Friedman 2019
Friedman 2019
Friedman 2019
By Joseph H. Friedman, MD, FAAN, FANA C O N T I N U UM A U D I O
I NT E R V I E W A V A I L AB L E
ONLINE
ABSTRACT VIDEO CONTENT
PURPOSE OF REVIEW: This
article reviews the history, nosology, clinical A V AI L A B L E O N L I N E
T
Institutes of Health.
he first antipsychotic drug, chlorpromazine, was introduced in France
in 1952 and in the United States in 1954. Acute and subacute motor UNLABELED USE OF
side effects were recognized early, but the first report of a tardive PRODUCTS/INVESTIGATIONAL
USE DISCLOSURE:
syndrome was first published in 1957.1,2 More cases came to light, and Dr Friedman discusses the
the condition, initially thought rare or nonexistent, was recognized as unlabeled/investigational use of
a significant problem.1,2 The term tardive dyskinesia, referring to the late onset, α-methyl-para-tyrosine,
botulinum toxin, clozapine,
was coined in 1964 and caught on.3 deep brain stimulation,
The reasons for doubting that a tardive syndrome was the result of a drug reserpine, and tetrabenazine for
the treatment of tardive
effect were much more understandable at the time than they seem in
syndromes.
retrospect. A wide spectrum of abnormal movements had been associated with
psychiatric disorders by psychiatrists of the early 20th century,4 raising the question
of whether the movements were part of the disease. In that era, little clarity for © 2019 American Academy
diagnoses existed, and a large percentage of people in psychiatric asylums had of Neurology.
CONTINUUMJOURNAL.COM 1081
tertiary syphilis and other disorders, including forms of autism and other behavioral
disorders that could be associated with movement disorders.5 The second
observation was that the purported side effects, usually oral-buccal-lingual
dyskinesias, improved when the offending drug dose was increased and worsened
when the drug was decreased. These observations conflicted with canonical
thinking about drug side effects, which assumed that higher doses of a drug
that causes a side effect should result in more, not fewer, side effects. A third
observation was the variable nature of the movements, the variable time to
onset, and the lack of an apparent dose-effect relationship. It should be noted that
the relationship between drugs and tardive disorders rests on epidemiology, as
no mechanism has yet been elucidated (refer to the following section on
pathophysiology).
CLINICAL ASPECTS
The tardive syndromes may include overlapping signs, but there are often very
clear discriminating features that allow for distinct categorization. The signs,
symptoms, and nosology are important because treatments may be different for
each tardive syndrome.
Nosology
The term tardive dyskinesia is commonly used in two ways. It is often used
as an umbrella term to include all the tardive syndromes as well as the
most commonly recognized syndrome, oral-buccal-lingual dyskinesia. In this
article the term tardive syndrome6 will be used as the inclusive umbrella term,
and tardive dyskinesia will refer to the various choreoathetoid or stereotypic
movements, including oral-buccal-lingual dyskinesias. The American Psychiatric
Association’s Diagnostic and Statistical Manual of Mental Disorders, Fifth
Edition (DSM-5) defines tardive dyskinesia as: “involuntary athetoid or
choreiform movements (lasting at least a few weeks)… developing in association
with the use of a neuroleptic medication for at least a few months. Symptoms
may develop after a shorter period of medication use in older persons.”7 It
is a modification of the definition from the Diagnostic and Statistical Manual
of Mental Disorders, Fourth Edition, Text Revision (DSM-IV-TR), which
required continuous exposure to a neuroleptic for at least 3 months for those
younger than 60 years of age and continuous exposure for 1 month or more
for those older than 60 years of age, and the movement disorder needed
to develop either while the patient was on the drug or within 4 weeks of
stopping it. Rare cases caused by much shorter exposure have been described.8
The diagnoses of tardive dystonia and tardive akathisia are also listed in
the DSM-5.
Although some authors have embraced the idea that drugs that do not
block dopamine receptors may also cause clinical syndromes identical to a tardive
syndrome, this is uncertain.9 Almost all cases of tardive syndromes have occurred
in patients who developed symptoms after another psychoactive drug was added
to a dopamine receptor–blocking drug, in patients who had a history of dopamine
receptor–blocking drug use, or in patients whose history had not specifically
excluded exposure to dopamine receptor–blocking drugs. In many cases, the
movement disorder lasted only a brief time after the non–dopamine receptor–
blocking drug was discontinued and therefore did not meet clinical criteria for a
tardive syndrome. In a review of this topic, D’Abreu and colleagues9 asserted
CONTINUUMJOURNAL.COM 1083
CASE 9-1 A 77-year-old man presented for a neurologic evaluation for symptoms
of parkinsonism consisting of resting tremor, soft speech, slower
movements, and imbalance. He had been taking aripiprazole 5 mg/d for
3 years for bipolar disorder. It was the only neuroleptic he had ever taken.
