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THEORIES RELEVANT TO
NURSING PRACTICE
This module presents selected theorists who made impact, not just in their
respective fields, but ultimately in the nursing profession.
Hierarchy of
Needs
Abraham Harold Maslow was an American psychologist who was best known for
creating Maslow's hierarchy of needs, a theory of psychological health predicated on
fulfilling innate human needs in priority, culminating in self-actualization. Maslow was
a psychology professor at Alliant International University, Brandeis University, Brooklyn
College, New School for Social Research, and Columbia University. He stressed the
importance of focusing on the positive qualities in people, as opposed to treating them
as a "bag of symptoms". A Review of General Psychology survey, published in 2002,
ranked Maslow as the tenth most cited psychologist of the 20th century.
Maslow attended the City College of New York after high school. In 1926 he
began taking legal studies classes at night in addition to his undergraduate course load.
He hated it and almost immediately dropped out. In 1927 he transferred to Cornell, but
he left after just one semester due to poor grades and high costs. He later graduated
from City College and went to graduate school at the University of Wisconsin to study
psychology. In 1928, he married his first cousin Bertha, who was still in high school at
the time. The pair had met in Brooklyn years earlier. Maslow's psychology training at
UW was decidedly experimental-behaviorist. At Wisconsin he pursued a line of research
which included investigating primate dominance behavior and sexuality. Maslow's early
experience with behaviorism would leave him with a strong positivist mindset. Upon the
recommendation of Professor Hulsey Cason, Maslow wrote his master's thesis on
"learning, retention, and reproduction of verbal material". Maslow regarded the research
as embarrassingly trivial, but he completed his thesis the summer of 1931 and was
awarded his master's degree in psychology. He was so ashamed of the thesis that he
removed it from the psychology library and tore out its catalog listing. However,
Professor Cason admired the research enough to urge Maslow to submit it for
publication. Maslow's thesis was published as two articles in 1934. While jogging,
Maslow suffered a severe heart attack and died on June 8, 1970, at the age of 62.
MASLOW’S HIERARCHY OF NEEDS
Maslow's hierarchy of needs is a theory in psychology proposed by Abraham
Maslow in his 1943 paper "A Theory of Human Motivation" in Psychological Review.
Maslow subsequently extended the idea to include his observations of humans' innate
curiosity. His theories parallel many other theories of human developmental psychology,
some of which focus on describing the stages of growth in humans. He then created a
classification system which reflected the universal needs of society as its base and then
proceeding to more acquired emotions. Maslow's hierarchy of needs is used to study
how humans intrinsically partake in behavioral motivation. Maslow used the terms
"physiological", "safety", "belonging and love", "social needs" or "esteem", and "self-
actualization" to describe the pattern through which human motivations generally move.
This means that in order for motivation to arise at the next stage, each stage must be
satisfied within the individual themselves. Additionally, this theory is a main base in
knowing how effort and motivation are correlated when discussing human behavior.
Each of these individual levels contains a certain amount of internal sensation that must
be met in order for an individual to complete their hierarchy. The goal in Maslow's theory
is to attain the fifth level or stage: self-actualization.
Maslow's theory was fully expressed in his 1954 book Motivation and Personality.
The hierarchy remains a very popular framework in sociology research, management
training and secondary and higher psychology instruction. Maslow's classification
hierarchy has been revised over time. The original hierarchy states that a lower level
must be completely satisfied and fulfilled before moving onto a higher pursuit. However,
today scholars prefer to think of these levels as continuously overlapping each other.
This means that the lower levels may take precedence back over the other levels at any
point in time. Maslow's hierarchy of needs is often portrayed in the shape of a pyramid
with the largest, most fundamental needs at the bottom and the need for self-
actualization and transcendence at the top. In other words, the theory is that individuals'
most basic needs must be met before they become motivated to achieve higher level
needs. However, it has been pointed out that, although the ideas behind the hierarchy
are Maslow's, the pyramid itself does not exist anywhere in Maslow's original work.
The human brain is a complex system and has parallel processes running at the
same time, thus many different motivations from various levels of Maslow's hierarchy
can occur at the same time. Maslow spoke clearly about these levels and their
satisfaction in terms such as "relative", "general", and "primarily". Instead of stating that
the individual focuses on a certain need at any given time, Maslow stated that a certain
need "dominates" the human organism. Thus, Maslow acknowledged the likelihood that
the different levels of motivation could occur at any time in the human mind, but he
focused on identifying the basic types of motivation and the order in which they would
tend to be met.
Physiological Needs
Physiological need is a concept that was derived to explain and cultivate the
foundation for motivation. This concept is the main physical requirement for human
survival. This means that physiological needs are universal human needs. Physiological
needs are considered in internal motivation according to Maslow's hierarchy of needs.
