03 OpenWasteBurningDoka2017
03 OpenWasteBurningDoka2017
Technical report
Zurich, September 2017
Gabor Doka
Doka Life Cycle Assessments, Zurich
LCI model of open burning 2
Title picture Burning waste on a landfill in Peru in March 2012, by Alex Proimos. Creative Commons under
https://commons.wikimedia.org/wiki/File:Environmental_Disaster_(6983486731).jpg (9 Jul 2017)
Disclaimer The information contained in this report were carefully elaborated and compiled by the author according to best
knowledge and available data. Due to the broad scope of the task and the inherently variable nature of the
subject, errors or deviations cannot be excluded. For this reason the information contained in this report is
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Significant digits Figures in this report often feature several digits. This is not to imply that all the shown digits are really
significant or that the data displayed is very precise. Showing several digits helps to minimise the avoidable
accumulation of rounding mistakes along the chain of calculations performed here, and in possible future
studies referring to this data.
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Suggested citation: Doka G. (2017) A model for waste-specific life cycle inventories of open burning of waste. Doka Life Cycle
Assessments, Zurich, Switzerland. Available at http://www.doka.ch/publications.htm
LCI model of open burning 3
Contents
1 Introduction..........................................................................................................4
3 Waste composition..............................................................................................5
4 Particulate emissions..........................................................................................6
8 References .........................................................................................................15
LCI model of open burning 1. Introduction 4
1 Introduction
The LCA waste incineration model in Doka (2003-II, 2013) is based on modern waste incinerator
plants in Switzerland and Germany, with extensive flue gas purification. Here a process inventory
model for open burning of waste is presented. As with the previous instalments, the model focuses on
the emission of pollutants from specific waste materials. This model can be used to obtain emission
figures for specific waste materials when they are burned in the open without any kind of flue gas
cleaning. A first model of open burning was already developed in (Doka 2000).
The present tool was developed 2016–2017 by Gabor Doka in a project for Sustainable Recycling
Industries SRI, financed by the Swiss State Secretariat for Economic Affairs SECO, commissioned by
the Swiss Federal Laboratories for Materials Science and Technology EMPA, mandated by the
ecoinvent Association. The reports were reviewed by Ivan Muñoz of 2.-0 LCA consultants.
2 Basic concept
The present model for open, uncontrolled burning is conceptually based on a previous model
elaborated for controlled municipal incineration. The municipal waste incineration model in Doka
(2003-II, 2013) basically calculates waste-specific emissions by applying transfer coefficients for
chemical elements to the content of those elements in a specific waste material. The elemental waste
composition describes the input to the plant and the transfer coefficients describe the behaviour of
elements in the plant. In very basic terms this can be formulated in the following way:
Waste input Element × Transfer Coefficient Element,Output = Emission Element,Output
A distinction is made in the incineration model between burnable and unburnable waste. This concept
is also applied for the open burning model. Unburnable materials are assumed to go to the solid
residue, while burnable materials can also lead to air emissions. For the user of the model it is
therefore important to keep unburnable and burnable materials separate. The model allows for
inventories of mixtures of unburnable and burnable materials. The functional unit is always 1 kg waste
input.
A modern waste incinerator has several output streams, each of which are described with a set of
transfer coefficients. The outputs in the municipal incinerator model are bottom ash, boiler ash, ESP
ash, scrubber sludge, water emissions, and air emissions. Scrubber sludge and water emissions
contains the pollutants removed from flue gas by scrubber columns. For the open burning model the
transfer coefficients are reduced to two outputs: emissions to air and emissions to solid residues (Fig.
2.1). The transfer coefficients to air are obtained by summing up the transfer coefficients for scrubber
sludge, water emissions, and air emissions. These are the streams that would remain airborne without
scrubbers. The transfer coefficients to residues are the remaining transfer coefficients for bottom ash,
boiler ash, and ESP ash. These are the streams that will sink to the ground after incineration. Transfer
coefficients for burnable materials in open burning are shown in Tab. 7.1 on page 14.
