fear and anxiety - Copy figures inserted version c
fear and anxiety - Copy figures inserted version c
Abstract
We suggest that to understand complex behaviors associated with fear and anxiety, we need to understand
brain processes at the collective, network level. But what should be the type and spatial scale of the targeted
circuits/networks? Not only are multi-region interactions essential— including complex reciprocal interactions,
loops, and other types of arrangement— but it is profitable to characterize circuits spanning the entire
neuroaxis. In particular, it is productive to conceptualize the circuits contributing to fear/anxiety as embedded
into large-scale connectional systems. We discuss circuits involving the basolateral amygdala that contribute
to aversive conditioning and fear extinction. In addition, we highlight the importance of the extended
amygdala (central nucleus of the amygdala and bed nucleus of the stria terminalis) cortical-subcortical loop,
which allows large swaths of cortex and subcortex to influence fear and anxiety. In this manner, fear/anxiety
canbeunderstoodnotonlybasedontraditional“descending”mechanismsinvolvingthehypoth
brainstem, but in terms of a considerably broader reentrant organization.
Keywords: fear, anxiety, extended amygdala, bed nucleus of the stria terminalis, networks
1. Introduction
Neuroscientists seek to understand the neural basis of mental functions. What will it take to understand the
brain basis of fear and anxiety? Clearly, understanding one ortwobrainregionswon’tbe—enough we need
to study these constructs at the circuit or network level (we’llusetheterms“circuit”and“network”moreor
less interchangeably, and in a functional sense, not anatomically).Butevenhere,it’snot what spatial
clear
scales are most profitable. And if the answer is a circuit or network, what kind of circuit should be
considered? And what does it mean to study fear and anxiety at the network level?
Before proceeding, it is worth saying a few words about the terms fear”
“ and “anxiety”. In fear, typically,
the danger is imminent, mostly unambiguous, such that the animal is mobilized for immediate action,
including fight or flight. In anxiety, typically, threatsaremoreuncertainanddiffuse.It’s izedoften
that emphas
anxiety involves a lasting state of apprehension of potential future threats, accompanied by negative affect,
autonomic symptoms, worry, increased vigilance, and passive avoidance.
However, the above conceptualization, common as it is, is problematic because it encourages a fairly
binary division of labor. As developed elsewhere (Pessoa et al., 2022), whereas mental terms can be at times
useful in orienting researchers along research avenues, they are generally inadequate in conveying the
interdependence of mental processes. The discussion of neural circuits below should help illustrate how
neuralcircuitsdonotrespectboundariestypicallyadoptedbyinvestigators.Accordingly,“fea
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are used as placeholders but should not be understood as dichotomous constructs that map to separate
neural circuits.
In the present piece, most of the literature on the neural basis of fear and anxiety is described based on
the rodent literature, which provides a more comprehensive picture of the circuits involved. Human studies
paint a somewhat similar picture, but space limitations preclude a detailed interspecies comparison.
Nevertheless, the ensuing discussion applies across species.
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the coordinated activity between all of them likely plays a notable role in fear-related processing.
The discussion thus far illustrates the need to consider a broader set of brain regions in studying fear-
related processing. (For brevity, we have omitted additional regions, including the periaqueductal gray, which
conveys signals about the US to the central amygdala; Johansen et al., 2010). But it is necessary to go
beyond the“minimalcircuit” in Figure 1B because fear needs to be understood both in terms of processing
that promotes fear and processing that opposes it. Regarding the latter, for example, fear extinction
processes eventually transform a fear-inducing CS+ stimulus into one that is (mostly) neutral (Dunsmoor et
al., 2015; Bouton et al., 2021). Thus, in all but the simplest laboratory settings, fear-promoting and -opposing
processes are at play and need to be considered to explain behavior.
