Unit 1_Paper 5
Unit 1_Paper 5
Unit 1_Paper 5
Travelling Wave Tubes (TWT) are vacuum tubes used as high gain, low noise, wide bandwidth
microwave wideband amplifiers.
TWTs are mainly classified into two types, helix TWTs and coupled-cavity TWTs.
TWT Fundamentals:
In order to prolong the interaction between an electron beam and an RF field, it is necessary that
both must be moving in the same direction with approximately the same velocity. But the velocity of RF
field is that of velocity of light, while the Velocity of electron beam is less. Hence it is necessary to
retard the RF field with a slow-wave structure. Several such structures are in use, the helix and a
waveguide coupled-cavity arrangement being the most common.
Construction:
The schematic diagram of Traveling Wave Tube using a helix is shown in the following Figure.
Travelling wave tube is a cylindrical structure which contains an electron gun to form a cathode. It has
anode plates, helix and a collector. RF input is sent to one end of the helix and the output is drawn from
the other end of the helix.
An electron gun focuses the electron beam with the velocity of light. A magnetic field guides the beam
to focus, without scattering. The RF field also propagates with the velocity of light which is retarded by
a helix. Helix acts as a slow wave structure. Applied RF field propagated in helix, produces an electric
field at the center of the helix.
The velocity of electron beam, travelling through the helix, induces energy to the RF waves on the helix.
1|TWT
[Need of Slow-Wave Structure:
The velocity of the electromagnetic wave is very much higher when compared with the phase
velocity of the electron beam emitted by the electron gun. So it is required to reduce the velocity of the
applied RF input in order to match the velocity of the electron beam. Therefore, a slow-wave structure is
used that causes a reduction in the phase velocity of the RF wave inside the TWT. AS helical structure
is used for this. Due to the helical shape of the structure, the wave travels a much larger distance than
the distance travelled by the beam inside the tube.]
In order to restrict beam spreading inside the tube dc magnetic field is applied between the
travelling paths by the help of magnets.
The signal which is needed to be amplified is provided at one of the ends of the helix, present
adjacent to the electron gun, while the amplified signal is obtained at the opposite end of the helix.
An attenuator is present along both the sides of the travelling wave tube. This is because
travelling wave amplifiers are high gain devices, so in case of poor load matching conditions,
oscillations get build up inside the tube due to reflection. Thus in order to restrict the generation of
oscillations inside the tube, attenuators are used.
Working:
The applied RF signal produces an electric field inside the tube. During the positive half of
applied RF signal, the moving electron beam experiences accelerative force. However, negative half of
the input signal decelerates on the moving electrons.
This is said to be velocity modulation because the electrons of the beam are experiencing
different velocity inside the tube.
However, the slowly travelling wave inside the tube exhibits continuous interaction with the
electron beam. Due to the continuous interaction, the electrons moving with high velocity transfer their
energy to the wave inside the tube and thus slow down. So with the rise in the amplitude of the wave,
the velocity of electrons reduces and this causes bunching of electrons inside the tube.
The growing amplitude of the wave causes more bunching of electrons while reaching the end
from the beginning, thereby causing further amplification of the RF wave inside the tube. i.e., the
forward progression of the field along the axis of the tube gives rise to amplification of the RF wave.
Thus at the end of the tube, an amplified signal is achieved.
The positive potential provided at the other end causes collection of electron bunch at the collector
2|TWT
Applications of TWT
1. Travelling wave tubes are highly used in continuous wave radar systems.
2. These amplifying tubes also find application in broadband receivers for RF amplification.
3. TWT’s are also used to get high power output in satellite transponders
4. TWT is used in microwave receivers as a low noise RF amplifier
5. TWTs are also used in wide-band communication links and co-axial cables as repeater amplifiers to
amplify low signals
6. TWTs have a long tube life, due to which they are used as power output tubes in communication
satellites
7. TWTs are used in high power pulsed radars and ground based radars.
3|TWT
UNIT-1
MULTICAVITY KLYSTRON
A Klystron is a vacuum tube that converts the energy of a pulse high voltage generated by
a pulse modulator into a high power microwave. The microwave output from the klystron is
introduced into the accelerating structure through the waveguide.
Principle of operation
A klystron operates on the principle of velocity modulation. That is, the variation in the velocity
of a beam of electrons caused by the alternate speeding up and slowing down of the electrons in the
beam.
Construction:
The principle features of two cavity klystron amplifier are as shown below.
