Unit 3
Unit 3
Unit 3
Structure
3.0 Objectives
3.1 Introduction
3.2 Nursing Theories
3.2.1 Definition of Terms
3.2.2 Basic Elements of Theory Development
3.2.3 Basic Elements of Nursing Theories
3.2.4 Characteristics of Nursing Theories
3.2.5 Importance of Theories in Nursing
3.3 Description of Selected Theories
3.3.1 Orem’s Self Care Deficit Theory
3.3.2 King’s Goal Attainment Theory
3.3.3 Roy’s Adaptation Theory
3.3.4 Peplau’s Inter-personal Theory
3.3.5 Applications of Theories in Nursing Practice
3.4 Let Us Sum Up
3.5 Key Words
3.6 Answers to Check Your Progress
3.7 Further Readings
3.0 OBJECTIVES
After going through this unit, you will be able to:
define the terms theory and nursing theory;
enumerate the basic elements of theories in Nursing;
list the characteristics of theories in Nursing;
identify the importance of theories in Nursing;
describe the selected theories in Nursing; and
explain application to nursing practice.
3.1 INTRODUCTION
In the previous unit, you have read about various health concepts, health dimensions and
models of health-illness. You have also learnt about the health indicators and health
promotion as perceived by health professionals and clients. You have seen that health and
illness are universal phenomena; yet defining these concepts is not an easy task. This unit
explains nursing theories.
Thinking about Nursing is as important as doing nursing. Those nurses who practice
nursing and who teach nursing must know the structure of the discipline of nursing. Nurses
have traditionally based nursing practice on their experiences or the way they were taught.
These methods are not necessarily based on scientific practice. Practice that is based on
theories makes it possible to derive a rationale for nursing action. Therefore, practice must
be based on a sound theoretical background. As the science of the nursing develops, nurses
will be able to accurately understand and explain the past events, and predict the future
events. Practice based on science will support the image of nursing as a discipline. Nursing
theories may be categorized based on their views. Humanistic nursing is viewed as an art
and science by Nightingale, Henderson, Abdullah and Orem. Interpersonal relationship is
stressed and addressed by Peplau, Travelbee and Erickson. Theories described by King and
Newman deal with systems. In this unit we will discuss some of the common theories that
67
are applied in the field of nursing practice, education and research.
Concepts in Nursing
3.2 NURSING THEORIES
3.2.1 Definition of Terms
a) Concept: Concepts are ideas that give meaning to our sense perceptions, permit
generalizations and tend to be stored in our memory for recall and use at later time in
new and different situations.
Concepts are said to be “empirical, inferential or abstract depending on their ability to
be observed in the real world” (George, 1990, page 2). For example, empirical
concepts refer to what we can observe directly in the real world, the pen, knife,
patients bed; whereas the inferential concepts refer to those indirectly observed as
pain, and abstract concepts are ideas that are difficult to observe either directly or
indirectly, such as stress, state of health.
Chinn and Jacobs define a concept as “a complex mental formulation of an
object, property or event, that is derived from individual perception and
experience (1983, page 200). The concepts are the basic components of theory.
b) Model: A model is an idea that explains by using symbolic and physical visualization.
Models can be used to facilitate thinking about concepts and relationship between
them or to map out the research process.
“Models are the representation of the interaction among and between the concepts
showing patterns”. (George, 1990, p.5).
Models are pictorial or diagrammatically representation of a proposition where
propositions are explained as the statements that explain relationship between
the concepts.
In the previous unit, you have seen health models. Refer to Agent-host environment
model, where the agent, host and environments are the concepts and the triad drawn
between these three concepts depicts the model of Agent-host-environment indicating
relationships between these three concepts.
George (1970) defines theories as a systematic way of looking at the world in order to
describe, explain, predict or control it.
1) Fawett 1989 defines Nursing theory as “a relatively specific and concrete set of
concepts and propositions that purports to account for or characterize phenomena of
interest to the discipline of nursing.”
2) “Nursing theory is an articulated and communicated conceptualization of invented or
discovered reality in or pertaining to nursing for the purpose of describing, explaining,
predicting or prescribsing nursing care” (Meleis 1991).