This theory states that humans are compelled to fulfill these physiological needs first in
order to pursue intrinsic satisfaction on a higher level. If these needs are not achieved, it
leads to an increase in displeasure within an individual. In return, when individuals feel
this increase in displeasure, the motivation to decrease these discrepancies increases.
Physiological needs can be defined as both traits and a state. Physiological needs as
traits allude to long-term, unchanging demands that are required of basic human life.
Physiological needs as a state allude to the unpleasant decrease in pleasure and the
increase for an incentive to fulfill a necessity. In order to pursue intrinsic motivation
higher up Maslow's hierarchy, Physiological needs must be met first. This means that if
a human is struggling to meet their physiological needs, then they are unlikely to
intrinsically pursue safety, belongingness, esteem, and self-actualization.
Physiological needs include: Homeostasis, Health, Food and water, Sleep,
Clothes and Shelter.
Safety Needs
Once a person's physiological needs are relatively satisfied, their safety needs
take precedence and dominate behavior. In the absence of physical safety – due to war,
natural disaster, family violence, childhood abuse, institutional racism etc. – people may
(re-)experience post-traumatic stress disorder or transgenerational trauma. In the
absence of economic safety – due to an economic crisis and lack of work opportunities
– these safety needs manifest themselves in ways such as a preference for job security,
grievance procedures for protecting the individual from unilateral authority, savings
accounts, insurance policies, disability accommodations, etc. This level is more likely to
predominate in children as they generally have a greater need to feel safe. Safety and
security needs are about keeping us safe from harm. These include shelter, job
security, health, and safe environments. If a person does not feel safe in an
environment, they will seek to find safety before they attempt to meet any higher level of
survival, but the need for safety is not as important as basic physiological needs.
Safety and Security needs include: Personal security, Emotional security,
Financial security, Health and well-being and Safety needs against accidents/illness and
their adverse impacts.
Social Belonging
After physiological and safety needs are fulfilled, the third level of human needs
are seen to be interpersonal and involves feelings of belongingness. According to
Maslow, humans possess an affective need for a sense of belonging and acceptance
among social groups, regardless of whether these groups are large or small. For
example, some large social groups may include clubs, co-workers, religious groups,
professional organizations, sports teams, gangs, and online communities. Some
examples of small social connections include family members, intimate partners,
mentors, colleagues, and confidants. Humans need to love and be loved – both sexually
and non-sexually – by others. Many people become susceptible to loneliness, social
anxiety, and clinical depression in the absence of this love or belonging element. This
need is especially strong in childhood and it can override the need for safety as
witnessed in children who cling to abusive parents. Deficiencies within this level of
Maslow's hierarchy – due to hospitalism, neglect, shunning, ostracism, etc. – can
adversely affect the individual's ability to form and maintain emotionally significant
relationships in general. Social Belonging needs include: Friendships, Intimacy and
Family. This need for belonging may overcome the physiological and security needs,
depending on the strength of the peer pressure.
Self-Esteem
Esteem needs are ego needs or status needs. People develop a concern with
getting recognition, status, importance, and respect from others. Most humans have a
need to feel respected; this includes the need to have self-esteem and self-respect.
Esteem presents the typical human desire to be accepted and valued by others. People
often engage in a profession or hobby to gain recognition. These activities give the
person a sense of contribution or value. Low self-esteem or an inferiority complex may
result from imbalances during this level in the hierarchy. People with low self-esteem
often need respect from others; they may feel the need to seek fame or glory. However,
fame or glory will not help the person to build their self-esteem until they accept who
they are internally. Psychological imbalances such as depression can distract the
person from obtaining a higher level of self-esteem.
Most people have a need for stable self-respect and self-esteem. Maslow noted
two versions of esteem needs: a "lower" version and a "higher" version. The "lower"
version of esteem is the need for respect from others, and may include a need for
status, recognition, fame, prestige, and attention. The "higher" version manifests itself
as the need for self-respect, and can include a need for strength, competence, mastery,
self-confidence, independence, and freedom. This "higher" version takes guidelines, the
"hierarchies are interrelated rather than sharply separated".
