En 303098-2

ETSI EN 303 098-2 V1.2.
1 (2014-11)
HARMONIZED EUROPEAN STANDARD
Electromagnetic compatibility
and Radio spectrum Matters (ERM);
Maritime low power personal locating
devices employing AIS;
Part 2: Harmonized EN covering the essential requirements
of article 3.2 of the R&TTE Directive
2 ETSI EN 303 098-2 V1.2.1 (2014-11)
Reference
DEN/ERM-TG26-100-2
Keywords
maritime, radio, SAR, testing
ETSI
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ETSI
3 ETSI EN 303 098-2 V1.2.1 (2014-11)
Contents
Intellectual Property Rights ................................................................................................................................5
Foreword.............................................................................................................................................................5
Modal verbs terminology....................................................................................................................................5
Introduction ........................................................................................................................................................6
1 Scope ........................................................................................................................................................7
2 References ................................................................................................................................................7
2.1 Normative references ......................................................................................................................................... 7
2.2 Informative references ........................................................................................................................................ 7
3 Abbreviations ...........................................................................................................................................8
4 Technical requirements specifications .....................................................................................................8
4.1 Environmental profile......................................................................................................................................... 8
4.2 Conformance requirements ................................................................................................................................ 8
4.2.1 Transmitter frequency error .......................................................................................................................... 8
4.2.1.1 Definition ................................................................................................................................................ 8
4.2.1.2 Limit ........................................................................................................................................................ 8
4.2.1.3 Conformance ........................................................................................................................................... 8
4.2.2 Conducted power .......................................................................................................................................... 8
4.2.2.1 Definition ................................................................................................................................................ 8
4.2.2.2 Limit ........................................................................................................................................................ 8
4.2.2.3 Conformance ........................................................................................................................................... 9
4.2.3 Effective radiated power (ERP) .................................................................................................................... 9
4.2.3.1 Definition ................................................................................................................................................ 9
4.2.3.2 Limit ........................................................................................................................................................ 9
4.2.3.3 Conformance ........................................................................................................................................... 9
4.2.4 Transmitter spectrum mask ........................................................................................................................... 9
4.2.4.1 Definition ................................................................................................................................................ 9
4.2.4.2 Limit ........................................................................................................................................................ 9
4.2.4.3 Conformance ........................................................................................................................................... 9
4.2.5 Transmitter transient behaviour - output power ............................................................................................ 9
4.2.5.1 Definition ................................................................................................................................................ 9
4.2.5.2 Limit ........................................................................................................................................................ 9
4.2.5.3 Conformance ........................................................................................................................................... 9
4.2.6 Transmitter transient behaviour - frequency deviation ................................................................................. 9
4.2.6.1 Definition ................................................................................................................................................ 9
4.2.6.2 Limit ........................................................................................................................................................ 9
4.2.6.3 Conformance ......................................................................................................................................... 10
4.2.7 Synchronization accuracy ........................................................................................................................... 10
4.2.7.1 Definition .............................................................................................................................................. 10
4.2.7.2 Limit ...................................................................................................................................................... 10
4.2.7.3 Conformance ......................................................................................................................................... 10
4.2.8 Spurious emissions ..................................................................................................................................... 10
4.2.8.1 Definition .............................................................................................................................................. 10
4.2.8.2 Limit ...................................................................................................................................................... 10
4.2.8.3 Conformance ......................................................................................................................................... 10
5 Testing for compliance with technical requirements..............................................................................10
5.1 Environmental conditions for testing ............................................................................................................... 10
5.2 Interpretation of the measurement results ........................................................................................................ 10
5.3 Essential radio test suites .................................................................................................................................. 11
5.3.1 Transmitter frequency error ........................................................................................................................ 11
5.3.2 Conducted power ........................................................................................................................................ 11
5.3.3 Effective radiated power (ERP) .................................................................................................................. 11
5.3.4 Transmitter spectrum mask ......................................................................................................................... 11
ETSI
4 ETSI EN 303 098-2 V1.2.1 (2014-11)
5.3.5 Transmitter transient behaviour - output power .......................................................................................... 11

5.3.6 Transmitter transient behaviour - frequency deviation ............................................................................... 11
5.3.7 Synchronization accuracy ........................................................................................................................... 11
5.3.8 Spurious emissions ..................................................................................................................................... 12
Annex A (normative): HS Requirements and conformance Test specifications Table

