Full Text 01
Full Text 01
Asim Rashid
LIU–TEK–LIC–2013:37
Printed by:
LiU-Tryck, Linköping, Sweden
ISBN 978-91-7519-575-9
ISSN 0280-7971
Distributed by:
Linköping University
Department of Management and Engineering
SE–581 83, Linköping, Sweden
Asim Rashid
Jönköping, 2013-05-20
iii
Abstract
In this thesis thermal stresses in a brake disc during a braking operation are sim-
ulated. The simulations are performed by using a sequential approach where the
temperature history generated during a frictional heat analysis is used as an in-
put for the stress analysis. The frictional heat analysis is based on the Eulerian
method, which requires significantly lower computational time as compared to the
Lagrangian approach. The stress analysis is performed using a temperature depen-
dent material model both with isotropic and kinematic hardening behaviors. The
results predict the presence of residual tensile stresses in circumferential direction
for both hardening behaviors. These residual stresses may cause initiation of ra-
dial cracks on the disc surface after a few braking cycles. For repeated braking
an approximately stable stress-strain loop is obtained already after the first cycle
for the linear kinematic hardening model. So, if the fatigue life data for the disc
material is known, its fatigue life can be assessed. These results are in agreement
with experimental observations available in the literature.
The simulation results predict one hot band in the middle of the disc for a pad
with no wear history. It is also shown that convex bending of the pad is the major
cause of the contact pressure concentration in middle of the pad which results in
the appearance of a hot band on the disc surface. The results also show that due
to wear of the pad, different distributions of temperature on the disc surface are
obtained for each new brake cycle and after a few braking cycles, two hot bands
appear on the disc surface.
This sequential approach has proved tremendously cheap in terms of computa-
tional time so it gives the freedom to perform multi-objective optimization studies.
Preliminary results of such a study are also presented where the mass of the back
plate, the brake energy and the maximum temperature generated on the disc sur-
face during hard braking are optimized. The results indicate that a brake pad
with lowest possible stiffness will result in an optimized solution with regards to all
three objectives. Another interesting result is the trend of decrease in maximum
temperature with an increase in back plate thickness.
Finally an overview of disc brakes and related phenomena is presented as a litera-
ture review.
v
List of Papers
vii
Contents
Preface iii
Abstract v
Contents ix
1 Introduction 1
1.1 Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.2 Governing equations . . . . . . . . . . . . . . . . . . . . . . . . . . 4
1.2.1 Heat transfer analysis . . . . . . . . . . . . . . . . . . . . . . 4
1.2.2 Stress analysis . . . . . . . . . . . . . . . . . . . . . . . . . . 5
1.3 Material model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
1.4 Residual stresses: a simple example . . . . . . . . . . . . . . . . . . 9
1.5 Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Bibliography 23
Paper I 27
Paper II 49
Paper III 71
Paper IV 89
Paper V 109
ix
Introduction
1
1.1 Background
1
CHAPTER 1. INTRODUCTION
Friction ring
Mounting bell
Section A-A
Many researchers have used the finite element analysis (FEA) techniques to predict
the thermomechanical behavior of disc brakes. To simplify the development of a
FEA model for a solid disc (as compared to a ventilated disc) it is often assumed
that pad is smeared over the entire 360◦ , implying that the disc-pad system can be
considered axisymmetric, see e.g. [14, 15]. In this simplified model circumferential
variation of temperature and contact pressure cannot be predicted. Another ap-
proach to simplify the model for a ventilated disc is to consider only a small sector
of a disc by taking the rotational symmetry into account, see e.g. [3, 4]. Again
the assumption has to be made about the smearing of the pad, implying that cir-
cumferential variations of temperature and contact pressure cannot be predicted
satisfactorily. It has been shown in the previous works [16, 17] that a pad also
undergoes thermal deformation, called convex bending, furthermore temperature
distribution is not constant along the circumference of a disc [18]. So, it is clear
that these approaches are not sufficient to model the real behavior, instead a FEA
model with complete three dimensional (3D) geometries of a disc and pads is re-
quired. Some researchers, see e.g. [1, 12], have used complete 3D geometries to
determine the thermomechanical behavior of disc brakes realistically.
Today, the prevalent way to simulate frictional heating of disc brakes in commercial
softwares is to use the fully coupled Lagrangian approach in which the finite element
mesh of a disc rotates relative to a brake pad and, thermal and mechanical analysis
are performed simultaneously. Although this approach works well, it is not feasible
due to extremely long computational times. Particularly, for simulating repeated
braking, this approach is of little importance for practical use. As a brake disc
could be considered a solid of revolution, partially or fully, which makes it possible
to model it using an Eulerian approach, in which the finite element mesh of the
2
1.1. BACKGROUND
Material
Mesh
Eulerian description
x Lagrangian description
disc does not rotate relative to the brake pad but the material flows through the
mesh. This requires significantly lower computational time as compared to the
Lagrangian approach. Figure 2 shows schematically both the Eulerian and the
Lagrangian approaches.