Self-Actualization
"What a man can be, he must be." This quotation forms the basis of the
perceived need for self-actualization. This level of need refers to the realization of one's
full potential. Maslow describes this as the desire to accomplish everything that one
can, to become the most that one can be. Individuals perceive or focus on this need
very specifically. People may have a strong, particular desire to become an ideal parent,
succeed athletically, or create paintings, pictures, or inventions. Maslow believed that to
understand this level of need, the person must not only succeed in the previous needs
but master them. Self-actualization can be described as a value-based system when
discussing its role in motivation; self-actualization is understood as the goal - or explicit
motive, and the previous stages in Maslow's Hierarchy fall in line to become the step-
by-step process by which self-actualization is achievable; an explicit motive is the
objective of a reward-based system that is used to intrinsically drive completion of
certain values or goals. Individuals who are motivated to pursue this goal seek and
understand how their needs, relationships, and sense of self are expressed through
their behavior. Self-actualization can include: Partner Acquisition, Parenting, Utilizing
and Developing Talents and Abilities and Pursuing goals.
Henry Sullivan
1892 – 1949
Transactional Analysis
(Interpersonal Theory)
INTERPERSONAL THEORY
Harry Stack-Sullivan is renowned for his Interpersonal Theory, which positions
him as the father of interpersonal psychiatry or interpersonal psychoanalysis. He
proposed that interpersonal relationships and social experiences are crucial in shaping
personality and that current life events significantly influence psychopathology.
According to this theory, the primary purpose of behavior is to meet needs through
interpersonal interactions and to reduce or avoid anxiety.
Sullivan identified six developmental stages, referred to as ―epochs‖ or ―heuristic
stages‖ in development:
Sullivan also described three types of self: the ―good me,‖ the ―bad me,‖ and the
―not me.‖ The ―good me‖ and ―bad me‖ are shaped by social feedback, with anxiety
arising from negative evaluations. The ―not me‖ represents the unknown or repressed
aspects of the self.
In addressing anxiety, the self-system consists of the security operations
individuals use to manage anxiety and maintain self-esteem. These security operations
are strategies that help reduce anxiety and enhance a sense of security.
Sullivan's theory lays the groundwork for interpersonal psychotherapy,
particularly for treating depression and schizophrenia. It suggests that depression often
arises from adverse interpersonal events, especially experiences of loss. The theory
also provides insights into effective techniques for psychiatric interviews.
CONCLUSION
Harry Stack-Sullivan's Interpersonal Theory enhances nursing by emphasizing
the role of interpersonal relationships in patient care. It encourages nurses to consider
patients' backgrounds and current experiences, fostering trust and effective therapeutic
communication that allows patients to express their feelings.
Sullivan's developmental stages also guide nurses in tailoring care to meet
patients' specific needs. His concepts on managing anxiety and creating supportive
environments enhance patient security, while providing a foundation for interpersonal
psychotherapy to address mental health issues. Overall, the theory promotes a holistic
approach that improves patient outcomes.
Ludwig
Von Bertalanffy
1901 – 1972
DEFINITION
A theory is a collection of related concepts that propose actions to guide practice.
General System Theory, developed by Ludwig Von Bertalanffy, provides a framework
for breaking down complex wholes into their constituent parts to understand how these
elements work together. This theory is also known by various names, including systems
theory, theory of open systems, systems model, and family systems theory.
Emerging in the early 1930s, General System Theory attracted attention from
scholars across diverse disciplines, including chemistry, physics, and social sciences,
who found its concepts applicable to their fields. In psychiatry, it proved particularly
useful for conceptualizing personality development. Von Bertalanffy positioned General
System Theory as a universal approach that facilitates the examination of
interrelationships and the derivation of principles. It emphasizes the connections
between parts and describes how these components behave within a system.
ASSUMPTIONS
1. All systems must be goal directed.
2. A system is more than the sum of its parts.
3. A system is ever changing and any change in one part affects the whole.
4. Boundaries are implicit and human systems are open and dynamic.
Change Theory
Kurt Lewin was born on September 9, 1890. He joined the German army in 1914
and earned his PhD from the University of Berlin in 1916, completing his requirements
two years earlier. By 1921, he was a lecturer at the Psychological Institute at the
University of Berlin. In 1933, Lewin emigrated to the United States and became a
professor at the University of Iowa in 1935, where he published A Dynamic Theory of
Personality. In 1944, he established a research center at MIT. Lewin passed away at
the age of 56 from a heart attack on February 12, 1947.
Lewin's career was marked by his exploration of group dynamics and the
processes of social change. He is best known for developing the three-step change
model: unfreezing, change, and refreezing. This model emphasizes the importance of
preparing individuals for change, implementing new practices, and ensuring that these
changes are sustained over time. Throughout his career, Lewin held positions at several
prestigious institutions, including Cornell University, MIT, and Stanford University. His
contributions to action research and applied psychology have made him one of the most
influential psychologists of the 20th century, earning him recognition as a key figure in
understanding social behavior and organizational effectiveness.
CHANGE THEORY
The Change Theory of Nursing was developed by Kurt Lewin, who is considered
the father of social psychology. This theory is his most influential theory. He theorized a
three-stage model of change known as unfreezing-change-refreeze model that requires
prior learning to be rejected and replaced.
