The Stoic Art of Living
The Stoic Art of Living
The Stoic Art of Living
When people today mention “philosophy as a way of life”, they will most often be thinking of the
Stoics. As we have seen, the publication of this and other studies on this theme coincide with a
These communities are united by their agreement that Stoic philosophy is something to be lived,
The Stoic school (also known as the “Stoa” or “the porch”) was founded in late 4th century BCE
by Zeno of Kition (modern-day Larnaka in Cyprus). As Diogenes Laertius relays the foundation
story, Zeno had been a merchant who lost all his goods in a shipwreck near Athens. Zeno is
supposed to have made his way to the Athenian agora, where he picked up and began reading a
copy of Xenophon’s Memorabilia of Socrates. “Where can I find a man like this?”, he asked, and the
bookseller pointed him to the Cynic Crates. Zeno followed Crates for nearly a decade, before
breaking away to found the Stoic school, named after the Stoa Poikilê (Painted Stoa), where Zeno
would give his lectures to the public and discuss the philosophy.1 Yet what is known as late or
simply “Roman Stoicism” is that which is today best known.2 This is due almost entirely to the
vicissitudes surrounding the survival and transmission of the ancient texts. The Roman Imperial
period from the first to second century CE gives us four key figures, some or all of whose writings
have survived, unlike their Hellenistic predecessors’: Musonius Rufus, Seneca the Younger, the
this time, there was no formal Stoic school in Rome, although Musonius carried out lectures for a
time, some of which survive. Epictetus’ school in Nikopolis seems to have been one of only a few
in the wider Roman imperium. Stoic philosophers (like philosophers from the other Hellenistic
and classical schools) were instead often housed by leading Romans as philosophical advisors or,
The relationship between these Roman Stoics and the Hellenistic founders of the School is the
subject of continuing debate. One predominant image sees the Roman Stoics’ emphasis on ethics,
as against theoretical physics and logic, as reflecting the Romans’ hard-minded practicality, in
contrast to the more talkative, theoretically minded Greeks. Yet this image is disputed, in particular
by Ilsetraut Hadot, who notes that the doxographic record contains references to Roman-era Stoic
texts of physics.4 Epictetus’ Discourses make it clear that, however much he criticised the idea that
knowing Chrysippus’ logic could be sufficient for a Stoic, he also accorded this study an important
place in his curriculum.5 Seneca wrote a work on Natural Questions, and we shall see how Marcus
There is considerable ancient evidence attesting to the fact that all the Stoics followed Socrates
(chapter 1) in defining philosophy as a business of both erga and logoi. The second century sceptic,
Sextus Empiricus, who preserves a large number of Stoic passages, thus records that for the
Stoics—he does not specify any particular period—philosophy is a technê peri ton bion or “art of
living”:
3 Ilsetraut Hadot, Sénèque: direction spirituelle et pratique de la philosophie (Paris: Librairie Philosophique J. Vrin, 2014).
4 Ilsetraut Hadot, Sénèque 132-140, 184-191. Compare Brad Inwood, The Importance of Form in Seneca’s Philosophical Letters, in R
Morello, and A.D. Morrison eds.. Ancient letters: Classical and Late Antique Epistolography (Oxford: OUP, 2007), 137.
5Disc. II.23.44; I.4.4–14; cf. Disc. III.21; Epictetus, Encheiridion, sec. 49.
6 On the other hand, the same doxographic records suggest that amongst Chrysippus’ extraordinary literary production, there
were texts on practical philosophy like a Therapeutikon (On Therapy), and texts on consolation. The Hellenistics, as we might say,
seem already to have been Roman, at least insofar as an emphasis on philosophy as involving both discourses and a manner of
living in accordance with those discourses is concerned.
3
the Stoics say straight out that practical wisdom (phronêsis), which is knowledge of things
which are good and bad and neither, is an art relating to life (technê peri ton bion), and that
those who have gained this are the only ones who are beautiful, the only ones who are rich,
Seneca in the first century CE tells us that philosophy “tells us how to live, not how to talk”8, and
distinguishes it as a guide for life.9 As John Sellars notes, a century later, Epictetus provided a
Philosophy does not promise to secure anything external for man, otherwise it would be
admitting something that lies beyond its proper subject matter. For just as wood is the
material of the carpenter, bronze that of the statuary, so each individual’s own life (o bios
autou ekastou) is the material of the art of living (tês peri bion technês ).10
Diogenes Laertius, the doxographer of late antiquity (c. 3rd century CE), can be read as suggesting
that the Hellenistic Stoics distinguished between philosophy itself, which they likened to a living
organism, and “philosophical discourse” or the “theories of the philosophers”, which they divided
under the three headers of logic, physics and ethics.11 Indeed, as René Brouwer has examined in
The Stoic Sage, both of the extant Stoic definitions of wisdom stress that what is at stake is not
simply a body of systematic, true beliefs concerning “things both human and divine.”12 Wisdom
will also involve a “fitting expertise (technê)” whose goal is either “the virtues”, in a passage reported
by the first century CE Platonist Plutarch; or in pseudo-Galen’s History of Philosophy, “the best life
7 Sextus Empiricus Adv. math. 11.170 (= SVF 3.598); trans. Bett modified.
8 Ep. 20.2.
9 Ep. 16.1.
10 Epictetus Diss. 1.15.2; see John Sellars, Art of Living: The Stoics on the Nature and Function of Philosophy. (Aldershot: Ashgate, 2003),
22.
11 DL II 39-40. Pierre Hadot ventures this reading in Pierre Hadot “La Philosophie Antique: une Éthique ou une Pratique?”, in
Études de Philosophie Ancienne (France: Éditions des Belles Lettres), 207-232, at 220-221.
12“The Stoics said that [i] wisdom is knowledge of human and divine matters, and [ii] philosophy exercise of fitting expertise; [iii]
the single and supremely fitting expertise is excellence, [iv] and excellences at their most general are three: in nature, in behaviour,
in reasoning.” Plutarch, Placita, SVF 2.35, LS 26 A, FDS 15; Sextus Empiricus, at Against the Professors 9.125 ( SVF 2.1017); René
Brouwer, The Stoic Sage: the Early Stoics on Wisdom, Sagehood and Socrates (Cambridge: CUP, 2014), 8.
4
for human beings.”13 Philosophy, we are told, remarkably, is the “exercise” of this technê aiming at
Philosophy then is the exercise (askêsis) of the technê of the best life for human beings which is
wisdom. It will involve the training of a person’s psyche, both to acquire a systematic understanding
of the world, and to embody that knowledge in their course of their lives. The large Stoic literature
devoted to thinking through the attributes of the Sophos or Sapiens, the wise man, makes sense
against the background of these larger conceptions of philosophy [9].15 For the Stoics, as for the
other schools, the sage was the embodiment of wisdom itself. As such, he was the superlative
possessor of all the virtues and crafts useful for human beings. To imagine what he would say,
think, and do was to make vividly present, in personified form, the goal of philosophy. This goal,
Zeno had famously defined as “the life in harmony with nature”16 characterised by a certain “good
flow” of experiences.17 It is in this light also that the philosophical works bequeathed to us by the
great Roman Stoics, with their emphasis on the philosophical exercises, can be understood as in
no way a falling away from the Hellenistic Stoics’ theoretical understandings. They involve instead
We will turn to these Roman Stoics presently, but first we must look at the specifically Socratic
13 “Others defined philosophy as the exercise of fitting expertise of the best life for human beings, saying that philosophy is
exercise, and calling wisdom fitting expertise, which is also a cognition of human and divine matters.” Ps.-Galen, On the History of
Philosophy, at 5, 602.19–3.2 Diels: at Brouwer, Stoic Sage, 47.
14 Loc cit. Again, the Stoics’ understandings of the technai themselves all point to these arts, as Socrates had suggested, involving
both systematic, applicable understandings of their objects, as well as a transformed hexis in the psyche of the technician. Such a
definition would need to be applied to the fitting techne of philosophy as well. The craftsperson knows more about her subject
than non-experts. Also, her mind, which for the Stoics remains a physical body, is differently shaped or conditioned by having
and exercising that knowledge. Indeed, a further definition of the technai attributed to Zeno defines an art as “a system of
cognitions unified by training (σύστημα έκ καταλήψεων συγγεγυμνασμένων …) towards some useful end in life.” Olympiodorus,
Commentary on the Gorgias 12.1 (SVF 1.73, FDS 392, LS 42. At Brouwer, Stoic Sage, 51.
15 See Julia Annas, “The Sage in Ancient Philosophy,” in Anthropine Sophia, edited by F. Alesse and others, volume in memory of
Gabriele Giannantoni (Naples, Bibliopolis 2008); and Pierre Hadot, “La Figure du Sage dans L’Antiquité Gréco-Latine”, in Études
de Philosophie Antique (Paris: Les Belles Lettres, 2010), 233-258; and Brouwer, Stoic Sage, ch. 2. But see sec. 5 below.
16 DLVII.86.
17Stobaeus, 2.77.