The simulations performed within this work are by using a sequential approach
where temperature history from the frictional heat analysis is used as an input in a
coupled stress analysis. The frictional heat analysis, based on the Eulerian method,
is performed in an in-house software developed by Strömberg, which is described
in his earlier works [19, 20]. In this Eulerian approach the contact pressure is not
constant, but varies at each time step taking into account the thermomechanical
deformations of the disc and the pad. This updated contact pressure information
is used to compute heat generation and flow to the contacting bodies at each time
step. In such manner, the nodal temperatures are updated accurately and their
history is recorded at each time step. Later stress analysis is performed in the
commercial software Abaqus, which uses thermal history from the frictional heat
analysis as an input. Figure 3 shows the workflow of this sequential approach
schematically. Stresses due to the applied normal brake force, centrifugal forces
and deceleration forces are insignificant in comparison to the thermal stresses [21]
so only thermal stresses are considered in this work.
The results show that during hard braking high compressive stresses are generated
on the disc surface in the circumferential direction which cause yielding. But when
the disc cools down, these compressive stresses transform to tensile residual stresses.
For repeated braking an approximately stable stress-strain loop is obtained. So, if
the fatigue life data for the disc material is known, its fatigue life can be assessed.
It is also shown that convex bending of the pad due to thermal deformations is
the major cause of contact pressure concentration and hence appearance of hot
bands. The results show that when wear is considered, different distributions of
temperature on the disc surface are obtained for each new brake cycle. After a few
3
CHAPTER 1. INTRODUCTION
Input file
ODB file
Abaqus
Stress analysis
ODB file
braking cycles two hot bands appear on the disc surface instead of only one. These
results are in agreement with experimental observations. The sequential approach
requires significantly lower computational time as compared to the Lagrangian
approach which makes it possible to perform multi-objective optimization studies.
Preliminary results of such a study are also presented in this work.
Frictional heat power generated at the contact interface of a disc-pad system can
be expressed as
where µ is the coefficient of friction, r is the distance of a contact pair from the
center of the disc, pn is the normal component of the contact traction vector, and
ω is the angular velocity of the disc. The frictional heat generated at the contact
interface flows into the disc and the pad. Heat conduction for each body is governed
by the classical heat equation
3
X ∂ 2T
ρcṪ = k , (2)
i=1
∂x2i
4
1.2. GOVERNING EQUATIONS
where ρ is the density, c is the specific heat capacity and k is the thermal conduc-
tivity.
p
3J2 − σy = 0 for plastic deformation
p (3)
3J2 − σy < 0 for elastic deformation
where σy is the stress at yield in a uniaxial test and J2 is the second invariant of
the deviatoric stress, i.e.
1
J2 = s : s, (4)
2
where s is the deviatoric stress, given by
tr(σ)
s=σ− I. (5)
3
The von Mises yield criterion appears as a cylindrical surface in the principal stress
space as shown in figure 4. A loading case where stresses lie inside this surface is
said to be an elastic loading. The yield surface can be described as a boundary
between elastic and plastic deformation regions.
During plastic deformations, subsequent yield surface can translate, expand or
distort in the stress space [22]. Two models are frequently used to describe the
hardening behavior of a material due to plastic deformations: isotropic harden-
ing and kinematic hardening. Isotropic hardening assumes that the yield surface
expands uniformly as shown in figure 5a. Kinematic hardening assumes that the
yield surface translates in the stress space as shown in figure 5b. Pure isotropic
hardening cannot predict the Bauschinger effect, as shown for a uniaxial loading
5
CHAPTER 1. INTRODUCTION
σ3
σ1 = σ2 = σ3
σ2
σ1
Figure 4: Schematic of the von Mises yield surface in the principal stress space.
where α(T ) is the thermal dilatation coefficient, Tref is a reference temperature and
Ti is the initial temperature. The infinitesimal strain is split into elastic, plastic
and thermal strains, expressed as
= e + p + t , (7)
where e and p represent the elastic and plastic strains, respectively. e is deter-
mined from this relation and then stresses can be computed by using Hooke’s law
as
σ = De , (8)
where D is the elasticity tensor. The stresses satisfy the following equilibrium
equation:
div(σ) = 0. (9)
When the von Mises yield criterion with isotropic hardening model is used, the
yield surface is defined as
p
f (σ, p , T ) = 3J2 − σy − K, (10)
6
1.2. GOVERNING EQUATIONS
σ3 σ3
σ1 σ2 σ1 σ2
(a) Isotropic hardening (b) Kinematic hardening
Figure 5: Evolution of the von Mises yield surface with isotropic and kinematic
hardening. Solid line represents initial yield surface and dashed line represents
subsequent yield surface.