Some recyclable metals might be separated from the residues. No further treatment is assumed after
recycling: the remaining residues stay on site and are inventoried as emissions to soil. The user can
choose if this shall be industrial soil (default) or agricultural soil (for agricultural biomass burning).
The air emissions are inventoried unfiltered and unchanged. From the non-gaseous compounds in the
flue gas a figure for total particulate mass is calculated. From this, waste-specific emissions are
derived for three particulate matter classes (PM>10; PM2.5-10; PM<2.5). The heavy metals and other
LCI model of open burning 3. Waste composition 5
Fig. 2.1 Flows and boundaries for the open burning process
3 Waste composition
3.1 Waste-specifity and burnability
The open burning model is waste-specific, which means that the elemental waste composition to a
large degree influences the inventoried emissions. Waste compositions should be divided into
burnable and unburnable parts by the user, since they have distinctly different behaviour. For instance
electronic waste should be divided into burnable parts (mostly plastics) and unburnable parts (bulk
metals, bulk minerals, ceramics, glasses etc.). Chemical elements contained in a burnable matrix, for
instance copper traces in plastics, belong to the burnable material and shall not be classified by the
user as being unburnable. A borderline case may be thin layers of unburnable material on burnable
materials. Here the user has to decide which fate seems most likely, or devise a burnable/unburnable
mixture.
LCI model of open burning 4. Particulate emissions 6
Fig. 3.1 Roasting of printed wiring boards over an open fire in Guiyu, China. Credit: Step Initiative /
EMPA Source: http://ewasteguide.info/images/4333
Sometimes open burning employs some assistant fuels, e.g. roasting of printed wiring boards on open
coal stoves. If the emissions of the fuel are to be included in the inventory, two methods can be
employed:
1) Two separate inventories are created for the waste and the assistant fuel.
2) Waste and fuel are defined as a mixture of materials and inventoried in one inventory.
In either case the elemental composition of the fuel must be specified. Also if the fuel is commercial
(e.g. coal, fuel wood) and not a waste itself, its upstream production chain should be included by
adding an appropriate fuel supply input in the inventory.
4 Particulate emissions
A waste-specific figure for total particulate mass emitted to air is derived from the waste-specific
masses transferred to air. For each element an oxidation and an according weight increase is assumed.
LCI model of open burning 5. Incomplete combustion products 7
The oxides of following elements emitted to air are summed up to obtain total particulate mass:
phosphor, boron, chlorine, bromine, fluorine, iodine, silver, arsenic, barium, cadmium, cobalt,
chromium, copper, mercury, manganese, molybdenum, nickel, lead, antimony, selenium, tin,
vanadium, zinc, beryllium, scandium, strontium, titanium, thallium, tungsten, silicon, iron, calcium,
aluminium, potassium, magnesium, and sodium. For example for average municipal waste this yields
a total particulate mass of 6500 mg/kg waste, which is close to a value found in literature (7300 mg/kg
in World Bank 2008).
Ecoinvent requires inventory of particulate mass in three size classes. Information in (Downard et al.
2015) on particulate emissions in open burning of tires is used there to obtain a particulate profile:
PM>10: 20.0w%
PM2.5-10: 28.0w%
PM<2.5: 52.0w%
This tentative profile is applied to the waste-specific amount of total particulate mass.
Tab. 5.1 Geometric mean of literature survey of emission factors for open burning of municipal waste
1
Gullett et al 2000, Costner 2006 , UNEP 2005, EPA 1992, Gullett and Touati 2003, Lemieux 2002, Leung et al 2006, Doka
2000, Lemieux et al. 2003, World Bank 2008, Downard et al. 2015, IPCC 2006-5
LCI model of open burning 5. Incomplete combustion products 8
5.3.1 Dioxin
Dioxin to air
Gullett et al. (2000) performed open burning tests on various municipal waste mixtures and found that
their total chlorine content is a fair predictor for emissions of dioxin, regardless of the forms of
chlorine.
