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831158027 (Home)
Simon Montero
simon.montero@gmail.com Seasoned in Internal Controls & Audit | CPA Certified | Adept in
Forensic Auditing & SOX Controls | Proficient in SAP | Eager to
www.linkedin.com/in/simon- Explore Collaborative Opportunities for Continuous Professional
montero-27a9b333 (LinkedIn) Growth.
Dublín, Dublín, Irlanda
Aptitudes principales
Fraud Prevention Extracto
Regulatory Compliance
I am a Senior Internal Control Analyst / Internal Audit. With over 10
Big Four Accounting Firms
years of experience in auditing, forensic accounting, and internal
Languages controls, I have developed a strong expertise in analyzing and
improving the reliability, compliance, and efficiency of financial and
Portugués
operational processes across diverse companies and industries.
Inglés
Español
In my current role, I conduct financial and operational audits,
assess the internal control environment, communicate findings
and recommendations, and support special projects for senior
management. I have a proven track record of uncovering
accounting irregularities, conducting meticulous forensic audits,
and implementing and auditing SOX and COSO controls. I am also
proficient in SAP products and US tax forms preparation. I hold a
CPA certification, a Magister degree in Organizational Psychology,
and an Expert in Capital Markets credential.

I am passionate about continuous learning and professional growth,

and I seek new opportunities where I can leverage my skills and
expertise to contribute as a valuable team member. My goal is to
build a strong professional foundation where both individual and
collective performance are recognized and valued. I am also eager
to collaborate with other professionals and stakeholders, and to
embrace challenges that lead to development and success.

Experiencia
The AES Corporation
Senior Internal Control Analyst
enero de 2022 - noviembre de 2023 (1 año 11 meses)
Buenos Aires Province, Argentina

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Perform financial and operational audits and assess efficiency of the internal
control environment (reliability of internal and external reporting, compliance
with law/regulations/internal rules and fraud risk prevention).

Other activities:
• Assist in timely communication of findings and recommendations to
management, monitoring remediation of issues and performing validation
procedures
• Perform on-going program management activities. Prepare accurate,
comprehensive, and timely status reporting
• Performs special projects at the request of senior management
• Identify potential risks or inefficiencies and develop recommendations for
improvement
• Design, develop and implement a risk management test plan
• Assisting in the identification of the controls; ensuring the generation of
accurate and complete financial reports
• Documenting and evaluating entity, general computer and application
controls
• Performing walkthroughs to test control design/operating effectiveness
• Evaluating the internal control measures and procedures and report on areas
of noncompliance
• Developing creative, practical, and cost-effective recommendations for
process improvements or efficiency enhancements to company processes as
well as internal processes.

KPMG Argentina
Forensic Investigator - Assistant Manager
enero de 2020 - enero de 2022 (2 años 1 mes)
Greater Buenos Aires, Argentina

The Forensic practice delivers investigative expertise, analyzing events,

individuals, entities, and financial data to extract crucial insights addressing our
clients' mission-critical needs. In my role, I have undertaken various tasks to
contribute to this expertise, including:

• Conducting in-depth technical accounting and financial analysis, assisting

clients in analyzing and documenting complex investigative issues.
• Conducting comprehensive technical accounting research using online
resources and publicly available information. I have also played a role in
preparing reports and schedules delivered to clients and stakeholders,
fostering productive relationships with client personnel.

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• Applying my accounting, financial, and analytical skills across a range of
client situations and practice disciplines. This includes conducting detailed
reviews of financial statements and underlying accounting records, as well as
applying GAAP or local regulatory guidelines, depending on the client's country
of origin.
• Conducting investigations related to Anti-Money Laundering (AML)
Compliance and financial fraud, contributing to the safeguarding of financial
integrity.
• Providing essential support for the implementation and management of
operational best practices.
• Taking the lead on various project scopes, including but not limited to
Operations & Maintenance, Helpdesk Operations, and Financial Operations,
ensuring successful outcomes.

American Express
Compliance Specialist
julio de 2019 - enero de 2020 (7 meses)
Greater Buenos Aires, Argentina

Supervision of compliance alerts across various business lines within the

company (corporate, consumer, and merchant), as well as the analysis of
alerts stemming from OFAC, Dow Jones, and World Bank blacklists. Review of
documentation for new PEPs (Politically Exposed Persons), as well as reviews
of files and processes for active PEP accounts within the company.

Analysis of suspicious transactions by the company's clients and quality

control over these transactions. Quality assurance analysis of procedures
carried out in Mexico and the USA for the LAC region (Latin America and the
Caribbean), along with support for the development of AML control points on a
global scale.

PwC Argentina
Supervisor - Internal Audit/Risk Assurance
julio de 2018 - marzo de 2019 (9 meses)
Capital federal

My experience in PwC has encompassed a wide spectrum of responsibilities,

this includes strategic audit planning for diverse clients and a rigorous
verification of compliance with Internal Control Systems in alignment with
SOX, COSO, and COBIT standards. I've also played a pivotal role in process
reengineering efforts, focusing on enhancing efficiency across various client
cycles. My commitment to operational excellence is evident in implementing

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and strengthening processes, incorporating compensatory and corrective
controls to proactively prevent exceptions within the framework of SOX
auditing under IFRS and US GAAP standards. I've conducted thorough
validations of accounting standards, policies, and procedures across
different clients in Argentina, Latin America, and the US. Additionally, I've
been responsible for reviewing and approving workpapers prepared by my
team, assessing applicable standards and procedures for various audited
companies, and actively collaborating within cross-functional teams with
supervisors and business unit managers on a global scale. My leadership has
driven effective team management to achieve annual departmental objectives,
with a strong emphasis on delivering high-performance results and operational
efficiency

