bao2012
bao2012
bao2012
S
ilicon photonics has been hailed as
the technology of promise which will ABSTRACT Graphene has been hailed
make super-high-speed Internet ac- as a wonderful material in electronics, and
cess a reality. In reality, progress toward a recently, it is the rising star in photonics, as
photonics-driven circuit is hampered by well. The wonderful optical properties of
problems in the downscaling and integra-
graphene afford multiple functions of
tion of optoelectronic hardware. The pre-
signal emitting, transmitting, modulating,
sent state of development in integrated
photonics is not unlike the integrated circuit and detection to be realized in one
revolution more than 50 years ago. Break- material. In this paper, the latest progress
throughs similar to what silicon transistors in graphene photonics, plasmonics, and
had achieved for integrated circuits are broadband optoelectronic devices is reviewed. Particular emphasis is placed on the ability to
critically needed for integrated photonics integrate graphene photonics onto the silicon platform to afford broadband operation in light
before it can take off in a big way.
routing and amplification, which involves components like polarizer, modulator, and photodetector.
It is good to remind ourselves why silicon,
which is prevalent in electronics, is also a Other functions like saturable absorber and optical limiter are also reviewed.
favorite choice in photonics. The main rea-
KEYWORDS: graphene . photonics . optoelectronics . broad band . ultrafast
son is its amenability to the monolithic laser . saturable absorber . polarizer . optical modulator . photodetector . optical
integration of optics and electronics.1 Silicon- limiter
based photonic components ranging from
passive devices to modulators, detec-
tors, and light amplifiers and sources have be realized in one material. Graphene shows
been developed.13 However, it is unlikely superior properties compared to silicon and
that all of the photonic components can be IIIV semiconductors in terms of its high
silicon-based, especially when there is a thermal conductivity (∼36 times higher than
need to fulfill the stringent demands of Si and ∼100 times higher than GaAs), high
broadband data transferring. First of all, optical damage threshold12 (a few orders of
intrinsic silicon, which has an indirect band magnitude higher than Si13 and GaAs14),
gap, is not a broadband optical material even and high third-order optical nonlinearities
though its absorption edge can be tuned by (∼107 esu),15,16 as shown in Table 1.1721
controlling the doping level.4 Other draw- These macroscale properties are important
backs inherent to silicon include low electro- for photonic devices. At present, the Holy
optic coefficient, low light emission efficiency, Grail for graphene growth is to deposit gra-
and high propagation losses due to scattering phene directly on insulators such as SiO2;22,23
off the side walls of the waveguide. To this this is an eagerly awaited breakthrough which
end, the fabrication of hybrid materials which will open up a route for monolithic integration
can marry the advantages of silicon and a of graphene and silicon photonics.24 The pro-
second broadband photonic material seems spect of integrating a graphene photodetec-
the most promising way forward. tor in CMOS (complementary metaloxide * Address correspondence to
chmlohkp@nus.edu.sg.
Graphene, a conjugated sp2 carbon sheet semiconductor) in the near future is particu-
arranged in a two-dimensional (2D) hexa- larly alluring. Recently, an IBM group demon- Received for review March 6, 2012
gonal lattice,5,6 is the new kid on the block strated the use of graphene as an optical and accepted April 18, 2012.