5
2. The Socratic lineage: dialectic, the emotions, and the sufficiency of virtue
According to Epictetus, “God counselled Socrates to undertake the office of refutation (elenktikēn);
Diogenes, that of reproving men in a kingly manner (basilikēn kai epiplēktikēn); Zeno, that of
doctrinal instruction …”18 Epictetus’ assignment of a principal place to Socrates in his genealogy
of Stoicism, alongside Diogenes and Zeno, is representative of a larger Stoic endoxa. Socrates is
numbered in some Stoic texts as one of the few sages, and the early Stoics identified themselves
as “Sokratikoi”.19 To understand the key Stoic debts to Socrates is then to approach the heart of
On one hand, the Stoics greatly admired Socrates’ personal conduct, in particular his fearlessness
in the face of death. Socrates’ refusal to compromise on his philosophical principles, demonstrated
in his defiant conduct at his trial, then his equanimity before drinking the hemlock, set up a
paradigm for later Stoic conceptions of the good death. Thus, for instance, we are told that Cato
the Younger had been reading Plato’s Phaedo before going to his death.20 A century later, Seneca’
own death at the hands of Nero seems to have been consciously modelled on the atopos Greek
Yet, secondly, as in Epictetus’ assessment above, the Stoics were also legatees to Socrates’
conception of the role of dialectic and reasoning in shaping the good life. As Epictetus explains:
“Socrates knew that, if a rational soul be moved by anything, the scale must turn, whether it will
or no. Show the governing faculty of reason a contradiction, and it will renounce it; but until you
have shown it, rather blame yourself than him who remains unconvinced.”22 For the Stoics as for
18 Disc, II 21 18-20.
19 See Sellars, Art of Living, 72.
20 Plutarch, “Life of Cato the Younger”, in Lives of the Eminent Greeks and Romans, 69-71.
21 Tacitus, Annals XV, 60-64; see James Ker, Deaths of Seneca (Oxford: Oxford Scholarship, 2009).
22 Disc. II 26.
6
concealed self-contradiction:
Every error implies a contradiction; for, since he who errs does not wish to err, but to be
in the right, it is evident, that he acts contrary to his wish. What does a thief desire to attain?
His own interest. If, then, thieving be really against his interest he acts contrary to his own
desire.23
While denying the metaphysical grounds of the Platonic conception of anamnêsis, the Stoics
maintained that people are each endowed by nature with correct starting points or
“preconceptions” (prolêpseis, emphytos ennoia24) about good and bad, the advantageous, the virtues,
etc.: “[f]or which of us does not admit, that good is advantageous and eligible, and in all cases to
be pursued and followed? Who does not admit that justice is fair and becoming?” 25 It follows
that, as A. A. Long has expressed it, “whoever has a false moral belief will always have at the same
time true moral beliefs entailing the negation of the false belief.”26 To live philosophically, then,
for the Stoics, involves a fundamental Socratic commitment to the examination of one’s various
opinions. It also entails a willingness to let go of those opinions that are shown to contradict the
better-founded beliefs that Stoic philosophical discourse aimed to codify. Epictetus, as ever,
condenses the thought powerfully, by way of an analogy with the Socrates of the Apology:
Just as Socrates used to say we should not live an unexamined life, so we should not accept
an unexamined impression (anazetaton phantasian), but should say: ‘Wait, let me see who you
are and where you are coming from … Do you have your guarantee from nature, which
23 Disc. II 26.1-2.
24 Disc. III.12.15.
25 Disc 1.22.1-2; cf. 4.1.44-5; cf. A. A. Long, Epictetus: A Stoic and Socratic Guide to Life (Oxford: Oxford University Press, 2002), 25-
26.
26 Long, Epictetus, 82.
27 Disc. III.12.15.
7
This work of the examination of one’s beliefs is what Pierre Hadot has called the “discipline of
logic” (see section 3.4 below). In the pedagogical analogies which Diogenes Laertius tells us that
the Stoics used to explain the interdependency of the different parts of philosophy, it is certainly
significant that “logic” is depicted as the sinews and bones of the organism; or else the shell
encompassing the egg, or as the wall encompassing the field or city of the whole.28 In each analogy,
logic shapes the very structure of this whole. The full ethical force of the Socratic discipline of
logic however rests upon the Stoics’ “cognitivist” or “intellectualist” account of the emotions, to
use later modern terms.29 For the Stoics as for the Epicureans, what people think about the world
and themselves is decisively important in understanding the causes of suffering. “Men are not
disturbed by things which happen (ta pragmata), but by the opinions (dogmata) about the things,”
Epictetus’ Encheiridion states aphoristically.30 The emotions, according to the Stoics, embody
specific kinds of pathogenic opinions about the world, and about what we imperatively need in
order to be happy. Stoic tabulations of the passions (pathê), as in Cicero’s Tusculan Disputations IV,
6-7 hence reduce the entire range of human emotions to just four headers. These are divided
according to whether the things that people suppose to be beneficial or harmful to them, and as
Figure 1: Stoic emotions, from Cicero, Tusculan Disputations, book IV, 6-7.
These pathê are to be extirpated, for the Stoics, not simply moderated. The reason is that, in each
case, the shaping belief of the emotion is demonstrably false. Each emotional response reflects an
evaluative claim: that we imperatively need the things in question, say to avoid someone, or to
possess something. This evaluation justifies the directive impulse that the emotion gives body to:
that it is “appropriate” (kathêkon) for us to respond with anger, or with tears, frustration, envy,
desire, etc. But if it can be philosophically demonstrated that we do not need the things in
question, it follows that the tendency of a person to remain subject to the corresponding emotion
That such philosophical demonstration, for the Stoics, is forthcoming points to the third, clear
Socratic debt of the Porch. As A. A. Long and Gisela Striker have pointed out, the Stoics’ central
ethical claim concerning what human beings need to be happy is deeply Socratic.31 It echoes
Socrates’ famous claim to the Athenians in the Apology that all he had ever tried to convince anyone
of was of the need to first of all take care of their souls, instead of first pursuing external goods,
like wealth, fame, and power.32 Socrates’ argument for this paradoxical claim is defended directly
in Plato’s Euthydemus 278c-281e. Cast in the form of a dialogue of Socrates with Euthydemus, it
[a] external goods: wealth, health, beauty, strength, noble birth, power, honour …;
(c) wisdom;
31 See Gisela Striker, “Plato’s Socrates and the Stoics”, in The Socratic Movement, ed. Paul A. Vander Waerdt (Cornell: 1994) pp.
241–251; A. A. Long, “Socrates in Hellenistic Philosophy”, in Stoic Studies (Berkeley, CA: University of California Press, 1999), 1-
34; A.A. Long, Epictetus: A Stoic and Socratic Guide to Life (Oxford: Oxford University Press, 2002), 67-96; William O. Stephens,
Marcus Aurelius: A Guide for the Perplexed (London: Continuum, 2002), 59-62..
32 Apo. 29d-30b.
9
4. But wisdom [c] is good fortune [d], since it always makes men act well [so to aim for
wisdom is to aim for good fortune, and [d] is identified with [c]].
5. All truly good things benefit their possessor, enjoyer or user (this is what it means for them
to be “good”).
6. Good things benefit their possessor by being used or enjoyed, not simply possessed.
7. The correct use of external goods [a] is the wisdom [c] which guides choice and actions
8. Thus, wisdom [c] provides men both with good fortune [d], and also ensures that the
external “goods” [a] are actually good for their possessor. By contrast:
9. without such wisdom [c], these goods [a] may harm people, not benefit them.
10. Hence, contra unexamined endoxa, wisdom [c] is the only true good, alongside the virtues
11. As for external goods [a], they are properly speaking neither good nor evil, but
It follows from 11, directly, that it is false to believe that any external thing, outside of the inner
character of peoples’ psyches, is good or evil: which is to say that we could imperatively need to
possess or avoid it in order to flourish. The Stoics delight in reminding people, by example, of
how beauty, riches, fame and power do not necessarily bring satisfaction with them:
Why do you seek this possession [eudaimonia] without? It lies not in the body; if you do not
believe me, look at Myro, look at Ophellius. It is not in wealth; if you do not believe me,
look upon Crœsus; look upon the rich of the present age, how full of lamentation their life
is. It is not in power; for otherwise, they who have been twice and thrice consuls must be
Nevertheless, it is just this kind of false belief that fuels humans’ passing delights, desires, distresses
and fears in all of their different manifestations. The sage, for this reason, will experience no such
emotions. In this sense his inner state will be characterised by apatheia, a deep inner tranquillity or
serenity. His only imperative attachments will be to the pursuit of wisdom and virtue. Yet these
are both within the reach of his own ruling faculty (hêgemonikon) to achieve, neither hostage fortune
nor vulnerable to the vices of others. In place of the pathê, that is, the Stoic sage will feel only what
are called the eupatheia: a caution to avoid evil, the wish to attain virtue, and joy, the “elation of a
We turn now to what the key Roman Stoics tell us about the “exercise” of philosophy, and its
difficult pursuit of wisdom, the eupatheia, and the ideal of the sage.
With the exception of Cicero, who cannot be counted a Stoic (see chapter 4.2), the first two Stoics
from whom we have relatively complete works both hail from the early imperial period: Gaius
Musonius Rufus (c. 30-101 CE) and Lucius Annaeus Seneca (Seneca the Younger (4 BCE-65 CE)).
