserable. But without the
illusory idea of an eternal afterlife misleading us, death loses its horror: like
miscarriages and birth defects, it occurs, but a transcendent standpoint
magnifies the loss. We may love the world and life so much that the prospect
of no longer existing is horribly sad, but the end of our existence is our
natural lot.
However, one must ask how nihilists know that the world is meaningless.
Or why should choosing the most hopeless option be the default position? It
is difficult to see how nihilists can be so certain they know the answer.
Granted, science does not show us any purpose or meaning to the world, but
all that scientists produce is an abstraction of reality in terms of efficient
causes and material—that is, only a skeleton of the full world. Science by its
self-imposed focus on causes is not designed to find meaning. (And it should
be noted that many scientists in America are theists or deists.) One may adopt
science as ideally providing the complete picture of things—thereby
eliminating all purpose and meaning—but one has to defend such naturalism
on philosophical grounds since science itself does not demand it. Indeed, it is
hard to see how a transcendent purpose could be established by any scientific
finding—for example, finding any teleological activity in nature will be
ascribed to natural principles by naturalists. Even if science could rule out
any teleological mechanisms being active in reality, this does not rule out a
meaning to reality in terms other than a goal to be achieved. So too, a
transcendent purpose may be achievable without such mechanisms operating
in nature—for example, scientists may one day be able to show that life and
consciousness are the products of purely physical natural forces, but a god
still could have set up the general order of things in a reductive manner that
accomplishes that purpose. Science may eliminate any anthropocentric view
of meaning, but science cannot prove there is no transcendent meaning to the
universe in toto. That is, science “makes sense” of the world only in the sense
of explaining how it works—it says nothing one way or the other about the
“meaning” of the world in the sense of why the world exists or is as it is. (Nor
does finding the universe to be at least partially comprehensible to us through
our discovery of laws and patterns mean that it must have a transcendent
purpose or other meaning.) All in all, we cannot be surprised that scientists
do not find any transcendent or natural meaning to the universe when science
is not designed to find meaning in the first place. Thus, there may be a
meaning to all this, regardless of what scientists find.
In sum, as noted by philosophers from Socrates to Wittgenstein, the entire
issue of meaning is screened out of scientific approaches, and thus scientists
can succeed completely in what they do—describing and explaining nature’s
workings—and the questions of the meaning of why the universe exists and
of our place in it will still remain open. Is there any other way to determine if
there is a transcendent or natural objective meaning to all this? There does
not appear to be. The “sense of the world” may, as Wittgenstein said, lie
outside the world, but we are foreclosed from that perspective. Theists may
rely on revelations and teachings, but there is no neutral way to determine if
any of them are anything more than the subjective products of our mind. It
may be that seeing a transcendent meaning leads to greater well-being or that
belief in an afterlife leads in general to a happier life, but this does not prove
that some meaning is objectively real but only that because of how we are
constructed such a sense meaning is positive or perhaps even necessary. At
least for nonpragmatists, the question is whether a meaning of life is true is
not only a matter of whether endorsing one such meaning leads to healthy
effects.
Values
What of our values? Are our moral, intellectual, and aesthetic values
objective? Can something have value in itself, or is value inherently relational
and thus requires a conscious being who values? Are goods such as pleasure,
love, and moral worth only what we subjectively favor or are they objective
features of reality? Is there some objective standard of positive and negative
values? Is beauty innate to nature or merely a sense that has evolved in us?
(Even naturalists such as Steven Weinberg can admit that “nature seems more
beautiful than is strictly necessary.”) Why are we aware of beauty at all, and
why do we value it so? Were we created to respond to it? Does the impact
that music has on us indicate something about what is real apart from our
subjective reactions? Are all values merely products of our emotional
responses? Are they any less real because of that? So too, William Barrett can
ask: “Why should the pulse of life toward beauty and value not be a part of
things?” In fact, are values the reason that a universe exists at all? That is,
does value somehow cause there to be a physical universe with free
conscious beings?