σ
σs
σy
2σy
2σs
kinematic
isotropic
7
CHAPTER 1. INTRODUCTION
Zt r
2˙p : ˙p
peff = dt. (11)
3
0
λ̇ ≥ 0, f ≤ 0, λ̇f = 0. (13)
When the von Mises yield criterion with kinematic hardening model is used, the
yield surface is defined as
r
3
f (η, T ) = η : η − σy , (14)
2
where
η =s−α (15)
where k = k(T ) is the kinematic hardening modulus and the plastic strain p is
governed by the following associative law:
3 η
˙ p = λ̇ q . (17)
2 3η : η
2
8
1.4. RESIDUAL STRESSES: A SIMPLE EXAMPLE
model used in the present work was developed in an earlier work [23] in order
to simulate residual stresses in castings from solidification and is now utilized for
thermomechanical stress analysis.
Most of the material parameters required to develop this model were obtained from
measurements. Young’s modulus, the yield strength and hardening behavior were
obtained from tensile tests performed at 20◦ C, 200◦ C, 400◦ C, 600◦ C and 800◦ C.
The data was assumed or collected from literature for temperatures above 800◦ C.
This material data is used to build a temperature dependent material model with
nonlinear hardening which is described in detail in Paper I. The same data is
used to build a temperature dependent material model with linear hardening by
connecting the first and last point of the hardening curve with a straight line. This
linear hardening model is described in detail in Paper II.
The grey iron alloy shows different yield properties in tension and compression [7].
In the present work, it is assumed that the material has the same behavior both
in tension and compression. Although this assumption is unrealistic, it is not the
purpose of this work to develop a better material model. Moreover, in this work,
the von Mises yield criterion is used both in tension and compression.
In [7] a material model which employs the maximum principal stress yield criterion
in tension and von Mises yield criterion in compression was used. Another material
model which considers different yield behaviors in tension and compression, and
employs the von Mises yield criterion both in tension and compression, is reported
in [7] and [3]. In the latter model, numerical results were much closer to the
measured experimental data.
9
CHAPTER 1. INTRODUCTION
Figure 7: The bar considered for the example shown with boundary conditions.
shown for only one load cycle while employing the temperature independent mate-
rial model with linear isotropic hardening. It can be seen that the thermal strain
increases linearly with the temperature increase. As the bar is restrained in the
longitudinal direction, consequently, expanding material causes compressive strain
in the bar. In the beginning only compressive elastic strain appear but as the ma-
terial reaches the elastic limit, compressive plastic yielding also starts. Both the
elastic and the plastic strains keep on increasing as the thermal strain increases.
After the thermal strain starts decreasing, the elastic strain first shows decreasing
trend and later becomes tensile in nature. During this decrease and reversal of
the elastic strain, plastic strain stays constant. With the further decrease in the
thermal strain, the material reaches its elastic limit and later starts yielding in
tension. This yielding in tension causes a reduction in the magnitude of plastic
strain. At the end of the first load cycle as the thermal strain vanishes, residual
elastic and plastic strains develop in the material. This causes residual stresses in
the material even the external source of excitation has been removed. Figure 10a
shows the evolution of longitudinal stress versus the longitudinal plastic strain for
the three cycles of temperature load. Residual tensile stress can be seen at the end
of loading cycles.
The computed stresses and strains strongly depend on the material model used. In
figure 10 and 11, the stress-strain graphs for the bar are shown with temperature in-
dependent and temperature dependent material models, receptively. By comparing
Tm
Temperature
0 1 2 3
Time
10
1.5. RESULTS
0.010
Thermal
Plastic
Elastic
0.005
Strain
0.000
−0.005
Figure 9: Evolution of different strain measures with time while using the temper-
ature independent linear isotropic hardening model.
the results it can be seen that relatively, the stresses are lower for the temperature
dependent models, as compared to the temperature independent material mod-
els. This reduction in the stresses is attributed to the reduction in hardening of
the material at high temperatures. Furthermore with the temperature dependent
material models, graphs show higher plastic strain which is attributed to larger
thermal strain due to higher thermal expansion coefficient at higher temperatures.