Both of these philosophers were active in the reign of Nero, with Musonius being exiled by in 65
CE, and Seneca, who was much closer to the deranged Emperor and his circles, being compelled
bearing his name”) survive, courtesy of a student, one Lucius, and the compiler Stobaeus.35 These
discourses span what we would call metaethical subjects, such as “That Man is Born with an
Inclination Toward Virtue” into more immediate, prescriptive considerations: “That One Should
Seneca, Ep. 59. On the eupathê, see Graver, Stoicism and Emotions, 57-60.
34
See Gaius Musonius Rufus, Lectures and Sayings, Introduction and Translation by Cora E. Lutz ( Yale Classical Studies (Yale
35
Disdain Hardships”, “On Sexual Indulgence” or “Must One Obey One's Parents under all
Circumstances?” There are also a series which directly concern themselves with figure of the
philosopher, and what is appropriate to him (or indeed her), such as “That Women Too Should
Study Philosophy”, “That Kings Also Should Study Philosophy”, “Will the Philosopher Prosecute
Anyone for Personal Injury?”, “What means of Livelihood is Appropriate for a Philosopher?”,
and “Is Marriage a Handicap for the Pursuit of Philosophy?” Of particular interest for us here are
the fifth and sixth logoi collected, which are directly given over to considering: “Which is more
Effective, Character (Ethos) or Theory (Logos)?”, and a discourse “On Exercise (Peri Askêseôs)”.
“The problem arose among us whether, for the acquisition of virtue, character (êthos) or theory is
more effective,” Musonius’ fifth discourse begins.36 Musonius’ position is that ethical cultivation
is more important. Echoing Socrates, Musonius asks his pupils to consider whether they would
place their faith in a doctor who could discourse well on healing, or a doctor who could heal
pilot; or again, a musical theoretician or a virtuoso to make music? “Well then”, Musonius draws
in the analogy, the same should apply concerning moderation (sôphrosyne) and self-control
(enkrateia). It is clearly superior for someone to be self-controlled and moderate, than to be able to
speak well concerning these things.37 Theoretical understanding of such subjects is necessary for
correct or skilful action. But the ethos takes precedence (proteroi) over words, when it comes to
Indeed, in “Of Practice”, it becomes clear that Musonius Rufus thinks that teaching the virtues
will require students to undertake practical testing and exercises. Theory alone will always fall
short. Once a student has learned what a virtue is, Musonius counsels, askêsis of different kinds
must follow straight after, if benefit is to be yielded from the teachings.39 This is all the more so,
insofar as we each come to philosophy having been corrupted to different degrees by our
prephilosophical environments and experiences.40 Usually, even after we have learnt the
theoretical tenets of Stoic ethics—that pleasure is not to be desired, death or poverty or pain
feared; that virtue is the only good, and so on—when actual hardship comes, or some prospect of
pleasure, we act as if we did not know these things. What is required, accordingly, since human
beings are at once souls and bodies, are different forms of askêsis: one form, directed to the soul
alone, which is preeminent; but another, aimed at the body as well as the psychê.41 As Musonius
specifies, in one of the clearer statements of a philosophical regimen of practices in the Western
tradition:
We use the training common to both when we discipline ourselves to cold, heat, thirst,
hunger, meagre rations, hard beds, avoidance of pleasures, and patience under suffering. For
by these things and others like them the body is strengthened and becomes capable of
enduring hardship, sturdy and ready for any task; the soul too is strengthened since it is
trained for courage by patience under hardship and for self-control by abstinence from
pleasures.42
On the other hand, the training which aims solely at the psyche involves the deep internalisation
of the Stoics’ theoretical tenets, beginning from the Euthydemus argument we have seen. Such a
philosophical askêsis:
consists first of all in seeing that the proofs pertaining to apparent goods as not being real
goods are always ready at hand and likewise those pertaining to apparent evils as not being
real evils, and in learning to recognize the things which are truly good and in becoming
accustomed to distinguish them from what are not truly good. In the next place it consists
of practice in not avoiding any of the things which only seem evil, and in not pursuing any
of the things which only seem good; in shunning by every means those which are truly evil
Having thus outlined the genii of different kinds of Stoic exercise, together with their philosophical
justification, nevertheless, Musonius does not in “Of Exercise” give details of how the aspirant
should undertake these exercises. A good deal more on this and other aspects of Stoic philosophy
is forthcoming in Musonius’ near contemporary, Seneca the younger, to whom we now turn.
Seneca was the author of at least fourteen philosophical works, almost all of which have survived
intact since antiquity: these were in fact the only extant Stoic texts available for much of the middle
ages (chapter 5).44 The texts include works of theoretical ethics, describing “The Constancy of the
Sage”, “On the Happy Life”, “On Leisure”, “On Tranquillity of Mind”, “On Benefits”, and two
works in Stoic physics, “On Providence” and “Natural Questions.” Each of these texts is framed
as an epistolary response to a named interlocutor, and arguably Seneca’s most famous work, The
Moral Letters to Lucilius, is presented as an extended correspondence of the philosopher with this
Lucilius, a Roman equestrian and procurator of Sicily with sympathetic leanings towards
Epicureanism. Finally, there are three extant works of consolation, preeminent exemplars within
this long-standing ancient genre of philosophical writing whose very presence powerfully attests
to the extent to which ancient philosophy was conceived as a “guide to life,” in Seneca’s own
phrase.45
In an important study, Ilsetraut Hadot has argued for the need to conceive of Seneca’s
philosophical persona as that of what she calls a “spiritual director”, if we are to bring order to his
philosophical production.46 According to her, this figure stands in a genealogy looking back to
divine guides, like Phoenix for Achilles in the Iliad.47 The relationship of wise counsel that it
enshrines also accords with the idealised Greek and Roman norms of friendship as the vehicle for
“counsel, conversation, encouragement, consolation, and sometimes even reproof ...”48 Hadot’s
work places great emphasis on the 94th and 95th Letters to Lucilius for understanding the parameters
of Seneca’s philosophical discourses.49 In the two letters, Seneca counters the scepticism of Aristo
of Chios about the idea that the philosophical ethicist could do more than generate general
teachings (placita or decreta) about ethical subjects, of a kind we find for instance in the Nicomachean
Ethics. According to Aristo, philosophy can provide no specific guidance about how to better a
student’s character, and how they should live.50 In response, Seneca invokes the authority of the
second Stoic scholarch, Cleanthes, who commented that to produce a set of ethical teachings
without specific precepts to assist students in attaining to the virtues is like “merely … showing
the sick man what he ought to do if he were well, instead of making him well.”51 By contrast, the
philosopher interested in shaping practice by philosophical reasoning must also cultivate what
Hadot calls a “paraenetic” dimension of philosophy (une partie parénétique)52. Such parénésis
presupposes and applies theoretical philosophy. Yet it operates, Ilsetraut Hadot claims, in “relative
independence” to the theoretical claims of the different philosophical schools53—a claim which
Philosophical paraenesis involves forms of persuasive speaking and writing to assist people in
attaining to the goods described by theoretical discourses. Paraenetic philosophising hence adds
specific precepts addressing particular situation-types and cases to general decreta, and forms of
exhortative rhetoric to inspire ethical change their ways of acting in the world.54 As Seneca
underlines:
if the other arts are content with precepts, wisdom will also be content therewith; for wisdom
itself is an art of living. And yet the pilot is made by precepts which tell him thus and so to
turn the tiller, set his sails, make use of a fair wind, tack, make the best of shifting and variable
breezes—all in the proper manner. Other craftsmen also are drilled by precepts; hence
precepts will be able to accomplish the same result in the case of our craftsman in the art of
living.55 Seneca’s paraenetic spiritual direction is most clearly manifest in the three
consolations he addressed, one to his a grieving mother, Marcia, one to Polybius, and one
to his own mother Helvia, at the time of Seneca’s exile by the Emperor Claudius. The first
thing to note about these texts is that they belong to a venerated ancient literary genre.
through logoi, whose antecedents look back to the Homeric funeral oration, seems to have
been advertised as early as the sophist Antiphon, a contemporary of Gorgias and Socrates.
against his own imminent death, while 4th century Platonist Crantor penned a work on grief
(Peri Penthous), and the 3rd century Cynic Teles penned a work On Exile with the same
psychotherapeutic intentionality. Later, there is Cicero’s lost Hortensius (and, to some degree,
discourse, On Exile.57
New Testament Rhetoric in Honor of George A. Kennedy, ed. Duane Frederick Watson (Michigan: JSOT Press, 1991), 246-248.