It is hard to determine how such questions could be answered. The dispute
in metaethics between noncognitive antirealism (e.g., moral values are only
projections of our own personal or social likes and dislikes) and realism (i.e.,
normative and evaluative values are objective facts of reality, like
mathematical facts) is continuing with no end in sight. Morality seems to
have an objective demand on us. But even if basic moral principles (e.g.,
against murder), if not all ethical precepts, are universal we still cannot
determine whether these are any more than cultural products that are
necessary for any society to flourish that our species has developed through
our social evolution, even if they seem more objective than a “social
contract” tacitly entered into in order for the ethics to work. People also
disagree over whether moral concern should extend to only our own social
group, all human beings, or all sentient animals. Skepticism concerning
values as well as beliefs cannot be refuted. This does not mean that nihilists
are correct, but only that no ultimate justification of our value choices can be
established. Moral values and values in general are not necessarily unreal
simply because their basis is a mystery, but we have to accept them as such.11
Notes
1. Even though the question of meaning is of the meaningfulness of life to us, the questions of a
personally meaningful life and of an objective meaning to reality are distinguishable: one can have
a “meaningful life” in the sense of leading a full, purpose-driven existence even if the universe has
no objective meaning. Conversely, one’s life may be empty and meaningless even if the universe
has an objective meaning that we are missing.
2. Happiness may be necessary to a meaningful life, but that happiness is not the same as
meaningfulness can be easily seen: if we had a drug that permanently put us in a state of ecstasy,
we may be permanently happy, but few would consider such a life meaningful. So too, as John
Stuart Mill pointed out, one can be happy without being aware of the issue of a meaning to life.
Happiness is a byproduct of a meaningful life.
3. The Buddhist claim that “all is suffering (dukkha)” should not be taken to mean that all is painful
or unpleasant—there are pleasures in this life. Happiness is a byproduct of a meaningful life.
Rather, the idea is that even pleasurable experiences are only temporary and thus ultimately
unsatisfying—pain and disappointment is inevitable. Eventually even pleasure become boring in
countless rebirths. Thus, “all is unsatisfying or unfulfilling” is a better rendition of the idea. The
Buddhist quest is to find an end to the dukkha inherent in the realm of rebirth by ending our
rebirths. Any meaning to the world or life other than escaping it is hard to find with this view.
4. Most people see what they value as something all people should value and thus essential to a
meaningful life. So, philosophers naturally think intellectual pursuits and an examined life are
necessary to a meaningful life. But, not to sound flippant, a joke from Emo Philips is worth
repeating: “I used to think that the brain was the most wonderful organ in my body. Then I
realized who was telling me this.” Perhaps an unexamined life is in fact meaningful for many
people, and an overexamined life is not a full life at all.
5. “Carpe diem”—“seize the day”—in America has come to mean party ’til you drop, but it can also
mean to be fully engaged in whatever you deem important or not to waste time.
6. Those who want fame and want their name to be remembered should consider what the Stoic
Marcus Aurelius said in his notes to himself: most of the people he encountered in court as
emperor of Rome were, to paraphrase, jerks, and he saw no reason to believe that people in a
thousand years will be any different, so of what value is lasting fame?
7. Albert Camus spoke of our conceptualizing mind as alienating us even from the natural world: “If
I were a cat among animals, this life would have a meaning, or rather this problem would not
arise, for I should belong to the world. I would be this world to which I am now opposed by my
whole consciousness.” Nor does the question of meaning arise in such an animal consciousness.
8. Mystical experiences do not per se give a meaning to the cosmos. They may give a sense of the
beingness of reality free of the conceptualizing mind, but bare being does not explain why we are
here. Mystical experiences may overcome a sense of isolation or alienation from the world and
other people that our conceptualizing mind generates and replace it with a sense of connection.
This can lead to life seeming to make sense or to everything seeming all right as is, even if no
concrete message of a meaning to life is given when the mind is empty of all conceptual content.
When one is totally engaged in any activity, there is no inner distance to consider the issue of the
meaning of life, and in the mystical enlightened state one is always totally engaged in the present
with the activity at hand, and thus the issue never arises. In this way, the quest for meaning ends
with the disappearance of the question.
9. The harshness of life presents a problem even without the question of life’s meaning. A story from
India’s Mahabharata illustrates this: a man is chased through the jungle by a herd of wild
elephants and jumps into an abandoned well to escape; he clings to a vine, but the herd is still
outside, so he cannot leave; he looks down and sees a snake at the bottom waiting for him to drop;
he looks up and sees mice gnawing away at the vine that he is clinging to; over the well, there is a
beehive and angry bees are swarming him, stinging him; through all this, a drop of honey falls
from the beehive and the man catches it on his tongue—the secret of life is to be able to enjoy that
drop of honey in those circumstances.
