AMIT KUMAR MISHRA

 +91-8709217223
 toamit.ca@gmail.com

 Profile
Accomplished professional specializing in internal audit and operations, with a strong focus on risk assurance and the establishment of effective internal
control frameworks. Adept at identifying and evaluating risks while driving operational efficiency and ensuring compliance with industry regulations. Proven
track record in leading cross-functional teams and executing comprehensive audits that yield actionable insights to mitigate risks and enhance business
processes. Committed to promoting a culture of accountability, integrity, and continuous improvement, with a strategic mindset that aligns risk management
initiatives with organizational goals.

KEY SKILLS

Internal Controls Management Operational Effectiveness

Risk Assessment and Mitigation Audit Recommendations Implementation
SOX Compliance Testing Financial Controls Assessment
Audit Planning and Execution Compliance Testing and Reviews
Stakeholder Collaboration Procurement Process Audits
Regulatory Compliance Inventory Management Optimization
Risk Management Frameworks Client Risk Management Advisory

 Employment History

Manager - Risk & Internal Controls, Pepsico GCC

August, 2023 - Present
Leading FP&A and HR GCC internal controls to enhance compliance and operational effectiveness through risk assessments and control improvements.
Performing SOX controls testing for regulatory compliance and preparing reports with findings and recommendations for senior management.
Managing over 5,000 DTPs to ensure accuracy and efficiency, while monitoring control metrics for trends and improvement opportunities.
Developing and delivering internal control training and facilitating onboarding sessions for new joiners on compliance procedures.
Collaborating with stakeholders in the USA and Europe to integrate control measures into system enhancements and initiatives.
Designing and implementing risk management frameworks to identify, assess, and mitigate risks across various business functions.
Conducting regular internal audits to evaluate the effectiveness of internal controls and compliance with organizational policies and regulatory
requirements.
Developing risk assessment methodologies and tools to streamline the evaluation process for new projects and operational changes.
Analyzing and reporting on risk exposure and internal control effectiveness to senior management, highlighting key issues and recommendations.
Establishing a risk culture within the organization through effective communication of risk management policies and practices to all employees.

Deputy Manager - Management Audit, Mahindra Logistics Limited

April, 2021 - August, 2023
Executed audit assignments according to the audit calendar and assisted the reporting manager (AGM) in fraud investigations.
Managed special assignments as per CFO requirements and resolved audit observations from the Central Audit Team.
Developed and implemented audit plans that align with organizational goals, ensuring comprehensive coverage of critical areas.
Conducted risk assessments to identify key areas of concern and prioritize audit activities based on potential impact.
Collaborated with cross-functional teams to ensure that audit recommendations are effectively communicated and implemented.
Performed internal control evaluations to assess the effectiveness and efficiency of operations, recommending enhancements where necessary.
Monitored compliance with regulatory requirements and internal policies, ensuring that audit practices align with industry standards.

Consultant - Internal Audit & Financial Advisory, Protiviti Global

December, 2020 - March, 2021
Oversaw client ILIN and assessed supply chain operations, concentrating on route optimization, eway bill management, capacity utilization, and dispatch
scheduling.
Performed internal financial controls assessments to measure effectiveness and reduce risks while ensuring adherence to compliance standards.
Analyzed transporter performance metrics and ensured consistency in contractual clauses with transport partners.
Assessed sales and marketing workflows, including 3-way reconciliations between sales, delivery, invoicing, budget evaluation, and customer master data
management.
Conducted comprehensive internal audits to assess compliance with policies, regulations, and best practices, providing actionable recommendations.
Developed and implemented audit programs tailored to specific client needs, ensuring alignment with industry standards and regulatory requirements.
Assisted clients in risk assessment and management strategies, identifying key risks and recommending mitigation plans to enhance organizational
resilience.

Senior Executive - Risk Assurance & MIS, SS Kothari Mehta & Co.
June, 2018 - December, 2020
MARRIOTT SUKHUMVIT, Bangkok
 Part of a 3-member audit team focused on procurement processes, stores management, food & beverages, and fixed assets, ensuring compliance with
Marriott’s global SOPs.
Assessed the effectiveness of inventory management practices and recommended improvements to optimize stock levels and reduce waste.
Conducted compliance testing on vendor contracts and service agreements to ensure adherence to Marriott’s procurement policies.
Analyzed financial statements related to food and beverage operations to identify trends and areas for cost reduction.