57 See Han Balthussen, “Personal Grief and Public Mourning in Plutarch’s Consolation”, Amercian Journal of Philology 130:1 (Spring
When Seneca turned his mind to these consolatory works, then, the Roman Stoic was far from
breaking new ground. Nor was he undertaking a counselling task specific to the Stoics, as Cicero
There are some who think with Cleanthes [the Stoic], that the only duty of a comforter is to
prove, that what one is lamenting is by no means an evil. Others, as the Peripatetics, prefer
urging that the evil is not great. Others, with Epicurus, seek to divert your attention from
the evil to good: some think it sufficient to show, that nothing has happened but what you
had reason to expect, and this is the practice of the Cyrenaics. But Chrysippus [the Stoic]
thinks that the main thing in comforting is, to remove the opinion from the person who is
Seneca belongs to the next group Cicero addresses who, like himself, “bring together all these
various kinds of consolations, for people are differently affected…”59 Near the beginning of the
Ad Helvium, Seneca indeed confesses that he has been “turning over all the works which the
greatest geniuses have composed, for the purpose of soothing and pacifying grief.”60 Hans
Balthussen has shown the common argument topics that span across the different sophistic,
Platonic, cynical and Stoic consolations, including those of Seneca: the reminders that time heals;
that others, including noble figures have suffered worse; that death has delivered the beloved one
from the hands of misfortune; that we do not grieve the dead, but for our own loss, which is
irrational and not what the beloved would want for us; coupled with exhortations to noble
behaviour, to study as a noble distraction, and for the grieving one not to neglect their duties; nor
58 TD III 31.
59 TD III 31
60 Seneca, Consolation to Helvia, 1.
61 Balthussen, “Personal Grief”, 71-81; see Valerie M. Hope, “Living Without the Dead: Finding Solace in Ancient Rome”, in
Coming Back to Life: The Permeability of Past and Present, Mortality and Immortality, Death and Life in the Ancient Mediterranean, ed. F. S.
Tappenden and C. Daniel-Hughes, with the assistance of Bradley N. Rice (Montreal, QC: McGill University Library, 2017), 39-
70.
17
Marcia concludes with one of the more extraordinary examples of what Pierre Hadot has called
“the view from above”, a philosophical exercise in reconceiving one’s own affairs, which we tend
to take as all-consuming, as one miniscule part of a larger order.62 Seneca uses proposopeia,
enjoining Marcia through the mouth of her dead father, to reconceive her sorrow in the perspective
Imagine then, Marcia, that your father, … in a mood as much more joyful as his abode now
is higher than of old, is saying, as he looks down from the height of heaven, ‘My daughter,
why does this sorrow possess you for so long? why do you live in such ignorance of the
truth, as to think that your son has been unfairly dealt with because he has returned to his
ancestors in his prime, without decay of body or mind, leaving his family flourishing? Do
you not know with what storms Fortune unsettles everything? … Need I remind you of
kings who would have been the happiest of mortals had death sooner withdrawn them from
the ruin which was approaching them? or of Roman generals, whose greatness, had but a
few years been taken from their lives, would have wanted nothing to render it complete? or
of men of the highest distinction and noblest birth who have calmly offered their necks to
the stroke of a soldier's sword? … I used to take pleasure in compiling the history of what
took place in one century among a few people in the most out-of-the-way corner of the
world: here I enjoy the spectacle of all the centuries, the whole chain of events from age to
age as long as years have been. I may view kingdoms when they rise and when they fall, and
behold the ruin of cities and the new channels made by the sea, If it will be any consolation
to you in your bereavement to know that it is the common lot of all, be assured that nothing
62 Pierre Hadot, “The View for Above”, in Philosophy as a Way of Life, 238-250.
63 Seneca, Consolation to Marcia, 26.
18
Seneca’s Letters to Lucilius remain Seneca’s most widely read text. It is also that text in which we
find many of his most arresting statements concerning the role of philosophy.64 The Stoic
philosopher aspires to wisdom. But in this aspiration, he aims at securing the conditions for
happiness, and the life in harmony with nature. Moreover, to the extent that philosophy aims to
identify and overcome the causes of unhappiness and disharmony, like excessive grief, it is
therapeutic:
The old Romans had a custom which survived even into my lifetime. They would add to the
opening words of a letter: ‘If you are well, it is well; I also am well.’ Persons like ourselves
would do well to say. ‘If you are studying philosophy, it is well.’ For this is just what ‘being
well’ means. Without philosophy the mind is sickly, and the body, too, though it may be very
Letter 33 in particular makes clear Seneca’s distance from today’s conception of much of
philosophical activity, and his own distance from being a mere commentator on others:
‘This is what Zeno said’ [someone says]. But what have you yourself said? ‘This is the
opinion of Cleanthes.’ But what is your own opinion? How long shall you march under
another man's orders? ... For this reason I hold that there is nothing of eminence in all such
men as these, who never create anything themselves, but always lurk in the shadow of others,
playing the role of interpreters, never daring to put once into practice what they have been
64 “It is clear to you, I am sure, Lucilius, that no man can live a happy life, or even a supportable life, without the study of
wisdom,” Seneca tells his charge in Letter 16.3. He continues in the following terms, which we have seen in the Introduction:
“Philosophy is no trick to catch the public; it is not devised for show. It is a matter, not of words, but of acts. …. It moulds and
constructs the soul; it orders our life, guides our conduct, shows us what we should do and what we should leave undone; it sits
at the helm and directs our course as we waver amid uncertainties.”
65 Ep. 15.1.
66 Ep. 33.7-8.
19
According to Seneca, the kind of ‘all books and no practice’ of a figure such as Didymus, reputed
to have written some 4000 tomes, make for a “boring, wordy, insensitive, and self-satisfied” man.67
Letter 88 indeed contains Seneca’s famous critique of encyclopaedic learning as “puny and puerile”,
to the extent that it is not undertaken as preliminary to the truly liberal “study of wisdom … that
is lofty, brave, and great-souled.”68 In this vein, as John Cooper has criticised69, Seneca can
anticipate later passages in Epictetus, where the famous Stoic attention to logic itself is attacked as
a distraction: “[d]o we really have so much time? Do we already know how to live, and how to
die?”70 The therapeutic calling of philosophy, Seneca sees, demands the variety of different speech
acts Ilsetraut Hadot identifies as paraenetic and exhortative, rather than simply syllogistic:
Our master Zeno uses a syllogism like this: ‘No evil is glorious; but death is glorious;
therefore death is no evil.’ A cure, Zeno! … Will you not utter sterner words instead of
rousing a dying man to laughter? Indeed, Lucilius, I could not easily tell you whether he who
thought that he was quenching the fear of death by setting up this syllogism was the more
foolish, or he who attempted to refute it, just as if it had anything to do with the matter!71
In these lights, Hadot has argued that we need to read the Letters to Lucilius as a master work of
spiritual direction, and one that, as such, operates in two complementary dimensions as the 124
letters proceed.72 On the one hand, as the text proceeds, Seneca systematically introduces his pupil
to different, more complex elements of the Stoic philosophical discourse. This is what Hadot calls
as “centrifugal” movement, gradually expanding his understanding. Letters 1-30, Hadot notes, are
thus by far the briefest. Seneca presents the Stoic ethical decreta in striking, memorable sentences,
alongside many from Epicurus, adapting himself pedagogically to Lucilius’ pre-existing sympathies
67 Ep 88.37.
68 Ep. 88.37.
69 John M. Cooper, “Moral Theory and Moral Improvement: Seneca”, in Knowledge, Nature, and the Good: Essays on Ancient
and not yet confronting his charge with the porch’s “hard” teachings.73 Letters 31-80 represent a
second pedagogical stage wherein Seneca now cautions Lucilius concerning rote learning from
others’ teachings, without making ideas truly one’s own.74 Recourse to Epicurus decreases, and
Seneca reports sending Lucilius notes, epitomes or summaries of philosophical texts75: as against,
in the first stage, copies of philosophical texts with specific passages marked out for his reading.76
In the culminating pedagogical stage, Letters 80-124, Seneca reports sending Lucilius full theoretical
treatises (notably, the Naturales Questiones and De Providentia) and promises his student an ethical
treatise.77 Now, for the first time, he engages in lengthy criticisms of the claims of the Epicureans
and other philosophical schools.78 As this centrifugal theoretical education unfolds, however, it is
the essential, of unification of all [Lucilius’] knowledges” around the key principles of the Stoic
regula vitae.79 Again and again, in “all the most subtle letters as in the treatises”, Seneca thus beckons
his addressee back “to the essential” Stoic principles80, rather than undertaking an exclusively
‘But,’ you reply, ‘I wish to dip first into one book and then into another.’ I tell you that it is
the sign of an overnice appetite to toy with many dishes; for when they are manifold and
varied, they cloy but do not nourish. So you should always read standard authors; and when
you crave a change, fall back upon those whom you read before. Each day acquire something
that will fortify you against poverty, against death, indeed against other misfortunes as well;
and after you have run over many thoughts, select one to be thoroughly digested that day
…81
73 Ep. 13.4.
74 Hadot, Sénèque, 116.
75 Ep. 39.1.
76 Hadot, Sénèque, 116.
77 Hadot, Sénèque, 116-117.
78 Hadot, Sénèque, 117.
79 Hadot, Sénèque, 117.
80 Hadot, Sénèque, 117.
81 Ep 2.4.
21
concentrated, ever-renewed understanding of the Stoics’ key ethical principles, that Hadot suggests
“has led modern commentators to believe that the developments of Seneca lack any coherence”.82
Once the pedagogical dimension is introduced into the text, Hadot claims, this “lack of coherence”
disappears.
