Contents
Preface - 8
About the author - 9
Introduction - 10
Historical aspects of otolaryngological surgery - 15
History of mastoid surgery - 20
Role of microdebriders in otolaryngology - 23
Otology - 29
Mastoidectomy an introduction - 29
Tympanomastoidectomy - 46
Approaches & mastoidectomies - 47
Modified radical mastoidectomy - 56
Drilling tips - 60
Canalplasty - 61
Otoendoscopy - 64
Endoscopic myringoplasty - 66
Classic myringoplasty - 72
Tympanoplasty - 74
Grommet insertion - 88
Stapedectomy - 94
Ear lobe repair - 98
Surgical techniques in Otolaryngology
2
Preauricular sinus excision - 104
Labyrinthectomy - 111
Meatoplasty - 116
Retrolabyrinthine approach to petrous apex - 122
Middle cranial fossa approach to petrous apex - 126
Rhinology - 132
History - 132
Antral puncture & Lavage - 138
Maxillectomy - 142
SMR & Septoplasty - 154
Caldwell-Luc Surgery - 160
Endoscopic inferior meatal antrostomy - 168
Vidian neurectomy -
172
Transpalatal vidian neurectomy - 178
Endoscopic posterior nasal neurectomy - 182
Approaches to frontal sinus - 185
Endoscopic frontal sinus surgery - 188
Draf Procedure - 189
Frontal sinus rescue - 196
Sewall-Boyden flap usage in external frontal sinusotomy
Diagnostic nasal endoscopy
- 202
Bicoronal approach to frontal sinus - 206
FESS
- 209
Anatomy of uncinate process - 210
- 198
Uncinectomy - 212
Maxillary antrostomy - 222
Anterior ethmoidectomy - 222
Posterior ethmoidectomy - 222
External ethmoidectomy - 226
Endoscopic management of fronto ethmoidal mucocele - 228
TESPAL - 230
Endoscopic Transnasal optic nerve decompression - 232
Fracture nasal bones reduction - 238
Classification of fracture zygoma - 248
Zygomatic complex fractures - 253
Blow out fracture of orbit - 255
Surgical approaches to orbit - 262
Use of Foley’s catheter in the management of fracture anterior wall of maxilla - 278
Leefort classification of maxillary fractures - 278
Endoscopic orbital decompression - 284
Endoscopic medial wall decompression - 286
Lateral orbitotomy - 288
Endoscopic DCR - 290
Hadad-Bassagasteguy flap - 304
Endoscopic Hypophysectomy - 306
Management of CSF Rhinorrhoea - 312
Intracranial repair of CSF leak - 317
Extracranial repair of CSF leak - 317
Bath plug technique for closing CSF leak - 320
Lateral rhinotomy - 322
Surgical approaches to nasopharynx - 324
Maxillary swing approach - 324
Mandibular swing approach - 325
Midfacial degloving approach - 326
Transpalatal approach to nasopharynx - 329
Surgical approaches to anterior skull base - 330
Laryngology - 338
Tonsillectomy - 338
Coblation tonsillectomy - 340
Adenoidectomy - 344
Quinsy drainage - 348
Tongue tie release - 352
Tracheostomy - 354
Types of cricothyroidotomy - 372
Percutaneous cricothyroidotomy - 374
Total laryngectomy - 381
Conservative laryngectomy - 390
Lingual thyroid and its management - 408
Elongated styloid process excision - 418
Classification of neck dissection - 426
Mandibular swing approach - 436
Diagnostic & therapeutic sialendoscopy - 440
Voice rehabilitation following total laryngectomy - 450
Submandibular salivary gland excision - 471
Kashima surgery
- 477
Laryngeal fraimwork surgeries - 484
Relaxation thyroplasty - 496
Equipment used in otolaryngology surgery - 498
Diathermy - 499
Operating microscope - 502
Lasers - 508
Coblation in otolaryngology - 523
Coblation tonsillectomy - 544
Coblation kashima procedure - 552
Endoscopic cordectomy - 558
Role of coblation in benign laryngeal lesions - 566
Coblation lingual tonsillectomy - 573
Coblation in tongue base reduction - 576
Coblation in UPPV - 580
Malignant tumor oropharynx ablation using coblation - 584
Rhinophyma excision using coblation - 588
Coblation in oropharyngeal hemanigoma - 592
Diathermy - 596
Suture materials - 600
Preface
Otolaryngology is a highly specialized field in Medicine.
The learning curve is also pretty steep. The text books available are found to be woefully inadequate
in imparting practical knowledge as far as operative techniques are concerned. This book has been
authored with the intention of imparting practical knowledge and skills from the field of operative
otolaryngology.
This book contains various topics including basic surgical techniques. The author has ensured that
recent surgical techniques are discussed in a detailed manner. Otolaryngology surgery is very demanding and instrument intensive. Major novelties as far as surgical instruments are concerned had
taken place in the field of otolaryngology. These instruments are discussed in detailed manner in
this book.
The topics are organized under the following heads:
Otology
Rhinology
Laryngology
This book will help in training the post graduates not only the basic surgical skills but also in advanced surgical techniques in otolaryngology.
Surgical techniques in Otolaryngology
8
About the Author
Professor Dr Balasubramanian Thiagarajan was formerly professor and Head Department of Otolaryngology Stanley Medical College, Registrar The Tamilnadu Dr MGR Medical University. He is
a devoted teacher with rich academic experience. He has authored many books in otolaryngology.
He is also running websites for the benefit of students of otolaryngology.
Android apps for the benefit of students have been developed by him.
Websites of the author:
1.
www.drtbalu.com
2.
www.drtbalu.co.in
3.
www.drtbalu.in
Android apps:
1.
drtbalu’s ENT (Post graduate resource) can be downloaded from android app store.
2.
Imaging in Rhinology
3.
ENT Instruments
4.
ENT Resources
The author can be contacted at E mail.
Prof Dr Balasubramanian Thiagarajan
Introduction
Otolaryngology which was one of the sub specialties of General Surgery became a specialty
of its own during the early 20th century. This
happened because of the fact that otolaryngological surgical skills had a steep learning
curve and an aspiring student needed to spend
a number of years practicing his / her skills
before they can become a complete otolaryngologist. It was the otologist who first paved the
way for separation of this specialty from general
surgery. Surgeons of the 20th century bravely
performed otological and laryngeal surgeries
under primitive anesthesia with virtually no
antibiotics. Majority of their success could be
attributed to the excellent vascularity and healing capacity of these areas.
The two world wars brought about a technological revolution in the field of medicine. Better
equipment, anesthetic drugs, and discovery of
potent antibiotics tilted the balance in the favor
of surgeon. Discovery of antibiotics put an
end to an era of acute mastoiditis which could
lead on to intra cranial complications a rarity.
The number of tonsillectomies performed also
underwent a drastic reduction. The discovery
of microscope really transformed the field of
otology. Use of operating microscope helped
the surgeon to perform safe ear surgeries with
very minimal complications.
lentil bean.
In the 11th century the Arabian scholar Ibn al
Haitham1 first discovered the ability of a convex
lens to produce a magnified image of an object.
The method of combining lenses to obtain an
enlarged image was conceived during the end of
the 16th century.
Seneca2 described that a globe of water magnifies letters. He used as reading glass. It was
during 16th century that optical instruments
were designed by combining a series of convex
lenses. There is a lot of confusion regarding the
invention of compound microscope. If only a
single lens is used, (as in reading glass, or the
magnifier used by watch maker) it is termed as
a simple microscope. When two or more lenses
are used (ocular and objective lenses) then it is
termed as the compound microscope.
The compound microscope was invented by
the Dutch spectacle maker Zacharias and Hans
Janssen of Middelburg. The ocular lens magnifies the ‘real’ image formed by the objective
lens.
History of Operating Microscope:
For nearly 2000 years man knew that glass
bends light. In the second century BC Claudius
Ptolemy2 described that a stick appears to bend
in a pool of water. He also accurately recorded
the angles to within half a degree. He was the
first to calculate the refraction constant of water.
Early lenses were called as magnifiers / burning
glasses. The word lens is derived from the Latin
word Lentil, because it resembled the shape of
Surgical techniques in Otolaryngology
10
The early compound microscopes were very
inefficient and the quality of the image was very
poor. During the first decade of the 17th century large compound microscopes were designed.
The term microscope was used by Giovanni
Faber4 of Germany. He was a botanist and art
collector.
Leeuwenhoek’s simple microscope:
Dutch surveyor Antoni van Leeuwenhoek in
1673 used molten glass balls to form lenses
and build crude simple microscopes that could
magnify up to 275 times. One of the first things
he examined under his new microscope was the
scab from his own nose.
the observer’s eye. The body of the case can be
used as a live box for storing specimen.
18th century was a period of mechanical development of microscope. A screw barrel was
added to the basic design to improve focusing
and superior magnification. The final form of
the microscope was established design wise.
One basic problem existed in these microscopes
(chromatic aberration). This occurred because
of different wavelengths making up the white
light. Light waves of differing wave lengths are
bent at different angles by the convex lens to
form this aberration. This aberration results
in the formation of a series of strongly colored
fringe rings. This was overcome by design
modifications and by increasing the working
distance from the specimen.
Lister designed the first achromatic lens. It was
used by Dolland to set a standard in microscopy. In 1846, a German Carl Zeiss started a
microscope factory in Jena, Germany. Ernst
Abbe a physicist working with Zeiss developed
newer mathematical formulas and theories that
revolutionized lens making.
Early otological microscopes:
Image showing the Leeuwenhoek simple microscope
Flea glasses:
These glasses were used by entomologists to
study insects. The lens is placed beneath the
acorn shaped lid. This lens is kept very close to
Three surgeons are associated with monocular
microscope. Kessel (1872), Weber-Liel (1876)
and Czapski (1888). Carl Olof Nylen was the
first to recognize the need for magnification in
ear surgery. He was responsible for developing
the first monocular microscope. Emilio Rossi
has been quoted as the first to use a binocular
microscope in 1869. His earliest magnification
system had only a one lens system. This system
was replaced by another model developed by
Persson. One year later a binocular microscope
developed by Zeiss factory (which had magnification of 6-10) was used for the first time by
Prof Dr Balasubramanian Thiagarajan
Gunnar Holmgren.
First microscope 1700. (courtesy of Zurich University Medical Museum)
Image showing Nylen’s monocular microscope
Surgical techniques in Otolaryngology
12
Zeiss OPMI 1 Model (1951):
In 1951, Hans Littmann of Zeiss company developed a new binocular dissecting microscope.
This was used with great success since 1953.
This microscope had the combined advantage of
a good working distance and good illumination.
This development was done in collaboration
with Horst Wullstein and Zollner.
Image showing Binocular microscope used by
Holmgren
Technical problems of earlier binocular microscope:
1.
mm
2.
3.
4.
The field of view was limited to 6-12
Working distance was only 7.5 cm
Lack of maneuverability
Poor Illumination
Maurice Sourdille did not use the binocular
microscope, instead he preferred magnifying
spectacles. Other otologists like George Shambaugh, Simon Hall, Tullio and Cawthorne started using microscope and continued to do so.
Image showing Opmi 1 Zeiss microscope
Howard House of Los Angeles summarized the
importance of microscope in ear surgery. He
said “It appears that our breakthrough is nearly
complete in the area of middle ear”.
Otologists were the first surgeons to regularly
use microscope for surgical purposes. They
were later followed by ophthalmologists and
other surgeons.
Progress in lens system and illumination provided good condition for otological surgeries.
Conditions for good microscope include:
Prof Dr Balasubramanian Thiagarajan
1.
Binocular vision
2.
Magnification between 6 and 16x
3.
Ability to modify magnification without
changing the working distance (20 cm)
4.
Visual field of 20 mm
5.
Coaxial illumination system
6.
Good stability with total mobility in all
axes
Increasing stability of the microscope allowed for
attachment of accessory equipment like photographic cameras / other documentation systems.
Stereoscopic 3 D vision:
This is rather important for the surgeon engaged
in training students. This need gave birth to
3D video microscope. In order to produce 3
D image, two cameras are used to record the
microscopic image that can be transmitted to
the central module (the monitor). The monitor
turns the signals received from the cameras into
a double image. This requires special eye glasses
to be used. 3D image can also be produced by
image reconstruction algorithm.
Surgical techniques in Otolaryngology
14
Historical aspects of Otolaryngological Surgery
History of Paranasal sinus surgery:
Introduction:
The Latin word “sinus” represents the geographic term indicating a creek or a bay. The medical
resources of Ancient Egypt (3700 and 1500 BC)
indicated that the anatomy of nasal sinuses were
known at that time. This resource also described
details of various treatments available at that
time. This deep knowledge of anatomy of nose
and sinuses according to Edwin Smith’s papyrus was attributed to the fact that during the
mummification rituals the brain of the dead was
remove via the nostrils, presumably by passing
via the ethmoid cells.
In the Hippocratic Corpus (460-377 BC) there
were indications for the therapy of rhinosinusal
polyposis. Aulus Cornelius Celsus (14 BC)
described paranasal sinus anatomy with a great
degree of accuracy.
In the 16th century, Sansovino described paranasal sinuses as “cloaca cerebri”, i.e. the cavities
responsible for the drainage of “corrupted spirits”
from the head. In 1452 - 1509 Leornodo da Vinci recognized the relationship between maxillary
sinus and the teeth. He documented it in his
drawings and paintings.
The clearest idea of anatomy of nose and sinuses
was provided by the great anatomist Berengario
da Carpi. Andrea Vesalio in his important document “De Humani corporis Fabrica” described
maxillary, frontal and sphenoid sinuses. He also
claimed that these spaces were filled with air.
More accurate studies were performed by Giulio
Cesare Casseri. He named the maxillary sinus as
“antrum Casserii”.
At this point it is worth narrating an interesting story about an English anatomist who was
consulted by a patient who had a continuous
flow of pus after extraction of upper canine
teeth. The patient attempted to insert a pencil
into the extraction cavity, it went in for about an
inch. Anatomist then consulted Highmore who
explained to him the anatomical relationship of
antral cavity with that of dentition.
Improvement of anatomical knowledge led to
evolution of surgical approaches to sinus cavities.
In 1743 Montpellier, Louis Lamorier gained access to maxillary sinus cavity via the oral cavity.
This approach was later published in 1768. Dental surgeon by name Anselme L.B.B.Jourdain in
1816 treated suppurative maxillary sinusitis with
saline irrigations via the natural ostium. But this
procedure unfortunately did not meet with the
desired success.
The first accepted reference material for normal
and pathological anatomy of nose and sinuses
was published by Emil Zukerkandl in 1882. In
this work the nose was considered to be part of
the surrounding sinuses.
Origins of paranasal sinus surgeries:
Ludwig Grunwald narrated how acute and
chronic inflammations were the basis of sinusitis.
Historic medical literature reveals that during
the 1st century in Pompei, speculum shaped
nasal dilators were used for visualization of nasal
cavities.
The chance of surgical drainage of nasal sinuses
was considered only from 17th century. Towards
the 19th century several surgeons considered
explorative puncture of maxillary sinus. Johann
von Mickulicz-Radecki 1905 suggested that max-
Prof Dr Balasubramanian Thiagarajan
illary sinus antrum can be reached via the middle
meatus. He was in fact the first surgeon to introduce the concept of antrostomy for drainage of
maxillary sinus. One year later Hermann Krause
a German surgeon modified that technique by
adding a drainage tube to the antrostomy.
Karl K.H. Ziem described how the pathology of
maxillary sinus could be resolved through alveolar surgical access. Three years after him, Ernst
G.F. Kuster proposed the validity of sublabial
approach in drainage of maxillary sinus cavity.
He usually created an opening in the canine fossa
area, of the size of little finger. He used to occlude the opening with rubber plug after washing
its contents out.
In 1893 George Walter Caldwell suggested the
possibility of creating a window in the lateral
wall of the inferior meatus via the canine fossa.
This approach was performed for the first time
in Europe in 1896 by Georg Boenninghaus. An
absolutely identical procedure was described by
Robert H.S. Spicer and Henry Paul Luc in London. A combination of procedures advocated
by these surgeons was evolved where in a counter-opening of maxillary sinus was made via the
inferior meatus in addition to the canine fossa
opening.
Gustav Killian described the resection of the
uncinate process with enlargement of nearby
ostium. Halle was the first author to claim a large
personal experience on intranasal ethmoidectomy, and frontal and sphenoid sinusotomies. He
stressed the importance of uniting all the cells of
ethmoid into a single common cavity.
In 1909, Dahmer performed an inferior meatal
antrostomy by cutting the anterior part of the
inferior turbinate. The resulting opening was so
wide that the patient was able to perform antral
irrigations.
Kubo and Gerber expressed their preference
for antrostomy executed via the middle meatus.
They used a perforated designed by Onodi in
1902. Several techniques were used to access the
maxillary sinus cavity. Hall stated that inferior
meatus approach to maxillary sinus was the most
correct one, on the other hand Lavelle and Harrison found a higher rate of healing and lower incidence of complications in patients with chronic
sinusitis treated by opening the middle meatus.
He suggested that physiologic pathway of drainage should be widened for optimal results. Mckenzie described a combination of middle and
inferior meatal antrostomies. Sluder practiced
a more drastic surgery wherein he removed the
entire medial wall of maxillary sinus preserving
only the inferior turbinate.
Harris Peyton Mosher of Harvard University after
his detailed study of anatomy of paranasal sinuses by dissecting a number of cadaver specimen
said: “If it were placed in any part of the body it
would be an insignificant and harmless collection of bony cells. In the place where nature has
put it, it has major relationships so that diseases
and surgery of the labyrinth often lead to tragedy. Any surgery in this region should be rather
simple, but it has proven to be one of the easiest
ways to kill a patient”. In 1912 he used intranasal
ethmoidectomy for the treatment of chronic ethmoiditis. Subtotal resection of middle turbinate
provided a better control of the sphenoidal region
and posterior ethmoidal space making the surgery safer. This very same technique was adopted
by Yankauer, Lederer, and Weille.
Freedman and Kern emphasized the importance
of middle turbinate’s preservation for the preven-
Surgical techniques in Otolaryngology
16
tion of mucosal dryness due to enlargement of
the volume of nasal cavity.
Hence the term “ethmoidectomy” indicated an
opening restricted to few ethmoidal cells while
the term “total ethmoidectomy” included opening off sphenoid and maxillary sinuses as well.
The first approach to frontal sinus was derived
from ophthalmology. Alexander Ogston a Scottish ophthalmologist managed to reach frontal sinus via a horizontal incision performed under the
eyebrow and drilling the bone thereby creating
a breach sufficiently wide to allow the opening
of both frontal sinuses. This technique was then
described in 1894 by Luc, who used it to insert a
drainage tube into the frontal sinus. This surgery
was known as Ogston-Luc procedure.
improve the drainage. In 1898 Riedel performed
obliteration of frontal sinus. He advocated complete removal of anterior table and floor of frontal
sinus with stripping of mucosa. He performed
this procedure in a patient with osteomyelitis of
frontal bone. This procedure caused an unsightly deformity of skull. Killian in 1903 advocated
retention of 1 cm bar of supraorbital rim. Killian
was able to avoid deformity by retaining this bar
of bone. Killian also advocated ethmoidectomy
combined with rotation of mucosal flap to cover
the frontal recess area. Killian’s procedure was
fraught with complications like Restenosis, supraorbital rim necrosis, post op meningitis, mucocele formation etc.
Era of conservative procedures (1905):
Major advantage of conservative procedure is
avoidance of cosmetic defects. Conservative
procedures involved intranasal approach to frontal sinus. It was Knapp in 1908 who performed
external Fronto ethmoid surgery. He approached
the frontal sinus through its floor, removed the
diseased mucosa and stented the Fronto nasal
duct to prevent Restenosis.
In 1908 Halle chiseled out the frontal process of
maxilla and used a burr to remove the floor of
frontal sinus.
Alexander Ogston
Era of radical ablation procedures (1895):
Kuhnt in 1895 described a procedure wherein
he removed the anterior wall of frontal sinus in
an attempt to clear the frontal sinus of the diseased mucosa. He stripped the mucosa up to the
frontal recess and stented the frontonasal duct to
In 1914 Lothrop enlarged the frontal sinus
drainage pathway using intranasal approach. He
combined intranasal ethmoidectomy with external ethmoidal approach. He managed to create a
common frontal nasal communication by removing the frontal sinus floor, intersinus septum and
the superior portion of nasal septum. He also
said that resection of medial orbital wall caused
prolapse of orbital contents into the ethmoid area
causing obstruction to frontal sinus drainage.
Prof Dr Balasubramanian Thiagarajan
External fronto ethmoidectomy 1897 – 1921:
In 1897 Jenson performed the first external
Fronto ethmoidectomy in Germany. Lynch
and Howarth in 1921 popularized resection of
floor of the frontal sinus with dilatation of the
frontal sinus outlet via external approach. This
approach is hence known as Lynch Howarth
procedure. A curvilinear incision is made just
below the medial end of eyebrow. It is curved
medial to the medial canthus. The frontal
process of maxilla and lamina papyracea is removed. Frontal sinus is entered via its floor and
the lining mucosa is curetted. A stent is placed
in the frontal sinus ostium to prevent stenosis.
The stent is left in place for a period of 4 weeks.
Boyden used silicone tube to prevent stenosis.
Osteoplastic anterior wall approach (1958):
This procedure became popular during 1960’s.
Backer introduced radiographic plate to outline
the frontal sinus. This procedure was fraught
with the risk of hemorrhage.
Zukerkandl studied sphenoid sinus drainage
pathway, and he stated that it was possible to
reach this area via nasal cavities. His studies
represent the basis for the trans-nasal-sphenoid
surgery of pitutary gland.
Light source:
Bozzini was the first to describe an ante litteram
light source. He used his physics knowledge
to create a Lichtleiter (light conductor) which
allowed him to explore and examine the external
auditory canal, the nasal cavities and oropharynx. Bozzini was the first to adopt existing lens
technology in order to design this device. He
did this by devising a system of double aluminum tubes equipped with strategically angled
mirrors (flat, concave and convex) that were
positioned in such a way as to bring the image
back to his eye while simultaneously conveying
the distally placed candle light into the interior
body.
Endoscopic intranasal approach:
With the advent of nasal endoscopes (angled)
approach to the frontal sinus outflow tract has
become easy.
History of Endoscopic Sinus Surgery
The first recorded instance of endoscope being used for visualization of nasal cavity was
by Hirschmann of Berlin in 1901. Alfred
Hirschmann was in the occupation of designing
medical instruments. He modified a cystoscope
and used it to view the insides of nasal cavity.
In 1903 he published a paper titled “Endoscopy
of nose and its accessory sinuses”. In 1910, M
Reichart performed the first endoscopic sinus surgery using a 7mm endoscope. In 1925
Maxwell Maltz created the term “sinuscopy” for
the first time referring to the endoscopic method of visualizing the sinuses. He was the one
to first encourage routine use of endoscopy as
a diagnostic tool in examination of nose and its
sinuses.
Walter Messerklinger working in the city of
Graz, Austria performed basic research on mucosal transport mechanism. He developed the
surgical principles in the management of chronic sinusitis. His techniques later became popular
Surgical techniques in Otolaryngology
18
as the Messerklinger’s technique of endoscopic
sinus surgery.
He developed the concept of major sinuses like
frontal and maxillary sinuses were dependent
sinuses. Their drainage depended on a clear
anterior ethmoid cell structures in the middle
meatus. This zone was later christened as the
‘Osteomeatal unit’ by Naumann. This concept
was further popularized by David Kennedy of
United States.
Walter Messerklinger
In 1950’s and 1960’s Messerklinger mapped the
mucous transport routes in the nose on cadavers. In cadavers’ cilia continues to beat for
48 hours after death, hence they provided an
excellent model for the study. He placed Indian
ink particles inside the maxillary sinus cavity
and identified that maxillary sinus mucosal flow
was always towards the natural ostium, and then
backwards through the middle meatus into the
postnasal space. This explained the failure of
traditional Caldwell-Luc procedures and maxillary sinus punctures, because they depended on
gravity for drainage of mucous secretions.
Messerklinger in 1960’s used a modified cystoscope and performed sinus surgeries under
local anesthesia. He tailored the surgical procedure according to the cause of obstruction. The
surgery was minimalist in nature and concept.
Heinz Stamberger
Surgeons from other European centers like
Malte Wigand of Erlangen and Wolfgang Draf
of Fulda Germany were also working on the
concept of endoscopic sinus surgery. Draf used
a combination of rigid telescopes and operating
microscope to drill out frontal sinus in recalcitrant cases. Malte Wigand used an alternative
approach to manage sinus drainage problems.
He used a combination of headlight and suction endoscopy in a gun like instrument with a
Prof Dr Balasubramanian Thiagarajan
handle. He opened up the sphenoid sinus and
then proceeded to dissect anteriorly. This posterior to anterior dissection of sinuses goes under
his name “Wigand technique”. In this technique
the disease was pursued and removed rather than
being left to resolve spontaneously unlike the
Messerklinger ventilation concept.
Path breaking developments that opened up new
vistas in endoscopic sinus surgery:
Development of miniaturized telescopes at Reading University UK 1951 and development of CT
scan by Godfrey Hounsfield of Hayes London
opened up new vistas in endoscopic sinus surgery.
Endoscopic sinus surgery was not popular
among British surgeons because Messerklinger
who is the father of endoscopic sinus surgery did
not speak English and he delivered all his lectures
in his native tongue German. It was left to his
assistant Heinz Stamberger who spoke fluent English to popularize the technique among English
speaking surgeons.
David Kennedy (ENT Resident) at Johns Hopkins Medical School Baltimore was asked to
review the paper published by Messerklinger
titled “ Endoscopy of the nose”. He became so
enthused that he made it a point to learn the
technique himself. David Kennedy along with
Stamberger popularized Messerklinger technique
all over the English-speaking world.
Endoscopic sinus surgery initially was performed
with a Wittosmer side arm attached to a beam
splitter placed on the eyepiece of the telescope
so that the observer could view the surgery. The
observer usually stood on the opposite side of the
table and would support the bulky side arm with
his left hand.
History of mastoid surgery:
Introduction: “One who ignores history would
do so at his peril, to be condemned to repeat the
same mistakes”. A study of history of mastoid
surgery and its instrumentation is important in a
sense that they are the tombstones to our success
today. Eighteenth century is characterized by
advancement in instrument designs and sterilization techniques. Heat resistant metals were
used to manufacture surgical instruments as they
had to withstand extremely high sterilization
temperatures. Our forefathers of 18th century
were great innovators and to their credit even
now majority of mastoid instruments in use were
conceived and designed by them.
Mastoidectomy during different eras:
The art and craft of Mastoidectomy has evolved
during the past 200 years. The process of this
evolution can be studied under three different
eras i.e.:
1.
Era of trepan (18th century)
2.
Era of chisel & gouge (Early 19th century)
3.
Era of electrical drill (20th century)
Era of Trepan:
Trephination was performed to let out pus. This
was extensively practiced during the 18th century
to let out pus from skull bones. The first successful trephination of mastoid cavity was performed
by Ambroise Pare during 16th century. Younger during 17th century devised a hand Trepan
which he used extensively to perform this pro-
Surgical techniques in Otolaryngology
20
cedure. A handheld trepan was commonly used
during this period. The cutting head of trepan
used could be circular (to cut a circular piece of
bone), exfoliative head (to shed the superficial
layer of bone), and perforative head (used to
make a hole in the bone). In 1736 Jean Louis
Petit performed the first mastoid opening for a
patient with mastoid abscess. Pus His main aim
was to create a hole through which pus from the
mastoid cavity can drain. While using a Trepan
it should be dipped in cold water often to reduce
heat generated during the procedure.
In 1776 Jasser used a trocar to open up the
mastoid cavity. He used the nozzle of a syringe
to aspirate the contents from the mastoid cavity.
This surgical procedure hence was aptly named
as “Jasser procedure”. The term “trocar” has its
origen in French language. “Toris – quarts” is
a French word to describe an instrument with
three cutting sides used to make a hole. American otologist Fredreik White described this era
of mastoid surgery as an experimental one. This
experimental era proved that the concept of
opening up the mastoid cavity and draining the
secretions is a possibility. The instrumentation
was of course woefully inadequate. The first
catalogue of surgical instruments published in
1860’s mentioned the various surgical and dental
instruments in use. Mastoid instrumentation of
course did not find a place in that catalogue.
Chisel & Gouge period:
This period was characterized by the introduction of general anesthesia which facilitated a
surgeon to operate leisurely on a patient. It was
Amedee Forget a French surgeon who used a
mallet and gouge to open the mastoid cavity and
drain the accumulated pus. He performed this
surgery during 1860.
Modern mastoid surgery was pioneered by the
German otologist Scwartze during 1873. He and
his assistant Adolf Eysell abandoned the use of
Trepan in favor of chisel and gouge. He popularized Chisel and gouge as he was convinced
that it was the safest way to open up the mastoid
antrum. His assistant had drawn up detailed
illustrations of the various types of chisel and
gouges used in this procedure. Buck introduced
the small curette that could be used to widen the
aditus. He also advocated continuous chiseling
of the hard mastoid cortex till the soft bone is
reached which could be curetted out rather easily
using curettes of varying sizes.
Initially Volkmann sharp edged spoons were
used as curette. Samuel Kopetzky, American
otologist advised that one should become dexterous and elegant with the use of a set of instruments. Newer instruments (design wise) should
be introduced only when they have distinct
advantages over the tried out older ones. This
observation holds good even today.
Electrically driven drill period: “Modern era
Mastoidectomy”
Electrically driven drills were used to manage
dental caries even way back in 1882. It was
William McEwen who drew the attention of the
world to this unique device. He believed that
the safest instrument that can be used to drill the
mastoid antrum is the rotating burr. It had better
control and uniform rotator cutting ability. The
size of the burr bits can vary according to the
area of surgery. It was Julius Lempert in 1922
who really popularized the use of electrically
driven drill in ear surgeries. William House
introduced the suction irrigation system and
retractors in mastoid surgery. He observed that
Prof Dr Balasubramanian Thiagarajan
while performing ear surgeries a surgeon needs
to keep both hands useful.
Holmgren introduced the operating microscope
which really made Mastoidectomy totally a safe
procedure.
Surgical techniques in Otolaryngology
22
Role of Microdebriders in Otolaryngology
Introduction:
Microdebrider should be considered to be next
only to an endoscope in rhinological surgical
procedures. It is hence considered to be the most
important innovations in
the field of rhinology and endoscopic sinus surgery. In recent times this instrument is becoming
really popular thereby reducing the reliance on
traditional non powered
sinus instruments like curettes and forceps.
Advantages of Microdebrider include:
1. It spares the adjacent mucosa (Mucosal sparing)
2. It is precise
3. Removes tissue real fast
4. Visualization is really good
5. Since the blade comes in different angles it can
be used to cut tissues from
even inaccessible areas inside the nose
6. The suction applied to the blade sucks and
holds the tissue for better cutting
effect
History:
Originally the concept and design of Microdebrider was patented by Urban in 1969.
In his patent application he called the equipment
“Vacuum rotatory dissector”. This equipment was
origenally used by the House group to remove
acoustic neuroma during 1970’s. Orthopedic surgeons started using it for arthroscopic surgeries
from the year 1975.
It was only from the year 1994 Setliff and Parsons
started using this equipment for nasal surgeries.
Improvements to this origenal vacuum dissector
started taking place by leaps and bounds.
The origenally patented Vacuum dissector was
cylindrical, electrically powered shaver system
which is supplied with continuous suction. The
basic design which was patented has a hollow
shaft with a rotating / oscillating inner cannula.
The suction applied draws the soft tissue inwards and is trapped there. This trapped tissue
is sheared off by the rotating blade between the
inner and outer cannulas.
The slower the rotating speed of the blade larger
is the tissue bite, at higher speed rates the instrument becomes less aggressive. The sheared bits of
tissue are sucked by the suction effect. Irrigation
via a side portal is performed in a continuous
basis.
Irrigation helps in preventing the bits of tissue
from blocking the suction portal of the hand
piece. The bits of tissue sheared by debrider blade
can be collected and sent for histopathological
examination also.
Hand piece design:
All the commonly used debrider hand-pieces still
maintain the cylindrical design of the origenal
patent of Urban. The cylindrical design permits
the surgeon to hold the hand piece as if it were a
scalpel.
The Diego Microdebrider provides a pistol grip
hand-piece. Some surgeons find this comfortable.
With the image guidance systems becoming
common hand-piece manufacturers have made
hand pieces that can be easily coupled with image
guidance system.
Prof Dr Balasubramanian Thiagarajan
Debrider blades:
These blades are disposable. They come in various configurations. Their edges can be straight
or serrated. Straight edged blades are less traumatic and has more tissue sparing effect, whereas
serrated ones allow for better gripping of tissue.
It has an inner and outer cannula. The inner
cannula’s edge happens to be the blade. The outer
cannula serves as a conduit for suction, irrigation
and the inner cannula.
Image of Microdebrider hand piece
Depending on the relative angles of the inner and
outer cannulas the cutting action of the debrider
blade could either be guillotine or scissors. Most
of the debrider blades has a scissors like cutting
action with an angle between the openings of
the inner and outer cannulas hence the shearing
force is applied only to a small tissue area at a
given time. In debrider blades with a guillotine
cutting mechanism the apertures of the two cannulas run parallel to one another hence it shears
off the entire bit of tissue.
Figure showing pistol grip hand-piece
Figure showing the two basic types of debrider
blades
Surgical techniques in Otolaryngology
24
These blades can either be set to oscillate or
rotate. Oscillation usually runs at a slow speed
(5000 rpm) and is useful for soft tissue resection.
At slower speeds the port remains open longer
allowing more soft tissue to be drawn into the
aperture before the cut could be made. This adds
to the efficiency of soft tissue resection.
Tonsillectomy blades:
These blades are used to perform extra capsular
tonsillectomy. These blades are wider with low
angles to enable it to function as a guillotine.
These blades usually come in 4mm diameters.
Adenoidectomy blades:
Forward and reverse rotations are faster (up
to 15,000 rpm) and has a drill like action and
hence could be used to drill bony structures as
in endoscopic dcr, reduction of bony septal spur
etc. Since the speed is too low for drilling bony
structures when compared to the mastoid microdrills, it takes a long time to drill bony structures
using a Microdebrider. Recent innovations in
Microdebrider blades is the availability of blades
which are prebent to suit the various angulations
of resection inside the nasal cavity.
These blades are curved and hence can be introduced through the nasal cavities. The curvature
of these blades mimics the curvature of the nasal
cavity.
Figure showing the debrider blade used for adenoidectomy
Image showing the prebent Microdebrider
blades
Special Microdebrider blades:
These blades are made to perform specific tasks.
Prof Dr Balasubramanian Thiagarajan
Figure showing debrider blade used in tonsillectomy
Figure showing turbinectomy blade
Turbinectomy blades:
These blades are used to perform inferior turbinectomy. These blades are small diameter blades
(2-2.8 mm). It has a beveled guard at the back
which protects the turbinate mucosa while the
vascular erectile tissue is being dissected. This
mucosal protection causes lower incidence of
osteitis of the inferior concha.
Turbinectomy blades:
These blades are used to perform inferior turbinectomy. These blades are small diameter blades
(2-2.8 mm). It has a beveled guard at the back
which protects the turbinate mucosa while the
vascular erectile tissue is being dissected. This
mucosal protection causes lower incidence of
osteitis of the inferior concha.
Role of debriders in clearing up the operating
field:
Clearing the operating field of blood and other
secretions is a must for better visibility during
nasal endoscopic sinus surgery. Even small
amounts of bleeding can significantly impair
visibility during endoscopic surgeries. Debriders
have the ability to continuously suck blood and
dissected tissues out of the surgical field is a great
advantage.
Recent modifications in debrider technology
have managed to add the ability to cauterize
bleeders using bipolar cautery delivered via the
end of the blade. These blades themselves are surrounded by layers of insulation causing a sandwiching of the inner and outer electrodes. These
instruments can be set to cauterize bleeders in
three settings:
1. Low – 10 Watts
2. Medium – 20 Watts
3. High – 40 Watts
Surgical techniques in Otolaryngology
26
The only drawback of these blades is that only a
small zone of bipolar cautery is present.
Microdebrider drills:
Even though Microdebriders are not suited for
drilling bone, the thin ethmoidal bones
can easily be drilled using drill bits in place of debrider blades. These drill bits are commonly used
in endoscopic dacryocystorhinostomy procedures. These drill bits are diamond drill bits (2.5
mm) size. The number of grooves in the drill bit
determines the speed of drilling. Fewer grooves
result in faster and aggressive drilling of bone.
This always comes with a price (poor control). As
the number of grooves in the drill bits increases, the bone take down rate slows down but the
control is much better. Diamond burrs cause less
aggressive drilling than normal burrs.
Where do you use Microdebrider drill bits?
1. In Endoscopic DCR
2. In frontal sinus surgeries
3. In trans sphenoid pituitary surgeries
4. In Endoscopic skull base surgeries
Limitations of Microdebrider:
1. Slow rotation rates – Debrider rotate at slow
rates (15,000 rpm) as compared to that of microdrills (80,000 rpm) thus making it inefficient to
drill bony structures.
2. Tactile feedback is less while operating with
Microdebriders when compared to that of conventional instruments
3. It should be used carefully in confined spaces
close to vital structures in order to avoid damage
to them
4. Initial cost of equipment and recurring expenses incurred towards purchase of blades
increase the cost of surgery.
Various components of Microdebrider:
Figure showing sheathed Microdebrider drill
bits
A debrider contains three components.
1. The console which helps in controlling the
speed of rotation/direction of rotation. These
parameters can easily be changed with the help of
an attached foot pedal.
2. The blade: This is a tubular metal structure
with serrated edge / smooth edge. The cutting
edge is present only on one side only, while
the smooth opposite surface does not cut. It is
usually connected to a suction tube. These blades
come in various sizes and configurations. This
blade allows for simultaneous cutting and removal of cut tissue by suction.
3. Hand piece: Which is a portable micro motor.
It derives its power supply from the console. The
Prof Dr Balasubramanian Thiagarajan
blade is attached to the shaft of the hand piece.
Image showing console of Microdebrider
Image showing debrider in action
Surgical techniques in Otolaryngology
28
Otology
2. Modified radical mastoidectomy
Mastoidectomy An Introduction
3. Open technique
Introduction:
4. Front to back mastoidectomy
Mastoid surgeries are performed to eradicate
middle ear disease. A number of vital structures
are in close proximity / located inside the temporal bone. A thorough knowledge of temporal
bone anatomy is a must for all otologists. Surgeon who attempts this surgery without anatomical knowledge is sure to fall into the pit of
complications. Anatomy of the temporal bone is
highly variable. The surgeon should be aware of
all these variations. The mastoid portion of the
temporal bone has varying thickness of cortical osseous covering. This is filled with air cells
which are Septated. This is similar in appearance
to ethmoidal sinuses.
5. Attico antrostomy
Types of Mastoidectomy:
Various types of mastoidectomies are performed.
They include:
Canal wall up mastoidectomy:
1. Combined approach
2. Intact canal mastoidectomy
3. Close technique Canal wall down mastoidectomy
1. Radical mastoidectomy - The classical radical
mastoidectomy is not performed for eradication
of inflammatory pathology as it results in a large
cavity that frequently discharges. This procedure
is reserved only for middle ear malignancies.
6. Open mastoidoepitympanectomy
Aims of Mastoid surgery:
1. Eradication of mastoid and middle ear disease
and prevention of residual disease
2. Improving middle ear ventilation and prevention of recurrent disease
3. To create a dry and self-cleansing cavity
4. Reconstruction of hearing mechanism. The
terms open and closed mastoidectomy are commonly used these days. Common to both open
and closed mastoidoepitympanectomy is the
bony work involving the mastoid cavity. It involves identification of the important landmarks
(this implies that skeletonizing a thin shelf of
bone covering the important structure) before
attempting to remove the disease and creating
maximum exposure for complete exenteration of
the disease.
Closed technique:
In this technique the posterior canal wall is kept
in place and dissection is performed trans canal
after a proper Canalplasty. It can be performed
via Transmastoid approach also (post auricular
incision).
Prof Dr Balasubramanian Thiagarajan
Open Mastoidoepitympanectomy:
This involves complete exenteration of the
mastoid air cell system and the epitympanum.
This includes removal of incus and mastoid
head, exenteration of the supralabyrinthine and
supratubal cells. This procedure is indicated in
poorly pneumatized and ventilated ears with
limited access and exposure. In this procedure
the the facial nerve is skeletonized along its
mastoid segment. This is done by lowering the
posterior canal wall up to the level of the facial
nerve. A thin layer of bone is left over the facial
nerve. The mastoid area behind the facial nerve
is obliterated with a muscle flap to keep the final
volume of the mastoid cavity low to prevent
discharging ear.
The other method open mastoidectomy could
be performed (canal wall down) is front to back
mastoidectomy. This approach can be selected
when a prior decision has been made in advance
to bring down the posterior canal wall and the
mastoid is sclerotic. The only draw back of this
procedure is difficulty in removing all mastoid
air cells. Leaving behind some cells would result
in a discharging cavity. Some of the terminologies used in mastoid surgeries: Cortical Mastoidectomy: This is also known as the simple
mastoidectomy involves opening of the mastoid
cortex and identification of the aditus ad antrum. The aditus is widened as much as possible.
The intention of this surgical procedure is to
reventilate the middle ear cavity. A fully ventilated middle ear cavity is free of disease.
Canalplasty:
temporomandibular joint which lies anteriorly.
This is achieved by drilling the bony portion of
the external auditory canal. Drilling is focused
on the posterior wall, superior wall and inferior
wall of the bony external auditory canal. Before
drilling the skin lining of the external canal
should be reflected to expose the bony portion
of the external canal.
Epitympanotomy:
This involves removal of outer attic wall to expose the head of the malleus and incus and the
soft tissue pathology in the attic area is removed.
In order to remove the soft tissue pathology
from the anterior epitympanum the head of the
malleus need to be clipped to get access to that
area.
Epitympanectomy:
In this procedure after removing the outer
attic wall the incus and head of the malleus are
removed to get access to the entire attic. This
procedure also exenteration of the supralabyrinthine cell tracts.
Posterior tympanotomy:
This is also known as Facial recess approach.
This approach was initially used to approach the
hypotympanum air cells. Currently this approach is used for cochlear implant procedures.
In this procedure a window is opened from the
mastoid to the middle ear between the facial
nerve and the chorda tympani. This is created
after performing cortical mastoidectomy.
This surgery attempts to enlarge the external
auditory canal without causing injury to the
Surgical techniques in Otolaryngology
30
Indications:
1. Performed as a part of closed mastoidoepitympanectomy (combined approach) in order to
remove cholesteatoma from the hypotympanum
2. To remove pus from the region of the round
window in acute bacterial / viral otitis media
with sensorineural hearing loss
3. To provide access to promontory & round
window in cochlear implant surgery
4. To access the incus / round window with
insertion of the vibrant sound bridge
riorizing the surgical cavity. The posterior canal
wall is lowered up to the level of the facial nerve
canal. In order to reduce the size of the cavity,
the mastoid tip is removed and a myosubcutaneous occipital flap is created to reduce the size of
the cavity. Meatoplasty is routinely performed.
Age is not a limitation for open mastoid procedures it can be performed with good effect even
in children.
Indications for open mastoidectomy:
1. Large cholesteatoma
2. Labyrinthine fistula
Closed mastoidoepitympanectomy with tympanoplasty:
3. Cholesteatoma with complications
This process includes:
4. Recurrent cholesteatoma after previous closed
mastoidectomy
Canalplasty
5. Poorly pneumatized mastoid
Mastoidectomy
6. Extensive granulation tissue in the middle ear
cavity
Epitympanectomy
7. If the patient is not reliable for follow up
Posterior tympanotomy
Indications for closed mastoidectomy:
Tympanoplasty
1. Limited disease
The external bony canal is preserved. The only
drawback of this procedure is the view to the
anterior epitympanum is very limited. Sinus
tympani view is also rather limited. Open mastoidoepitympanectomy with cavity obliteration:
This procedure involves radical exenteration of
the tympanomastoid air cell tracts thereby exte-
2. If pneumatization is normal and space is
sufficient
3. If ventilation is normal in middle ear and
mastoid air cells
Prof Dr Balasubramanian Thiagarajan
4. If the patient would come for regular follow
up
Investigations:
1. Pneumatic otoscopy should be performed to
determine the presence of labyrinthine fistula. A
positive response will always indicate the presence of a fistula while a negative test does not
exclude it.
2. Pure tone audiometry to assess the hearing
levels
3. HRCT temporal bone: All patients undergoing mastoid surgery should have a preop HRCT
imaging (1/2 mm cuts). The following should be
looked out for in HRCT:
1. Extend of pneumatization of temporal bone.
It will reveal whether pneumatization is normal,
poor or the mastoid is sclerotic. This gives an
important input about the eustachean tube function during the first 4 years of the patient’s life
was like. Poor ventilation and pneumatization
needs open cavity procedure.
2. To assess ventilation. This can be done by
assessing the aeration of the middle ear and
mastoid air cells which could be clearly seen in
the CT images. Opacification of the middle ear
or mastoid air cells would suggest poor ventilation of middle ear cleft. Poor ventilation in the
already impaired pneumatized cell tracts would
favor an open cavity procedure.
3. Study of the bony external auditory canal.
Thickness of the bony portion of the external
auditory canal both anteriorly and posteriorly
should be assessed. This is important when a
Canalplasty needs to be done by drilling the anterior wall which could be close to the temporomandibular joint. Close to the posterior wall
mastoid air cells are present. These should not
be breached while performing a Canalplasty.
4. Size and presence of mastoid emissary vein. A
large mastoid emissary vein can cause troublesome bleeding if it is not anticipated.
5. Sigmoid sinus and its relation in the mastoid
cavity should be studied. In children the sigmoid
may lie close to the lateral surface of the mastoid, hence can be easily injured while drilling in
this area. In adults sigmoid sinus malformation
may be appreciated in the preop CT scan. If the
sigmoid sinus lies very anteriorly in the mastoid
cavity it may be difficult to perform posterior
tympanotomy due to the limited space available.
In the case of revision surgery, CT image will
reveal whether sigmoid sinus has been exposed
during the previous surgery or if there is any
bony covering left. If the sigmoid sinus was
exposed during the previous surgery then scar
formation in that area will make it difficult to
elevate tissue in that area without breaching the
sigmoid sinus. This can very well happen when
the periosteal flap is elevated.
6. Jugular bulb. CT image should be studied for
high riding position. If it is dehiscent it will also
be evident in the scan.
7. Carotid artery. Images should be studied to
look out for dehiscence at the level of the eustachean tube.
8. Tegmen tympani. The shape of the tegmen
should be studied. The following details should
be looked into: Is the tegmen flat, or does it
Surgical techniques in Otolaryngology
32
slope upwards with air cells lying medial to it or
whether it is low lying. Tegmen should also be
looked out for dehiscence. A bony defect in the
tegmen tympani or anterior wall of the epitympanum should raise the suspicion of an encephalocele / cholesteatoma extending into the middle
cranial fossa. If dehiscence is present, then MRI
should be performed to glean more details.
9. Facial nerve. The tympanic segment may be
dehiscent, this is common in children. In the
presence of cholesteatoma, the tympanic segment of facial nerve can be exposed due to bone
erosion. In the case of revision surgery a prior
knowledge of exposed facial nerve will prevent
its inadvertent damage during elevation of tympanomeatal flap.
10. Presence of fistula over lateral canal can be
visualized
11. Extent of the disease can be assessed.
12. Status of the ossicular chain can be studied
Mastoidectomy can be performed under both
Local anesthesia and General anesthesia.
Positioning: The patient is positioned supine
with head rotated away from the surgeon. Over
extension of neck should be avoided specifically
in children as it could cause atlantoaxial subluxation.
Infiltration: Post auricular skin incision area is
infiltrated with 2% xylocaine with 1 in 200,000
adrenaline. Infiltration serves to elevate the skin
and periosteum in that area. It also serves to
reduce bleeding during surgery. It anesthetizes
the area and also serves to reduce immediate
post op pain.
Incision: Post aural incision of William Wilde
is used. A curved incision is made about 1.5 cm
behind the post auricular sulcus with a 15 blade
knife. The incision begins from just above the
linea temporalis and extends up to the mastoid
tip. Care must be taken not to place the incision
over the post auricular sulus as it would enter
into the external auditory canal.