The RF signal to be amplified is provided at the buncher cavity. The electron gun comprises cathode,
heating element and anode. The electron beam is produced by the cathode by heating the filament. A
high positive potential is applied to the anode which provides the required acceleration to the electron
beam initially. The region between two cavities is known as drift space.
To allow focused propagation of electron beam inside the tube, an external electromagnetic
winding called focusing electrodes is used. The amplified RF signal is achieved at the catcher cavity.
Also, a collector is present near the second cavity that collects the electron bunch.
Working:
The beam passes through the gap A in the buncher cavity to which the RF signal to be amplified is
applied. It is allowed to drift freely without the influence of RF fields until it reaches gap B in the
catcher cavity.
In the absence of any RF input, the electron will tend to move with their respective uniform
velocities to reach the catcher cavity and gets collected at the collector.
But when external RF signal is applied at the input of the buncher cavity this causes the
generation of a local electric field inside the tube. This electric field causes the bunching of
electrons because the field applied causes the acceleration and deceleration to the moving
electron, according to the polarity of the signal by which the field is generated.
During the negative half of the applied input RF signal to the buncher cavity, the moving
electrons experience a repulsive force due to the presence of a negative charge at the entering
plate. Because of the opposition offered by the field, the moving velocity of electrons gets
reduced.
. For the positive half cycle of input, the generated electric field will be in a direction similar to
the direction of electron movement. So, this leads to an increase in the moving velocity of the
electrons.
Thus, it is observed that electrons that were emitted earlier by the gun will be decelerated,
while the electrons emitted later will be accelerated. Thus all the electrons while moving with
different velocities get bunched in the drift space. This change in the velocity of electrons while
moving due to RF input is known as velocity modulation.
Once the electron bunching is done then the catcher cavity present at another end of the tube
absorbs the beam energy. Once the energy is transferred to the catcher cavity then electrons gets
collected at the collector.
Applegate Diagram
The figure below shows the Applegate diagram that represents the bunching of electrons moving with
different velocities:
The electron travelling inside the tube under the absence of external fields acts as the bunching centre.
Also, the electrons moving due to the influence of the positive half cycle of the signal reaches faster.
While the movement due to the negative half cycle is retarded. Thus the figure represents the bunching
process at a certain point and at a specific distance inside the tube.
Practical Considerations
The bunching process in a two-cavity klystron is not complete; since there are large numbers of
out-of-phase electrons arriving at the catcher cavity between bunches. Consequently, more than two
cavities are always employed in practical klystron amplifiers.
The schematic diagram of the Four cavities klystron amplifier is as shown in Figure
Partially bunched current pulses will also excite oscillations in the intermediate cavities, and these
cavities in turn set up gap voltages which help to produce more complete bunching. Having the extra
cavities helps to improve the efficiency and power gain considerably. The cavities may all be tuned to
the same frequency, such synchronous tuning being employed for narrowband operation.
Applications:
An electronic oscillator can also be made from a klystron tube if a portion of the signal in the
catcher cavity is coupled back to the buncher cavity, with a coaxial cable or waveguide. The conditions
for obtaining oscillations are - the feedback must have the correct polarity and sufficient amplitude.
The schematic diagram of such an oscillator is as shown in the above Figure. Oscillations in the
two-cavity klystron behave as in any other feedback oscillator. Having been started by a switching
transient or noise impulse, they continue as long as dc power is present.
The Multicavity klystron is used as a medium-, high- and very high-power amplifier in the UHF and
microwave ranges, for either continuous or pulsed operation. Adequate power is available for the
frequency range covered from about 250 MHz to over 95 GHz.
Now a days the two-cavity klystron oscillator is no longer in use and it is replaced by CW
magnetrons, semiconductor devices and the high gain of klystron and TWT amplifiers.
Multicavity klystron amplifiers suffer from the noise caused because bunching is never complete and so
electrons arrive at random at the catcher cavity. This makes them too noisy for use in receivers.
Since the time taken by a given electron bunch to pass through the drift tube of a klystron is obviously
influenced by the collector voltage, this voltage must be regulated. Also when a klystron amplifier is
pulsed, such pulses are often applied to the collector. They should be flat, or else frequency drift will
take place during the pulse. As an alternative to this and also because collector pulsing takes a lot of
power, modulation of a special grid has been developed, as shown in Figure
A typical “gain” of 20 is available between this electrode and the collector, thus reducing the
modulating power requirements twentyfold.