Let us briefly consider extinction. Both behaviorally and neurobiologically, fear extinction is now
understood to be rather complex (Dunsmoor et al., 2015; Bouton et al., 2021). Early models of extinction
emphasized the role of the medial PFC (infralimbic cortex in rodents and ventromedial PFC in humans) in
modulating the basolateral amygdala to dampen fear in the face of a now-extinguished stimulus— a previous
CS+ that, through extinction learning, now is associated with safety (Figure 2A). As the safety of a previous
CS+ critically depends on environmental context, the hippocampus was viewed as important, too. Such early
models have been substantially updated, and the emerging picture is considerably more elaborate (Figure
2B). A key development has been the realization that the medial PFC works in a coordinated fashion with the
basolateral amygdala (the two are bidirectionally connected), such that the initial idea that the former
(associated with “cognition” in cortex) simply dampens the latter (associated with “emotion”insubcortex)is
problematic (Figure 2A). Some studies
even suggest that the basolateral
amygdala is“upstream”ofthemedialPFC,
asapopulationof“extinctionneurons”in
the basolateral amygdala increase their
activity during extinction learning (Herry et
al., 2008), and contribute to medial PFC
activity.
To reiterate, the elucidation of the
neural basis of fear requires working out Figure 2. Fear extinction circuits. (A) Basic circuit focusing on
the promotion of fear as well as the regulation of the amygdala by the medial prefrontal cortex. (B)
Expanded circuit with bidirectional connections. Reuniens is a
dampening of fear. The circuits are often nucleus of the thalamus. Arrow in blue represent indirect
studied separately, but should be connections. Abbreviations: PAG, periaqueductal gray; VTA,
considered jointly for a comprehensive ventral tegmental area. See also Figure 1.
view of fear processing.
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emphasize subcortical contributions (with the clear exception of the medial PFC), such that the insula in many
cases is entirely missing, although recent studies have started to investigate the contributions of this region in
rodents, too (Klein et al., 2021). At present, the roles of the insula in anxiety remain somewhat unclear, but
have been proposed to include heightened responses during the anticipation of aversive events and the
evaluation of risk. In addition, the insula is believed to generate anticipatory responses in the face of
hypothetical future events so as to answer the following question: “howisitgoingtofeel?”(Grupe and
Nitschke, 2013).
From a broader perspective, uncovering the neural basis of anxiety poses multiple challenges. To see
why, consider multiple ways in which threat-related processing is believed to contribute to maladaptive
behaviors in humans with anxiety disorders (Grupe and Nitschke, 2013): inflated estimates of threat
magnitude and probability, hypervigilance, deficient safety learning, behavioral and cognitive avoidance, and
heightened reactivity to threat uncertainty. The broad range of these processes demonstrates the
multifaceted nature of “anxiety” — ultimately, a broad umbrella term. Consequently, we can say that there is
no“anxietynetwork” (singular), as much as a variety of circuits that contribute to anxiety-related behavioral
manifestations.
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see that the latter two regions belong to a qualitatively different sector of the brain compared to the
basolateral amygdala (and cortex). In addition, based on cell types and molecular profiles, the central
amygdala is a striatum-like region, whereas the BST is a pallidum-like region (in mammals, the pallidum
corresponds to the globus pallidus).
With the above facts in mind, now it should be possible to follow the extended amygdala loop (Figure
3B). The basolateral (pallial) amygdala interfaces with the extended amygdala much like the cortex interfaces
with standard basal ganglia loops (functionally, this also matches the integrative properties of the pallial
amygdala, which receives massive inputs from across the cortex; see below). The central amygdala
(striatum-like region) projects to the BST (pallidum-like region). The BST subsequently projects to the
thalamus, which in turn projects to cor tical targets. The pathways from the BST to the thalamus target the
PVT and other midline nuclei. In all, the overall arrangement establishes a pathway through the central
extended amygdala and back to the cortex/pallium. For a detailed exposition of the extended amygdala
system (Figure 3B), see Heimer et al. (2007).
Standard basal ganglia loops (via the striatum) play a major role in the flow of cortical signaling.