A previous trial off aripiprazole had lasted only 2 weeks because of
worsened depression. His tremors had improved during that time.
His initial neurologic examination was normal aside from parkinsonism,
manifest by masked facial expression, resting tremor, bradykinesia,
and typical gait. He had a Unified Parkinson’s Disease Rating Scale,
part III, score of 36 and a Hoehn and Yahr stage of 2.5. His Abnormal
Involuntary Movement Scale (AIMS) score was 0. A dopamine transporter
scan was normal.
Aripiprazole was discontinued 11 days before his next follow-up
4 months later. Off his neuroleptic, his AIMS score was 4 but he was not
bothered by his symptoms.
Eight months later he returned for follow-up (VIDEO 9-1, links.lww.com/
CONT/A362). He and his wife reported that involuntary mouth
movements had worsened 1 month prior. The patient had continuous
chewing movements and tongue writhing. His jaw moved up and down
but also laterally. His lips appeared to not be involved but because of the
continuous tongue movements, it was difficult to be certain. The rest of
his face was not involved. He had stereotypic rubbing movements of his
fingers and dyskinetic movements of both legs, left greater than right.
The mouth movements were unlikely to be due to his being edentulous
because he was not rubbing his gums together and had the other
movements that are typical of oral, buccal, and lingual tardive dyskinesia.
His AIMS score was 13 with a severity rating of 4 (severe), and his Unified
Parkinson’s Disease Rating Scale motor score was 13.
COMMENT Several weeks after aripiprazole was stopped, this patient’s parkinsonism
improved but involuntary movements in his mouth developed. He was
edentulous, which may have contributed to the movements. The
emergence of a tardive syndrome when the offending drug is stopped is
not uncommon. When evaluating any patient on a neuroleptic, the
physician must evaluate both for parkinsonism and for a tardive syndrome.
Any patient on a neuroleptic is supposed to have an AIMS evaluation on a
regular basis, but the possibility of a tardive syndrome being masked by the
neuroleptic must always be kept in mind. It is also important to recognize
that second-generation antipsychotics may cause both parkinsonism and
tardive syndrome.
The patient was not treated for the movements because of medical and
psychiatric issues so the “natural history” of the disorder (ie, 19 months off
dopamine-blocking drugs) was evident, with improved parkinsonism and
minimal change in the tardive syndrome.
This patient was treated with tetrabenazine before the drugs approved by COMMENT
the US Food and Drug Administration (FDA) were available. Tetrabenazine
was initially very helpful but required a high dose, which eventually caused
severe parkinsonism. As her parkinsonism lessened, with the reduction in
tetrabenazine then the trials of deutetrabenazine and valbenazine, her
tardive dyskinesia reemerged. Having failed all three drugs, she was
referred for globus pallidus internus deep brain stimulation.
CONTINUUMJOURNAL.COM 1085
TARDIVE TICS. Vocal and motor tics may mimic Tourette syndrome. Unlike
Tourette syndrome, the syndrome of tardive tics is late in onset and develops
only after chronic exposure to dopamine receptor–blocking drugs. It is rare, and
at least one case with coprolalia has been reported (CASE 9-4).
CASE 9-3 A 45-year-old woman was intially referred for evaluation of severe
restlessness. She had been diagnosed with schizoaffective disorder at
age 30 and was treated with several first-generation antipsychotic drugs,
including haloperidol, chlorpromazine, thioridazine, and others. She
reported being extremely uncomfortable due to her restlessness and
could not keep from moving. She denied feeling anxious. She stated that
this had been present for about 4 years. It did not vary significantly during
the day, but resolved during sleep. She denied paresthesia or abnormal
sensations in her legs. Her husband did not report leg movements during
sleep. Although her antipsychotics had been altered during that time, her
movements had persisted. She had not improved with benztropine or
amantadine. She had no history of thyroid disease, substance abuse, or
medical problems. Her psychotic symptoms were controlled but she felt
helpless and depressed.
At the time of her initial neurologic evaluation, she was taking
haloperidol 2 mg/d and nortriptyline 100 mg/d. Other than the findings
shown in the video (VIDEO 9-4, links.lww.com/CONT/A365), her neurologic
examination was normal except for mild oral, buccal, and lingual
dyskinesias. She did not have parkinsonian signs.
