J JCHF 2018 04 005
J JCHF 2018 04 005
J JCHF 2018 04 005
-, 2018
ª 2018 BY THE AMERICAN COLLEGE OF CARDIOLOGY FOUNDATION
PUBLISHED BY ELSEVIER
STATE-OF-THE-ART PAPER
ABSTRACT
Despite advances in biomarkers and technology, the clinical examination (i.e., a history and physical examination) remains
central in the management of patients with heart failure. Specifically, the clinical examination allows noninvasive
assessment of the patient’s underlying hemodynamic state, based on whether the patient has elevated ventricular filling
pressures and/or an inadequate cardiac index. Such assessments provide important prognostic information and help guide
therapeutic decision-making. Herein, we critically assess the utility of the clinical examination for these purposes and
provide practical tips we have gleaned from our practice in the field of advanced heart failure. We note that the ability to
assess for congestion is superior to that for inadequate perfusion. Furthermore, in current practice, elevated left
ventricular filling pressures are inferred by findings related to an elevated right atrial pressure. We discuss an
emerging classification system from the clinical examination that categorizes patients based on whether elevation
of ventricular filling pressures occurs on the right side, left side, or both sides. (J Am Coll Cardiol HF 2018;-:-–-)
© 2018 by the American College of Cardiology Foundation.
From the Division of Cardiology, Department of Internal Medicine, University of Texas Southwestern Medical Center, Dallas,
Texas. Dr. Drazner acknowledges research support from the James M. Wooten Chair in Cardiology. Dr. Thibodeau has reported
that she has no relationships relevant to the contents of this paper to disclose.
Manuscript received October 27, 2017; revised manuscript received March 26, 2018, accepted April 3, 2018.
ABBREVIATIONS the spectrum of volume status, can be mortality (4), findings consistent with those seen in
AND ACRONYMS assessed by orthostatic changes in BP and SOLVD (12). An inspiratory increase in the venous
heart rate, which has been reviewed else- pressure, equivalent to Kussmaul’s sign, was also an
BP = blood pressure
where (2). adverse prognostic marker in patients with advanced
CI = cardiac index
JUGULAR VENOUS DISTENTION. JVD, or an HF (15). Thus, the JVP is useful not only in the
H&P = history and physical
elevated jugular venous pressure (JVP), has assessment of fluid status but also in identifying pa-
examination
been found to be the most useful H&P finding tients with higher risk of adverse outcomes.
HF = heart failure
for assessing ventricular filling pressures (3). HEPATOJUGULAR REFLUX. The HJR is an increase in
HJR = hepatojugular reflux
JVD is described as an estimated JVP $10 cm JVP by >3 cm sustained during 10 seconds of
JVD = jugular venous
distention H2O (4). Estimates of cm H2 O can be con- continuous pressure on the abdomen, with an abrupt
JVP = jugular venous pressure
verted to mm Hg using the relationship 1.36 fall after the pressure is released (16). Testing for HJR
cm H 2O ¼ 1 mm Hg (5). If the internal jugular may improve detection of elevated ventricular filling
PCWP = pulmonary capillary
wedge pressure vein is difficult to appreciate, then assess- pressures because the presence of HJR, in the absence
RAP = right atrial pressure ment via the external jugular vein is accept- of isolated right ventricular systolic dysfunction,
able (6). Some practical tips for the reliably predicts PCWP >15 mm Hg (17). In a study of
examination of the JVP are listed in Table 1. 52 patients referred for cardiac transplantation eval-
JVD is common in patients admitted with decom- uation, 42% of patients had HJR, and all but 1 of these
pensated HF (7,8). Assessment of the JVP can be patients had PCWP $18 mm Hg. Additionally, there
used to estimate right atrial pressure (RAP) and was good interobserver agreement in the assessment
guide therapy (6,7,9). Cardiology faculty were more of HJR (8). In total, these findings suggest that HJR
accurate than fellows in estimating the JVP (10), thus can be useful in identifying patients with elevated
emphasizing the importance of developing clinical PCWP.