Chlorine content in Dioxin emission
burnt mixture factor
mg/kg ng TEQ /kg waste
MSW baseline 2'000 71
MSW with 0% PVC 2'000 14
MSW with 1% PVC 8'000 201
MSW with 7.5% PVC 47'000 4916
MSW with 7% CaCl2 added 46'752 734
These measurements are used here to derive a power-law regression formula to coarsely estimate
waste specific dioxin generations based on chlorine content:
where,
Odioxin,air Output of dioxin in flue gas, in [ng/kg waste]
! ICl Input of chlorine in waste, in [mg/kg waste]
Please note that this formula is only valid for uncontrolled open burning. In proper incinerators
temperatures are higher, dioxin formation is lower and generally less dependent on chlorine content,
but more on incinerator design (Doka 2003-II:44).
In an LCA framework the dioxin emissions show not to be very relevant when compared to other
pollutants. For this reason the coarse estimations of dioxin emissions made here – including neglecting
to heed the exact form of chlorine – are of little overall importance. By comparison, emissions of
benzene from open burning are about five orders of magnitude more damaging than dioxin emissions,
or particulate emissions are about nine orders of magnitude more damaging than dioxin emissions
(weighted with ReCiPe'08 HA). Dioxin emissions are therefore inventoried only for completeness, but
they will likely not be relevant, but this depends on the applied Impact Assessment method.
LCI model of open burning 5. Incomplete combustion products 10
Dioxin in residues
Costner (2006) lists ranges of dioxin releases from open burning of municipal waste to air and to solid
residues. For a medium MSW composition average dioxin emissions to air are approximately 3.6
larger than average dioxin emissions to residues. This relation is used here to estimate dioxins in
residues (ultimately to soil) from the emissions of dioxins to air derived above.
Odioxin,air
Odioxin,residue = 3.6
Eq. 5.2
where,
Odioxin,residue Output of dioxin in solid residues, in [ng/kg waste]
! Odioxin,air Output of dioxin in flue gas, in [ng/kg waste]
for this is that the used waste material has a properly defined share of biogenic carbon in the waste
definition, cf. Calculation Manual, point 148.
Additionally in the tools of the current project also carbonaceous emissions like benzene or dioxins
receive adjusted properties, according to (2) above. E.g. the benzene emission associated with burning
paper will have its fossil carbon content property set to zero, while the benzene emission associated
with burning common plastic will receive a zero biogenic carbon content property. This is calculated
automatically from waste input properties and transfer coefficients. For the open burning model
following procedures are employed.
Share of non-fossil carbon in air emissions is derived from the mass of non-fossil carbon in the
burnable waste fraction(s) over total carbon in the burnable waste fraction(s), see Eq. 5.3. The
denominator is the sum of all carbon present in burnable waste fraction(s) and is calculated from
carbon content and the burnability flag of the employed waste fraction(s). The numerator is the sum of
all non-fossil carbon in the burnable waste fraction(s) and is calculated from carbon content, share of
non-fossil carbon and the burnability flag of the employed waste fraction(s). If a chosen waste
composition does not contain any carbon, a default share of 60.7% non-fossil carbon is used for
carbonaceous air emissions (see chapter 5.3 'Organic carbon compounds' on page 9).
$ ' $ '
%bair = && # f i " mC ,i " Bi " %bi )) && # f i " mC ,i " Bi ))
Eq. 5.3 % fraction i ( % fraction i (
where,
%bair Fraction of non-fossil, biogenic carbon in air emissions, [weight-%]
! fi Share of fraction i in selected waste (mixture), [weight-%]
mC,i Mass of all carbon in fraction i, [kg carbon/ kg wet waste]
Bi Indicator of burnability of fraction i, [0 or 1]
%bi share of biogenic carbon in fraction i, [weight-%]
Soil emissions derive from the ash residues of open burning. In the model these residues have two
sources: inert, unburnable waste materials which are assumed to go directly to ash, and the parts of
burnable waste which end up in ash according to the transfer coefficients. Also here the share of non-
fossil carbon is calculated by relating the sum mass of all non-fossil carbon ending up in residues to
the total mass of carbon in residues is calculated. Either is calculated from waste composition, the
burnability flag of the waste fraction(s) and the transfer coefficient for carbon into residues of 0.5%
(cf. Tab. 7.1 on page 14). If a chosen waste composition does not contain any carbon, a default share
of 30.32% non-fossil carbon is used for soil emissions, based on average municipal waste.