for electronics7,8 as well as photonics.911 receiver operating on a silicon-on-insulator
Published online April 18, 2012
The wonderful properties of graphene allow (SOI) substrate.25 A Berkeley photonics group 10.1021/nn300989g
multiple functions of signal emitting, has also successfully integrated graphene with
transmitting, modulating, and detection to a Si waveguide to fabricate a radio frequency C 2012 American Chemical Society
Figure 1. Schematic diagrams showing possible optical transitions in graphene. (a) In intrinsic graphene, single-photon absorption
in terms of symmetric interband transition can take place over a broad wavelength range from visible to infrared. (b) In n-doped
graphene, an optical photon (pω2) with energy less than 2EF cannot be absorbed because the electron states in resonance in the
conduction band are occupied. (c) In p-doped graphene, an optical photon (pω2) with energy less than 2EF cannot be absorbed
because there are no electrons available for the interband transition. (d) Interband plasmon absorption (pω2) and intraband
plasmon (pω3) absorption with momentum enhancement. (e) Electromagnetic wave (E) passing through the graphene lattice and
inducing dipole moments (P). The displaced electron cloud is shown only for one atom. (f) One-photon and two-photon absorption
(TPA) process. (g) Under an intense optical field, the electron states in the conduction band are filled and prevent further optical
transition due to Pauli blocking, producing the condition of saturable absorption (SA). (h) Carrier dynamics after photoexcitation
showing the processes by which the non-equilibrium electron and hole distributions approach equilibrium. Reproduced from ref 60.
Copyright 2008 American Chemical Society.
with respect to the nucleus, resulting in a net dipole such as two-photon absorption (TPA) (Figure 1f), self-
moment (polarization), as shown in Figure 1e. In the focusing, self-phase modulation, saturable absorption
simplest case of linear optics regime, the induced dis- (SA) (Figure 1g), optical bistability, etc.
placement (x) manifests as electronic polarization (P), Dipole excitations with bound and free electrons
obeying a linear relationship with the applied field (E): induced by a single photon are described by the
P = ε0χ(1)E, where ε0 is the permittivity of free space and first-order susceptibility χ(1), where the real part is corre-
χ(1) is the first-order (linear) susceptibility. In the case of lated to the real part of the refractive index and
large displacement caused by strong optical field, elec- the imaginary part is related to optical loss or gain. The
tronic polarization is significantly nonlinear with respect to effective linear susceptibility to optical fields at a fre-
quency ω can be modulated by applying a dc field across
displacement as well as applied electric field, which could
graphene, which changes the refractive index. This linear
be described by a Taylor expansion:44
electro-optic effect is manifested readily in graphene,32
P ¼ ε0 (χ(1) E þ χ(2) E 2 þ χ(3) E 3 ) þ ::: (6) which forms the basis of a broadband optical modulator
recently demonstrated.26 Due to the inversion symmetry
where χ(2) and χ(3) are the second- and third-order non- of the graphene unit cell, the second-order susceptibility
linear susceptibilities, associated with nonlinear phenomena χ(2) is generally absent as a result of the cancellation of the
(CVD) was transferred onto the side-polished optical pristine graphene is used (with slight substrate-induced
fiber, as schematically illustrated in Figure 4a.43 As doping), the TE surface wave is supported whereas the TM
for translating phase variations into intensity varia- transport of photocarriers in graphene are fundamen-
tions, as illustrated schematically in Figure 5f. The tally different from that in a semiconductor with a band
transmitted signal from the Si/graphene hybrid gap. The absorption of light generates electronhole
waveguide can be strongly modulated upon the pairs in graphene, which has a lifetime of picoseconds
modification of the resonant wavelength caused by before recombination.53,60 Under an external field, the
tuning the effective index of the ring waveguide. pairs can be separated and transported to give a
Graphene can also be coated on a GaAs microdisk detectable photocurrent. Both photovoltaic effect
resonator to induce whispering gallery mode and photothermoelectric effect can contribute to gen-
(Figure 5g), which can be a new type of optomecha- eration of photocurrent in graphene.9,99,100 The photo-
nical resonators. Lastly, we propose a hybrid gra- voltaic effect relies on the existence of a built-in electric
phene/BN quantum confined Stark effect modulator, field which helps to accelerate the photogenerated
as shown in Figure 5h. The electrons and holes within charge carriers toward the electrodes. Such a built-in
the graphene/BN multilayer quantum well locate field can exist when the source and drain contacts on
within a discrete set of energy sub-bands. An external graphene are constructed of metal of different work
electric field shifts electron and hole states to oppo- functions.25 The photothermoelectric effect is pro-
site sides of the energy well, decreases the overlap duced by light-induced temperature gradient across
integral, and thus changes the absorption of the an interface between two materials wherein one of the
system. materials has a different Seebeck coefficient.