Lewin’s definition of behavior in this model is ―a dynamic balance of forces
working in opposing directions.‖ The Change Theory has three major concepts: driving
forces, restraining forces, and equilibrium. Driving forces are those that push in a
direction that causes change to occur. They facilitate change because they push the
patient in a desired direction. They cause a shift in the equilibrium towards change.
Restraining forces are those forces that counter the driving forces. They hinder change
because they push the patient in the opposite direction. They cause a shift in the
equilibrium that opposes change. Equilibrium is a state of being where driving forces
equal restraining forces, and no change occurs. It can be raised or lowered by changes
that occur between the driving and restraining forces.
THREE STAGES
The three stages — Unfreezing, Change, and Refreezing — provide a structured
approach to facilitate successful transitions, ensuring that new behaviors and practices
are adopted and sustained.
1. Unfreezing
Unfreezing is the process which involves finding a method of making it possible for
people to let go of an old pattern that was somehow counterproductive. It is necessary
to overcome the strains of individual resistance and group conformity. There are three
methods that can lead to the achievement of unfreezing. The first is to increase the
driving forces that direct behavior away from the existing situation or status quo.
Second, decrease the restraining forces that negatively affect the movement from the
existing equilibrium. Thirdly, finding a combination of the first two methods.
2. Change
The change stage, which is also called ―moving to a new level‖ or ―movement,‖ involves
a process of change in thoughts, feeling, behavior, or all three, that is in some way more
liberating or more productive.
3. Refreezing
The refreezing stage is establishing the change as the new habit, so that it now
becomes the ―standard operating procedure.‖ Without this final stage, it can be easy for
the patient to go back to old habits.
MAJOR ASSUMPTIONS
1. People grow and change throughout their lives. This growth and change are
evident in the dynamic nature of basic human needs and how they are met.
2. Change happens daily. It is subtle, continuous and manifested in both everyday
occurrences and more disruptive life events.
3. Reactions to change are grounded in the basic human needs for self-esteem,
safety and security.
4. Change involves modification or alteration. It may be planned or unplanned.
SIX COMPONENTS
1. Recognition of the area where change is needed.
2. Analysis of a situation to determine what forces exist to maintain the situation
and what forces are working to change it.
3. Identification of methods by which change can occur.
4. Recognition of the influence of group mores aor customs on change.
5. Identification of the methods that the reference group uses to bring about
change.
6. The actual process of change.
Erik Erikson
1902 – 1994
Psychosocial
Development
Outcomes
If a child successfully develops trust, the child will feel safe and secure in the
world.2 Caregivers who are inconsistent, emotionally unavailable, or rejecting contribute
to feelings of mistrust in the children under their care. Failure to develop trust will result
in fear and a belief that the world is inconsistent and unpredictable.
During the first stage of psychosocial development, children develop a sense of
trust when caregivers provide reliability, care, and affection. A lack of this will lead to
mistrust. No child is going to develop a sense of 100% trust or 100% doubt. Erikson
believed that successful development was all about striking a balance between the two
opposing sides. When this happens, children acquire hope, which Erikson described as
an openness to experience tempered by some wariness that danger may be present.
Outcomes
Children who struggle and who are shamed for their accidents may be left
without a sense of personal control. Success during this stage of psychosocial
development leads to feelings of autonomy; failure results in feelings of shame and
doubt. Children who successfully complete this stage feel secure and confident, while
those who do not are left with a sense of inadequacy and self-doubt. Erikson believed
that achieving a balance between autonomy and shame and doubt would lead to will,
which is the belief that children can act with intention, within reason and limits.
Outcomes
Children who are encouraged and commended by parents and teachers develop
a feeling of competence and belief in their skills. Those who receive little or no
encouragement from parents, teachers, or peers will doubt their abilities to be
successful. Successfully finding a balance at this stage of psychosocial development
leads to the strength known as competence, in which children develop a belief in their
abilities to handle the tasks set before them.
Outcomes
Those who are unsuccessful during this stage will feel that their life has been
wasted and may experience many regrets. The person will be left with feelings of
bitterness and despair. Those who feel proud of their accomplishments will feel a sense
of integrity. Successfully completing this phase means looking back with few regrets
and a general feeling of satisfaction. These individuals will attain wisdom, even when
confronting death.
Criticism
One major weakness of psychosocial theory is that the exact mechanisms for
resolving conflicts and moving from one stage to the next are not well described or
developed. The theory fails to detail exactly what type of experiences are necessary at
each stage in order to successfully resolve the conflicts and move to the next stage.