She was diagnosed with akathisia. At the time of her initial evaluation,
the only drugs available to treat this were reserpine and α-methyl-para-
tyrosine. Tetrabenazine and its derivatives were not then available. It was
recommended that she be treated with clozapine once it became available
6 years later, which replaced her haloperidol. Her akathisia resolved
completely when the haloperidol was replaced by the clozapine, but the
dyskinetic mouth movements were unchanged.
VIDEO 9-5 (links.lww.com/CONT/A366) shows the same patient on
follow-up 33 years later. She has continuous writhing movements of her
tongue as well as continuous lip and jaw movements.
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CASE 9-4 A 61-year-old woman with schizoaffective disorder was referred for
management of a movement disorder. She was unaware of her
movements, which her family noticed only within the past year. Once
pointed out to her, they did not bother or concern her. She did not
think that they attracted attention.
She had been treated with neuroleptics for 13 years, including
haloperidol, perphenazine, risperidone, aripiprazole, ziprasidone, and
brexpiprazole and was currently taking lurasidone. She liked being on
lurasidone because it controlled her auditory hallucinations and made
her feel better than she had on any of the other antipsychotics. She and
her family denied her having tics as a child and she had no family
history of tics or other movement disorders. She did not have
compulsive behaviors. Her identical twin had no tics or other
movement disorders. She had no history of other neurologic problems.
She was treated for hypertension, hypothyroidism, and increased
cholesterol. Her thyroid hormone levels had been therapeutic. Her
medications included lurasidone 40 mg/d.
Her neurologic examination showed mild parkinsonism, with mild facial
masking, a mildly stooped posture, and absent arm swing; her tics
manifested by sudden extension or flexion of either knee while sitting
VIDEO 9-7 (links.lww.com/CONT/A368), and she exhibited facial tics.
COMMENT This patient’s movements were tics. They primarily involved her legs, right
more than left. She also had facial tics, more commonly seen on the right,
affecting both the upper and lower face. It is unusual that she did not
perceive the movements, as most tics are associated with an urge to move.
Her lack of concern for attracting attention may reflect her social isolation,
her psychiatric disorder, or her personality. The standard approach to
treating the tardive tics would be replace her lurasidone with quetiapine
and then treat the tics with either valbenazine or deutetrabenazine. If the
quetiapine did not adequately control her psychotic symptoms, then
clozapine would be instituted. However, both drugs are associated with
weight gain, which was a major concern for this patient. She spontaneously
remarked how happy she had been on lurasidone, in contrast to the many
drugs she’s failed, and was very reluctant to change. In addition, she was
not aware of her movements, other than for being told about them, and did
not care about them. Since the natural history of these movements was
unknown, and may not worsen, the recommendation was to not alter
medications and simply follow her. Her movements, had they been
bothersome, could have been treated by adding valbenazine or
deutetrabenazine to her regimen of lurasidone.
Tardive dyskinesia Choreoathetoid or stereotypic movements, which can affect any body part, but most
commonly the oral, buccal, lingual region
Tardive dystonia Dystonia, a sustained, involuntary muscle contraction, often writhing in nature, producing
an abnormal posture; this may cause torticollis, blepharospasm, jaw opening or closing
dystonia, or affect other body parts
Tardive akathisia An uncomfortable feeling of restlessness causing movements such as marching in place,
pacing, rocking in place while seated, and rubbing hands
Pseudoakathisia Overlaps with or may be considered stereotypy: patients are in constant motion as if
restless but deny the feeling of restlessness
Tardive stereotypy Repetitive, purposeless movements, such as rocking, crossing legs, rubbing hands when
not feeling restless
Tardive tremor and tardive A debated syndrome since many authorities believe that cases reported as tardive tremor
parkinsonism or tardive parkinsonism really had essential tremor or idiopathic Parkinson disease.
Tardive pain A pain disorder associated with one of the above disorders that is not directly caused by
the movements themselves
Tardive myoclonus Myoclonic lightninglike jerk affecting isolated muscles causing an obvious limb or trunk
jerk or vocalization
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Tardive Dyskinesia
◆ Idiopathic oral facial dyskinesias of the elderly
◆ Stereotypic chewing in the edentulous
◆ Stereotypies in patients with autism
◆ Teeth, gum, tongue, mouth disorders (loose dentures)
◆ Chorea (inherited, metabolic, inflammatory, structural)
◆ Drug toxicity (eg, phenytoin, lithium)
◆ Levodopa-induced dyskinesias in a patient with Parkinson disease
◆ Psychogenic
◆ Tics
Tardive Stereotypies
◆ Behaviors unrelated to drugs
◆ Sensory neuropathies (“piano playing fingers”)
◆ Tactile hallucinations
◆ Anxiety
◆ Obsessive-compulsive disorder
◆ Tics
Tardive Akathisia
◆ Anxiety
◆ Drug withdrawal/drug intoxication
◆ Psychotic/other psychogenic internal stimuli
◆ Chorea
Tardive Dystonia
◆ Inherited or brain injury
◆ Peripheral injury
◆ Psychogenic
◆ Presenting feature of Parkinson disease or other neurodegenerative disorder
Tardive Myoclonus
◆ Tics
◆ Toxic or metabolic disorders
Tardive Tics
◆ Tourette syndrome
a
This table lists disorders that may be confused with the tardive syndromes.