examination skills. In ESCAPE (Evaluation Study Similar to JVD, the presence of HJR indicates worse
of Congestive Heart Failure and Pulmonary Artery prognosis in patients with HF. In a post hoc analysis
Catheterization Effectiveness), a pre-specified sec- of ESCAPE, patients with persistent versus resolved
ondary objective was to assess the utility of skilled HJR on discharge had a higher risk of 6-month mor-
clinician assessment, via the H&P, of the hemody- tality (univariate odds ratio: 2.2; 95% confidence in-
namic status of patients with advanced HF (Table 2) terval: 1.2 to 3.9; p ¼ 0.012). Furthermore, those with
(11). The JVP was categorized into 3 groups (<8, 8 to 12, HJR and JVD on discharge had higher 6-month mor-
>12 mm Hg), and these H&P-guided estimates were tality compared with those with HJR alone (33.8% vs.
associated with the invasively measured RAP (area 16.7%, respectively; p ¼ 0.045) (18). Thus, evaluation
under the curve: 0.74) (7). Finally, in ESCAPE, JVD was for both JVD and HJR not only at admission but also at
1 of only 2 parameters from the clinical examination discharge provides prognostic information in patients
(the other being orthopnea $2 pillows) that was with HF.
associated with an elevated PCWP (7).
ORTHOPNEA. Orthopnea, or dyspnea when supine,
The prognostic implications of JVD have been
was associated with elevated PCWP in ESCAPE,
examined. In SOLVD (Study of Left Ventricular
whether defined as $28 mm Hg, $30 mm Hg, or $32
Dysfunction), symptomatic patients with HF with
mm Hg (7). Both orthopnea and JVD remained asso-
JVD, an S 3 gallop (third heart sound), or both, were at
ciated with PCWP $30 mm Hg independent of each
significantly increased risk of hospitalization for HF,
other in multivariable models, suggesting they pro-
composite of death or hospitalization for HF, and
vide additive information. As such, during the clinical
death from pump failure (12). In patients with
examination, we routinely assess our patients for
asymptomatic left ventricular dysfunction, both an S3
orthopnea to estimate whether their left ventricular
gallop and JVD were associated with an increased risk
filling pressures are elevated.
of development of HF and the composite endpoint of
A recent composite “orthodema” score based on
death or development of HF in multivariable models
the presence and severity of orthopnea and edema
(13). Subsequently, a propensity-matched population
has been proposed (19). An increased orthodema
of patients with and without JVD did not demonstrate
score was associated with morbidity and mortality in
an association of JVD with outcomes (14). However, in
patients with HF (19).
a more recent study of more than 2,000 patients
admitted with acute HF, JVD was associated with an RESPONSE TO VALSALVA MANEUVER. The BP
increased risk of in-hospital adverse events and response to the Valsalva maneuver also allows esti-
increased 30-day, 1-year, and 10-year all-cause mation of the PCWP. In healthy individuals, the BP
JACC: HEART FAILURE VOL. -, NO. -, 2018 Thibodeau and Drazner 3
- 2018:-–- Clinical Examination in Heart Failure
(A) Hemodynamic profiles are based on volume status and adequacy of perfusion. (B) Potential therapeutic implications of classification of
hemodynamic profiles. CI ¼ cardiac index; PCWP ¼ pulmonary capillary wedge pressure.
drops during the strain phase due to a decrease a means of noninvasively determining left ventricular
in pulmonary venous return to the left ventricle. filling pressures (22,23,27).
In contrast, in patients with elevated left-sided filling
pressure, a square-wave pattern of response is seen. BENDOPNEA. Bendopnea, as we recently defined in
The BP rises with strain and remains stably elevated an advanced HF population (28), is a symptom of
throughout the strain, returning to baseline only dyspnea that is elucidated by bending forward at the
when the strain is released. Note that there is no waist (Figure 2). Bendopnea was assessed by having
decrease in BP during the strain despite decreased the patient bend forward while sitting in a chair and
pulmonary venous return, as occurs in healthy in- touching one’s feet with one’s hands. Concurrently,
dividuals, because the left ventricle remains an examiner told the patient not to hold his or her
adequately filled given the pre-strain elevated left breath, then at 10-second intervals asked the patient
ventricular filling pressure (20,21). The square-wave if he or she was experiencing difficulty breathing.