The writings we have of Seneca are from his own hand, albeit addressed to a refined circle of
Roman interlocutors. With Epictetus (c50-c135), the situation is quite different. Epictetus was
born near Hieropolis, a province of Roman Turkey. The lame slave was acquired by one
Epaphroditus, secretary of Emperor Nero. While in Rome, he attended Musonius’ lectures, and
after being manumitted, began teaching in his own right, until he was exiled by Domitian in 96
CE. At this time, Epictetus went to Nikopolis, the Greek city set up by Augustus to celebrate his
victory over Marc Antony at Actium), and set up his own school. By the end of his life, this
provincial school had become famous, attracting students and dignitaries from around the Empire,
including the Emperor Hadrian. Yet, like his heroes Socrates and Diogenes, Epictetus wrote
nothing. The writings that today bear his name, like Musonius’ lectures, are recorded for us by his
student, Arrian, who was a consul under Hadrian, then governor of Cappadocia, and the author
of an Anabasis describing Alexander’s journey to the East. Arrian recorded eight books of Diatribai,
“Discourses” or “Conversations”, of which four survive. “I tried to write down whatever I heard
him say, in his own words as far as possible,” Arrian tells us in the epistolary “Preface”: “to keep
notes (hypomnêmata) of his thought and frankness (parrhêsia) for my own future use …”83 The result,
82 Hadot, Sénèque, 117. I have dealt more extensively with Ilsetraut Hadot’s reading of Seneca in Matthew Shape,
“Ilsetraut Hadot ’s Seneca: Spiritual Direction and the Transformation of the Other”, in M. Dennis & Sander Werkhoven eds.
Ethics and Self-Cultivation: Historical and Contemporary Perspectives (London: Routledge, 2018), **.
83 Arrian, “Arrian to Lucius Gellius, Wishing all Happiness,” in Epictetus, Discourses, trans. W.A. Oldfather, in two volumes
(Books I-II, Books III-IV, with Encheiridion and Fragments) (London: Loeb Classical Library, Reprint Series, 1925), Vol. 1, **.
22
as with many other texts we are examining here, seems to lack a clear ordering principle. The
“discourses” the philosopher deliver respond to questions from students in his classes, or to the
concerns of eminent visitors. Epictetus employs a host of rhetorical techniques, including acerbic
humour. The subject matter of the Discourses passes freely between theoretical, methodological,
Chrysippus’ texts. Nevertheless, like Seneca, he is at pains to specify that philosophy cannot be
identified either with textual exegesis, or the mastery of logic alone. “And is it for this, then, that
young men leave their country, and their own parents, that they may come and hear you explain
“If you could analyse syllogisms like Chrysippus, what is to prevent you from being wretched,
sorrowful, envious, and in a word, being distracted and miserable? Not a single thing,” Discourses
II 23 44 declaims. “The goal of philosopher’s principles is to enable us, whatever happens, to have
our hēgemonikon [governing faculty] in harmony with nature and to keep it so,” Epictetus contends.85
Again, we are told that “Philosophising is virtually this—enquiry into how it is possible to apply
desire and aversion without impediment.”86 Echoing Socrates’ criticisms of Gorgias, Prodicus,
Hippias and others, Epictetus reserves some of his harshest criticisms for the orators of the
“second sophistic” of his time, who aspired to win popular fame.87 Unless the discourse of a
philosopher, like Musonius Rufus’, prompts its addressees to confront “that you are in a bad way,
and that you take care of everything but what you ought; that you knew not what is good or evil,
and are unfortunate and unhappy,” then as far as Epictetus is concerned, it has failed.88 “The
school of a philosopher is a surgery (iatreion)”, Epictetus instead explains, using a medical analogy
You are not to go out of it with pleasure, but with pain; for you do not come there in
health; but one of you has a dislocated shoulder; another, an abscess; a third, a fistula; a
fourth, the headache. And am I, then, to sit uttering pretty, trifling thoughts and little
exclamations, that, when you have praised me, you may each of you go away with the same
dislocated shoulder, the same aching head, the same fistula, and the same abscess that you
brought?89
What then are the prescriptive details of this philosophical surgery? It was Pierre Hadot who first
showed how we can trace a hidden unity underlying Epictetus’ Discourses and the Encheiridion (or
this direction in two key discourses90 in which he aligns three “topics” of askêsis that the
“prokopton” (one who would make progress) should occupy themselves with, with three activities
of the soul:
There are three topics in philosophy, in which he who would be wise and good must be
exercised. That of the desires and aversions (tas orezeis kai ta ekkliseis), that he may not be
disappointed of the one, nor incur the other. That of the impulses and avoidances (tas hormas
kai aphormas), and, in general, the duty of life (to kathêkon); that he may act with order and
consideration, and not carelessly. The third includes integrity of mind and prudence, and, in
89 Disc. III 23 30
90 Disc. III 2; III 12.
91 Disc. III.2.
24
Hadot’s further claim is that these three practical topoi correspond to the three parts of Stoic
theoretical discourse we mentioned above: logic, physics, ethics.92 So what we think and believe
corresponds, in practical life, to the field theoretical logic analyses. What we do clearly corresponds
to what ethicists study. But what we desire and despise, Hadot suggests, corresponds in our
Practical physics: concerning desire (orezis) and aversion (ekklisis); the relation between
what we want and don’t want, and the way the world really is (thus “physics”).
Practical ethics: concerning the impulses (hormai) to act and not to act, regarding others,
Practical logic: concerning our judgments, thoughts, and “assents” (synkatatheseis): namely,
We can see the operation of these three topics, and their connection with Stoic philosophical
discourse, through paying specific attention to Epictetus’ Encheiridion. This little book (the –idion
is diminutive) has been called by the early modern Neostoic Justus Lipsius “the soul of Stoic
philosophy”.93 And it has had a continuing afterlife, including its use by Jesuits to proselytise in
China. Compiled by Arrian, and addressed to his friend C. Ulpias Prastina Messalanos, governor
of Numidia, it is small enough to be carried around “in hand,” as the title also suggests. The text
has come to be divided into 52 sections condensing small, memorable formulations epitomising
Epictetus’ wider philosophy (there is in fact one repetition of the Discourses (II 15) in Encheiridion
92 See Pierre Hadot, “Marcus Aurelius”, in Philosophy as a Way of Life ed. A. Davidson, trans. M. Chase (London: Wiley-Blackwell,
1996); also Pierre Hadot, Inner Citadel trans. Michael Chase (Harvard: Harvard UP, 2001) ch. 5, pp. 82-98, and several
untranslated pieces in French, notably Hadot, “Une Clé des Pensées de Marc Aurèle: Les Trois Topoi Philosophiques selon
Épictète”, in Pierre Hadot, Exercises Spirituels et Philosophie Antique Préface d’Arnold Davidson (Paris: Éditions Albin Michel,
2002), 165-192.
93 Lipsius, at Sellars, Art of Living, 129.
25
27). Simplicius, a 6th century Neoplatonic commentator explains the intentionality of the text in
It is called Encheiridion because all persons who are desirous to live as they ought, should be
perfect in this book, and have it ready to hand (procheiron): a book of as constant and
necessary use as a sword [which commonly went by this name, from whence the metaphor
The task of this text, as a “manual” for a prokopton, is signalled in the opening two sections. Here,
advice is proffered to the student in a provisional way, “for the moment” (para ta paron/epi tou
parantos), pending their further advancement. In sections 12-13, 22-25, 29, and 46-52, again, the
text addresses itself to someone who “desires (epithymeis) philosophy”95 and needs to consider what
this will require. As Seneca’s conception of the paraenetic calling of the spiritual director would
suggest, so the Encheiridion is riddled with imperatives: memnēso (remember [2, 3]), epimimnēske seauton
(remind yourself [4]). Section 50 in particular stresses the urgency of starting now to pay attention
(prosezeis) to yourself. Section 33 opens with the injunction to take on a rule for conduct of life,
and abide by this rule as if it was a law (nomos). There is almost no point of detail about mundane
social life that the text fails to consider: whether speaking, laughing, clothing, sexual relations,
gossip, or meeting different people. In short, the text proffers perhaps the best ancient example
of a prescriptive regimen of “spiritual exercises”. As Simplicius again comments, this time drawing
on the old Socratic parallel between training of body and the mind:
For as the body (soma) gathers strength by exercise (gymnazetai) and frequently repeating such
motions as are natural to it; so the psyche too, by exerting its powers, and the practice of such
94 Simplicius, “Preface” to Commentary on Ench., 18-20; at Ilsetraut & Pierre Hadot, Apprendre à philosopher dans l’Antiquité:
L'enseignement du Manuel d'Epictète et son commentaire néoplatonicien (Paris: proche, 2004), 53.