Reflex Klystron:
It is possible to produce oscillations in a klystron device which has only one cavity, through which
electrons pass twice. This is the Reflex Klystron Oscillator.
The Reflex Klystron Oscillator is a low-power, low-efficiency microwave oscillator. The electron gun
emits the electron beam, which passes through the gap in the anode cavity. The beam is accelerated
toward the Anode cavity, which has a high positive voltage applied to it. The electrons overshoot the
gap in this cavity and continue on to the Repeller electrode which is at a high negative potential.
Hence, electrons in the beam reach some point in the Repeller space and are then turned back, which
are e dissipated in the anode cavity. Repulsion is necessary in order to build electrical oscillations, as
output power must be fed to the input. So the velocity modulated electrons must have to travel a
backward path in order to provide feedback.
Operation:
Let us assume that a reference electron er crosses the anode cavity but has no extra velocity and
it repels back after reaching the Repeller electrode, with the same velocity. Another electron, ee which
has started earlier than this reference electron, reaches the Repeller first, but returns slowly, reaching at
the same time as the reference electron.
Another electron, the late electron el, which starts later than both er and ee, moves with greater
velocity while returning back, reaching at the same time as er and ee.
Now, these three electrons, namely er, ee and el reach the gap at the same time, forming
an electron bunch. This travel time is called as transit time, which should have an optimum value.
Transit Time in Reflex Klystron:
For oscillations to be maintained, the transit time in the repeller space, or the time taken for the
reference electron from the instant it leaves the gap to the instant of its return, must have the correct
value. This is determined by investigating the best possible time for electrons to leave the gap and the
best possible time for them to return.
The most suitable departure time is centered on the reference electron, at the 180° of the sine-
wave voltage across the resonator gap. No energy goes into velocity-modulation of the electron beam.
It takes some energy to accelerate electrons, but just as much energy is gained from retarding electrons.
Energy is spent in accelerating bodies (electrons), but energy is gained from retarding them.
The anode cavity accelerates the electrons while going and gains their energy by retarding them
during the return journey. When the gap voltage is at maximum positive, this lets the maximum
negative electrons to retard.
3
T= n+ 4 where
n is an integer and
T = transit time of electrons in repeller space, cycles
This transit time depends upon the Repeller and anode voltages.
Modes of Reflex Klystron:
Why do different modes of operation exist for a reflex
Ans. There are several combinations of Repeller voltage and anode voltage that provide
favorable conditions for bunching. Accordingly there may exist several modes of operation,
expressed by
N + ¾ where N is an integer.
What modes are generally used in a reflex klystron?
Ans. 1 ¾ and 2 ¾ are the most commonly used modes in a practical reflex klystron.
What is transit time?
Ans. It is the time taken by the electrons to travel from cathode to anode.
What is the operating principle of reflex klystron?
Ans. It works on the principle of velocity modulation and current modulation
Magnetron:
A magnetron is a device that generates high power electromagnetic wave. It is basically considered
as a self-excited microwave oscillator. It is a diode which uses the interaction of magnetic and electric
fields in complex cavity to provide oscillations of very high power.
Construction:
The constructional details of magnetron are as shown in the fig.
It is a cylindrical diode. It has a radial electric field, an axial magnetic field and an anode (which is
made of copper) with permanent cavities. The cylindrical cathode is surrounded by the anode with
cavities and hence a radial DC electric field will exist. The magnetic lines force passes through the
cathode and the surrounding interaction space. The lines are at right angles to the cross section. The
magnetic field is also DC and since it is perpendicular to the plane of the radial electric field, the
magnetron is called a crossed-field device.
The output is taken from one of the cavities, by means of a coaxial line or through a waveguide.
The rings interconnecting the anode poles are used for strapping
The Cavity Magnetron has 8 resonant cavities tightly coupled to each other and 8 modes of
oscillation. These operations depend upon the frequency and the phase of oscillations. The total phase
shift around the ring of this cavity resonators should be 2πn where n is an integer.
If ϕv represents the relative phase change of the AC electric field across adjacent cavities, then
ϕv = 2πn / N
If, n= N / 2 then ϕv =π
This mode of resonance is called as π−mode
If n=0 then ϕv =0
This is called as the Zero mode.
Case 2
.
Case 3
Case 4
This is achieved by cutting off the electric supply once the oscillation begins. If this is continued, the
emitting efficiency of the cathode gets affected.