Evaluation
The Abnormal Involuntary Movement Scale (AIMS) has become the standard
evaluation tool for tardive syndrome studies. The AIMS is focused on
choreoathetoid movements and stereotypies. It does not capture akathisia,
which is usually measured with the Barnes Akathisia Rating Scale.18 The
usual clinical research criteria for diagnosing tardive dyskinesia are the
Schooler-Kane19 criteria, which require scores of 2 (mild) or greater in at
least two body parts or one score of 3 (moderate) or greater in one body part,
while meeting the contemporary DSM-5 criteria for onset and duration.
TABLE 9-2 lists the differential diagnosis of the tardive syndromes.
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PATHOPHYSIOLOGY
The pathophysiology of tardive syndrome is unknown. The most “popular” and
clearly the most heuristically appealing theory of tardive syndrome is the dopamine
receptor supersensitivity, or “up-regulation” theory.8,11,26 The hypothesis presumes
that, in some patients, long-term exposure to dopamine receptor–blocking drugs
causes an increase in D2 receptors or in their sensitivity. This is based largely on the
observation that dopamine receptor–blocking drugs or drugs that reduce dopamine
stimulation reduce the movements. The theory is further supported by rodent
studies showing that dopamine receptor–blocking drugs do cause receptor
hypersensitivity, but human studies have produced mixed results,27,28 and
long-term exposure of dopamine receptor–blocking drugs in rodents also do not
support this hypothesis. Alternative hypotheses include structural changes in the
synapse26,29 or the presynaptic dopamine-secreting neuron29 due to direct toxic
effects of the drugs, or indirectly via oxidative stress, genetic anomalies affecting
dopamine receptors, and alterations of RNA production affecting other
neurotransmitters induced by dopamine receptor–blocking drugs.
The synaptic plasticity hypothesis rests on the observation that synapses in the
human neocortex are altered by dopamine receptor–blocking drugs, as well as
in the striatum of rodents, and that abnormal plasticity is found in animal models
of hyperkinetic human disorders.26 The theory posits that the movements are
generated by abnormal signal processing.
Another hypothesis proposes that dopamine receptor–blocking drugs cause a loss
of dopamine-secreting cells in the substantia nigra, which, in turn, causes
“denervation supersensitivity and tardive dyskinesia.”30 However, data on loss of
neurons in the human substantia nigra in patients on chronic antipsychotics are
conflicting.31,32 An oxidative stress theory proposes an increase in hydrogen
peroxide and free radicals as a result of increased dopamine turnover resulting from
dopamine receptor blockade. Many human genetic studies reveal correlations
between tardive syndromes and a large number of dopamine, serotonin, and other
neurotransmitter receptors, suggesting the possibility that the genetics of a number
of different neuroreceptor subtypes may explain both the risk of developing a
syndrome and the type and severity of the disorder. Animal studies have revealed
changes in gene expression in the brains after chronic dopamine receptor–blocking
drug exposure, raising a question as to whether this may occur in humans as well.
EPIDEMIOLOGY
In American nursing homes, 20% of residents take antipsychotics. In addition,
some neuroleptics are also approved in the United States for treating depression
and are among the best-selling drugs in the country. As the elderly are at greatest
risk for the development of a tardive syndrome, having a fivefold greater risk
than younger patients,33 it is likely that many instances of tardive dyskinesia go
unnoticed in nursing homes.
The development of second-generation antipsychotics was thought to herald
the beginning of the end of tardive syndromes. Clozapine, the first “atypical”
antipsychotic, has not been linked to a tardive disorder except when there has
RISK FACTORS
Most reports on risk factors for tardive syndromes have not been confirmed.