(HS-RTT) ........................................................................................................13
Annex B (informative): Change History ..............................................................................................15
History ..............................................................................................................................................................16
ETSI
5 ETSI EN 303 098-2 V1.2.1 (2014-11)
Intellectual Property Rights

IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (http://ipr.etsi.org).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Harmonized European Standard (EN) has been produced by ETSI Technical Committee Electromagnetic
compatibility and Radio spectrum Matters (ERM).
The present document has been produced by ETSI in response to mandate M/284 issued from the European
Commission under Directive 98/34/EC [i.2] as amended by Directive 98/48/EC [i.4].
The title and reference to the present document are intended to be included in the publication in the Official Journal of
the European Union of titles and references of Harmonized Standard under the Directive 1999/5/EC [i.1].
See article 5.1 of Directive 1999/5/EC [i.1] for information on presumption of conformity and Harmonized Standards or
parts thereof the references of which have been published in the Official Journal of the European Union.
The requirements relevant to Directive 1999/5/EC [i.1] are summarized in annex A.
The present document is part 2 of a multi-part deliverable covering the Electromagnetic compatibility and Radio
spectrum Matters (ERM); Maritime low power personal locating devices employing AIS as identified below:
Part 1: "Technical characteristics and methods of measurement";
Part 2: "Harmonized EN covering the essential requirements of article 3.2 of the R&TTE Directive".
National transposition dates

Date of adoption of this EN: 17 November 2014
Date of latest announcement of this EN (doa): 28 February 2015
Date of latest publication of new National Standard
or endorsement of this EN (dop/e): 31 August 2015
Date of withdrawal of any conflicting National Standard (dow): 31 August 2016
Modal verbs terminology

In the present document "shall", "shall not", "should", "should not", "may", "may not", "need", "need not", "will",
"will not", "can" and "cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms
for the expression of provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
6 ETSI EN 303 098-2 V1.2.1 (2014-11)
Introduction
The present document is part of a set of standards developed by ETSI and is designed to fit in a modular structure to
cover all radio and telecommunications terminal equipment within the scope of the R&TTE Directive [i.1]. The
modular structure is shown in EG 201 399 [i.3].
ETSI
7 ETSI EN 303 098-2 V1.2.1 (2014-11)
1 Scope
The present document applies to low power maritime personal locating devices employing AIS and an integrated GNSS
receiver to provide the locating function.
The applicable frequencies of operation of this type of radio equipment are given in table 1.
Table 1: Radiocommunications service frequencies
Radiocommunications service frequencies

Transmit AIS1 161,975 MHz
Receive AIS1 161,975 MHz
Transmit AIS2 162,025 MHz
Receive AIS2 162,025 MHz
The present document is intended to cover the provisions of Directive 1999/5/EC [i.1] (R&TTE Directive), article 3.2,
which states that "… radio equipment shall be so constructed that it effectively uses the spectrum allocated to
terrestrial/space radio communications and orbital resources so as to avoid harmful interference".
In addition to the present document, other ENs that specify technical requirements in respect of essential requirements
under other parts of article 3 of the R&TTE Directive [i.1] may apply to equipment within the scope of the present
document.
NOTE: A list of such ENs is included on the web site http://www.newapproach.org.
2 References
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
Referenced documents which are not found to be publicly available in the expected location might be found at
http://docbox.etsi.org/Reference.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
2.1 Normative references

The following referenced documents are necessary for the application of the present document.
[1] ETSI EN 303 098-1 (V1.2.1) (09-2014): "Electromagnetic compatibility and Radio spectrum
Matters (ERM); Maritime low power personal locating devices employing AIS; Part 1: Technical
characteristics and methods of measurement".
2.2 Informative references

The following referenced documents are not necessary for the application of the present document but they assist the
user with regard to a particular subject area.
[i.1] Directive 1999/5/EC of the European Parliament and of the Council of 9 March 1999 on radio
equipment and telecommunications terminal equipment and the mutual recognition of their
conformity (R&TTE Directive).
[i.2] Directive 98/34/EC of the European Parliament and of the Council of 22 June 1998 laying down a
procedure for the provision of information in the field of technical standards and regulations.
ETSI
8 ETSI EN 303 098-2 V1.2.1 (2014-11)
[i.3] ETSI EG 201 399: "Electromagnetic compatibility and Radio spectrum Matters (ERM); A guide to
the production of Harmonized Standards for application under the R&TTE Directive".
[i.4] Directive 98/48/EC of the European Parliament and of the Council of 20 July 1998 amending
Directive 98/34/EC laying down a procedure for the provision of information in the field of
technical standards and regulations.
[i.5] ETSI TR 100 028 (all parts) - (V1.4.1): "Electromagnetic compatibility and Radio spectrum
Matters (ERM); Uncertainties in the measurement of mobile radio equipment characteristics".
3 Abbreviations
For the purposes of the present document, the following abbreviations apply:
AIS Automatic Identification System