10. In arguing that meaning is to be found in living our everyday lives, Will Durant related a story
about an ant who in her travels discovers that there is no Great Ant ruling over us and that their
colony is only one of millions of ant hills made out of mud in an endless universe. She tries to
convince her fellow ants to stop being slaves because life is pointless. But a young ant replies:
“This is all very well, sister, but we must build our tunnel.”
11. William Lane Craig is not alone in believing that there are no objective moral values if there is no
god. But even ignoring the Euthyphro problem, it does not take a god’s commandment to know
that gratuitously torturing a baby is morally wrong—it is morally wrong simply because it
needlessly inflicts suffering on another human being. Craig also argues that we need belief in life
after death and postmortem rewards and punishments to be moral. But if we act solely out of self-
interest (here, fear of hell or hope for heaven), we are not being moral at all but simply looking out
for ourselves—it is only a matter of prudent self-interest, not of a genuine moral concern for
others. But Craig believes that anyone who does not believe in a postmortem reward or
punishment is being “just stupid” to act any way but selfishly—for them, there is “no reason to be
human.” However, does he really believe that (to use his example) a mother who risks her life to
save her children is being “just stupid” unless she believes that she will be rewarded for it after
death? Nor is it obvious why a naturalist should feel compelled to adopt selfishness over concern
for others: one can be selfish, but one does not need to be once one realizes that we are dependent
upon others for our survival and that all life is connected. “No man is an island.” Indeed, concern
only for oneself conflicts with how things really are in an interconnected naturalistic world. In this
way naturalism can ground morality. Without a heaven or hell awaiting us for our conduct, Craig
apparently can see no reason to help others or to be human, but naturalists may believe otherwise
for reasons connected to their metaphysics and act out of a genuine moral concern for others, not
out of self-interest.
16
The Mystery of the Ordinary
Philosophy begins in wonder. And, at the end, when philosophic thought has done its best,
the wonder remains.
—Alfred North Whitehead
he upshot of all this is this: we know that something exists, but we also
T know that our world has known aspects, currently unknown aspects, and
unknowable aspects. We have to recognize the limitations to what we can
ever know, both from our finite cognitive abilities and our place in the
universe and from possible limits in the universe itself. We must accept that it
is very likely that we can know only a very tiny sliver of the total universe,
even as reality flows in us. That mysteries surround all the Big Questions
must be accepted—we will always lack closure on fundamental aspects of
ourselves and our world. The religious once claimed all mystery as
exclusively their own (although the mystery is not often mentioned in
religion today), but even with the most ordinary things we participate in
mysteries of a philosophical kind. Indeed, we are engulfed in mysteries: we
cannot separate ourselves from our lives and the universe, and thus we cannot
gain the necessary cognitive distance between us and the mysterious in order
to make what is mysterious into objects that we could analyze or experiment
upon and thus perhaps open to defeat. Our quest for comprehensive
knowledge ends consigned to failure. To be sure, science in the future, as in
the past, may well reduce some things that we currently consider “how”
mysteries to manageable problems and solve them—scientists may devise
procedures in the future that we do not have the conceptual and technical
background today even to imagine. But as discussed, our lot is also to be
stuck with some intractable mysteries no matter how far science goes in
explaining the how-ness of things.
Some will find the fact that there is more to reality than we can know (and
thus that our quest for knowledge leads to mysteries) exhilarating, and some
will find it depressing. However, acknowledging a barrier to our claims to
knowledge is a defeatist view of science and philosophy only if we believe
that all of reality must be transparent to beings with our particular evolved
brains, but there is no reason to believe that. There is also the very real
possibility that science, at least when it comes to the Big Questions, may
come to an end one day. Science may in these matters be, in effect, only a
phase we are going through. But even if this happens, scientists should not be
depressed that the quest for knowledge that they have devoted their work
lives to cannot in principle be completely fulfilled any more than they should
be depressed over the fact that their work is likely to superseded in the future
—they are making valuable contributions to our knowledge of reality, and
that should be enough for a meaningful life.