Classically linked to movement control and disorders, the basal ganglia are now known to be involved in
cognition, motivation, and emotion, and viewed as essential for higher level behavioral control, including
learning and regulation of stimulus-driven behaviors, as well as action selection supporting goal-directed
behaviors (Yin and Knowlton, 2006; DeLong and Wichmann, 2009; Nelson and Kreitzer, 2014). We propose
that the extended amygdala loop should be conceptualized as contributing to a broad and diverse set of
cognitive-emotional-motivational processes, too.
What is the importance of the extended amygdala loop in the case of fear and anxiety? Traditionally,
conceptualizations of fear and anxiety circuits center around two key properties. First, they are highly
centralized. For example, fear circuits are centered on the basolateral and central amygdala, and anxiety
circuits are centered on the BST. Second, they are built around the idea of descending control (Figure 4A).
For example, both the central amygdala and the BST assemble autonomic and endocrine responses by
engaging the hypothalamus and brainstem (historically, the hypothalamus itself has been conceptualized as a
“mastercontroller” autonomic
ofthesystem). The reentrant organization of the extended amygdala loop
suggests a complementary view that places fear- and anxiety-related processing as embedded within
broader cognitive-emotional-motivational circuits (Figure 4B).
To further motivate this idea, consider the relationship between cortical-subcortical reentrant systems.
Classical basal ganglia loops (via the striatum) are viewed as rather independent and parallel. However,
accruing evidence points to considerable crosstalk between these systems, with substantial signal intermixing
(Joel and Weiner, 1994; Haber, 2010; Hintiryan et al., 2016; Groenewegen et al., 2016; Aoki et al., 2019).
We thus propose that they be viewed as distributed, intercommunicating systems that provide integral
contributions to cortical function. How
about the extended amygdala loop? The
cortical-like component of the loop is the
basolateral amygdala, which is
bidirectionally connected with essentially
the entirety of the cortex (albeit with
different connectivity strengths). This
organization shows that the extended
amygdala loop has unique potential to
contribute to overall brain function.
As stated, classical basal ganglia Figure 4. Contrasting orgnaizations. (A) Tradiontal view in terms
loops are not independent and have of centralized processing and descending control. (B)
multiple opportunities to communicate Complementary proposal in which the reentrant organization of
with one another. Remarkably, these the extended amygdala loop plays a key role.
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loops are interlinked with the extended amygdala loop, too. We suggest this is a significant arrangement
because it allows the circulation of disparate signals (action-related, emotional, motivational, and so on)
across multiple loops, considerably broadening the range of signal distribution and integration. In particular,
the PVT is well-positioned to interlink systems (Kirouac, 2015) (Figure 5). This thalamic nucleus projects to
both the central extended amygdala and the nucleus accumbens, and is reciprocally connected with pallial
areas, such as the insular cortex, the prefrontal cortex (including orbitofrontal cortex), the hippocampal
formation, and the basolateral complex of the amygdala (these pallial sectors are reciprocally interconnected
and project to the central extended amygdala and nucleus accumbens) (reviewed by Kirouac, 2015, 2021).
Notably, individual PVT neurons have axons that bifurcate to innervate multiple targets (Unzai et al., 2015;
Dong et al., 2017). Most neurons in the PVT project to the nucleus accumbens, but a significant proportion
send collaterals to the BST and the central amygdala. In addition, neurons that project to the nucleus
accumbens, BST, and central amygdala are intermixed throughout the PVT and do not appear to form
clusters of unique subpopulations of projection-specific neurons.
To conclude this section, a brief aside on network science. Hub regions are highly connected ones that
have the potential to play chief roles in signal distribution and integration, with connector hubs having
particular importance in interlinking
disparate parts of the system (Figure 6A).
Here, we propose to extend this notion to
hub circuits, those that have strong
potential in influencing processing in
disparate brain sectors (Figure 6B). We
propose that the extended amygdala loop
is one such hub circuit. Given the
expedient access that the central
amygdala and the BST have to
neuroendocrine and autonomic functions
(via the hypothalamus and brainstem),
the loop places extended amygdala
function in very close association with the Figure 5. Large-scale connectional system intercommunication.
cortex. In this context, attempting to The paraventricular nucleus of the thalamus (PVT) serves as a
hub region that interlinks the central amygdala loop with the
separate emotion, motivation, and
standard basal ganglia ventral loop, both at the level of the
cognition becomes a largely problematic thalamus and cortex/pallium.
exercise.