ERP Effective Radiated Power
GNSS Global Navigation Satellite System
RF Radio Frequency
4 Technical requirements specifications
4.1 Environmental profile

The technical requirements of the present document apply under the environmental profile for operation of the
equipment, which shall be declared by the supplier. The equipment shall comply with all the technical requirements of
the present document at all times when operating within the boundary limits of the declared operational environmental
profile.
4.2 Conformance requirements

4.2.1 Transmitter frequency error
4.2.1.1 Definition
The frequency error is defined in EN 303 098-1 [1], clause 8.1.1.
4.2.1.2 Limit
The transmitter frequency error limit shall be as stated in EN 303 098-1 [1], clause 8.1.3.
4.2.1.3 Conformance
Conformance tests as defined in clause 5.3.1 shall be carried out.
4.2.2 Conducted power
4.2.2.1 Definition
The conducted power is defined in EN 303 098-1 [1], clause 8.2.1.
4.2.2.2 Limit
The conducted power limit shall be as stated in EN 303 098-1 [1], clause 8.2.3.
ETSI
9 ETSI EN 303 098-2 V1.2.1 (2014-11)
4.2.2.3 Conformance
4.2.3 Effective radiated power (ERP)
4.2.3.1 Definition
The ERP is defined in EN 303 098-1 [1], clause 8.3.1.
4.2.3.2 Limit
The ERP limit shall be as stated in EN 303 098-1 [1], clause 8.3.3.
4.2.3.3 Conformance
4.2.4 Transmitter spectrum mask
4.2.4.1 Definition
The transmitter spectrum mask is defined in EN 303 098-1 [1], clause 8.4.1.
4.2.4.2 Limit
The transmitter spectrum mask limit shall be as stated in EN 303 098-1 [1], clause 8.4.3.
4.2.4.3 Conformance
4.2.5 Transmitter transient behaviour - output power
4.2.5.1 Definition
The transmitter transient behaviour - output power is defined in EN 303 098-1 [1], clause 8.5.1.
4.2.5.2 Limit
The transmitter transient behaviour - output power limit shall be as stated in EN 303 098-1 [1], clause 8.5.3.
4.2.5.3 Conformance
4.2.6 Transmitter transient behaviour - frequency deviation
4.2.6.1 Definition
The transmitter transient behaviour - frequency deviation is defined in EN 303 098-1 [1], clause 8.6.1.
4.2.6.2 Limit
The transmitter transient behaviour - frequency deviation limit shall be as stated in EN 303 098-1 [1], clause 8.6.3.
ETSI
10 ETSI EN 303 098-2 V1.2.1 (2014-11)
4.2.6.3 Conformance
4.2.7 Synchronization accuracy
4.2.7.1 Definition
The synchronization accuracy is defined in EN 303 098-1 [1], clause 8.7.1.
4.2.7.2 Limit
The synchronization accuracy limit shall be as stated in EN 303 098-1 [1], clause 8.7.3.
4.2.7.3 Conformance
4.2.8 Spurious emissions
4.2.8.1 Definition
The spurious emissions are defined in EN 303 098-1 [1], clause 8.8.1.
4.2.8.2 Limit
The spurious emissions limits shall be as stated in EN 303 098-1 [1], clause 8.8.3.
4.2.8.3 Conformance
5 Testing for compliance with technical requirements
5.1 Environmental conditions for testing

Tests defined in the present document shall be carried out at representative points within the boundary limits of the
declared operational environmental profile.
Where technical performance varies subject to environmental conditions, tests shall be carried out under a sufficient
variety of environmental conditions (within the boundary limits of the declared operational environmental profile) to
give confidence of compliance for the affected technical requirements.
The test conditions and procedures shall be as defined in EN 303 098-1 [1], clause 6.
5.2 Interpretation of the measurement results