Case 3
In this case, electron c, which is emitted a little later, moves faster. It tries to catch up with electron a.
The next emitted electron d, tries to step with a. As a result, the favored electrons a, c and d form
electron bunches or electron clouds. It called as "Phase focusing effect".
This whole process is understood better by taking a look at the following figure.
Figure A shows the electron movements in different cases while figure B shows the electron clouds
being formed. These electron clouds occur while the device is in operation. The charges present on the
internal surface of these anode segments, follow the oscillations in the cavities. This creates an electric
field rotating clockwise.
While the electric field is rotating, the magnetic lines are formed in parallel to the cathode.
Under this condition, the electron bunches are formed with four spokes, directed in regular intervals, to
the nearest positive anode segment, in spiral trajectories.
Practical Considerations:
Some of the significant aspects of magnetron operation are –
Strapping
Frequency Pulling and Pushing
1. Strapping:
Where there is an even number of cavities, two concentric rings can connect alternate cavity
walls to prevent inefficient modes of oscillation. This is called pi-strapping because the two straps lock
the phase difference between adjacent cavities at π radians (180°). .
Magnetrons using identical cavities in the anode block normally employ strap-ping to prevent
mode jumping. Strapping consists of two rings of heavy-gauge wire connecting alternate anode poles.
These poles should be in phase with each other for the π mode. Since the phase difference between
alternate anode poles is other than 2π radians in other modes, these modes will quite obviously be
prevented. The actual situation is somewhat more complex.
Strapping may become unsatisfactory because of
1) Losses in the straps in very high-power magnetrons or
2) Strapping difficulties at very high frequencies.
In the second case, the cavities are small and it should be ensured that a suitable RF field is maintained
in the interaction space. As a result many modes are possible and even strapping may not prevent mode
jumping. To avoid this anode block should have a pair of Cavity Magnetron. This gives rise to a
rising-sun anode structure is shown in Figure and has the effect of isolating the 7π-mode frequency from
the others. Consequently the magnetron will not oscillate at any of the other modes, because the dc
fields would not support them. Strapping is not required with the rising-sun magnetron.
2. Frequency Pulling and Pushing in Magnetron:
The change in resonant frequency is sometimes a result of the change in the load impedance of
the magnetron. The load impedance varies when the change is purely resistive or reactive. This
frequency variation is known as frequency pulling.
Applications
A major application of magnetron is present in a pulsed radar system in order to produce a high-
power microwave signal.
Magnetrons are also used in heating appliances like microwave ovens
Tunable magnetrons find their applications in sweep oscillators.
GUNN DIODE
A Gunn diode, also known as a transferred electron device (TED), is a passive semiconductor device with
two terminals, with negative resistance used in high-frequency electronics
Construction :
Gunn diode is not a pn junction diode as it is composed of only n-type semiconductor material. The
figure below represents the constructional structure of a Gunn diode
The Gunn diode is formed by growing an epitaxial n-type layer over an n+ substrate. The two
highly doped regions provide better conductivity to the device.
The whole structure is mounted on a conducting base that acts as a heat sink for the heat produced
during operation. Also, the other terminal is formed by connecting a gold film over the top surface of the
structure.
Working:
The working of Gunn diode can be explained on the band theory. The energy band diagram is as
shown below.
1|TW T
GaAs and some other semiconductor
materials have one extra-energy band in their
electronic band structure instead of having
only two energy bands, viz. valence band and
conduction band and this extra third band is
empty at initial stage.
If a voltage is applied to this device, then most of the applied voltage appears across the active
region. The electrons from the conduction band having negligible electrical resistivity are transferred into
the third band. The third band of GaAs has mobility which is less than that of the conduction band. This
gives rise to the name transferred-electron effect. Electrons have been transferred from the conduction
band to a higher energy band in which they are much less mobile and the current has been reduced as a
result of a voltage rise.
Thus, if the field strength is increased, then the drift velocity will decrease; this creates a negative
resistance region in V-I relationship which is as shown below.
Applications :
2. They are used in radio communication, military and commercial radar sources.
3. It is used in tachometers.
4. Gunn diode is used in sensors for detection in trespass detecting system, in-door opening system,
pedestrian safety systems etc.
2|TW T
IMPATT Diodes
Construction
The construction of the IMPATT diode is
shown below. This diode includes four regions
like P+-N-I-N+. It works on an extremely high
voltage gradient of approximately 400KV/cm
to generate an avalanche current.