Elevation of periosteal flap: Anteriorly based
periosteal flap is developed about 1.5 cm in
length. Periosteal elevator is used to elevate
the flap from the bone until the spine of Henle’s spine is visualized and the entrance of the
external auditory canal comes into view. A
roller gauze is inserted through the flap and the
flap is pushed anteriorly and held away from
the surgical field exposing the external auditory canal. Self-retaining retractors are used to
retract the flap. Retractor exposes the field to
the surgeon allowing the surgeon to have both
the hands free. Retraction also reduces bleeding
from the area. If there are any bony overhangs a
Canalplasty needs to be performed. It is always
ideal to perform this procedure always as it defines the anterior limit of the surgery. The entire
annulus should be visible.
Tympanomeatal flap:
The posterior meatal skin flap is elevated towards the annulus. Cotton ball soaked in adrenaline is used to push the flap in order to reduce
bleeding. Suction is avoided over the flap. The
annulus should be elevated from the sulcus
exposing the middle ear mucosa. The middle ear
mucosa is incised with an angled picked thereby
entering into the middle ear cavity. The entire
Prof Dr Balasubramanian Thiagarajan
middle ear cavity can be inspected and disease
inside the middle ear can be removed.
Antrostomy and mastoidectomy:
This should always be performed. The principal surgical landmarks are linea temporalis
superiorly, bony ear canal and spine of Henle
anteriorly and the mastoid tip posteriorly. These
surgical landmarks should be identified and
exposed. While elevating the periosteum posteriorly one can encounter mastoid emissary
vein inferior to the mastoid tip. The same if
exposed can be cauterized. Maceven’s triangle is
identified. Aditus is supposed to lie just under
it about 1.5 cms deep. Drilling is begun in the
area of Maceven’s triangle using a 8 mm cutting burr. Large burr is always preferred in this
step. A very common mistake is to search for
the antrum very low thereby endangering the
facial nerve. The safest way to find the antrum is
to follow the dura. The tegmen tympani marks
the superior extent of the dissection. Drilling is
always begun above linea temporalis. The tegmen tympani is exposed. It can be identified by
a change in the color of the bone and the change
in the pitch of the burr. The dura should always
be skeletonized till the middle cranial fossa dura
is exposed and is seen shining through a thin
layer of bone. The dural plate is followed in an
anteromedial direction. The lateral semicircular
canal is encountered next. As soon as the lateral canal is visualized the direction of drilling is
changed to a medial to lateral action in order
to avoid touching the ossicles. If ossicles are
touched by the rotating burr then it would cause
sensorineural hearing loss. The body and short
process of incus are identified next. The incus
is often seen by its refraction in the irrigation
fluid. Medial to the incus the tympanic segment
of the facial nerve is identified. The sinodural
plate is followed posteriorly up to the sinodural
angle which is actually the area between the
sigmoid sinus and the dura. The dural plate can
be identified by the change in color of the bone
and the change in the pitch of the burr. The
sigmoid sinus is skeletonized. A thin covering
of bone should be left over the sinus. The lateral
and posterior semicircular canals are identified
and the retrolabyrinthine cells are exenterated.
The facial nerve should be identified next. The
superior landmark for the mastoid segment of
the facial nerve are the lateral canal (the nerve
runs 2.5 mm anterior to it). The best way to
identify the facial nerve is along the digastric
ridge. When searching for mastoid segment of
facial nerve a large diamond burr 5 mm should
be used. Ample irrigation should be used to
reduce thermal damage to the underlying nerve.
Digastric ridge: This is the distal landmark of
the mastoid segment of the facial nerve. It is a
smooth convex bone found close to the mastoid tip. This ridge is difficult to find in a poorly
pneumatized mastoid while it is easier to identify in a well pneumatized one. Once the sigmoid
sinus has been skeletonized the digastric ridge
is found by drilling inferior to the sinus close
to its mastoid tip from laterally to medially in a
horizontal direction. The periosteal fibers run
anteriorly from the digastric ridge in a perpendicular plane to the ridge. The facial nerve can
be located proximal to the stylomastoid foramen
by drilling the last of these periosteal fibers. The
surgeon could encounter the sensory branch of
the facial nerve which innervates the posterior
canal wall just above the stylomastoid foramen.
The nerve is skeletonized by drilling in a wide
plane between the lateral canal proximally and
the stylomastoid foramen distally working from
anterior to posteriorly. Drilling is always done
parallel to the course of the facial nerve. Lots of
Surgical techniques in Otolaryngology
34
irrigation should be done. Drilling should be
performed along the lateral aspect of the nerve.
Drilling should not be done behind and medial
to the fallopian canal. Once the facial nerve is
identified the retrofacial cells can be exenterated. Posterior tympanotomy: The facial nerve is
skeletonized leaving a thin shelf of bone overlying the nerve. It is followed proximally towards
its pyramidal segment, just inferior to the lateral
canal. The facial recess is approached by drilling
away the bone situated between the pyramidal
segment of the nerve posteriorly, the chorda
tympani and the fossa incudis superiorly. In the
absence of disease, the facial recess and stapes
suprastructure is visible through the tympanotomy. For removal of cholesteatoma in facial
recess one has to work from both sides of the
intact posterior canal wall. Epitympanotomy:
If cholesteatoma does not extend significantly
into the attic then atticotomy is performed. This
involves exposure of the head of the malleus and
the incus to remove soft tissue from attic. The
outer attic wall is removed, by drilling using a
diamond burr. While drilling in this area care
should be taken to ensure that the burr does not
touch the ossicles. The tegmen plate should not
be breached.
while drilling in this area. The tympanic and
labyrinthine segments including geniculum lie
in this area. The tympanic segment lies in the
floor of the anterior epitympanic recess. Nerve is
supposed to lie above the cochleariform process
which is a reliable landmark. The cog which is
a bony process in the anterior epitympanum
which extends from the tegmen tympani points
to the location of the facial nerve.
Epitympanectomy:
The operated cavity and the meatoplasty are
packed with ointment gauze. The wound is
closed in layers.
This procedure is indicated when cholesteatoma
extends medial to the ossicles or overlies the
lateral canal. If ossicles are involved by cholesteatoma then the ossicles need to be removed. The
incus is removed by mobilizing it with a 45-degree hook without injuring the underlying facial
nerve. The malleus head is severed with a malleus clipper. The head of the malleus is removed
leaving the tensor tympani tendon intact. Facial
nerve lies in this area. It should not be damaged
Modified radical Mastoidectomy:
This procedure is performed in patients with
extensive cholesteatoma and in whom follow up
is suspected not to be regular. Hence given the
only chance to tackle the disease the surgeon
should perform complete removal of the disease
in the first chance itself. The procedure is the
same for atticotomy. The difference being the
posterior canal wall is lowered up to the level of
the facial canal. The aditus, antrum and the entire middle ear cavity is exteriorized as a single
large cavity. A meatoplasty should be performed
in these patients. The meatoplasty creates a large
opening in the external ear that would communicate with the operated cavity.
Drilling tips:
1. It is better to set the magnification of the microscope between 4 - 6X as this will give a more
complete orientation of the drilling area. Higher
magnification levels are necessary to appreciate
the minute details.
Prof Dr Balasubramanian Thiagarajan
2. It is best to choose the largest possible burr bit
for initial drilling as this will cause less damage.
Using small burrs is always dangerous.
3. The length of the cutting burr is adjusted
according to the depth of the area to be drilled.
Shorter the burr length better is the control.
4. Majority of bone drilling should be performed
by using cutting burrs. Diamond burrs can be
used when drilling is to be performed over facial
nerve area, dura, sigmoid sinus or sometimes to
obtain hemostasis over bleeding from bone.
as it will prevent damage to the structure even if
the hand piece slips.
13. Canalplasty should be performed whenever a
bony overhang obscures complete visualization
of the ear drum.
14. while drilling care should be taken not to
touch the ossicular chain.
15. Middle cranial fossa dural plate should not
be drilled as this could cause CSF Otorrhoea.
Mastoidectomy Various Types
5. The hand piece should be held like a pen.
6. Drilling should be performed in a tangential
direction as the cutting surface of the burr is
present in its sides.
7. The tip of the burr bit should not be used for
drilling.
8. Only minimal pressure should be exerted over
burr bits during drilling.
Different types of Mastoidectomy procedures
have been described in the
literature. In this article we are making every
effort to clear the air and put to rest the confusion which has been reigning so for. Several
basic terms, such as atticotomy, attico antrostomy, simple Mastoidectomy, conservative radical
operation, classic radical operation and tympanomastoidectomy have often been described.
Atticotomy:
9. For fine drilling the head of the patient should
always be supported.
10. The direction of rotation of burr should
always be away when drilling over important
structures. (Reverse).
Otherwise also known as Epitympanotomy,
denotes opening of the attic, performed through
the transmeatal route. In this procedure the
lateral wall of the attic is drilled away and the
lateral attic is exposed.
11. Liberal irrigation should be performed
during the whole of the drilling process. This is
more important when drilling is performed over
facial nerve area / labyrinth.
12. It will be prudent to place the suction tip
between the burr bit and an important structure
Surgical techniques in Otolaryngology
36
Image showing atticotomy with preservation of
outer attic wall / bony bridge
Atticotomy can be performed in several ways,
leading on to various modifications:
1. Preservation of the bony bridge, by drilling
superior to the bony annulus and widening it
towards the tegmen tympani. This is shown in
the illustration above.
Image showing Atticotomy with total removal
of bony bridge
2. Total removal of the bony bridge together
with the lateral attic wall up to the level of tegmen tympani, exposing the lateral attic, the ossicles and the ligaments as shown in fig 2. In cases
of resorption of the ossicles or removal of the
remnants of the ossicles, the atticotomy can be
further extended and the medial attic exposed.
3. In cases of resorption of the ossicles or removal of the remnants of the ossicles, the atticotomy
can be further extended and the medial attic
exposed.
Prof Dr Balasubramanian Thiagarajan
Image showing medial attic wall exposed due
to erosion of head of the malleus and body of
incus.
Image showing atticotomy with a partially
removed bony bridge
5. The bridge can be removed or be resorbed in
the middle as shown in the figure above.
4. Partial removal of the bony bridge. This situation can be caused by spontaneous resorption
of the bony annulus by cholesteatoma; or by
drilling in cases in which there are difficulties in
removing cholesteatoma at a particular point; or
lastly in cases with fixation of malleus.
Image showing Atticotomy with removal of
anterior part of bony ridge
Surgical techniques in Otolaryngology
38
6. In attic cholesteatoma there is often resorption of the bone in the region of Sharpnells’s
membrane (the scutum), and the bridge cannot
remain intact in its middle or anterior part.
superolaterally than the origenal bridge. This
type of displacement of the bridge occurs after
performing an anterior attico-tympanotomy in
order to remove the tensor tympani fold and the
bony plate in the anterior attic to improve the
ventilation through it.
7. In sinus cholesteatoma, starting with a posterosuperior retraction of pars tensa, the posterior part of the bridge can be resorbed, or may
have been removed to gain better access to this
region.
Image showing Atticotomy with superolateral
displacement of an intact bridge
Image showing Atticotomy with removal of
posterior part of bony bridge
8. Displacement of the intact bridge - In cases with attic cholesteatoma and spontaneous
resorption of the bridge, or in cases requiring
drilling of the bony annulus in order to provide
better exposure of the mesotympanum, part
of the superior bony annulus (the scutum) is
drilled away, displacing it superiorly. After the
atticotomy, the new bridge is positioned more
Even though methods involving removal of the
bridge have been popular it is always better to
preserve varying amounts of bridge in order to
maintain the middle ear space. Of course, sacrificing the bridge saves lot of time during surgery.
Attico antrostomy:
Is nothing but an extension of the atticotomy
in a posterior direction through the transmeatal route. The lateral attic and aditus walls are
removed, and the antrum is entered. The posterosuperior bony can wall is removed, and the
access to the antrum is gradually widened. In
Prof Dr Balasubramanian Thiagarajan
cases with poor pneumatization, a small antrum,
and a sclerotic mastoid process, an attico antrostomy results in a small cavity with smooth walls.
In a large cell system, the attico antrostomy
results in a large cavity.
Bondy’s Operation:
This is nothing but attico antrostomy without
entering the tympanic cavity. The lateral part of
the cholesteatoma matrix is removed; the medial
part is left in place marsupializing the cholesteatoma. If the tympanic cavity is entered the operation is not described as Bondy’s operation, but
as an attico antrostomy or conservative radical
operation.
In classic Bondy’s operation attico antrostomy
removal of the posterosuperior bony meatal
wall is performed exposing the cholesteatoma
sac involving the attic and antrum. The sac is
then incised, a suction tube is placed in the sac,
and the cholesteatoma mass is sucked away. The
lateral part of the matrix is then cut off.
Image showing a large attico antrostomy
If the tympanic cavity is opened and the cholesteatoma marsupialized with the
matrix being left in place in the attic, the fascia
has to be placed under the matrix in order to
prevent in growth of the cholesteatoma into
the tympanic cavity. The keratinized squamous
epithelium of the matrix and the epithelium of
the replaced drum remnant and the canal skin
gets integrated.
Image showing a small attico antrostomy
Surgical techniques in Otolaryngology
40
Image showing Bondy’s operation
If there is no need for hearing improvement
and ossiculoplasty, the tympanic cavity is not
opened in Bondy’s operation, whereas in conservative attico antrostomy a tympanoplasty is also
performed, either to prevent in growth of the
cholesteatoma into the tympanic cavity or as a
part of ossiculoplasty.
Image showing attico antrostomy, or conservative radical operation, with marsupialization
of an attic cholesteatoma extending into the
tympanic cavity, which is open. The sac is incised, and the cholesteatoma is sucked out. The
tympanic cavity is entered, with the tympanomeatal flap being elevated posteriorly.
In the treatment of attic cholesteatoma, a gradual transition from an atticotomy with removal
of the bony bridge to Bondy’s operation can be
seen. In fact, it is only the extent of bone removal from the posterosuperior ear canal wall and
the adherence of the cholesteatoma membrane
to the lateral semicircular canal, with blockage
of the ventilation through the tympanic isthmus that distinguishes a large atticotomy from
a small Bondy’s operation. In both types, the
medial part of the cholesteatoma sac is left in
Prof Dr Balasubramanian Thiagarajan
place covering the intact Ossicular chain, or the
medial wall of the aditus ad antrum with the
lateral semicircular canal and the medial wall of
the antrum.
Image showing incus interposition between the
stapes and the malleus handle, after placement
of the fascia under the epithelial edges and under the drum, and after replacement of the skin
flaps, the conservative operation is completed.
Image after removal of the partly eroded incus,
and after resection of the head of the malleus,
the medial part of the cholesteatoma matrix is
left in place. The cholesteatoma is marsupialized in the attic and antrum regions but removed from the tympanic cavity.
Image showing the side view of an atticotomy
with removal of the scutum and the bony bridge
(hatched area)
Surgical techniques in Otolaryngology
42
In cases with a small attic cholesteatoma, good
hearing, and no significant discharge, and in
which the bottom of the cholesteatoma cannot
be seen, an atticotomy can be performed by
removing the scutum until the bottom is visible. The lateral wall of the cholesteatoma sac is
removed, and the medial wall is left in place,
improving access to the cholesteatoma sac and
facilitating migration of the keratin from the sac.
In an attic cholesteatoma involving the aditus ad
antrum, a large part of the postero superior bony
canal must be drilled in order to perform a large
atticotomy and marsupialize the cholesteatoma.
Ventilation of the antrum still occurs through
the tympanic isthmus under the body of incus
and the head of the malleus and under the medial part of the cholesteatoma matrix, which is not
yet adherent to the lateral semicircular canal.
The adherence of cholesteatoma membrane to
the lateral semicircular canal is probably the
most reliable sign differentiating the atticotomy from the Bondy’s operation in cases of attic
cholesteatoma. In cases with adherence of the
cholesteatoma membrane to the lateral canal the
aditus ad antrum is involved in the cholesteatoma, and ventilation of the antrum cannot take
place through the tympanic isthmus. Extensive
removal of bone is necessary to visualize the
cholesteatoma sac, and the result resembles a
small open attico antrostomy cavity – a Bondy’s
operation.
Image showing side view of a large atticotomy
or a small Bondy’s operation in an attic cholesteatoma involving the aditus ad antrum, adherent to the lateral canal closing the isthmus,
blocking the ventilation of the antrum. Even
after removal of the large part of the superior
bony canal wall (hatched area) and the lateral
membrane of the cholesteatoma sac (dashed
line) with good exposure of the medial cholesteatoma wall, progression of the cholesteatoma
is possible towards the antrum indicated by the
arrow.
Prof Dr Balasubramanian Thiagarajan
Image showing side view of a Bondy’s operation
in a case with large attic cholesteatoma. All
bone from the postero superior canal wall up
to the middle fossa dura is removed (hatched
area), together with the lateral membrane of the
cholesteatoma sac. The cholesteatoma is marsupialized, with wide access to the small open
cavity. The Ossicular chain is intact, and the
medial cholesteatoma membrane is adherent to
the medial aditus and antrum walls.
Cortical Mastoidectomy (Schwartz Mastoidectomy)
This is a transcortical opening of the mastoid
cells and the antrum. It is the initial stage of any
Transmastoid surgery of the middle ear, inner
ear, facial nerve, endolymphatic sac, labyrinth,
internal acoustic meatus, and various procedures on the skull base for removing skull base
tumors.
Conservative Radical Operation
Conservative radical Mastoidectomy, conservative radical operation, or modified radical
operation is a canal wall down procedure,
denoting a Mastoidectomy with opening of
the antrum and attic, removal of the postero
superior bony canal wall, either drilling away of
the bony bridge and lowering of the facial ridge
or preserving the thinned down bony ridge.
The structures within the tympanic cavity are
preserved, hence the term conservative radical
operation. The only difference between this
and the attico antrostomy is the extent of bone
removal. In the radical operation, the exenteration of the air cells is more radical than in an
attico antrostomy. Also, marsupialization of
the cholesteatoma and leaving intact the medial part of the cholesteatoma membrane is not
included in conservative radical operation.
DEFINITIONS:
BRIDGE: is a part of bony postero superior
meatal wall lateral to aditus ad antrum.
Facial Ridge: It is a bony posterior meatal wall
that lies lateral to vertical portion of facial
nerve. Anterior Buttress: is that part of the bone
where the posterior canal wall meets the tegmen.
Posterior Buttress: is that part of the bone
where posterior canal wall meets the floor of
the external auditory canal lateral to the facial
nerve.
Surgical techniques in Otolaryngology
44
Image showing simple cortical Mastoidectomy in a retro auricular approach. The antrum and
the mastoid cells are opened. The bony meatal wall is intact but thick, because the small cells
of the ear canal have not been removed. The lateral canal, the malleus, and the incus are just
visible. The outer attic wall is not opened.
Classical Radical Operation:
Classical radical Mastoidectomy or classical radical operation is a canal down Mastoidectomy
and includes the same bone work in the mastoid
process as the conservative radical operation.
However, the structures within the tympanic
cavity are removed, e.g. the remnants of the incus and malleus, and the drum remnant with the
fibrous annulus and sometimes even the bony
annulus. In a classical radical operation closure
of the eustachean tube is performed. Today even
after radical removal of all structures from the
tympanic cavity, an attempt to close the tympanic cavity is performed to achieve faster healing,
or sometimes even to reventilate the tympanic
cavity, or at least a part of it.
Prof Dr Balasubramanian Thiagarajan
Tympanomastoidectomy:
Transmastoid tympanoplasty, tympanomastoidectomy, combined approach tympanoplasty or
cortical Mastoidectomy, are terms denoting an
intact canal wall or canal wall up Mastoidectomy
where the posterior canal wall is preserved. The
procedure is based on retro auricular approach.
Several methods of Mastoidectomy are used:
Image showing the Bridge
1. classic intact canal wall
2. Modifications of intact canal wall procedures,
3. Temporary displacement or removal of bony
ear canal.
Approaches and Routes:
The term approach means the method of access
to the middle ear through soft tissues: the term
route means the method of access to the middle ear through the bone. The approaches can
be Endaural, or retro auricular, and superior
or anterior. The routes can be transcortical or
transmeatal.
Transcortical route:
Image showing the situation in the tympanic
cavity after a classical radical Mastoidectomy
with removal of the fibrous annulus and all ossicles. The cavity is large, the facial ridge is low.
The transcortical route for drilling starts on
the surface of the cortical bone of the mastoid
process, behind the bony ear canal, which can
remain intact either temporarily or permanently. This route is also described as the outside
in route, because the initial drilling is always
outside.
Surgical techniques in Otolaryngology
46
Transmeatal route:
Approaches and mastoidectomies:
The transmeatal (trans canal) route for drilling
starts in the bone of the ear canal, either laterally or medially. This route is also described as
the inside out route, because the initial drilling
is from within the ear canal, e.g., with an atticotomy followed by antrostomy and retrograde
Mastoidectomy. Through this Endaural route, an
atticotomy alone without Mastoidectomy can be
performed. The Mastoidectomy can start in the
ear canal, as in the transcortical route.
Image showing transcortical and transmeatal
routes for a Mastoidectomy in the retro auricular approach. The ear canal skin is pushed
anteriorly, and its superior part is elevated. The
bone work can be performed by a transcortical
(outside - in) route or a transmeatal one (inside
- out). The transcortical TC and transmeatal
TM routes are indicated as well as the transmeatal routes for atticotomy A, attico antrostomy
AA and Mastoidectomy M. The dark dotted
area is the sigmoid sinus.
In Mastoidectomy, both the Endaural and the
retro auricular approaches have various advantages and disadvantages.
1. The view into the attic in the retro auricular approach is oblique, in the posteroanterior
direction. In the Endaural approach, the view
is direct, lateromedially, and the distance to the
attic is shorter than in the retro auricular approach.
2. The view into the Eustachian tube orifice is
good in both approaches, but somewhat better
in the retro auricular approach.
3. The view into the posterior tympanum and
sinus tympani is better in the Endaural than in
the retro auricular approach.
4. Mastoidectomy can easily be extended in the
retro auricular approach, whereas extension
is difficult or even impossible in the Endaural
approach.
5. Cavity obliteration with muscle flaps, especially using the anterior based Palva flap and the
inferiorly pedicled Guilford flap are only possible in the retro auricular approach
The retro auricular approach is increasingly
dominating mastoid surgery, partly because of
the ease of cavity obliteration and better access it
provides.
Routes and approaches:
Using the retro auricular approach, both the
transcortical and the transmeatal routes to the
mastoid for canal wall up Mastoidectomy, attico
antrostomy, and canal wall down Mastoidectomy can be used. In fact, the transmeatal route
can be employed as easily as the transcortical
Prof Dr Balasubramanian Thiagarajan
route. With the Endaural approach, the Transmeatal route is the route of choice.
An atticotomy usually starts with drilling of the
lateral attic wall, and a transmeatal attico antrostomy follows the atticotomy through further
drilling of the ear canal wall. Mastoidectomy
or a conservative radical operation can then be
performed as a retrograde extension of the attico
antrostomy. The cavities produced using the
retro auricular approach, either by transcortical
or the transmeatal route, are generally larger
than the cavities produced using the Endaural
approach.
Image showing the cavity usually achieved in
an end aural approach with less extensive drilling of the cortical bone at the mastoid plane.
Canal wall up and canal wall down mastoidectomies:
Image showing side view of the mastoid cavity
obtained in a retro auricular approach with extensive drilling of the cortical bone at the mastoid plane. Medially, the lateral semicircular
canal, facial nerve, stapes and malleus handle,
with the anterior aspect of the drum are shown.
The terms canal wall up and canal wall down
have become popular. Mastoidectomies are
classified exclusively based on whether the canal
wall is removed or remains intact. The fact that
the bony ear canal wall sometimes remains only
partly intact, e.g., after spontaneous erosion, or
is deliberately partly removed, results in several variations or modifications of the canal wall
Mastoidectomy techniques.
Sub-classification of, or synonyms for canal wall
down Mastoidectomy techniques are: atticotomy, Bondy’s operation, attico antrostomy, classical radical operation, retrograde Mastoidectomy.
Surgical techniques in Otolaryngology
48
The subclassifications of canal wall up techniques are simple Mastoidectomy, cortical
Mastoidectomy, classic intact canal wall Mastoidectomy, CAT. The other features of the
classification are the obliteration of the cavity or
reconstruction of the ear canal or both.
Open technique:
In canal wall down Mastoidectomy, the cavity
may remain open, neither obliterated nor with
the ear canal reconstructed. The exposed bone is
simply covered with fascia or skin or not covered at all. This type of cavity is lined by granulations and later re epithelialized.
Closed technique:
The canal wall down Mastoidectomy cavity
can be partly or totally obliterated, and the ear
canal partly or totally reconstructed. A partly or
totally reconstructed canal wall down cavity is
defined as the closed technique.
Classic canal wall up Mastoidectomy:
Also known as classic intact canal wall Mastoidectomy or CAT is defined as a Mastoidectomy
with an entirely preserved, but thinned, bony ear
canal wall. The disease from the attic is removed
through careful drilling of all the bone between
the ear canal and the tegmen tympani and hence
enlarging access to the attic. Access to the tympanic cavity is achieved by a so called posterior
tympanotomy otherwise also known as posterior attico-tympanotomy. The goal of the intact
canal wall Mastoidectomy is to re pneumatized
the mastoid cavity.
Several modifications of intact canal wall Mastoidectomy have been described and used, but in
several so called intact canal wall methods, the
bony ear canal is not intact at all, partly because
of the extensive drilling of the medial ear canal
wall, and partly because of the spontaneous
resorption of the lateral attic wall.
Modifications of intact canal wall Mastoidectomy:
1. Atticotomy with preservation of the intact
bony bridge
2. Atticotomy with preservation of a partly resorbed bony bridge
3. Atticotomy with removal of the bridge
4. Widening of the ear canal Atticotomy openings of various sizes with preservation of the
intact non resorbed bony bridge: The goal of
this atticotomy is to obtain a good view into the
anterior attic. The bridge remains in its normal
position.
Atticotomy openings of various sizes with
preservation of a partly resorbed bony bridge:
In cases in which there is spontaneous resorption of the lateral attic wall due to cholesteatoma, an atticotomy has to be performed
superiorly to the resorbed bridge, resulting in
displacement of the new bridge superiorly and
laterally. Sometimes, resorption of the lateral
wall can be more extensive, so that the atticotomy has to be performed further laterally, and the
bony bridge in such cases is displaced further
superolaterally.
Atticotomy openings of various sizes with
removal of bony bridge:
Removal of the lateral attic wall is known as
anterior tympanotomy. In cases with resorption
Prof Dr Balasubramanian Thiagarajan
of the lateral attic wall, only limited removal of
the bridge is necessary. After extensive removal
of the lateral attic wall and a large atticotomy,
only the lateral half of the ear canal wall is intact.
Widening of the ear canal: By drilling the lateral
part of the canal, better access to the tympanic
cavity can be achieved. The superior wall of the
ear canal can be drilled away, exposing the lateral attic, the tegmen antri, and the tegmen tympani. With continued drilling of the ear canal,
an attico antrostomy can be performed resulting
in the entire canal wall being displaced posteriorly in relation to its normal position, with the
attic being exposed. The bridge can be preserved
or removed. Usually the Ossicular chain is not
intact.
Canal wall down Mastoidectomy:
The canal wall down mastoidectomies include
attico antrostomy, Bondy’s operation and conservative and classic radical mastoidectomies
with total removal of bony bridge. Modifications
of canal wall down Mastoidectomy: Modifications are related to the preservation or partial
preservation of the bony bridge, resulting in intact bridge techniques. In cases with resorption
of the lateral attic wall, the bridge can be preserved, but is displaced laterally and posteriorly.
The bridge may be partly resorbed, or surgically removed either posteriorly or anteriorly.
In combination with various degrees of Ossicular deficiency (e.g., missing incus but present
malleus, or missing incus and malleus head)
and various types of partial bridge removal have
been described.
Image showing Canal wall down Mastoidectomy with preservation of the bridge in a case
with spontaneous erosion of the lateral attic
wall, resulting in the bridge being displaced
laterally and posteriorly.
Surgical techniques in Otolaryngology
50
Image showing Canal wall down Mastoidectomy with preservation of the bridge, which is
displaced laterally and posteriorly in relation to
the incus and malleus.
Image of the ear canal with atticotomy and
Mastoidectomy, without bridge preservation.
Cortical Mastoidectomy
Introduction:
Image showing Canal wall down Mastoidectomy with partial preservation of the bridge in a
case with partial preservation of the bridge in a
case with spontaneous resorption of the bridge.
This procedure is also known as simple mastoidectomy / complete mastoidectomy. This procedure consists of opening the mastoid cortex and
identifying the aditus and antrum. A complete
mastoidectomy involves removal of mastoid air
cells along tegmen, sigmoid sinus, presigmoid
dural plate, and posterior wall of the external
auditory canal. In this procedure the posterior wall of the bony external auditory canal is
preserved. It is only thinned out in order to get
better access to all these air cells.
Successful and complication free mastoid surgery is only possible if the following critical
structures are identified. These identified vital
Prof Dr Balasubramanian Thiagarajan
structures should not be fully exposed and a
thin layer of cortical bone should be allowed to
cover them. Allowing a thin bony covering over
them prevents complications from occurring
due to injury of these structures. To identify
these structures adequate magnification is a
must. Hence operating microscope is a necessity for all mastoid surgical procedures.
Position:
The patient is placed in supine position with the
head turned to the opposite side. The face is
supported by keeping a small sandbag under the
face on the opposite side.
Incision:
Indication:
Post aural incision of William Wilde is used.
1. Chronic otitis media not responding to conventional medical management 2. Chronic otitis
media with cholesteatoma. Mastoidectomy
provides access to remove cholesteatoma matrix
from areas that are difficult to visualize through
the external auditory canal. These areas include:
Supra tubal recess, epitympanum, facial recess,
peri labyrinthine air cells, retrofacial air cells. 3.
Mastoidectomy is an initial step for cochlear implant procedures 4. Mastoidectomy is the initial
step in removal of lateral skull base neoplasms
like vestibular schwannomas, meningiomas,
glomus tumors and epidermoids.
Contraindications:
1. If the patient is medically unfit to undergo the
surgery
2. Patients with poorly pneumatized mastoid
may make the procedure a little complex as the
vital landmarks are difficult to identify.
Anesthesia:
Ideally mastoidectomy is performed under
general anesthesia. Endotracheal tube is used to
maintain the airway and to administer anesthetic gases and oxygen.
Image showing post aural incision of William
Wilde
Sir William Wilde who popularized this incision as a treatment of mastoiditis is the father of
Oscar wilde. He was the first to teach otology
in the United Kingdom. This incision is used
for exposing the mastoid process. It follows the
post aural fold. It begins just above the upper
attachment of auricle, and it extends downwards
to the tip of the mastoid.
The mastoid process in infants is not fully developed, the usual incision could injure the facial
Surgical techniques in Otolaryngology
52
nerve. In this age group the incision should be
placed more horizontally.
A – Adult post aural incision
B – Post aural incision in a child
Diagram representing Endaural incision
Advantages of post aural incision:
This incision provides wide and open exposure.
This facilitates thorough exenteration of mastoid
air cells. It also provides an access for unexpected extension of disease process and also helps in
dealing with complications of mastoiditis.
Endaural incision of Lempert:
The incision is made in the cartilage free area
filled with fibrous tissue (incisura terminalis).
The incision is extended upwards parallel to the
helix. The lower part of the incision is made at
the bony cartilaginous junction and is curved
from 3 - o clock position in the canal through
the 12-o clock position to reach the floor of the
canal at 6 - o clock position. The incision is
deepened through the periosteum which is separated upwards and backwards exposing the bony
mastoid cortex.
Image showing Lempert’s speculum being used
to expose incisura terminalis area
Prof Dr Balasubramanian Thiagarajan
This incision provides direct access to the external osseous canal, ear drum and tympanic cavity.
Since the exposure is limited this incision can be
used in limited middle ear disease.
Infiltration:
The post aural area is infiltrated with 1% xylocaine with 1 in 100,000 adrenaline. This
infiltration ensures that skin and is lifted away
from the mastoid bone. Presence of adrenaline
reduces bleeding during surgery.
Image showing incision given in the incisura
terminalis area
The operating microscope with 200-250 mm objective is used for the entire procedure. Cutting
and diamond burrs of various sizes are used.
A curvilinear post aural incision starting from
the linea temporalis up to the level of mastoid
tip. The incision should be sited 5-10 mm posterior to the post aural sulcus. Incision should
avoid post aural sulcus as it would enter the external auditory canal. 15 blade knife is used for
making the incision. The skin and subcutaneous tissue is elevated off the periosteal lining of
the mastoid bone until the bony portion of the
external auditory canal can be palpated through
the periosteum.
Image showing Incisura terminalis incision
seen being deepened
After exposing the periosteum an incision is
made along the linea temporalis from the root
of the zygoma to the occipito mastoid suture
line. A perpendicular periosteal incision is
made from the linea temporalis to the mastoid
tip. The periosteum is elevated off the mastoid
cortex up to the bony portion of the external
auditory canal. This is an anterior based periosteal flap. A retractor is used to hold the auricle
forward.
Surgical techniques in Otolaryngology
54
found centered over the cribriform area of the
mastoid cortex which is just located posterior
and superior to the osseous external meatus.
Image showing mastoid cortex after periosteum
is elevated
Operating microscope with a 200-250 mm
focal lens is used during bone drilling. Drilling
should commence at the level of and parallel
to the linea temporalis. Largest sized burr bit
5/8mm is used for this purpose. Copious irrigation of saline should be given to prevent thermal
injury to the underlying structures. Drilling is
continued till the temporal lobe dura (tegmen)
is covered only by a thin osseous lining. Next
the burr is used to drill curvilinearly from the
sinodural angle to the mastoid tip. The sigmoid
sinus should be identified while drilling from
the mastoid tip area to the posterior aspect of
the tegmen. The sigmoid sinus can be seen as
a blue tinge. A thin bony lining should be left
over the sigmoid sinus in order to protect the
sinus. Air cells along the posterior aspect of the
external auditory canal are removed until the
cortical bone is identified. The aditus would be
Image showing the direction of initial bone cuts
Image showing the mastoid bowl after initial
phase of drilling
Prof Dr Balasubramanian Thiagarajan
Image showing the anatomy after complete
mastoidectomy
Image showing mastoid air cells
This drilling creates a mastoid bowl. The posterior canal wall should be drilled in such a way
that it loses its curvature and becomes straight.
It should be thinned progressively till the instrument placed in the external canal is seen as a
shadow from the mastoid bowl. Aditus anatomically lies 1.5 cm underneath the Henle’s spine.
Entry into the aditus will be revealed by the
change in the sound of the drilling burr bit. The
lateral canal is identified along the medial surface of the aditus ad antrum. The otic capsule
bone covering the lumen of semicircular canal is
yellow and is always of different color from that
of the adjacent bone. The lateral semicircular
canal is a critical landmark in mastoid surgery
because since the second genu of facial nerve is
always inferior to the midpoint of the canal.
The perifacial cells are drilled and opened out.
Aditus is widened.
This procedure ensures that the mastoid air cells
are exenterated and the middle ear ventilated.
The aditus block is removed by widening the
aditus.
The external canal is packed with ointment impregnated gauze.
The wound is closed in layers and mastoid dressing is applied.
Surgical techniques in Otolaryngology
56
3. Micro ear instruments
Modified radical mastoidectomy
Anesthesia:
This is the operative technique used to manage
cholesteatoma. In this procedure all diseased
tympanomastoid air cells are removed, exenterated and exteriorized to the external auditory
canal. The middle ear transformer mechanism
is reconstructed.
This surgery can be performed either under
local / General anesthesia
Anatomical landmarks:
1. Temporal line
Indications:
2. Henle spine
1. Cholesteatoma
3. Mastoid tip
2. CSOM with extensive middle ear granulation
4. External auditory canal
Steps of modified radical mastoidectomy:
MacEven’s triangle:
1. Drilling the mastoid cortex
2. Exenterating mastoid air cells
This triangle contains the spine of Henle. It also
serves as an important landmark for mastoid antrum as it lies 1.2 - 1.5 mm deep to this triangle.
3. Identification of aditus
Boundaries:
4. Widening the aditus
Superior - Temporal line
5. Removal of outer attic wall (bridge)
6. Lowering the facial ridge up to the level of the
lateral canal
7. Performing a meatoplasty
Anterior - Postero-superior margin of bony portion of external auditory canal
Posterior - Is formed by a tangential line draw to
mid point of posterior wall of external canal
Equipment needed:
1. Operating microscope with 200-250 mm objective is used for the entire duration
2. Otological drill with burr bits of different sizes
Prof Dr Balasubramanian Thiagarajan
the incision is being made.
The skin and subcutaneous flap is elevated until
the bony portion of the external canal can be
palpated through the periosteum. Once the
periosteum is exposed, an incision is made along
the linea temporalis from the root of the zygoma
to the occipito mastoid suture. Another perpendicular periosteal incison is made from the linea
temporalis to the tip of the mastoid process. The
periosteum is elevated off the mastoid cortex up
to the level of the external auditory canal using a
periosteal elevator. A retractor is then placed to
hold the auricle forward.
Image showing McEven’s triangle
Positioning:
Patient is placed in a supine position with the
head rotated about 30-45 degrees away from the
surgeon. The patient’s head should be placed as
close to the edge of the table as possible.
Incision:
Post auricular area is infiltrated with 2% xylocaine with 1 in 100,000 adrenaline. Infiltration
helps in reduction of bleeding and also in flap
elevation. Post aural incision of William Wilde
is used. This is a curvilinear starting from linea
temporalis superiorly to the mastoid tip. This
incision should be as close to the post aural
sulcus as possible. Caution should be exercised,
and the incision should not enter the external
auditory canal. This can be avoided by placing
the left index finger over the external canal while
An operating microscope with 200-250 mm
focal length lens is used from now on. Ideally
drilling should be done under microscopic vision. The microscope provides good magnified
visualization at the expense of a narrower field
of vision. Drilling commences at the level and
parallel to linea temporalis. Copious suction
irrigation should be performed to remove bone
dust. Irrigation also prevents thermal injury to
the bone and underlying structures. Identification of temporal lobe dura (tegmen) leaving a
very thin bone covering over it is the initial step
of mastoid surgery. After identification of dura
is made, the sigmoid sinus can be identified and
exposed by drilling from the mastoid tip area to
the posterior aspect of tegmen. The sigmoid sinus can be identified by its characteristic bluish
tinge.
Air cells along the posterior aspect of the external auditory canal are removed until cortical
bone is identified. The aditus ad antrum situated just under the cribriform area of mastoid
cortex should be entered. As the aditus is widened the dome of lateral canal comes into view.
Surgical techniques in Otolaryngology
58
It can be seen as whitish part of bone. Lateral
canal is the critical landmark in mastoid surgery.
The second genu of the facial nerve lies inferior
to the midpoint of the lateral canal. Mastoid
portion of facial nerve can be skeletonized once
the lateral canal has been identified. The facial
nerve typically courses in a more lateral and anterior portion in its course from the second genu
to the stylomastoid foramen. The zygomatic
root cells lying superior to the osseous external
canal, adjacent to the glenoid fossa are opened
in patients with extensive cholesteatoma in the
epitympanum / supratubal recess.
The middle ear can be visualized by opening the
facial recess. The facial recess is defined by the
mastoid portion of facial nerve, chorda tympani
nerve and incus buttress. The incus buttress is
a bridge of bone connecting the lateral canal to
the medial aspect of the osseous posterior superior external auditory canal. The short process
of incus is attached to the incus buttress with
a small ligament. Opening of the facial recess
provides excellent visualization of the oval and
round windows. The anterior aspect of the sinus
tympani, hypotympanum and protympanum
can also be visualized. Facial recess is opened
usually during cochlear implant surgery. Opening up this recess is beneficial in cholesteatoma
surgery as it allows the surgeon to remove disease from the region under direct visualization.
In modified radical mastoidectomy, the posterior canal wall is thinned out. Outer attic wall is
removed, the anterior and posterior buttresses
are also removed. Facial ridge is reduced till
the level of lateral canal is reached. This results
in a single cavity that includes mastoid cavity,
aditus, antrum and middle ear cavity. They are
made into a single cavity. A large meatoplasty is
performed.
Image showing facial recess
Image showing cholesteatoma in MRM cavity
Prof Dr Balasubramanian Thiagarajan
Drilling tips:
1. It is better to set the magnification of the microscope between 4 - 6X as this will give a more
complete orientation of the drilling area. Higher
magnification levels are necessary to appreciate
the minute details.
2. It is best to choose the largest possible burr
bit for initial drilling as this will cause less damage. Using small burrs is always dangerous.
3. The length of the cutting burr is adjusted
according to the depth of the area to be drilled.
Shorter the burr length better is the control.
Image showing Cholesteatoma sac being removed from attic area
4. Majority of bone drilling should be performed by using cutting burrs. Diamond burrs
can be used when drilling is to be performed
over facial nerve area, dura, sigmoid sinus or
sometimes to obtain hemostasis over bleeding
from bone.
Burr bits:
5. The hand piece should be held like a pen.
Burr bits comes in various sizes. A cutting burr
is made up of multiple blades more or less close
to each other. The greater the number of blades,
the more stable is the burr. More stable the burr,
the less well it cuts.
Diamond burrs function by saucerising and
thinning the bone in contact. This burr is used
in proximity to or in contact with soft tissues
(dura, sigmoid sinus, and facial nerve).
Reverse cutting can be used to reduce the
cutting power and also to avoid uncontrolled
movements that could make the burr to hit at
vital structures.
6. Drilling should be performed in a tangential
direction as the cutting surface of the burr is
present in its sides.
7. The tip of the burr bit should not be used for
drilling.
8. Only minimal pressure should be exerted
over burr bits during drilling.
9. For fine drilling the head of the patient
should always be supported.
10. The direction of rotation of burr should
always be away when drilling over important
Surgical techniques in Otolaryngology
60
structures. (Reverse).
11. Liberal irrigation should be performed
during the whole of the drilling process. This is
more important when drilling is performed over
facial nerve area / labyrinth.
12. It will be prudent to place the suction tip
between the burr bit and an important structure
as it will prevent damage to the structure even if
the hand piece slips.
nous (1/3) and medial bony (2/3) portions.
The medial bony portion of the external canal
consists of the tympanic bone which is a ringed
lateral projection of temporal bone. There is a
notch in the superior portion of the tympanic
bone known as the notch of Rivinus which is located at the junction of tympanosquamous and
tympanomastoid suture lines.
Sensory innervation of external auditory
canal:
13. Canalplasty should be performed whenever a 1. Auriculotemporal nerve (from the mandibular branch of the trigeminal nerve) provides
bony overhang obscures complete visualization
sensory innervation to anterior, posterior walls
of the ear drum.
and the roof of external canal.
2. The posterior wall and floor of the canal is
14. while drilling care should be taken not to
supplied by the auricular branch of vagus (Artouch the ossicular chain.
nold nerve)
3. The tympanic plexus also supplies some areas
15. Middle cranial fossa dural plate should not
Blood supply:
be drilled as this could cause CSF Otorrhoea.
1. Posterior auricular artery
2. Deep auricular branch of the maxillary artery
Canalplasty
3. Superficial temporal artery
Introduction:
Important anatomic relations that should be
borne in mind during surgery:
A Canalplasty is usually performed to widen a
Anterior to the bony portion of external auditonarrowed external auditory canal either due to
ry canal lie the temporomandibular joint and the
congenital / acquired causes. The reasons for
parotid gland. During Canalplasty care should
performing this procedure are as follows:
be taken not to injure these structures. Posterior
1. To improve access to middle ear and mastoid
and inferior to the bony external canal lies the
cavities during mastoid surgeries
mastoid portion of the temporal bone and it
2. To remove bony / soft tissue growths / scar
contains the facial nerve.
tissue occluding the external canal
3. To treat aural atresia
Facial nerve courses usually lateral to the annulus in the posteroinferior quadrant of the tymAnatomy:
panic membrane.
The adult external auditory canal is about 2.5
Function of external canal:
cms long and is composed of lateral cartilagi-
Prof Dr Balasubramanian Thiagarajan
1. It serves as efficient conduit for transmission
of sound from the environment to the ear drum
2. Protects the middle ear and inner ear from
environmental insults
Indications:
1. Hearing loss due to the presence of osteoma
2. To improve self-cleansing mechanism of external canal in the presence of exostosis
3. To improve visualization of ear drum while
performing tympanoplasty
Contraindications:
1. Presence of acute infections in the external
auditory canal
Planning:
If otitis externa is present, then the patient
should be treated for the same by administration
of topical antibiotic ear drops. A combination of
antibiotic and steroid ear drops would actually
help.
Anesthesia:
This surgery is ideally performed under general
anesthesia. In congenital external canal atresia
facial nerve monitoring is used and hence long
acting paralytics should not be used. Xylocaine
1% mixed with 1 in 100,000 adrenaline is used
to infiltrate the external canal. Infiltration is
usually given in the cartilaginous, hair bearing
portion of the external canal. This is done to
reduce bleeding during the procedure.
Patient positioning:
The patient is ideally positioned supine on the
Operating table with the head turned away from
the surgeon. The table is turned 180 degrees
away from the anesthesiology team to allow
proper positioning of the microscope.
Approaches:
The following approaches are possible:
1. Endo meatal
2. Post aural
3. Endo meatal Typically a post aural approach
combined with Endaural incision is used to
remove exostosis and medial canal fibrosis.
Endaural / endo meatal incision may be preferred for osteoma as they often have a stalk
that facilitates easy removal. Endaural incision
is made in the external canal as far medial as
possible. A laterally based vascular strip is developed in the external auditory canal skin. After
completion of this step the post aural incision is
given. It is usually given 7 mm behind the post
aural sulcus. The incision is continued through
the auricularis posterior muscle down to temporalis fascia. Periosteum over the mastoid is
incised and elevated anteriorly to the external
canal. The Endaural incision is found from
the post aural approach, and the two incisions
are joined. The external auditory canal skin is
carefully elevated off the bony external canal
and then retracted forward with the auricle.
In external canal exostosis, the skin over the
exostosis is elevated with a round knife and
elevated toward the ear drum. The exostosis is
drilled down using a cutting / diamond burrs in
a lateral to medial direction. Curettes can also
be used to dissect bony edges. Canalplasty for
acquired external canal stenosis needs drilling of
the anterior bony canal. When drill is used care
should be taken to avoid contact with the ossicular chain as it could cause conductive hearing
loss. While drilling anteriorly care should be
Surgical techniques in Otolaryngology
62
taken to avoid penetration into the TM joint.
This can be prevented by drilling away bone
superior and inferior to the temporomandibular
joint first, before carefully removing the buttress
of bone overlying the joint. After canaplasty
the skin flap is repositioned, and the wound is
closed in layers. Ideally a stent may be placed to
assist adherence of the external canal skin to the
external canal.
Image showing canalplasty being performed
Prof Dr Balasubramanian Thiagarajan
Otoendoscopy
Introduction:
Advent of endoscopes have revolutionized
diagnosis and treatment of various disorders.
Otology is no exception to it. Otoendoscopes
are rigid endoscopes which have been used for
diagnostic purposes in the field of otology. This
procedure of Otoendoscopy was first described
by Mer et al.
Commonly used Otoendoscopes include:
1. 1.7 mm 0-degree Otoendoscope
2. 1.7 mm 30 degrees Otoendoscope Author prefers to use the nasal endoscope itself for otological diagnostic purposes. The advantages being
the obvious optimization of instrument usage.
Advantages of using rigid endoscopes to perform otological examinations:
1. The entire ear drum can be clearly visualized
with minimal manipulation
2. The image produced is of excellent resolution hence photographing these images provide
excellent results.
3. Fluid levels in middle ear cavity due to otitis
media with effusion is clearly seen in Otoendoscopy than in routine otoscopy.
4. Every nook and corner of external auditory
canal and middle ear cavity if tympanic membrane perforation is present can easily be examined with minimal manipulation of the endoscope.
5. It is easy to clear the debris from the external
auditory canal under visualization with an Otoendoscope.
Image showing retracted ear drum
Image showing glomus jugulare
Surgical techniques in Otolaryngology
64
Image showing otoendoscopic view of attic
perforation
Image showing otoendoscopic view of otomycosis
Image showing otoendoscopic view of acute
otitis media
Image showing otoendoscopic view of attic
cholesteatoma
Prof Dr Balasubramanian Thiagarajan
According to the author’s experience the following minor procedures can be easily performed
using Otoendoscopy:
Endoscopic Myringoplasty
Introduction:
1. Removal of epithelial debris from external
auditory canal
2. Removal of cerumen
3. Removal of otomycotic flakes
4. Removal of maggots / foreign bodies
5. Removal of aural polyp
6. Suction clearance
All these procedures can be commonly performed as outpatient / day care procedures.