Support
One of the strengths of psychosocial theory is that it provides a broad framework
from which to view development throughout the entire lifespan. It also allows us to
emphasize the social nature of human beings and the important influence that social
relationships have on development. Researchers have found evidence supporting
Erikson's ideas about identity and have further identified different sub-stages of identity
formation.
Jean Piaget
1896 – 1980
Cognitive
Development
Jean Piaget was a Swiss psychologist known for his work on child development.
Piaget's theory of cognitive development and epistemological view are together called
"genetic epistemology." Piaget placed great importance on the education of children. As
the Director of the International Bureau of Education, he declared in 1934 that "only
education is capable of saving our societies from possible collapse, whether violent, or
gradual." His theory of child development is studied in pre-service education programs.
Educators continue to incorporate constructivist-based strategies.
Piaget created the International Center for Genetic Epistemology in Geneva in
1955 while on the faculty of the University of Geneva and directed the Center until his
death in 1980. The number of collaborations that its founding made possible, and their
impact, ultimately led to the Center being referred to in the scholarly literature as
"Piaget's factory."
According to Ernst von Glasersfeld, Jean Piaget was "the great pioneer of the
constructivist theory of knowing." However, his ideas did not become widely popularized
until the 1960s. This then led to the emergence of the study of development as a major
sub-discipline in psychology. By the end of the 20th century, Piaget was second only to
B. F. Skinner as the most cited psychologist of that era.
Jean Piaget's theory of cognitive development suggests that children move
through four different stages of mental development. His theory focuses not only on
understanding how children acquire knowledge, but also on understanding the nature of
intelligence.
Piaget's stages are:
1. Sensorimotor stage: birth to 2 years
2. Preoperational stage: ages 2 to 7
3. Concrete operational stage: ages 7 to 11
4. Formal operational stage: ages 12 and up
Piaget believed that children take an active role in the learning process, acting
much like little scientists as they perform experiments, make observations, and learn
about the world. As kids interact with the world around them, they continually add new
knowledge, build upon existing knowledge, and adapt previously held ideas to
accommodate new information.
Piaget was born in Switzerland in the late 1800s and was a precocious student,
publishing his first scientific paper when he was just 11 years old. His early exposure to
the intellectual development of children came when he worked as an assistant to Alfred
Binet and Theodore Simon as they worked to standardize their famous IQ test.
Much of Piaget's interest in the cognitive development of children was inspired by
his observations of his own nephew and daughter. These observations reinforced his
budding hypothesis that children's minds were not merely smaller versions of adult
minds. Up until this point in history, children were largely treated simply as smaller
versions of adults. Piaget was one of the first to identify that the way that children think
is different from the way adults think.
Instead, he proposed, intelligence is something that grows and develops through
a series of stages. Older children do not just think more quickly than younger children,
he suggested. Instead, there are both qualitative and quantitative differences between
the thinking of young children versus older children. Based on his observations, he
concluded that children were not less intelligent than adults, they simply think differently.
Albert Einstein called Piaget's discovery "so simple only a genius could have thought of
it." Piaget's stage theory describes the cognitive development of children. Cognitive
development involves changes in cognitive process and abilities. In Piaget's view, early
cognitive development involves processes based upon actions and later progresses to
changes in mental operations.
THE STAGES
The Sensorimotor Stage
Ages: Birth to 2 Years
Major Characteristics and Developmental Changes:
The infant knows the world through their movements and sensations
Children learn about the world through basic actions such as sucking,
grasping, looking, and listening
Infants learn that things continue to exist even though they cannot be seen
(object permanence)
They are separate beings from the people and objects around them
They realize that their actions can cause things to happen in the world
around them
During this earliest stage of cognitive development, infants and toddlers acquire
knowledge through sensory experiences and manipulating objects. A child's entire
experience at the earliest period of this stage occurs through basic reflexes, senses,
and motor responses. It is during the sensorimotor stage that children go through a
period of dramatic growth and learning. As kids interact with their environment, they are
continually making new discoveries about how the world works.
The cognitive development that occurs during this period takes place over a
relatively short period of time and involves a great deal of growth. Children not only
learn how to perform physical actions such as crawling and walking; they also learn a
great deal about language from the people with whom they interact. Piaget also broke
this stage down into a number of different substages. It is during the final part of the
sensorimotor stage that early representational thought emerges.
By learning that objects are separate and distinct entities and that they have an
existence of their own outside of individual perception, children are then able to begin to
attach names and words to objects.