The stress analysis results show that during a load cycle, with increasing tempera-
tures high compressive stress is generated, but when the material cools down and
thermal strain vanishes, the compressive stresses transform to tensile stresses. This
can be observed for all material models but magnitude of the residual stress is rel-
atively lower with the kinematic hardening as compared to the isotropic hardening
models. Furthermore in the case of kinematic hardening model, it can be seen that
after the first cycle the stress-strain behavior becomes approximately stable.
1.5 Results
The assembly of the disc-pad system considered in this work is shown in figure
12 with one disc sectioned to reveal the ventilation vanes (patented [24]). This
is the assembly of a disc brake system of a heavy Volvo truck. In this hybrid
or composite design, mounting bell is not a part of the brake disc. The disc is
geometrically symmetric about a plane normal to the z-axis. It is assumed that
thermomechanical loads applied to the disc are symmetric. Due to these reasons
it could be assumed that coning or buckling does not take place. Therefore only a
half of this assembly seems sufficient to be considered for the simulation.
The splines at the inner periphery of the disc are used to mount the disc to the
wheel hub by engaging corresponding splines. For the simulation of thermal stresses
11
CHAPTER 1. INTRODUCTION
[x1.E9] [x1.E9]
0.4 0.4
0.2 0.2
Stress
Stress
0.0 0.0
−0.2 −0.2
−0.4 −0.4
−0.008 −0.006 −0.004 −0.002 0.000 −0.008 −0.006 −0.004 −0.002 0.000
Strain Strain
Figure 10: Evolution of the longitudinal stress versus the longitudinal plastic strain
for the bar, with temperature independent material models, subjected to the cyclic
temperature variations.
[x1.E9] [x1.E9]
0.4 0.4
0.2 0.2
Stress
Stress
0.0 0.0
−0.2 −0.2
−0.4 −0.4
−0.008 −0.006 −0.004 −0.002 0.000 −0.008 −0.006 −0.004 −0.002 0.000
Strain Strain
Figure 11: Evolution of the longitudinal stress versus the longitudinal plastic strain
for the bar, with temperature dependent material models, subjected to the cyclic
temperature variations.
12
1.5. RESULTS
Z X
Figure 12: The assembly of the disc-pad system with a disc shown sectioned.
these splines are not considered important so they have been removed to simplify
the model. Similarly some geometry of the back plate has been removed to simplify
the model. The assembly with simplified geometries of the disc and the back plate
is shown in figure 13.
Simulation of thermal stresses has been performed with the sequential approach.
The results show that during hard braking, high compressive stresses are generated
on the disc surface in circumferential direction which cause plastic yielding. But
when the disc cools down, the compressive stresses transform to tensile stresses.
Such results for a single braking operation have been presented in Paper I where
the plasticity model is taken to be the von Mises yield criterion with nonlinear
isotropic hardening, and both the hardening and the yield limit are temperature
dependent.
For repeated braking it is important to use the kinematic hardening model as
the isotropic hardening model cannot represent the Bauschinger effect. It has
been shown in [25] that in grey cast iron, for a cyclic loading resulting in plastic
deformation in both tension and compression, the kinematic hardening model gives
a somewhat better agreement with experimental data than isotropic hardening.
In Paper II results of an analysis for repeated braking are presented, where the
plasticity model is taken to be the von Mises yield criterion with linear kinematic
hardening and both the hardening and the yield limit are temperature dependent.
Figure 14 shows the temperature distribution on the disc surface after a brake
application during this analysis. A ring of high temperatures, called hot band,
can be distinguished in the middle of the disc surface. Figure 15 shows a ring in
the middle of disc surface, at the end of brake application, with relatively higher
compressive circumferential stresses which roughly corresponds to the ring of high
temperatures. The disc is cooled after this braking operation, completing one brake
cycle. It is assumed that braking conditions are same for all the brake cycles so
13
CHAPTER 1. INTRODUCTION
Z X
Figure 13: The assembly of the disc-pad system after removing the geometry not
considered important for the simulation.
they generate similar temperature history. Hence the temperature history gener-
ated during one brake cycle is merged three times in a sequence. In figure 16,
graphs of circumferential stresses against different measures of strain in circum-
ferential direction, for three brake cycles, are plotted. The node chosen for these
plots is located on the disc surface at 180◦ from the middle of the pad and at a
radius of 163.9 [mm]. It can be seen that residual tensile stresses in circumferential
direction are predicted with both hardening models but with the kinematic hard-
ening model these stresses are lower in magnitude as compared to the isotropic
hardening model. After the first cycle an approximately stable stress-strain loop
is obtained for the linear kinematic hardening model. So if the fatigue life data
for the disc material is known, its fatigue life can be assessed. Furthermore results
also show the appearance of tensile stresses in radial direction during braking and
cooling of the disc. But the residual radial stresses are compressive as compared to
the residual circumferential stresses which are tensile. This is indeed in agreement
with the observation that radial microcracks on disc surfaces are more marked than
circumferential ones, even when macroscopic cracks do not appear [4]. Figure 17
shows a ring in the middle of the disc surface, at the end of three brake cycles,
where effective plastic strain is relatively higher. So the material in this area is
most susceptible to fatigue cracks.