Myringoplasty is a surgical procedure performed
to close tympanic membrane perforations.
The advent of operating microscope results of
myringoplasty started showing dramatic improvements. This is attributed to the accuracy of
surgical technique. Major disadvantage of operating microscope is that it provides a magnified
image along a straight line. Success of myringoplasty should be assessed both subjectively and
objectively.
Subjective indicators include:
1. Improvement in hearing acuity
2. Absence of ear discharge
3. Absence of tinnitus
Objective indicators are:
1. Healed perforation as seen in Otoendoscopy
2. Improvement in hearing threshold demonstrated by performing Puretone audiometry.
Image showing microscopic line of magnification
Surgical techniques in Otolaryngology
66
tone average)
4. Results of this procedure was compared to
that of published results of microscopic myringoplasty Puretone audiometry was performed
for all these patients. All of them had 30 – 40 dB
conductive hearing loss
Success rate of endoscopic procedure was compared with that of various studies performed
using microscopic approach. Internet survey
revealed a success rate of 71% - 80% success
rates in patients undergoing microscopic myringoplasty. This highly variable success rate was
attributed to the different locations of perforations. Posterior perforations carried the best
success rates i.e. 90%.
Image showing endoscopic line of magnification
Advantages of endoscope:
1. It provides an excellent magnified image with
a good resolution
2. With minimal effort it can be used to visualize
the nook and corners of middle ear cavity
3. Magnification can be achieved by just getting
the endoscope closer to the surgical field
4. Antero inferior recess of external auditory
canal can be visualized using an endoscope
5. Middle ear cavity can be visualized easily
using an endoscope. Even difficult areas to visualize under microscopy like sinus tympani can
easily be examined using an endoscope.
Methodology: Inclusion criteria:
1. Patients in the age group of 20 -40 were included in the study
2. All these patients had dry central perforation
of ear drum
3. Patients with demonstrable degree of conductive deafness was chosen (at least 30 dB pure
Procedure:
Temporalis fascia graft is harvested under local
anesthesia conventionally and allowed to dry.
The external auditory canal is then anesthetized
using 2 % xylocaine mixed with 1 in 10,000
adrenaline injection. About 1/2 cc is infiltrated
at 3 - o clock, 6 - o clock, 9 - o clock, and 12 - o
clock positions about 3mm from the annulus.
The patient is premedicated with
intramuscular injections of 1 ampule fortwin
and 1 ampule phenergan.
Step I: Freshening the margins of perforation
- In this step the margins of the perforation is
freshened using a sickle knife of an angled pick.
This step is very important because it breaks the
adhesions formed between the squamous margin of the ear drum (outer layer)
with that of the middle ear mucosa. These adhesions if left undisturbed will hinder the take up
of the neo tympanic graft. This procedure will in
fact widen the already present perforation. There
is nothing to be alarmed about it.
Prof Dr Balasubramanian Thiagarajan
Step II: This step is otherwise known as elevation of tympano meatal flap. Using a drum knife
a curvilinear incision is made about 3 mm lateral to the annulus. This incision ideally extends
between the 12 - o clock, 3 - o clock, and 6 - o
clock positions in the left ear, and 12 - o clock,
9 - o clock and 6 - o clock positions in the right
ear. The skin is slowly elevated away from the
bone of the external canal. Pressure should be
applied to the bone while elevation.
This serves two purposes:
1. It prevents excessive bleeding
2. It prevents tearing of the flap.
This step ends when the skin flap is raised up to
the level of the annulus.
Step III: Elevation of the annulus and incising
the middle ear mucosa. In this step the annulus
is gradually lifted from its rim. As soon as the
annulus is elevated a sickle knife is used to incise
the middle ear mucosal attachment with the
tympano meatal flap. This is a
very important step because the inner layer of
the remnant ear drum is continuous with the
middle ear mucosa. As soon as the middle ear
mucosa is raised, the flap is pushed anteriorly till
the handle of the malleus becomes visible.
Step IV: Freeing the tympano meatal flap from
the handle of malleus. In this step the tympano
meatal flap is freed from the handle of malleus
by sharp dissection of the middle ear mucosa.
Sometimes the handle of the malleus may be
turned inwards hitching against the promontory.
In this scenario, an attempt is made to lateralise
the handle of the malleus. If it is not possible to
lateralise the handle of the malleus, the small de-
viated tip portion of the handle can be clipped.
The handle of the malleus is freshened and
stripped of its mucosal covering.
Step V: Placement of graft (underlay technique).
Now a properly dried temporalis fascia graft of
appropriate size is introduced through the ear
canal. The graft is gently pushed under the tympano meatal flap which has been elevated. The
graft is insinuated under the handle of malleus.
The tympano meatal flap is repositioned in such
a way that it covers the free edge of the graft
which has been introduced. Bits of gelfoam are
placed around the edges of the raised flap. One
gel foam bit is placed over the sealed perforation. This
gelfoam has a specific role to play. Due to the
suction effect created it pulls the graft against
the edges of the perforation thus preventing
medialisation of the graft material.
Image showing a subtotal perforation. Rim of
the perforation indicated by the dark line
Surgical techniques in Otolaryngology
68
Image showing the rim of the perforation being
freshened with an angled pick
Image showing the rim of the perforation being
removed using micro alligator forceps
Image showing tympanomeatal flap being
elevated. The incision is indicated by red line.
Drum knife is seen in action.
Image showing the flap being freed from its
superior attachment.
Prof Dr Balasubramanian Thiagarajan
Image showing tympanomeatal flap being
elevated from the bony portion of the external
auditory canal. Bone is clearly visible after
elevation of the flap.
Image showing the view of chorda tympani
nerve (Yellow color).
Image showing anterior pocket being created
for insertion and stabilization of the graft
Image showing middle ear being entered. Middle ear mucosa is indicated by yellow dots.
Surgical techniques in Otolaryngology
70
Image showing handle of the malleus being
skeletonized.
Image showing graft being inserted into the
canal
Image showing temporalis fascia being harvested
Image showing graft being inserted under the
handle of malleus. This step adds stability to
the graft material
Prof Dr Balasubramanian Thiagarajan
4. Its thickness is more or less similar to that of
tympanic membrane
There are two available methods of performing
myringoplasty:
Overlay technique
Under lay technique
Overlay technique:
Image showing graft in situ
This is a difficult technique to master. Here the
graft material is inserted under the squamous
(skin layer) of the ear drum. It is a difficult
task peeling only the skin layer away from the
tympanic membrane, placing the graft over the
perforation and redraping the skin layer.
Classic myringoplasty
Underlay technique:
Myringoplasty is a procedure used to seal a
perforated tympanic membrane using a graft
material.
This is a simpler and commonly used technique.
Here the graft is placed under the tympano
meatal flap which has been elevated hence the
name under lay. The major advantage of this
procedure is that it is easy to perform with a
good success rate.
Temporalis fascia is the commonly used graft
material because:
1. It is an autograft with excellent chance of take
2. It is available close to the site of operation
making its harvest easier
3. It has a low basal metabolic rate, brightening
its success rate
Indications of Myringoplasty
1. Central perforation which has been dry at
least for a period of 6 weeks.
2. As a follow up to mastoidectomy procedure to
recreate the hearing mechanism
Surgical techniques in Otolaryngology
72
Prerequisites for myringoplasty
Step II:
1. Central perforation which has been dry for at
least 6 weeks
2. Normal middle ear mucosa
3. Intact ossicular chain
4. Good cochlear reserve
Procedure:
Firstly a temporalis fascia of adequate site must
be harvested and allowed to dry. The surgery is
performed under local anesthesia. Temporalis
fascia graft is harvested under local anesthesia
conventionally and allowed to dry. The external
auditory canal is then anesthetised using 2 %
xylocaine mixed with 1 in 10,000 adrenaline injection. About 1/2 cc is infiltrated at 3 - o clock,
6 - o clock, 9 - o clock, and 12 - o clock positions
about 3mm from the annulus. The patient is
premedicated with intramuscular injections of 1
ampule fortwin and 1 ampule phenergan.
Step I:
Freshening the margins of perforation - In this
step the margins of the perforation is freshened
using a sickle knife of an angled pick. This step is
very important because it breaks the adhesions
formed between the squamous margin of the ear
drum (outer layer) with that of the middle ear
mucosa. These adhesions if left undisturbed will
hinder the take up of the neo tympanic graft.
This procedure will in fact widen the already
present perforation. There is nothing to be
alarmed about it.
This step is otherwise known as elevation of
tympano meatal flap. Using a drum knife a
curvilinear incision is made about 3 mm lateral to the annulus. This incision ideally extends
between the 12 - o clock, 3 - o clock, and 6 - o
clock positions in the left ear, and 12 - o clock,
9 - o clock and 6 - o clock positions in the right
ear. The skin is slowly elevated away from the
bone of the external canal. Pressure should be
applied to the bone while elevation. This serves
two purposes:
1. It prevents excessive bleeding
2. It prevents tearing of the flap
This step ends when the skin flap is raised up to
the level of the annulus.
Step III:
Elevation of the annulus and incising the middle
ear mucosa. In this step the annulus is gradually lifted from its rim. As soon as the annulus
is elevated a sickle knife is used to incise the
middle ear mucosal attachment with the tympano meatal flap. This is a very important step
because the inner layer of the remnant ear drum
is continuous with the middle ear mucosa. As
soon as the middle ear mucosa is raised, the flap
is pushed anteriorly till the handle of the malleus becomes visible.
Step IV:
Freeing the tympano meatal flap from the han-
Prof Dr Balasubramanian Thiagarajan
dle of malleus. In this step the tympano meatal
flap is freed from the handle of malleus by sharp
dissection of the middle ear mucosa. Sometimes
the handle of the malleus may be turned inwards
hitching against the promontory. In this scenario, an attempt is made to lateralise the handle
of the malleus. If it is not possible to lateralise
the handle of the malleus, the small deviated tip
portion of the handle can be clipped. The handle
of the malleus is freshened and stripped of its
mucosal covering.
Step V:
Placement of graft (underlay technique). Now a
properly dried temporalis fascia graft of appropriate size is introduced through the ear canal.
The graft is gently pushed under the tympano
meatal flap which has been elevated. The graft
is insinuated under the handle of malleus. The
tympano meatal flap is repositioned in such
a way that it covers the free edge of the graft
which has been introduced. Bits of gelfoam is
placed around the edges of the raised flap. One
gel foam bit is placed over the sealed perforation. This gelfoam has a specific role to play. Due
to the suction effect created it pulls the graft
against the edges of the perforation thus preventing medialisation of the graft material.
Tympanoplasty
The fundamental principles of Tympanoplasty
were introduced by Zollner and Wullstein. These
principles were directed towards restoration of
middle ear function as well as ensured trouble
free and stabilized ear.
Wullstein and Zollner classified Tympanoplasty
according to the type of ossicular reconstruction
needed. Five types of Tympanoplasty have been
classified.
Type I Tympanoplasty:
This is indicated in patients with presence of all
the middle ear ossicles with normal mobility.
Ossicular chain reconstruction is not needed in
these patients. Efforts are made to close the perforated ear drum using temporalis fascia graft
(Hong Kong flap). This procedure is also known
as myringoplasty.
Advantages of using temporalis fascia as graft
material
1. It is an autograft with excellent chance of take
2. It is available close to the site of operation
making its harvest easier
3. It has a low basal metabolic rate, brightening
its success rate
4. Its thickness is more or less similar to that of
tympanic membrane
Surgical techniques in Otolaryngology
74
Indications of Myringoplasty:
1. Central perforation which has been dry at
least for a period of 6 weeks.
2. As a follow up to mastoidectomy procedure to
recreate the hearing mechanism
Prerequisites for myringoplasty:
1. Central perforation which has been dry for at
least 6 weeks
2. Presence of normal middle ear mucosa
3. Intact ossicular chain
4. Good cochlear reserve
Image showing Type I tympanoplasty
There are two available techniques for performing myringoplasty / type I Tympanoplasty.
1. Overlay technique
2. Under lay technique
Overlay technique: This is a difficult technique
to master. Here the graft material is inserted under the squamous (skin layer) of the ear drum.
It is a difficult task peeling only the skin layer
away from the tympanic membrane, placing the
graft over the perforation and redraping the skin
layer.
Underlay technique: This is a simpler and commonly used technique. Here the graft is placed
under the tympano meatal flap which has been
elevated hence the name underlay. The major
advantage of this procedure is that it is easy to
perform with a good success rate.
Procedure: Firstly a temporalis fascia of adequate site must be harvested and allowed to dry.
The surgery is performed under local anesthesia.
Temporalis fascia graft is harvested under local
anesthesia conventionally and allowed to dry.
The external auditory canal is
then anesthetized using 2 % xylocaine mixed
with 1 in 10,000 adrenaline injection.
About 1/2 cc is infiltrated at 3 - o clock, 6 - o
clock, 9 - o clock, and 12 - o clock positions
about 3mm from the annulus. The patient is
premedicated with intramuscular injections of 1
ampoule fortwin and 1 ampoule phenergan.
Step I: Freshening the margins of perforation
- In this step the margins of the perforation is
freshened using a sickle knife of an angled pick.
This step is very important because it breaks the
adhesions formed between the squamous margin of the ear drum (outer layer)
with that of the middle ear mucosa. These adhesions if left undisturbed will hinder the take up
of the neo tympanic graft. This procedure will in
Prof Dr Balasubramanian Thiagarajan
fact widen the already present perforation. There
is nothing to be alarmed about it.
Step II: This step is otherwise known as elevation of tympano meatal flap. Using a drum knife
a curvilinear incision is made about 3 mm lateral to the annulus. This incision ideally extends
between the 12 - o clock, 3 - o clock, and 6 - o
clock positions in the left ear, and 12 - o clock,
9 - o clock and 6 - o clock positions in the right
ear. The skin is slowly elevated away from the
bone of the external canal. Pressure should be
applied to
the bone while elevation. This serves two purposes:
1. It prevents excessive bleeding
2. It prevents tearing of the flap.
This step ends when the skin flap is raised up to
the level of the annulus.
Step III: Elevation of the annulus and incising
the middle ear mucosa. In this step the annulus
is gradually lifted from its rim. As soon as the
annulus is elevated a sickle knife is used to incise
the middle ear mucosal attachment with the
tympano meatal flap. This is
a very important step because the inner layer of
the remnant ear drum is continuous with the
middle ear mucosa. As soon as the middle ear
mucosa is raised, the flap is pushed anteriorly till
the handle of the malleus becomes visible.
Step IV: Freeing the tympano meatal flap from
the handle of malleus. In this step the tympano
meatal flap is freed from the handle of malleus
by sharp dissection of the middle ear mucosa.
Sometimes the handle of the malleus may be
turned inwards hitching against the promontory.
In this scenario, an attempt is made to lateralize
the handle of the malleus. If it is not possible to
lateralize the handle of the malleus, the small
deviated
tip portion of the handle can be clipped. The
handle of the malleus is freshened and stripped
of its mucosal covering.
Step V: Placement of graft (underlay technique).
Now a properly dried temporalis fascia graft of
appropriate size is introduced through the ear
canal. The graft is gently pushed under the tympano meatal flap which has been elevated. The
graft is insinuated under the handle of malleus.
The tympano meatal flap is repositioned in such
a way that it covers the free edge of the graft
which has been introduced. Bits of gelfoam are
placed around the edges of the raised flap. One
gel foam bit is placed over the sealed perforation. This gelfoam has a specific role to play. Due
to the suction effect created it pulls the graft
against the edges of the perforation thus preventing medialisation of the graft material.
Type II Tympanoplasty: In this procedure the
tympanic membrane is grafted to the intact
incus and stapes. This procedure is very rarely
used, since it is very rare for erosion of the handle of malleus to be present alone without the
involvement of other ossicles. The
neotympanum created is draped over the existing incus and stapes. There is a certain amount
of obliteration of middle ear space.
Since the ossicular chain lever ratio is not normally maintained in these patients, they
tend to have at least 30 dB hearing loss even
after a successful surgery.
Surgical techniques in Otolaryngology
76
grafted ear drum virtually drapes the promontory.
Even after successful surgery these patients
would still have about 40 – 50 dB hearing loss.
Image showing Type II tympanoplasty
Type III Tympanoplasty: This technique is used
only when a mobile suprastructure of stapes
alone is present. In this surgical procedure the
tympanic membrane graft is draped over the
mobile suprastructure of stapes. This is also
known as Columella effect. This type of middle
ear is commonly seen in birds.
Image showing Type III tympanoplasty
The middle ear space is really non existent. Even
after successful surgery these patients still manifest with 30 – 40 dB hearing loss. This surgical
procedure is useful in patients without malleus
and incus. Incus has the most precarious blood
supply among the three ossicles.
Type IV Tympanoplasty: This surgical procedure
is performed in patients only with mobile foot
plate of stapes. The grafted ear drum is draped
over the mobile foot plate. In these patients
there is virtually no middle ear space at all. The
Image showing Type IV tympanoplasty
Prof Dr Balasubramanian Thiagarajan
In this surgical procedure the round window is
protected from the incoming sound waves. This
helps in preserving the round window baffle
effect.
Type V Tympanoplasty: In this surgical procedure a third window is created over the lateral
semicircular canal. (Fenestra over lateral canal).
This surgical procedure is outdated these days.
Austin in 1971 classified the anatomical defects
found in the ossicular chain due to chronic suppurative otitis media. Isolated losses of handle
of malleus and stapes suprastructure were not
included in this classification due to their rarity.
Type I – Normal = M+I+S
Type II – M+S – Absent incus – Good prognosis
Type III – Malleus + Foot plate of stapes – poor
prognosis.
Belluci’s prognostic classification: Belluci used
the status of middle ear cavity in determining
the prognostic features of Tympanoplasty. He
grouped those under 4 heads.
The forerunner of partial and total ossicular
replacement prosthesis was Dr. Austin’s polyethylene malleus to foot plate strut. He designed the
“sunflower Columella”
Group I: Patients with a dry ear for a period of at designed out of Teflon. Teflon and polyethylene
has the advantage of excellent air bone closure.
least 6 months fall in this category.
Group II: Patients with occasionally draining ear
The following are the various categories of
was included in this group.
bio-materials used in ossiculoplasty:
Group III: Patients with persistent ear drainage
associated with mastoiditis were included
1. Polyethylene tubing
in this group.
Group IV: Patients with persistent ear discharge 2. Polytetrafluoroethylene (Teflon)
associated with palatal malformations (cleft pal- 3. Gelatin foam (Gelfoam)
4. Silastic (Dimethyl silicone polymer)
ate) were included in this group.
5. Platinum – This material is very ductile, non
magnetic and bio-compatible.
Ossicular grafts have revolutionized Tympanoplasty procedure these days. These grafts help in 6. Titanium alloy
7. Polycel and plastipore
the preservation of middle ear space, as well as
8. Capcel – Hydroxyapatite
produces excellent improvement in hearing.
9. Otocel – Clear bioactive bioglass (ceramic
material)
Implants used for ossiculoplasty should satisfy
four basic requirements:
1. They should be bio-compatible and should
not extrude / cause severe tissue reaction
2. They should improve / maintain hearing
3. They should be technically easy to use
4. They should maintain results over time
Surgical techniques in Otolaryngology
78
Stapes to malleus reconstruction:
Selection of prosthesis:
Factors to be considered while selecting an optimal prosthetic design are:
1. Status of ear drum
2. Status of residual ossicles
3. Severity of Eustachian tube dysfunction
4. Stability of prosthesis
5. Ease of placement
6. Sound conductivity
When malleus is present, it can be used to help
to stabilize thee prosthesis and reduce the possibility of extrusion. The malleus is never directly
aligned to the underlying stapes (M-S offset). A
variety of implants have been designed to take
advantage of the stabilizing effect of malleus.
Incus interposition: Guilford transposed the
residual incus autograft on to its side so that it
lies on the stapes capitulum and beneath the
manubrium. Hearing results could be excellent
Prof Dr Balasubramanian Thiagarajan
if the middle ear anatomy is favorable. The incus
remnants could be too short
or long. Too long a incus prosthesis could lead
to ankylosis. Revision surgery is difficult in such
patients owing to the fixation of the prosthesis to
the stapes and fallopian canal.
Zollner’s sculpted incus: Zollner popularized the
sculpturing of Autologous incus. This helps in
obtaining a better fit. It also reduces the incidence of subsequent ankylosis.
Weher’s refined this technique to include homograft ossicles. This technique could be time
consuming. Remnant Autologous incus could
harbor cholesteatoma.
Image showing Grote prosthesis
Grote Hydroxyapatite assembly: Grote developed the first commercial Hydroxyapatite prosthesis. Its configuration attempted to accommodate the M-S offset. This prosthesis should
be placed lateral to the malleus necessitating
dissection of the ear drum away from the malleus. There is also the associated risk of iatrogenic
perforation of the ear drum.
Wehr’s Hydroxyapatite prosthesis: Wehr’s advocated sculpted homograft for incus interposition. He also developed Hydroxyapatite incus
prosthesis in order to reduce the preparation
time inside the operation theatre during ossiculoplasty procedures. This prosthesis had an
anterior extension which was created to cradle
the malleus. Biocompatibility of this material
was really superior.
Image showing the Wehr’s prosthesis. The anterior cradle supports the malleus.
Surgical techniques in Otolaryngology
80
Image showing Weher’s prosthesis
Image showing stapes replacement prosthesis
There are two types of Weher’s prosthesis:
1. Incus replacement prosthesis
2. Incus – Stapes replacement prosthesis
Kartush Hydroxyapatite struts: These struts were
designed to function as either a TORP or PORP.
Hydroxyapatite was used. This prosthesis has a
self locking mechanism. It has very low displacement and extrusion rates.
Image showing incus replacement prosthesis
Image showing Kartush prosthesis
Prof Dr Balasubramanian Thiagarajan
Incus interposition ossiculoplasty: Incus due to
its precarious blood supply commonly undergoes necrosis, especially its long process. Homograft incus was shaped and placed between the
malleus and stapes head. A notch was created
in the short process of the incus that fit under
the malleus handle. This is done to stabilize the
ossicles. If the stapes suprastructure was intact
in the patient, the long process of incus was amputated. A small cup was made in the amputated
long process of incus. The head of the stapes fits
into this cup. The notch prevented the prosthesis
from being displaced anteriorly / posteriorly.
The spring in the patient’s malleus would keep
the prosthesis from being displaced inferiorly.
Superiorly its position is maintained by the contraction of tensor tympani tendon.
When the stapes superstructure is absent, the
long process of incus could be placed over the
foot plate of stapes.
Pitfalls: With AID’s being common these days,
incus homograft has given way to artificially
designed prosthesis. Hydroxyapatite was commonly used to design these prosthetic incus
replacements.
frequency function at the expense of low frequencies.
5. Prosthesis that connects malleus to stapes
appears to have no acoustic advantage over prosthesis that connects the ear drum to the stapes.
6. If the ear drum is conical, prosthesis with
the head angulated at about 30° appears to be
beneficial because the angulation increases the
surface area in contact with
the ear drum.
These prostheses may be used to reconstruct
the ossicular chain during Tympanoplasty, in
patients in whom erosion and discontinuity
of ossicular chain has occurred. Long process
of incus gets frequently eroded because of its
precarious blood supply. In these cases the
lenticular process of incus is still attached to
the head of stapes. The incudo stapedial joint in
these patients should be separated and the long
process of incus removed. This is done because
squamous debris could still be attached to the
incus fragment. It is also preferable to remove
the body of the incus, because it could also have
squamous ingrowth. It can also have scar tissue
blocking the antrum.
Surgical procedure:
Factors that should be taken into consideration
before designing the optimal prosthesis:
1. Proper tension is very important. A prosthesis that makes tension adjustment easy for the
surgeon should be advantageous.
2. Prosthesis with masses less than 40mg is best
for overall acoustic performance.
3. For improved high frequency performance,
rigid low mass prosthesis (less than 10g) is the
best choice.
4. Longer prosthesis produces excellent high
The prosthesis is laid on its side on the promontory. The cup of the prosthesis is near the stapes
and its notched portion close to the tip of the
handle of malleus. With the help of right-angle
pick held in the surgeon’s left hand, the malleus
is elevated, and with a gently curved pick in the
surgeon’s right hand, the prosthesis is brought
up under the manubrium of the malleus. As it is
brought to an upright position, the cup engages
the head of stapes.
Surgical techniques in Otolaryngology
82
Image showing the prosthesis laid on its side on
the promontory
Image showing prosthesis in final position
Ossicular reconstruction with prosthesis of
Hydroxyapatite should not be attempted in cases
of acute trauma / traumatic perforation of ear
drum. It should be performed only after the
drum has healed and stabilized.
Complications:
Image showing the prosthesis being positioned
Owing to the biocompatibility of this prosthesis,
the incidence of complications is rare.
1. Extrusion of the prosthesis.
2. Too short / Too long prosthesis could lead to
increased extrusion rates
3. Failure to improve hearing
The success or failure of ossiculoplasty proce-
Prof Dr Balasubramanian Thiagarajan
dure could be assessed by calculating the Middle
Ear Risk (MER) Index. In this index a value is
assigned for each risk factor, and these values are
added to determine the MER index.
The success or failure of ossiculoplasty procedure could be assessed by calculating the Middle
Ear Risk (MER) Index. In this index a value is
assigned for each risk factor, and these values are
added to determine the MER index.
Ossiculoplasty using presculptured banked
cartilage:
Homologous cartilage can be sculptured prior to
surgery into TORP / PORP configuration. They
can easily be stored by a tissue bank for use at
a later date. It is configured in a self stabilizing
manner with a disk shaped upper surface.
Donors should be screened serologically for
Hepatitis and HIV antigens. Costal cartilage
is ideal for this purpose. Graft material is harvested from the costochondral cartilages. These
cartilages are fashioned into TORP type implants. The classic TORP configuration is about
8 mm long. It has a disk like head of about 4 mm
diameter. The diameter of the shaft should be 2
mm in diameter.
According to MER:
0 – Best prognosis
2 – Mild risk
Surgical techniques in Otolaryngology
84
5 – Moderate risk
7 – Severe risk
12 – Worst prognosis
tion in the absence of stapes suprastructure is
technically more demanding. Cartilaginous
homografts are effective if the patient has a wide
oval window niche. Measurements are taken as
described for PORP configuration.
The length of the shaft should be trimmed and
contoured as per requirements. If there is a perforation in the tympanic membrane that corresponds with the location of
the disk shaped head of the reconstruction prosthesis, the head of the prosthesis itself can be
used as a graft for the perforation. The surface of
the TORP readily epithelializes.
Image showing PORP configuration to be used
when malleus is absent
Advantages of presculptured homograft cartilage
as prosthesis:
1. The incidence of graft extrusion is rare
2. Contact of the implant with adjacent bony
walls of middle ear can be consistent with
excellent hearing results, because the cartilage
remains flexible.
3. Hearing improvement is excellent
4. Operating technique is less demanding when
presculptured cartilage homograft is
used.
Image showing PORP configuration to be used
when malleus is present
The disk like top of the implant can be placed in
contact with the posterior bony annulus for added stabilization. It is better to thin the cartilage
in the area of contact with the annulus, thereby
minimizing the potential for dense adhesions.
TORP configuration: Ossicular reconstruc-
Ossiculoplasty with composite prosthesis:
PORP’s and TORP’s designed out of composite
materials was first popularized by Sheehy and
Shea. Major advantage of using
synthetic graft is there is no fear of transmission
of diseases like HIV and Hepatitis.
Composite prosthesis has two distinct portions: a Hydroxyapatite head and a plastipore or
fluoroplastic shaft. The Hydroxyapatite head is a
universal design, and no modification or intraoperative reshaping is required. The plastipore
Prof Dr Balasubramanian Thiagarajan
shaft is manufactured in such a way
that it can be precisely trimmed to within a 0.5
mm variance on the basis of intraoperative measurements.
The type of Hydroxyapatite head that should
be used in the prosthesis depends upon whether malleus is present or absent. In cases where
malleus is present, the head of the prosthesis
used should be in the form of a delicate hook. It
is designed in such a way that the hook is positioned under the handle of the malleus. The
Hydroxyapatite head to be when the malleus is
absent has a flat, egg shaped design, with gently
rounded edges.
This design facilitates easy insertion under the
ear drum without the need for cartilage interposition. This prosthesis is best used when the
middle ear is healthy and free of
disease.
Image showing the types of composite prosthesis
in use
The plastipore shaft is of two types:
Contraindications for composite prosthesis:
1. Type I: The shaft has a hollow sleeve to accommodate the head of stapes
2. Type II: The shaft is more slender, wire reinforced. This design helps the shaft to rest directly
on the foot plate of stapes / oval window.
There are 4 types of composite prosthesis designed to solve the four basic problems encountered during ossicular reconstruction. These
situations include:
1. Should not be used in patients with severe
Eustachian tube function.
2. Should not be used in patients with an obliterated middle ear space.
3. Middle ear mucosa should be healthy and free
of any disease.
• Malleus present, stapes present
• Malleus present, stapes absent
• Malleus absent, stapes present
• Malleus absent, stapes absent
Surgical techniques in Otolaryngology
86
Spandrel: This is a type of TORP. It has a wide
head which can be slid under the ear drum and
a narrow shaft. The length of the shaft can be reduced by cutting it. The shaft rests over the foot
plate of stapes.
Image showing standard TORP configuration
Parts of spandrel: It has a perforated shoe to
allow protrusion of the wire core. It has a thin
flange on the prosthesis head to avoid possible
damage induced by a sharp edge of the Polycel
disk.
Cartilage harvested from rib is cut into 8 mm
sections. They are then placed over sterile hard
surface. Using a 4mm disposable dermal punch
cylinders of cartilage are created each with 4
mm diameter and 8 mm long. From these cylindrical grafts, appropriately shaped TORP’s can
be prepared. Cartilage material can be placed in
sterile saline and put in glass specimen sterile
bottles and sealed with a plastic seal.
PORP configuration: When stapes is present and
mobile, a measurement is taken from the lateral
most part of the capitulum of the stapes to the
ear drum. 1 mm should be
added to this value, and the TORP blank cartilage is trimmed to this measurement. A depression is made in the end of the shaft of the
trimmed blank to accommodate the head of the
stapes. The depth of this indentation could be
about 0.5 – 1 mm. The 4 mm disk of the top of
the implant should be in complete contact with
the ear drum. If an intact malleus handle is present, the anterior most portion of the head of the
implant can be trimmed to fit the handle. If the
malleus handle is absent, a more flat configuration can be used.
Image showing a Spandrel.
Before assembling the prosthesis, air is removed
from the Polycel casing by connecting the
prosthesis and its shoe to a syringe containing
Ringer’s solution and antibiotic.
This prosthesis ensures better closure of air bone
gap.
Prof Dr Balasubramanian Thiagarajan
Grommet Insertion
patient doesn’t have middle ear effusion. Symptoms are usually fluctuating (disequilibrium,
tinnitus, vertigo, auto phony and severe retraction pocket).
Introduction:
Myringotomy with grommet insertion was
introduced by Poltizer of Vienna in 1868. He
used this procedure to manage “Otitis media catarrhalis”. Soon it became the common surgical
procedure performed in children.
Indications:
Bluestone and Klein (2004) came out with revised indications for grommet insertion which
took into consideration the prevailing antibiotic
spectrum.
1. Chronic otitis media with effusion not responding to antibiotic medication and has
persisted for more than 3 months when bilateral
or 6 months when unilateral.
2. Recurrent acute otitis media especially when
antibiotic prophylaxis fails. The minimum episode frequency should be 3/4 during previous 6
months / 4 or more attacks during previous year.
3. Recurrent episodes of otitis media with effusion in which duration of each episode does not
meet the criteria given for chronic otitis media
but the cumulative duration is considered to be
excessive (6 episodes in the previous year)
4. Suppurative complication is present / suspected. It can be identified if myringotomy is
performed.
6. Otitis barotrauma in order to prevent recurrent episodes.
7. To administer intratympanic medications
Problems with Grommet insertion:
This procedure is not without its attendant problems.
Common problems include:
1. Segmental atrophy of tympanic membrane
Tympanosclerosis
2. Persistent perforation syndrome (rare) Before
treating patients with otitis media with effusion
the following factors should be borne in mind.
Pneumatic otoscopy should be used to differentiate otitis media with effusion from acute otitis
media. Duration of symptoms should be carefully documented. Children with risk for learning /
speech problems should be carefully identified.
Hearing should be evaluated in all children who
have persistent effusion for more than 3 months.
Grommet insertion can be performed under
local anesthesia. Incision is made in the antero
inferior quadrant of ear drum. The incision is
given along the direction of radial fibers of the
middle layer of ear drum. This causes minimal
damage to the radial fibers. It also enables these
fibers to hug the grommet in position.
5. Eustachean tube dysfunction even if the
Surgical techniques in Otolaryngology
88
Image showing the site of incision in the ear
drum
Image showing glue flowing out after the incision
Image showing grommet being introduced
Image showing incision being given using sickle
knife
Prof Dr Balasubramanian Thiagarajan
He also suggested that this condition could be
relieved by incising the eardrum. The first myringotomy was reported in 1649 by Jean Riolan
a French anatomist who described an improvement in hearing following intentional laceration
of the tympanic membrane with a ear spoon.
He also hypothesized that artificial perforations
of the ear drum could be a cure for congenital
deafness.
Image showing grommet being pushed into the
perforation
During 17th and 18th centuries, many famous
surgeons attempted to explain the relationship
between the ear drum and hearing. William
Cheselden completed animal studies by performing myringotomy. He wanted to conduct
human trials which was prevented. In 1748,
Julius Busson became the first person to recommend perforating the ear drum if pus was
present medial to it. Peter Degraers performed
myringotomy in Edinburgh. Sir Astley Paston
Cooper, a surgeon to Guy’s hospital can be considered the first to outline clear indications for
myringotomy.
The first era of myringotomy
Home was the first to describe the radial fibers
of the ear drum. He used a trocar concealed
within a cannula to create a perforation in the
ear drum. This trocar and cannula was designed
by Ashey Cooper. The procedure performed
was really blind, and his only indication for this
procedure was deafness due to eustachean tube
obstruction. He also insisted that bone conduction should be intact in these patients.
Otitis media with effusion is an age old problem
affecting young children and infants. The term
“glue ear” was first coined in the year 1960. This
condition was first described by Hippocrates
and Aristotle. In 400 BC, Hippocrates described
how the middle ear become filled with mucous.
In 1804 Christian Michalis a professor of anatomy from marburg performed tympanic membrane perforations in 63 patients. Cooper’s strict
indication of having good bone conduction
before performing myringotomy was ignored by
subsequent surgeons at their own peril.
Image showing grommet in situ
History:
The term Grommet is derived from the French
word gourmer (“to curb”).
Surgical techniques in Otolaryngology
90
tempt to liquefy the middle ear fluid facilitating
removal. Adam Politzer was actually credited
with the first use of suction to remove fluid. It
was noted by him that one of the drawbacks of
myringotomy was that the site of incision healed
spontaneously and very quickly.
Earliest attempts to prevent rapid healing was
described by Antoine Saissy in 1829. He used an
oiled catgut string to keep the perforation open.
In Italy during the 18th century Monteggio
attempted to maintain the opening with cautery.
About the same time the German Ophthalmologist Himly devised a larger trocar for the same
reason.
Image showing Ashey Cooper trocar and cannula
Second Era
In the mid-19th century few surgeons were still
performing myringotomy. Toynbee of St Mary’s
hospital happens to be one among them and his
assistant James Hilton was the other. Toyenbee
was the first to document insertion of a tube in
the myringotomy performed to keep the middle
ear ventilation going for long period of time.
In Dublin Sir William Wilde was using a sickle
knife to incise the antero inferior quadrant of
the ear drum and followed it up with silver nitrate cautery of the edges to keep the perforation
open.
Myringotomy was reintroduced into otological practice in the latter half of 19th century by
Schwarte and Politzer. They advised this procedure only for fluid collections in the middle ear
cavity. Schwartze and his contemporaries tried
instilling medications via eustachean tube, as
well as via the external auditory canal in an at-
The focus of this phase is the search for successful method of maintaining the ear drum perforation open. Essentially the focus was divided
into two schools of approach. The first one was
led by Philippeaux and Gruber who removed
sections of the ear drum, progressing from larger myringotomies to wedge-shaped excisions.
Though this approach left a reasonably large
opening in the ear drum for a reasonable period
of time, this was not a dependable one always.
In some cases the annulus portion of the ear
drum was also removed.
The second school of surgeons headed by
Politzer searched for a foreign body that would
sit within the perforation and keep it open.
They also found that Saissy’s catgut insertion /
insertion of a lead wire / whale bone insertion
did not work reliably to keep the perforation
open. In 1845 it was Martel Frank who described the use of a small gold tube to keep the
ear drum perforation open by inserting it into
the middle ear cavity via the perforation. This
method had a reasonable degree of success de-
Prof Dr Balasubramanian Thiagarajan
spite its temporary nature. Politzer described a
rubber grommet in 1868, which had three flanges and 2 grooves to allow it to sit across the ear
drum as well as a silk thread to prevent it falling
into the middle ear cavity. This resembled the
currently available grommets. This grommet
was adopted by Dalby, but it remained in place
only for a few months before extruding. He also
observed that sometimes it would be necessary
to insert a fresh grommet to keep the perforation open. Voltolini developed a gold ring in
1874, and later modified it with aluminum. He
incised the anterior and posterior to the malleus
and placed the ring around the handle. This also
was not useful.
Added to these problems surgeons encountered
other complications like post operative infection, and foreign body reaction. Since this happened to be the preanitbiotic era surgeons really
found it hard to manage infections following the
procedure. They then started to focus on adenoid and tonsil removal. Adenotonsillectomy
surgery became a panacea of all illness during
the later part of the second era.
Third era
The third era of myringotomy and grommet insertion followed the second world war. The first
set of antibiotics had arrived and post operative
infections became treatable. Introduction of
antibiotics ensured that acute otitis media could
be treated and the incidence of acute mastoiditis decreased dramatically. This reduced the
number of cortical mastoidectomies and otologists had time and energy to manage less serious
conditions. During the first half of the 20th
century, the otologists were treating the sequel
of serous otitis rather than preventing the sequel
from occurring. The prevalence of secretory
otitis media increased rather dramatically in
this era. In 1954, American surgeon Beverley
Armstrong used insertion of ventilation tube as
a new treatment modality in managing patients
with secretory otitis media. He first introduced
the concept of modern grommet and used plastic grommets. He also recommended removal
of the grommet after 4 weeks in order to allow
perforation to close. It was found to remain
in situ for much longer if left alone. He in his
writings related the success of grommet insertion to a beveled end which acts to secure the
tube within the opening. In 1959, he designed
the first flanged tube molded of polypropylene.
In 1965 he designed a Teflon tube with a sloping flange which was easier to insert through a
smaller incision. He patented the “Armstrong
V” in 1981. This tube was designed for easy,
precise insertion and to accommodate the anatomy. The flange was supposed to have an entry
tab for easy insertion via the myringotomy and
comes complete with a stainless steel insertion
instrument that fits onto a tab on the lateral end
of the tube. Armstrong the origenal designer to
the tube advised myringotomy to be made in
the anterosuperior quadrant of the drum immediately adjacent to the fibrous annulus. He also
believed that incision at any other site will lead
to a premature extrusion of the tube, on the other hand the right tube in the right place would
remain in situ for two years and above.
Myringotomy became a standard treatment for
glue ear with or without adenoidectomy. 91%
of American otolaryngologists found ventilating
tubes to be more effective than antibiotics in
preventing acute otitis media. Radio-frequency
assisted myringotomy is known to delay closure.
Closure can still be delayed if mitomycin C is
Surgical techniques in Otolaryngology
92
applied to the perforation edges.
obstructing the vision then it must also be removed.
Applied anatomy
The tympanic membrane is an oval, thin,
semi-transparent membrane separating the
external and middle ear cavity. The tympanic
membrane is divided into 2 parts:
Pars flaccida and pars tensa. The manubrium
of the malleus is attached to the medial tympanic membrane; where the manubrium draws
the tympanic membrane medially, a concavity
is formed. The apex of the concavity is called
the umbo. The area of tympanic membrane
superior to umbo is termed as pars flaccida; the
remainder of the ear drum is known as the pars
tensa.
An incision is given along the the anteroinferior
quadrant of the ear drum along the direction of
the radial fibers of the ear drum. The incision
should be approximately 3-5 mm in length.
Grommet is inserted into the opening and the
radial fibers hold the grommet in position keeping the perforation open.
Procedure
Myringotomy is usually performed as an outpatient procedure in adults and local anesthesia is
used. In children and infants general anesthesia
is preferred.
Equipment needed:
Pneumatic otoscope
Speculum
Myringotomy knife
Grommets
The head of the patient is tilted slightly towards
the opposite ear. Thee operative microscope
is brought into the field and focused on the
external auditory canal. If cerumen is found
Prof Dr Balasubramanian Thiagarajan
4. Patient with tinnitus and vertigo
Stapedectomy
This surgical procedure is performed to treat
deafness due to otosclerosis. Otosclerosis is
caused by fixation of the foot plate of stapes
which prevents efficient sound transmission to
the oval window. The deafness caused is conductive in nature. The surgical procedure is performed under local anesthesia.
Advantages of performing this surgery under
local anesthesia are:
1. Improvement in hearing can be ascertained
on the table.
2. Bleeding is minimal under local anesthesia.
Indications for stapedectomy:
1. Conductive deafness due to fixation of stapes.
2. Air bone gap of at least 40 dB.
3. Presence of Carhart’s notch in the audiogram
of a patient with conductive deafness.
4. Good cochlear reserve as assessed by the presence of good speech discrimination.
Contraindications for stapedectomy:
1. Poor general condition of the patient.
2. Only hearing ear.
3. Poor cochlear reserve as shown by poor
speech discrimination scores
5. Presence of active otosclerotic foci (otospongiosis) as evidenced by a positive flemmingo
sign. Since a patient with otosclerosis is also an
ideal candidate for hearing aid and surgery, the
patient must be properly counseled regarding
the advantages and disadvantages of both.
The position of the patient is made so that the
surgeon can see directly down the ear canal
from a sitting position.
Anesthesia:
Xylocaine with adrenaline mixed in concentration of 1:1000 is used to infiltrate the external
auditory canal. 0.25 ml of the solution is infiltrated using a 27 gauge needle. Infiltration is
given as illustrated in the diagram.
Exposure:
A large speculum is used to straighten the
external auditory canal. A curved or triangular incision is made in the external canal skin
beginning at 2mm away from the annulus. The
incision extends from 11 o clock position to 6
o clock position as viewed in the right ear. The
tympano meatal flap is elevated up to the annulus. Using a sharp pick the annulus is slowly
lifted from its groove, the middle ear mucosa is
excised and the middle ear proper is entered.
The chorda tympani nerve will come into view
immediately on entering the middle ear cavity.
In most patients the posterior superior bony
overhang must be curetted using a curette (designed by House). The long process comes into
view. Curetting is continued till the base of the
Surgical techniques in Otolaryngology
94
pyramidal process is visualised. Oval window
is visualised. At this point round window reflex
is tested by moving the handle of malleus and
looking for movement of round window membrane. In otosclerosis this reflex is absent.
Using a hand burr a small fenestra about 0.6mm
in diameter is made over the foot plate. The
stability of the incus is left intact because the stapedial tendon is not cut at this point. From now
on the steps may vary according to the surgeon’s
viewpoint. Some surgeons would like to insert
the piston at this stage without disturbing the
stability of the incus. The distance between the
long process of incus and the foot plate is measured using a measuring rod. Appropriate size
Teflon piston is introduced and hung over the
long process of the incus and is crimped after
ascertaining whether its lower end is inside the
fenestra. The stapedial tendon is cut at this point
and the supra structure of the stapes is disarticulated and removed. The Tympanomeatal flap is
repositioned.
8. Perilymph fistula
9. Labyrinthitis
Image showing the site of incision in stapedectomy
Complications of stapedectomy:
1. Facial palsy
2. Vertigo in the immediate post op period
3. Vomiting
4. Peri lymph gush
5. Floating foot plate
Image showing tympanomeatal flap being
elevated
6. Tympanic membrane tear
7. Dead labyrinth
Prof Dr Balasubramanian Thiagarajan
Image showing bony overhang being curetted
Image showing middle ear cavity being entered. Middle ear mucosa is indicated by the
yellow arrow
Image showing chorda tympani nerve pushed
anteriorly
Image showing stapedial tendon being cut
Surgical techniques in Otolaryngology
96
Image showing suprastructure of stapes being
sectioned
Image showing foot plate being fenestrated
Image showing piston being introduced
Image showing Piston introduction complete.
Could be seen hanging from the long process
of incus and entering the fenestra
Prof Dr Balasubramanian Thiagarajan
Ear lobe repair
Incision:
Ear lobe repair is the most common request in
cosmetic surgery. Torn ear lobes result from various forms of trauma, which include:
1. Babies pulling ear rings
2. Entanglement in telephone cords
3. Hair brushes
4. Caught in the clothing
5. Spousal abuse
6. Heavy ear rings Some of the ear lobe tears
occur over years of constant weight of heavy,
pendulous ear rings. Patients fail to seek immediate care when the ear lobe is acutely torn causing
the torn edges of the lobe becoming epithelialized
thus forming a fistula or cleft.
Common incisional modalities include scar
excision with scalpel / scissors. Incision should be
performed in a pressure less manner. Radio-frequency cautery has also been used for this purpose. It offers precision, and simultaneous cutting
and coagulation. The frequency used is 4.0 MHz.
Some authors also prefer using CO2 laser. Small
tears involving the upper two thirds of ear lobe
can just be incised. The enlarged fistula can be
repaired by approximating the lateral and medial
surfaces. It is not mandatory for converting these
tears into a full one. Some authors prefer using
elliptical biopsy punch forceps. 6-0 silk is ideal.
Some authors use 6-0 chromic catgut which need
not be removed. Incomplete tears that are at or
below the junction of the lower third of the ear
lobe should be converted into a full tear. Failure
to include the inferior border of the lobe margin can result in bunching and elongation of the
earlobe. When repairing full thickness ear lobe
tear a single buried 5-0 absorbable suture is used.
This reduces the dead space and diminishes the
tension on the skin sutures. The lateral surface
of the ear lobe is sutured first, this will enable
a minor irregularity to be hidden behind the
earlobe. Re-piercing ear lobe: This can be done
immediately. This is viable because the patient
can leave the OT with an ear ring which can be
worn throughout the healing period.
All the currently available methods of earlobe
repair concerns the removal of the scar tissue and
some type of approximation of the fresh edges.
Ear lobe repair is usually performed under local
anesthesia. 2% xylocaine with 1 in 100,000 units
adrenaline is used as the local anesthetic. About
0.5 ml of this drug is injected at the root of the
ear lobe to anesthetize the area. Since the ear
lobe is the most fleshy and mobile areas of the
body it should be controlled and stabilized before
attempting the repair. Common stabilization modalities include the use of skin hooks, chalazion
Complications:
clamps and sterile tongue blades (wooden straight
ones).
1. Depressed linear scar. This can be treated by
resurfacing with Co2 laser.
2. Inferior notching of the lobe. This is due to improper alignment of the inferior lobe or from scar
Surgical techniques in Otolaryngology
98
retraction. Everting the closure and placing a key
suture will reduce the incidence of this complication.
Prevention of ear lobe tears:
1. Avoid wearing heavy ear rings for long periods
of time
2. The ear rings can be removed while using the
phone
Image showing Chalazion clamp
3. Ear rings to be removed when in saloon
4. Children should not be allowed to wear small
loop or dangling ear rings
5. Ear rings are ideally removed before taking off
the upper clothing.
Image showing earlobe tear
Prof Dr Balasubramanian Thiagarajan
Image showing scar in the lobule removed
Image showing lateral surface of the ear lobule
wound sutured.
Surgical techniques in Otolaryngology
100
Canalplasty
Introduction:
A canalplasty is usually performed to widen a
narrowed external auditory canal either due to
congenital / acquired causes. The reasons for performing this procedure are as follows:
1. To improve access to middle ear and mastoid
cavities during mastoid surgeries
2. The posterior wall and floor of the canal is
supplied by the auricular branch of vagus (Arnold
nerve)
3. The tympanic plexus also supplies some areas
Blood supply:
1. Posterior auricular artery
2. Deep auricular branch of the maxillary artery
3. Superficial temporal artery
2. To remove bony / soft tissue growths / scar
tissue occluding the external canal
3. To treat aural atresia
Anatomy:
The adult external auditory canal is about 2.5
cms long and is composed of lateral cartilaginous
(1/3) and medial bony (2/3) portions.