Nor is affirming mystery the height of irrationality: accepting limitations to
our ability to know and that there may be aspects of reality that are in
principle unknowable to any beings like us seems irrational only to those who
suffer from the philosopher’s disease of demanding an answer to a question
even when we unable to supply one due to our circumstances—indeed, that
disease would only stifle our sense of reality by imposing some false closure
to questions where none is possible. Bryan Magee points out that sensory
data cannot be “like” something that is categorically different from them—
thus, they cannot correspond to objective world as it is independent of our
experience. We cannot even form conceptions of the independent world:
what exists exists without the characteristics that are dependent upon us—
when it comes to the world independent of us, we are like airline pilots flying
by instruments in a fog.
But today we seem to have lost any sense of mystery to reality. Modern
science’s “disenchantment of nature” has led to the spiritual impoverishment
of many who value science. And it is certainly the case that in our everyday
lives we can focus only on the known. Nevertheless, what is currently
unknown and unknowable in principle cannot be forgotten and should play a
role in our lives: we know less than we like to think, and our predicament
must be given its due. It is not a matter of wandering around constantly
gawking in awe and wonder, although Thornton Wilder’s Our Town reminds
us of the wonder and beauty of ordinary things that we do miss every day.
Nor is it to ignore the fixable problems we have with the world. Rather, it is
realizing in moments of reflection that what we know is framed by more of
reality: there is a fuller picture of reality, and the permanent feature of
mystery in our basic picture of reality should be brought into the light. When
we ponder the full range of reality in light of our situation, we see how little
we do know and see how tentative what we do know is.
Fundamental things related to the being of the world and our consciousness
—matters that we are all but constantly aware of—enclose us without our
ability to comprehend them in any complete sense of the word. We may
agree with G.E. Moore’s common-sense position that the existence of
ourselves and the world does not need proving, but these still confront us as
having fundamental mysteries at their foundations: we know they exist, but
we do not know their basic nature. That is important to remember in order to
realize what we are and what the world is. It is not only that we cannot
control all that happens to us, but that we are surrounded by brute facts even
in our everyday lives that we will never comprehend.
A sense of mystery adds another dimension to our lives: no matter how at
home we feel in the universe, there is a strangeness to our being here that we
cannot get around. Because of the conceptualizing mind that we have
evolved, we are probably the one creature on our planet that is able to see the
strangeness of there being such a reality, wonder about it, and formulate
questions concerning it. But unfortunately, we are unable to answer all the
questions that the strangeness of our situation provokes. Nevertheless, simply
to ignore the mystery of all of this is to leave us with a truncated view of
reality and not with the realization of our true place in the world. The more
we increase our knowledge, the more we are aware of the presence of our
ignorance and the limits of our knowledge, and that in the final analysis we
have no certain fundamental knowledge beyond that something exists.
Thereby, we can be more open to reality if we recognize that we live on the
shoreline between the known and the unknown. Both sides of that shoreline
are part of our world. Thus, living with mystery means balancing openness
with the closure provided by our conceptual systems. It involves utilizing our
science and our conceptual attempts at closing off the unknown while treating
them as just that—our all-too-human attempts at dealing with what is
ultimately beyond our grasp.
Perhaps the professional life of quantum physicists is the exemplar of how
to lead a fuller human life in the world: they are constantly encountering the
unknown, but they can live without closure with tentative theories despite
their problems—indeed, it is only by remaining beyond the control of those
theories that they can advance their science by seeing things in a new light.
As physicist Richard Feynman put it: “I can live with doubt and uncertainty
and not knowing. I think it much more interesting to live with not knowing
than to have answers that might be wrong.” He notes that in order to make
progress in science, we “must leave the door to the unknown ajar.” (It is
worth noting that he also said that he was not frightened by being in a
universe that has no purpose.) In a similar way, a sense of mystery can be
very valuable to all our lives without the sense of not knowing overwhelming
us. We can remain open by asking the Big Questions and not settling with
any proposed answers as closure. The loss of certainty in our answers need
not be seen as a loss at all but as a type of liberation. Indeed, life can be more
interesting when we live with this openness to the fullness of reality.
Accepting that we are not in a position to answer some or all of the Big
Questions— agnosticism—is in fact the most rational approach to take.
Agnosticism does not mean indifference: it is not lack of interest in the Big
Questions, but a reasoned-out epistemic position on what we can and cannot
know based on the study of the issues surrounding mysteries. Nor is it simply
the acknowledgment that all well-articulated positions on any philosophical
issue probably will eventually be shown to have problematic premises that
would not command the assent of all reasonable people. Rather, agnosticism
is a matter of seeing that we are not in a position, due to limitations resulting
from our evolution and our situation in the world, to resolve certain
fundamental questions that we can formulate.