% ( % (
(
%bsoil = '' $ f i " mC,i " Bi " TKC + (1 # Bi ) " %bi ** ) ( )
'' $ f i " mC ,i " Bi " TKC + (1 # Bi ) **
Eq. 5.4 & fraction i ) & fraction i )
where,
%bsoil Fraction of non-fossil, biogenic carbon in soil emissions, [weight-%]
!
fi Share of fraction i in selected waste (mixture), [weight-%]
mC,i Mass of all carbon in fraction i, [kg carbon/ kg wet waste]
Bi Indicator of burnability of fraction i, [0 or 1]
TKC Transfer coefficient for carbon to soil in burnable materials, = 0.5%
%bi share of biogenic carbon in fraction i, [weight-%]
LCI model of open burning 6. Modelling parameters 12
Note that the term (Bi · TKC + (1-Bi)) is equal to TKC for burnable mateials (when Bi is 1) and equals 1
for unburnable materials (when Bi is 0).
6 Modelling parameters
The model includes several parameters which characterise the open burning process. These are
informations that are more associated with a certain site or location, than a particular waste material.
6.1 Geography code
The open burning model is geographically independent, apart from the user-defined waste input
composition which can be dependent on location. The geographic code will be incorporated in the
Ecospold2 inventory.
2
This figure is part of the waste material definition and refers to the make-up of the material, and not to its treatment.
LCI model of open burning 7. Annex A: Transfer Coefficients 13
devalued items cannot be recycled. If the recycling rate is set for instance at 70% it means that in this
case 0.35 gram of copper metal will be separated from residues (=0.5 g · 70%). The emissions to soil
will be corrected by this amount.
The user can define recycling rates for iron, aluminium and copper. For other recyclables see chapter
3.3 'Recycled materials' on page 6.
where,
GSDTK Geometric standard deviation of the transfer coefficient
mTK Mean value of transfer coefficient, in [kg/kg]
N constant
In (Doka 2003) the value for N was chosen so that the GSD2 value for the smallest mTK values (metals
to air) are 200%. I.e. at most the confidence interval for the transfer coefficient is assumed to stretch
from double to half of the mean value. This resulted in a value for N of -0.022.
For open burning it is assumed that due to burn condition heterogeneities the transfer coefficients tend
to be even more uncertain than in controlled municipal incineration. The value of N is decreased to
-0.0546, which results in maximal GSD2 values of 300%, i.e. for small transfer coefficients the
confidence interval stretches from one third to thrice the mean value. As always, for emissions the
uncertainty of transfer coefficients is combined with the uncertainties of waste composition.
LCI model of open burning 7. Annex A: Transfer Coefficients 14
Tab. 7.1 Mean transfer coefficients for elements in burnable materials (rounded to 5 digits)
8 References
Web addresses indicate the source of electronic documents. The subsequent (date in brackets) refers to the date of retrieval.
Costner 2006 Costner P (2006) Update of Dioxin Emission Factors for Forest Fires, Grassland and Moor Fires, Open
Burning of Agricultural Residues, Open Burning of Domestic Waste, Landfills and Dump Fires.
International POPs Elimination Network, 15 November 2006
Doka 2000 Doka G (2000) Ökoinventar der Entsorgungsprozesse von Baumaterialien - Grundlagen zur Integration der
Entsorgung in Ökobilanzen von Gebäuden. Doka Ökobilanzen, Zürich. IEA CBS Annex 31: Energy
Related Environmental Impact of Buildings. Swiss Federal Office for Energy (Bundesamt für Energie).