3) “Nursing theory is a set of concept, depositions and propositions that project a
systematic view of phenomena by designating specific interrelationship among
concepts for purpose of describing, explaining, predicting and/or controlling
phenomena” (Chinn and Jacob 1983).
68 1) Induction: It is a form of reasoning that moves from the specific to general. That is
one observes empirical events and generalizes from those specific events by the Nursing Theories
process of induction when basic propositions are initially established.
Example: All patients with high anxiety have shown slower recovery rate than those
with low anxiety.
Therefore:
All preoperative patients with high anxiety have shown slower recovery rate.
All postoperative patients with high anxiety have slower recovery rate.
All patients who are anxious irrespective of their diagnosis have a slower recovery
rate.
Example:
In the above example, a nurse researcher has stated two propositions that she believes
having sufficient empirical support to consider that they are true. She then deduces
that if the first two statements are true then the third will be true.
Society or
Environment
The Human
or
Individual
CORE
Nursing Health
Interrelationship of 4 concepts
Fig. 3.1: Concepts in a Nursing Theory (adopted from George J., 1900. p3)
69
Concepts in Nursing 3.2.4 Characteristics of Nursing Theories (George, 1990, p8-9)
1) Theories can interrelate concepts in such a way as to create a different way of looking
at a particular phenomenon.
2) It must be logical in nature.
3) It forms the bases for hypotheses that can be tested.
4) Theories contribute to and assist in increasing the general body of knowledge within
the discipline through the research that validates the concepts.
5) Theories can be used by practitioners to guide and improve their practice.
6) Theories must be consistent with other validated theories, laws and principles.
7) Theories should be simple, yet generalizable.
Human
or
Individual
70
Nursing Theories
3.3 DESCRIPTION OF SELECTED THEORIES
Nursing includes caring; what is caring for one person may be perceived differently by
another person. Since 1960s the nursing theorists have attempted to develop theories that
are unique to nursing.
There are, many theories that are reported in the nursing literature. For example, Learning
theory, Developmental theory, Theories of adaptation, System Theory, Social theory, and
Cultural Theory. Learning theory includes theories of conditioning, social learning and
cognitive theory. Developmental theory examines changes that occur through time, in the
physical psychological and social structures. Theories of adaptations, stress and
homeostasis examine how individuals or groups survive and function in a particular
environment. System theory is diverse in nature, focussing at times on behavioural
systems and at other times on systems of interaction and communication or adaptation
modes. Social theories examine factors that are external to individuals, such as social class,
but that affect their life chances and lifestyles, Stress theories assist the nurse in
understanding how people react to stressors, how to recognize them (nursing diagnosis) in
order to plan for appropriate nursing action. Cultural theories examine how traditional
ways of life affect the behaviour, values, beliefs, and perceptions of individuals. The
following theories will give us clear idea about the use of theory in nursing.
Self-care Deficit Oren’s Theory
Goal Attainment Imogene King’s Theory
Adaptation Sister Calista Roy’s Theory
Interpersonal Dr. Hildegard Peplau
® Self-Care
®
Self-Care
Capabilities Therapeutic
® Self Care
[Self-Care
agency] Demand
<
Self-Care
deficit
®
®
N
U Nursing
R Capabilities
S [Nursing
E agency]
Orem identified six major concepts in the self-care deficit theory of nursing. They are self-
care, therapeutic self-care demand, self-care agency, self-care deficit, nursing agency
and nursing system. She used these six concepts to express the three constituent theories of
the general theory of nursing.
The concept of self-care, self-care agency, therapeutic self care demand and self care
deficit are related to the patient or the person in need of nursing while the concepts of
nursing agency and nursing system are related to the nursing and their actions. Refer to Fig.
3.2 to examine the relationship between these concepts’ ® denotes relationship and the sign
< indicates deficit relationship.
1) Match the following theories with the name of the theorists. Enter the appropriate
alphabets from column II against the column I list.
Column I Column II
Name of theory Name of theorist
i) Self-care deficit a) Dr. Hildegardh Peplau
ii) Goal attainment b) Sr. Calista Roy
iii) Adaptation c) Dorothea Orem
iv) Interpersonal d) Imogene King
72
2) Define self care deficit. Nursing Theories
...................................................................................................................................
...................................................................................................................................