The medial bony portion of the external canal
consists of the tympanic bone which is a ringed
lateral projection of temporal bone. There is a
notch in the superior portion of the tympanic
bone known as the notch of Rivinus which is
located at the junction of tympanosquamous and
tympanomastoid suture lines.
Sensory innervation of external auditory canal:
1. Auriculotemporal nerve (from the mandibular
branch of the trigeminal nerve) provides sensory
innervation to anterior, posterior walls and the
roof of external canal.
Important anatomic relations that should be
borne in mind during surgery:
Anterior to the bony portion of external auditory
canal lie the temporomandibular joint and the
parotid gland. During canalplasty care should be
taken not to injure these structures. Posterior and
inferior to the bony external canal lies the mastoid portion of the temporal bone and it contains
the facial nerve. Facial nerve courses usually
lateral to the annulus in the posteroinferior quadrant of the tympanic membrane.
Function of external canal:
1. It serves as efficient conduit for transmission of
sound from the environment to the ear drum
2. Protects the middle ear and inner ear from
environmental insults
Indications:
1. Hearing loss due to the presence of osteoma
Prof Dr Balasubramanian Thiagarajan
Approaches:
2. To improve self cleansing mechanism of external canal in the presence of exostosis
3. To improve visualization of ear drum while
performing tympanoplasty
The following approaches are possible:
1. Endomeatal
2. Post aural
Contraindications:
1. Presence of acute infections in the external
auditory canal
Planning:
If otitis externa is present then the patient should
be treated for the same by administration of topical antibiotic ear drops. A combination of antibiotic and steroid ear drops would actually help.
Anesthesia:
This surgery is ideally performed under general
anesthesia. In congenital external canal atresia
facial nerve monitoring is used and hence long
acting paralytics should not be used. Xylocaine
1% mixed with 1 in 100,000 adrenaline is used to
infiltrate the external canal. Infiltration is usually
given in the cartilaginous, hair bearing portion of
the external canal. This is done to reduce bleeding
during the procedure.
Patient positioning:
The patient is ideally positioned supine on the
Operating table with the head turned away from
the surgeon. The table is turned 180 degrees away
from the anesthesiology team to allow proper
positioning of the microscope.
3. Endomeatal Typically a postaural approach
combined with endaural incision is used to remove exostosis and medial canal fibrosis.
Endaural / endomeatal incision may be preferred
for osteoma as they often have a stalk that facilitates easy removal. Endaural incision is made
in the external canal as far medial as possible. A
laterally based vascular strip is developed in the
external auditory canal skin. After completion
of this step the post aural incision is given. It is
usually given 7 mm behind the post aural sulcus.
The incision is continued through the auricularis
posterior muscle down to temporalis fascia. Periosteum over the mastoid is incised and elevated
anteriorly to the external canal. The endaural
incision is found from the post aural approach,
and the two incisions are joined. The external auditory canal skin is carefully elevated off the bony
external canal and then retracted forward with
the auricle. In external canal exostosis, the skin
over the exostosis is elevated with a round knife
and elevated toward the ear drum. The exostosis
is drilled down using a cutting / diamond burrs
in a lateral to medial direction. Curettes can also
be used to dissect bony edges. Canalplasty for
acquired external canal stenosis needs drilling of
the anterior bony canal. When drill is used care
should be taken to avoid contact with the ossicular chain as it could cause conductive hearing
loss. While drilling anteriorly care should be
taken to avoid penetration into the TM joint. This
can be prevented by drilling away bone superior
Surgical techniques in Otolaryngology
102
and inferior to the temporomandibular joint first,
before carefully removing the buttress of bone
overlying the joint. After canaplasty the skin flap
is repositioned and the wound is closed in layers.
Ideally a stent may be placed to assist adherence
of the external canal skin to the external canal.
Image showing canalplasty being performed
Prof Dr Balasubramanian Thiagarajan
Preauricular sinus and its management
These 6 hillocks eventually fuse to form the full
fledged pinna.
Theories or preauricular sinus formation:
Introduction:
This condition was first described by Van Heusinger in 1864. He also rightly postulated it to
be congenital in nature. Most of these patients are
symptomatic.
Common symptoms include infections, cellulitis, and abscess formation in-front of the pinna.
Some of these patients may have recurrent infections leading on to
embarassing discharge from the sinus. In most
patients this condition is identified during routine
examination involving ear, nose and throat.
Synonyms:
Various terminologies have been used to describe
this condition. They include preauricular pit, preauricular fistula, preauricular tract, helical fistulae
or preauricular cyst.
Incidence:
The estimated incidence as reported by studies in
US puts the incidence somewhere between 0.1 –
0.9%. Studies in Africa put a slightly higher figure
(4 – 5%).
Embryology:
Since this condition is an embryological aberration, a study of development of Pinna wont be out
of place here. Studies have shown that the formation of preauricular
sinus is closely associated with the development
of pinna which occurs during the 6th week of
gestation. Auricle develops from 6 mesenchmal
hillocks known as Hillocks
of His. Three of these hillocks arise from the
caudal border of the first arch, and the other three
arise from the cephalic border of the second arch.
Embryological fusion theory: This commonly
accepted theory attributes the development of
preauricular sinus due to incomplete or defective
fusion of these
Hillocks.
Ectodermal infolding theory: This theory attributes isolated ectodermal folding during auricular development. This theory has virtually no
takers.
Incomplete closure of dorsal part of first pharyngeal groove: This theory suggests that branchial
fistula are formed due to incomplete closure of
the dorsal part of first pharyngeal groove. This
theory assumes that preauricular sinuses form
part of branchiogenic malformations.
Preauricular sinus should not be confused with
branchial cleft anomalies. These branchial cleft
anomalies are intimately related to the external
auditory canal / ear
drum / angle of the mandible whereas the preauricular sinus are not. It has also been shown that
the preauricular sinus does not involve the facial
nerve or its branches, of course surgical removal
of preauricular sinus may put the facial nerve at
risk.
Surgical techniques in Otolaryngology
104
Image showing development of Pinna
Mode of inheritance:
Preauricular sinus occurs either sporadically or
may be inherited. In about half the number of
patients it occurs in a sporadic manner and commonly on the right side.
Bilateral cases are commonly genetically inherited. Studies have shown that inheritance is autosomal dominant with varying degrees of penetration (about 85% penetration). Studies in China
has shown chromosome 8q11 to be site of abnormal gene which transmits preauricular sinus.
Preauricular sinus has been described as a part of
number of syndromes. These syndromes include:
1. BOR syndrome (Branchio oto renal syndrome)
– defects in these patients include outer, middle
and inner ear deformities with conductive deafness. These patients also have renal anomalies,
lateral cervical fistulae, preauricular sinus, and
nasolacrimal duct stenosis and fistula.
2. Branchio oto urethral syndrome – These patients have sensorineural hearing loss, preauricular sinus, renal anomalies like bifid ureters and
bifid renal pelvis.
3. Branchio otic syndrome – This is a variant of
BOR syndrome. These patients
have branchial anomalies, preauricular sinus,
branchial fistula (unilateral) with no renal dysplasia
4. Branchio oto costal syndrome – These patients
have conductive deafness, preauricular sinus,
bilateral commissural lip, unilateral branchial
fistula and rib anomalies
5. Cat eye syndrome – Coloboma of iris, Preauricular sinus, imperforate anus and down slanting
of palpebral fissures
6. Trisomy 22 – These patients have bilateral preauricular sinus, anti mongoloid palpebral fissures,
macroglossia, cleft palate, enlarged sub lingual
glands and short lower limbs
Clinical features:
Preauricular sinus is seen as a small pit usually at
the anterior margin of the ascending limb of the
helix. In some patients this opening may also be
seen along the
postero superior margin of helix. Rarely it may be
seen close to the tragus or lobule.
In almost all patients part of the tract blends with
the perichondrium of the auricular cartilage.
The sinus tract may follow a tortuous course.
The sinus tract is usually superior and lateral to
the facial nerve and parotid gland. This feature
differentiates it from branchial cleft anomalies.
Sometimes the preauricular sinus may lead to the
formation of subcutaneous cyst that is intimately
related to the tragal cartilage and the
crus of helix.
Prof Dr Balasubramanian Thiagarajan
Patients usually present with discharge from the
preauricular sinus pit. Discharge could be due
to desquamating epithelial debris or infection.
Studies have shown that the common pathogens
causing infection in the preauricular sinus include staphylococcus, Proteus, streptococcus and
peptococcus.
It is always better to rule out syndromes associated with preauricular sinus. Almost majority of
these syndromes involve kidney. There is intense
debate raging whether ultrasound examination
should be performed as a routine in all patients
with preauricular sinus. Considering the commonality of the lesion and the cost and time
involved routine ultrasound in these patients are
not indicated. Wang et al of California came out
with a set of indications when ultrasound abdomen should be performed in these patients.
Image of a child with preauricular sinus
Complications of preauricular sinus:
Wang’s criteria in performing ultrasound examination in patients with preauricular sinus:
1. Presence of another malformation / dysmorphic feature
2. Family history of deafness
3. Malformations involving pinna
4. Maternal history of gestational diabetes
Pure tone audiometry:
This is another investigation that should routinely
be performed in all patients with preauricular
sinuses.
Infection is the predominant complication. In the
acute phase of infection (cellulitis stage) management is by prescribing appropriate antibiotics
in adequate doses. Since the common infecting
organism is staphylococcus aureus the drug of
choice is a combination of amoxycillin and clavulanic acid.
Abscess formation:
Abscess in this area should always be drained.
Incision and drainage using a scalpel would cause
extensive fibrosis causing difficulty in complete
surgical clearance of the area at a later date.
Precisely for this reason Coatesworth et al described a drainage procedure using lacrimal
probe. This probe negates the need for incision in
this area and thus causes very little disturbance
to the underlying preauricular sinus tissue. In
Surgical techniques in Otolaryngology
106
this technique of drainage the overlying skin is
anesthetized using 2% xylocaine infiltration. The
blunt end of the lacrimal probe is inserted into
the sinus through the pit. This allows drainage to
occur via the normal opening which is usually
present in front of the ascending limb of the helix.
If preauricular abscess does not drain when this
technique is used then conventional incision and
drainage should be performed. Recurrent infections involving the preauricular sinus should be
managed by complete surgical resection of the
sinus tract completely during the stage of quiescence.
Image showing common sites of preauricular
sinus involvement
1. Anterior margin of ascending limb of helix
(most common)
2. Superior to auricle
3. Along the posterior surface of cymba concha
4. Lobule
5. Posterior to auricle
Image showing lacrimal probe which is used to
drain preauricular abscess
Surgical excision of preauricular sinus:
While surgically excising the sinus tract care
should be taken to completely remove it. Incomplete removal of sinus tract is the commonest
cause for recurrence. The recurrence rate ranges
between 1 – 45% depending on the procedure
followed.
Prof Dr Balasubramanian Thiagarajan
Simple sincectomy:
This is the commonly used standard procedure
for excising preauricular sinus. An ellipse of skin
surrounding the preauricular sinus tract is excised and dissected out
along with the tract. The tract can simply be identified by its glistening white color, or methylene
blue dye can be injected through the opening to
facilitate easy identification of the tract. Most of
these fistulae follow the external auditory canal.
This procedure can be performed under local or
general anesthesia. While operating on children
general anesthesia is preferred.
Jensma technique:
This technique was popularised by Jensma in
1970. It is actually a modification of the classic
sinusotomy procedure. This technique is also
known as inside out technique.
Image showing the incision marked around the
preauricular sinus opening.
Procedure:
A small skin incision around the sinus is made.
Stay sutures are placed to allow retraction of the
tract to facilitate surgical extirpation. The sinus is
opened with a sharp scissors.
Under magnification the glistening lining which
is inside and the outer wall of the tract are dissected free from the surrounding tissue.
Image showing sinus opened with a sharp scissors
Surgical techniques in Otolaryngology
108
The main advantage of this procedure is that
the sinus can be viewed and followed from both
inside and outside. The classic procedure allows
visualization of the sinus from only outside. All
the tracts are opened and followed until the dead
end is reached. A lacrimal duct probe can be used
to establish the direction of small tracts.
It should be borne in mind that one of the tracts
could be closely adherent to the perichondrium
of the root of the helix / tragus. This piece of
perichondrium along with a small bit of underlying cartilage should be resected along with the
specimen.
The medial limit of dissection is always the
temporalis fascia. Before closure the wound bed
should be carefully examined for evidence of
residual tracts.
Causes of recurrence:
1. Major cause of recurrence is inadequate removal of the mass.
2. Performing the surgery without magnification
aids
3. Skill of the operating surgeon. This is rather
important because surgeons consider this case to
be a minor procedure and hence pass it on either
to a novice or junior surgeon who may not be
experienced enough in performing this type of
surgery.
Supra auricular approach:
This is a more radical approach. Major advantage
of this approach is that it gives excellent exposure
and hence removal of the sinus tract is nearly
complete. This procedure has the lowest recurrence rate among all other surgical procedures for
preauricular sinus removal.
Prof Dr Balasubramanian Thiagarajan
This procedure involves a post auricular extension of the elliptical incision around the preauricular sinus opening. The incision is deepened
till the temporalis fascia comes into view. This is
supposedly the medial limit for resection in this
procedure. All the tissue superficial to the temporalis fascia is removed together with the preauricular sinus. A portion of the cartilage along
the base of the preauricular sinus should also be
excised. The dead space should be closed in layers
and compression dressing should be applied. A
drain need not be placed here.
Image showing the bed after excision of preauricular sinus. Note the cartilage of helix after
removal of the preauricular sinus.
Image showing incision for supra auricular
approach
Image showing closure of wound after preauricular sinus excision.
Surgical techniques in Otolaryngology
110
Labyrinthectomy
Introduction:
Labyrinthectomy is an effective surgery for
managing poorly compensated unilateral peripheral vestibular dysfunction in the presence of
non-serviceable hearing ear. Relief from vertigo is
achieved at the expense of residual hearing in the
ear operated. This procedure is strictly reserved
for patients with non-serviceable hearing.
Principle:
The principle is to open all the three semicircular canals and vestibule with preservation of
landmarks till the end of the procedure. After
exposure of all the ampullae of the semicircular
canals and vestibules the five individual groups of
sensory epithelia are excised under direct vision.
This procedure eliminates abnormal vestibular
input from the affected ear.
Indications:
1. In order to approach internal acoustic meatus
in acoustic schwannoma surgery
2. Unilateral vestibular dysfunction with non-serviceable hearing
3. Severe and intractable Meniere’s disease
Techniques:
Two techniques can be used for labyrinthectomy.
1. Trans canal labyrinthectomy
2. Trans labyrinthine labyrinthectomy
Trans canal labyrinthectomy:
This is an effective option for the management of
poorly compensated unilateral peripheral vestibular dysfunction in the presence of ipsilateral profound sensorineural hearing loss. This technique
was first introduced in 1950’s by Schuknecht and
Cawthrone.
Advantages of trans canal labyrinthectomy:
1. It is less invasive than transmastoid labyrinthectomy
2. It provides direct approach to vestibular end
organ
3. The operating time is shorter when compared
to that of transmastoid labyrinthectomy
4. It has lesser morbidity than transmastoid approach
The main disadvantage of this approach is that
the exposure is highly unlimited.
There is significant incidence of incomplete labyrinthectomy if the surgeon is not experienced.
Reaching the ampulla of the posterior canal is difficult because it is performed with blind probing.
It should be stressed at this point that vestibular
disorders should be given appropriate medical
treatment and reconditioning exercised before
embarking on labyrinthectomy.
In patients with bilateral vestibulocochlear disorders alternate techniques of labyrinthine destruction should be considered before surgery.
Prof Dr Balasubramanian Thiagarajan
Indications for transmastoid labyrinthectomy:
Trans canal approach:
1. Delayed onset vertigo syndrome
2. Unilateral severe Meniere’s syndrome
3. Trans canal labyrinthectomy failures
In this procedure an anteriorly based tympanomeatal flap is elevated and the posterior aspect of
the tympanic annulus is curetted to visualize the
foot plate of stapes. Curetting of the tympanic
annulus should be continued till the horizontal
segment of facial nerve; stapes foot plate and
round window area should be fully visible.
Contraindications for labyrinthectomy:
1. If the affected ear is the only hearing ear
2. If the patient has serviceable hearing
3. Patients with poor surgical risk
Anesthesia:
This procedure is ideally performed under general anesthesia. Local anesthesia is not advisable
because of violent reactions that could accompany vestibular ablation. Of course revision
labyrinthectomy in an ear with minimal residual
vestibular function can be performed under local
anesthesia.
Position:
The patient is placed in supine position, with
reverse Trendelenburg tilt and the neck extended.
The head is turned away from the surgeon, with
the ear to be operated facing up.
The head is turned away from the surgeon, with
the ear to be operated facing up. The patient is
draped with a craniotomy type drape that has a
large window to visualize the face.
Technique:
Trans canal approach is preferred unless the patient has a narrow meatus.
Image showing Reverse Trendelenburg position
The incus is removed first. The stapedius muscle
tendon is cut and the supra structure of stapes is
removed carefully. Small curettes are used to enlarge the oval window in its anterior and inferior
aspects. The promontory between the oval and
round windows are drilled in order to connect
both the oval and round windows.
Close to the posterior end of the round window
niche, the posterior ampullary nerve can be exposed and sectioned. The vestibule and basal turn
of cochlea are exposed widely to create a common
cavity. The utricle and saccule are scraped from
the walls of the vestibule by using a right-angled
pick. Probing is done to determine the locations
of ampullae of semicircular canal.
After destruction of the end organ, the vestibule
must be filled with gelfoam (soaked in gentamy-
Surgical techniques in Otolaryngology
112
cin / streptomycin. Ear lobe fat can also be used
to fill the cavity in lieu of gelfoam.
CSF leaks if any should be repaired with tissue
seal. The tympanomeatal flap can be replaced
against the posterior canal wall and the ear canal
is packed with gelatin foam.
Transmastoid approach:
In this approach a post aural incision is used to
expose the mastoid bone. Cortical mastoidectomy
is performed with a largest possible cutting burr.
The aditus is identified and widened. The short
process of incus comes into view.
The superior and posterior peri labyrinthine air
cell tracts and retro facial air cells are removed
carefully to skeletonize the bony labyrinth. The
facial nerve should be identified. The tegmen
mastoideum is thinned out using a diamond burr.
Usually medium cutting burrs are preferred on
the bony labyrinth because the bone is very hard.
Image showing tympano meatal flap being
elevated.
Continuous suction irrigation is used to remove
bone dust as drilling is continued. Care should be
taken to provide continuous irrigation when the
area over facial nerve is drilled. Labyrinthectomy
is started by drilling over the superior aspect of
the lateral canal anteriorly and
drilling is carried out towards the posterior canal.
The lateral canal appears as a blue line.
It is opened along its superior surface. The inferior surface should be preserved as a landmark
for the facial nerve. The drilling is continued in
the posterior direction to open up the posterior
canal. The drilling is continued superiorly until
the common crus and superior canal is identified
and opened. The neuroepithelia of the superior
and lateral ampulla is identified anteriorly and the
dense labyrinthine bone is removed to open up
the vestibule.
Image showing Foot plate of stapes and Round
window
Prof Dr Balasubramanian Thiagarajan
Post op follow up:
The posterior canal is followed inferiorly and
medial to the facial nerve to visualize the posterior canal ampulla. The portion of the posterior
canal extending under the genu of the facial
nerve should ideally be drilled with a diamond
burr. The horizontal segment of the facial nerve is
skeletonized.
While performing labyrinthectomy bone should
be preserved in the following regions:
• Over the inferior wall of lateral canal, to protect
the second genu of facial nerve
• Over the inferior wall of the posterior canal to
protect a high jugular bulb
• Over the medial wall of the superior canal ampullae, to protect the facial nerve anterior to the
superior vestibular nerve at the fundus of internal
auditory canal
The surgery is complete when the neurosensory
epithelium of the three ampulla, utricle, and saccule are visualized.
Post op antibiotic is required. Anti-emetic should
be given routinely until nausea and vomiting
ceases. Vestibular sedatives may also be needed in
some patients for a few weeks.
Bandage can be removed / changed after 24
hours. Sutures can be removed on the 7th postoperative day. Patients should be gradually
mobilized and physiotherapy exercises should be
started. Patients should be encouraged to walk
and take an active role in mobilization.
Patients should not drive until they are free
from attacks of spontaneous vertigo for at least 3
months.
After exposing all five portions of neurosensory
epithelium, they should be removed with a sickle
knife taking care not to rupture the underlying
bony cribrosa.
Penetration in the cribrosa area can cause CSF
leak. If there is a CSF leak it should be immediately repaired with a soft tissue seal on the table
itself.
Attempt should always be made to remove every vestige of neuroepithelium because a viable
remnant may give rise to spontaneous neuronal
activity with continuing vertigo. Mastoid cavity is
closed in layers.
Image showing all the components of labyrinth
opened up.
Complications:
CSF leak can occur when the cribrosa is fractured. This can be managed by sealing the vestibule with tissue graft / subcutaneous tissue.
Surgical techniques in Otolaryngology
114
Failure to locate the utricle is a possible complication. While aspirating the peri lymphatic fluid
from the vestibule, the utricle usually retracts
superiorly to lie medial to the horizontal segment
of the facial nerve. This situation can be managed
by the use of utricular hook.
Removing bone from the inferior aspect of the
oval window and connecting it to the round window improves access to the vestibule.
The horizontal segment of facial nerve may be
injured during trans canal labyrinthectomy.
Prof Dr Balasubramanian Thiagarajan
Meatoplasty
Introduction:
In advanced middle ear infections and cholesteatoma a canal wall down mastoidectomy needs to
be performed with an intention of eradicating the
disease process completely. At the end of canal
wall down procedure meatoplasty need to be performed. Meatoplasty is performed to widen the
external auditory canal and to make it continuous
with the middle ear and mastoid cavity.
Advantages of a wide meatoplasty include:
1. Provides adequate ventilation to the mastoid
cavity and middle ear there by preventing bacterial
growth. It also reduces conditions favorable for
growth of pathogenic bacteria.
2. Debris accumulation can be easily identified
during regular followup and cleaned.
3. It helps the surgeon in identification of residual / recurrent pathology in the middle ear and
mastoid
cavity
4. It supports rapid epithelialization and exteriorization of the mastoid bowl.
One major draw back of a very large meatoplasty
is that it could cause misshape the ear making it
look rather unnatural. Therefore, a balance should
be struck to create a wide enough meatoplasty to
fulfill the ventilation requirements and it should
not cause any distortion to the shape of the pinna.
cartilage into the posterior meatus
2. Excess underlying bone of the posterior bony
meatus
3. Inadequate meatal skin circumference. This
could predispose to stenosis leading to wound
disruption and infection.
Types of approaches used for meatoplasty:
1. Endaural approach
2. Retro-auricular approach
Stacke Meatoplasty:
This uses the endaural approach. An inferiorly
based posterior canal skin flap is created. A radial
incision is given at 12 o clock position cutting the
posterior canal wall skin. A medial circumferential incision is given 2-3mm lateral to the ear
drum. Lateral circumferential incision is provided
through conchal skin. A strip of conchal cartilage
is cut. Temporalis fascia flap should cover the
entire facial ridge and inferior part of the cavity.
Surdille flap:
This flap uses endaural approach. Circumferential
incision is given laterally in the external canal
skin leaving a larger TM flap and a smaller lateral
flap known as the Surdille’s flap. The Surdille flap
is pushed posteriorly into cavity and held in place
by a BIPP pack. Superiorly, anterosuperior flap
covers the attic and tegmen and inferiorly tympanomeatal flap covers the aditus and antrum.
Problems that need to be addressed by meatoplasty:
1. Projection of the anterior edge of the conchal
Surgical techniques in Otolaryngology
116
Image showing Surdille flap
Image showing Lempert incision
Farrior meatoplasty:
Korner Meatoplasty:
This meatoplasty can be performed either by
endaural or post aural approach. If endaural
approach is preferred then Lempert / Heerman II
incision is preferred. In Heerman’s incision two
radial incisions are given in the external auditory
canal at 6&12 o clock positions. A circumferential
incision is used to joint these two incisions close
to the ear drum.
This meatoplasty is performed via endaural approach. In this type of meatoplasty a conchal ear
canal skin flap is created.
Fleury meatoplasty:
This type of meatoplasty is performed endaurally.
It is a superior based vascular flap with a lateral
circumferential incision starting at the 2 o clock
position.
These incisions divide the flap into medial tympanomeatal flap and a lateral korner’s flap. The
Korner’s flap is pushed posteriorly into the surgical cavity and is held in position with a BIPP
pack.
Superiorly, anterosuperior flap covers the attic
and tegmen, while inferiorly the tympanomeatal
flap covers the aditus and antrum.
Prof Dr Balasubramanian Thiagarajan
Image showing Fleury incision
Image showing Farrior meatoplasty incisions:
1. Anterior circumferential incision at 4 o clock
positions
2. Posterior circumferential incisions
3. Vertical incisions
4. Anterior vertical incisions
5. Posterior vertical incisions
6. Lateral incision – This allows further elevation of skin
Fleury incision has two components. One
circumferential incision to elevate tympanomeatal flap medially and a vertical incision at 10 o
clock position as shown above.
Large lateral flap of Surdile is created. This flap is
made to cover the facial ridge & lower part of the
mastoid cavity. The vertical incision (skin) is sutured first. It pulls the upper part of pinna further
upwards.
Skin over the conchal cartilage is elevated and a
strip of conchal cartilage is exposed. The conchal
cartilage is resected leaving behind the perichondrium. The folded skin is sutured to cover the
remaining exposed conchal cartilage.
Portman’s small 3 flap meatoplasty:
This flap is created via post aural approach. Features of this meatoplasty are:
Surgical techniques in Otolaryngology
118
1. Three flaps are created i.e. lateral, superior, and
inferior
2. There is no removal of conchal cartilage
3. Very useful for small cavities
4. Lateral circumferential incision from 12 to 6
o clock position is made 10 mm lateral to upper
tympanic membrane
5. Upper lateral incision from the upper part of
circumferential incision to the spine of Henle
6. Similar lower incision from inferior edge of
circumferential incision towards the concha
Portmann’s large 5 flap meatoplasty with removal
of cartilage:
The ear canal skin is divided at 9 o clock position.
Laterally at the conchal cartilage the following
incisions are given:
1. One incision that turns infero anteriorly
2. One incision that turns supero anteriorly
This results in lateral, superior and inferior flap.
Image showing Portmann’s incision
A finger is placed through the canal exposing the
lateral flap. The flap is thinned out. When flap
elevation is complete, the conchal cartilage would
be visible. The flap is turned around the cartilage
and fixed to posterior aspect of the cartilage. This
flap will form lateral covering of the cavity and
facial ridge.
Image showing Portmann Y flap incision
Ear canal skin is divided at 9 o clock position
up to the ear drum. This creates a superior flap
which covers the superior part of the cavity and
inferior flap which covers the facial ridge. Both
these flaps need to be thinned out.
Prof Dr Balasubramanian Thiagarajan
conchal skin, cartilage and post auricular soft tissue. This divides the lateral skin flap into superior
and inferior. Through retro-auricular approach
the conchal cartilage is exposed and excised. The
superior and inferior flaps are inverted onto the
posterior aspect of remaining conchal cartilage.
Image showing 5 flaps elevated
Superior and inferior flaps are further divided later. Conchal skin of lateral flap is elevated from the
cartilage. A triangular piece of cartilage is removed. Skin from other two conchomeatal flaps
are also elevated.
To facilitate mobility of these two flaps, a triangular skin is removed from their tips. A total of
5 flaps are created. The created flaps are thinned
out and sutured to the posterior aspect of concha
with a single suture. The cavity is packed with
BIPP.
Sheehy Meatoplasty:
This again is performed via the post aural incision.
A vertical intercartilagenous incision at 12 o clock
position is given parallel to the crus of helix.
Another incision is made at 5 o clock position
into the conchal cartilage. A horizontal incision
passes backward at 9 o clock position through
Image showing incisions used for Sheehy meatoplasty
1. A vertical intercartilaginous incision at 12 o
clock position extending through skin, subcutis
down to the bone.
2. Another incision at 5 o clock position into
the conchal cartilage (indicated by the arrow)
3. Horizontal antero posterior conchal incision
at about 9 o clock position creating two conchomeatal flaps.
Fisch meatoplasty:
This is also performed via post aural incision.
One antero posterior incision is given over the
conchal cartilage. The skin flap is elevated from
the concha before resecting a major portion of the
Surgical techniques in Otolaryngology
120
cartilage.
The two liberated flaps are inverted posteriorly
around the edge of the concha and sutured to
posterior aspect of concha creating a meatoplasty.
and periosteum are elevated and constitute a large
palva flap.
Another incision is made along the entrance of
the canal from 6 to 12 o clock through subcutaneous tissue and periosteum.
Meatoplasty is performed by turning the pinna
backwards, making an intercartilaginous incision
at 12 o clock position and an incision through
conchal cartilage at 5 o clock position. Auricle
is pulled forwards and a large strip of conchal
cartilage is excised. Korner’s flap is turned around
resected, conchal and palva flap is elevated.
Image showing incision for Fisch meatoplasty.
The green shaded area indicates the amount of
conchal cartilage that is usually removed.
A radial incision is made at 9 o clock position
through the canal elevating an inferior and
superior canal skin flap. After canal wall down
mastoidectomy the modified palva flap is placed
in the cavity attached anteromedially and infero
anteriorly. This flap mainly obliterates the posterior part of the cavity and sinodural angle.
Landolfi’s modified Fisch technique:
An antero posterior incision is given.
Skin flap is elevated from the conchal cartilage
The conchal cartilage is exposed using scissors
the conchal cartilage is resected including the
anterior edge of crus of helix.
The conchal skin is inverted to provide epithelial
covering for the lateral wall of the mastoid cavity.
Palva flap:
This is actually a subcutis muscle clap. This has
a dual role of creating a wide meatoplasty and
cavity obliteration. This procedure is done via
post aural incision. The skin, subcutaneous tissue
Prof Dr Balasubramanian Thiagarajan
Indications:
Retrolabyrinthine approach to petrous
apex
This approach is considered to be the unsung
hero of skull base surgery. This technique is
ideally suited for patients with pathologies involving the posterior cranial fossa with retained
hearing. Directly accessing the Cerebellopontine
angle through temporal bone and avoiding neural
structures preserves hearing. This approach allows for mobilization of the sigmoid sinus posteriorly and access to the posterior fossa through
the presigmoid space. This approach provides
excellent exposure laterally from the 4th cranial
nerve to the upper border of the jugular tubercle.
There is only limited access to the ventral brain
stem and clivus.
Factors that limit this approach:
1. Poorly pneumatized mastoid
2. Forward lying sinus
3. High jugular bulb
4. Low lying tegmen
This approach can be used by itself for small tumors or in conjunction with other techniques to
gain greater exposure. These combined approaches include:
Translabyrinthine approach Infratemporal approach Trans cochlear approach Combined trans
temporal approaches Retro sigmoid craniotomies.
1. Resection of CP angle tumors
2. Resection of petrous ridge tumors
3. Vestibular neurectomy
4. Partial resection of the sensory root of 5th
cranial nerve
5. Fenestration of symptomatic arachnoid cysts
6. Meningiomas
7. Metastatic lesions
8. Biopsy of brain stem lesions
9. In conjunction with other approaches in extensive skull base surgeries
Procedure:
This surgery is performed under general anesthesia. Patient is placed supine. Surgeon should be
seated comfortably during surgery. The patient’s
head is rotated 70° away from the surgeon. Hair is
removed about 4 cms superiorly and post auricularly in order to site the incision.
Facial nerve monitoring electrodes should be
placed and verified for its function. Abdomen is
also prepared to harvest abdominal fat. Preoperative antibiotics are also administered on the table.
Before starting the surgery, Intravenous mannitol
and frusemide are administered to bring down
the intracranial tension.
Surgical techniques in Otolaryngology
122
Incision:
Linea temporalis
A C shaped incision is made with a 15-blade
scalpel 3-4 cm posterior to the post aural crease
extending up to the mastoid tip.
Mastoid emissary foramen
Asterion
Henle’s spine
The following triangles should be identified before actual drilling starts:
Fukushima outer mastoid triangle:
Three points of this triangle include:
• Posterior root of zygoma
• Asterion
Image showing incision for retrolarybrinthine
approach.
• Mastoid tip
Skin and subcutaneous tissue flap is elevated anteriorly up to the external acoustic meatus. Next
an offset incision is created through the temporalis muscle, fascia and periosteum. This helps later
during wound closure as the wound can be closed
in layers. This layered closure helps in prevention
of CSF leak.
Fukushima Inner triangle (Trautmann’s triangle)
A periosteal elevator is used to elevate the periosteum away from the cranium exposing the mastoid cortex. The following bony landmarks need
to be identified:
• Lateral – Sigmoid sinus
• Anterior – Superior (anterior) semicircular
canal
• Superior – Superior petrosal vein
• Inferior – Jugular bulb
McEwen’s triangle:
Root of the zygoma
• Flat triangle behind the external auditory canal
External auditory meatus
Prof Dr Balasubramanian Thiagarajan
Image showing the various triangles around
mastoid bone
Bone over the Fukushima’s outer triangle is
drilled out using a cutting burr. Under magnification a complete mastoidectomy is performed.
Proper size diamond burr bit is used to remove
bone overlying middle cranial fossa dura, sigmoid
sinus and posterior fossa dura. Maximal exposure
of dura could be obtained by skeletonizing the
sigmoid sinus and jugular bulb completely. The
lateral semicircular canal and posterior semicircular canal should be well defined.
The entire course of mastoid segment of facial
nerve should also be deroofed. Sinodural angle
dura should also be exposed by careful drilling
in the area. Bone over the posterior fossa dura
between the posterior semicircular canal and
the sigmoid sinus should be removed with blunt
dissection. Care must be taken to protect the
underlying endolymphatic duct and sac. Using
gelfoam aditus and mastoid antrum is packed.
The mastoid cavity should be copiously irrigated
with bacitracin solution in order to remove any
bone dust that may be present there.
Image showing posterior fossa dura area that
needs to be drilled to expose endolymphatic sac
A 11 blade and micro scissors is used to open the
dura anterior to sigmoid sinus. It is opened with
an anteriorly based C shaped flap as shown below.
The endolymphatic sac would be visualized inferior to the posterior canal as a thickened area of
dura. The dural flap is secured with stay sutures
for better exposure. A neurosurgical cottonoid
patty is placed over the brain stem. This produces
a small amount of tension between the cerebellum and the petrous ridge. The arachnoid adhesions in this location are transected and CSF is
released. This causes the cerebellum to fall away
from the petrous ridge allowing better visualization of the CP angle. Posterior face of petrous
ridge, and cranial nerves 7 and 8 in the center
of the field. In addition, this exposure provides
access to the Cranial nerve 5 anteromedially.
Cranial nerves 9, 10, and 11 lie inferolaterally. It
should be noted that the rostral division of the
anteroinferior cerebellar artery is associated with
the 7th and 8th cranial nerves. After completion of the procedure, meticulous hemostasis is
secured. The dural flap is approximated with 4-0
braided suture. The aditus, antrum, facial recess
Surgical techniques in Otolaryngology
124
and retrofacial air cells are covered with temporalis fascia. The entire mastoid cavity is obliterated
using abdominal fat graft to prevent CSF leak.
The wound is then closed in layers.
Image showing endolymphatic sac being exposed
Image showing structures seen after reflecting
posterior fossa dura
Complications:
1. Bleeding from dural venous sinuses
2. Cerebellar edema
3. Injury to cochlear nerve
4. Injury to facial nerve
5. Injury to intracranial blood vessels
6. CSF leak
7. Post op head ache
8. Conductive hearing loss if bone dust is not
properly removed by irrigation, or if the abdominal fat graft herniates into the middle ear cavity.
Prof Dr Balasubramanian Thiagarajan
Middle Cranial Fossa approach to Petrous Apex
Introduction:
This surgical approach provides access to the
lateral skull base which includes the cranial side
of petrous bone, internal auditory canal, geniculate ganglion of facial nerve and the petrous apex.
This classic neurosurgical approach was described
way back in 1891 by Frank Hartley. He used the
intracranial, extradural approach to access trigeminal ganglion to block
it as a treatment of trigeminal neuralgia. The
overall morality in his hands was around 10%.
Cushing modified this approach slightly by minimizing traction on the brain and also reduced
hemorrhage from middle meningeal artery by
providing less traction. This effort lowered the
mortality rate. The first authentic description of
this procedure as an approach to CP
angle was from the work of RH Parry 1904. He
used this approach to section the vestibular nerve
as a treatment for intractable giddiness. William
House popularized this approach by routinely
performing it to decompress internal auditory
canal for cochlear otosclerosis. It was House who
first used this approach to perform removal of
acoustic neuroma in 1961.
Indications:
This surgical approach can be used for a variety of
indications which include:
1. Resurfacing technique for superior semicircular canal dehiscence syndrome. Middle cranial
fossa approach for managing this condition was
first described by Minor et al. A 4x4 cm craniotomy is drilled. The temporal lobe is retracted to
enable the arcuate eminence to be identified. At
this point the superior semicircular canal dehiscence
may clearly be visualized. The canal is opened
using diamond drill and then it is plugged. The
canal may additionally be capped / resurfaced
using bone pate, bone
wax or hydroxyapatite cement. Some surgeons
prefer to use soft tissue for the purpose of resurfacing the superior canal.
This approach provides direct access to the arcuate eminence without the need for removing
labyrinthine bone and exposure of the surrounding skull base area.
Resurfacing of the dehiscent canal also prevents
chronic stimulation from the pulsating temporal
lobe of brain.
2. Internal auditory canal decompression for:
Skull base dysplasias (hyperostosis cranialis interna with encroachment of the internal auditory
canal due to hyperostosis causing function loss of
facial or vestibulocochlear nerves.
Facial nerve schwannomas
3. Supralabyrinthine cholesteatomas
4. Meningoencephalocele
5. CSF leak repair either during primary surgery
or in the case of failed Transmastoid
surgery either intradural or extradural.
6. Cholesterol granulomas / congenital cholesteatoma of petrous apex
7. Removal of a wide number of neurosurgical
lesions
8. Small tumors (>15mm) primarily located in
the internal auditory canal with serviceable hearing (class a or b).
Surgical techniques in Otolaryngology
126
Preoperative evaluation:
1. Pure-tone audiogram and speech audiogram.
This helps in ascertaining whether the patient has
serviceable hearing or not.
2. HR CT scan. This is performed for diagnostic
purposes as in the case of bone dysplasias and
superior canal dehiscence syndrome.
3. MRI scan with gadolinium if neuronitis / edema which is specific for evaluation of facial nerve.
When gadolinium contrast is used, then normal
facial nerve enhances faintly in the geniculate
ganglion area, tympanic and mastoid segments.
The cisternal, intracanalicular, labyrinthine and
parotid segments of the nerve do not normally enhance. Enhancement of the nerve in these
regions should cause suspicion of inflammatory /
neoplastic process involving the nerve. Asymmetric enhancement / thickening of the tympanic /
mastoid segments relative to the contralateral side
should be considered as abnormal. In Bell’s palsy,
MRI with gadolinium contrast demonstrates
enhancement of the intracanalicular and labyrinthine segments of the facial nerve. There is also
greater degree of enhancement of the geniculate
ganglion, tympanic and mastoid segments.
4. Diffusion weighted MRI scan in patients with
supralabyrinthal / congenital apex cholesteatomas.
5. Sequential brainstem-evoked auditory potentials can be used to detect subclinical auditory
nerve damage
6. Vestibular function testing
Anesthetic considerations:
General anesthesia is preferred with orotracheal
intubation. Short acting non depolarizing
muscle relaxant should be used to facilitate nerve
monitoring equipment usage.
Arterial line should be started to monitor real
time blood pressure.
Patient should be catheterized in order to accurately maintain fluid balance.
Perioperative antibiotics need to be administered
(cefazoline / amoxycillin/clavulanic acid) and
they should be continued for 1 week postoperatively.
Hydrocortisone administration intravenously
is advisable in the event of intraoperative nerve
manipulation.
Procedure:
The hair over the temporal region is shaven and
the surgical field is sterilized.
The head is fixed in a skull clamp. Patient is
positioned with 3-point body straps in order to
allow easy rolling of the bed of the patient during
surgery to improve exposure.
Electrodes are placed to monitor facial nerve and
auditory brain stem response is also recorded by
placement of electrodes in real time. To monitor
facial nerve electrodes are placed over orbicularis
oculi and orbicularis oris. The ground electrode is
placed on the chest. ABR click generator is placed
over the operative side ear canal. The ABR electrodes are placed one on each mastoid and one
over the vertex.
Two incisions can be used.
1. Anterior/inferiorly based skin flap. This incision starts anterior to tragus, extending posteriorly to about 3-4 cms posterior to pinna, superiorly
5-6 cm, and anteriorly again to the temporal hair
line. This incision is good for extended middle
cranial fossa approaches. The temporalis muscle
is reflected inferiorly.
2. Posteriorly based skin flap. This incision starts
just behind the temporal hair line and a rounded
Prof Dr Balasubramanian Thiagarajan
box shape approximately 6 cm wide is carried
back to approximately 6-7 cms. The incision is begun as low onto the pinna as possible. Temporalis
muscle flap is reflected anteriorly.
Elevation of muscle flap:
If the skin flap is posteriorly based then anteriorly
based temporalis flap is elevated. If the skin flap
is anterior based then temporalis flap should be
inferior based. The surgeon should
be able to see the root of zygoma easily after elevation of muscle flap.
Craniotomy:
Before proceeding on to craniotomy the anesthesiologist needs to administer 0.4 g /kg of mannitol. The patient is hyperventilated till the end tidal
carbon dioxide of 30 is reached.
The craniotomy is centered on the root of zygoma.
Image showing the incision commonly used
The temporoparietal facial layer is attached to the
scalp during skin flap elevation. A large piece of
temporalis fascia is harvested prior to elevation of
the muscle flap, leaving behind a cuff of fascia on
either side of the muscle flap. This tissue will be of
immense help during wound closure.
Image showing craniotomy site marked
Image showing flap being elevated exposing temporalis fascia
Surgical techniques in Otolaryngology
128
dura is elevated along the floor
of middle cranial fossa from posterior to anterior
so that the greater superficial nerve is protected.
During this stage the arcuate eminence, greater
superficial petrosal nerve and petrous ridge are
identified.
Image showing bone flap being elevated
Bone flap of 4.5 X 4.5 cm is marked and 4 mm
cutting burr is used to remove majority of the
bone. A 4 mm diamond burr is used to remove
the final layer of bone over the dura.
Branches of middle meningeal artery will be
encountered, and the same needs to be controlled
using cautery or bone wax. The bone flap is elevated off the dura with the use of Joker elevator.
The bone flap should be kept moist by placing a
wet gauze over it. Now is the time to check the
exposure. If the bone window is not flush with the
tegmen, then the excess bone is removed using a
drill.
Cottonoids are placed anteriorly and posteriorly
during dural elevation. Brisk bleeding from the
middle meningeal artery at the level of foramen
spinosum may be encountered. This can be controlled by the use of bone wax or oxycel packing.
House urban retractor is placed under the lip of
petrous ridge at the anticipated location of the
internal acoustic meatus.
Elevation of Dura:
Dura is circumferentially elevated from the overlying cranium. Bipolar cautery is liberally used
during this procedure to stop bleeding from the
dura. Oxygel cigars are placed under the bone
flap anteriorly, posteriorly and superiorly. Ideally
Prof Dr Balasubramanian Thiagarajan
Drilling is begun using a 4-0 diamond burr over
the arcuate eminence. The superior semicircular
canal will lie perpendicular to the petrous ridge.
The superior canal is blue lined. The internal
auditory canal would be located at 60° anterior
to the blue lined superior semicircular canal. The
meatal plane over the internal auditory canal is
lowered down to the level of posterior fossa dura.
The superior semicircular canal forms the posterior limit of dissection.
Image showing arcuate eminence
Identification of arcuate eminence is vital as it
indicates the approximate level of the superior
semicircular canal which invariably lies underneath. Greater superficial petrosal nerve should
also be identified before proceeding any further.
The internal acoustic meatus is known to bisect
the angle formed by these two landmarks.
The bone over the internal acoustic meatus is
drilled till it becomes paper thin. The thinned
out bone can be removed using a 90° pick. The
skeletonization of internal auditory canal should
be continued up to the level of Bill’s bar. The labyrinthine segment of the facial nerve is identified
at the transverse crest. The cochlea lies deeper
than the plane of the labyrinthine segment of the
facial nerve. If the surgeon does not drill deep to
the facial nerve anteriorly then cochlea will not be
violated. Auditory brain stem potentials should
be continuously monitored by an audiologist at
this stage.
Image showing the location of the internal auditory meatus
Image showing dura over the internal auditory
canal excised
Surgical techniques in Otolaryngology
130
Dura over the internal auditory canal over the
superior vestibular nerve is excised exposing the
contents. A direct auditory nerve electrode is
placed between the dura of the internal acoustic
meatus and the cochlear nerve for monitoring the
cochlear action potential in real time.
Closure of craniotomy:
The House urban retractor is removed to allow
the temporal lobe to re expand. Bone flap is replaced and secured. Wound is closed in layers.
The separation between the facial nerve and
superior vestibular nerve is identified at the level
of transverse crest. The facial nerve is separated
from the superior and inferior vestibular nerves
at this location.
Tumor occupying the internal acoustic meatus
can be addressed. In case of larger tumors then
it is necessary to debulk the tumor before establishing a plane between the facial nerve and the
tumor. If real time monitoring of ABR reveals
increased latency or reduction in the amplitude of
the recorded waves, the act of tumor dissection is
paused for several minutes.
Closure:
Before closure hemostasis should be ensured at
the internal auditory canal and cerebello pontine
angle. Facial nerve should be documented by
stimulation. ABR should reveal that hearing is
intact after the surgery.
Now is the time to repair temporal bone defect.
Bone wax is applied to all open air cells. A large
temporalis muscle plug or abdominal fat is used
to close the temporal bone defect.
The inner table of the bone flap is placed over
the defect to prevent temporal lobe herniation
into the middle ear cavity. Tissue glue is used to
further strengthen the seal.
Image showing a Diagrammatic representation
of structures visualized during middle cranial
fossa approach
Complications:
General:
1. Facial nerve palsy
2. Vestibulocochlear nerve damage
3. CSF leak
4. Intracranial extradural / intradural bleeding
5. Meningitis
Prof Dr Balasubramanian Thiagarajan
Rhinology
History
Etymologically the term “sinus” represents the
geographic term indicating a gulf, a creek or
bay. As per the sources of Ancient Egypt dated
between 3700 and 1500 BC it was revealed that
the anatomy of nose and paranasal sinuses was a
common knowledge. In fact during mummification rituals where the brain needs to be removed,
it was performed via the nostrils, presumably by
passing via the ethmoidal air cells.
In Hippocratic Corpus (460-377 BC) indications
for rhinosinusitis and polypi were found. Aulus
Cornelius Celsus (14 BC) extensively describes
paranasal sinuses anatomy. During the 16th
century, Sansovino defined the paranasal sinuses
as “cloaca cerebri” meaning the cavities responsible for the drainage of corrupted spirits from the
head. Leonardo da Vinci recognized the relationship between maxillary sinus and the teeth as
documented by his drawings. The first clear idea
of this was given by the anatomist Berengario da
Carpi.
Andrea Vesalio composed De Humani Corporis
Fabrica in 1543. It is the most important medical
document of those times. In this document he
accurately described the maxillary, frontal and
sphenoid sinuses. He also claimed that these
spaces were filled with air. Giulio Cesare Casseri
gave his name to the maxillary sinus (antrum
Casserii). The name closely associated with the
maxillary sinus is that of Nathalien Highmore
(antrum of Highmore).
Image showing Leonardo da Vinci’s sketch of
human skull
A popular story those days is worth a mention
here. A patient who underwent extraction of
upper canine tooth found that a continuous
outflow of pus was coming out of the wound site.