Working:
The IMPATT diode consists of two areas, namely the avalanche region or injection region, and
the drift region. These two regions provide different functions. The avalanche or injection region creates
the carriers which may be either holes of electrons and the drift region is where the carriers move across
the diode taking a certain amount of time dependent upon its thickness.
3|TW T
Such a high potential gradient, reverse-biasing the diode, causes a flow of minority carriers across
the junction.
Let us assume that a positive half of the RF voltage is superimposed on top of the high dc voltage.
Electron and hole velocity has now become so high that these carriers generate additional holes and
electrons by colliding with the crystal lattice and free other charges. These newly freed carriers are
similarly accelerated and collide with the crystal lattice freeing more carriers. This process gives rise to
avalanche breakdown as the number of carriers multiplies very quickly. . Since it is a multiplication
process, it will take certain amount of time to complete the process. The time taken by the process is such
that the current pulse is maximum when the RF voltage across the diode is zero and going negative as
shown in Figure. Thus 90° phase difference between voltage and current obtained.
When the current pulse arrives at the cathode, the RF voltage is at its negative peak. Thus the
Voltage and current in the IMPATT diode are 180° out of phase and a dynamic RF negative resistance
exists. This negative resistance lends to use in oscillators or amplifiers. Because of the short times
involved, these can be microwave.
4|TW T
Applications:
IMPATT diodes are used as microwave oscillators in microwave generators, in modulated output
oscillators.
They are used in microwave links, continuous-wave radars, and electronic countermeasures.
IMPATT diodes are used in electronic warfare systems for generating high-power microwave signals to
jam enemy communication systems or disrupt their radar systems
.PIN diodes
The PIN diode receives its name from the fact that is has three main layers
P-type layer
Intrinsic layer
N-type layer
A Pin diode is a special type of diode that contains an undoped intrinsic semiconductor between the p-
type semiconductor and n-type semiconductor regions.
The symbolic representation of the PIN diode is shown below:
Construction:
Similarly, an epitaxial layer is fabricated on N-type substrate, and that will be comprised of N+ region.
And in between these semiconductors, a layer of intrinsic material is introduced. Semiconductor layer
provides ohmic contacts
5|TW T
Working
In PIN diode, a depletion region is formed at NI- junction (N region & intrinsic region) because of the
concentration gradient of charge carriers.. As compared to N-region, the thickness of the ‘I’ region is
higher because the n-region doping level is higher as compared to the ‘I’ region
In a forward bias condition, when the voltage is applied to the PIN diode, then charge carriers in both the
regions will be injected into the intrinsic layer.
So the applied forward potential will decrease the width of the depletion region. Because of this, the
resistance of the diode will start decreasing due to forward biasing. When the forward voltage is
enhanced, a high number of charge carriers will be injected into the intrinsic layer. Thus, generating a
large current through the device will result in decreasing the resistance. Thus, in this biasing condition,
this diode works as a variable resistance device.
When the reverse bias voltage is supplied to the diode then the width of the depletion region will increase.
When the reverse voltage is raised, then the width of the depletion region will increase until the carriers
move away from the intrinsic layer. This specific voltage is called swept out voltage. In this biasing, the
diode works like a capacitor. Here both the regions like P & N serve like the capacitor’s two plates.
Applications:
6|TW T
Schottky-Barrier diodes
A Schottky diode (also known as the hot-carrier diode or Schottky barrier diode) is a
semiconductor diode formed by the junction of a semiconductor with a metal. Schottky diodes have a low
forward voltage drop (0.15 to 0.45 V) and a very fast switching action.
This is a simple diode that exhibits non-linear impedance. These diodes are mostly used at microwave
detection and mixing.
Construction :
At one end, there is a junction formed between the metal and lightly doped n-type semiconductor. This is
a unilateral junction. At the other ending, the metal and heavily doped semiconductor contact are present.
It is called Ohmic bilateral contact.
When a Schottky diode is in unbiased condition, the electrons lying on the semiconductor side
have a very low energy level when compared to the electrons present in the metal. Thus, the electrons
cannot flow through the junction barrier which is called the Schottky barrier. If the diode is forward
biased, electrons present in the N-side get sufficient energy to cross the junction barrier and enters the
metal. These electrons enter into the metal with tremendous energy. Consequently, these electrons are
known as hot carriers. Thus the diode is called a hot-carrier diode.
Applications:
Some of the applications of a Schottky diode are:
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