Chevron
Accounting Analyst - Credit and Receivables
noviembre de 2015 - julio de 2018 (2 años 9 meses)
Argentina

- Development of annual forecasts for the credit department, with a focus on

identifying deviations in collaboration with the control and planning department.
- Proficient SAP User in Fi-CO (PC1 and PC2).
- Design and implementation of financial controls within the management to
mitigate exposure and - unforeseen risks in the credit process.
- Execution of accounting entries in SAP related to taxes, provisions,
allocations, taxes, and financial-accounting adjustments.
- Conduct financial and equity account reconciliations, as well as
reconciliations for check, ACH, and EFT payments, ensuring the integrity of the
company's financial data.
- Development and oversight of SOX and COSO compliance in daily activities
and reporting to HQ.
- Creation and updating of operational manuals for the management,
incorporating various inspection criteria and performance tracking for
operational processes

EY
Ssr. Internal Audit Analyst - EO TAX - GSS & GTH (International
Taxes)
diciembre de 2013 - noviembre de 2015 (2 años)
Argentina

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Perform internal audit procedures, including risk assessment, testing of
controls, substantive testing, and data analysis, to evaluate the effectiveness
of clients' internal controls and financial reporting.
Prepare comprehensive workpapers and audit reports detailing findings,
recommendations, and observations. Communicate audit results to senior
team members and clients, assisting in the development of actionable
solutions.
Stay updated with relevant accounting standards, regulations, and industry
best practices. Ensure clients' compliance with accounting standards, laws,
and regulations by identifying potential compliance risks during audits.
Work effectively as part of a larger audit team, providing support to senior
auditors and managers.
Mentor and assist junior staff members in their professional development while
contributing to the overall success of the audit engagement.

Grant Thornton LLP

Auditor de EEFF
octubre de 2013 - diciembre de 2013 (3 meses)
In this role, I specialized in banking audit, focusing on the evaluation of
financial statements prepared in accordance with international standards.
I diligently monitored COSO indicators and conducted comprehensive
assessments of internal controls at branch levels. My responsibilities extended
to internal audit and management control functions spanning various areas
within banking institutions. I meticulously measured the effectiveness of actual
and sub-actual management practices employed by our clients and conducted
thorough assessments of controls and procedures. My role also involved
mapping controls, considering general risk factors, and quantifying operational
risks that had a direct impact on management processes. Through these
responsibilities, I contributed to the enhancement of the overall efficiency and
integrity of banking operations.

Hidrobolivar, C.A
Auditor
agosto de 2011 - junio de 2013 (1 año 11 meses)
Puerto Ordaz, Venezuela

Auditoria a todas las dependencias de la empresa, a fin de verificar la

legalidad, confiabilidad, y exactitud de la información generada del control
de gestión de acuerdo a las metas, planes, programas o proyectos trazados,
así como el cumplimiento de las disposiciones legales, reglamentarias,
normativas internas y demás disposiciones establecidas según las

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necesidades a las que diera lugar dentro del contexto del funcionamiento
operativo y administrativo de la empresa.

Audit all units of the company, to verify the legality, reliability, and accuracy
of the information generated management control according to the goals,
plans, programs or projects outlined, and compliance with laws, regulations,
internal regulations and other provisions as needed for compliance matter in
the context of the operational and administrative functioning of the company.

RIMSOFT CONSULTORES, C.A

Auditor Interno I
febrero de 2009 - julio de 2011 (2 años 6 meses)
As a Internal Audit Analyst, I took charge of organizing, planning, directing,
executing, and supervising activities within the realm of internal auditing. My
responsibilities encompassed both guided and independent assessments,
with the objective of ascertaining the reliability and appropriateness of
the organization's Internal Control System. I diligently ensured adherence
to established procedures and proposed measures for fortification and
enhancement as needed. Additionally, I scrutinized resource allocation and
utilization while conducting in-depth investigations into instances of misuse.
My role also involved approving programs and guidelines for the execution of
tasks within the Internal Audit Unit. In this capacity, I played a pivotal role in
bolstering the integrity and effectiveness of the organization's internal control
mechanisms.

Buenaventura Computers, C.A

Auxiliar Contable
marzo de 2006 - enero de 2009 (2 años 11 meses)
In my role as an Accounting Analyst, I successfully managed the end-to-end
accounts payable process, covering both local and international suppliers. My
responsibilities included the preparation of detailed supplier accounts reports
and conducting thorough reconciliations to ensure accuracy.

I also took charge of payroll administration, issuing statements to suppliers,

and performing reconciliations to maintain financial accuracy. Additionally,
I played a key role in preparing comprehensive accounts payable reports,
meticulously reviewing invoices in relation to merchandise inventory.

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Bank reconciliation was another vital aspect of my responsibilities, focusing
on critical accounts. I diligently reviewed and adjusted any outstanding items
within the reconciliations to maintain financial integrity.

Moreover, I actively contributed to the preparation of monthly financial

statements and various tax forms, ensuring compliance with all financial
regulations. My daily activities involved continuous monitoring of cash flow,
utilizing bank data, and conducting financial projections for the upcoming
month under normal simulated parameters. In this capacity, I played a vital
role in upholding the financial accuracy and regulatory compliance of the
organization as an Accounting Analyst.

Educación
Universidad de Belgrano
Magister, Organizational Psychology - Organizational Analysis and
Management · (2020 - 2021)

Universidad de Oriente (VE)

CPA - Certified Public Accountant · (2005 - 2009)

Instituto Argentino de Mercado de Capitales

Experto en Mercado de Capitales, Capital Markets Expert · (2018 - 2018)

Weston College
Forensic Accounting, Forensic Accounting / Forensic Audit / Money laundering
Prevention · (2010 - 2010)

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