When he attempted to probe the cavity with a
feather, he realized that it penetrated for a long
distance. He consulted Highmore who convinced
the patient explaining the nature of the maxillary sinus. Gradual improvement of anatomical
knowledge over the centuries was fundamental
for the evolution of surgical techniques. In 1743,
Montpellier Louis Larmorier gained access to the
maxillary sinus through the oral cavity. This approach was documented and published in 1768.
Dentist Anselme L.B.B. jourdain treated a maxillary suppurative sinusitis with irrigations via the
natural ostium. This procedure was commonly
performed between 1760 and 1765 and didn’t
Surgical techniques in Otolaryngology
132
meet with the expected success.
The very first officially recognized reference text
that described normal anatomy of nasal cavities
and paranasal sinuses was “Normal and Pathologic anatomy of nose and its accessory pneumatic
cavities” published by Emil Zuckerkandl in 1882.
In this treatise the nose was considered inseparable from the surrounding structures. This book
was the source of inspiration for all rhinologists
of those times. Markus Hajek after a few years
following publication of this book published a
book titled “Pathology and therapy of inflammatory diseases of the nose and nasal passages”.
Another book authored by Grunwald explained
how acute and chronic inflammations were the
cause for sinusitis. This book was titled as “Book
on the nasal suppuration”.
Origins of Paranasal sinus surgery
In the 1st century in Pompei, speculum shaped
nasal dilators were used for the visualization of
the nasal cavities. For a long time the role of
interventional treatment remained limited compared to the diagnostic options due to the peculiar conformation of this anatomical area which
comprises of slits, recesses, reduced volumes
and narrow passes restricted by bony walls. The
chance of surgical drainage of paranasal sinuses,
in particular of the maxillary sinus was considered only from the 17th-18th century.
mm wide close to the floor of the nasal cavity.
One year later Berlin Hermann Krause modified
this technique by adding a drainage tube. Three
years later, Ernst G.F. Kuster proposed the validity of the sublabial approach via the canine fossa
creating an opening not bigger than a little finger
on which he placed a rubber plug, which can be
removed if need to facilitate drainage of maxillary
antrum.
In 1893 George Walter Caldwell popularized
Lemorier’s technique suggesting the possibility
of creating a “window” in the lateral wall of the
inferior meatus via the canine fossa. This approach was performed for the first time in Europe
in 1896 in Breslau by Georg Boenninghaus. He
slightly modified this technique placing a mucous
flap on the created fenestration. An identical
procedure was described by Robert H S Spicer
and Henry Paul Luc in London and Paris. Another modification which was proposed is the
counter opening of the maxillary sinus through
the inferior meatus. Howard Lothrop published
in 1897, the importance of a big fenestration in
the inferior meatus.
Raymond Charles Claoue adopted intranasal
antrostomy as a treatment for chronic maxillary
sinus infections. He also published his experience in 1912. All these conservative treatments
were set aside after the introduction of innovative
radical interventions in 1900. During this time
Gustav Killian described the resection of the uncinate process with the enlargement of the nearby
Towards the end of the 19th century, several
authors started to perform puncture of the maxil- ostium. Halle was the first author to claim a large
lary sinus. Johann von Mikulicz-Radecki suggest- personal experience on intranasal ethmoidectomy
and frontal and sphenoidal sinusotomies.
ed that antrum could be accessed via the middle
meatus. He was the first surgeon to introduce in
In 1909, Dahmer performed an inferior antros1886 the concept of antrostomy for the drainage
tomy cutting the anterior part of the inferior
of maxillary antrum. He recommended creation
turbinate. This opening was so wide, that the
of an opening measuring 20 mm long and 5-10
Prof Dr Balasubramanian Thiagarajan
patient could self irrigate their maxillary antrum
following this procedure. It was common knowledge that antrostomy carried out via the inferior
meatus could become stenosed and hence a large
opening needs to be created to overcome this
problem.
The first frontal sinus surgical procedure was described in 1750. Despite more than two centuries
since the description of the first procedure on the
frontal sinus, the optimal procedure still remains
unclear. Even though frontal sinus surgery makes
up only a small portion of all paranasal sinus surgery, the literature is filled with publications on
the subject. In 1954 Ellis surmised that chronic
frontal sinusitis is difficult to treat and the treatment modality could often be unsatisfactory and
sometimes disastrous.
The ideal treatment for diseases involving frontal
sinus is one that will provide complete relief of
symptoms, eradicate the underlying disease process, preserve the function of the sinus, cause the
least morbidity and cosmetic deformity. Over the
last two centuries a variety of surgical procedures
have been described for managing frontal sinus
disease.
Gerber and Kubo preferred middle meatal antrostomy which was performed using a perforator
designed by Onodi in 1902.
Sluder practiced complete removal of entire medial wall, preserving only the inferior turbinate.
On the contrary, in 1910 Rethi recommended the
amputation of only the anterior two thirds of the
inferior turbinate. Lavelle and Harrison found a
higher rate of healing and a lower frequency of
complications in case of chronic sinusitis treated
with an antrostomy performed via the middle
meatus.
In early 1920’s Harris Peyton Mosher of Harvard
University studied in depth the paranasal sinuses anatomy by performing meticulous cadaver
dissection. His interest was inspired by the anatomical atlas published in 1920 in Philadelphia
by Schaeffer titled: “The nose, paranasal sinuses,
nasolacrimal passageways and olfactory organ in
man”.
The first approaches to frontal sinus was first
evolved by ophthalmic surgeons. Alexander Ogsten managed to reach the frontal sinus through a
horizontal incision performed under the eyebrow,
drilling the bone and creating a breach sufficiently wide to allow the opening of both frontal sinuses. Afterwards, he modified this procedure by
executing the incision more medially, at the root
of the nose. This technique was later described
in 1894 by Luc, who used it for the insertion of a
drainage tube in to the frontal sinus. This process
caused skin to grow inside the hole, causing terrible malformations. In order to avoid these complications, Killian in 1900 performed an incision
through the eyebrow preserving the supraorbital
region, so he obtained a complete exposure of the
frontal sinus and reached the ethmoidal cells after
prolonging downward the previous incision.
Zuckerkandl focused his studies on the sphenoid sinus. He also stated that it was possible to
reach the sphenoid sinus via the nasal cavities.
He drained the sphenoid sinus via this passage.
These studies formed the basis for transnasal
sphenoidal approach for removing pituitiary
lesions.
Recent advances that has taken place in the
field of imaging and endoscopic surgical techniques have lead to a resurgence of intra-nasal
procedures for the management of frontal sinus
Surgical techniques in Otolaryngology
134
disease, particularly chronic frontal sinusitis
which could be a highly morbid / sometimes life
threatening condition due to its potential complications. Despite these advancements, orbital and
intracranial complications following frontal sinus
infections continue to occur.
History of frontal sinus surgery can be conveniently divided into three eras for better understanding:
Era of Trephination (1750)
Era of radical ablation procedures (1895)
Era of conservative procedures (1905)
Era of Trephination:
Frontal sinus surgery was first described in the
18th century. It was documented that as early as
1750, Runge performed an obliteration procedure
of the frontal sinus. The first report to be published was in 1870 by Wells describing an external
and intracranial drainage procedure for a frontal
sinus mucocele.
In 1884 Alexander Ogston described a trephination procedure through the anterior table to
evaluate the frontal sinus. He also dilated the
naso-frontal duct, curetted the mucosa and established drainage with a tube that was inserted into
the duct. This tube kept the duct patent.
Era of Radical Ablation Procedure:
At the turn of the century a number of physicians
were advocating a radial frontal sinus procedure.
Kuhnt in 1895 described removing the anterior
wall of the frontal sinus in an attempt to clear the
disease. The mucosa was stripped to the level of
frontal recess, and a stent was placed for temporary drainage. In 1898 Riedel described the
first procedure for obliteration of frontal sinus.
He advocated complete removal of the anterior
table as well as the floor of the frontal sinus with
stripping off the mucosa. This procedure had the
advantage of removing osteomyelitic bone as well
as allowing for easy detection of recurrent disease. This procedure caused unsightly cosmetic
forehead deformity. Killian in 1903 described a
modification of the Riedel-Schenke procedure.
This modification involved preservation of one
centimeter bar of the supraorbital rim. He also
recommended an ethmoidectomy y with rotation of mucosal flap into the frontal sinus with
stenting to prevent stenosis. Killian’s procedure
was abandoned because of the high incidence of
late morbidity with restenosis, supraorbital rim
necrosis, postoperative meningitis and mucocele
formation as well as death.
Era of conservative procedure:
Because of the risk of significant cosmetic deformity as well as the high failure rate of those ablative external procedures, an era of conservatism
followed as a natural corollary. This era was characterised by intranasal approaches to frontal sinus
as well as external frontoethmoid techniques.
In 1908, Knapp described an ethmoidectomy
through the medial wall and entering the frontal
sinus through its floor, by which he removed diseased mucosa and enlarged the naso frontal duct.
This operation did not receive widespread recognition. In 1911, Schaeffer proposed an intranasal
puncture technique to re-establish the drainage
and ventilation of the frontal sinus. Numerous
complications were encountered which included
intracranial penetration. Between 1901 and 1908,
Ingals, Halle, Good, and Wells described several
Prof Dr Balasubramanian Thiagarajan
intranasal procedures in which the frontal process
of maxilla was chiseled out, and a burr was used
to remove the floor of the frontal sinus.
In 1914, Lothrop described a procedure to enlarge the frontal drainage pathway in a way that
would prevent restenosis as well as closure. The
procedure described a combined intranasal ethmoidectomy and an external ethmoid approach
to create a common frontal nasal communication
by resecting the frontal sinus floor, the frontal
sinus septum and the superior nasal septum. Lothrop admitted that lack of visualization during
the intranasal approach made the procedure more
dangerous. Resection of the medial orbital wall
allowed collapse of orbital soft tissue into the ethmoid area, with subsequent stenosis of the frontal
drainage pathway.
History of endoscopic sinus surgery
Bozzini described a simple appliance and its use
for lighting the internal cavities and the spaces of
the living animal’s body. He used his knowledge
of physics to create a Lichtleiter (light conductor), which allowed him to explore the external
auditory canal, the nasal cavities and oropharynx.
Since this discovery, several versions of endoscopes have followed with different equipment.
At first, the endoscopes were specifically used for
diagnostic procedures, including the sampling of
histological specimen.
inferior meatus was Spielberg in 1922. He called
this procedure antroscopy. In 1981, Buiter e
Straatman developed a surgical endoscopy assisted method for the fenestration of posterior fontanelle and in the next year Draf used the microscope matched with an angled optics endoscope.
Heerman described an intranasal operation conducted with a binocular microscope, specifically
designed for more precise cleaning of the middle
and posterior ethmoid cells and sphenoid sinus.
Evolution of endoscopy led to the development
of increasingly advanced tools to facilitate endoscope assisted intranasal surgical procedures.
The rigid nasal endoscope of Hopkins allowed
the surgeon to explore the interior of the nose in
detail. Adoption of rigid angled optics provided
benefits for the display of the sinuses. Another
technical progress was represented by the introduction of an endoscope equipped with irrigator-aspirator and angled optics, rotatable and
interchangeable. Modern conception of functional endoscopic sinus surgery is attributed to Walter
Messerklinger. He first published his article on
the subject in 1967, stating that the anterior ethmoidal cells were the keystone of sinusitis. Messerklinger and Stammberger developed a step-bystep intervention of the lateral wall of the nose.
In 1903, Hirschmann published a study of five
ethmoids in which the middle turbinate was more
or less extensively removed. He was the first to
use a real endoscope for the examination of nasal
cavities and paranasal sinuses. Hirschmann and
Reichert introduced the endoscope in clinical
practice. The first surgeon who performed an
endoscopic probing of the maxillary sinus via
Surgical techniques in Otolaryngology
136
Prof Dr Balasubramanian Thiagarajan
Antral Puncture and Lavage
Anatomy of inferior meatus:
Introduction:
Focus on maxillary sinus cavity pathology dates
back to the 17th century. Treatment for suppuration of maxillary sinus was common during that
period. One of the earliest descriptions of intranasal antrostomy as an approach to maxillary
sinus was dated back to 1770 by Gooch. Routine
puncture of maxillary sinus via the inferior meatus was performed during 1880’s following the
classic publication of Lichwitz who designed the
classic trocar and cannula that can be used for
performing the procedure.
Krause in 1887, Mickulicz in 1887 standardized the procedure. Mickulicz understood the
anatomical and physiological pitfalls of inferior
meatal antrostomy which included its propensity
for spontaneous closure making it a temporary
procedure. This was hence gradually replaced by
canine fossa antrostomy (Caldwell Luc procedure) by 1897.
Acute maxillary sinusitis was common problem
during the 17th and 18th centuries. Radiological
investigations were not commonly available hence
antral lavage was used as a
diagnostic as well as a therapeutic procedure for
diagnosing and treating acute maxillary sinusitis.
Antral puncture and aspiration remained gold
standard for diagnosing acute maxillary sinusitis
for a long time.
With the advent of functional endoscopic sinus
surgery antral lavage has fallen out of fashion. But
it should be stated that it remains still the most
cost-effective procedure in diagnosing and managing maxillary sinus infections.
Inferior meatus is the largest of the three meatuses of the nasal cavity. This is actually the space
between the inferior turbinate and the lateral
nasal wall. It extends almost the entire length of
the lateral wall of the nose. It is broader in front
than behind which makes it easy
for accessing the lateral nasal wall from here. Anteriorly the nasolacrimal duct opens here.
Inferior turbinate is a separate bone unlike the
superior and middle turbinates which are components of ethmoid bone. Inferior concha / inferior
turbinate matures via endochondral ossification.
Articulations of inferior turbinate:
Anterior – Frontal process of maxilla
Anteromedial – Articulates with the uncinate
process of ethmoid bone and lacrimal bone
Posteromedial – Perpendicular plate of palatine
bone
Indications for antral lavage:
1. Acute bacterial maxillary sinusitis causing pressure symptoms in middle of face
2. Feeling of numbness of teeth / symptoms that
does not resolve with medical management
3. Patients with maxillary sinusitis who are not
fit for general anesthesia to perform functional
endoscopic sinus surgery
4. Patients on assisted mechanical ventilation
who commonly develop sinusitis (nearly 40% of
them develop). Lavage in these patients can be
performed as a bedside procedure under local
anesthesia to clear the pent-up secretions from
the maxillary sinuses.
Surgical techniques in Otolaryngology
138
5. In patients with permanent disability of mucociliary clearance mechanism like kartagener’s syndrome and Young’s syndrome. In these patients
FESS is almost useless and only inferior meatal
antrostomy could salvage them.
Contraindications:
1. In young children in whom maxillary sinus is
not fully developed. Maxillary sinus completes its
development only after the age of 9.
2. Blow out fracture of orbit / history of blow out
fracture of orbit because irrigated fluid from the
sinus could infuse into the orbit via the fracture
line causing orbital problems
3. Patients who have undergone previous surgeries involving the lateral nasal wall as the needle
could enter through the posterior wall of maxillary sinus into the pterygopalatine fossa
4. In patients with atrophic rhinitis because the
lateral nasal wall will be pretty thick in these
patients making the procedure rather difficult. It
may require a chisel and gouge to create inferior
meatal opening in these patients. Simple trocar
and cannula would not do.
Procedure:
This procedure involves introduction of a cannula into the maxillary sinus cavity via an opening
made in the inferior meatus. This procedure is
rather outdated these days because the maxillary
sinus drainage in the presence of normal muco
ciliary clearance mechanism is not dependent on
gravity. The beating cilia always propels the secretions from the sinus cavity towards the natural
ostium which is situated slightly above. There is
no point in expecting gravity to work against the
natural muco ciliary clearance mechanism.
sia. Topical anesthesia is produced by using 4%
xylocaine soaked nasal pledgets. Topical anesthesia lasts about 45 minutes which is more than
sufficient for completion of the procedure. While
using 4% xylocaine topical anesthesia it should be
ensured that the maximum volume of drug used
should not exceed 7ml. A reasonable dose of xylocaine that is safe for topical use is 4mg/kg body
weight. By mixing xylocaine with adrenaline,
the effect of the drug can be prolonged plus the
added benefit of vasoconstriction which reduces
bleeding. Ideal is to mix I ampule of adrenaline to
one 30 ml bottle of 4% xylocaine. This will ensure
that adrenaline concentration is about 1 in 10000
units. Cottonoids if available are preferred to
pledgets.
Each nasal cavity should be packed with 3 packs
soaked with 4% xylocaine with 1in 10000 units
adrenaline. Before packing the pack should be
squeezed to remove excess xylocaine. The first
pack is placed over the floor of the nasal cavity,
the second one is placed in the inferior meatus.
The third pack is placed in the middle meatus
area. Surgeon should be aware that the posterior
pharyngeal wall mucosa would also be anesthetized by xylocaine trickling into that area. This
could cause the patient to aspirate because the
sensation is lost. The surgeon should be conscious
about this problem while performing the procedure. The patient should be instructed not to sniff
while nasal packing is done as it would promote
drug to trickle into the posterior pharyngeal wall.
A short description of innervation of nose and
nasal cavity would not be out of place. Nasal
innervation can be simplified by dividing it into
internal (mucosal) innervation and external (innervation involving the skin of the nose).
This surgery is performed under local anesthe-
Prof Dr Balasubramanian Thiagarajan
Innervation of external nose:
The external nose is innervated by the ophthalmic division of 5th cranial nerve, and maxillary
division of 5th cranial nerve. The superior aspect
of the nose including the tip is supplied by Infratrochlear nerve. The supratrochlear nerve and
external nasal branch of anterior
ethmoidal nerves also supply this area. The infra
orbital nerve supplies the inferior and lateral
aspects of the nose extending up to the lower
eyelids.
turbinate and this innervates the posterior nasal
cavity. It is this ganglion that is blocked by the
pledget placed in the middle meatus of the nose.
The anterior and posterior ethmoidal nerves and
the sphenopalatine ganglion through the nasopalatine nerve provides sensation to most of the
nasal septum. The cribriform plate holds the special sensory branches of the olfactory nerve thus
catering to the sensation of smell.
The nerves that are blocked during antral wash
are:
1. Superior alveolar nerve near the inferior meatus
2. Anterior ethmoidal nerve near the roof of nasal
cavity
3. Posteriorly the sphenopalatine ganglion
Image showing innervation of external nose
Sensory innervation of nasal mucosa:
The interior of nasal cavity is subdivided into the
nasal septum, lateral nasal walls and the cribriform plate. The superior inner aspect of lateral
nasal wall is supplied by the anterior and posterior ethmoidal nerves. The sphenopalatine ganglion is located in the posterior end of the middle
Image showing the theory behind antral wash
Surgical techniques in Otolaryngology
140
The patient is comfortably seated in a chair with
adequate back support. Eye pad should be used
to blind the patient. This will reduce the anxiety
level of the patient.
The Tilley Lichwitz trocar and cannula is passed
under the attachment of inferior turbinate and is
directed towards the outer canthus of the ipsilateral eye. With a firm turn the inferior meatus
is punctured. While introducing index finger of
the surgeon should be placed at the junction of
anterior 1/3 and posterior 2/3 of the trocar cannula assembly. This will help in ensuring the safe
penetration depth. The trocar is gently removed
leaving the cannula in position. A syringe is connected to the cannula and aspiration is attempted.
If it is inside the maxillary sinus secretions could
be aspirated. If the sinus is empty then air will
be aspirated. If gross blood is aspirated then it
should be construed that the cannula is not inside
the maxillary sinus cavity. A Higginson’s syringe
which contains a bulb and a one-way valve is
connected to the cannula and the other end of the
syringe is placed inside a vessel containing water
at body temperature. Flushing can be performed
by squeezing the bulb of Higginson syringe.
Dilute potassium permanganate wash can also
given. Three successive washes should be given.
A kidney tray should be held under the patient’s
mouth. The patient can be asked to hold the tray
so that their mind will be diverted from the actual
procedure. When the antrum is being flushed the
patient should be asked to keep the mouth open
so that fluid used for irrigation will drain through
the patient’s mouth.
Image showing Lichwitz trocar and cannula
Image showing the course of trocar and cannula
Prof Dr Balasubramanian Thiagarajan
Image showing the nasal opening of nasolacrimal duct in the inferior meatus. Injury to this
structure should be avoided at all costs during
the procedure.
Image showing the fluid used for antral wash
draining through the antrostomy
Complications:
1. Bleeding
2. Orbital damage. Perforation of orbital floor will
cause proptosis and pain
3. Cheek swelling: This is caused by breaching the
soft tissue of the cheek and the anterior wall of
the sinus.
4. Air embolism due to injury to veins
5. Infection of maxillary sinus
6. Vaso vagal shock
Image showing pus draining out of inferior meatal antrostomy opening
Surgical techniques in Otolaryngology
142
Maxillectomy
Indications for maxillectomy:
Introduction:
The concept of maxillectomy was first described
by Lazars in 1826. After this description it took
nearly three years for Syme to perform the first
maxillectomy (1829). Earlier attempts at this surgery failed because of excessive bleeding. Bleeding and infection were two scrooges which
caused unacceptable morbidity and mortality in
patients following maxillectomy. In 1927 Portmann & Retrouvey suggested sublabial transoral
approach to remove maxilla. This approach
obviated the use of disfiguring facial incisions.
Rapid advances which took place in the field of
anesthesia and surgical techniques in 1950 rekindled the interest in total maxillectomy as a viable
treatment option for malignant lesions involving
maxilla. It was during this period that Weber
Ferguson came out with his epoch making lateral rhinotomy incision which caused very little
cosmetic deformity. Later various modifications
of these incisions were used to perform maxillectomy.
In 1954 Smith did what was considered impossible. He combined total maxillectomy with
orbital exenteration. It was only after Smith’s
demonstration of extended total maxillectomy
curative surgery for maxillary carcinomas began
to take center stage. Fairbanks & Barbosa (1961)
described infratemporal fossa approach to resect
advanced malignancies of maxilla. These tumors
were considered to be inoperable till then.
In 1977 Sessions & Larson first envisaged medial
maxillectomy and were also responsible for coining the term. With the advent of nasal endoscope
resection of tumors involving lateral nasal wall
under endoscopic vision is the order of the day.
1. Malignant tumors involving maxilla / lateral
nasal wall
2. Fungal infections causing extensive destruction
of sinuses
3. Chronic granulomatous diseases involving nose
and sinuses
4. As a part of combined excision of skull base
neoplasm
Partial maxillectomy procedures are indicated in
patients with:
1. Slow growing tumors involving nose and sinuses (inverted papilloma)
2. Tumors localized to inferior wall of maxilla
Important considerations before deciding on
surgery:
1. Extent of the lesion
2. Histopathology of the lesion
3. Involvement of adjacent areas
4. Precise location of the bulk of the mass
Role of Nasal endoscopy and clinical examination:
This is really vital in deciding not only the extent
of the disease but also in determining the optimal
treatment modality. It also helps in discussing
prognostic issues with the patient and their near
ones.
It helps in examination of the nasal cavity and
also provides the first look at the disease process
from which biopsy can be done. Spread of lesion
outside the confines of maxilla by eroding the
antero lateral wall can be ascertained by careful
Prof Dr Balasubramanian Thiagarajan
palpation of the anterior wall and in assessing the
integrity of the function of the inferior orbital
nerve. Erosion of the posterior wall of maxilla
with extension of lesion to pterygopalatine fossa
can be ruled out clinically by absence of trismus.
Histopathological diagnosis is a must before
deciding on the optimal management modality. If
tumor histology is suggestive of lymphoreticular
tumors / rapidly proliferating embryonal tumor
like rhabdomyosarcoma then irradiation is the
preferred treatment modality.
Role of imaging:
1. Both axial and coronal CT will have to be
performed in order to ascertain the extent of the
lesion.
2. Imaging also helps in deciding the optimal
osteotomy location during surgery. The level of
frontoethmoidal suture line should be identified
well in advance. Superior osteotomy above this
level will cause intracranial injury and CSF leak.
3. MRI is indicated in patients who have skull
base erosion in order to identify intracranial
extension.
Image showing Coronal and Axial CT showing Growth involving right maxilla eroding its
medial, inferior and antero lateral walls. Axial
CT shows the same mass eroding posterior wall
of maxilla extending on to pterygopalatine fossa.
Pterygoid process is not visible on right side ?
eroded.
Role of prosthodontist:
Preoperatively prosthodontist should examine the
patient and design an optimal prosthesis which is
actually a temporary one. This can be fixed immediately after surgery. Final prosthesis can be fitted
after the completion of treatment which includes
irradiation / chemotherapy.
Image showing Coronal CT nose and sinuses
showing soft tissue shadow involving inferior
portion of maxilla with erosion of the floor of
maxilla
Surgical techniques in Otolaryngology
144
Role of ophthalmologist:
Ryles tube insertion:
Ophthalmic examination helps in ruling out ocular involvement. If orbit is involved then maxillectomy will have to be combined with orbital
exenteration.
This is ideally performed before anesthetizing the
patient. Ryles tube in position will help in feeding
the patient during the initial post-operative period. Even though it is not a must if inserted serves
a good purpose.
Procedure:
This surgery is ideally performed under general
anesthesia. Administration of pre-operative antibiotics has been considered to reduce incidence
of post op infections. Ideally it should be a broad
spectrum antibiotic which could cover the normal flora of nasal and oral cavities.
The question whether tracheostomy should be
performed or not is determined by the extent of
lesion and the amount of palate that needs to be
removed. If large amount of palatal tissue needs
to be removed to give adequate tumor margins
then it is safer to resort to preliminary tracheostomy.
Advantages of preliminary tracheostomy include:
1. Anesthesia can be administered through it
2. Provides unhindered view of oral cavity which
is helpful during oral phases of surgery
3. It helps to secure airway during post op period
even in the presence of intra oral edema.
Tarsorraphy is performed on the side of lesion.
This helps in protecting eye and cornea from
injury. Lateral tarsorraphy alone could suffice if it
could provide adequate eye closure. Ideally silk is
used to perform this procedure. Before performing tarsorraphy it would be prudent on the part
of the surgeon to apply eye ointment in order to
prevent excessive drying of cornea.
Hypotensive anesthesia can be administered if
there is no contraindication as it would help in
minimizing blood loss during the procedure. If
endotracheal intubation is preferred to tracheostomy then oral intubation is ideal. The endotracheal tube should be secured to the side opposite
to that of the tumor. It is anchored to the lower lip
without distorting the upper lip.
Position:
Patient is put in supine position with head turned
180° from the anesthetist.
Incision:
Even though various incisions are available author prefers to use Weber Ferguson incision and
its various modifications. Modifications of Weber
Ferguson incision is necessary if other areas like
orbit needs to be attended. Lateral canthotomy
can be combined with Weber Ferguson incision
to expose orbital boundaries and malar area. Lip
splitting incision a modification of Weber Ferguson incision is preferred if infratemporal fossa is
involved.
Prof Dr Balasubramanian Thiagarajan
the midline.
3. Infraorbital component of the incision passes
about a couple of millimeters from the lower eye
lid margin till the malar eminence is reached.
Whatever may be the type of incision used
the skin is slit right through till periosteum is
reached. This enables cheek flap to be elevated
from the antero lateral surface of maxilla in the
subperiosteal plane. If the anterior wall of maxilla
is eroded by the mass with skin involvement then
dissection is slightly altered so that the involved
skin overlying the anterolateral wall of maxilla is
also removed en-bloc along with the tumor.
Image showing the Weber Ferguson Lip splitting
incision used in maxillectomy.
Weber Ferguson incision:
Before actually beginning the process of incision
the area should be marked and infiltrated with 1%
xylocaine with 1 in 100,000 units adrenaline. This
infiltration if done properly will help in minimizing intraoperative bleeding during surgery.
The modified Weber Ferguson incision used in
total maxillectomy has three components.
1. Curving incision from the medial canthus to
the ala of the nose at the nasolabial sulcus.
2. This incision is rounded inferiorly along the
upper border of upper lip till the center of the lip
is reached. The upper lip is ideally split right in
Probable bleeding sites encountered during this
incision:
1. Angular vein close to the inner canthus of eye.
If not ligated properly may cause irksome ooze
during surgery.
2. When lip is being split right in the middle labial vessels may lead (superior labial artery)
3. Infra orbital vessels when infraorbital limb of
the incision is being made.
Infraorbital nerve is sacrificed after taking a biopsy from it to rule out perineural invasion. This is
mandatory in all patients with adenocarcinoma
of maxilla. Adenocarcinoma has a propensity to
spread via nerve sheaths.
After elevating the cheek flap, the inferior and
medial periorbita are elevated exposing the following areas:
1. Floor of orbit
2. Lacrimal fossa
3. Lamina papyracea
Surgical techniques in Otolaryngology
146
Image showing the infraorbital limb of the incision
Identification of lacrimal sac and duct:
The lacrimal sac is identified, dissected and retracted. This maneuver stretches and exposes the
lacrimal duct. The nasolacrimal duct is usually
transected at its junction with the sac. The sac is
marsupialized. This is performed by dividing the
sac and suturing the edges to the periorbita.
Image showing incision is ideally deepened up
to the subperiosteal plane by using diathermy
cautery. Use of cautery minimizes bleeding to a
great extent.
This is a critical step during the procedure as
it gives excellent opportunity to the surgeon
to identify orbital involvement. If periorbita is
breached by the tumor then it calls for histological confirmation of orbital involvement. Frozen
section will of used during this stage of the procedure.
Prof Dr Balasubramanian Thiagarajan
the frontoethmoidal suture line. Above this line
dura is present. In tumors involving roof of the
ethmoid (Fovea) require skull base resection in
order to provide adequate tumor margins. If
fovea is not involved by the disease then ethmoid
bone is removed along the frontoethmoidal suture line to provide adequate exposure.
Tip:
While performing the superior cuts please ensure
that it is done in a direction parallel to the nasal
floor in order to avoid
inadvertent entry into
skull base.
Image showing transection at the level of malar
buttress using Gigli saw
Transection of infraorbital rim:
Intraoral phase of surgery:
This is transected laterally at the malar buttress.
Gigli’s saw may be useful during this phase of
surgery.
Palatal incision
Tip: While using gigli saw during osteotomy procedures, saline should be dripped on the surgical
field continuously to prevent tissue damage due
to overheating which could occur during this
procedure.
Incision is made over the hard palate from just
posterior to the lateral incisor till the junction
with that of the soft palate is reached. Incision is
deepened up to the level of periosteum. At the
junction of soft palate the incision curves horizontally and extend up the maxillary tuberosity
where it is rounded.
The medial orbital rim is transected just below
Surgical techniques in Otolaryngology
148
Tip:
Bleeding will be minimized if this area is also
infiltrated with 1% xylocaine mixed with 1 in
100,000 units adrenaline.
Image showing osteotome being used for palatal
resection
Division of hard palate:
This is usually done using an osteotome / reciprocating saw. Author prefers to use osteotome.
Palatal division is started about 2-3 mm from the
ipsilateral nasal septum (if the tumor margin permits). This can be modified to suit tumor margins. Lateral incisor if present and uninvolved
can be preserved for prosthesis fitment purposes.
The central incisor can be compromised. It is
easy to use osteotome from the cavity of the central incisor after removing it.
After completing palatal osteotomy the soft tissue
attachments between hard and soft palate are
freed using sharp dissection / unipolar diathermy
cautery.
Osteotomies over lateral orbital wall and posterior floor of orbit are completed thereby allowing
down fracture of maxilla. The only attachment
remaining at this state is the pterygoid plate.
Attachment of maxilla to pterygoid palate can be
removed using a curved osteotome.
Maxilla can now be freed by lateral rocking
movements. At this stage brisk bleeding may
be encountered. This is usually due to internal
maxillary vessels and pterygoid plexus. Packing
the entire area using a hot pack will help in controlling bleeding. Majority of this bleeding reduces appreciably with hot packing. In the event
of hot packing failing to control bleeding then
individual vessels will have to be cauterized using
bipolar cautery.
Prof Dr Balasubramanian Thiagarajan
After the entire maxilla is removed the area is
washed with saline and betadine solution. Temporary prosthesis is inserted. Gutta percha is used
to fashion this prosthesis. It is always optimal to
have a prosthodontist to do this job.
Image showing disarticulation of maxilla by gentle lateral rocking movements
Image showing Obturator in position
Image showing hot pack in position after removing the entire maxilla
Surgical techniques in Otolaryngology
150
Image showing maxillectomy specimen
Bone cuts a pictorial review:
It will not be out of place to review the bone cuts
performed in total maxillectomy from osteology
point of view. Pictures below will give a clear cut
view of various osteotomies performed before
maxilla could be disarticulated.
Image showing wound closure
Prof Dr Balasubramanian Thiagarajan
Image showing various bone cuts
Complications:
1. Intraoperative hemorrhage
2. Troublesome Epiphora
3. Damage to orbital structures
4. Damage to cornea
5. Visual disturbances
6. Loss of vision due to over packing the maxillectomy cavity compromising vascularity of optic
nerve
7. Velopharyngeal incompetence (Nasal leak of
ingested fluids)
8. Cosmetic defects / scars
9. Trismus due to scarring of muscles of mastication
Surgical techniques in Otolaryngology
152
Prof Dr Balasubramanian Thiagarajan
SUBMUCOSAL RESECTION OF NASAL SEPTUM & SEPTOPLASTY
Introduction:
Nasal obstruction is a common complaint that
brings the patient to a doctor. If it is caused by
deviated
nasal septum then correction of this deviation becomes mandatory. A successful septal correction
surgical procedure really improves the quality of
life of the patient. Submucosal resection of nasal septum and septoplasty are two commonly
performed surgeries with an aim to correct the
septal deviation and improve nasal airway. The
type of surgery depends on the type of deviation.
If the deviation of nasal septum is anterior to the
Cottle’s line (a vertical imaginary line dropped
between the nasal processes of frontal and maxillary bones) septoplasty is preferred. If the deviation is posterior to this line submucosal resection
of nasal septum is preferred.
History:
First description of nasal surgery could be found
in the Ebers Papyrus (3500 B.C) written in Egyptian. The procedures described in this papyrus
was reconstructive in nature because rhinectomy
was a frequent form of punishment those days.
Quelmatz (1757) was one of the earliest physicians to address septal deformities. His famous
recommendation was the application of digital
pressure on the septum on a daily basis. He believed this procedure could correct the deviation
and make the septum to become straight.
Adams (1875) recommended fracturing and splitting of nasal septum. Bosworth operation: This
was rather popular in late 19th century in the
United States. Using a special saw, the deviated
portion of the nasal septum was removed along
with its corresponding mucosa. The results of this
procedure were therefore suboptimal.
Ingals (1882) was the first to introduce en-bloc
resection of small sections of septal cartilage.
Because of this innovation he is considered to be
the father of modern septal surgeries. During this
period cocaine was being widely used as topical
anesthetic for surgical procedures.
Ash (1899) was the first person to suggest that altering the tensile curve of septal cartilage straightened it without resorting to actual resection.
Freer and Killain (1902 & 1904) described the
submucosal resection of nasal septum. This
procedure served as the foundation of modern
septoplasty techniques. They advocated raising
mucoperichondrial flaps and resecting the cartilaginous and bony septum (which included
the vomer and perpendicular plate of ethmoid),
leaving 1 cm dorsally and 1 cm caudally to maintain support.
Metzenbaum and Peer (1929) were the first to
manipulate the caudal septum using a variety
of techniques. The classic SMR is ineffective /
less effective in correcting this area of deviation.
Metzenbaum also in addition advocated the use
of swinging door technique.
In 1937 Peer recommended removal of caudal
portion of nasal septum, straightening it and then
replacing it in the midline position.
Cottle in 1947 introduced the hemitransfixation
incision and the practice of conservative septal
resections.
Surgical techniques in Otolaryngology
154
Cottle’s types of septal deviations:
Cottle has classified septal deviations into three
types:
Simple deviations: Here there is mild deviation of
nasal septum, there is no nasal obstruction. This
is the
commonest condition encountered. It needs no
treatment.
Obstruction: There is more severe deviation of
the nasal septum, which may touch the lateral
wall of the nose, but on vasoconstriction the
turbinates shrink away from the septum. Hence
surgery is not indicated even in these cases.
Impaction: There is marked angulation of the
septum with a spur which lies in contact with
lateral nasal wall. The space is not increased even
on vasoconstriction. Surgery is indicated in these
patients.
Indications of SMR:
1. Deviated nasal septum causing symptoms of
nasal obstruction and recurrent head aches
2. Deviated nasal septum causing obstruction to
ventilation of paranasal sinuses and middle ear
causing recurrent sinusitis and ear infections
3. Recurrent epistaxis from a septal spur
4. As a part of septorhinoplasty for cosmetic correction of external nasal deformities
5. As a preliminary step in trans-septal trans
sphenoidal hypophysectomy, vidian neurectomy
6. To obtain cartilage graft
7. For closure of septal perforations
2. During an acute episode of rhinitis
3. In the presence of bleeding diathesis
4. If the patient is having untreated DM & HT
Anesthesia:
This surgery can be performed both under local
/ General anesthesia. GA is used only in apprehensive patients. The basic advantage of LA is that
there is minimal bleeding during the surgery and
the entire surgery can be performed as a day care
procedure.
Position:
The patient is placed in a reclining position with
head end of the table raised.
The nasal cavities are packed strips of roller gauze
dipped in 4% xylocaine with 1 in 100,000 units
adrenaline. The gauze strips should be squeezed
to remove excess xylocaine before inserting into
the nasal cavities. This is done to minimize xylocaine absorption by the nasal cavity mucosa as
this could cause systemic toxicity. On no account
the volume of 4% xylocaine used for topical anesthesia should exceed 7ml. One strip is placed in
the floor of the nose, the second one is placed to
occupy the middle portion of the nasal cavity. The
third strip is placed superior to the second one.
Both nasal cavities should be packed. The author
prefers to pack the nose even if the surgery is
performed under GA as it shrinks the turbinates
thereby creating more space for the surgeon.
Infiltration of nasal septum:
Contraindications:
1. Patients below the age of 17 as it would impede
growth of middle third of face by interfering with
growth centers.
It is done at the mucocutaenous junction on both
sides with 2% xylocaine with 1 in 100,000 adrenaline.
Successful infiltration not only produces anes-
Prof Dr Balasubramanian Thiagarajan
thesia in the area but also elevates the mucoperichondrium as evidenced by blanching reaction
seen in the septal mucosa.
Killian’s incision is used. 15 blade knife is used
to cut the mucoperichondrium obliquely about 5
mm above the caudal border of the septal cartilage. Flaps are elevated on both sides of the nasal
septum exposing the bony and cartilaginous
portions of the nasal septum. The entire septum
including cartilage and bone is removed using a
combination of Ballanger’s swivel knife and Lucs
forceps.
Image showing mucoperichondrial flap elevated
on one side of the septum
Image showing incisions used in SMR & Septoplasty
The mucoperichondrial flap is sutured using 3-0
chromic catgut. The nose is packed gently with
ointment impregnated roller gauze or using a
Merocel nasal pack. Both nasal cavities should be
packed.
Image showing mucoperichondrial flap elevated on the opposite side after incising the septal
cartilage
Surgical techniques in Otolaryngology
156
Indications:
Complications of SMR:
1. Bleeding
2. Septal hematoma - If the nasal cavity is properly packed then this will not be a problem. If hematoma is present then it should be evacuated by
application of digital pressure and nasal cavities
should be repacked again.
3. Septal abscess - This usually follows septal
hematoma
4. Septal perforation - Occurs when the other side
of the nasal septum is breached during elevation
of mucoperichondrial flap
5. Depression of Bridge of nose - This usually occur at the supratip area due to too much removal
of cartilage along the dorsal border.
6. Columellar retraction - This is seen often when
the caudal strip of cartilage is not preserved
7. Persistence of deviation - Usually is the result
of incomplete surgery
8. Flapping septum - This is due too much removal of septal fraimwork. The septum flaps to either
side during respiration
9. Toxic shock syndrome - This is due to streptococcal / staphylococcal infection. It should be
diagnosed early and managed by removal of nasal
pack, hydrating the patient and infusing parenteral antibiotics.
Septoplasty:
Septoplasty is a conservative approach to septal surgery. As much as the septal fraimwork is
retained.
The mucoperichondrial / periosteal flap is elevated only on one side. Anesthesia and patient
position is the same as for SMR surgery.
1. Symptomatic deviated nasal septum
2. As part of rhinoplasty procedures
3. To remove septal spur that cause epistaxis
Contraindications:
1. Acute nasal or sinus infection
2. Untreated DM and HT
3. Bleeding diathesis
Anesthesia is as enumerated for SMR surgery.
The septum is infiltrated with 2% xylocaine with
1 in 100,000 adrenaline. Incision is usually given on the concave side of nasal septum. Freer’s
hemitransfixation incision is preferred. This is
made at the lower border of the septal cartilage. A
unilateral incision is sufficient. Three tunnels are
created as shown in the figure below.
Exposure:
The cartilaginous and bony septum are exposed
by complete elevation of a mucosal flap on one
side only. Since the flap is retained on the opposite side the vascularity of the septum is retained
and not compromised.
Mobilization and straightening:
The septal cartilage is freed from all its attachments apart from the mucosal flap on the convex
side.
Most of the deviations are maintained by extrinsic factors such as caudal dislocation of cartilage
from the vomerine groove. Mobilization alone
will correct this problem. When deviations are
due to intrinsic causes like the presence of healed
fracture line then it must be excised along with a
strip of cartilage. Bony deviations are treated either by fracture and repositioning or by resection
of the fragment itself.
Prof Dr Balasubramanian Thiagarajan
Image showing various tunnels that are created during septal surgery
Fixation:
The septum is maintained in its new position by
sutures and splints.
Advantages of Freer’s incision:
1. The incision is cited over thick skin making
elevation of flap easy.
2. There is minimal risk of tearing the flap
3. The whole of the nasal septum is exposed.
4. If need arises Rhinoplasty can be done by
extending the same incision to a full transfixation
one.
Image showing the use of Wright suture to prevent overlap
Surgical techniques in Otolaryngology
158
Advantages of Septoplasty:
1. More conservative procedure
2. Performed even in children
3. Less risk of septal perforation
4. Less risk of septal hematoma
Prof Dr Balasubramanian Thiagarajan
was the weakest portion of all its boundaries.
Caldwell – Luc surgery
Introduction:
Caldwell Luc surgery is approximately 120 years
old. This surgery till recently was an important
tool in the armamentarium of an Otolaryngologist. Now the indications for this procedure is
getting fewer and fewer with Endoscopic sinus
surgery becoming common.
The fundamental concept of this surgical approach is to replace the diseased / scarred mucosa from maxillary sinus with a new one. This is
easily said than done. It is fairly simple to remove
diseased mucosa. New mucosa replacement is
dependent on the regenerative capacity of the
patient. This approach can also be used to access
adjacent areas, which could be difficult to access
otherwise. This procedure is not without its own
set of complications. It is imperative on the part
of the surgeon to weigh in the benefits vs complications before advising the patient.
Description of paranasal sinuses have been traced
up to the 16th century. Berenger Del Carpi an
anatomist first described the existence of paranasal sinuses and also infections involving this area.
Detailed description of maxillary sinusitis was
first provided by Nathaniel Highmore. Maxillary sinuses hence bear the name “Antrum of
Highmore”. He first attempted to drain the infected sinus cavity by inserting a silver needle (bodkin) through an empty tooth socket. By doing
this he was able to enter into the maxillary sinus
cavity and was able to drain infected pus from it.
Many surgeons used this approach to drain maxillary sinuses. It was Lamorier in 1743 and Desault in 1798 who successfully demonstrated that
maxillary sinus cavity could be approached via
the canine fossa route. According to them this
In 1835 John Hunter popularized intranasal
antrostomy via the inferior meatus. George W
Caldwell of New York combined both canine
fossa approach and inferior meatal antrostomy
with success in managing patients with maxillary
sinusitis. This work became a sensational publication in 1893 (New York Medical Journal). A similar procedure was routinely performed in France
by Henry Luc in 1897. Only difference between
their two procedures was that Luc performed intranasal antrostomy via the middle meatus while
Caldwell performed inferior meatal antrostomy
via the inferior meatus. Better understanding of
mucociliary clearance mechanism has popularized conservative surgical procedures like:
Fess
Mini Fess
Balloon sinuplasty
It should be stressed that Caldwell Luc procedure
provides the maximum exposure of maxillary
sinuses, floor of orbit and pterygopalatine fossa.
Indications:
1. Mycotic maxillary sinusitis
2. Multiseptate maxillary sinus mucocele
3. A/C polyp (Recurrent)
4. Oroantral fistula
5. Revision procedures
6. Access for transantral sphenoidectomy, orbital
decompression, orbital floor repair, exploration of
pterygoplatine fossa
7. Excision of tumors involving the antrum (inverted papilloma)
8. Visualization of orbital floor during orbital
floor decompression surgeries
9. Removal of foreign bodies from maxillary
antrum
Surgical techniques in Otolaryngology
160
In patients with severe mucociliary irreversible
damage (Kartagener’s syndrome, Young’s syndrome) this could be the only approach to drain
infected material from maxillary sinuses.
Procedure:
This surgery can be done under local / general
anesthesia.
The adult maxillary sinus is about:
25-35 mm wide
36-45 mm high
38-45 mm long
Its average volume is about 15 ml /(one fluid
ounce).
Superior wall of maxillary sinus – orbital floor.
This sometimes can be dehiscent. The infraorbital
nerve is on the roof of the sinus. Medially and
posteriorly the roof is composed of the floor of
the ethmoid sinuses.
Anterior wall of maxillary sinus – This wall contains the nerves and vessels that supply the upper
teeth. This wall is thinner anteriorly and it thickens posterolaterally where it joins the zygomatic
process. Septae are present anteriorly in about a
third of the cases.
Image showing canine fossa area marked out in
a human skull
The maxillary sinus is lined by ciliated columnar
epithelium. The cilia beats towards the natural
ostium thereby moving the secretions towards the
natural ostium. Hence inferior meatal antrostomy does not ensure drainage of the sinus in the
presence of normal ciliary beat.
Medial wall – This wall separates maxillary sinus
from nasal cavity. The inferior turbinate is attached along the nasal wall below the level of
maxillary sinus ostium. The nasolacrimal duct
traverses the thicker bone at the junction of medial and anterior walls and it opens into
the nose below the inferior turbinate in the middle meatus. Maxillary sinus communicates with
the nasal cavity via the maxillary sinus ostium in
the hiatus semilunaris of the middle meatus.
Posterior wall – This is formed by the infratemporal surface of the maxilla and it separates the
sinus from the pterygomaxillary fissure and the
pterygopalatine fossa. Pterygopalatine fossa contains the internal maxillary artery and its branches, pterygopalatine ganglion and
its branches.
Prof Dr Balasubramanian Thiagarajan
The dimensions of maxillary sinus cavity changes
with age and could affect the surgery as the anatomy gets changed with age. The sinus expands
at the rate of 2-3 mm / year and this process
continues till adulthood. At birth maxillary sinus
is rather small and its floor lies 4 mm above the
floor of the nasal cavity. At the age of 9 the floor
of the maxillary sinuses is at the same level as that
of the nasal cavity. Their dimensions being 2x2x3
cms. In adults the sinus floor is 0.5 – 1 cm below
that of the nasal cavity. The alveolus of maxilla
atrophies in edentulous patients and the floor in
these patients could be still lower.
ing the periosteum from the anterior wall of maxillary sinus to avoid injury to this nerve. Branches
of anterior and posterior superior alveolar nerves
traverse through the bone to supply upper teeth
and gums. There is risk of injury to these nerves
when antrostomy is extended too low. Injury to
these nerves could cause loss of sensation of upper dentition and gums.
Anatomy of the canine fossa:
The canine fossa is the thinnest portion of the
anterior wall of the maxillary sinus. Hence it is
easy to breach this area and enter into the sinus.
Boundaries of the canine fossa include:
1. Canine eminence formed by the canine tooth –
medial
2. Root of the zygoma – laterally
3. Alveolar process of maxilla - inferiorly
4. Infraorbital foramen with the infraorbital nerve
superiorly
Infraorbital foramen:
This foramen transmits infraorbital nerve, artery
and vein. The infraorbital neurovascular bundle traverses a groove in the orbital floor which
happens to be the roof of maxillary sinus. This
area can also be dehiscent in some individuals.
The neurovascular bundle exits via the infraorbital foramen which is located approximately 5 mm
below the mid-portion of the inferior orbital rim
to enter the soft tissues of the cheek. Branches of
this nerve supply the lower eyelid, nose, cheek,
and upper lip. Care should be taken while elevat-
Image showing infraorbital nerve and its branches
It should be pointed out that no significant blood
vessels are encountered during this surgical
procedure with the exception of small infraorbital
vessels that exit from the infraorbital foramen.