Older age as a risk factor has the most support. In cohorts of older versus
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younger patients exposed to neuroleptics for the same period of time, the older
patients are more likely to develop a tardive syndrome. Other cited factors are
not so reliable. Presumed racial differences may be explained by different
prescribing and diagnosing patterns. African Americans are thought to have a
higher risk than white Americans, but this is confounded by the observation that
African Americans generally received higher doses of antipsychotics, and racial
distinctions may not be scientifically accurate. It could also be argued that this
higher dosing might actually mask the syndrome, reducing the perceived risk. A
history of early-onset extrapyramidal side effects such as acute dystonic
reactions, akathisia, or parkinsonism has been suggested but not confirmed as
risk factors for later onset of a tardive syndrome. Brain damage has also been
suggested as a risk factor, but this is a difficult risk factor to quantify. The
presence of an affective disorder has been proposed to increase the risk. Female
gender, duration of antipsychotic use, dose of the antipsychotic, dementia,
diabetes mellitus, HIV infection, intellectual disability, brain damage, and
anticholinergic use all have soft support for being risk factors.40
TREATMENT
Anticholinergic drugs were commonly used when neuroleptics were initiated
to reduce the acute extrapyramidal side effects, particularly acute dystonic
reactions, and they were effective for this purpose. They were also commonly
used to treat parkinsonian side effects, with much less clear benefit. This
common use was expanded so that they have frequently been used to treat
tardive syndromes, particularly dyskinetic ones, although no evidence
supports their utility, and it is likely that they worsen the tardive syndromes,
as anticholinergic drugs worsen choreic movements in general; additionally,
for patients with oral, buccal, lingual movements, the dry mouth caused by
anticholinergics increases the discomfort and the movements themselves.
Only two treatments approved by the US Food and Drug Administration
(FDA) exist for tardive syndromes: valbenazine and deutetrabenazine, both
of which are tetrabenazine-related drugs. They are similar to the previous
standard therapies, reserpine, tetrabenazine, and α-methyl-para-tyrosine,
in that they reduce dopamine stimulation. They, like tetrabenazine, are
selective vesicular monoamine transporter inhibitors type 2, which reduce the
incorporation of dopamine (as well as histamine, serotonin, and norepinephrine)
into vesicles, hence reducing dopamine stimulation. Deutetrabenazine has a
deuterated hydrogen atom, while valbenazine is a prodrug of the most active isomer
of tetrabenazine, both of which have significantly longer serum half-lives than
tetrabenazine, leading to a more sustained pharmacokinetic profile, possibly
explaining their much reduced side effects, avoiding depression and parkinsonism41
in particular. Unfortunately, these two drugs cost between $65,000 and $100,000
each year.
Four Class I trials of both drugs41 have shown significant reductions in
AIMS scores, the primary outcome variable, and no depression or parkinsonism
within the 6 to 12 week study and open-label extensions. The studies did not
distinguish the various types of tardive syndromes, however. The drugs
probably are more effective for dyskinesias, stereotypies, and akathisia than
dystonia or myoclonus. Interestingly, patients were less impressed by their
improvement than the blinded raters. These drugs have not been compared head
to head either with each other or with the older remedies.
CONTINUUMJOURNAL.COM 1095
focal tardive dystonias, and deep brain stimulation, generally targeting the
globus pallidus internus segment, for uncontrolled dyskinesias and dystonia.
CONCLUSION
Tardive dyskinesia reduces quality of life and remains a major public health
issue.44 Second-generation antipsychotics have not been shown to decrease the
risk of tardive syndromes, and their increasing use for nonpsychotic indications
is likely to increase the prevalence. Our understanding of tardive syndrome
pathophysiology is not significantly better than it was decades ago. Two bright
spots have been the emergence of effective and safe symptomatic treatment for
tardive syndrome and the possibility that antipsychotic drugs that do not involve
dopamine are being developed.45 Meanwhile, there is a continued need for
vigilance in our use of dopamine receptor–blocking drugs and a need for
better treatments.
VIDEO LEGENDS
VIDEO 9-1 VIDEO 9-5
Tardive dyskinesia and stereotypy. Video Classic tardive dyskinesia. Video shows a
shows the 78-year-old man discussed in CASE 9-1 78-year-old woman with symptoms of classic
exhibiting involuntary mouth movements indicative tardive dyskinesia, involving oral, buccal, and lingual
of tardive dyskinesia and stereotypy. Exposure to a movements. She is the same patient discussed in
second-generation antipsychotic drug at usual CASE 9-3, 33 years later. She has continuous writhing
doses may result in tardive syndromes in a patient movements of her tongue as well as continuous lip
with no risk factors other than age. and jaw movements.
http://links.lww.com/CONT/A362 http://links.lww.com/CONT/A366
© 2019 American Academy of Neurology. © 2019 American Academy of Neurology.
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