However, agnosticism is not very popular today. Most people from theists
to reductive naturalists believe that they know more about basic questions
than agnostics would admit as justified. Most philosophers may grudgingly
acknowledge that agnosticism is all that is ultimately justifiable, but this does
not discourage them from speculating. Such speculations provide closure and
thus quiet our minds, and some may in fact be correct. However, we must
accept such speculations as only that—guesses that are only based on our
experiences and ways of thinking—and we must admit that we are not in a
position to determine if our intuition-inspired speculations are correct. But
this does not mean that the questions are not worth asking or have been
shown to be illegitimate through a philosophical analysis—indeed, they are
vital to understanding what we are and what the world we live in is like.
Nevertheless, our position should be to accept, however reluctantly, that we
cannot have much confidence in our speculations since we do not actually
have the resources to answer the questions with any definitiveness. As Bryan
Magee concludes, agnosticism is the only honest way to live without
evasions or self-indulgence—it is the fullest acknowledgment of our
ignorance.
But again, emphasizing mystery clearly goes against the spirit of our age.
Today, most people, if they note the mysteries of reality at all,
understandably focus on what is known and at best pay lip service to the
mysteries. However, philosophy, as Plato noted, begins in wonder, but it also
ends in wonder. Embracing mystery can lead naturalists to having more
reverence for the ordinary and lead transcendent realists to being more
humble toward all of reality. Philosophers today should continue to analyze
problems to see if we have generated mysteries where there are none by how
we conceptualize problems. And metaphysicians today will no doubt
continue to try to penetrate the mysteries that remain standing after such an
analysis by advancing speculative answers. But the foundations of all
philosophical explanations are not secure, and it is best that we understand
our situation in the world. The ground that philosophers walk on is soft, with
no sure footing.
Thus, we must live with this acceptance of mystery. Philosophy can play a
role today that is at least as important as speculation simply in exposing our
epistemic situation by bringing mysteries to light and showing where they
came from, even if this throws a little discomfort into our lives by bringing
uncertainty to our claims of knowledge. Charles Darwin told the story that
illustrates much of science: as a young man, he spent a day near a river and
noticed nothing about the rocks, but after ten years of study he returned to the
spot and noticed obvious evidence of glacial activity. Something like that
also occurs in philosophy: no new empirical facts may be revealed, but by the
end of the journey our understanding of where we stand in reality may be
increased. In that way, philosophy can fulfill its claim to be the “love of
wisdom.”
Further Reading
Chapter 1
For more on this and the other subjects in this book, see Jones 2009. Also see
Solomon 1999 on the lost joy of philosophizing and Magee 2016. On wonder
and awe, see Fuller 2006. For a survey on wonder in philosophy, see
Rubenstein 2008: 1–24. For introductions to the Big Questions, see Van
Inwagen and Zimmerman 1998. On types of senses of mystery, see Verkamp
1997. On “why” questions, see Edwards 1967. On the classic account of the
distinction between an irremovable “mystery” and a solvable “problem,” see
Gabriel Marcel 1950–1951.
Chapter 2
Analytic philosophers have written little on mystery in the last hundred years
—see Foster 1957, Ross 1984, Cooper 2002, Jones 2009, and Rhodes 2012.
On the complexity of concepts, see Wilson 2006. On the law of
noncontradiction and paradoxes, see Fogelin 2003: chap. 2.
Chapter 3
On other logical and conceptual limitations to our knowledge, see
Williamson 2002. For skepticism, see Unger 1975 and Stroud 1984. On
agnosticism, see Joshi 2007. On reason and evolution, see Nagel 2003: chap.
7 and Sterelny 2003. On the paradox of knowability, see Kvanvig 2006. For a
contemporary version of the Clifford/James debate, see Feldman and
Warfield 2010.
Chapter 4
On current metaphysics, see Van Inwagen and Zimmerman 1998. On
naturalized “scientific metaphysics,” see Ross, Ladyman, and Kincaid 2015.
For metametaphysics, see Chalmers, Manley, and Wasserman 2009. On
being, see Munitz 1986: 181–235 and 1990: 192–208; on being and language,
see Jones 2016: chap. 6. Also see Lawson 2001 on “closure” versus the
“openness” of reality and Rubenstein 2008.