response to the Valsalva maneuver was associated Bendopnea was considered present if dyspnea
with the invasively measured PCWP (22–26). The occurred within 30 s of bending (28). In the initial
square-wave response will not be present if there is study of 102 patients with systolic HF undergoing
isolated elevation in right ventricular filling pressure. right heart catheterization, bendopnea was present in
Devices that allow quantitative assessment of BP in a sizeable minority of patients (approximately one-
response to the Valsalva maneuver are being tested as third) and was associated with increased filling
4 Thibodeau and Drazner JACC: HEART FAILURE VOL. -, NO. -, 2018
Clinical Examination in Heart Failure - 2018:-–-
perfusion (Figure 1A). Although there are multiple these findings have limitations. In advanced chronic
useful clinical examination findings to determine an HF, patients with elevated left ventricular filling
elevated PCWP (see ”Volume status” section), there pressures may not have rales (8,35–37) because of an
are fewer reliable findings to determine a low CI. Such increase in lymphatic drainage. Indeed, in our expe-
findings include narrow pulse pressure, cool ex- rience of caring for patients with advanced HF,
tremities, a global assessment of cold made by the outside of the setting of ischemia and “flash” pul-
clinician, and possibly bendopnea. monary edema, rales are more often a reflection of a
A low pulse pressure (systolic pressure – diastolic pulmonary process (e.g., pneumonia) than of pul-
pressure) or a low proportional pulse pressure monary edema. Likewise, patients with HF may have
[(systolic pressure – diastolic pressure)/systolic clear lung fields on radiographic imaging despite
pressure] can be a marker of a low CI. In a study of having elevated filling pressures (36,38).
50 patients with chronic HF undergoing hemody- Peripheral or dependent edema may be common,
namic assessment with right heart catheterization, but it represents extravascular rather than intravas-
the proportional pulse pressure correlated well with cular volume. Edema can be the result of another
CI (r ¼ 0.82; p < 0.001) (35). However, in ESCAPE, condition, such as venous insufficiency, obesity,
proportional pulse pressure <25% had good positive lymphedema, nephrotic syndrome, or cirrhosis.
predictive values for low CI, but it was relatively Rapid accumulation of bilateral leg edema with
infrequent and was not significantly associated with associated weight gain in patients with a known his-
CI #2.2 l/min/m 2 (7). tory of HF usually does represent volume expansion,
There is even less supporting evidence for the although it occurs late in the process of decompen-
other putative clinical findings of low CI. In ESCAPE, sation. Its specificity as a sign is increased in the
the clinician’s overall assessment of a cold profile was presence of elevated JVP, but it should not be used
significantly associated with CI #2.2 l/min/m 2 alone to suggest elevated filling pressures (35).
(odds ratio: 2.97; 95% confidence interval: 1.2 to 7.1;
UTILITY OF THE
p ¼ 0.015) (7). As described in the “bendopnea”
STEVENSON CLASSIFICATION
section, bendopnea was associated not only with
elevated filling pressures but also with low CI (28).
The Stevenson profiles provide prognostic informa-
Cool extremities are consistent with poor perfusion,
tion (1,7). In a single-center observational study, the
although it is important to recognize that an exam-
admission H&P-assessed hemodynamic profile of B
iner’s perception of the temperature of the patient’s
(warm and wet) or C (cold and wet) was an indepen-
legs is dependent on whether the examiner’s own
dent risk factor for the composite endpoint of mor-
hands are warm or cold. Furthermore, we have noted
tality or urgent transplant at 1 year (1). In ESCAPE,
repeatedly that patients whose legs feel warm to the
physician assessment of discharge hemodynamic
touch can have a low CI, suggesting that this finding
profiles of wet or cold, versus profile A (warm and dry),
has low sensitivity. Indeed, in ESCAPE, sensitivity
was associated with a 50% increased risk of rehospi-
was only 20% for this finding (7).