The interpretation of the results recorded in a test report for the measurements described in the present document shall
be as follows:
• the measured value related to the corresponding limit will be used to decide whether an equipment meets the
requirements of the present document;
• the value of the measurement uncertainty for the measurement of each parameter shall be included in the test
report;
ETSI
11 ETSI EN 303 098-2 V1.2.1 (2014-11)
• the recorded value of the measurement uncertainty shall be, for each measurement, equal to or lower than the
figures in table 2.
For the test methods, according to the present document, the measurement uncertainty figures shall be calculated and
shall correspond to an expansion factor (coverage factor) k = 1,96 or k = 2 (which provide confidence levels of
respectively 95 % and 95,45 % in the case where the distributions characterizing the actual measurement uncertainties
are normal (Gaussian)). Principles for the calculation of measurement uncertainty are contained in TR 100 028 [i.5], in
particular in annex D of the TR 100 028-2.
Table 2 is based on such expansion factors.
Table 2: Absolute measurement uncertainties: maximum values
Parameter Maximum uncertainty

RF frequency ±1 x 10-7
RF power ±0,75 dB
Frequency deviation ±5 %
Radiated emission of transmitter ±6 dB
Transmitter transient time ±20 %
Transmitter transient frequency ±250 Hz
5.3 Essential radio test suites

5.3.1 Transmitter frequency error
The test specified in EN 303 098-1 [1], clause 8.1.2 shall be carried out. The results obtained shall be compared to the
limits in clause 4.2.1.2 in order to prove compliance with the requirement.
5.3.2 Conducted power

5.3.3 Effective radiated power (ERP)

5.3.4 Transmitter spectrum mask

5.3.5 Transmitter transient behaviour - output power

5.3.6 Transmitter transient behaviour - frequency deviation

5.3.7 Synchronization accuracy

ETSI
12 ETSI EN 303 098-2 V1.2.1 (2014-11)
5.3.8 Spurious emissions

ETSI
13 ETSI EN 303 098-2 V1.2.1 (2014-11)
Annex A (normative):
HS Requirements and conformance Test specifications
Table (HS-RTT)
The HS Requirements and conformance Test specifications Table (HS-RTT) in table A.1 serves a number of purposes,
as follows:
• it provides a statement of all the requirements in words and by cross reference to (a) specific clause(s) in the
present document or to (a) specific clause(s) in (a) specific referenced document(s);
• it provides a statement of all the test procedures corresponding to those requirements by cross reference to (a)
specific clause(s) in the present document or to (a) specific clause(s) in (a) specific referenced document(s);
• it qualifies each requirement to be either:
- Unconditional: meaning that the requirement applies in all circumstances; or
- Conditional: meaning that the requirement is dependent on the manufacturer having chosen to support
optional functionality defined within the schedule.
• in the case of Conditional requirements, it associates the requirement with the particular optional service or
functionality;
• it qualifies each test procedure to be either:
- Essential: meaning that it is included with the Essential Radio Test Suite and therefore the requirement
shall be demonstrated to be met in accordance with the referenced procedures;
- Other: meaning that the test procedure is illustrative but other means of demonstrating compliance with
the requirement are permitted.
Table A.1: HS Requirements and conformance Test specifications Table (HS-RTT)
Harmonized Standard EN 303 098-2

The following requirements and test specifications are relevant to the presumption of conformity
under the article 3.2 of the R&TTE Directive [i.1]
Requirement Requirement Conditionality Test Specification
No Description Reference: U/C Condition E/O Reference:
Clause No Clause No
1 Frequency error 4.2.1 U E 5.3.1
2 Conducted power 4.2.2 U E 5.3.2
3 ERP 4.2.3 U E 5.3.3
4 Transmitter spectrum 4.2.4 U E 5.3.4
mask
5 Transient behaviour - 4.2.5 U E 5.3.5
output power
6 Transient behaviour - 4.2.6 U E 5.3.6
freq deviation
7 Synchronization 4.2.7 U E 5.3.7
accuracy
8 Spurious emissions 4.2.8 U E 5.3.8
Key to columns:
Requirement:
No A unique identifier for one row of the table which may be used to identify a requirement or
its test specification.
Description A textual reference to the requirement.
ETSI
14 ETSI EN 303 098-2 V1.2.1 (2014-11)
Clause Number Identification of clause(s) defining the requirement in the present document unless another
document is referenced explicitly.
Requirement Conditionality:
U/C Indicates whether the requirement is to be unconditionally applicable (U) or is conditional