The foundations of language development may have been laid during the
previous stage, but it is the emergence of language that is one of the major hallmarks of
the preoperational stage of development. Children become much more skilled at
pretend play during this stage of development, yet continue to think very concretely
about the world around them. At this stage, kids learn through pretend play but still
struggle with logic and taking the point of view of other people. They also often struggle
with understanding the idea of constancy. For example, a researcher might take a lump
of clay, divide it into two equal pieces, and then give a child the choice between two
pieces of clay to play with. One piece of clay is rolled into a compact ball while the other
is smashed into a flat pancake shape. Since the flat shape looks larger, the
preoperational child will likely choose that piece even though the two pieces are exactly
the same size.
The Concrete Operational Stage
Ages: 7 to 11 Years
Major Characteristics and Developmental Changes:
During this stage, children begin to thinking logically about concrete events
They begin to understand the concept of conservation; that the amount of
liquid in a short, wide cup is equal to that in a tall, skinny glass, for example
Their thinking becomes more logical and organized, but still very concrete
Children begin using inductive logic, or reasoning from specific information
to a general principle
While children are still very concrete and literal in their thinking at this point in
development, they become much more adept at using logic.2 The egocentrism of the
previous stage begins to disappear as kids become better at thinking about how other
people might view a situation. While thinking becomes much more logical during the
concrete operational state, it can also be very rigid. Kids at this point in development
tend to struggle with abstract and hypothetical concepts.
During this stage, children also become less egocentric and begin to think about
how other people might think and feel. Kids in the concrete operational stage also begin
to understand that their thoughts are unique to them and that not everyone else
necessarily shares their thoughts, feelings, and opinions.
The final stage of Piaget's theory involves an increase in logic, the ability to use
deductive reasoning, and an understanding of abstract ideas.3 At this point, people
become capable of seeing multiple potential solutions to problems and think more
scientifically about the world around them. The ability to thinking about abstract ideas
and situations is the key hallmark of the formal operational stage of cognitive
development.
The ability to systematically plan for the future and reason about hypothetical
situations are also critical abilities that emerge during this stage. It is important to note
that Piaget did not view children's intellectual development as a quantitative process;
that is, kids do not just add more information and knowledge to their existing knowledge
as they get older. Instead, Piaget suggested that there is a qualitative change in how
children think as they gradually process through these four stages.4 A child at age 7
doesn't just have more information about the world than he did at age 2; there is a
fundamental change in how he thinks about the world.
CONCLUSION
One of the most important elements to remember of Piaget's theory is that it
takes the view that creating knowledge and intelligence is an inherently active process.
"I find myself opposed to the view of knowledge as a passive copy of reality," Piaget
explained. "I believe that knowing an object means acting upon it, constructing systems
of transformations that can be carried out on or with this object. Knowing reality means
constructing systems of transformations that correspond, more or less adequately, to
reality." Piaget's theory of cognitive development helped add to our understanding of
children's intellectual growth. It also stressed that children were not merely passive
recipients of knowledge. Instead, kids are constantly investigating and experimenting as
they build their understanding of how the world works.
Lawrence Kohlberg
1927 – 1987
Moral Development
Lawrence Kohlberg was an American psychologist best known for his theory of
stages of moral development. He served as a professor in the Psychology Department
at the University of Chicago and at the Graduate School of Education at Harvard
University. Even though it was considered unusual in his era, he decided to study the
topic of moral judgment, extending Jean Piaget's account of children's moral
development from twenty-five years earlier. In fact, it took Kohlberg five years before he
was able to publish an article based on his views. Kohlberg's work reflected and
extended not only Piaget's findings but also the theories of philosophers George Herbert
Mead and James Mark Baldwin. At the same time he was creating a new field within
psychology: "moral development". In an empirical study using six criteria, such as
citations and recognition, Kohlberg was found to be the 30th most eminent psychologist
of the 20th century.
Lawrence Kohlberg was born in Bronxville, New York. He was the youngest of
four children of Alfred Kohlberg, a Jewish German entrepreneur, and of his second wife,
Charlotte Albrecht, a Christian German chemist. His parents separated when he was
four years old and divorced finally when he was fourteen. From 1933 to 1938, Lawrence
and his three other siblings rotated between their mother and father for six months at a
time. In 1938 this rotating custody of the Kohlberg children was ended, allowing the
children to choose the parent with whom they wanted to live. He enrolled at the
University of Chicago. At this time at Chicago it was possible to gain credit for courses
by examination, and Kohlberg earned his bachelor's degree in one year, 1948. He then
began study for his doctoral degree in psychology, which he completed at Chicago in
1958. Kohlberg found a scholarly approach that gave a central place to the individual's
reasoning in moral decision making. He held a visiting appointment at the Harvard
Graduate School of Education, and then was appointed Professor of Education and
Social Psychology there, beginning 1968, where he remained until his death.