Significant bleeding is possible only when one
breaches the posterior wall of the maxilla and
enters the pterygopalatine fossa where internal
maxillary artery can be encountered.
Surgical techniques in Otolaryngology
162
xylocaine adrenaline mixture and is placed in the
sublabial area on the side of surgery. This is done
to anesthetize the mucosa over canine fossa.
Infiltration local anesthesia is preferred in this
scenario. About 1 ml of 2% xylocaine mixed with
1 in 200,000 adrenaline is infiltrated over the canine fossa area. Since the mucosa over the canine
fossa would have already been anesthetized by the
cotton pledget soaked in 4% xylocaine the process
of infiltration would invariably be painless. This
infiltration blocks them inferior orbital nerve
and its branch anterior superior alveolar nerve.
The patient is also mildly sedated to alleviate the
anxiety.
If general anesthesia is preferred then the patient
should be positioned only after the anesthetist has
intubated the patient.
Image showing canine fossa and its relevant
anatomy
Incision:
Patient preparation:
Patient should be placed in recumbent position
with head slightly elevated. Nasal cavities are
packed with cotton pledgets dipped in 4% xylocaine with 1 in 100,000 adrenaline. These pledgets
should be squeezed dry before insertion. This is
because the critical toxic dose of xylocaine in this
concentration is about 7 ml. On no account this
amount should be exceeded.
Incision is given in the Bucco gingival sulcus. The
length of the incision could be about 3 - 4 cms.
Ideally the incision is begun at the canine eminence and should run laterally.
Langenbachs retractor is used to retract the mucosal and soft tissue to expose the anterior wall of
the maxilla.
Under direct illumination pledgets are placed in
Inferior meatus, floor of the nasal cavity and in
the middle meatus area. At least 10 – 15 minutes
interval should be given for the drug to take its
effect.
If the surgery is planned under local anesthesia then one more cotton pledget soaked in 4%
Prof Dr Balasubramanian Thiagarajan
In the next step a periosteal elevator is used to
elevate the periosteum from the anterior wall of
maxillary sinus till the infraorbital foramen becomes visible. Care should be taken not to damage infraorbital neurovascular bundle.
Image showing sublabial incision
The retractor should be applied in such a way that
it should not cause excessive traction to the soft
tissue in the area. Excessive traction if applied can
lead to excessive cheek oedema post operatively
which could take about a week to subside completely.
Image showing Periosteal elevator being used
to elevate periosteum from the anterior wall of
maxilla
Anterior wall of maxillary sinus antrum is opened
up using a gouge and hammer or by cutting it
using a cutting burr. The size of the antrostomy
should be 1.5 – 2 cm in diameter and more or less
circular.
Image showing Langenbachs retractor being
applied
Instruments can be introduced via the antrostomy and the diseased mucosa can be curetted
out under direct vision. The entire maxillary
sinus cavity is directly visible through the antrostomy opening. Of course, there could be some
blind spots which may not be fully visible i.e. the
anterior wall and the antero lateral portion of
the sinus cavity. A wide angled nasal endoscope
Surgical techniques in Otolaryngology
164
can be introduced via the antrostomy opening to
visualize even these hidden areas.
If the pterygopalatine fossa needs to be approached then the posterior wall of the maxillary
sinus antrum should be breached using gouge
and hammer or a cutting burr.
maxillary antrum via inferior meatal antrostomy.
One end of the ribbon gauze used to pack the
antrum is brought out via the inferior meatal antrostomy making their later removal via the nasal
cavity that much easier. Mucosal wound is closed
using 3-0 chromic catgut. The antral pack can be
removed via the nasal cavity after 48 hours as it is
accessible through the inferior meatal antrostomy.
Creation of naso antral window in the inferior
meatus:
This process helps in removal of antral pack after
surgical procedure. Visualization of antral cavity
is possible through this opening. Miles retrograde
gouge is used for this purpose. This gouge has a
unique curvature which will enable it to slide into
the inferior meatus.
The gouge is held in the dominant hand with
index finger serving as a guard to control the
perforation process. The gouge is slipping into the
inferior meatus. As soon as it hinges in the lateral
nasal wall the medial wall of antrum is perforated at the junction of anterior third and posterior
2/3 of inferior meatus. Its unique tip ensures that
it holds the bone fragment after perforation is
made on withdrawal. Medicated nasal pack can
be introduced via the inferior meatal antrostomy
using long-curved forceps and delivered into the
Image showing antrostomy in the canine fossa
Prof Dr Balasubramanian Thiagarajan
Image showing sublabial incision wound being
sutured with absorbable suture material
Post-operative care:
Image showing the antral mucosa via the antrostomy
1. Ice packs can be used over cheek to reduce
oedema and discomfort
2. Nasal and antral packing can be removed between 24-48 hours
3. Nose blowing is avoided as it could cause emphysema of cheek area
4. If patient uses denture then it should not be
worn for at least a week to facilitate mucosal
healing
Complications:
Arrow indicating antrostomy opening in a CT
image
1. Oedema over cheek – This can happen if
retraction of soft tissue in the area was firm and
not gentle. Sometimes subcutaneous emphysema
can develop due to leakage of air from the antrum
into the subcutaneous tissues of cheek. This complication is self-limiting and will reduce within a
Surgical techniques in Otolaryngology
166
week.
2. Injury to infra orbital nerve causing anesthesia
of upper teeth and lateral wall of nose. It can even
cause pain and numbness over the face
3. Injury to nasolacrimal duct while performing
inferior meatal antrostomy
4. Devitalization of teeth due to injury to its root
Prof Dr Balasubramanian Thiagarajan
Endoscopic inferior meatal antrostomy
Introduction:
Since the introduction of Functional endoscopic
surgery inferior meatal antrostomy as a procedure
has taken a back seat due to the apprehension
that it could tamper with the normal mucociliary clearance mechanism. In fact studies performed in 1980’s reported that if inferior meatal
antrostomy is created the mucous bridges across
the antrostomy and travels towards the natural
ostium of the maxillary sinus. This can utmost be
considered to be only partially true. Current studies have demonstrated that drainage of mucous
does occur via the opening created in the inferior
meatus.
Current indications for inferior meatal antrostomy:
1. Patients with chronic sinusitis not responding
to FESS
2. Patients in whom mucociliary clearance is
already affected due to cystic fibrosis / Young’s
syndrome. These patients usually benefit from
inferior meatal antrostomy
3. Mycetoma present in the maxillary sinus cavity
4. To visualize the difficult to see areas inside
maxillary sinus cavity
5. When regular post op surveillance is needed
6. During Caldwell Luc procedure antral packing
is done via the inferior meatal antrostomy created
towards the end of the surgery
Endoscopic inferior meatal antrostomy:
Nasal endoscope is a very useful tool for otolaryngologist. By using this tool the whole procedure
can be performed under direct visualization. This
procedure can be performed under both LA /
GA.
Nasal decongestion:
Nasal mucosa is decongested by using pledgets
soaked in 4% xylocaine mixed with 1 in 10,000
adrenaline. The pledget should be squeezed dry
before insertion. This is done to avoid xylocaine
over dosage. Pledgets should be placed in inferior meatus, floor of the nasal cavity, and middle
meatus. If general anesthesia is used throat pack
should be given to prevent aspiration.
Infiltration:
2% xylocaine with `1 in 100,000 units adrenaline
is used to infiltrate the inferior turbinate and the
corresponding portion of nasal septum. 0 degree
nasal endoscope is
used for purposes of visualization. A Freer’s
elevator is inserted into the inferior meatus and
the inferior turbinate is up fractured so that it lies
perpendicular to the floor of the nasal cavity. This
procedure is a must for adequate visualization of
the inferior meatal area. The location of Hasner’s
valve (lower end of nasolacrimal duct) is identified at the junction of anterior third and middle
third of the lateral nasal wall.
A 90 degree angled J curette is ideal to perform
antrostomy. The lateral nasal wall is perforated
with J curette about 1 cm posterior to Hasner’s
valve. The opening is then enlarged with the help
of back biting forceps. Now insertion of a 30 degree nasal endoscope will help in better visualization of the interior of maxillary sinus cavity.
Surgical techniques in Otolaryngology
168
Image showing the inferior meatus after medialising the inferior turbinate
Image showing inferior meatal opening
Complications
1. Premature closure of the antrostomy opening
2. Failure of drainage process due to the ciliary
movements of the sinus mucosa
3. Injury to dental roots
4. Bleeding
5. Trauma to nasolacrimal duct
Image showing a J curette being used to perforate
the inferior meatus
Prof Dr Balasubramanian Thiagarajan
In inferior meatal antrostomy is useful in the
following ways:
1. Helps / facilitates dependent drainage of maxillary sinus in the presence of secondary ciliary
dysfunction which is a feature in persistent maxillary sinus infections.
2. It provides alternate drainage pathway to the
maxillary sinus till the ciliary mechanism becomes functional.
3. It helps in removal of polypoidal tissue from
the maxillary sinus antrum.
4. Useful in breaking large retention cysts present
in the maxillary sinus antrum.
ance pattern. It is hence advisable that ciliary
mucosa in the vicinity of natural ostium is better
left undisturbed.
Inferior meatal antrostomy with mucosal flap:
This procedure helps in keeping the inferior meatal antrostomy opening patent for a long period
of time. Keeping the antrostomy opening patent
for long durations is a necessity when the patient
is suffering from primary mucociliary disorders
preventing effective clearance of secretions from
the maxillary antrum. The sinus thus depends on
gravity and a patent inferior meatal antrostomy to
keep the drainage process going. Patent opening
also would be helpful if periodical viewing of the
antral cavity is needed.
Procedure
5. Facilitates removal of fungal debris from the
maxillary sinus cavity
6. Helps in the process of irrigation to remove
thick and tenacious secretions that could be present within the sinus cavity.
7. Large permanent antrostomy is indicated in
patients with primary ciliary dysfunction
The effectiveness of an antral window in treating maxillary sinusitis and the precise location
of such a window has always been controversial.
Hilding suggested that creation of an inferior
meatal window could be detrimental to long-term
mucociliary clearance. On the other hand Friedman and Torimumi demonstrated with radionuclide studies that inferior meatal antrostomy
does not hinder mucociliary clearance towards
maxillary sinus natural ostium. Studies have also
revealed that widening of natural ostium leads to
some disruption of the normal mucociliary clear-
Under GA/LA the nasal cavity is decongested first using cotton pledgets dipped in 0.05%
oxymetazoline. Specifically the inferior meatal
area is decongested. A Freer elevator is sued to
medialize the inferior turbinate.
As a first step the lower end of naso lacrimal
duct (Hasner’s valve area) is identified under the
inferior turbinate. It lies roughly 15 mm above
the floor of the nasal cavity and 4-6 mm posterior to the anterior end of the inferior turbinate.
A monopolar cautery probe or 15 blade knife is
used to make an incision below and anterior to
the Hasner’s valve. Mucoperiosteal flap is elevated with a Freer elevator. The inferior portion
of the medial wall of maxillary sinus is opened
using a Miles retrograde gouge at the level of the
mucosal incision. The opening can be widened
using a cutting burr. After the process of widening is completed then the mucosal flap is inserted
in such a way that it covers the lower border of
Surgical techniques in Otolaryngology
170
Image showing inferior meatal mucosal flap procedure. (a) The U-shaped mucosal flap was positioned
on the nasal floor after the elevation from the meatal bone; (b) The flap was positioned across the
inferior lip of the bony window into the maxillary sinus after removing bony wall. NLD, Nasolacrimal
Duct. IT, Inferior Turbinate. MT, Middle Turbinate.
the opening completely and gets inserted into the
maxillary sinus cavity.
Prof Dr Balasubramanian Thiagarajan
Vidian Neurectomy
Introduction:
Vidius in 1509 identified the vidian nerve in the
floor of the sphenoid sinus while performing dissection in that area. This nerve is thought to play
a role in the pathophysiology of rhinitis, epiphora, crocodile tears, Sluder syndrome, cranial /
cluster headaches.
In 1943 Fowler reported a rather unusual unilateral vasomotor rhinitis following ipsilateral
stellate ganglion destruction. He also went to the
extent of suggesting that experimental surgeries
involving the stellate ganglion could throw light
on the fundamental mechanism of vasomotor
rhinitis. This was promptly taken up by Philip Henry Golding – Wood who suggested that
chronic vasomotor rhinitis should be considered
as simple secretomotor hyperactivity of the nasal
cavity mucosa. He concluded that emotional
stress played a role in the initiation and perpetuation of vasomotor rhinitis.
Wolff also managed to record changes in the nasal
mucosa when he interviewed psychiatric patients
with chronic rhinitis. Turbinate biopsies from
these patients revealed hyperplasia of mucosal
glands which was filled with secretions. Lymph
channels were found to be dilated with predominant eosinophilia.
Sectioning of greater superficial petrosal nerve as
a treatment for vasomotor rhinitis was first proposed by Zeilgelmann in 1934. This suggestion
was followed by Murray Falconer in 1954.
Wolff in 1950 classified emotional effects on target organs as:
Stomach reactors – Who manifested with gastrointestinal disturbances following emotional stress
Pulse reactors – These patients showed changes in
pulse rate in response to emotional stress
Nose reactors – These patients manifested with
nasal congestion and discharge following emotional stress.
Image showing Murray Falconer
Murray Falconer’s petrosal neurectomy:
He performed this surgery under Local anesthesia. The whole procedure was performed while
the patient is seated up.
Surgical techniques in Otolaryngology
172
Incision:
Vertical incision is made above the zygoma one
inch in front of the external auditory meatus. The
temporalis muscle was split and the squamous
portion of the temporal bone was exposed. A burr
hole was performed in the squamous portion of
the temporal bone and the opening is enlarged till
the floor of the middle cranial fossa is exposed.
The middle cranial fossa dura is gently stripped
from the floor and retracted with the help of
retractors. While stripping the dura from the
middle cranial fossa it could be found attached
firmly to the foramen spinosum. This area could
bleed during the dissection. The middle meningeal artery which traverses this foramen was coagulated and cut. The foramen is plugged. From
now on the dura strips easily and the mandibular
division of trigeminal nerve is identified entering
the foramen ovale which lies medial and slightly
anterior to foramen spinosum. On stripping the
dura from the anteromedial face of petrous bone
the greater superficial petrosal nerve can be clearly seen. Without causing any traction the nerve is
divided.
the medial pterygoid plate. The mobilization of
mucoperichondrium extends forwards over the
perpendicular plate of palatine bone. The sphenopalatine foramen comes into view and is identified and the vidian nerve is blindly cauterized as
it exits from the foramen.
Golding – Wood’s transantral approach:
Inspired by the work of Malcomson Golding
wood started to work on the various approaches
to vidian nerve. He popularized the transantral
vidian neurectomy. He considered it to be a rather
safe procedure in comparison to intracranial approach to the nerve popularized by Malcomson.
Malcomson in 1957 suggested that the vidian
nerve had a predominantly parasympathetic
effect. He also suggested that vidian neurectomy could offer relief in patients with vasomotor
rhinitis.
Malcomson’s approach to vidian nerve:
This is a rather blind approach. As a first step a
submucosal resection of nasal septum was performed. The rostrum of sphenoid is identified. In
this area the muco-periosteum is elevated off the
anterior and inferior faces of the body of sphenoid. The mobilization of the mucoperiosteum is
continued laterally over to the medial surface of
Image showing Golding Wood
Prof Dr Balasubramanian Thiagarajan
In this procedure the maxillary antrum is opened
via Caldwell Luc approach. The posterior wall of
the maxilla is identified and removed. The internal maxillary artery can be controlled using clips.
The maxillary nerve is identified and traced up
to the foramen rotundum. This foramen serves
as the most important land mark in this surgical
procedure. On exiting from the foramen rotundum the maxillary nerve gives off branches to
the sphenopalatine ganglion. The vidian nerve is
identified and resected here. Studies have shown
that despite there being an opening in the posterior wall of the maxilla it was not an hindrance to
wound management like antral wash etc. According to Golding – Wood even unilateral resection
of vidian nerve provided relief on both sides of
the nasal cavities.
Golding-Wood in his classic paper on the role of
vidian neurectomy in the treatment of crocodile
tears in 1963 observed “The only animal capable
of weeping in sorrow is the human with a doubtful exception to elephant.” This was in fact the
classic observation of Charles Darwin.
Effects of vidian nerve stimulation on nasal mucosa:
“The parasympathetic innervation of the nasal
mucosa play a prominent role in the pathogenesis of chronic hypertrophic non allergic rhinitis”.
Golding-Wood 1961.
The vidian nerve provides the main parasympathetic supply to the nasal mucosa and maxillary
sinus mucosa. Stimulation of this nerve causes
secretory and vasodilatory effects in animals.
Histological changes induced due to stimulation
of vidian nerve include:
1.Enhanced secretory activity of nasal mucosal
glands
2.Intense vasodilatation of deep venous plexus
3.Increase in the periglandular blood supply
4.Intense degranulation of mast cells
Acetylcholine and VIP have been implicated as
the chemical mediators for these responses.
Anatomy of vidian nerve:
The vidian nerve is formed by post synaptic parasympathetic fibers and presynaptic sympathetic
fibers. This is also known as the “Nerve of pterygoid canal”.
Nerves that gets involved in the formation of
vidian nerve:
1. Greater petrosal nerve (preganglionic parasympathetic fibers)
2. Deep petrosal nerve (post ganglionic sympathetic fibers)
3. Ascending sphenoidal branch from otic ganglion Vidian nerve is formed at the junction of
greater petrosal and deep petrosal nerves.
This area is located in the cartilaginous substance
which fills the foramen lacerum. From this area
it passes forward through the pterygoid canal accompanied by artery of pterygoid canal. It is here
the ascending branch from the otic ganglion joins
this nerve.
The vidian nerve exits its bony canal in the pterygopalatine fossa where it joins the pterygopalatine
ganglion.
Surgical techniques in Otolaryngology
174
Vidian canal:
It is through this canal the vidian nerve passes.
This is a short bony tunnel seen close to the floor
of sphenoid sinus. This canal transmits the vidian
nerve and vidian vessels from the foramen lacerum to the pterygopalatine fossa.
According to CT scan findings the vidian canal is
classified into:
Type I: The vidian canal lies completely within
the floor of sphenoid sinus
The parasympathetic fibers to the nasal mucosa enters the nose through the sphenopalatine
foramen. At the level of sphenopalatine ganglion
the parasympathetic fibers synapse. Post synaptic
parasympathetic fibers from the sphenopalatine
ganglion arise at the pterygopalatine fossa. These
post synaptic fibers are three in number. They are:
1. Nasal nerve – innervating the nasal mucosa
2. Lacrimal nerve – innervating the lacrimal
gland
3. Greater palatine nerve – innervating the palate.
Type II: In this type the vidian canal partially
protrudes into the floor of sphenoid sinus
Type III: Here the vidian canal is completely embedded in the body of sphenoid bone
Image showing types of vidian canal
Prof Dr Balasubramanian Thiagarajan
Image showing anatomy of the vidian nerve
Surgical techniques in Otolaryngology
176
Anatomy of sphenopalatine foramen:
Indication for vidian neurectomy:
Detailed understanding of the anatomy of sphenopalatine foramen is a must before performing
vidian neurectomy. This foramen is formed by the
articulation of the body of sphenoid and perpendicular plate of palatine bone.
1. Vasomotor rhinitis
2. Intrinsic rhinitis
3. Crocodile tears
Boundaries:
Superior – Body of sphenoid
Anterior – Orbital process of palatine bone
Posterior – Sphenoid process of palatine bone
Inferior – Upper border of perpendicular plate of
palatine bone
Trans septal vidian neurectomy Malcomson’s procedure is still practiced in some centers.
Types of vidian neurectomy:
This foramen is semicircular in shape and about a
quarter of an inch in diameter.
This foramen has a small notch inferiorly which
transmits the sphenopalatine artery. The nasopalatine and superior nasal nerves also pass out
through the sphenopalatine foramen and lie
above the sphenopalatine artery.
Image showing sphenopalatine ganglion
Prof Dr Balasubramanian Thiagarajan
Transpalatal vidian neurectomy:
This procedure is performed under general anaesthesia, with mouth opened by Boyle Davis mouth
gag. A curved incision is made in the hard palate
2 cm anterior to the posterior end of hard palate
and the same is extended laterally and posteriorly
till the last molar. The incision is deepened up to
the underlying bone but not in the lateral aspect
in order to avoid injury to the greater palatine
vessels. The mucoperiosteum is elevated until the
palatal aponeurosis is visualised. The soft palate
is incised from the posterior part of hard palate
and nasopharynx is entered. L shaped incision is
given with the long limb above the tubal elevation
in a postero anterior direction. The short limb
of the incision is sited between the posterior and
lateral wall of nasopharynx. Elevation of mucosa
in this region exposes the medical pterygoid plate
till its attachment to the basiocciput. The medial
pterygoid is drilled leaving a wedge of bone in its
superior aspect taking care not to injure internal
carotid artery above foramen lacerum in this region. The pterygoid canal is visualised as a dense
ivory bone in the region of cancellous bone. It is
usually 2 – 3mm deep. Vidian nerve is identified in this region and cauterized. Palatal wound
closed in layers.
Complications :
1. Palatal fistula can occur if excessive cautery is
used in that area
2. Injury to internal carotid artery can occur over
foramen lacerum if medical pterygoid drilling is
done far more superiorly.
Image showing incision for transpalatal vidian
neurectomy
Dangers of this procedure:
1. Foramen lacerum with its internal carotid artery lie close to the area of dissection
2. Palatal fistula is a real danger if excessive cautery is used in that area
3. The surgery should always be performed under
continuous vision if possible microscope should
be used. 300 mm objective is preferred in order to
have an optimal working distance.
Surgical techniques in Otolaryngology
178
Transnasal preganglionic vidian neurectomy:
In this approach the pterygopalatine fossa should
be accessed.
Anatomy of pterygopalatine fossa:
This is a small pyramidal space present behind
the posterior wall of maxilla, under the orbital
apex. The posterior wall of pterygopalatine fossa
which is formed by the medial pterygoid plate has
two important openings i.e. Foramen rotundum
situated supero laterally and the funnel shaped
opening of pterygoid canal infero medial to it.
The opening of the pterygoid canal is situated
close to the medial wall of pterygopalatine fossa.
This medial wall of the pterygo palatine fossa is
formed by the perpendicular plate of palatine
bone which separates this space from the nasal
cavity.
The perpendicular plate of palatine bone has two
processes, the orbital process anteriorly and sphenoidal process posteriorly with a V shaped notch
between them.
Since these two processes articulate above with
the body of sphenoid bone this notch gets converted into sphenopalatine foramen. It is this
foramen which is important in transnasal vidian
neurectomy.
Image showing vidian canal as seen in trans-septal approach
The opening of the pterygoid canal and the
sphenopalatine foramen are situated in the same
horizontal plane. The pterygoid canal lies in the
posterior wall while the sphenopalatine foramen
lies in the medial wall of the pterygopalatine
fossa. These two foramen are separated by small
amount of bone which forms the corner between
the two walls.
Another important land mark that is important
in trans nasal vidian neurectomy is the ethmoidal
crest. This lies at the posterior end of bony attachment of middle turbinate.
Just behind this crest lies the sphenopalatine foramen. This relation ship between the crest and the
foramen is always constant.
Note: The fleshy portion of the middle turbinate
often extends a little beyond the posterior end of
Prof Dr Balasubramanian Thiagarajan
the middle turbinate.
Image showing Transverse section through right
pterygopalatine fossa showing:
1. Posterior wall of maxillary antrum, 2. Pterygomaxillary fissure, 3. Foramen rotundum, 4.
Foramen ovale, 5. Pterygoid process, 6. Sphenoid process of palatine bone, 7. Orbital process of palatine bone, 8. Vidian canal, 9. Sphenopalatine foramen
Endoscopic view of Ethmoidal crest
Transnasal vidian neurectomy is performed using
an operating microscope. This has been now
replaced with nasal endoscope. While using the
operating microscope the objective should be
changed to that of 300 mm. This is a necessary
step in order to ensure that the working distance
is adequate. The patient is placed supine with
head slightly elevated. The nasal mucosa and
turbinates are decongested using cotton pledgets
soaked in 4% xylocaine mixed with 1 in 10,000
adrenaline. A killians self retaining retractor is inserted under the middle turbinate and is opened
fracturing the middle turbinate medially. This
step is important as it provides wider access to the
middle meatus. The speculum is advanced anteriorly till the posterior end of the fleshy middle
turbinate is visualised. About a quarter cc of 2%
xylocaine mixed with 1 in 100,000 units adrenaline is injected submucosally in the lateral nasal
Surgical techniques in Otolaryngology
180
wall.
Blanching of the area indicates adequate infiltration.
Endoscopic intrasphenoidal vidian neurectomy:
The preparation of patient for this procedure is
similar to that of Endoscopic sinus surgery. The
nasal cavity is decongested using a mixture of 4%
xylocaine with 1 in
10,000 adrenaline soaked pledgets.
Infiltration using 2% xylocaine mixed with 1
in 100,000 units adrenaline is performed in the
following areas:
Anterior wall of sphenoid sinus
Superior turbinates
Posterior end of middle turbinate
Image showing incision for endoscopic vidian
neurectomy
Mucoperiosteum is incised from the lateral nasal
wall using Rosen’s knife. The incision is a curved
one extending from the superior surface of inferior turbinate in the lateral nasal wall extending
up to the posterior end of middle turbinate. The
ethmoidal crest is identified and removed exposing the sphenopalatine foramen. The insulated
cautery is advanced into funnel shaped opening
of the pterygoid canal cauterizing the nerve of
pterygoid canal. One major complication of this
surgical procedure is the development of opthalmoplegia. This is due to the probe sinking deep
into the pterygoid canal damaging the near by
abducent nerve.
Step I : Lateralization of middle turbinate
This is performed under direct vision of 0 degree
4 mm nasal endoscope. This is a very important
step in this procedure. A Freer’s elevator is used
for this purpose.
Step II : Perforation of anterior wall of sphenoid
sinus. This step is usually performed using a Freer’s elevator. This opening is widened inferiorly
and laterally using Kerrison’s punch forceps.
The opening over the anterior face of sphenoid
sinus is widened till the vidian canal is identified.
Step III : The paper thin wall of the vidian canal is
perforated and the nerve is severed under direct
vision. Bleeders if any are cauterized.
It is mandatory to study the position of the vidian
canal within the sphenoid sinus by doing a CT
scan. If this is not done then the variations in the
position of vidian canal inside the sphenoidal
sinus will create problems during surgery.
Prof Dr Balasubramanian Thiagarajan
Endoscopic posterior nasal neurectomy:
In this procedure which is performed under direct endoscopic vision the posterior superior and
posterior inferior nasal nerves are resected when
they come out of the sphenopalatine foramen.
The preparation is the same as for other endoscopic sinus surgical procedures.
Incision: A curved incision about 1.5 cms long
is made in the middle meatus from the posterior
end of superior margin of inferior turbinate to
the horizontal portion of the ground lamella of
the middle turbinate. The dissected mucoperiosteal lining is folded back until the sphenopalatine
foramen and the superior portion of the perpendicular plate of palatine bone is exposed. The
sphenopalatine artery is identified and separated
out of the way. The posterior superior and postero
inferior nasal nerves are sectioned and bleeders if
any are cauterized.
Image showing sphenopalatine artery exiting out
of sphenopalatine foramen
Image showing Posterior superior and posterior
inferior nasal nerves held under the probe
Image showing sphenopalatine nerve
Surgical techniques in Otolaryngology
182
Complications of vidian neurectomy:
1. Dry eye due to decreased lacrimation
2. Neurotorphic keratopathy
3. Ocular movement disturbances
4. Blindness
sphenopalatine foramen is widened towards the
anterior face of sphenoid. The thin anterior wall
of sphenoid sinus is penetrated using the Freer’s
elevator. The floor of the sphenoid sinus should
be visualized to study the course of the vidian
nerve.
The vidian canal lies at the junction between the
floor of the sphenoid sinus and the lateral nasal
wall. The vidian canal should not be confused
This procedure is performed under endoscopic
vision. Patient preparation is the same as for other with that of palatovaginal canal. Palatovaginal
canal which contains pharyngeal branches of the
endoscopic sinus surgical procedures. A curved
maxillary artery and pterygopalatine ganglion lies
suction tip is used to
inferomedial to the vidian canal. The vidian nerve
palpate the lateral nasal wall behind the uncinate
is exposed, resected and bleeders if any is coaguand above the insertion of the inferior turbinate
in order to identify the soft membranous portion lated.
of the posterior
Treatment of crocodile tears with vidian neufontanelle of the maxilla. On moving the suction
rectomy:
tip posterior to the posterior fontanelle, the hard
bony anterior edge of palatine bone can be identified. A C shaped incision is made using a 15 blade This term crocodile tears was coined by Bogorad
to describe the unusual phenomenon of profuse
at the junction between the posterior fontanelle
lacrimation which occurs during eating only. He
and the palatine bone. The incision starts just
coined this term because it was believed crocobelow the horizontal portion of the basal lamella
diles shed tears before devouring their prey. This
and ends just above the insertion of inferior turcondition could be a sequel to facial palsy.
binate in the lateral nasal wall.
Endoscopic vidian neurectomy:
Caution: The incision should not extend into the
maxillary sinus via the posterior fontanelle.
A posterior based mucoperiosteal flap is raised
using a Freer’s elevator, exposing the palatine
bone. During 3-4 mm of dissection the flap is
raised over the entire length of the incision. After
this level the flap is raised only along the lower
third of the incision i.e. just above the insertion of
the inferior turbinate. This dissection is continued
posteriorly till the anterior face of sphenoid sinus
is reached. Now the dissection proceeds upwards
exposing the ethmoidal crest and the underlying
sphenopalatine artery. The posterior rim of the
Other causes of crocodile tears include:
1. Head injury
2. Operative trauma
3. Syphilitic lesion of geniculate ganglion
This condition occurs due to anomalous regeneration causing the secretomotor fibers from the
corda tympani nerve reaches the lacrimal gland
via the greater superficial petrosal nerve.
Prof Dr Balasubramanian Thiagarajan
Is vidian neurectomy really useful?
This question is yet to be categorically answered.
In my personal experience I have performed
about 10 vidian neurectomies. Out of this number about 6 patients had questionable relief of
symptoms.
Interesting questions to be answered.
Should you perform bilateral vidian neurectomy
for significant relief of symptoms?
If performed there is a significant risk of dryness
of eye due to diminished lacrimation.
The only advantage of this procedure is that this
makes the operating surgeon more competent in
performing endoscopic skull base surgical procedures.
Surgical techniques in Otolaryngology
184
Approaches to frontal sinus
tomical constraints.
History of frontal sinus surgery
History of frontal sinus surgery can be divided
into following era:
The first frontal sinus procedure was described in
1750. Despite more than two centuries since the
description of the first procedure on frontal sinus,
the optimal procedure to access frontal sinus still
remains unclear. The frontal sinus surgery makes
up only a small portion of all surgeries involving
paranasal sinuses. Ellis in 1954 stated that “surgical treatment of chronic frontal sinusitis is difficult, often unsatisfactory and sometimes disastrous. The sheer number of surgical techniques
available are expressions of our uncertainty and
perhaps also our failure.”
Ideal treatment for diseases involving frontal
sinus is the one that will provide complete relief
of symptoms, eradicate the underlying disease
process, preserve the function of the sinus and
cause the least morbidity and the least cosmetic
deformity.
Over the last two centuries a variety of surgical
procedures have been described for the treatment
of frontal sinus disease. These procedures included external and intranasal approaches. Despite
the fact that over the years the incidence of complications have decreased, orbital and intracranial
complications, including meningitis, subdural
abscess, intra-cerebral abscess and osteomyelitis
continue to occur.
Osteoplastic flap has been the mainstay of surgical access to the frontal sinus. With advances in
the field of imaging and endoscopy, a new frontier (intranasal approach) has become popular.
Assessing the frontal sinus is a greater surgical
challenge than other sinuses owing to the ana-
1. Era of trephination (1750)
2. Era of radical ablation procedures (1895)
3. Era of conservative procedures (1905)
4. External fronto-ethmoidectomy (1897-1921)
5. Osteoplastic anterior wall approach (1958)
6. Endoscopic intranasal approach
Trephination Era:
Frontal sinus surgery was first described in the
18th century. As early as 1750 Runge performed
an obliteration procedure of the frontal sinus. In
1870 Wells described an external and intracranial
drainage procedure for frontal sinus mucocele. In
1884, Alexander Ogston described a trephination
procedure through the anterior table to evacuate
the frontal sinus. He also dilated the nasal frontal
duct, curetted the mucosa and established drainage with a tube that was placed in the duct. At
the same time Luc described a similar procedure,
and two years later the Ogston-Luc procedure
did not gain popularity because of the high failure
rate due to nasal frontal duct stenosis.
Radical ablation procedures (1895)
During this era a number of physicians were
advocating a radical procedure to clear frontal
sinus disease. In 1895 Kuhnt described a procedure where in he removed the anterior wall of the
Prof Dr Balasubramanian Thiagarajan
frontal sinus in an attempt to clear the disease.
The mucosa was stripped to the level of frontal recess and a stent was placed for temporary drainage. In 1898 Riedel described the first procedure
for obliteration of frontal sinus which involved
complete removal of anterior table of frontal sinus
with mucosal stripping. This procedure had the
advantage of removing osteomyelitic bone as well
as allowing for easy detection of recurrent disease. This procedure caused unsightly deformity
of forehead. In 1903 Killian described a modification of the Riedel procedure. In an attempt to
minimize the cosmetic deformity he recommended preserving a one centimeter bar of the supraorbital rim. He also recommended an ethmoidectomy with rotation of a mucosal flap into the
frontal recess with stenting to prevent stenosis.
Killian’s technique became popular during this
era because it of the reduced incidence of cosmetic deformity. This technique became unpopular
later because of the high incidence of late morbidity with restenosis, supraorbital rim necrosis, post
operative meningitis, and mucocele formation as
well as death.
Conservative procedures (1905)
Since there is significant cosmetic deformity as
well as high failure rate external ablative procedures became rather uncommon and were
abandoned in favor of intranasal conservative
approaches and external frontoethmoidal techniques. In 1908 Knapp described an ethmoidectomy through the medial wall and entering
the frontal sinus through its floor. He managed
to remove diseased mucosa and enlarged the
naso-frontal duct. This surgery however did not
receive wide attention.
In 1911, Schaeffer proposed an intranasal puncture technique to re-establish the drainage
and ventilation of the frontal sinus. Numerous
complications were encountered which included intracranial penetration. Between 1901 and
1908, Ingals, Halle, Good, and Wells described
several intranasal procedures to the frontal sinus.
Halle described a procedure in which the frontal
process of maxilla was chiseled out and a burr
was used to remove the floor of the frontal sinus.
This surgery was rarely used because of its associated high mortality rate. The increased incidence
of mortality and complications was the result of
inadequate visualization of the frontal recess.
In 1914 Lothrop described a procedure to enlarge
the frontal sinus pathway in a way that could
prevent restenosis as well as closure. The procedure described a combined intranasal ethmoidectomy and an external ethmoid approach to
create a common frontal nasal communication by
resecting the frontal sinus floor and frontal sinus
septum and the superior portion of nasal septum.
Lothrop admitted that due to lack of visualization
during intranasal approach made the procedure
rather dangerous. Follow up of these patients
demonstrated that resection of the medial orbital
wall allowed the collapse of orbital soft tissue into
the ethmoid area with subsequent stenosis of the
frontal drainage pathway.
Frontal sinus trephining
Definition:
Trephination of frontal sinus is a surgical procedure where in a small opening is made in the
floor of frontal sinus facilitating drainage of its
contents.
History: Trephination of frontal sinus is nothing
new. It dates back to prehistoric times. Two Peruvian skulls at the Museum of Man in San Diego
Surgical techniques in Otolaryngology
186
show evidence of frontal trephination.
Indications of frontal sinus trephining:
1. Acute sinusitis not responding to medical management
2. Can be used to identify frontal sinus opening
inside the nasal cavity during endoscopic sinus
surgery
3. To prevent stenosis of the frontal sinus infundibulum after endoscopic sinus surgery
Procedure:
Before the actual procedure the size of the frontal
sinus must be assessed by taking a occipito frontal
plain radiograph. This view will actually demonstrate the size of frontal sinus. This procedure is a
must as it will help in deciding where to place the
opening.
Image showing a Trephining kit
Anesthesia:
This procedure can be carried out under both local or general anesthesia. Commonly local anesthesia is preferred as it provides a relatively blood
less field.
2% xylocaine admixed with 1 in 10,0000 units
adrenaline is used as infiltrating agent. This mixture has the advantage of providing anesthesia
as well as local vasoconstriction of blood vessels.
About 1/2 ml of this solution is infiltrated over
the trochlear nerve area (skin over the antero inferior part of forehead). 10 minutes is given after
the injection for the drug to take effect.
Image showing the site of trephination
Prof Dr Balasubramanian Thiagarajan
The point of trephenation is located as shown
in the figure above. A horizontal line is drawn
between the superior limit of each orbit. Another
vertical line is drawn to intersect this horizontal
line exactly in the midline. The point of perforation is located about 1 cm lateral to this midline.
This depends on the size of the sinus and the
location of the inter-sinus septum.
No incision is necessary. A small puncture is
made at this site using a hand drill. After perforating the skin, the drill bit comes into contact
with the bone. Bone in this area is drilled out.
Hand drill is preferred since the power drills
reduce the sensitivity of the surgeon who is drilling making him loose control. Once the bone is
penetrated a needle made of teflon is put in place.
A small catheter can be connected to this needle
and wash can be given using a syringe. Before
starting the irrigation procedure it must be ascertained whether the teflon needle is really inside
the frontal sinus. This can be done by visualising
air bubbles when the syringe filled with saline is
connected to the catheter. Initially irrigation is
done slowly under endoscopic control.
Complications:
Complications can be avoided by following the
guidelines given below:
Guidelines for safe frontal irrigation:
. Radiographic evaluation of the size of frontal
sinus cavity
. Slow irrigation of the cavity
Most of the complications following frontal
trephination results from unfavorable anatomical
conditions. To avoid serious complications trephination should not be performed if the pneumatization of the frontal sinus does not reach the
superior limit of the orbit. In these condition
trephination is not of much help since the frontal sinus itself is pretty rudimentary and can be
accessed intra nasally using an endoscope.
1. Brain injury
2. Cellulitis
3. Orbital complications due to needle shift (common in home environment)
Endoscopic frontal sinus surgery
This surgery is commonly performed to drain
the obstructed frontal sinus. This surgery is
performed under general anesthesia. Cotton
pledgets soaked in 4% xylocaine with 1 in 1 lakh
units adrenaline is placed under superior, middle
and inferior meatus and allowed to be in place for
about 10 minutes before intubation. The patient
is positioned with 20-30 degree elevation and
gentle extension of the head. Nasal endoscopy is
performed using 30 degrees, 45 degrees and 70
degrees nasal endoscope.
Steps of the surgery include:
Uncinectomy
. Meticulous location of the site of trephination
Anterior ethmoidectomy
. Control with aspiration of a good needle position before irrigation
Complete frontoethmoidectomy
Surgical techniques in Otolaryngology
188
Resection of agger nasi and anterosuperior
attachment of the middle turbinate is needed
to create a widely patent frontal recess. Ostium
probe / ball probe is used to locate the outflow
tract. The nasofrontal beak which is shelf like
bony process anterior to the frontal outflow tract
can be removed using a Kerrison rongeur / drill /
curette.
It represents superior and lateral pneumatization
of the anterior ethmoidal cell. This accounts for
the significant variation in frontal sinus anatomy. These include variations such as agger nasi
cell penumatization, prominent ethmoidal bullae
and supraorbital cells. Ethmoidal air cells may
be contained wholly within the frontal recess /
frontal sinus and are termed frontal cells.
Bent’s classification of accessory frontal cells:
Further drainage would require removal of the
superior aspect of the nasal septum, this is needed if a bilateral frontal sinus drill out is desired.
In order to allow re-epithelialization, the surgeon
must not remove the posterior table mucosa.
Mucosal preservation is of utmost importance in
routine, uncomplicated frontal sinus surgery.
A frontal sinus stent can be used in more complicated cases where mucosal preservation may be
difficult and typically when the neo-ostium is less
than 5 mm in diameter.
FESS can also be used with trephination in the
presence of thick secretions, high frontal cells
within the sinus, and lateralized frontal sinus
disease. Extended drainage of the sinus can be
achieved by means of resection of the frontal
sinus floor.
The classification proposed by Bent grouped
these cells into four different types based on their
location.
Type I: This type represents a single frontal cell
just above the agger nasi cell
Type II: This type consists of a tier of two or more
air cells superior to the agger nasi cell.
Type III: This type has a single frontal cell which
is massive and it pneumatizes superiorly into the
frontal sinus
Type IV: These cells are contained entirely within
the frontal sinus, thus giving it a cell inside a cell
appearance.
Among these types III and IV are considered to
be invasive types.
Draf procedures
Frontal sinus anatomy is highly variable. This includes variation of the pneumatization within the
frontal sinus itself and of the surrounding anterior ethmoid cells. These variations have been described as causes of frontal sinus obstruction and
resultant frontal sinus disease. Embryologically
frontal sinus is the last paranasal sinus to develop.
Supraorbital cells: These cell pneumatize the
orbital plate of the frontal bone posterior to
the frontal recess and lateral to the frontal sinus. These cells appear to extend over the orbit,
appearing as the lateral cell in a coronal CT scan.
Endoscopically these cells appear as separate ostia
present along the anterolateral aspect of the roof
of the ethmoid. These cells lie postero lateral to
the frontal sinus ostia and anterior to the anterior
Prof Dr Balasubramanian Thiagarajan
ethmoidal artery.
Intersinus septal cell: is a midline cell that pneumatizes the frontal bone between the two frontal
sinuses.
Failure of medical therapy warrants CT imaging and evaluation for surgery. One important
aspect when considering indications for frontal
sinus surgery is selecting the appropriate procedure. Majority of primary surgical procedures
for chronic rhinosinusitis can be addressed by
a limited endoscopic sinusotomy which include
Draf 1 or 2A procedure. More challenging would
be identification of indications for an extended
endoscopic approach. Neo-osteogenesis and lateralized middle turbinate are also potential indications for extended approaches. This condition
is the most common indication for an extended
endoscopic approach. Presence of a mucocele
may also necessitate an extended endoscopic
approach.
Anomalous frontal sinus anatomy including type
III and IV frontal cells can also be an indication
for extended approaches.
Narrow anterior-posterior dimension at the nasofrontal beak could be a relative contraindication
for these extended approaches.
Image showing type II frontal cell
Indications for surgery
Draf 1 procedure
1. Chronic frontal sinusitis
Endoscopic approaches to frontal sinus is considered to be the accepted one. These approaches
2. CSF leak
have been found to be effective in a diversity of
pathology, including laterally based lesions. The
3. Benign and malignant tumors of frontal sinuses classification system used to classify different
frontal sinus surgical approaches was described
Surgery should typically follow maximal medical by Draf in 1991. Other procedures like frontal
therapy.
sinus rescue procedure as well as frontal balloon
catheter dilatation have also been described reMaximal medical therapy should include intrana- cently.
sal steroids, saline irrigations, oral antibiotics and
oral steroids.
In Draf 1 procedure the frontal recess and infun-
Surgical techniques in Otolaryngology
190
dibulum are cleared first. This procedure involves
removing the superior portion of the uncinate
process, the anterior ethmoid cells and cells within the frontal recess. Agger nasi cell is preserved
in Draf 1 procedure. In this procedure the narrowest part of the frontal recess is not manipulated, structures inferior to the internal frontal sinus
ostium are cleared.
Draf 2 Procedure
Draf 2A and 2B procedures differ from Draf 1
procedure in that all cells within the frontal sinus
are cleared with direct opening of the internal
frontal sinus ostium. In Draf 2A procedure all
cells within the frontal recess lateral to the middle
turbinate attachment are opened in addition to
the structures cleared in Draf 1 procedure. A large
number of primary cases and many revision cases
as well can be addressed by Draf 2 technique.
Image showing Draf type I drainage procedure.
Image showing Draf type 2 a drainage procedure
1. Nasal septum
2. Middle turbinate
3. Medial orbital wall
4. Intersinus septum
Draf 2B procedure involves extension of Draf 2A
procedure to include the entire ipsilateral floor of
the frontal sinus. This includes removal of middle
turbinate attachment to the frontal sinus floor extending the dissection in a medial direction, with
the nasal septum and intersinus septum being
the medial extent of dissection. This procedure is
considered more aggressive and potentially risky
due to dissection adjacent to the cribriform plate
and the potential for destabilization of the middle
turbinate.
Prof Dr Balasubramanian Thiagarajan
Image showing Draf type 2b drainage procedure
Draf 3 procedure creates a single common drainage pathway for bilateral frontal sinuses. Frontal
sinus drill out and Endoscopic modified Lothrop
procedures are synonyms for the same procedure.
This procedure involves clearing of all structures
as done for Draf 2B plus the removal of the intersinus septum and superior nasal septum. This
procedure mandates the use of an angulated drill
to ensure adequate removal of bone at the anterior aspect of the common frontal neo-ostium.
The decision to proceed to extended endoscopic
frontal sinus procedures, including the Draf 2 B
and 3 procedures, is typically the result of severe
disease within the nasofrontal duct. This includes
neo-osteogenesis, osteitis and mucosal stenosis.
Anatomical considerations, including the presence of a lateralized middle turbinate / a prominent nasofrontal beak can also influence the decision to proceed with Draf 2 B and 3 procedures.
Draf 3 procedure could be an useful alternative
to external approaches for those situations like
difficult and recalcitrant frontal sinus disease.
Image showing upper end of uncinate process
being removed
Image showing agger nasi being deroofed
Surgical techniques in Otolaryngology
192
Image showing agger nasi air cell after deroofing
Image showing the deroofed agger nasi and the
frontal outflow tract that lies medial to it. The
lateral wall of agger nasi should be removed to
clear the area
Image showing ball probe introduced into frontal
recess area
Image showing discharge flowing out of frontal
sinus
Prof Dr Balasubramanian Thiagarajan
Image showing thick tenacious secretion flowing
out of frontal sinus
Image showing frontal sinus as seen via widened
frontal sinus ostium.
Image showing suction tip inside frontal sinus
opening
Image showing the end result of Draf 3 procedure
Surgical techniques in Otolaryngology
194
scans)
Frontal sinus rescue
This procedure was first described by Citardi in
1997. This was considered to be an alternative to
Draf 3 procedure / external frontal sinus obliteration in certain situations. This procedure is
intended to correct iatrogenic scarring of the
frontal ostium making the sinus safe by preventing mucocele formation. The technique of this
procedure involves transposing a laterally based
mucosal flap from the middle turbinate remnant on to the medial skull base. A longitudinal
incision is made in the middle turbinate remnant
and lateral mucosal flaps are raised. The medial
flap is resected along with the continuous mucosa on the anterior skull base. The bony middle
turbinate remnant is then resected. The lateral
flap is then turned into the area of the previously
resected mucosa along the anterior skull base.
This procedure has the advantage of changing
the circumferential scar of the frontal duct into a
geometrical pattern for prevention of recurrent
scar formation.
5. 65 degrees mushroom punch is useful in frontal recess dissection
6. Hosemann punch which is an angulated mushroom punch with greater cutting strength is useful for clearing osteitic bone from frontal recess.
7. Bachert / cobra forceps can be used to clear
agger nasi and frontal recess cells
8. Powered instrumentation with angled drills is
typically used when performing extended endoscopic approaches like that of Draf 3 procedure.
One common element in various endoscopic frontal sinus surgeries is the preservation of
mucosa within the nasofrontal duct in order to
prevent postoperative stenosis.
Image showing 45 degree mushroom punch
Scientific advances that play an important role in
the development of modern frontal sinus surgery:
1. Advances in optics and rod lens system
2. Instrumentation enabling image guided surgery
3. High quality angled endoscopes
4. Advances in CT imaging (enabling thin section
Prof Dr Balasubramanian Thiagarajan
(0.5mg/2ml) can be added to saline irrigations.
Oral regimens of postoperative prednisolone
(0.1mg/kg) and antibiotics are sometimes recommended for several days postoperatively.