95 Ench. 22.
26
things as are agreeable to nature, conforms itself in habits, and strengthens its own
constitution.96
Both John Sellars and Matthew Sharpe, following Hadot’s lead, have proposed divisions of the
There are nevertheless inescapable difficulties about securing such categorisations. According to
the Stoics, as we have seen, all considerations concerning physical things—and what to desire or
avoid—will involve selections amongst perceptions or cognitions: and hence, the exercise of
“logical” vigilance, in examining each representation in the way we have seen Epictetus enjoining
above. The same consideration applies to the impulses or hormai we form concerning others, and
how to respond to their speeches and actions. “Men are not disturbed by things which happen (ta
pragmata), but by the opinions (dogmata) about the things,” we have cited Epictetus underscoring,
at the opening of Encheiridion 5. So the path to either reforming our desires, or treating others
ethically, passes through the logical reform of our opinions It is no mistake then that sees the
Manual opening with the robust articulation of what, in Epictetus, represents a kind of master rule,
binding all three topics. “Of things, some depend upon us [eph’hêmin],” Epictetus begins,
… and others do not. In our power are opinion [hypolêpsis, topic 3, logic], movement toward a
thing [impulse, topic 2], desire, aversion, [topic 1, ‘physics’], and in a word, whatever are our
own acts. Not in our power are the body, property, reputation, offices, and in a word, whatever
Epictetus then continues to articulate his own version of the Stoic ‘master argument’ from Plato’s
Euthydemus, aiming to show that wisdom or self-mastery alone, not external goods, is the key to
1. Happiness or tranquillity is the fulfilment of all our desires, not wishing for anything we
don’t or can’t have; and not despising anything we do have or can’t avoid.
2. But external goods, including political power, wealth, even bodily health, are never fully or
98 Ench. 1.
28
3. Thus, if we take these eternals to be necessary to our happiness, “you will be hindered, you
will lament, you will be disturbed, you will blame both gods and men” ; “perhaps you will not
gain even these very things (power and wealth) …: certainly you will fail in those things through
The end of this opening section of the Encheiridion then gives us a leading example of what Hadot
intends when he talks about Stoic “practical logic”. We will need to actively train ourselves every
depends upon us, so we can avoid all unnecessary inner tumults. “Straightway then practice saying
to every harsh appearance, ‘You are an appearance, and in no manner what you appear to be’,”
Epictetus exhorts:
Then examine it by the rules which you possess, and by this first and chiefly, whether it relates
to the things which are in our power (eph’hêmin) or to the things which are not in our power:
and if it relates to anything which is not in our power, be ready to say that it does not concern
you.101
Section 44 gives another example of practical logic, the dispassionate analysis of our beliefs, awake
to the kinds of non sequiters that habit and custom can naturalise:
These reasons do not cohere: I am richer than you, therefore I am better than you; I am
more eloquent than you, therefore I am better than you. On the contrary these rather cohere,
I am richer than you, therefore my possessions are greater than yours: I am more eloquent
than you, therefore my speech is superior to yours. But you are neither possession nor
speech.102
99 Ench. 1.
100 Epictetus, Disc. III.3.16.
101 Ench. 1.
102 Ench. 44, cf. 13, 32
29
What Hadot calls, literally, “lived” (veçu) physics is at first breath the hardest idea in Stoic practical
philosophy to get a sense of. There seems no manifest link between the disciplining of our desires
and aversions and any kind of study of physical things. The operative Stoic idea is simply that
such “externals” are the things we typically desire, together with the further psychological
observation that often our desires paint them in illusory lights. Indeed, the Stoics claim, when we
desire something—particularly if the desire is strong—the desire presents it for us as what in fact
it can never be: necessary or sufficient to secure our happiness. The whole urgency of our
emotions, whether of desire or fear, consists in this sense of an unconditional need for some
external thing or event to occur—or to last—or not. The key to practical physics in Epictetus’
Seek not that the things which happen should happen as you wish; but wish the things which
do happen to be as they are, and you will have a tranquil flow of life.103
This injunction reflects the fundamental rule for practical logic, dividing what is and is not in our
control. But it also points to how the exercises in practical physics are at bottom exercises in
attempting to see things for what they are, as independently as possible of how we wish or fear
In everything which pleases the soul, or supplies a want, or is loved, remember to add this to
its description: what is the nature of each thing, beginning from the smallest? If you love an
earthen vessel, say it is an earthen vessel which you love; for when it has been broken, [then]
The goal of Stoic practical physics is thus to cultivate—as here, by repeating the exercise with
“everything” we love—their famous inner reservation (hypezairesis) about externals. It is not that
we could ever cease encountering external things (money, fame, status symbols, etc.), and wanting
to avoid others. It is just that we should always pursue or avoid them, awake to the way they
remain beyond our full possession and control, as someone who in effect says to themselves on
each occasion, as soon as their desire is prompted: “I want my friend to love me, but respect that
this is at his discretion” and so on. “If you have received the impression of any pleasure, guard
yourself against being carried away by it,” we are thus advised: “but let the thing wait for you, and
allow yourself a certain delay on your own part”.105 For Epictetus, we will never be able to achieve
lasting tranquillity until we learn to see things steadily, in the context of the whole of which they
are each transient parts, rather than through the lens of our fears or desires. It is against this
background that a series of sections of the Handbook stressing the transience of the objects of our
desire appear:
If you would have your children and your wife and your friends to live forever, you are a fool;
for you would have the things which are not in your power to be in your power, and the things
The task is difficult, so Epictetus advises (section 12) to: “[b]egin then from little things. Is the oil
spilled? Is a little wine stolen? Say on the occasion, at such price is sold freedom from perturbation;
at such price is sold tranquillity, but nothing is got for nothing.” These kinds of fragments urging
reservation cross over into famed Stoic exercises of the premeditation of accidents and of death.
Section 21 advises the student to “let death and exile and every other thing which appears dreadful
be daily before your eyes (pro opthalmōn estō soi kath’ēmeran) but most of all death …”107 Section 17
uses the theatrical metaphor of life as a play, in order to awaken a sense of the urgency of ethical
reform:
Remember that you are an actor in a play of such a kind as the teacher (author) may choose;
if short, of a short one; if long, of a long one: if he wishes you to act the part of a poor man,
see that you act the part naturally; if the part of a lame man, of a magistrate, of a private
The sobriety of the Epictetan life is especially clear in those sections concerning the third topic:
our ethical comportment and “duties” (kathêkonta) towards others. In section 47, the prokopton is
Section 46 warns students not to call themselves philosophers, warning against “vomiting up
theorems” rather than attending quietly to one’s conduct.109 Boasting, flattery and gossip alike are
decried as inconsistent with dignity, probably involving untruth, and reflecting envious desire to
attain the fame of the other.110 Section 20 asks us to distinguish any insult we receive, or suspect
ourselves to have received, from our assessment of the insult, and attend to the latter, so as to
“gain time, so as to master yourself.”111 It is an ethical application of section 5’s distinction between
things, and our judgments concerning them. “When any person treats you ill or speaks ill of you,
remember that he does this or says this because he thinks that it is appropriate for him”, section
44 reminds us.112 It follows that, if his opinion is wrong, the fault and damage is his. But if his
theory is right, this should be turned into an opportunity for self-assessment and change. So,
section 33 advises: “If a man has reported to you, that a certain person speaks ill of you, do not
make any defence (answer) to what has been told you: but reply, ‘The man did not know the rest
We see each of these exercises carried out, with interesting variations, in Epictetus’ most famous
Ernst Renan has written movingly of the strange fate that saw the Meditations of Marcus Aurelius
saved from oblivion, lifted like some Stoic ring of power from the river Gran:
There came out of it this incomparable book, in which Epictetus was surpassed: this manual
of the resigned life, this Gospel of those who do not believe in the supernatural, which has
not been able to be understood until our own time. A true eternal Gospel, the Meditations
will never grow old, for it affirms no dogma … The religion of Marcus Aurelius is, like that
of Jesus was at times, absolute religion: that which speaks from the simple fact of a high
moral conscience faced with the universe. It is not of one race, nor of one country, no
The author of this Stoic gospel was born in 121 CE. He rose to become the Emperor of Rome
from 161-178 CE. His reign was riven with troubles: the flooding of the Tiber and famine in 161,
major earthquakes in 161 then 178, constant warring in the Eastern provinces, an insurrection in
173, and a devastating plague in 166, which eventually took up to 18 million lives. Nevertheless,
Marcus is widely accounted as the last of the five, good Nerva-Antonine Emperors who presided
over the Pax Romana in the second century. To cite the famous encomium of Cassius Dio:
[Marcus] did not meet with the good fortune that he deserved, for he was not strong in body
and was involved in a multitude of troubles throughout practically his entire reign. But for
my part, I admire him all the more for this very reason, that amid unusual and extraordinary
114 Ernst Renan, at Pierre Hadot, The Inner Citadel, trans. M. Chase (Cambridge, Mass.: Harvard, 2002) 307-308.
115 Cassius Dio 71.36.3–4. Such is the nature of the “Meditations”, as the untitled volume has come to be called, that it is easy to
forget that this is a document written by one of the most powerful men in history. Of the 473 sections of this text, less than 40
address imperial experience. These exclusively treat imperial life as a barrier to living well, as in V 16: “Remember that where life
is possible, then it is possible to live a good life; life is possible in a palace; so it is possible to live the good life in a palace.”