Broadband Photodetector. The spectral bandwidth and The IBM group pioneered a graphene-based
response time are important figures of merit of a photodetector with an ultra-broadband photore-
photodetector. The spectral bandwidth is determined sponse from 514 to 2400 nm.72,7477 They suggested
by the band gap of the materials, and the response that the operation wavelength range can be further
time is correlated to the carrier mobility. Traditional expanded from 300 nm to 6 μm, which surpasses
photodetectors based on group IV and IIIV semicon- state-of-the-art photodetectors. Mueller et al.75 de-
ductors suffer from limited spectral bandwidth as they monstrated a graphene photodetector for error-free
are “blind” to photons with energy smaller than the high-speed optical communications. In their work,75
band gap.98 Graphene can be potentially applied in interdigitated metal electrodes are deposited on top of
an ultrafast broadband photodetector because of its graphene to enlarge the light detection region and
exceptionally high carrier mobility and ultra-wide- shorten the transport length of carriers, as shown in
band absorption window.7476 The generation and Figure 6a. The use of asymmetric metal electrodes with
different doping effects leads to the built-in potential operate at speeds over 500 GHz, which is not restricted
drop within the graphene channel, allowing maximum by the carrier transit time but the RC time constant
photocurrent to be detected. The 3 dB frequency of the device. From the high photoresponsivity of
bandwidth of 16 GHz was determined from a modu- 6.1 mA W1 and high bandwidth of the photoresponse
lated optical signal at a wavelength of 1550 nm.75 In at tens of gigahertz, it was suggested that photovoltaic
principle, a graphene photodetector can potentially effect rather than thermoelectric effect is the dominant
defined as modulation depth and is associated with third- SESAMs,114 which require either chirality (diameter) con-
order optical nonlinearities. The third-order susceptibility trol or band gap engineering, are more difficult to
|χ3| of graphene is measured to be ∼107 esu, which is 1 fabricate compared to graphene.
order of magnitude larger than that reported so far for The fundamental principle for pulse shaping by gra-
single-walled carbon nanotubes (SWNTs).15 In principle, phene is similar to that in semiconductors, as shown
monolayer graphene affords the highest saturable ab- schematically in Figure 7b. The broadband nature of
sorption for a given amount of material because of the graphene in the linear optical regime is also valid at the
large capacity of Dirac cone to conserve the electrons and nonlinear regime. However, unlike the constant linear
holes.55 Saturable absorbers made of SWNTs118 or absorption over a wide spectral range, the saturable
shifting the Fermi level), the condition of saturable laser with an even larger tuning wavelength range up
absorption can be turned off. One interesting possibi- to 50.6 nm.127 Notably, the graphene Q-switched laser
lity is the fabrication of an electro-optic modulator to delivers up to ∼86.2 nJ energy at ∼29 kHz repetition
switch the saturable absorption properties on and off rate. The pulse energy is many times larger than
by electrostatic gating; in this case, instabilities in the graphene mode-locked fiber lasers120,128,129 and much
laser cavity can be quenched in a controllable manner. larger than values reported for SWNT Q-switched
Apart from the use of graphene in the mode-locked lasers. Such broadband Q-switched lasers are ideal
laser to generate ultrashort laser pulse (picoseconds to candidates in applications where ultrafast pulses are
femtoseconds), a graphene Q-switched laser is known not necessary, such as material processing, environ-
for generating microsecond to nanosecond pulse with mental sensing, and biomedical diagnostics.