5. Where next?
The upshot of the ideas developed here is that to understand complex behaviors we associate with fear and
anxiety, we need to understand brain processes at the collective, network level. Multi-region interactions are
essential, including complex reciprocal interactions, loops, and other types of arrangement.
So, what are network properties? When the functional unit of interest is apparent only when one
considers the system, but not its component parts, we can say that we have a network-level property. The
case made in the present piece is that in studying fear and anxiety it will not only be profitable but necessary
to consider multiregion functions. For further discussion, please see Pessoa (2014; 2022).
What are additional implications of the ideas described in the present article? Neuroscience is
experiencing a methodological renaissance. Advances in chemistry and genetics now allow precision in
targeting regions and circuits in ways that would have been impossible a decade ago. Multiple developments
permit recording over a larger number of regions simultaneously. We believe such methods will be essential in
advancing the study of fear and anxiety. We have argued elsewhere that it will be important to also develop
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techniques that enable multiregion perturbations, including activating and/or silencing multiple regions
simultaneously (Pessoa, 2022). We suggest that perturbation experiments could be used to test the
contributions of the extended amygdala cortical-subcorticalloop.Inparticular,inactivatingthe“return
via the thalamus to the cortex/pallium is anticipated to strongly compromise the function of the circuit given
the broad contributions of the return connections to cortical/pallial signals.
Another recommendation is that the field needs
to adopt more dynamic, richly contextual, and
naturalistic experimental designs. In such settings,
we believe that the functions of large-scale systems
discussed here will prove informative. This is because
thebrain’ s considerable anatomical-functional
interactional complexity parallels the enormous
richness of animal behavior (Pessoa et al., 2022).
Typical laboratory settings have severely limited what
can be studied. For example, a type of behavior that Figure 6. Hubs in the brain. (A) Hub regions are
“fits inside a box” is classical conditioning, which has highly connected. (B) Hub circuits are functional units
that can be engaged by or engage multiple ciruits.
been repeatedly examined since the early twentieth
century. Limited in-a-box behaviors have also been
studie d to inform anxiety-related processes. These experimental manipulations offer a window into a few
dimensions of fear and anxiety while allowing careful control over study variables. But the fixation with simple
tasks has led to a form of tunnel vision. As Dennis Paré and Gregory Quirk, prominent researchers in this
area, state in the context of classical conditioning:
When a rat is presented with only one threatening stimulus in a testing box that allows for a single reflexive behavioral response,
one is bound to find exactly what the experimental situation allows: neuronal responses that appear tightly linked to the CS and
seem to obligatorily elicit the conditioned behavior. (Paré and Quirk 2017, 6)
Placed inside a small, enclosed chamber the animal is limited to a sole response: Upon detecting the CS+, it
ceases all overt behavior and freezes in place (see also Holley and Fox, 2022).Itcan’tconsiderotheroptions,
such as dashing to a corner to escape; it cannot try to attack the source of threat either, as there is no other
animal around— the shock comes out of nowhere! Now, whenresearchersstudytherat’sbrainundersuch
conditions, a close relationship between brain and behavior is established. But as Paré and Quirk warn, the
tight link might be apparent insofar as it would not hold under more general conditions.
Thus, while critical, the use of novel neurotechniques mentioned above is insufficient. If we continue
using the paradigms that have been the mainstay of the field, we will be cornering ourselves into a scientific
cul-de-sac. It is time to think outside the box. Fortunately, more naturalistic paradigms are now possible given
recent technical advances. And if we follow novel research paths, it will become apparent that the question of
how many brain regions are needed to understand the neural basis of fear and anxiety is actually ill-posed.
We need to study a large set of intersecting circuit interactions to make progress.
Acknowledgements
The author acknowledges research support from National Institute of Mental Health (MH071589 and
MH112517). The author is also grateful for the constructive feedback provided by reviewers, which
considerably improved the text.
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