The simulation results presented in the first two papers predict one hot band in the
middle of the disc. It has been explained by showing the contact pressure plots at
different time steps. It is also shown (in Paper III) that convex bending of the pad
due to thermal deformations is the major cause of contact pressure concentration
and hence appearance of hot bands. In the first two papers wear of the pad is
not considered as it does not show much influence on the temperature distribution
during a single braking operation for a pad without wear history and hence on the
stresses.
14
1.5. RESULTS
NT11
639
590
541
492
443
393
344
295
246
197
148
98
49
0
Figure 14: After the brake application, a ring of high temperatures develops on
the disc surface.
( g )
31E+06
10E+06
í11E+06
í33E+06
í54E+06
í75E+06
í96E+06
í118E+06
í139E+06
Figure 15: Circumferential stresses at the end of brake application during first
cycle with the linear kinematic hardening model.
15
CHAPTER 1. INTRODUCTION
[x1.E9]
0.30 thermal
total
mechanical
plastic
0.20
0.10
Stress
0.00
−0.10
−0.20
−5.0 0.0 5.0 [x1.E−3]
Strain
[x1.E9]
0.30 plastic
mechanical
thermal
total
0.20
0.10
Stress
0.00
−0.10
−0.20
−5.0 0.0 5.0 [x1.E−3]
Strain
Figure 16: Evolution of the circumferential stress versus the circumferential strain
for the repeated braking.
16
1.5. RESULTS
( g )
34Eí03
30Eí03
26Eí03
21Eí03
17Eí03
13Eí03
9Eí03
4Eí03
0E+00
Figure 17: Effective plastic strain at the end of third brake cycle with the linear
kinematic hardening model.
The results show that when wear is considered, different distributions of tempera-
ture on the disc surface are obtained for each new brake cycle. After a few braking
cycles two hot bands appear on the disc surface instead of only one, which is in
agreement with experimental observation. The influence of wear on temperature
distribution is discussed in Paper III.
This sequential approach has proved tremendously cheap in terms of computational
time when compared to a fully coupled Lagrangian approach. Significantly lower
computational resources required to simulate a disc brake by using the sequential
approach gives the freedom to perform multi-objective optimization studies. Such
a study is performed in Paper IV where the mass of the back plate, the brake energy
and the maximum temperature generated on the disc surface during hard braking
are optimized. The design variables are the applied load of braking, Young’s mod-
ulus of friction material and the thickness of back plate. The results indicate that
a brake pad with lowest possible stiffness will result in an optimized solution with
regards to all three objectives. The results also reveal a linear relation of applied
braking load and brake energy. Another interesting result is the trend of a decrease
in maximum temperature with an increase in back plate thickness.
17
Review of included papers
2
Paper I
In this paper results of a simulation of stresses in a brake disc for a single braking
operation are presented. The plasticity model is taken to be the von Mises yield
criterion with nonlinear isotropic hardening, where both the hardening and the
yield limit are temperature dependent.
Paper II
In this paper results of a simulation of thermal stresses in a brake disc for repeated
braking are presented. The plasticity model is taken to be the von Mises yield
criterion with linear kinematic hardening, where both the hardening and the yield
limit are temperature dependent.
Paper III
In this paper the influence of the wear history of a pad on the temperature dis-
tribution on a disc surface is presented. It is also shown that convex bending of
a pad assembly as a result of thermal deformations is a significant factor towards
the concentration of contact pressure in the middle of a pad.
Paper IV
In this paper results for a multi-objective optimization of a disc brake system are
presented. The mass of the back plate of the brake pad, the brake energy and the
maximum temperature generated in the disc during hard braking are optimized.
The design variables are the applied load of braking, Young’s modulus of friction
material and the thickness of the back plate.
19
CHAPTER 2. REVIEW OF INCLUDED PAPERS
Paper V
In this paper a literature review of disc brakes and related phenomena is presented.
A detailed description of different geometries and materials for the components of a
brake assembly is given. The evolution of tribological interface of disc-pad system is
also covered in detail here. Different operational problems such as fade, geometrical
deviations and noise are also discussed.
20
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