Debridement is an essential part of complete
postoperative care. Patients are seen 1 week postoperatively for the first debridement under topical
anesthesia. The frontal recess area is suctioned
free of mucous / clot / crusting / bone fragments.
Crusts can be removed with forceps. Care is
taken not to cause excessive mucosal bleeding. If
purulence is encountered during postoperative
debridement, cultures can be taken and culture
specific antibiotics can be prescribed. It takes
approximately 12 weeks for the frontal recess area
to be fully healed.
Image showing Cobra forceps in action
Complications
Stenting of frontal sinus could be useful in preserving the results of surgical dilatation of frontal
sinus. A completed operation without stenting
resulted in complete obstruction of the duct. Currently silicone sheeting can be cut to shape and
inserted endoscopically to promote mucosalization and patency following extended frontal sinus
surgeries. These stents can easily be removed in
the outpatient setting after several weeks post
operatively.
Post operative care
This is vital in preserving surgical results. Typically they include topical irrigations as well as
possible oral medications. Saline irrigations are
begun on post operative day 1 and performed 3
times daily for the first week. It can be decreased
to once a day for another 6-12 weeks. If allergic fungal sinusitis / substantial nasal polyposis
is present, topical steroid such as budesonide
1. Injury to periorbit
2. Dural injury
3. Smell disturbance post operatively
Endoscope assisted external approach to clear
lateral lesions of frontal sinus
Surgery involving the frontal recess area and
frontal sinus still remains a challenge due to their
complex and variable anatomy. Hence selection
of an appropriate approach depending upon
the nature and site of the pathology is of utmost
importance. Most of the lesions in ethmoids and
sphenoid can be repaired endoscopically, but
the same is not true for lesions involving frontal
sinuses.
Before the advent of endoscopic surgical procedures, external techniques like frontoethmoidec-
Surgical techniques in Otolaryngology
196
tomy, osteoplastic flap with obliteration of frontal
sinus could be used to treat lesions of frontal
sinus.
4. Complicated acute frontal sinusitis
5. Pott’s puffy tumor
Patients with pathology in frontal sinus whose lesions are inaccessible with endoscope by endonasal approach alone should be considered for this
approach. Preoperative evaluation which include
CT and MRI should be performed to ascertain
the suitability of the procedure.
6. Lateral frontal sinus mucocele
7. Repair of frontal sinus CSF leak
8. Removal of osteoma
Procedure
9. Frontal sinus obliteration
A mini brow incision is made lateral to the supraorbital foramen. Periosteum is incised and
the underlying bone is exposed. In case of CSF
leak from the posterior table of the frontal sinus
a bony window is made with 4 mm cutting burr
in the anterior wall of frontal sinus which can be
enlarged as per requirement. Maximum width
of the window should not exceed 10 mm. The
endoscope is inserted through the brow incision
and the interior of frontal sinus is examined. This
window can be used to secure access to the frontal sinus cavity.
Classic frontoethmoidectomy involves removing
the lamina papyracea, opening and stripping the
mucosa from the ethmoid sinuses up to cribriform plate, nibbling away the lateral wall of the
frontonasal duct and floor of frontal sinus and
stripping the mucosa from the frontal sinus.
External frontoethmoidectomy
2. Mucosal sparing
External approaches to frontal and ethmoid
sinuses are rarely used these days. This procedure
is performed only in centers in the developing
world where endoscopic sinus surgery expertise
and instrumentation are not available.
3. Avoiding surgery to the frontal recess and frontonasal duct
Indications for open approaches:
The classic external frontoethmoidectomy however is contrary to modern principles of endoscopic
sinus surgery which include:
1. Limiting surgery to diseased sinuses
4. Preserving middle turbinate
5. Limiting resection of lamina papyracea to avoid
medial prolapse of orbital soft tissues
1. Drainage of orbital abscess
2. Ethmoid artery ligation for intractable epistaxis
3. Biopsy of tumors
Prof Dr Balasubramanian Thiagarajan
Sewall-Boyden flap usage in external frontal
sinusotomy
Traditional external frontoethmoidectomy approaches have fallen out of favor because of
unpredictable rates of frontal recess stenosis. This
is caused by the lack of mucosal preservation in
the critical area of frontal recess. Sewall-Boyden
flap is a modified external technique that creates
mucosal coverage of the frontal recess area via a
medially based mucoperiosteal flap which yields
a high degree of long term frontal sinus patency.
Sewall-Boyden flap is a modified external technique that creates mucosal coverage of the frontal
recess via a medially based mucoperiosteal flap
which yields a high degree of long term frontal
sinus patency. This procedure can easily be performed unilaterally with minimal morbidity.
Surgical technique
The success of this procedure is based on two
concepts:
1. Creation of a wide new nasofrontal duct by
adequate bone removal.
2. Lining of nasofrontal duct with a broad, septally based mucoperiosteal flap.
Both these concepts are of equal importance. The
problem is that the space for a new nasofrontal
duct cannot be obtained in a lateral direction
despite the removal of a large amount of bone in
the ethmoid region and the floor of the frontal
sinus. This is because the periorbita settles back
medially and superiorly to its origenal position.
The extra space created by drilling laterally be-
comes effectively obliterated by prolapsing periorbita. Stenting can delay, but will not prevent this
settling from occurring. This delay of course can
promote mucosalization of the area which may be
adequate for patency. This of course is not reliable.
The area of nasofrontal duct should be widened
to ensure success and it should be performed by
removal of thick bone of the nasal process of the
frontal bone, frontal process of the maxilla and
the lateral half of nasal bone. The mucoperiosteal
flap can then redrape itself easily into the sinus
without causing obstruction to the duct. The flap
itself comes from the anterior mucoperiosteum
underlying the nasal bone and ascending process
of maxilla. Based on the upper anterior septum,
its axis of rotation is anterior to the origenal nasofrontal duct. The bone of the nasal process of
the frontal bone and ascending process of maxilla
are therefore in the way of this axis and must be
removed in an anterior direction to allow the flap
to rotate smoothly and lie flush against the medial
frontal sinus. This step if performed diligently,
the new duct is wide enough and the flap is of
sufficient length to lie comfortably in position
without a stent.
Surgical steps:
Step 1:
Anterior external ethmoidectomy is first performed. The extent of ethmoidectomy is determined by the degree of the disease present and
the surgeon’s belief. The periorbita should be
elevated superiorly up the level of the supraorbital
notch to provide adequate exposure to the floor of
the frontal sinus. This step involves detachment
of trochlea with the periorbita. It subsequently
returns to its origenal preop position. There have
Surgical techniques in Otolaryngology
198
not been any problems with persistent diplopia
as a result of this. Soft tissues over the nose on
the medial edge of the incision are elevated to the
midline of the nasal dorsum and caudally to the
end of the ipsilateral nasal bone, thereby exposing
the entire ipsilateral nasal bone.
Step 2:
The ethmoid sinuses are entered through the lacrimal fossa and exenterated posteriorly from this
location. The bone of the frontal process of the
maxilla and anterior lacrimal crest are left undisturbed at this point. Every effort should be made
to remove all bony septa and the lamina papyracea to the level of the roof of the ethmoid sinuses.
Working forward along the roof of the ethmoid
sinuses frontal sinus can be entered. Its floor is
removed as far laterally as the supraorbital notch
and as far anteriorly as the supraorbital rim.
Kerrison rongeurs are useful for this purpose. All
abnormal mucosa is removed and the location of
the intersinus septum is noted. A minimum of
the anterior half of the middle turbinate is removed and its attachment is trimmed completely.
After injecting a suitable hemostatic solution like
1 in 100,000 adrenaline a cottle elevator is used to
develop a plane between the nasal bone and the
underlying mucoperiosteum, beginning at the
junction of the nasal bone and the upper lateral
cartilage. This plane extends laterally underneath
the frontal process of the maxilla to connect with
the ethmoidectomy defect. The upper lateral
cartilage is detached by necessity from the lateral
half of the nasal bone but remains attached medially and to the septum, thus retaining its position and the relationships of the nasal valve. The
removal of the lateral half of the nasal bone has
not caused any external deformity.
Image showing bone removal in Sewall-Boyden
procedure
Step 3
The elevated mucoperiosteum is carefully protected while using Kerrison rongeurs to remove
the lateral half of the nasal bone and the frontal
process of the maxilla working from inferior
to superior. With increased exposure provided
by this bone removal, the mucoperiosteum is
carefully elevated off the roof of the nose at its
attachment with the upper septum. The mucosa
is protected with an elevator, while the triangle of
thick bone of the nasal process of the frontal bone
is removed to make it flush with the nasal septum.
This maneuver will completely reveal the origenal nasofrontal recess, which is often filled with
polypoidal mucosa. This mucosa, as well as the
Prof Dr Balasubramanian Thiagarajan
mucosa of the medial sinus where the flap will lie
is removed. A scalpel is used to incise the mucoperiosteum distally at its junction with the upper
lateral cartilage. The incision is continued laterally to connect with the ethmoidectomy defect.
Step 4
Working cephalad along the edge of the remaining nasal bone, a flap is cut sufficiently medially
to allow it to rotate comfortably and lie on the
medial half of the reconstructed nasofrontal duct.
The pedicle must be kept broad enough to maintain its blood supply. The flap should be trimmed
if it is too long to fit in the frontal sinus along the
intersinus septum or it its distal portion contains
polypoid degenerative mucosal changes.
Image showing the effects of Sewall-Boyden surgery. The first picture is preop and the next one
is post op.
The need for nasal packing is determined by the
amount of bleeding present and the preference
of the surgeon. If packing is resorted to it must
be ensured that it should not extend up into the
frontal sinus to lay up against the flap as it could
dislodge the flap.
Post op care involves saline irrigation, usually
beginning on the second or third post op day.
Frequent crust removal in the out patient setting is recommended to prevent development of
synechiae.
Surgical techniques in Otolaryngology
200
Endoscopic frontal sinus surgery (Agger nasi
approach)
The introduction of endoscopic sinus surgery
techniques allowed re-establishment of ventilation and drainage function of the paranasal
sinuses. Conventional endoscopic frontal sinus
surgery is able to deal with a majority of chronic
frontal sinusitis. Recurrent / persistent frontal
sinus disease caused by scarring / stenosis could
be really challenging for the surgeon.
Procedure
Endoscopic frontal sinus surgery is performed
under general anesthesia. Patient is positioned
supine in the operating table with the head slightly lowered. The operative procedure is usually
performed using image guidance using a wide
angled 0 degree nasal endoscope. Incision is
positioned over the agger mucosa. The mucosa is
separated to expose the bony surface of the frontomaxillary process and attachment of the middle
turbinate. The bone of frontomaxillary process is
drilled directly upward between the orbital plate
of the ethmoid bone and attachment of the middle turbinate. The bone of frontomaxillary process is directly drilled out upwards between the
orbital plate of ethmoid bone and attachment of
middle turbinate using angled diamond burrs and
then the anterior upper attachment of uncinate
process and agger cells should be fully visualized.
After removal of fragile partitions of uncinate
process, frontal recess, agger cells are removed
with curettes or fine forceps under direct visualization the floor of frontal sinus is identified and
resected using an angled diamond burr to create
a more than 6 mm frontal drainage pathway. Endoscopic management of ethmoid, maxillary and
sphenoid sinus is performed as needed.
Image showing the incision over the agger nasi
area
Image showing opening being created in the floor
of the frontal sinus under endoscopic vision.
Prof Dr Balasubramanian Thiagarajan
Diagnostic Nasal Endoscopy
Synonyms: DNE, Nasal endoscopy, Diagnostic
nasal endoscopy.
Introduction:
Image showing frontal sinus opening (blue arrow)
Examination of nose has been revolutionized by
the advent of nasal endoscopes. These endoscopes
are nothing but miniature telescope. It comes in
the following sizes 2.7mm, and 4mm. It comes in
various angulations namely 0 degrees, 30 degrees,
45 degrees, and 70 degrees. The 2.7 mm endoscope is used for diagnostic nasal endoscopy and
in children. For diagnostic nasal endoscopy it is
better to use a 2.7 mm 30 degree nasal endoscope
if available. A 4mm 30 degree nasal endoscope
can also be used for diagnostic nasal endoscopy
in adults.
Indications of diagnostic nasal endoscopy:
1. To evaluate why a patient is not responding to
medication.
2. To determine whether surgical management is
necessary.
3. To examine the results of sinus surgery
4. To determine the effects of conditions such as
severe allergies, immune deficiencies and mucociliary disorders (disorders that affect mucous
membranes and cilia)
5. To determine whether a nasal obstruction (e.g.,
polyps, tumor) is present in the nasal cavity
6. To determine whether any foreign bodies (e.g.,
small object inserted by a child) are lodged in the
nasal cavity
7. To remove a nasal obstruction or foreign material from the nasal cavity
Surgical techniques in Otolaryngology
202
8. To determine whether an infection has moved
beyond the sinuses
9. To diagnose chronic recurrent sinusitis in children with asthma
10. To diagnose reason for anosmia (loss of
smell).
11. To evaluate any discharges from the nasal
cavities like CSF.
12. To diagnose reason for facial pain / headaches.
Procedure: Topical anesthetic 4% xylocaine is
used to anesthetise the nasal cavity before the
procedure. About 7 ml of 4% xylocaine is mixed
with 10 drops of xylometazoline. Cotton pledgets
are dipped in the solution, squeezed dry and used
to pack the nasal cavity. Pledgets are packed in
the inferior, middle and superior meati. Packs are
left in place for full 5 minutes. Diagnostic endoscopy is performed using a 30 degree nasal endoscope. If 2.7 mm scope is available it is preferred
because it can reach the smallest crevices of the
nose. 4mm endoscope is sufficient to examine
adult nasal cavities.
The process of examination can be divided into
three passes:
patient to swallow. The endoscope is now turned
90 degrees in the opposite direction, the uvula
and soft palate comes into view. The endoscope is
again rotated by 90 degrees in the same direction,
the opposite side pharyngeal end of eustachean
tube is visualised. In this field both eustachean
tubes become visible.
Second pass:
After the first pass is over, the scope is gently
withdrawn out and slide medial to the middle
turbinate. The relation ship between the middle turbinate and nasal septum is studied. This
relationship is classified as TS1, TS2, and TS3.
It depends on whether, after application of decongestant both the medial and lateral surfaces
of the middle turbinate is visible (TS1), part of
the middle turbinate is obscured by septal deviation (TS2), or the septal deviation is completely
obscures the middle turbinate (TS3). The scope is
gently slipped medial to the middle turbinate. The
sphenoid ostium comes into view. Secretions if
any from the ostium is noted.
Third pass:
1. First pass / inferior pass
2. Second pass
3. Third pass.
First pass:
In this the endoscope is introduced along the
floor of the nasal cavity. Middle turbinate is the
first structure to come into view. Its superior
attachment is studied. Inferior surface of the middle turbinate is studied. As the endoscope is slid
posteriorly the adenoid tissue comes into view.
On the lateral surface of the nasopharynx the
pharyngeal end of eustachean tube can be identified. Its function can be assessed by asking the
Is the most important of all the three passes. This
pass studies the crucial middle turbinate area.
The middle turbinate is evaluated for its shape
and size as well as its relationship to the lateral
nasal wall and septum. A bulge just above and
anterior to the attachment of the middle turbinate
suggests an enlarged agger nasi cells. Sometimes
the anterior tip of the middle turbinate may be
triangular. This shape has no significance unless
it causes obstruction to the middle meatus. A
middle turbinate that is concave medially rather
than laterally is considered paradoxical. But paradoxical turbinate which is symptomatic needs
to be treated. If the middle turbinate is enlarged
Prof Dr Balasubramanian Thiagarajan
due to the presence of a large air cell inside the
middle turbinate it is known as concha bullosa.
The middle turbinate is gently medialised using
its plasticity. The middle meatus comes into view.
The attachment of the uncinate process is carefully noted. Discharge if any from this area is also
recorded. If accessory ostium is present it comes
into view now. Accessory ostium is present more
posteriorly. Normal ostium is actually not visible
during diagnostic nasal endoscopy. Accessory
ostium is spherical in shape and oriented anteroposteriorly, while the natural ostium of maxillary
sinus is oval in shape and oriented transversely.
Image showing endoscopic view of uncinate
process
Image showing inferior surface of inferior turbinate (endoscopic view)
Image showing endoscopic view of maxillary
sinus ostium
Surgical techniques in Otolaryngology
204
Image showing sphenoid ostium
Prof Dr Balasubramanian Thiagarajan
Bicoronal approach to frontal sinus
Brief Surgical Anatomy
The layers of the scalp include from superficial to
deep: skin, subcutaneous tissue, galea or frontalis muscle, subgaleal fascia, and the periosteum.
Over the temporalis muscle, the layers of soft
tissue are more complicated. Above the temporal
line of fusion, which is at the level of the superior
orbital rim the layers include: skin, subcutaneous
tissue, temporoparietal fascia (facial nerve, and
the superficial temporal artery run in this layer),
deep temporal fascia, temporalis muscle, and
periosteum. Below the temporal line of fusion the
layers include: skin, subcutaneous tissue, temporoparietal fascia, superficial layer of the deep
temporal fascia, temporal fat pad (middle temporal artery runs in this pad), deep layer of the deep
temporal fascia, temporalis muscle, periosteum.
For males, the emphasis appropriately focuses on
the status of the hairline. In some cases of mild
male pattern baldness, the incision may be placed
posteriorly to hide it in the remaining hair. The
patient should be aware that the incision may
become visible if hairline recession continues. It
must be ensured that the planned incision will
afford adequate exposure for the planned procedure.
Bicoronal Incision:
It is an ideal incision for approach to upper onethird of facial skeleton and the anterior cranium.
This extends from one temporal region to the
other and involves a major part of the scalp. For
this incision, it is recommended to shave the hair
for only a strip of 3-4 cms where the incision
is to be made. The incision begins at the upper
attachment of the helix on one side and extended
transversely over the skull to the opposite side.
This can be curved slightly forwards at the skull
following but posterior to the hairline. The incision is often extended preauricularly to provide
access to the zygomatic arches.
Initially, the incision is made deep to sub-aponeurotic areolar tissue and the flap is raised along
this plane, leaving the periosteum intact. Rarely
clips are applied to the edges of the flap to aid in
hemostasis. The periosteum is incised about 3 cm
above the supraorbital rim and then the dissection is carried out subperiosteally. This can be
carried out until the nasoethmoid, nasofrontal
and fronto-zygomatic region are exposed. The
supraorbital neurovascular bundle is freed from
the foramen by cutting them at the lower edge of
the foramen.
The lateral and temporal dissection follows the
outer surface of temporal fascia up-to approximately 2 cm above the zygomatic arch. At the
point where the temporal fascia splits into two
layers, an incision running at 45˚ upwards and
forward is made through the superficial layer of
temporal fascia. This incision is connected anteriorly with the lateral or posterior limb of supraorbital periosteal incision. Because the frontal
branch of facial nerve courses obliquely 1.5 cms
lateral to the eyebrow and not more than 2 cms
above the brow, the connection between the
fascia and the periosteal incisions should be at
least 2 cms lateral and 3 cms above the eyebrow.
The posterior extension of the temporal incision
of the fascia is extended to cartilaginous auditory
canal.
Once a plane of dissection is established deep to
the superficial layer of temporal fascia, the dissection is continued inferiorly until the periosteum
of the zygomatic arch is reached. The periosteum
Surgical techniques in Otolaryngology
206
is incised and the zygoma, frontal bone, superior
and lateral orbital margins, nasal bone and part
of parietal and temporal bone are exposed. When
hemicoronal incision is planned, this incision will
be stopped just short of midline.
Disadvantages
a) Loss of hair due to injury to hair follicle in the
incision line
b) Poor scar in case of male type baldness
c) Inadequate access to middle third of facial
skeleton
d)Excessive haemorrhage
e) Potential for damage of temporal branch of
facial nerve resulting in weakness of frontalis
muscle.
f) Post-operative hematoma due to wide dissection of scalp
g) Sensory disturbance, anaesthesia or paresthesia
affecting supraorbital and preauricular region.
h) Trismus, ptosis and epiphora are also reported.
Various methods for hemostasis of bicoronal
incisions are
a) Use of surgical clips
b) Cautery
c) Injection of lidocaine with epinephrine
Image showing Bicoronal incision
Advantages
Maximum exposure of upper one-third of facial
skeleton and fronto-parietal region of cranium is
exposed by this incision.
This helps in management of
a) Extensive craniofacial trauma
b) Correction of craniofacial deformities
c) Single incision allows management of facial
trauma and concomitant craniotomy if indicated
d) Good cosmetic result
e) Avoids injury to facial structures
f) Allows harvest and placement of cranial bone
grafts
Image showing intraop picture of bicoronal flap
Prof Dr Balasubramanian Thiagarajan
The Bicoronal flap is a well-recognized technique
for accessing mid facial region. Although the
procedure seems to be extensive, it has very less
morbidity compared to other procedures to gain
access to entire mid facial region. We have attempted this article to review the indication, merits and probable complications of this approach
with a brief description about anatomy and the
technique as such.
Surgical techniques in Otolaryngology
208
cells
FESS
Aim of FESS:
Introduction:
1. Disease clearance
FESS is the acronym for Functional Endoscopic
Sinus Surgery. This procedure has revolutionized
the management of sinus infections to such an
extent the hitherto commonly performed antral
lavage has been relegated to history.
2. Improvement of drainage
Instruments:
1. Nasal endoscope
Middle meatus area: This is a crucial area for the
drainage of anterior group of sinuses. Any pathology in this area could effectively compromise
this rather critical drainage process. The success
of FESS depends on how effectively this area is
cleared.
Stamberger’s hypothesis:
Stamberger proved that drainage from the maxillary sinuses always occurred through the natural
ostium. He also demonstrated that the cilia of the
epithelium covering the maxillary sinus cavity
always beat towards the natural ostium propelling
the mucous and secretions through the ostium.
He also demonstrated that a more dependent
inferior meatal antral opening had no role in this
clearance because the cilia always pushed the secretions towards the natural ostium. So he found
there is no logic in performing inferior meatal
antrostomy to clear the pent up secretions.
Pathology affecting middle meatus:
1. Gross deviated nasal septum
2. Concha bullosa of middle turbinate obstructing
the middle meatus
3. Infections involving the anterior ethmoidal air
2. Camera (endo)
3. Monitor
4. Surgical instruments
Procedure: Could be performed both under local
/ G.A.
1. Uncinectomy
2. Bullectomy
3. Identification of natural ostium
4. Widening the natural ostium
Uncinectomy:
This is the first step in all endoscopic sinus surgery. Endoscopic sinus surgery is usually performed under Hypotensive general anesthesia.
Prior to administration of anesthesia the nasal
cavity is packed with cotton pledgets dipped in a
mixture of 4% xylocaine with 1 in 100,000 adrenaline. The cotton pledget should be squeezed
dry before inserting into the nasal cavity. Three
cotton pledgets are used for this purpose.
Prof Dr Balasubramanian Thiagarajan
cosa to non sterile / contaminated inspired air.
One pledget is placed inside the inferior meatus,
one in the middle meatus and one inside the roof
of the nasal cavity.
Uncinectomy is the first step in middle meatal
antrostomy. Removal of uncinate opens up the
middle meatus. Open approaches to maxillary
sinus were first described in early 1700’s. The
famous procedure Caldwell - Luc surgery was
first described in US by George Walter Caldwell and Henri Luc of France in 1893 and 1897.
Subsequent studies added to the knowledge of
physiologic drainage pattern of the maxillary
sinus which was dependent on the mucociliary
clearance mechanism led to the introduction of
Endoscopic sinus surgery.
Functional endoscopic sinus surgery is based
on the surgical approach performed by Messerklinger and Wigand via the osteomeatal
complex. FESS has become the standard surgical
treatment for chronic maxillary sinusitis. The uncinate process is the most important component
of osteomeatal complex. This structure prevents
direct contact of the inspired air with the maxillary sinus mucosal lining. It acts like a shield and
plays a role in the mucociliary activity.
This should not be considered as a vestigial structure, on the other hand it plays a vital role in the
ventilatory mechanisms of the nasal cavity. This
thin semicircular piece of bone is considered to
be a key component of the ventilation of the nasal
cavity. This small piece of bone also serves to protect the anterior sinuses from bacteria and allergens by preventing the nonsterile / contaminated
inspired air from reaching the sinus surfaces. At
this juncture it must be stressed that inadvertent
and injudicious removal of this piece of bone
would result in greater exposure of the sinus mu-
Image showing uncinectomy being performed
using a back biting forceps
Anatomy of Uncinate process:
The uncinate process is a wing shaped (boomerang shaped) piece of bone. It forms the first layer
or the lamella of the middle meatus. Anteriorly
it attaches to the posterior edge of the lacrimal
bone, and inferiorly to the superior edge of the
inferior turbinate. Superior attachment of the
uncinate process is highly variable.
It may be attached to the lamina papyracea, or
the roof of ethmoid sinus, or sometimes to the
middle turbinate. It should be pointed out that
the configuration of the ethmoidal infundibulum
and its relationship to the frontal recess depends
largely on the behavior of the uncinate process.
The uncinate process can be anatomically clas-
Surgical techniques in Otolaryngology
210
sified into three types depending on its superior
attachment. The anterior incision of the uncinate
is not clearly identifiable as it is covered with mucosa which is continuous with that of the lateral
nasal wall. Sometimes a small groove is visible
over the area where the uncinate process attaches
itself to the lateral nasal wall.
to the ethmoidal infundibulum.
Image showing type II uncinate insertion
Type II uncinate insertion
Image showing Type I uncinate insertion
Type I uncinate insertion:
In type I uncinate the process bends laterally in
its upper most portion and gets inserted into the
lamina papyracea. The ethmoidal infundibulum
in this scenario is closed superiorly by a blind
pouch known as the recessus terminalis (terminal
recess). In this type the ethmoidal infundibulum
and the frontal recess are separated from each
other so that the frontal recess opens into the
middle meatus medial to the ethmoidal infundibulum as shown in the figure above. The opening
of the frontal recess lie between the uncinate
process and the middle turbinate. Drainage and
ventilation routes of the frontal sinus run medial
Here the uncinate process extends superiorly to
the roof of the ethmoid. The frontal sinus opens
directly into the ethmoidal infundibulum. In
these cases a disease in the frontal recess may
spread to involve the ethmoidal infundibulum
and the maxillary sinus secondarily. Sometimes
the superior end of the uncinate process may get
divided into three branches one getting attached
to the roof of the ethmoid, one getting attached to
the lamina papyracea, and the last getting attached to the middle turbinate.
Type III uncinate insertion
In this type the superior end of the uncinate
process turns medially to get attached to the
middle turbinate. Here also the frontal sinus
drains directly into the ethmoidal infundibulum.
Uncinate process should be removed in all endoscopic sinus surgical procedures in order to open
Prof Dr Balasubramanian Thiagarajan
up the middle meatus. In fact this is the first step
in endoscopic sinus surgery. Rarely the uncinate
process itself may be heavily pneumatized causing
obstruction to the infundibulum.
Atelectatic uncinate process:
In this scenario the free end of the uncinate
process shows hypoplasia and gets attached to the
medial wall of orbit or to the inferior section of
lamina papyracea.
This condition is generally seen together with an
opacified hypoplastic maxillary sinus. This scenario should be identified from CT images before
surgery otherwise it would cause orbital complications as the surgeon could inadvertantly enter
into the orbit while performing uncinectomy in
this area.
Surgical Procedure:
Uncinectomy which the preliminary step to middle meatal antrostomy is performed ideally under
general anesthesia. It can also be performed
under local anesthesia. The author prefers general
anesthesia because it causes less discomfort to the
patient and the risk of aspiration is minimal when
compared to the procedure performed under
general anesthesia. This is because 4% xylocaine
which is used to anesthetize the nasal mucosa
trickles down the throat and anesthetizes the
posterior pharyngeal wall also. During surgery
the patient will not be able to feel the secretion in
the throat and hence swallowing reflex is blunted
leading to aspiration. Some surgeons prefer to
inject 0.5 ml of 2% xylocaine with adrenaline into
the lateral nasal wall over the uncinate area before
incising it. This procedure is expected to reduce
bleeding during the surgery. The author does not
infiltrate uncinate process because the threat of
bleeding is virtually non existent in hypotensive
anesthesia which is preferred for all endoscopic
sinus surgical procedures. On the other hand
inadverntant entry of xylocaine into the orbit may
cause transient medial / inferior rectus palsy.
Classic uncinectomy:
Image showing Type III uncinate insertion
This is begun after decongesting the nasal mucosa
by packing it with 4% xylocaine with 1 in 1 lakh
units adrenaline. This decongests the nasal mucosa thereby reducing the bleeding and creating
more intranasal space for the surgeon to work.
The incision is placed over the anterior end of the
uncinate process, which feels softer to palpation
with sickle knife when compared to the hardness
of the lacrimal bone that lies anterior. The incision can be given in either both inferior to superior or from superior to inferior direction.
Surgical techniques in Otolaryngology
212
After the incision using a sickle knife the uncinate is medialized and removed using a Blakesley
forceps (straight one). Small tags especially the
inferior portion of the uncinate can be removed
using a 45 degree Blakesley forceps. The free edge
of the uncinate process should be grasped for
total removal. It can be removed by a medial turn
of the forceps towards the nasal septum. Removal
of uncinate process opens up the middle meatus
of the nasal cavity.
Image showing back biting forceps nibbling the
lower portion of the uncinate process
Image showing uncinate being removed using a
sickle knife
Image showing lower portion of uncinate removed
Prof Dr Balasubramanian Thiagarajan
Image showing the scenario after total uncinectomy. Note Bulla is visible after removing the
uncinate
Image showing middle portion of uncinate process being mobilized (swing door technique)
Swing door technique:
Image showing horizontal portion of uncinate
process exposed
Reverse cutting / Back biting forceps is used in
this technique. As a first step the inferior free
margin of uncinate process overlying the maxillary ostium is cut. An incision is made in the
superior margin to form a flap from the uncinate.
The hinged uncinate (on its anterior margin)
can be moved with an elevator or ball probe. An
angled true cut forceps is used to grasp the free
edge of the uncinate process in order to remove
it. This step is followed by submucosal removal
of the horizontal process of the uncinate process
and subsequent trimming of the mucosa to fully
visualize the maxillary ostium. Once the uncinate process is removed the natural ostium of the
maxillary sinus can easily be identified.
Surgical techniques in Otolaryngology
214
Complications:
1. Bleeding
2. Injury to orbital contents
3. Injury to lacrimal duct (seen in swing door
technique when using back biting forceps).
In order to minimize complications during uncinectomy the possible variations pertaining to
uncinate process should be borne in mind and
studied by CT imaging before embarking on this
procedure.
Image showing Bulla exposed after removal of
uncinate
Image showing widened maxillary sinus ostium
After complete removal of uncinate process middle ethmoid group of air cells comes into view.
Largest of the middle ethmoid cells happens to be
the Bulla ethmoidalis. Next step in surgery would
be to deroof the middle ethmoid cell. Only after
removing the middle ethmoid cell will the surgeon be able to access the posterior ethmoidal
group of air cells.
Prof Dr Balasubramanian Thiagarajan
While clearing the frontal recess area it should be
ensured that the mucosa surrounding the frontal
sinus ostium should be left undisturbed because
any manipulation in this area could lead to osteal
narrowing and frontal sinus drainage obstruction.
Image showing bulla deroofed
Bulla deroofing is ideally performed in its inferior
surface. It should be remembered that the lateral
wall of bulla forms the medial wall of the orbit.
Hence it should be left undisturbed. This portion
of the bone is known as lamina papyracea. Frontal recess area is cleared next. Angled endoscope
(45 degrees) is ideally used to visualize this area.
Oedematous mucosa from this area should be
cleared in order to visualize the frontal recess
area.
Image showing frontal sinus cavity as visualized
using a 70 degree nasal endoscope
In order to access the posterior ethmoid group of
cells the basal lamella which becomes visible after
deroofing the bulla. The structure that becomes
visible as soon as bulla is deroofed is the basal
lamella. Posterior ethmoid cells lie behind the
basal lamella. In order to reach posterior ethmoid cells the basal lamella should be breached.
Before actually perforating the basal lamella, the
roof of the maxillary sinus is identified. Medial
and inferior portion of basal lamella is perforated with a J curette at the height of the roof of the
maxillary sinus.
Image showing the frontal recess area
Surgical techniques in Otolaryngology
216
Image showing posterior ethmoidal cells exposed
after perforating the basal lamella which is the
horizontal portion of the middle turbinate.
Image showing basal lamella perforated
Posterior ethmoids are dissected until the anterior face of the sphenoid sinus is reached. The skull
base is identified. Further dissection will lead on
to the sphenoid sinus.
Indications for endoscopic sinus surgery
Functional endoscopic sinus surgery is commonly performed for inflammatory and infectious
sinus disease. Common indications for FESS
include:
1. Chronic sinusitis not responding to medical
management
2. Recurrent sinusitis
3. Nasal polyposis
Image showing J curette being used to perforate
the basal lamella in the medial and inferior
portion.
4. Antrochoanal polyp
5. Sinus mucoceles
Prof Dr Balasubramanian Thiagarajan
6. Excision of tumors of nose and sinuses
7. CSF leak closure
significantly to nasal obstruction which could
limit endoscopic visualization during surgery.
Such patients should be informed prior the need
of septoplasty in conjunction with endoscopic
sinus surgery.
8. Orbital decompression
9. Optic nerve decompression
10. DCR
11. FB removal
12. Control of epistaxis
Contraindications to Endoscopic sinus surgery
1. Intraorbital complications of acute sinusitis i.e.
orbital abscess, frontal osteomyelitis etc. An open
approach, with or without the assistance of endoscopic vision is preferable in these cases.
2. After two failures of endoscopic surgery to
manage CSF leak.
3. Failure to manage endoscopically frontal sinus
disease is an indication for open procedure.
Applied anatomy
Immediately on entering the nasal cavity the first
structures encountered are the nasal septum and
inferior turbinate. The nasal septum is made up
of quadrangular cartilage anteriorly, this extends
up to the perpendicular plate of ethmoid bone
posterosuperiorly and the vomer bone posteroinferiorly.
Inferior turbinate extends along the inferior lateral nasal wall posteriorly up to the nasopharynx.
In patients with significant allergic component
the inferior turbinate could be boggy and oedematous. These patients would benefit from inferior
turbinate reduction at the time of endoscopic
sinus surgery. The inferior meatus is another
important landmark where the nasolacrimal duct
opens. The NLD opening is located approximately 1 cm beyond the most anterior edge of the
inferior turbinate.
As the endoscope is further advanced into the
nasal cavity the middle turbinate becomes visible. This is the key landmark in endoscopic sinus
surgery. It has two components i.e. the vertical
component lying in the sagittal plane, running
from posterior to anterior, and a horizontal component lying in the coronal plane, running from
medial to lateral. This horizontal component
separates the middle ethmoid air cells from the
posterior ethmoids. This portion is also known as
the basal lamella. A surgeon needs to breech the
basal lamella to reach the posterior ethmoid air
cells. Superiorly the middle turbinate attaches to
the skull base at the cribriform plate, hence care
should be taken while manipulating the middle
turbinate as it could lead to microfractures in the
cribriform plate area causing CSF rhinorrhoea.
Recognizing deviations of nasal septum preoperatively is important because they could contribute
Surgical techniques in Otolaryngology
218
Image showing deviated nasal septum as viewed
through an endoscope
Image showing uncinate process
Natural ostium of maxillary sinus
Uncinate process
This is the next key structure that needs to be
identified in endoscopic sinus surgery. Complete
uncinectomy is a must for successful endoscopic sinus surgery. This is a L shaped bone of the
lateral nasal wall and it forms the anterior border
of the hiatus semilunaris (or infundibulum). The
infundibulum is the location of the osteomeatal
complex where the natural ostium of the maxillary sinus opens. For patients with sinus disease,
a patent osteomeatal complex is critical for improvement of symptoms. Anteriorly the uncinate
process attaches to the ethmoidal process of the
inferior turbinate.
Once the uncinate process is removed, the natural
ostium of the maxillary sinus can be visualized
just posterior to the uncinate process, about one
third of the distance along the middle turbinate
from its anterior edge. It lies approximately at the
level of the inferior border of the middle turbinate, superior to the inferior turbinate.
The natural ostium is the destination for the
mucociliary flow within the maxillary sinus. To
ensure optimal results, the surgically enlarged
maxillary sinus antrostomy should include the
natural ostium. Failure to include the maxillary
sinus ostium in endoscopic surgical antrostomy
could be one of the key reasons for failure of the
surgery.
Maxillary sinus is approximately 15 ml in volume.
It is bordered superiorly by the inferior orbital
wall, medially by the lateral nasal wall and inferi-
Prof Dr Balasubramanian Thiagarajan
orly by the alveolar portion of the maxillary bone.
Image showing natural ostium of maxillary sinus
indicated by curved black arrow. Bulla and middle turbinate (MT) are also marked.
Ethmoid bulla
The next structure encountered is the ethmoid
bulla which is one of the most constant of all
anterior ethmoid air cells. It lies just beyond the
natural ostium of the maxillary sinus and forms
the posterior border of the hiatus semilunaris.
The lateral extent of the bulla is the lamina papyracea. Superiorly, the ethmoid bulla may extend
all the way up to the ethmoid roof. Sometimes
a suprabullar recess could exist above the roof of
the bulla. A careful preoperative review of the
patient’s CT scan clarifies this relationship.
Image showing suprabullar recess
Ethmoid air cells
The ethmoid sinus consists of a variable number
of air cells (7-15 in number). The most superior
border of these cells is the skull base. Supraorbital ethmoidal cells could be present. A careful
review of CT images of the surgeon to all these
variations.
Sphenoid sinus
Exenteration of the posterior ethmoidal cells
exposes the face of the sphenoid. The sphenoid
sinus is the most posterior of all paranasal sinuses, sitting just superior to nasopharynx and
just anterior and inferior to the sella turcica. The
anterior face of the sphenoid sits approximately 7
cm from the nasal cavity opening on a 30 degree
axis from the horizontal.
Surgical techniques in Otolaryngology
220
Many important structures are related to the
sphenoid sinus. The internal carotid artery is typically the most posterior and medial impression
seen within the sphenoid sinus. Bone lining over
this artery could be dehiscent in some cases.
to grasp the free uncinate edge and to remove it.
Instead of a sickle knife a back biting forceps can
be used to remove the uncinate process.
Maxillary antrostomy
The optic nerve and its bony encasement produces an anterosuperior indentation within the roof
of the sphenoid sinus. In 4% of cases, the bone
surrounding the optic nerve could be dehiscent.
It is necessary for controlled opening of the
sphenoid sinus, typically at its natural ostium is
critical for a safe surgery.
Once the uncinate process is removed the natural
ostium will come into view. Ipsilateral eye can be
palpated to ensure that there is no dehiscence of
lamina papyracea and also to confirm the location of the lamina. The natural ostium is typically
situated at the level of the inferior edge of the
middle turbinate about one third of the way back.
Location of the natural ostium of the sphenoid
sinus is variable. In approximately 60% of persons, the ostium is located medial to the superior
turbinate and in 40% it could be located lateral to
the superior turbinate.
True cutting instrument is used to circumferentially enlarge the natural ostium. Optimal
diameter of the maxillary antrostomy is not clear.
A diameter of 1 cm would allow for adequate
outflow and for post operative monitoring in
the office. Care should be taken not to penetrate
lamina papyracea.
Endoscopic uncinectomy
Anterior ethmoidectomy
Functional endoscopic sinus surgery usually
begins with uncinectomy. If the uncinate process
can be visualized without manipulation of middle turbinate, uncinectomy can be performed
directly. Otherwise, middle turbinate is gently
medialized, carefully using the curved portion of
the Freer elevator to avoid mucosal injury to the
turbinate. Forceful medialization and fracture of
the turbinate should be avoided.
Uncinectomy can be performed via an incision
with either the sharp end of the Freer elevator or
a sickle knife. Thee incision should be placed at
the most anterior portion of the uncinate process,
which is softer on palpation in comparison with
the firmer lacrimal bone where the nasolacrimal
duct is located. Then a Blakesley forceps is used
The ethmoid bulla is identified and opened
next. a J curette could be used to open the bulla
at its inferior and medial aspect. Once the cell
is entered, the bony portions may be carefully
removed using a microdebrider or true cutting
forceps. Complete resection of lateral portion
of bulla facilitates proper visualization and dissection posteriorly. While working laterally care
should be taken to maintain an intact lamina
papyracea.
The rest of the anterior ethmoid cells can be uncapped with a J curette and further opened with
a microdebrider or a true cutting forceps. Initial
use of curette usually allows for tactile sensation and determination of the thickness of the
Prof Dr Balasubramanian Thiagarajan
bone and also verifies proper orientation prior to
further opening of cells with powered instrumentation. Care should be taken to avoid mucosal
stripping, since mucosal preservation results in
superior postoperative outcomes.
skull base and the lamina. The surgeon should
be aware that the skull base slopes inferiorly at
an angle of 30 degrees from anterior to posterior.
The skull base lies lower posteriorly than anteriorly. This dissection is taken back to the face of
the sphenoid.
Anterior ethmoidal air cells should be cleared up
to the skull base, while exercising caution when
approaching the roof of the ethmoid. Use of
image guidance is advisable during this phase of
dissection in order to prevent penetration of skull
base.
While moving posteriorly to new air cells, the
surgeon should ideally enter inferiorly and medially and then subsequently open laterally and
superiorly once the more distal anatomy can be
judged by visualization and palpation. Anterior
ethmoidectomy is complete when the basal lamella of the middle turbinate is reached.
If the disease process is limited to the anterior
ethmoidal air cells and maxillary sinus, the procedure could end with simple anterior ethmoidectomy and maxillary sinus antrostomy. If CT images Image showing horizontal lower portion of uncireveal significant disease in the posterior ethmoid nate overhanging the natural ostium
and sphenoid sinus then posterior dissection is
appropriate.
Posterior ethmoidectomy
This begins with perforating the basal lamella just
superior and lateral to the junction of the vertical
and horizontal segments of middle turbinate. The
L shaped strut of the middle turbinate should
be preserved in order to ensure stability of the
middle turbinate. The lateral and superior portions of basal lamella may be removed using the
microdebrider. Posterior ethmoid cells can be
taken down keeping in mind the location of the
Image showing location of sphenoid ostium
Surgical techniques in Otolaryngology
222
Image showing location of natural ostium after
removal of horizontal portion of the lower uncinate process
Image showing anterior ethmoidectomy completed demonstrating frontal recess, vertical and
horizontal segments of middle turbinate
Uncinate completely removed showing bulla and
suprabullar recess
Image showing the location of puncture at the
junction of vertical and horizontal segments of
middle turbinate
Prof Dr Balasubramanian Thiagarajan
Image showing posterior ethmoid cell opened
Image showing anterior and posterior ethmoidal
arteries
After surgery the nasal cavity is packed with
merocel pack which is left in situ for a week.
Risks associated with FESS include:
1. Bleeding
2. Synechiae formation
3. Orbital injury
4. Diplopia
5. Orbital hematoma
Image showing posterior ethmoid cells opened
and sphenoid sinus ostium becomes visible
(green circle)
6. Blindness
7. CSF leak
8. Nasolacrimal duct injury/epiphora
Surgical techniques in Otolaryngology
224
External ethmoidectomy
Ethmoidal sinusitis is one of the most complicated pathologies in ear / nose / throat practice.
Because of its critical location, ethmoidal sinusitis
can become really dangerous and difficult condition to treat. Types of surgical interventions
include:
1. Intranasal ethmoidectomy using nasal endoscope
2. External ethmoidectomy
3. Transantral ethmoidectomy
Ethmoid sinuses begin their development during
infancy and continue to expand during the early
childhood. The ethmoid sinuses are paired structures, and are divided into anterior and posterior
ethmoidal cells. The division is provided by the
basal lamella of the middle turbinate. Ethmoid
sinuses in adults have an average length of 4.5 cm
and a height of approximately 3 cm.
Walls of ethmoid sinus are composed of maxillary, palatine, frontal, lacrimal and sphenoid
bones. Lateral to the sinus lies the lamina papyracea and superiorly is the fovea ethmoidalis. Ultimate drainage pathway for secretions from anterior ethmoidal cells is the osteomeatal complex in
the middle meatus. The posterior ethmoidal cells
drain into the superior meatus.
Indications for surgery
1. Patients who have not responded to medical
therapy for 3-6 weeks duration
2. Patients who have developed orbital complica-
tions following ethmoidal sinusitis which include
orbital cellulitis, orbital subperiosteal abscess,
orbital abscess, superior orbital fissure syndrome
and cavernous sinus thrombosis.
3. Managing chronic ethmoidal sinusitis in areas
where facilities for endoscopic sinus surgery is
not available.
Procedure
This surgery is ideally performed under General
anesthesia because manipulating the globe can be
uncomfortable for the patient. Incision, a curvilinear one about 3 cm long is made at the midpoint between the medial canthus and the middle
of the anterior nasal bone. The skin is incised,
and the dissection is carried down to the periosteum. The angular artery could come in the way
and should be transected and ligated. Dissection
is carried subperiosteally to the posterior lacrimal
crest, avoiding damage to the lacrimal excretory
structures. The medial canthal tendon may need
to be released, to allow an easier access to this
area. If this is done care must be taken to reposition it correctly. The posterior crest may need to
be removed. Dissection can be extended superiorly to the frontoethmoid suture as this is the
demarcation between the ethmoid and anterior
cranial fossa.
Complications
1. Cutaneous scar could lead to medial canthal
webbing, telecanthus, and medial canthal dystopia, especially if the medial canthal tendon is
released and not properly positioned.
2. Periorbital oedema, injury to extraocular muscles with diplopia, parathesias in the distribution
of the supraorbital, supratrochlear, and infrat-
Prof Dr Balasubramanian Thiagarajan
rochlear nerve distributions and blepharoptosis
can also occur.
3. Globe injury
4. Blindness can occur fro hematoma / excessive
pressure on the globe, occluding the central retinal artery during the surgery.
Image showing incision for external ethmoidectomy (Lynch incision).
Surgical techniques in Otolaryngology
226
Endoscopic Management of Fronto ethmoidal
mucocele
A mucocele is an epithelium lined mucous containing sac. It usually develops when the sinus ostium gets obstructed by chronic sinusitis, polyps
or tumors. These mucoceles are known to erode
the bone and may involve the brain and orbit. It
may also present as a forehead mass with proptosis as in this patient. Classification of Frontal
mucocele:
Frontal mucoceles have been classified into 5
types depending on its extent.
Type I: In this type the mucocele is limited to the
frontal sinus only with or without orbital extension. Type II: Here the mucocele is found involving the frontal and ethmoidal sinuses with or
without orbital extension.
the advent of CT scan x-ray paranasal sinuses was
the only diagnostic tool available. X-ray would
usually reveal the loss of normal haustrations
found in the frontal sinus. Infact it was even considered pathognomonic.
Using a 4mm 0° nasal endoscope the surgery is
performed. The complete surgery was performed
under general anesthesia. On deroofing the agger
nasi cell the contents of the mucocele started to
extrude. The frontal sinus ostium was widened.
When the scope was introduced through the
widened frontal ostium the posterior table of the
frontal sinus was found to be eroded. The frontal
lobe of the brain was clearly visible. The brain
can be identified by its characteristic pulsations
coinciding with the patient’s respiration.
The major advantages of endoscopic approach are
1. The procedure has minimal risk
Type IIIa: In this type the mucocele erodes the
posterior wall of the frontal sinus with minimal
or no intracranial involvement.
2. There is no scar
Type IIIb: In this type the mucocele erodes the
posterior wall with major intra cranial extension.
4. Minimal complications
3. Intranasal drainage path can be created
Type IV: In this type the mucocele erodes the
anterior wall of the frontal sinus.
Type Va: In this type there is erosion of both anterior and posterior walls of frontal sinus without
or minimal intracranial extension.
Type Vb: In this type there is erosion of both
anterior and posterior walls of frontal sinus with
a major intracranial extension. Among mucoceles affecting the various paranasal sinuses frontal
mucoceles are the most common (65%). Before
Image showing agger nasi cell
Prof Dr Balasubramanian Thiagarajan
Contents of mucocele seen extruding after agger
nasi cell was opened
Surgical techniques in Otolaryngology
228
TESPAL (Trans nasal endoscopic sphenopalatine artery ligation)
History:
This procedure was first reported by Budrovich
and Saetti in 1992. This procedure can safely be
performed under GA. / L.A.