upon the manufacturers claimed functionality of the equipment (C).
Condition Explains the conditions when the requirement shall or shall not be applicable for a
requirement which is classified "conditional".
Test Specification:
E/O Indicates whether the test specification forms part of the Essential Radio Test Suite (E) or
whether it is one of the Other Test Suite (O).
NOTE: All tests whether "E" or "O" are relevant to the requirements. Rows designated "E" collectively make up
the Essential Radio Test Suite; those designated "O" make up the Other Test Suite; for those designated
"X" there is no test specified corresponding to the requirement. The completion of all tests classified "E"
as specified with satisfactory outcomes is a necessary condition for a presumption of conformity.
Compliance with requirements associated with tests classified "O" or "X" is a necessary condition for
presumption of conformity, although conformance with the requirement may be claimed by an equivalent
test or by manufacturer's assertion supported by appropriate entries in the technical construction file.
Clause Number Identification of clause(s) defining the test specification in the present document unless
another document is referenced explicitly. Where no test is specified (that is, where the
previous field is "X") this field remains blank.
ETSI
15 ETSI EN 303 098-2 V1.2.1 (2014-11)
Annex B (informative):
Change History
date Version Information about changes
June 2013 V0.0.1 First draft HS from TG26#35
ETSI
16 ETSI EN 303 098-2 V1.2.1 (2014-11)
History
Document history
V1.1.0 July 2013 EN Approval Procedure AP 20131106: 2013-07-09 to 2013-11-06
V1.1.1 February 2014 Vote V 20140422: 2014-02-21 to 2014-04-22
V1.2.1 September 2014 Vote V 20141116: 2014-09-17 to 2014-11-17
V1.2.1 November 2014 Publication
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ETSI EN 303 098-2 V1.2.

HARMONIZED EUROPEAN STANDARD

650 Route des Lucioles

Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16

Siret N° 348 623 562 00017 - NAF 742 C

The present document can be downloaded from:

© European Telecommunications Standards Institute 2014.

5.3.5 Transmitter transient behaviour - output power .......................................................................................... 11

Annex A (normative): HS Requirements and conformance Test specifications Table

Intellectual Property Rights

The requirements relevant to Directive 1999/5/EC [i.1] are summarized in annex A.

Part 1: "Technical characteristics and methods of measurement";

National transposition dates

Modal verbs terminology

Table 1: Radiocommunications service frequencies

Radiocommunications service frequencies

NOTE: A list of such ENs is included on the web site http://www.newapproach.org.

2.1 Normative references

2.2 Informative references

AIS Automatic Identification System

4 Technical requirements specifications

4.1 Environmental profile

4.2 Conformance requirements

4.2.2 Conducted power

4.2.3 Effective radiated power (ERP)

4.2.4 Transmitter spectrum mask

4.2.5 Transmitter transient behaviour - output power

4.2.6 Transmitter transient behaviour - frequency deviation

4.2.7 Synchronization accuracy

4.2.8 Spurious emissions

5 Testing for compliance with technical requirements

5.1 Environmental conditions for testing

5.2 Interpretation of the measurement results

Table 2 is based on such expansion factors.

Table 2: Absolute measurement uncertainties: maximum values

Parameter Maximum uncertainty

5.3 Essential radio test suites

5.3.2 Conducted power

5.3.3 Effective radiated power (ERP)

5.3.4 Transmitter spectrum mask

5.3.5 Transmitter transient behaviour - output power

5.3.6 Transmitter transient behaviour - frequency deviation

5.3.7 Synchronization accuracy

5.3.8 Spurious emissions

• it qualifies each requirement to be either:

- Unconditional: meaning that the requirement applies in all circumstances; or

• it qualifies each test procedure to be either:

Table A.1: HS Requirements and conformance Test specifications Table (HS-RTT)

Harmonized Standard EN 303 098-2

Description A textual reference to the requirement.

U/C Indicates whether the requirement is to be unconditionally applicable (U) or is conditional

V1.1.1 February 2014 Vote V 20140422: 2014-02-21 to 2014-04-22

V1.2.1 September 2014 Vote V 20141116: 2014-09-17 to 2014-11-17

V1.2.1 November 2014 Publication

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