3) List the nursing actions suggested by Orem.
a) ............................................................................................................................
b) ............................................................................................................................
c) ............................................................................................................................
These assumptions have been influenced by King’s personal philosophy about human
beings and life. The conceptual framework and theory of goal attainment are based on all
overall assumption that the focus of nursing is human beings interacting with their
environment to a state of health for individuals. 73
Concepts in Nursing Nurse Patients
Her theory is based on philosophy of human beings and open system framework. The basic
assumption of King’s theory is that nurses and clients communicate information, set goals
mutually and then act to attain those goals (George, 1990, p. 204 & 208). These steps are
also basic to the nursing process.
In her theory of goal attainment King views nursing as a helping profession which is action
oriented by virtue of the interpersonal process essential in determining the activities to be
performed by nurses and patients.
Roy’s theory focuses on the concept of adaptation of man. There are five elements in her
model.
The person refers to the receipient of nursing care – individual, family or community.
The goal nursing is defined as the promotion of adaptive, responses that positively affect
health.
Nursing activities are the nursing actions that promote, adaptive responses in situations of
health and illness.
Health: Roy defines health as “a state and process of being and becoming an integrated
and whole person” (Roy, 1984, p.38)
Her concepts of nursing person, health and environment are all interrelated to this central
concept. The person continuously scans the environment for stimuli so he can respond and
ultimately adapt to it. Nursing has a unique goal to assist the person in his adaptation effort
by managing the environment. The result is an attainment of an optimum level of wellness.
As an open living system person receives inputs or stimuli from both the external
environment and the self (i.e. internal environment). The focal stimuli is the person’s
internal or external world that immediately confront the person; the contextual stimuli
refers to the person’s internal and external world that influence the situation and are
observable, measurable or subjectively reported by the person and does not include the
focal stimuli; the residual stimuli includes the characteristics of the individual that are
relevant to the situation but are difficult to measure objectively. (George (1990, pp. 382,
385, 389). According to Roy adaptation occurs when the person responds positively to
environmental changes. This adaptive response promotes the integrity of the person, which
leads to good health. Ineffective responses to stimuli leads to disruption of the integrity of
74 the person.
There are two interrelated subsystems in Roy’s model. The primary functional or control Nursing Theories
processes subsystem consists of the regulator and the cognator. Roy explains coping
mechanisms as the control process of the person as an adaptive system. She further
explains that some of the coping mechanisms are inherited or genetic, e.g. WBC in the
body defense system. Some of the mechanisms are learned such as patient himself/herself
taking an insulin injection. She further describes cognators and regulators as coping
mechanisms of a person. Regulators are subsystem and include chemical, neural,
endocrine transmitters and autonomic responses whereas cognator mechanism relates to
higher brain functions of perception, learning, judgement, etc. The secondary effectors
subsystem consists of four adaptive modes: physiological function, self-concept, role
function and interdependence. Roy views regulator and cognator as methods of coping.
Perception of the person links the regulator with the cognator. Perception is a process of
cognator. The responses following perception are feedback into both the cognator and the
regulator. The four adaptive modes of the second sybsystem in Roy’s model provide
former manifestations of cognator and regulator activity. Responses to stimuli are carried
out through these four modes. The purpose of modes is to achieve physiological,
psychological and social integrity.
Feedback
Fig. 3.4: Person as an adaptive system
Roy’s adaptation model is widely used in the field of nursing by practitioners, educators
and researchers.
b) Regulator
...................................................................................................................................
...................................................................................................................................
...................................................................................................................................
She also discussed the importance of basic human needs. She believes that needs must be
met if a healthy state is to be achieved and maintained. Health is defined as “forward
movement of personality and other ongoing human processes in the direction of creative,
constructive, productive, personal and community living. Lack of growth for whatever
reason, implies impaired health. The interacting components of health are physiological
demands and interpersonal conditions.
She believed that closeness with the therapeutic relationship builds trust, facilitate empathy,
enhances self-esteem and thus fosters growth towards healthy behaviour.
Interpersonal nursing roles have been identified by Peplau; these include the following:
1) Stranger: The role assumed by both nurse and patient when they first meet.
2) Resource person: Provider of health information to a patient who has assumed the
consumer role.