Kohlberg’s Stages of Moral Development
Lawrence Kohlberg (1958) agreed with Piaget's (1932) theory of moral
development in principle but wanted to develop his ideas further. He used
Piaget’s storytelling technique to tell people stories involving moral dilemmas. In
each case, he presented a choice to be considered, for example, between the
rights of some authority and the needs of some deserving individual who is being
unfairly treated. One of the best known of Kohlberg’s (1958) stories concerns a
man called Heinz who lived somewhere in Europe.
“Heinz’s wife was dying from a particular type of cancer. Doctors said a
new drug might save her. The drug had been discovered by a local chemist, and
the Heinz tried desperately to buy some, but the chemist was charging ten times
the money it cost to make the drug, and this was much more than the Heinz
could afford. Heinz could only raise half the money, even after help from family
and friends. He explained to the chemist that his wife was dying and asked if he
could have the drug cheaper or pay the rest of the money later. The chemist
refused, saying that he had discovered the drug and was going to make money
from it. The husband was desperate to save his wife, so later that night he broke
into the chemist’s and stole the drug.”
Kohlberg asked a series of questions such as:
1. Should Heinz have stolen the drug?
2. Would it change anything if Heinz did not love his wife?
3. What if the person dying was a stranger, would it make any
difference?
4. Should the police arrest the chemist for murder if the woman died?
Psychosexual
Development
Oral Stage
Oral needs may be satisfied by thumb-sucking. The first stage of psychosexual
development is the oral stage, spanning from birth until the age of one year, wherein the
infant's mouth is the focus of libidinal gratification derived from the pleasure of feeding
at the mother's breast, and from the oral exploration of their environment, i.e. the
tendency to place objects in the mouth. The id dominates, because neither the ego nor
the super ego is yet fully developed, and, since the infant has no personality (identity),
every action is based upon the pleasure principle.
Nonetheless, the infantile ego is forming during the oral stage; two factors
contribute to its formation: (i) in developing a body image, they are discrete from the
external world, e.g. the child understands pain when it is applied to their body, thus
identifying the physical boundaries between body and environment; (ii) experiencing
delayed gratification leads to understanding that specific behaviors satisfy some needs,
e.g. crying gratifies certain needs.
Weaning is the key experience in the infant's oral stage of psychosexual
development, their first feeling of loss consequent to losing the physical intimacy of
feeding at mother's breast. Yet, weaning increases the infant's self-awareness that they
do not control the environment, and thus learns of delayed gratification, which leads to
the formation of the capacities for independence (awareness of the limits of the self)
and trust (behaviors leading to gratification). Yet, thwarting of the oral-stage — too
much or too little gratification of desire — might lead to an oral-stage fixation,
characterized by passivity, gullibility, immaturity, unrealistic optimism, which is
manifested in a manipulative personality consequent to ego malformation. In the case of
too much gratification, the child does not learn that they do not control the environment,
and that gratification is not always immediate, thereby forming an immature personality.
In the case of too little gratification, the infant might become passive upon learning that
gratification is not forthcoming, despite having produced the gratifying behavior.
Anal Stage
A boy with open-crotch pants and diaper. The second stage of psychosexual
development is the anal stage, spanning from the age of eighteen months to three years
wherein the infant's erogenous zone changes from the mouth (the upper digestive tract)
to the anus (the lower digestive tract), while the ego formation continues. Toilet training
is the child's key anal-stage experience, occurring at about the age of two years, and
results in conflict between the id (demanding immediate gratification) and the ego
(demanding delayed gratification) in eliminating bodily wastes, and handling related
activities (e.g. manipulating excrement, coping with parental demands). The style of
parenting influences the resolution of the id–ego conflict, which can be either gradual
and psychologically uneventful, or which can be sudden and psychologically traumatic.
The ideal resolution of the id–ego conflict is in the child's adjusting to moderate parental
demands that teach the value and importance of physical cleanliness and
environmental order, thus producing a self-controlled adult. Yet, if the parents make
immoderate demands of the child, by over-emphasizing toilet training, it might lead to
the development of a compulsive personality, a person too concerned with neatness
and order. If the child obeys the id, and the parents yield, they might develop a self-
indulgent personality characterized by personal slovenliness and environmental
disorder. If the parents respond to that, the child must comply, but might develop a
weak sense of self, because it was the parents' will, and not the child's ego, which
controlled the toilet training.