“Beware that you do not “Caesarise” yourself”, Marcus chides himself at V 30: “[beware] that you are not dyed with this dye, for
such things happen.” (cf. I.17.3) As for the seemingly vindicated Platonic hope that here at last was a philosopher-King, Marcus
is as dismissive as Cicero had been of Cato: “How worthless are all these poor people who are engaged in matters political, and,
as they suppose, are playing the philosopher! All drivellers! Well, then, do what nature now requires. Set yourself in motion, if it is
33
Marcus seems to have undertaken to become a philosopher, adopting the signature philosopher’s
cloak and electing to sleep on hard boards, as early as age 12. He was taught philosophy in late
adoptive father, Antoninus Pius, seems to have paid to come to Rome.116 By 146, Marcus’ letters
to his rhetoric teacher, Fronto indicate his conversion to philosophy. Marcus reports reading the
show me to what extent my inner dispositions (ingenium) are distant from these better things,
then all too often your disciple blushes and is angry with himself because, at the age of 25, I
have not yet assimilated into my soul any of the salutary dogmas and purest reasonings. This
Of the text of The Meditations itself and its genre [5] the importance of the fact that these ’notes to
himself’ were never intended for publication cannot be overstressed.118 Its literary form, by
contemporary lights, is again confusing. From the 17th century onwards, it has been divided into
some 473, numbered fragments or sections, and 12 books, each containing between 16 and 75
sections. Yet the originals had no such numbering, and the divisions between the books were not
always marked.119 At the end of our books II and III, we read that the forgoing text has been
“Written in the land of the Quades … at Canratum”. This allows us to date these parts of the text
in your power, and do not look about you to see if any one will observe it; nor yet expect Plato's Republic: but be content if the
smallest thing goes on well, and consider such an event to be no small matter …” (IX 29)
116 Cf. Med. I.8.
117 What has become Book I of the Meditations involves a kind of spiritual exercise in gratitude and remembrance. Marcus looks
back over his upbringing, recalling his particular debts to all of his beneficiaries. Three central chapters (I 6-9) are devoted to his
philosophical teachers (Diognetus, Rusticus, Apollonius, Sextus. The longest, penultimate chapter (I 16) gives an idealized
portrait of his father, Antoninus Pius, as a perfect Stoic ruler. The final, 17th chapter, expresses gratitude to the gods for the
external goods accorded him by fortune or fate. It is notable that the debts Marcus expresses to the philosophers are ethical, not
theoretical. “From Rusticus I received the impression that my character required improvement and discipline,” Marcus reports:,
”and from him I learned not to be led astray to sophistic emulation, nor to writing on speculative matters, nor to delivering little
hortatory orations, nor to showing myself off as a man who practices much discipline, or does benevolent acts in order to make a
display; and to abstain from rhetoric, and poetry, and fine writing; and with respect to those who have offended me by words, or
done me wrong, to be easily disposed to be pacified and reconciled, as soon as they have shown a readiness to be reconciled …”
118 Two centuries after Marcus’ death, Themistius mentions Marcus’ parragelmata or exhortations. But it is unclear whether he
had access to the 12 book we have inherited. The text resurfaces at the turn of the 10th century in Byzantium, with Bishop
Arethas in a letter of 907 CE describing “the very profitable book of the Emperor Marcus”. The first editions of the text then
appear in Western Europe in the early 16th century, although the Vatican appears to have had a copy from at least two centuries
earlier.
119 Hadot Inner Citadel, 28.
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in the last decade of Marcus’ life, when he was on campaign in these regions. The sections of the
text are of varying length. Some are mere aphorisms: “receive wealth without arrogance and be
ready to let it go”120; “everything is only for a day, both that which remembers and that which is
remembered”121; “consider that benevolence is invincible”122; and “the best revenge is to not
become like he who has harmed you”.123 Others read more like pieces of argued philosophy:
impersonal, rational reflections spanning over forty lines. Yet others again are staged dialogues,
like: “Have you reason? I have.—why then don’t you use it? But if this does it work, what else do
… if a man should stand by a limpid pure spring, and curse it, the spring never ceases sending
up potable water; and if he should cast clay into it or filth, it will speedily disperse them and
wash them out, and will not be at all polluted. How then shall you possess a perpetual
and modesty.125
There is finally a great deal of repetition, sometimes direct, as for instance “Nothing is so capable
of producing greatness of soul” which appears in both III.11.2 and X.11.1, but more often with
small changes.126
Different modern interpreters have projected different images onto the Stoic mirror held up to
posterity by Marcus’ Ta Eis Heauton. The revolutionary approach opened by Pierre Hadot in The
Inner Citadel and other texts has afforded recent generations a very different comprehension of the
book. In several fragments of Epictetus’ Discourses, a text which we know Marcus greatly admired,
Epictetus issues direct injunctions to students to write down, every day, the principles and
120 VIII.33.
121 IV.35.
122 XI.18 (9).
123 VI.6.
124 IV.12.
125 VIII.51; cf. VII.59.
126 Compare eg “how could that which does not make a man worse, make life worse” with “that which does not make a man
worse than he is, does not make his life worse either” (II.11.4; IV.8; cf. IV.35; VIII.21.2).
35
prescriptions of Stoic philosophy: “These are the thoughts that those who pursue philosophy
should ponder, these are the lessons they should write down day by day, in these they should
exercise themselves.”127 What then is at stake in these “Meditations”, Hadot has contended, is a
Stoic set of hypomnêmata (literally, aids to memory) answering to Epictetus’ exhortation: a kind of
writing as spiritual exercise [3], different forms of which we will encounter in due course in
Petrarch, Montaigne and Bacon. The result, here, is not a personal diary, although Marcus was
intended to be its only reader. For what the thoughts record (after book 1) are almost wholly
impersonal principles. These are drawn from the Stoic school. They are not the externalization
of the emperor’s “inner thoughts”. As Michel Foucault has written of this kind of this ancient
Hupomnêmata, in the technical sense, could be account books, public registers, or individual
notebooks serving as memorv aids. Their use as books of life, as guides for conduct, seems
to have become a common thing for a whole cultivated public. One wrote down quotes in
them, extracts from books, examples, and actions that one had witnessed or read about,
reflections or reasonings that one had heard or that had come to mind … They also formed
a raw material for the drafting of more systematic treatises, in which one presented
arguments and means for struggling against some weakness (such as anger, envy, gossip,
flattery) or for overcoming some difficult circumstance (a grief, an exile, ruin, disgrace).128
Hyopmnêmata were, in Ilsetraut Hadot’s formulation, writings enabling the centripetal concentration
and internalization of core philosophical tenets.129 Their ‘aim’ is what is sometimes described in
the ancient texts through the analogy of a ‘dyeing’ (baptizein) of the soul130, or its “digestion” of
127 Disc. I.1.25. Again: “Let these thoughts be at your command [prokheiron] by night and day: write them, read them, talk of them,
to yourself and to your neighbor...” (Disc. III.24.103)
128 Michel Foucault, “Self-Writing”, section “The Hupomnemata”, online at www-site
death, indeed against other misfortunes as well; and after you have run over many thoughts, select one to be thoroughly digested
that day” above.
130 Sellars Art of Living, 120-122; cf. on “dyeing” Marcus Aurelius, Meditations, V.16; III.4.
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philosophical tenets, as in Seneca’s 84th Letter to Lucilius.131 Marcus uses the metaphor of a fire,
How can our principles become dead, unless the impressions [thoughts] which correspond
to them are extinguished? But it is in thy power continuously to fan these thoughts into a
flame. I can have that opinion about anything, which I ought to have. If I can, why am I
disturbed?132
The Stoic practice of writing hypomnemata closely relates to at least two other exercises [3] to which
the Stoic literature attests. The first of these is the examination of conscience, which Seneca in On
Anger for instance prescribes as an exercise to be undertaken at the end of each day. The link of
this practice with writing, as a means to prompt this examination, is explicit in Seneca’s Epistle 83.
Here, Seneca responds to Lucilius’ request to “give [him] an account of each separate day, and of
the whole day too.” The philosopher replies: “I shall … do as you bid, and shall gladly inform you
by letter what I am doing, and in what sequence. I shall keep watching myself continually, and—-
a most useful habit—shall make a review each day.”133 The second exercise related to Stoic self
writing, which we skirted in section 1 above, is imagining the perspective of the sage. Epictetus’
Discourses I 30 thus begins by prescribing that: “When you go to see some important personage,
remember that there is an Other watching what happens from above, and that it is better to please
this Other than that man.”134 Section 33 of the Encheiridion instructs that “[w]hen you are going to
meet any one, and particularly some man of reputed eminence, set before your mind the thought:
131Viz. “We should see to it that whatever we have absorbed should not be allowed to remain unchanged, or it will be no part of
us. We must digest it: otherwise it will merely enter the memory and not the reasoning power [in memoriam non in ingenium]. Let us
loyally welcome such foods and make them our own, so that something that is one may be formed out of many elements, just as
one number is formed of several elements …”