3) Teacher refers to one who imparts knowledge with the purpose of assuring the patient
as learner to grow and learn from his/her experience with the health care system.
4) Leader refers to person who carries out the process of initiation and maintains group
goals through interaction.
5) Surrogate refers to one who takes the place of another while assuming roles that have
been assigned by the patient, based on his/her significant past relationships.
6) Counsellor is the person who aids another in recognizing, facing, accepting, resolving
problems that are interfering effectively by helping the patient integrate the facts and
feelings associated with a living episode of illness into his total life experiences.
For example, Peplau described nursing roles relative to the patient’s needs and ability to
function. The unconditional mother-surrogate role related to the actually ill phased and
implied that the nurse would act in maternal nurturing way. When the patient began to feel
better, the nurse would assume a role characterized by some continuation of mother-
surrogate functions with the addition of counselling, leadership and resource person’s
activities. The later’s behaviour characterizes the shift of responsibility from nurse to the
patient. People who choose nursing as a profession often have strong needs to nurture. It is
important to be aware of this and not to let it interfere with the patient need to develop self-
care skills.
All of the theorist are concerned with nursing as a discipline that assist man to reach his
optimal health state, but differ in their descriptions as to how this is achieved. While King
spoke of meeting man’s basic needs, Peplau saw the nurses interpersonal relationship. The
nurse according to Orem, seeks to influence man’s development in achieving an optimal
level of self-care, whearas Roy viewed nursing as promoting man’s adaptive abilities.
The following schematic representation will explain how the Orem’s theory is applied in
nursing practice.
76
WHOLLY COMPENSATORY SYSTEM Nursing Theories
Accomplishes Patient
patient’s therapeutic self-care action
Nurse limited
action Compensates for
patient’s inability to engage in self-care
Performs
some self-care measures for patient
Compensates for
self-care limitations of patient
SUPPORTIVE-EDUCATIVE SYSTEM
Accomplishes self-care
Patient
Nurse Regulates the exercise and action
action development of self-care agency
Fig. 3.5: Orem’s basic nursing systems for nursing practice (Source: George, p 96)
Nurse assists her patients in meeting their basic needs through a process of action, reaction,
interaction and transaction.
Feedback
N Perception
U
R
S
E Judgement
Action Reaction
Action Reaction Interaction Transaction
C Judgement
L
I
E
N Perception
T
Feedback
Transaction is the observable activity. It can best be understood as the active participation
of both client and nurse that is directed toward achieving a mutually established goal.
77
Concepts in Nursing Check Your Progress 4
1) i) c
ii) d
iii) b
iv) a
2) Self care deficit is determined by the differences between self care needs and self care
capabilities, that is when the needs are more than the abilities of the client to perform
self care activities.
3) a) Wholly compensatory self care activities
b) Partially compensatory
c) Supportive-educative system
1) a) The focal stimuli is the person’s internal or external world that immediately
confined the person.
b) Regulator is a coping mechanism of a person which includes chemical, neural and
endocrine transmitters and autonomic responses.
2) a) Physiological function
b) Self concept
c) Role function
d) Interdependence
1) a) Induction
b) Deduction
c) Retroduction
2) a) Interrelates concepts
b) Logical in nature
c) The basis for hypothesis that can be tested
d) Contribute to and assist in increasing the general body of knowledge
3) a) Self-care
b) Therapeutic self-care demand
c) Self-care agency
d) Self-care deficit
e) Nursing agency
79
f) Nursing system
Concepts in Nursing
3.7 FURTHER READINGS
Chinn, P.L., & Jacobs, H.K. (1983), Theory and Nursing, A Systematic Approach, St.
Louis: C.V. Mosby, p. 200.
George, J. (1990), Nursing Theories: The Base for Professional Nursing Practice, Norwalk,
Connecticut: Appleton & Lange.
Kerlinger, F.N. (1986), Foundations of Behavioural Research, New York; Holt Rinehart &
Winston.
King, I.K. (1981), A Theory for Nursing: Systems, Concepts, Process, New York: Wiley.
Melevis, A.I (1985), Theoretical Nursing: Development and Progress, Philadelphia:
Lippioncolt.
Orem, D.E. (1985), Nursing: Concepts of Practice (3rd Edn.), New York: Mc Graw Hill.
80