Chapter 5
See Munitz 1965, Nozick 1981, Parfit 1992, Rundle 2004, Holt 2012, and
Goldschmidt 2013. For Stephen Hawking’s view, see Hawking and
Mlodinow 2010 and Krauss 2012. See Leslie 1989 for the idea that values are
the source of the phenomenal universe.
Chapter 6
On whether there actually is causation in the world, see Field 2003.
Chapter 7
For a fuller treatment, see Jones 2013. See Anderson 1972 for a classic take
on the issue by a physicist. See Morowitz 2002: 25–38 for a delineation of
twenty-eight levels of emergence. On the new emergentists, see Clayton and
Davies 2006. On metametaphysics and conceptual reductionism, see Sider
2009.
Chapter 8
On the sciences, see Gleiser 2014. On limits in mathematics and science, see
Yanofsky 2013. See Davies 2003 for the suggestion that mathematized
theories in science are unlikely to survive long.
Chapter 9
On the Big Bang, see Craig and Smith, 1993. On TOEs, see Lindley 1993.
On fine tuning, see Rees 2000 and Stenger 2011. On string theory, see
Greene 1999 (pro); Smolin 2006 and Woit 2006 (con). On the multiverse
controversy, see Rubenstein 2013. On the end of science as we know it, see
Baggott 2013.
Chapter 10
See Kaufmann 1993 on an order rather than natural selection that generates
effects as the reason why genes tend to settle into recurring patterns. On
alternatives to neo-Darwinism, see Corning 2005. For a reductionist view of
evolution, see Dawkins 1986. For antireductionist views, see Davies 1987,
Morris 2003, and Nagel 2010.
Chapter 11
On the elimination of the self, see Parfit 1984 and Dennett 1991. On the self
as causal, see Flanagan 1992. On Advaita and the self, see Jones 2014.
Chapter 12
For a current overview of the mind/body field, see Chalmers 2003. Also see
Dennett 1991, Searle 1997, McGinn 1999, and Nagel 2012. For a defense of
dualism, see Foster 1991. On the rebirth of hylomorphism, see Jaworski
2016. On recent work on consciousness and quantum physics, see Tuszynski
2006. On John Searle’s “Chinese Room” argument, see Preston and Bishop
2002. On panpsychism, see Strawson 2006.
Chapter 13
For compatibilism, see Dennett 1984 and Koch 2012; against it, see
Honderich 2002. On free will debate, see Russell and Deery 2013. For the
denial of free will, see Wegner 2002. For agent causation, see Chisholm
1966. On Libet’s experiments and free will, see Libet 1999.
Chapter 14
On the arguments for the existence of God, see Peterson and VanArragon
2003. On atheism, see Martin 2002. On mysticism, see Jones 2016. On the
absence of God argument, see Howard-Snyder and Moser 2002. On religious
agnosticism, see Gutting 2013. For an evangelical Christian take on God as
being both revealed and an impenetrable mystery, see Boyer and Hall 2012.
Chapter 15
See Klemke and Cahn 2007 and Baggini 2005. See Munitz 1993 on
beingness and meaning. On value, see Nagel 2012: 97–126. On religion and
meaning, see Smith 2001 and Runzo and Martin 2000. On whether
immortality must be boring, see Williams 1973 (pro) and Chappell 2007
(con). For existentialism, see Kaufmann 2004.