132 VII.2; cf. IV.3.1.
133 Ep. 83; See Foucault, “Self-Writing”, sec. “Correspondence”, 2.
134 Disc., I.30.
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‘What would Socrates or Zeno have done?’ and you will not fail to make proper use of the
occasion.”135
Again, as in Epictetus’ Manual, we should accordingly not be surprised at the frequency with which
Marcus addresses himself, in the second person, in the imperative form: “remember (memneso) how
long you have been putting off these things…”136; “remember (memneso) that it is a shame to be
surprised if fig trees produce figs …”137; “It is necessary then to (Chre men oun) …”138 There is an
urgency here, as in Epictetus’ Encheiridion, which attests to the dimensions of Marcus’ own struggle
to live up to his Stoic ideals: “Wrong thyself, wrong thyself, my psyche! But the time for honouring
yourself will soon have gone by …”139 As Hadot has claimed of the Meditations, in a memorable
passage:
if this book [the Meditations] is still so attractive to us, it is because when we read it we get
the impression of encountering not the Stoic system, although Marcus constantly refers to
it, but a man of good will, who does not hesitate to criticise and to examine himself, who
constantly takes up again the task of exhorting and persuading himself, and of finding the
words which will help him to live, and to live well? … In world literature, we find lots of
preachers, lesson-givers, and censors, who moralise to others with complacency, irony,
cynicism, or bitterness, but it is extremely rare to find a person training himself to live and
to think like a human being … the personal effort appears … in the repetitions, the
multiple variations developed around the same theme and the stylistic effort as well, which
Hadot contends that many of the sections of Marcus’ Meditations represent the writing down, as in
a condensed shorthand, of the key Stoic precepts or kephalaia. Thus, we find a series of one-line
Other fragments, Hadot notes, read more like rapid-fire lists of such Kephalaia, written down as a
When you are troubled about anything, you have forgotten this: that all things happen
according to the universal nature; … that a man's wrongful act is nothing to thee; and further
… that everything which happens, always happened so and will happen so, and now happens
so everywhere; … how close is the kinship between a man and the whole human race, for it
is a community, not of a little blood or seed, but of intelligence. And you have forgotten
this too, that every man's intelligence is a god, and is an efflux of the deity; and … that
nothing is a man's own, but that his child and his body and his very soul came from the
deity; … that everything is opinion; and lastly … that every man lives the present time only,
A third species of fragment sees Marcus returning to a single exercise theme, in order to
imaginatively vary its presentation, drawing on all of his rhetorical skill in order to make this idea
vivid before his mind’s eye. Perhaps the best example of this is an exercise in practical physics
for recalling the universality and constancy of change or metabolê, and the transience of all things.145
In IV 32, Marcus prompts himself to compare his times with those of Vespasian, and recollect
that these times, in which all of the activities which still occupy people at present, have now passed
away:
Consider, for example, the times of Vespasian. Thou wilt see all these things, people
marrying, bringing up children, sick, dying, warring, feasting, trafficking, cultivating the
ground, flattering, obstinately arrogant, suspecting, plotting, wishing for some to die,
grumbling about the present, loving, heaping up treasure, desiring consulship, kingly
power. Well then, that life of these people no longer exists at all.146
In VI 47, by contrast, the same philosophical thought is called to mind by evoking specific elevated
… think continually that all kinds of men and of all kinds of pursuits and of all nations are
dead, so that thy thoughts come down even to Philistion and Phoebus and Origanion.
Now turn thy thoughts to the other kinds of men. To that place then we must remove,
where there are so many great orators, and so many noble philosophers, Heraclitus,
Pythagoras, Socrates; so many heroes of former days, and so many generals after them,
and tyrants.147
The exercise themes of these “Meditations”, as Marcus severally indicates, can be divided into the
three Epictetan exercise topics of physics (the discipline of desire), logic (of thought), and ethics
(of impulses).148 To the Epictetan exercises we have adduced above from the Encheiridion, however,
145 See Stephens, Marcus Aurelius, 101-124; John Sellars, “Marcus Aurelius”, Internet Encyclopedia of Philosophy, online at www-site
http://www.iep.utm.edu/marcus/#SH3e, section “c. The Point of View of the Cosmos”.
146 V. 32; Cf. VIII.31.
147 VI.47; cf. IV.50; VI.24; VII.19.2; VII.48; VIII.25; VIII.37; IX.30; XII.27.
148 VII. 54; IX.6; IV.33; Cf. VIII.7; IX.7.
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apparently ‘pessimistic’ exercises in practical physics, aimed at the chastening of desire, which
either do not appear in Epictetus, or are not given such emphasis.149 In one such exercise, for
instance, Marcus enjoins himself to look coldly, objectively and analytically at those objects, or
—Make for yourself a definition (poieisthai horon) or description of the thing which is
presented to you, so as to see distinctly what kind of a thing it is in its substance, in its
nudity (gymnon), in its complete entirety (holon), and tell yourself its proper name (onoma),
and the names of the things of which it has been compounded, and into which it will be
resolved.150
The most famous exemplar of this exercise of cultivated, analytic disenchantment of fascinating
impressions is VI 13:
When we have meat before us and such foods, we receive the impression, that this is the
dead body of a fish, and this is the dead body of a bird or of a pig; and again, that this
Falernian [wine] is only a little grape juice, and this purple robe some sheep’s wool dyed
with the blood of a shell-fish: or, sexual intercourse, a rubbing together of guts followed
by the spasmodic excretion of sticky fluid--such then are these impressions, and they reach
the things themselves and penetrate them, and so we see what kind of things they are. Just
in the same way ought we to act all through life, and where there are things which appear
most worthy of our approbation, we ought to lay them bare and look at their
worthlessness, and strip them of all the words by which they are exalted …151
A second kind of exercise to which Marcus frequently returns works according to an apparently
opposite method. This exercise does not, as it were, ‘focus in’ upon the prosaic parts and details
of captivating impressions, so much as ‘pan out’ from these particulars, towards what Hadot has
Look down from above on the countless herds of men and their countless solemnities,
and the infinitely varied voyagings in storms and calms, and the differences among those
While this exercise appears severally in Seneca, and infrequently in Epictetus, Marcus returns to
and varies it in ways particular to his text. Notably, it is not simply the minuteness of human
concerns, in a spatial scale, that Marcus tends to stress: as it is, for instance in Seneca’s Consolation
to Marcia or his Natural Questions. Adopting the historical optic we have already remarked, it is
rather the lack of novelty or sameness that looking at human events in a larger perspective opens to
Marcus’ purview:
if you should suddenly be raised up above the earth, and should look down on human beings,
and observe the variety of them how great it is, and at the same time also should see at a
glance how great is the number of beings who dwell all around in the air and the ether,
consider that as often as you should be raised up, you would see the same things, sameness
We can see palpably how to live as a Stoic, for Marcus, is to call into question many of the
customarily-received understandings of what things are, and which have selective value. But there
are good reasons to reject assigning the pre-eminence of these disenchanting exercises in the
Meditations to any idiosyncratic condition or pathology allegedly at play in Marcus. Hadot notes
that in several sections Marcus calls upon himself to divide things exactly according to the four
basic categories of Stoic physics: their matter; form and/or cause; duration; and role in the wider
152 IX 30.
153 XII 27; cf. VII 48.
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cosmos.154 Marcus is operating wholly within the Stoic tradition, that is to say, rather than giving
voice to what we might call a personal philosophy, when he conducts the analytic and the expansive
view from above.155 Both exercises, he tells us, are in fact united by a stated intentionality to
engender “greatness of soul” (megalopsychia): the ability to metaphorically “look down upon”
(kataphronêsin) or scorn156 what other men take to be great—external goods and affairs, subject to
methodically and truly every object which is presented to thee in life, and always to look at
things so as to see at the same time what kind of universe this is, and what kind of use
everything performs in it, and what value everything has with reference to the whole, and
what with reference to man …; what each thing is [form], and of what it is composed
[matter], and how long it is the nature of this thing to endure [duration] which now makes
an impression on me, and what virtue I have need of with respect to it [relation to self],
such as gentleness, manliness, truth, fidelity, simplicity, contentment, and the rest…157
What Marcus is aiming at is that “good flow” of life, “in harmony with nature” that Zeno had
announced as the Stoics’ aim. In a famous section from book IV, from whence Hadot takes his
title for his book on the Meditations, Marcus gives his own compelling image of this goal [7]. The
exercise of the technê that aims at wisdom is the cultivation of an “inner citadel”: a place of
tranquillity closed off from fortune and its vicissitudes, because open to the world as it is and an
Men seek retreats (anachoreseis) for themselves, houses in the country, seashores, and
mountains; and thou too art wont to desire such things very much. But this is altogether a
154 II.4; III.11; IV.21; VIII.11; IX.25; IX.37; X.9; XII.10; PCES 155, & n. 1.
155 We follow here the analysis of Pierre Hadot, “La Physique Comme Exercise Spirituel ou Pessimisme et Optimisme chez Marc
Aurèle”, 145-164.
156 XI 2.
157 III 11.
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mark of the most common sort of men, for it is in your own power whenever you shall
choose to retire into yourself. For nowhere, either with more quiet or more freedom from
trouble, does a man retire than into his own soul, particularly when he has within him such
thoughts that by looking into them he is immediately in perfect tranquillity ... This then
remains: remember to retire into this little territory of your own, and, above all, do not
distract or strain yourself, but be free, and look at things as a man, as a human being, as a
citizen, as a mortal.158
158 IV.3.