PSIPL
Conducted compliance reviews of various labor acts (ESIC, PF, PT, MW, POCSO, CL&RA) and audited gratuity and bonus benefits for a staff of over 12,000.
Performed IFC testing on controls related to unclaimed wages, statutory dues, labor statutes, time records, and timely payment of statutory dues.
Developed audit checklists and frameworks to streamline compliance reviews, ensuring thorough and consistent evaluations.
Provided training sessions for staff on compliance with labor laws and internal policies, fostering a culture of accountability.

SHREE SHUBHAM LOGISTICS (KALPATARU GROUP COMPANY)

Led audits in Procure-to-Pay processes, indirect costs, collateral management, and operational compliance with SEBI, conducting process reviews at Dawat
and Batra Rice Mills.
Reviewed internal financial controls and their effectiveness.
Evaluated the efficiency of the Procure-to-Pay cycle to identify bottlenecks and recommend process enhancements.
Conducted site inspections and operational audits at logistics facilities to ensure compliance with safety and regulatory standards.

BURGER KING INDIA PRIVATE LTD

Conducted a comprehensive marketing review of ATL and BTL activities, including media spends, mall branding, and local store marketing.

Risk Assurance Associate, PwC India

September, 2017 - March, 2018
Managed Ultratech Cement by reviewing Finance & Accounts and Outbound Logistics across three manufacturing units: Aditya Cement Works, Dadri
Cement Works, and Birla White Cement (Katni).
Analyzed and monitored the Sales and Marketing division of UTCL-RMC at a pan-India level, focusing on performance and strategy.
Evaluated input and output consumption patterns against the Bill of Materials (BOM) for UTCL-RMC divisions across India.
Developed and implemented internal controls to enhance compliance and reduce risk exposure within the Finance & Accounts and Logistics divisions.
Performed compliance audits to ensure adherence to regulatory requirements and internal policies, improving overall governance.
Facilitated workshops and training sessions for employees on risk management practices and compliance requirements to enhance awareness and
accountability.
Collaborated with cross-functional teams to assess risk implications of new projects and initiatives within the Sales and Marketing divisions.

Audit Assitant, CA Asutosh & Pankaj

October, 2012 - July, 2016
AIR INDIA
Led a team of 6 associates in conducting internal audits, reviewing Procure-to-Pay processes, warranty claims with Boeing, and fuel and oil expenses.
Conducted transaction audits during the ERP transition from Oracle to SAP and performed finance audits on bills made to IATA according to airline
agreements.

AIR INDIA – SATS

Independently executed financial, P2P, and operations audits at Delhi and Hyderabad airports, reviewing agreements with carriers and the billing process.
Prepared cash flow statements to ensure accurate financial reporting.

DONGYANG CONSTRUCTIONS INDIA PVT LTD

Conducted construction site visits and process audits for Dongyang Construction covering the period from 2013 to 2016.

SKIDPL
Led a team of 3 associates in internal audits for the period of 2013 to 2016, ensuring compliance and operational efficiency.

GSMS & CSCSC

Performed internal audits for Gopal Sharma Memorial School and Chandrabhan Sharma College for the financial years 2013-2014 and 2014-2015.

ACHIEVEMENTS :
Successfully summited Roopkund at an altitude of 15,700 feet and Kuari Pass at an altitude of 12,516 feet, demonstrating determination and physical
endurance.

 Education

Professional Degree in CA IPCC

The Institute of Chartered Accountant of India, 2014

Bachelor degree in Commerce

University of Mumbai, 2013
 12th, Central Board of Secondary Education, 2010

 Languages
    
English
    
Hindi

 Skills
    
Microsoft Office - (Microsoft Word, Excel, PowerPoint, Outlook)
   
SAP, R-Smart, RAMCO, Oracle

 Interest and Hobbies

Travelling, Reading, Writing

 Extracurricular Activities
Represented the school in both junior and senior categories at inter-school football tournaments, showcasing teamwork and athletic skill.

Basic Details

Gender Male
Relationship Single