a small width but at high peak power and large pulse Broadband Optical Limiter. Optical limiters are materi-
energy (tens of nanojoules). Graphene saturable ab- als that strongly attenuate intense, potentially danger-
sorber functions as a Q-switcher to modulate the ous optical beams while exhibiting high transmittance
quality factor (Q) of a laser cavity by initiating energy for low-intensity ambient light. Passive optical limiters
storage, allowing feedback and the process of optical rely on an effective nonlinear response to dissipate the
amplification through stimulated emission. Passively incident light as a function of its intensity. A good
Q-switched solid-state lasers with different gain optical limiter should have broadband optical limiting
medium (Nd:YAG,85 Nd:LuVO4,124 and Nd:GdVO486) ability, rapid response, and low optical limiting onset
have been developed to generate large energy pulses threshold. Two main mechanisms are responsible for
at ∼1.06 μm. Figure 7c shows a representative laser the optical limiting effect: nonlinear absorption
setup used for broadband operation of a graphene (multiphoton absorption or reverse saturable absorp-
Q-switched fiber laser.84 Using the graphenePVA tion) and nonlinear scattering (microbubble or micro-
composite as an effective saturable absorber, Popa plasma-induced scattering according to Mie scattering
et al.84 demonstrated a wide-band-tunable Q-switched theory). Reverse saturable absorption occurs in cases
laser from ∼1522 to 1555 nm (Figure 7d), which is where the excited-stated absorption is stronger than
comparable to the 31 nm range reported for doped ground-state absorption, and this manifests as an
crystal Q-switched tunable lasers125 and much larger increase in the total absorption at high incident in-
than the 5 nm achieved for SWNTs Q-switched tensity. This is in contrast to the saturable absorption
lasers.126 Recently, Cao et al. reported a Q-switch fiber case where the absorption cross section of the ground
state is stronger compared to the excited state. The excited state. For example, an alkyl-functionalized
lifetimes involved in reverse saturable absorption have substoichiometric graphene oxide was shown to give
to be in the same order as the time between two superior broadband nonlinear optical properties at
consecutive pulses to prevent complete relaxation of fluencies well below the damage threshold.87 Different
the excited state to the ground state. In organic from pure graphene, the existence of the small
molecules, this is aided by slow relaxation and inter- π-conjugated domains surrounded by an insulating
system crossing to the triplet state, such that the next matrix affords the confinement of long-lived electron
pulse of the pulse train can probe a different popula- hole pairs which can interact with surrounding media
tion in the electronic states than the first pulse did.130 (shown in Figure 8b), resulting in excited-state absorp-
Optical limiting properties of graphene are com- tion (reverse saturable absorption) extending over a
monly studied using solution-dispersed graphene wide visNIR region. This in turn leads to a new
oxide derivatives,48,131,132 where the limiting effects benchmark for optical energy limiting with onset of
arise from thermally induced nonlinear scattering. 10 mJ cm2 for a linear transmittance of 70%, demon-
These usually involve the formation of scattering cen- strated in both solvents and polymer composites, as
ters by microplasmas or microbubbles (Figure 8a), illustrated in Figure 8ce. As claimed by Lim et al.,87
which happen in the nanosecond time scale. There- such sub-stoichiometric graphene oxide (sub-GOx)
fore, such a type of thermally induced scattering is films exhibit performance which exceeds that of other
operational when the pulse laser operates in the carbon nanomaterials by a factor of 510 times.
nanosecond time scale. For femtosecond lasers, photo- The synthesis of a grapheneorganic hybrid is
induced charge transfer between graphene and a dye motivated by the fact that the formation of new energy
which occurs at the same time scale may contribute to dissipation channels via photoinduced electron trans-
the optical limiting effect. Due to the ultrafast fer will further expand the optical limiting capability of
(femtosecond) relaxation time scale of excited-state graphene. The aromatic structure of graphene pro-
electrons in pure graphene, reversed saturable absorp- vides a platform for functionalization with molecular
tion from pristine graphene has not been reported. If dye with the possibility of forming a charge transfer
the electronic structure of the graphene is modified by complex due to donoracceptor pair interactions.
chemical functionalization, as in the case of graphene Organic dyes exhibit excellent reverse saturable ab-
oxide, it may be possible to modify the relaxation sorption effects but have relatively low damage thresh-
dynamics and allow further absorption from the old and narrow dynamic range,133 and bonding to