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Index
Darwin, Charles, and Darwinism, 28, 108, 108–111, 113, 114, 132, 155, 185
Davies, Paul, 77, 84, 87, 97, 100, 110, 160
Dawkins, Richard, 110, 172, 173
Dennett, Daniel, 12, 117, 125, 128, 132
Descartes, René, 9, 10, 22, 29–30, 34, 116, 119, 121, 124
determinism, 28, 63–64, 70, 96, 138–140, 140–142, 142–143, 143–144
DeWitt, Bryce, 94
Dirac, Paul, 62
Dostoyevsky, Fyodor, 150
downward causation, 72, 80, 126
dualism, ontic, 15, 80, 116, 118, 119, 124, 126, 130, 135
Durant, Will, 180
Dworkin, Ronald, 172
Dyson, Freeman, 87, 93, 99, 130, 171
Faraday, David, 38
Feyerabend, Paul, 170
Feynman, Richard, 38, 65, 86, 91, 94, 98, 183
Fitzgerald, F. Scott, 19
Flew, Antony, 12
Fogelin, Robert, 31
Frankl, Viktor, 164, 177
free will, 62, 117, 137–146, 151, 160, 161, 170–171
Galileo, 85
Gargi, 58
Geertz, Clifford, 164
Gellner, Ernest, 42
Gingerich, Owen, 172–173
God, 4, 7, 9, 18, 41, 49–51, 147–162, 165–167, 168–169
Gödel, Kurt, 29, 85, 99
Gould, Stephen Jay, 173
Guth, Alan, 52
Gutting, Gary, 22
Haldane, J. B.S., 87
Harris, Sam, 139
Hartshorne, Charles, 147
Haught, John, 166
Hawking, Stephen, 51–52, 78, 82, 94, 99
Heidegger, Martin, 45, 59
Heisenberg, Werner, 82, 94
Hempel, Carl, 44
Heraclitus, 82
Hick, John, 165
Hindus, 166, 180
history of philosophy, 9–13
Hobbes, Thomas, 138
Holley, David, 160
Holt, Jim, 58–59
Hoyle, Fred, 108
Hull, David, 152
Hume, David, 31, 63, 90, 117
Huxley, Aldous, 167
Huxley, Julian, 123
Huxley, Thomas, 137, 158
hylomorphic structures, 76
Kant, Immanuel, 10, 16, 25–26, 32, 33, 34, 37, 43, 88, 102, 121, 157
Kauffman, Stuart, 118
Kragh, Helge, 102
Kazantzakis, Nikos, 174
Keats, John, 81, 84, 152
Kierkegaard, Sören, 8
Kim, Jaegwon, 128
Kitcher, Philip, 172
Koestler, Arthur, 177
Lakoff, George, 22
Leibniz, Gottfried, 45, 54, 63
Lewis, David, 101
libertarians, 139–140, 142, 143
Libet, Benjamin, 127, 142–143
Locke, John, 39
logical positivism, 10, 36, 39, 75, 81
Lycan, William, 135
Ramsey, Frank, 22
reality, 35–44
reductionism, 69–80, 125, 128–129, 131–132, 132–134, 135, 137–138, 140, 171, 173
religion, 49–51, 55, 57, 61, 64, 100, 147–162, 165–170, 180
religious experiences, 153–154
Riseling, Maurice, iv
robots, 125, 129, 136, 171
Rundle, Behe, 46–47
Russell, Bertrand, 9, 34, 54, 62, 68, 85, 96, 99, 127, 134, 166
Ryle, Gilbert, 71
Sagan, Carl, 3
Samkhya, 119–120
Santayana, George, 136
Sartre, Jean Paul, 150, 174
Schelling, Friedrich, 45
Schlick, Moritz, 10
Schopenhauer, Arthur, 48, 56, 64
Schulz, Charles, 163
science, 51–53, 84–92, 93–106, 107–114, 133–134; post-empirical, 101–103
Searle, John, 126, 128, 136
self, 115–122
Sextus Empiricus, 29
Shatner, William, 137
skepticism, 23, 29–32, 33, 34, 159
Smart, J. J. C., 56
Smart, Ninian, 147
Smith, Huston, 165
Smolin, Lee, 67
social nature of a person, 115–116
Socrates, 9, 21, 175
Solomon, Robert, 163, 173, 177
Spinoza, Baruch, 50, 148
Stenger, Victor, 104
Strawson, Galen, 132
subjective meanings of life, 172–174
subjectivity, 122, 123–129, 129–130, 132, 134
survey of philosophers, 18
Susskind, Leonard, 101
Swinburne, Richard, 46, 100, 157
technology and its limitations, 13, 24–25, 30, 83, 86–87, 89, 104, 121, 135, 136
Tegmark, Max, 53
teleological argument, 149–150
Tennyson, Alfred Lord, 152
Thagard, Paul, 174
Thales of Miletus, 47
Thatcher, Margaret, 116
theories of everything, 62, 73, 96–100, 106
Thomas, Lewis, 107
Tillich, Paul, 44, 156
Tolstoy, Leo, 169
transcendent meanings, 165–170
transcendent realities, 147–162
Twain, Mark, 14, 81
Unger, Peter, 31
Xenophanes, 156
Yajnavalkya, 57
Zeno of Elea, 14
Zhuangzi, 21
zombies, 125