Februar 2000
Doka 2003-II Doka G (2003) Life Cycle Inventories of Waste Treatment Services, part II: waste incineration. ecoinvent
report No. 13, part III. Swiss Centre for Life Cycle Inventories, Dübendorf, 2003.
http://www.doka.ch/13_II_WasteIncineration.pdf
Doka 2003-III Doka G (2003) Life Cycle Inventories of Waste Treatment Services, part III: Landfills - Underground
Deposits - Landfarming. ecoinvent report No. 13, part III. Swiss Centre for Life Cycle Inventories,
Dübendorf, 2003. http://www.doka.ch/13_III_Landfills.pdf
Doka 2013 Doka G. (2013) Updates to Life Cycle Inventories of Waste Treatment Services - part II: waste incineration.
Doka Life Cycle Assessments, Zurich, 2013. Available at
http://www.doka.ch/ecoinventMSWIupdateLCI2013.pdf
Downard et al. 2015 Downard J, Singh A, Bullard R, Jayarathne T, Rathnayake CM, Simmons DL, Wels BR, Spak SN, Peters T,
Beardsley D, Stanier CO, Stone EA (2015) Uncontrolled combustion of shredded tires in a landfill - Part 1:
Characterization of gaseous and particulate emissions. Atmospheric Environment 104 (2015) p. 195-204
EPA 1992 Emission Factor Documentation For AP-42 Section 2.4, Open Burning. U.S. Environmental Protection
Agency 1992
Gullett and Touati 2003 Gullett, B.K. and Touati, A. (2003). PCDD/F emissions from forest fire simulations, Atmospheric
Environment 37, p. 803-13.
Gullett et al 2000 Gullett, B. K. , P. Lemieux, C . Winterrowd, D . Winters. 2000. PC DD/F Emissions from Uncontrolled,
Domestic Waste Burning. Presented at Dioxin ’00, 20th International Symposium on Halogenated and
Environmental Organic Pollutants & POPs, held Aug 13-17 at Monterey, CA. Corrected revision of short
paper in Organohalogen Compounds 46: 193-196.
IPCC 2006-5 Guendehou GHS, Koch M, Hockstad L, Pipatti R, Yamada M (2006) 2006 IPCC Guidelines for National
Greenhouse Gas Inventories, Volume 5 Waste, Chapter 5: Incineration and Open Burning of Waste.
Intergovernmental Panel on Climate Change (IPCC). http://www.ipcc-
nggip.iges.or.jp/public/2006gl/pdf/5_Volume5/V5_5_Ch5_IOB.pdf (26 Aug 2010)
Lemieux 2002 Lemieux P (2002) Emissions of Organic Air Toxics from Open Burning. Prepared for United States
Environmental Protection Agency Office of Research and Development Washington, DC, EPA-600/R-02-
076, October 2002. http://nepis.epa.gov/Adobe/PDF/P1001G31.pdf
Lemieux et al. 2003 Paul M. Lemieux , Brian K. Gullett , Christopher C. Lutes , Chris K. Winterrowd & Dwain L. Winters
(2003) Variables Affecting Emissions of PCDD/Fs from Uncontrolled Combustion of Household Waste in
Barrels, Journal of the Air & Waste Management Association, 53:5, 523-531
Leung et al 2006 Leung A, Cai ZW, Wong MH (2006) Environmental contamination from electronic waste recycling at
Guiyu, southeast China. J Mater Cycles Waste Manag (2006) 8:21–33
UNEP 2005 cited in p74 Amoyaw-Osei Y, Agyekum OO, Pwamang JA, Mueller E, Fasko R, Schluep M (2011) Ghana
e-Waste Country Assessment. Ghana e-Waste Country Assessment, SBC e-Waste Africa Project.
"Standardized Toolkit for Identification and Quantification of Dioxin and Furan Release" (UNEP
Chemicals 2005, Edition 2.1)
World Bank 2008 Global Study for Purpose of Global World Bank Guidance Development - Solid Waste Management
Holistic Decision Modeling. Final Report. World Bank. Japan Country-Tied Fund, submitted by Nippon
Koei Co., Ltd., June 2008