Phallic Stage
The third stage of psychosexual development is the phallic stage, spanning the
ages of three to six years, wherein the child's genitalia are his or her primary erogenous
zone. It is in this third infantile development stage that children become aware of their
bodies, the bodies of other children, and the bodies of their parents; they gratify physical
curiosity by undressing and exploring each other and their genitals, and so learn the
physical (sexual) differences between "male" and "female" and the gender differences
between "boy" and "girl". In the phallic stage, a boy's decisive psychosexual experience
is the Oedipus complex, his son–father competition for possession of mother. This
psychological complex derives from the 5th-century BC Greek mythologic character
Oedipus, who unwittingly killed his father, Laius, and sexually possessed his mother,
Jocasta. Analogously, in the phallic stage, a girl's decisive psychosexual experience is
the Electra complex, her daughter–mother competition for psychosexual possession of
father. This psychological complex derives from the 5th-century BC Greek mythologic
character Electra, who plotted matricidal revenge with Orestes, her brother, against
Clytemnestra, their mother, and Aegisthus, their stepfather, for their murder of
Agamemnon, their father, (cf. Electra, by Sophocles).
Initially, Freud equally applied the Oedipus complex to the psychosexual
development of boys and girls, but later developed the female aspects of the theory as
the feminine Oedipus attitude and the negative Oedipus complex; yet, it was his
student–collaborator, Carl Jung, who coined the term Electra complex in 1913.
Nonetheless, Freud rejected Jung's term as psychoanalytically inaccurate: "that what
we have said about the Oedipus complex applies with complete strictness to the male
child only, and that we are right in rejecting the term 'Electra complex', which seeks to
emphasize the analogy between the attitude of the two sexes."
Oedipus: Despite mother being the parent who primarily gratifies the child's
desires, the child begins forming a discrete sexual identity — "boy", "girl" — that alters
the dynamics of the parent and child relationship; the parents become the focus of
infantile libidinal energy. The boy focuses his libido (sexual desire) upon his mother, and
focuses jealousy and emotional rivalry against his father — because it is he who sleeps
with mother. To facilitate uniting him with his mother, the boy's id wants to kill father (as
did Oedipus), but the ego, pragmatically based upon the reality principle, knows that the
father is the stronger of the two males competing to possess the one female.
Nevertheless, the boy remains ambivalent about his father's place in the family, which is
manifested as fear of castration by the physically greater father; the fear is an irrational,
subconscious manifestation of the infantile Id.
Electra: Whereas boys develop castration anxiety, girls develop penis envy that
is rooted in anatomic fact: without a penis, she cannot sexually possess mother, as the
infantile id demands. As a result, the girl redirects her desire for sexual union upon
father; thus, she progresses towards heterosexual femininity that culminates in bearing
a child who replaces the absent penis. The girl's psychosexual development includes
transferring her primary erogenous zone from the infantile clitoris to the adult vagina.
Freud thus considered a girl's Oedipal conflict to be more emotionally intense than that
of a boy, potentially resulting in a submissive woman of insecure personality.
Latency Stage
The fourth stage of psychosexual development is the latency stage that spans
from the age of six years until puberty, wherein the child consolidates the character
habits they developed in the three, earlier stages of psychologic and sexual
development. Whether or not the child has successfully resolved the Oedipal conflict,
the instinctual drives of the id are inaccessible to the Ego, because their defense
mechanisms repressed them during the phallic stage. Hence, because said drives are
latent (hidden) and gratification is delayed — unlike during the preceding oral, anal, and
phallic stages — the child must derive the pleasure of gratification from secondary
process-thinking that directs the libidinal drives towards external activities, such as
schooling, friendships, hobbies, etc. Any neuroses established during the fourth, latent
stage, of psychosexual development might derive from the inadequate resolution either
of the Oedipus conflict or of the Ego's failure to direct his or her energies towards
socially acceptable activities.
Genital Stage
The fifth stage of psychosexual development is the genital stage that
spans puberty through adult life, and thus represents most of a person's life; its purpose
is the psychological detachment and independence from the parents. The genital stage
affords the person the ability to confront and resolve their remaining psychosexual
childhood conflicts. As in the phallic stage, the genital stage is centered upon the
genitalia, but the sexuality is consensual and adult, rather than solitary and infantile.
The psychological difference between the phallic and genital stages is that the ego is
established in the latter; the person's concern shifts from primary-drive gratification
(instinct) to applying secondary process-thinking to gratify desire symbolically and
intellectually by means of friendships, a love relationship, family and adult
responsibilities.
CONCLUSION
Sigmund Freud has greatly changed the perception of sex by incorporating the
psychological aspect into the sexuality. Psychosexual development theory elucidates
what really constitutes sexually right from when the child is born up to the puberty point
of maturity. This theory gives five sequential phases that a human being undergoes in
the course of sexual development. These phases are closely linked and dependent on
one another in the cumulative building up of the sexual and psychological development
and eventually the overall character of an individual. Psychosexual theory has
significantly changed the perception and the definition of sexuality in the modern world.