talization or death, independent of other markers of
Overall, our clinical experience suggests that
disease severity (7). The value of serial assessment
although ventricular filling pressures can be assessed
throughout hospitalization was evident, as the
with some confidence, estimation of the CI is more
patients who were admitted wet or cold but were dis-
challenging. It is particularly important to recognize
charged in profile A did not have increased event rates
this limitation when assessing patients who are not
after discharge, while the patients at high risk were
responding favorably to therapy guided by the clin-
those who were discharged while still cold or wet.
ical examination. Specifically, a low CI should be
The Stevenson profile can also be used to guide
considered in the differential diagnosis for worsening
therapy. Occasionally, a patient is admitted to the
renal function during diuresis in a patient with
hospital with a presumed diagnosis of decompensated
decompensated HF, even if the clinical examination
HF, yet the clinical examination suggests that the pa-
suggests the patient is well perfused.
tient is compensated (profile A, warm and dry). In such
PHYSICAL EXAMINATION FINDINGS LESS cases, alternative causes of the patient’s symptoms
USEFUL IN ASSESSING HEMODYNAMICS IN HF need to be considered (e.g., in the appropriate setting,
amiodarone lung toxicity or pneumonia). The Ste-
Although pulmonary rales, pleural effusions, and venson profile can also be used to guide decision-
peripheral edema can be seen in decompensated HF, making as to whether vasodilators or inotropes
6 Thibodeau and Drazner JACC: HEART FAILURE VOL. -, NO. -, 2018
Clinical Examination in Heart Failure - 2018:-–-
F I G U R E 3 Classification of Congestion Based on Clinical Assessment of Elevated Right- or Left-Sided Filling Pressure
HJR ¼ hepatojugular reflux; JVD ¼ jugular venous distention; PCWP ¼ pulmonary capillary wedge pressure; RAP ¼ right atrial pressure.
This classification incorporates information on whether right- and/or left-sided ventricular filling pressures are estimated to be elevated. Note that both a dispro-
portionately elevated ratio of RAP to PCWP (in the setting of persistently elevated JVD) and a low CI (despite a clinical assessment that the patient is warm) are in the
differential diagnosis for worsening renal function during diuresis. CI ¼ cardiac index; HJR ¼ hepatojugular reflux; JVD ¼ jugular venous distention; PCWP ¼ pulmonary
capillary wedge pressure; RAP ¼ right atrial pressure.
worse outcome (43,46), providing preliminary sup- patients with HF. With regard to the patient’s he-
port for this classification system. A disproportion- modynamic state, the clinical examination is more
ately elevated ratio of RAP to PCWP should be in the accurate in the assessment of elevated ventricular
differential diagnosis when a patient with persis- filling pressures than in the detection of a low CI.
tently elevated JVP develops worsening renal func- Currently, elevated left ventricular filling pressures
tion during diuresis. Further investigation of the are inferred largely from clinical findings related to
characteristics and outcomes of these hemodynamic an elevated RAP. An emerging classification system
profiles is warranted. An overall approach to the characterizes patients based on whether congestion
clinical examination incorporating this approach is occurs on the right side, left side, or both. Given
shown in the Central Illustration. these considerations, in patients with decom-
pensated HF and worsening renal function during
CONCLUSIONS diuresis, a low CI (even if perceived to be well
perfused) and a right-left equalizer pattern of
The clinical examination provides information ventricular filling pressures (when JVP is persis-
regarding the hemodynamic state and prognosis of tently elevated) should be included in the
8 Thibodeau and Drazner JACC: HEART FAILURE VOL. -, NO. -, 2018
Clinical Examination in Heart Failure - 2018:-–-
versus left-sided congestion can be used to Division of Cardiology, Department of Internal Medi-
improve risk stratification and guide treatment de- cine, University of Texas Southwestern Medical Center,
cisions for patients with HF, and thereby improve 5323 Harry Hines Boulevard, Dallas, Texas 75390-9047.
outcomes. E-mail: mark.drazner@utsouthwestern.edu.
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