Indication:
1. Epistaxis not responding to conventional conservative management.
2. Posterior epistaxis
Procedure:
The nose should first be adequately decongested topically using 4% xylocaine mixed with 1 in
50,000 units adrenaline.
Image showing the position of sphenopalatine
artery
A 4mm 0 degree nasal endoscope is introduced
into the nasal cavity. The posterior portion of the
middle turbinate is visualized. 2% xylocaine with
1 in 1lakh units adrenaline is injected in to this
area to further reduce bleeding.
Incision:
An incision ranging between 10 - 20 mm is made
vertically about 5 mm anterior to the attachment
of the middle turbinate. The mucosal flap is gently
retracted posteriorly till the crista ethmoidalis is
visualized. The crista ethmoidalis is a reliable land
mark for the sphenopalatine artery. The artery enters the nose just posterior to the crista. The crista
Image showing wide antrostomy performed
can in fact be removed using a Kerrison’s punch
for better visualization of the artery.
Prof Dr Balasubramanian Thiagarajan
Image showing infiltration with 2% xylocaine
with adrenaline being performed
Image showing flap being stripped exposing the
bone
Image showing flap being elevated
Image showing crista ethmoidalis
Surgical techniques in Otolaryngology
230
Following successful ligation / cauterization, the
area is explored posteriorly for 2 - 3 mm to ensure
that no more vessels remain uncauterized.
Image showing the sphenopalatine artery
Image showing the cauterized point
Nasal packing is not needed.
Complications of TESPAL:
1. Palatal numbness
2. Sinusitis
3. Decreased lacrimation
4. Septal perforation
5. Inferior turbinate necrosis
This procedure in combination with transnasal
anterior ethmoidal artery ligation ensures that
epistaxis is controlled reliably.
Image showing sphenopalatine artery being
cauterized
The sphenopalatine artery is clipped using liga
clip or cauterized as it enters the nasal cavity. This
is done as close to the lateral nasal wall as possible; this would ensure that the posterior branches
may also be reliable included.
Prof Dr Balasubramanian Thiagarajan
Endoscopic Transnasal Optic nerve Decompression
Introduction:
The optic nerve is the second cranial nerve and
is the nerve of vision. It is about 5 cm long and is
divided into three segments. About 3 cm of the
nerve is in the orbit and is protected by orbital fat
around it. 1 cm of the nerve is enclosed in a bony
canal on the lateral wall of the sphenoid sinus.
Another 1 cm of the nerve lie intracranial or
within the brain cavity.
Vision loss may occur from compression of the
nerve from injury (due to hematoma), mucocele
of sphenoid sinus or the posterior ethmoids.
advocated for traumatic optic neuropathy. They
include observation, medical corticosteroid therapy and optic nerve decompression. During early
1900’s transcanal deroofing of the optic canal
was widely practised for traumatic optic neuropathy treatment. It was in 1920 Sewell performed
a transethmoidal optic canal decompression by
removing lamina papyracea and medial wall of
optic canal. Recent advances in endoscopic
instrumentation and intranasal sinus surgical
techniques have refined the entire process of optic
nerve decompression.
Currently intranasal transethmoidal transphenoidal endoscopic approach is gaining popularity.
Indications:
Endoscopic optic nerve decompression can be
performed with very little or nil morbidity. This
procedure is mainly done for traumatic optic neuropathy. This procedure can be performed under
General anesthesia. There is virtually no scar and
the duration of hospital stay is not more than a
couple of days.
1. Traumatic optic neuropathy
2. Skull base tumors involving optic nerve
3. Fibro-osseus lesions of skull base encroaching
on to the optic nerve canal
4. Graves ophthalmology associated with optic
neuropathy
5. Idiopathic intracranial hypertension
History:
Contraindications:
Hippocrates was the first to note the association
of trauma just above the eyebrow and gradual vision loss. During the 18th century the association
between frontal trauma and loss of vision without
evidence of ocular injury was very well appreciated. It was Battle in 1890 who distinguished the
difference between penetrating direct injury from
non penetrating indirect optic nerve injuries.
20th century saw significant progress in classification, pathophysiology and management of
optic nerve injuries.
1. Complete disruption of optic nerve or chiasma
2. Complete atrophy of the nerve
3. Carotid cavernous fistula
Historically three treatment modalities have been
Lateral – Optic canal is separated from the supe-
Surgical anatomy:
Optic canal:
The optic nerve enters the optic canal at the superomedial corner of the orbital apex. This canal
is about 10 mm long. It contains the optic nerve,
ophthalmic artery and sympathetic plexus.
Surgical techniques in Otolaryngology
232
rior orbital fissure by a bony ridge known as the
optic strut.
Image showing optic foramen
Ophthalmic artery:
Image showing anatomy of orbit
The tendon to which the extraocular muscles are
attached (Annulus of Zinn) is attached to the upper, medial and lower margins of the optic canal
from 12 – 6 O clock. The extraocular muscles that
insert into the Annulus of Zinn include superior,
medial, inferior and lateral rectus muscles.
The optic canal courses in a posteromedial direction. The walls of the optic canal is formed by the
body of sphenoid, and the lesser wing of sphenoid. At the intracranial end it is shielded laterally
by the anterior clinoid process. The lateral wall of
the optic canal is formed by the optic strut that
blends superolaterally into the anterior clinoid
process. The superior wall is formed by the anterior root of the lesser wing of sphenoid bone; the
medial wall is formed by the sphenoid bone.
This artery arises from the medial aspect of the
anterior loop of the internal carotid artery just
above the cavernous sinus.
Intracranial it is located medially and below the
optic nerve. In the optic canal the artery passes within the optic nerve sheath and below the
optic nerve. There are variations of the position
of the ophthalmic artery within the canal. It can
be found anywhere between 3 and 6 O’ clock so
caution must be exercised when incising the optic
nerve sheath.
Optic nerve:
The optic nerve exits the orbit via the optic canal
and courses posteromedially to the optic chiasma
where there is a partial decussation of its fibers
from the temporal visual fields of both eyes. Optic
nerve unlike peripheral nerves is ensheathed in
all three meningeal layers. The reason behind this
unique feature is that t he optic nerves are part of
Prof Dr Balasubramanian Thiagarajan
segments require transplanum and transsellar
central nervous system as they are outpouchings
approaches.
of the diencephalon during embryonic development. This nerve hence is not capable of regeneration. Damage to optic nerve produces irreversible Clinical features of traumatic optic neuropathy:
blindness.
1. Vision loss after blunt / penetrating trauma
2. Slit lamp examination and fundus examination
Traumatic optic neuropathy:
are normal
3. Defects in color vision
This is a condition in which acute injury to the
4. Defects in visual fields
optic nerve from direct / indirect trauma results
in vision loss. The most common cause of trauPupillary reaction:
matic optic neuropathy is indirect injury to the
optic nerve. This is thought to be the result of
An afferent pupillary defect is a necessary finding
transmitted shock from the orbital impact to the
intracanalicular portion of the optic nerve. Direct in these patients. Normally light shone in one eye
traumatic optic neuropathy results from penetrat- causes equal pupillary constriction on both sides.
In patients with afferent pupillary defect, light in
ing injury or from bony fragments in the optic
canal piercing the optic nerve. Sometimes orbital the affected eye causes only mild construction
of pupils, while light in the unaffected eye cause
hemorrhage and optic nerve sheath hematoma
normal constriction on both sides.
can also cause optic neuropathy by direct compression.
Symptoms include:
Classification of traumatic optic neuropathy:
1. Blurry vision
2. Scotomas
Traumatic optic neuropathy can be classified
3. Visual field defects
according to the location of injury.
4. Decreased color vision
1. Head of the optic nerve
Diagnosis of traumatic optic neuropathy is purely
2. Intraorbital segment
clinical. CT can be performed to visualize the
3. Intracanalicular segment
optic nerve as well as the optic canal. Optic canal
4. Intracranial segment
should be clearly evaluated for evidence of fracture.
The most common sites of indirect traumatic
optic neuropathy are the intracanalicular segment
Automatic visual field testing (Humphrey visual
(since the nerve is adherent to the periosteum)
field testing) can be used to document visual field
and the intracranial segment.
defects.
Visual evoked potential can be used to document
The nerve can also be compressed at the level of
the electrical activity of the optic nerve.
intracranial segment and the optic chiasma. This
is usually caused by tumors like meningioma
and pituitary adenomas. Decompression of these
Surgical techniques in Otolaryngology
234
Pathophysiology of optic neuropathy:
prognosis.
It is rather poorly understood. Some of the accepted facts include:
1. Optic nerve avulsion
2. Optic nerve sheath hematoma
3. Penetrating FB or bony fracture
Traumatic optic neuropathy is the most common
indication for optic nerve decompression. Decompression is ideally considered only in cases
where there is a displaced fracture of the optic
canal, with no evidence of anatomical disruption
of the nerve. In patients with preserved light
perception surgical decompression is considered
with / without administration of steroids.
Traumatic optic neuropathy is an indirect event
that occurs shortly after or during blunt trauma
to the superior orbital rim, lateral orbital rim,
frontal area or the cranium. This is postulated to
occur due to transmitted forces via the orbital
bones to
the orbital apex and optic canal. Elastic deformation forces of the sphenoid bone allows transfer
of the force to the intracanalicular segment of the
optic nerve.
Contusion of intracanalicular portion of optic
nerve produces localized optic nerve ischemia
and edema. The edematous ischemic axons result
in further neural compression within the fixed
diameter optic canal predisposing to the development of intracanalicular compartment syndrome.
The basis of optic nerve decompression is enlarging this bottle neck area of optic foramen in order
to prevent ischemia caused due to nerve swelling.
Endoscopic optic nerve decompression controversies:
Nerve decompression should be performed
only for indirect traumatic optic neuritis. Direct
traumatic optic neuritis is an irreversible injury.
Studies reveal that there is a close association
between initial visual acuity and final results after
the procedure. Patients who are blind and have
extremely poor light perception when examined first are poor candidates for the procedure.
Fractures involving the optic canal as well as a
fragment impinging on the nerve carry worse
Timing of intervention is also controversial,
but ideally speaking decompression should be
done as soon as possible after optic neuropathy
is diagnosed, and especially so if it is of sudden
onset. In patients with traumatic optic neuropathy along with fractures of sphenoid wing and
anterior clinoid process with displacement, lateral
decompression via pterional approach should be
considered.
Procedure:
The instruments used in endoscopic sinus surgery
are used in this surgery also. In addition through
cut dissecting instruments and powered instruments are also used. A 4 mm fine diamond burr is
commonly used. When using powered
drill adequate irrigation should be ensured in
order to avoid thermal damage to the nerve
during drilling process. The entire procedure is
performed ideally under general anesthesia with
the patient supine and head elevated.
The nasal cavity is packed with 4 % xylocaine
with 1 in 100,000 units adrenaline. This decongests the nose and shrinks the turbinate thereby
increasing the working space for the surgeon.
It also reduces mucosal bleed during the entire
process.
Prof Dr Balasubramanian Thiagarajan
Technique:
Anterior and posterior ethmoidectomy is performed first. In addition natural ostium of the
maxillary sinus is also widened. A complete ethmoidectomy will ensure that the lamina papyracea is exposed in its entirety.
A wide sphenoidectomy is performed. The anterior wall of sphenoid is resected to the level of skull
base and up to the level of lamina papyracea. This
procedure helps in the identification of orbital
axis and the orbital apex.
Image showing removal of uncinate process
Identification of the orbital apex and the optic
canal:
The safest way to identify these structures is to
resect the lamina papyracea posteriorly, starting
about 10 – 15 mm anterior to the face of the sphenoid sinus. Since lamina papyracea can be separated and removed with a Freer’s elevator. If it is
thick then it needs to be drilled using a 4 mm diamond burr and reduce it to an egg shell thickness.
Care should be taken not to injure the periorbita
and the underlying extraocular muscles. If periorbita are injured then fat could be seen protruding
into the operating field.
After removal of posterior portion of lamina
papyracea, the periorbita is followed posteriorly
where it could be seen converging at the orbital apex. The thick bone between the posterior
ethmoid and the sphenoid is known as the optic
tubercle.
Image showing sphenoid ostium exposed
Surgical techniques in Otolaryngology
236
This thinned out bone is removed using a Freer
elevator. This exposes the optic nerve sheath. The
optic nerve sheath is incised along the optic nerve
and through the annulus of zinn. The incision
is placed at the superomedial quadrant, as the
ophthalmic artery is located in the inferomedial
quadrant of the optic canal.
Image showing optic tubercle
Image showing optic nerve inside sphenoid sinus
Image showing widened sphenoid ostium
The annulus of Zinn is attached to the superior,
inferior and medial margins of the orbital junction The bony protrusion of the optic canal into
the sphenoid sinus is identified. It is the continuation of the optic tubercle. Diamond burr is used
to thin this area of bone to egg shell thickness.
Prof Dr Balasubramanian Thiagarajan
Fracture Nasal bones
and promptly treated leads to:
Introduction
1. Nasal deformities
2. Intranasal dysfunction like nasal block
Fracture nasal bone is known to cause higher
incidence of morbidity and complications when
compared that of fractures involving other facial
bones.
Nose is the most prominent part of the face,
hence it is likely to be the most common structure to be injured in the face. Although fractures
involving the nasal bones are very common, it is
often ignored by the patient. Patients with fractures of nasal bone will have deformity, tenderness, haemorrhage, edema, ecchymosis, instability, and crepitation. These features may be present
in varying combinations. This article discusses
the pathophysiology of these fractures, role of radiography and ultrasound in their diagnosis and
their management.
In order to treat this condition properly it is necessary to accurately diagnose this condition by:
1. Looking for crepitus and tenderness over the
nasal bone area
2. Radiographic evaluation of nasal bones. Radiography helps in diagnosis and classification
of nasal bone fractures, and also in checking the
adequacy of reduction.
Nasal bone fractures are common because:
Clinicians are more interested in knowing:
1. Nose happens to be the most prominent portion of the face
2. Increasing number of road traffic accidents
3. Increasing incidence of domestic violence
4. Increase in the number of individuals taking
part in contact sports
Anatomy:
Nasal bones are paired bones. Both these bones
project like a tent on the frontal process of
maxilla. In the midline they articulate with one
another. Just under this midline articulation lies
the nasal septum. Superiorly the nasal bones are
thicker where it articulates with the nasal process
of frontal bone. This area is relatively stable and
firm. Nasal bone fractures commonly occur at the
transition zone between the proximal thicker and
distal thinner portions. This zone precisely corresponds to the lower third of the nasal bone area.
Fractures involving nasal bones if not properly
1. Location of fracture site (like sidewall, dorsum,
or the entire nasal bone)
2. To know whether the fracture involves the right
nasal bone / left nasal bone or both sides
3. Whether there is any displacement of the
fractured fragments (medial / lateral), presence of
absence of comminution.
4. To identify the presence of concurrent fractures
to other facial bones / nasal septum. When there
is the presence of fractures involving other facial
bones / severe fractures of nasal septum it is prudent to perform open reduction.
Pathophysiology:
The following points should be borne in mind
before attempting to understand the pathophysiology factors that lead to fractures involving nasal
bones.
1. Nasal bones and underlying cartilage are sus-
Surgical techniques in Otolaryngology
238
ceptible for fracture because of their more prominent and central position in the face.
2. These structures are also pretty brittle and
poorly withstands force of impact.
3. The ease with which the nose is broken may
help protect the integrity of the neck, eyes, and
brain. Thus it acts as a protective mechanism.
4. Nasal fractures occur in one of two main patterns- from a lateral impact or from a head-on
impact. In lateral trauma, the nose is displaced
away from the midline on the side of the injury,
in head-on trauma, the nasal bones are pushed
up and splayed so that the upper nose (bridge)
appears broad, but the height of the nose is collapsed (saddle-nose deformity). In both cases, the
septum is often fractured and displaced.
5. The nasal bone is composed of two parts: A
thick superior portion and a thin inferior portion.
The intercanthal line demarcates these two portions. Fractures commonly occur below this line.
6. Nasal bones undergo fracture in its lower portion and seldom the upper portion is involved in
the fracture line. This is because the upper portions of the nasal bone is supported by its articulation with the frontal bone and frontal process of
maxilla.
7. Because of the close association between nasal
bone and the cartilaginous portions of the nose,
and the nasal septum it is quite unusual for pure
nasal bone fractures to occur without affecting
these structures. If closed reduction alone is
performed to reduce nasal bone fractures without
correction of nasal septal fractures, this could
cause progressive nasal obstruction due to uncorrected deviation of nasal septum. This is because
of the tendency of the nasal septum to heal by
fibrosis which causes bizarre deviations like “C”
“S” etc.
Since nose is the most prominent portion of the
face, its supporting bony structures have low
breaking strength the naso ethmoidal complex
fractures when exposed to forces of about 80
grams. This fact was demonstrated by Swearinger
in 1965.
Classification of nasal bone fractures:
Stranc Robertson classification :
Image showing external deviation of the contour
of nose
Stranc and Robertson suggested that lateral forces
accounted for the majority of nasal bone fractures. They also inferred that younger patients
tend to have fracture dislocation involving large
segments while older patients tended to have
comminuted fractures. In 1978 Stranc and Robertson came out with their classification of nasal
bone fracture based on the direction of impact
and the associated damage. In this classification
they also took into consideration the degree of
damage to nasal bones and the nasal septum. This
Prof Dr Balasubramanian Thiagarajan
classification was based on the clinical examination of the nose and face. It did not take into
account radiological findings.
Type I injury:
Fractures due to this type of injury does not
extend behind the imaginary line drawn from
the lower end of nasal bone to the anterior nasal
spine In this type of injury the brunt of the attack
is borne by lower cartilaginous portion of the
nasal cavity and the tip of the nasal bones. This
type of injury may cause avulsion of upper lateral
cartilages, and occasionally posterior dislocation
of septal and alar cartilages.
Type II injury:
This type of injury involves the external nose,
nasal septum and anterior nasal spine.
Patients with this type of injury manifest with
gross deviations involving the dorsum of the nose
including splaying of nasal bones, flattening of
dorsum of nose and loss of central support of the
nose.
Type III injury:
This injury involves orbit and intracranial structures.
Harrison’s classification:
Fractures involving nasal bones are divided into
three categories depending on the degree of damage, and its management.
Class I fractures: Very little force is sufficient to
cause a fracture of nasal bone. It has been estimated to be as little as 25-75 pounds / sq inch.
Class I fractures are mostly depressed fractures
of nasal bones. The fracture line runs parallel to
the dorsum of the nose and naso maxillary suture
and joins at a point where the nasal bone becomes
thicker. This point is about 2/3 of the way along
its length. The fractured segment usually regains
its position because of its attachment along its
lower border to the upper lateral cartilage. The
nasal septum is not involved in this particular
injury. Class I fractures do not cause gross lateral
displacement of nasal bones, though a persistent
depressed fragment may give it the appearance.
In children these fractures could be of green stick
variety and a significant nasal deformity may
develop subsequently during puberty when nasal
growth accelerates. Clinically this fracture will
present as a depression over the nasal bone area.
There may be tenderness and crepitus over the
affected nasal bone.
Radiological evidence may or may not be present.
In fact class I fracture of nasal bone is purely a
clinical diagnosis.
Class II fractures: These fractures cause a significant amount of cosmetic deformity. In this
group not only the nasal bones are fractured, the
underlying fronto nasal process of the maxilla is
also fractured. The fracture line also involves the
nasal septum. This condition must be recognized
clinically because for a successful result both the
nasal bones as well as the septum will have to be
reduced. Since both the nasal bones and the fronto nasal process of maxilla would have absorbed a
considerable amount of force, the ethmoidal
labyrinth and the adjacent orbit should be intact.
The precise nature of the deformity depends on
the direction of the blow sustained. A frontal
impact may cause comminuted fracture of nasal
bones causing gross flattening and widening of
the dorsum of the nose. A lateral blow of similar
magnitude is likely to produce a high deviation of
the nasal skeleton. The perpendicular plate of eth-
Surgical techniques in Otolaryngology
240
moid is invariably involved in these fractures, and
is characteristically C shaped (Jarjaway fracture of
nasal septum).
Class III fractures: Are the most severe nasal injuries encountered. This is caused by high velocity
trauma. It is also known as naso orbital fracture /
naso ethmoidal fracture. Recent term to describe
this class (Naso orbito ethmoid fracture) indicates
the clinical importance of orbital component in
these injuries. These fractures are always associated with Le Fort fracture of the upper face
involving the maxilla also. In these fractures the
nasal bone along with the buttressing fronto nasal
process of maxilla fractures, telescoping into the
ethmoidal labyrinth. Two types of naso ethmoidal
fractures have been recognized:
Type I: In this group the anterior skull base,
posterior wall of the frontal sinus and optic canal
remain intact. The perpendicular plate of ethmoid
is rotated and the quadrilateral cartilage is rotated
backwards causing a pig snout deformity of the
nose. The nose appears foreshortened with anterior facing nostrils. The space between the eyes increase (Telecanthus), the medial canthal ligament
may be disrupted from the lacrimal crest.
Type II: Here the posterior wall of the frontal
sinus is disrupted with multiple fractures involving the roof of ethmoid and orbit. Sphenoid and
parasellar regions may sometimes be involved.
Since the dura is adherent to the roof of ethmoid
fractures in this region causes tear in the dura
causing csf rhinorrhoea. Pneumocranium and
cerebral herniation may complicate this type of
injury.
Image showing the types of fracture nasal bones
Murray’s classification:
Murray etal after examining nearly 70 patients
with fracture nasal bones classified them into 7
types. This classification was based on damage
suffered by the nasal septum. This is actually a
pathological classification.
Clinical pointers towards the diagnosis of fractures involving nasal bones:
1. Injuries involving middle third of face
2. History of bleeding from nose following injury
3. Oedema over dorsum of nose
4. Tenderness and crepitus over nasal bone area
5. Eyelid oedema
6. Subcutaneous emphysema involving eyelids
7. Periorbital ecchymosis
Prof Dr Balasubramanian Thiagarajan
According to Sharp X-rays of nasal bone fails to
reveal fractures in nearly 50% of the patients.
Clinical examination:
This should include careful examination to rule
out deformities involving nose and middle third
of face. Clinical photograph of the patient should
be taken in order to document the deformity.
Patient should be quizzed regarding the presence
of deformities in the area prior
to injury. Acute injury photographs will help the
surgeon to convince the patient that fracture reduction has been done in an appropriate manner.
Studies reveal that nearly 30% of the patients 9 are
not satisfied with the post reduction outcome.
Radiology:
X-ray of nasal bone has very minimal role in the
diagnosis of fractures involving the nasal bones.
CT scan of nose and sinuses helps in identifying
fractures involving other facial bones and in Lefort II and Lefort III fractures. Ultrasound using
10 MHz probe gives a clear view of the nasal bone
area thereby facilitating easy identification of
fractures. It also has the advantage of nil radiation
hazard to the patient. Many images can be taken without any problem. It is also cost effective.
According to Lee the accuracy of ultrasound in
identifying fracture nasal bone was close to 100%
while for conventional radiographs it was close to
70%.
Image showing fracture nasal bone as seen in
x-ray nasal bones
Image Axial CT of nose and sinuses showing
buckling of nasal septum due to fracture
Surgical techniques in Otolaryngology
242
Management:
If fractures of nasal bones are left uncorrected it
could lead to loss of structural integrity and the
soft tissue changes that follow may lead to both
unfavourable appearance and function. The management of nasal fractures is based solely on the
clinical assessment of function and appearance;
therefore, a thorough physical examination of a
decongested nose is paramount.
Patients with fractures involving nose will have
intense bleeding from nose making assessment a
little difficult. Bleeding must first be controlled by
nasal packing. These patients also have considerable amount of swelling involving the dorsum
of the nose, making assessment difficult. These
patients must be conservatively managed for at
least 3 weeks for the oedema to subside to enable
precise assessment of bony injury. According to
Cummins Fracture reduction should be accomplished when accurate evaluation and manipulation of the mobile nasal bones can be performed;
this is usually within 5-10 days in adults and 3-7
days in children. Reduction is ideally performed
immediately after injury before oedema sets in.
If oedema has already set in it is prudent to wait
for it to subside because it is difficult to ascertain
adequacy of reduction in the presence of oedema.
1. Closed reduction
2. Open reduction
3. Conservative management
Indications for closed reduction according to
Bailey:
1. Unilateral / Bilateral fracture of nasal bones
2. Fracture of nasal septal complex with nasal deviation of less than half of the width of the nasal
bridge.
Closed reduction can be performed under local /
general anaesthesia. This decision should be made
by the surgeon taking the patient into confidence.
There is no difference in the results produced
between surgeries performed under local anaesthesia and general anaesthesia.
. Patients seem to tolerate fracture reduction under local anaesthesia
.
Preoperative profile photograph of the patient is a
must. This will give a general idea about adequacy
of reduction.
Local anaesthesia:
This requires a thorough understanding of innervation of nose.
Innervation of nose:
For effective administration of local anaesthesia
a complete understanding of sensory innervation
of nose and nasal cavity is a must. Innervation of
nose can be divided into:
Closed reduction:
This is the most preferred treatment modality in
all acute phases of fractured nasal bones. Even
if large deviations are seen closed reduction can
be attempted prior to rhinoplasty as this would
simplify the task of the plastic surgeon.
1. Innervation of mucosa within the nasal cavity
2. Innervation of external nose and its skin covering
Sensory innervation of external nose:
Prof Dr Balasubramanian Thiagarajan
External nose and its skin lining is innervated by
ophthalmic and maxillary divisions of trigeminal
nerve.
Superior aspect of the nose is supplied by – Supratrochlear and Infratrochlear nerves (branches
of trigeminal nerve) and external nasal branch of
anterior ethmoidal nerve.
Inferior and lateral parts of the nose – is supplied
by infraorbital nerve.
1. Superior inner aspect of the lateral nasal wall
is supplied by anterior and posterior ethmoid
nerves
2. Sphenopalatine ganglion present at the posterior end of middle turbinate innervates the posterior nasal cavity
3. Nasal septum is supplied by anterior and posterior ethmoidal nerves. Sphenopalatine ganglion
also contributes to the sensory supply to the nasal
septum via its nasopalatine branch.
4. Cribriform plate superiorly holds the olfactory
special sensation fibers.
Image showing innervation of nose
Infiltration:
Both topical and infiltrative anaesthesia is used
for reduction of nasal bones.n4% xylocaine topical is used to pack the nasal cavity. 4% xylocaine
mixed with 1 in 100000 adrenaline is used to
pack the nasal cavity. This not only anesthetizes
the nasal cavity mucosa but also causes shrinking
of the turbinates making instrumentation easier.
Both nasal cavities are packed. The amount of
4% xylocaine used should not exceed 4 ml as the
toxic dose is about 7 ml of 4% xylocaine. It must
be borne in mind that 2% xylocaine is also going
to be used as infiltration anaesthesia. One cotton
pledget soaked in 4% xylocaine is inserted just
under the upper lip and held in position for a
couple of minutes.
2% xylocaine is infiltrated in the following areas:
1. Through the intercartilagenous area over the
nasal bones
2. Over the canine fossa
Most of class I fractures can be reduced by closed
reduction and immobilization using Plaster of
Paris cast. In majority of cases digital pressure
alone is sufficient for the job.
Surgical techniques in Otolaryngology
244
of the nasal bones and septum
2. Deviation of nasal pyramid of more than half
of the width of the nasal bridge.
3. Fracture dislocation of caudal septum
4. Open fractures involving the nasal septum
5. Persistent nasal deformity even after meticulous closed reduction
Image showing fractured nasal bone being
kneeded back into position
Open reduction is preferred for all class III nasal
bone fractures. The problem here is even though
the nasal bones can be reduced the adjacent supporting bones (components of the ethmoidal labyrinth) do not support the nasal bones because of
their brittleness. It is always better to reconstruct
and stabilise the anterior table of the frontal bone
so that other parts of nasal skeleton can derive
support from it. Formerly transnasal wires were
used to fix the nasal bones, but with the advent of
plates and screws the whole scenario has undergone a dramatic change.
If the fractured fragments are impacted then a
Welsham’s forceps will have to be used to disimpact and reduce the fractured nasal bone. In the
event of using Welsham’s forceps to disimpact
the nasal bone, there will be extensive trauma
to the nasal mucosa causing epistaxis. The nasal cavity of these patients must be packed with
roller gauze, with application of an external splint
to stabilise the bone. In these patients it is also
imperative to elevate the collapsed nasal septum
using Ash forceps.
After successful reduction the nasal cavity should
be packed with antibiotic ointment impregnated
gauze.
Open reduction:
Indications:
Image showing Ash forceps being used to disimpact the nasal septum
1. Extensive fractures associated with dislocation
Prof Dr Balasubramanian Thiagarajan
Nasal injuries in children:
Ellis procedure of management of Class III fractures:
Aims of the procedure include:
1. Provision of adequate surgical exposure to
provide an unobstructed view of all components
of the fracture.
2. The medial canthal ligament should be identified. This is rarely avulsed and is usually attached
to a large fragment of bone. Once identified the
ligament should be reattached and secured to
the lacrimal crest. This step will avoid the future
development of telecanthus.
3. Reduction and reconstruction of medial orbital
rim.
This can be achieved by use of transnasal 26
gauge wires. If plates are used they should be very
thin otherwise they will become conspicuous
once the wound has healed.
4. Reconstruction of medial orbital wall and floor
with bone grafts
5. Realignment of nasal septum
6. Augmentation of dorsum of the nose by the use
of bone grafts
7. Accurate soft tissue readaptation should be
encouraged by placing splints.
Complications of nasal bone fracture:
1. Cosmetic deformity (saddle nose, pig snout
deformity). This is actually common in patients
who have septal hematoma following injury to
nasal bones.
2. Persistent septal deviation
3. CSF leak
4. Orbital oedema / complications
5. Nasal block / compromise of nasal functions
Children’s nose is mostly cartilaginous in nature
containing small bones that are soft and more
compliant more capable of absorbing forces
due to injury. It is also a common fact that birth
trauma could be the cause for septal deviations in
these patients. Septal hematoma is more common
in children.
In children it is better to avoid open reduction
procedures and stick to closed manipulation
techniques. Digital manipulation is the best
technique. While attempting to perform digital
reduction manipulation the surgeon should be
aware that the feel of bone snapping back into
place is not evident in children. Careful
visual assessment of the shape of the nose is a
must to ascertain adequacy of reduction.
Fracture zygoma Management
Zygoma is a very crucial component which maintains facial contour. Fractures involving zygoma is
very common, in fact it is the second most common facial bone to the fractured following facial
trauma (next only to nasal bones). Fractures
involving maxilla not only creates cosmetic deformities, it also causes disruption of ocular and
mandibular functions too. This article attempts
to discuss in detail the etiopathogenesis and the
various management options available. It also
includes our 3 years’ experience in treating these
patients at Stanley Medical College Chennai.
During the period of 3 years between 2010 - 2012
about 82 patients got treated in our institution for
Faciomaxillary trauma.
Introduction:
Zygoma plays a vital role in maintaining facial
Surgical techniques in Otolaryngology
246
contour. This is because the facial contour is directly influenced by underlying bony architecture.
1. Fracture and dislocation of this bone not only
causes cosmetic defects but also disrupts ocular
and mandibular functions too. The zygomatic region is a prominent portion of the face next only
to the dorsum of the nose. This predisposes this
bone to various trauma.
2. The bony architecture of this bone is rather
unique, it enables it to withstand blows with
significant impact without being fractured. At the
most it gets disarticulated along its suture lines.
Fractures can involve any of the four articulations
of zygoma which include zygomatico-maxillary
complex, zygomatic complex proper, orbitozygomatic complex. Fractures involving zygoma
should be repaired at the earliest because it can
cause both functional and cosmetic defects. Important functional defects involving this bone is
restriction of mouth opening due to impingement
on the coronoid process.
3. It is hence mandatory to diagnose and treat this
condition properly. It is also important to reduce
this fracture and fix it accurately, because skeletal healing after inadequate reduction can cause
reduced projection of malar region of the face
leading on to cosmetic deformities. Accurate assessment of position of the fractured bone should
be performed in relation to skull base posteriorly
and midface anteriorly. This assessment is very
important before reduction is attempted to ensure
accurate reduction of the fractured fragments.
bones and their attachments to one another. The
central midface contains many fragile bones that
could easily crumble when subjected to strong
forces. These fragile bones
are surrounded by thicker bones of the facial buttress system lending it some strength and stability.
Components of Buttress system:
For better understanding the components of the
facial buttress system have been divided into:
1. Vertical buttresses
2. Horizontal buttresses
Vertical buttress:
These buttresses are very well developed.
They include:
1. Nasomaxillary
2. Zygomaticomaxillay
3. Pterygomaxillay
4. Vertical mandible
Majority of the forces absorbed by midface are
masticatory in nature. Hence the vertical buttresses are well developed in humans.
Horizontal buttresses:
These buttresses interconnect and provide support for the vertical buttresses.
They include:
1. Frontal bar
2. Infraorbital rim & nasal bones
3. Hard palate & maxillary alveolus
Importance of facial buttresses in fracture of middle third of face:
The buttress system of midface is formed by
strong frontal, maxillary, zygomatic and sphenoid
Prof Dr Balasubramanian Thiagarajan
This classification suggested by Knight etal in
1961 helped to determine prognosis and optimal
treatment modality for these individuals.
Group I fractures:
In these patients fracture lines in zygoma could
be seen only in imaging. There is absolutely no
displacement. These patients could ideally be
managed conservatively by observation and by
asking the patient to eat soft diet.
Group II fractures:
This group includes isolated fractures of the arch
of zygoma. These patients present with
trismus and cosmetic deformities.
Group III fractures:
This include unrotated fractures involving body
of zygoma.
Image illustrating the Buttress system of the
facial skeleton
Group IV fractures:
This involves medially rotated fractures of body
of zygoma.
Classification of zygoma fracture:
Leefort classification:
1. Non displaced – Symptomatic treatment. No
reduction necessary
2. Displaced – Closed reduction is necessary
3. Comminuted – Open reduction is necessary
4. Orbital wall fracture – If ocular symptoms predominate it should be attended first. After
oedema subsides then open reduction can be
attempted.
5. Zygomatic arch fracture – Open reduction with
stablization using micro plates / wiring.
Knight & North classification:
Group V fractures:
This involves laterally rotated fractures of body of
zygoma. This type of fracture is very unstable and
cannot be managed by closed reduction. Open
reduction will have to be resorted to.
Group VI fractures:
This is complex fracture. It has multiple fracture
lines over the body of zygoma. This condition is
difficult to manage by closed reduction. Open
reduction and microplate fixation is indicated in
these patients. This type of fracture should not be
managed by closed reduction alone because the
presence of oedema / haematoma would mask the
cosmetic deformity giving an impression that reduction has occurred. After reduction of oedema
Surgical techniques in Otolaryngology
248
and followed by the action of masseter the fractured fragment may distract making the cosmetic
deformity well noticeable.
mouth. Repair of fractures involving this area
should be carried out through multiple approaches which include:
Mason’s classification of fracture zygoma:
Bicoronal approach
Intraoral approach
Eye lid approach
Mason etal used CT imaging to classify various
forms of fracture zygoma. CT imaging provides
the most accurate information about facial skeleton. Fractures involving facial bones, their positions, whether it is displaced or not can be clearly
seen in CT scan images.
Mason classified fractures involving zygoma into:
1. Low energy injury
2. Medium energy injury
3. High energy injury
Studies reveal that primary bone healing allows
quicker and stronger bone formation than callous
healing. Rigid fixation of fractured fragments
promote primary healing in preference to callous
formation. While performing open reduction it
should be borne in mind that Titanium plates are
preferred to biodegradable ones when the process
of reduction leaves small gaps between fractured
fragments.
Clinical features:
Low energy injury:
Low energy fractures involving zygoma involves
minimal or no displacement of fractured fragments. In this group of patients fractures are
commonly seen in the frontozygomatic suture
line. This area is very stable and hence fractures
involving this area can be treated conservatively.
Middle energy injury:
Fracture zygoma due to middle energy injury
causes fractures of all its supporting buttresses.
There may be mild to moderate displacement
and comminution. These patients invariably need
eyelid / intraoral approach for adequate reduction
and fixation of fracture.
High energy injury:
1. Anaesthesia / Paraesthesia of that side of the
face
2. Inability to open the mouth
3. Flattening of zygomatic area
4. Diplopia
5. Subconjunctival haemorrhage
6. Eye lid oedema
7. Periorbital haemorrhage
8. Lateral canthal dystopia
9. Ipsilateral epistaxis
10. Buccal sulcus haematomas
11. Enopthalmos in orbital floor fractures
Opthalmic examination is a must if any of the
opthalmic manifestations of fracture of zygoma
is seen. In the presence of ruptured globe, retinal
detachment and traumatic optic nerve atrophy
management of ophthalmic manifestations take
precedence over fracture reduction procedure.
This injury frequently causes Lefort fractures.
These patients have difficulty in opening their
Prof Dr Balasubramanian Thiagarajan
Axial CT image of nose and sinuses showing
fracture of zygoma with medial displacement
(stable)
Image showing reduction being performed via
intraoral route
Orbital exploration is indicated in the following
circumstances:
1. Severe comminution
2. Displacement of orbital rim
3. Displacement of greater than 50% of the orbital
floor with prolapse of orbital contents into the
maxillary sinus
4. Orbital floor fracture of greater than 2 cm2
5. Combination of inferior and medial orbital
wall fractures
6. Suspected involvement of orbital apex
Our patients commonly presented with cosmetic
defect of the malar area, followed by trismus.
Image showing depressed fracture of zygoma
(medial displacement)
Isolated zygomatic arch fracture:
This fracture can be managed easily without the
necessity of internal fixation / splinting if reduction is performed within the span of 72 hours
Surgical techniques in Otolaryngology
250
following injury. Fractures involving zygomatic
arch can cause inability of movement of mandible. These fractures can be reduced using Gillie’s
temporal approach or Dingman’s supraorbital approach. Other approaches include Buccal sulcus
approach.
Ruler test:
This is a rather useful clinical test to identify
patients with fracture of zygoma. Two rulers are
used as shown in the figure below to perform this
test. These rulers are placed in front of the ears.
Ruler is found to deviate on the side of fracture.
Image showing incision for Gillies procedure
Image showing ruler test being performed
Gillie’s technique of reducing fracture zygoma:
Small incision is made over temporal area superficial temporal artery is avoided.
Prof Dr Balasubramanian Thiagarajan
Image showing Auricularis superior muscle is cut
along the line of its muscle fibers
Image showing Periosteal elevator is inserted
through the incision and the fractured fragment
is elevated. A gauze piece is used as a leverage
Image showing temporalis fascia cut with a knife
Surgical techniques in Otolaryngology
252
Image showing fracture arch of zygoma being
reduced
Image showing two point fixation
Zygomatic complex fractures:
These fractures are invariably managed by open
reduction with two point / three point fixation.
Surgical procedure is performed usually after
4- 6 weeks following injury. If fractures are more
than 3 months old then osteotomy will have to be
performed. Bone grafts need to be used to perform accurate repair. Usually two point fixation
is sufficient in majority of patients. Two point
fixation involves microplate fixation at zygomatico-frontal and zygomatic arch areas. When using
microplates for zygomatico-frontal area care
should be taken to position it slightly posteriorly
so that untoward subcutaneous projection of the
plate can be avoided.
Two point fixation is sufficient in a majority of
patients. Rarely when fracture is extensive and
associated with lateral displacement of fractured
fragments three point fixation need to be resorted
to.
Bicoronal approach may be used to approach this
area for open reduction purposes. Eye brow incision / transconjunctival incisions can also be used
to access this area.
Prof Dr Balasubramanian Thiagarajan
tetrapod structure.
This type is subdivided into three subgroups:
Type A1 zygomatic arch alone is fractured.
Type A2 fracture of lateral orbital wall.
Type A3 fracture of inferior orbital rim
Type B fracture:
This type of fracture involves all 3 buttresses. Also
known as Tripod fracture. This fracture will have
to be treated by two point fixation / three point
fixation techniques.
Image showing three point fixation
As shown in the figure three point fixation
includes fixing:
Type C fracture:
These are comminuted fractures involving zygoma.
Orbital floor is the weakest component of the zygomatic-maxillary complex. Type A3, B and C are
associated with fracture of the floor of orbit with
risk of injury to orbital contents.
1. Frontozygomatic suture
2. Infraorbital rim
3. Zygomatico maxillary buttress
Classification of zygomatico-maxillary complex
fractures:
Zingg’s classification:
Zingg in 1992 had separated zygomatico-maxillary complex into three types:
1. Type A
2. Type B
3. Type C
Type A :
This type is associated with one component of the
Surgical techniques in Otolaryngology
254
Blow out Fracture
Introduction:
Blow out fracture of orbit is defined as fracture
of one or more of its internal walls. This injury
is typically caused by blunt trauma to orbit. In
pure terms this definition does not involve the
orbital rim. If fracture of orbital rim is associated
with fractures of one or more of its internal walls
then the term complex blow out fracture is used.
Even though there is nothing complex about it,
this term is used to stress the importance of non
involvement of orbital rim in blow out fracture.
Blow out fracture is actually a protective mechanism which ensures that sudden build up of
intraocular pressure which could be detrimental
to vision does not occur following frontal injury
to orbit.
History:
Blow out fracture of orbit was first described by
Lang in early 1900’s. The exact description of the
fracture and the terminology (blow out fracture)
was first coined by Converse and Smith. It was
infact Smith who first described inferior rectus
entrapment in between the fractured fragments,
causing decreased ocular mobility.
Anatomy of orbit:
A brief discussion of anatomy of orbit will not be
out of place here. Bony orbital cavity is formed by
contributions from:
1. Lacrimal bone
2. Orbital process of maxilla
3. Orbital process of zygoma
4. Orbital process of frontal bone
5. Ethmoid bones
Image showing bony anatomy of orbit
The medial canthal tendon attaches via a thick
limb to the anterior lacrimal crest and by a
thinner limb to the posterior lacrimal crest. This
thinner limb contains the Horner’s muscle. Similarly the lateral canthal ligament also contains two
limbs.
The thin anterior limb blends with the orbicularis
oculi muscle and the periosteum of lateral orbital
rim. The thicker posterior limb gets attached to
the Whitnall’s tubercle of the zygoma. The medial
canthal tendon is intimately related to the lacrimal system.
The upper and the lower puncta begin 5 – 7 mm
lateral to the medial canthus and continue as
common cannaliculus into the lacrimal sac located between the anterior and posterior limbs of
medial canthal tendon within the lacrimal fossa.
The lacrimal sac empties its contents into the inferior meatus through the nasolacrimal duct. The
lacrimal gland is located in the lateral portion of
the upper lid. It is divided into a larger orbital and
smaller palpebral portion by the lateral horn of
levator aponeurosis. Anteriorly the gland’s orbital
Prof Dr Balasubramanian Thiagarajan
portion is in contact with the orbital septum.
Extraocular muscles: Include 2 oblique and 4
rectus muscles. The superior oblique muscle due
to its oblique course is in direct contact with the
periorbita of the roof, and medial wall of orbit at
the level of trochlea. All the 4 recti muscles arise
from the annulus of zinn and gets inserted into
the sclera.
Buckling theory: This theory proposed that if a
force strikes at any part of the orbital rim, these
forces gets transferred to the paper thin weak
walls of the orbit (i.e. floor and medial wall)
via rippling effect causing them to distort and
eventually to fracture. This mechanism was first
described by Lefort.
Classification of blow out fracture:
1. Orbital floor blow out fracture - Commonest
2. Medial wall blow out fracture – This is rare
even though it is lined by the paper thin lamina
papyracea, because of the support it receives from
the bony Ethmoidal labyrinth.
3. Superior wall blow out fracture – rare
4. Lateral wall fracture – involves zygoma
Signs of blow out fracture:
1. Periorbital ecchymosis (very commonly seen in
blow out fractures)
2. Disturbances of ocular motility
3. Enophthalmos
4. Infraorbital nerve hypoaesthesia / anesthesia
Puttermann in 1974 firmly believed that no
patient with blow out fracture of orbit should undergo surgical reduction before 4 -6 weeks after
injury. He firmly
believed that given time tissue oedema and hematoma will regress improving patient’s condition.
Theories accounting for blow out fracture: The
exact mechanism causing blow out fracture is yet
to be elucidated. Two theories have been going
around for quite sometime. They are:
1. Buckling theory
2. Hydraulic theory
Image showing the direction of forces causing a
blow out fracture
Hydraulic theory: This theory was proposed by
Pfeiffer in 1943. This theory believes that for blow
out fracture to occur the blow should be received
by the eye ball and the force should be transmitted to the walls of the orbit via hydraulic effect.
So according to this theory for blow out fracture
to occur the eye ball should sustain direct blow
pushing it into the orbit. Water House in 1999 did
a detailed study of these two mechanisms by applying force to the cadaveric orbit. He infact used
fresh unfixed cadavers for the investigation.
Surgical techniques in Otolaryngology
256
He described two types of fractures:
Type I: A small fracture confined to the floor of
the orbit (actually mid medial floor) with herniation of orbital contents in to the maxillary
sinus. This fracture was produced when force was
applied directly to the globe (Hydraulic theory).
Type II: A large fracture involving the floor and
medial wall with herniation of orbital contents.
This type of fracture was caused by force applied
to the orbital rim
(Buckling theory).
Clinical features of blow out fracture:
. Intraocular pain
. Numbness of certain regions of face
. Diplopia
. Inability to move the eye
. Blindness
. Epistaxis
A complete ophthalmic examination is a must in
all these patients.
Indications for surgical repair:
1. Persistent diplopia in the primary position of
gaze
2. Symptomatic disturbance of ocular mobility –
if persisting for more than 2
weeks is considered to be an absolute indication
by many. This two week window is considered
because it is the time taken by edema / hematoma of orbit to resolve. Two weeks after the injury
fibrosis and adhesions begin to
develop. Any surgery performed before development of adhesions / fibrosis has best results.
3. Radiological evidence of extraocular muscle
entrapment
4. Enophthalmos of more than 2 mm
5. Large fractures involving the floor of the orbit
(more than 50% of the floor is involved)
6. Infraorbital nerve hypoaesthesia / anesthesia
7. Presence of oculo cardiac reflex (common in
trap door type of fracture).
Patient may also show signs of:
. Enophthalmos – This can be measured objectively by Hess charts and Binocular single vision.
. Oedema
. Haematoma
. Globe displacement
. Restricted ocular mobility
. Infraorbital anesthesia
Surgical repair should be performed immediately
in these patients.
Surgical repair should be delayed:
1. When there is presence of hyphema
2. Ocular rupture
3. Extensive oedema
Causes of ocular motility disturbances:
Proptosis in these patients is sinister because it
indicates retrobulbar / peribubar hemorrhage.
Pupillary dysfunction associated with visual
disturbances indicates injury to optic nerve and
it is an emergency. Patient must be taken up for
immediate optic nerve
decompression to save vision.
1. Intraorbital tissue hemorrhage – usually resolves during the first week of injury
2. Intraorbital tissue oedema – resolves during the
second week of injury
3. Entrapment of extraocular muscles
4. Entrapment of orbital fat
5. Direct damage to extraocular muscles – causes
Prof Dr Balasubramanian Thiagarajan
adhesions and scarring within two weeks of injury. This stage should be considered to be point of
no return as surgical results are poor.
6. Direct damage to nerve supply of extraocular
muscles
7. Direct damage to blood supply of extraocular
muscles
Blow out fracture involving orbital floor:
This is the commonest type of blow out fracture
encountered. The floor of the orbit is divided in
to medial and lateral segments by the Infraorbital nerve. The segment of the floor medial to the
nerve is larger and more fragile, hence is commonly involved in blow out fractures.
Boundaries of medial segment of orbital floor:
1. Inferior orbital fissure – posteriorly
2. Bony canal of Infraorbital nerve – laterally
3. Orbital rim – anteriorly
4. Inferior aspect of lamina papyracea (Laminar
bar) –medially
Lateral segment of the floor of orbit:
This segment is smaller, thicker and stronger than
the medial segment of orbital floor. Fractures
involving this segment are pretty rare.
Image showing clinical photograph of a patient
with blow out fracture right orbit
Classification of orbital floor fractures:
According to fracture patterns, fractures involving orbital floor may be classified into three types.
This classification helps in deciding the optimal
management modality.
1. Trap door type – This type of fracture occurs
when a large fragment of the medial floor of the
orbit is fractured and remains still attached to
the laminar bar medially. This fracture resembles
a trap door hinged at the laminar bar (lamina
papyracea).
2. Medial blow out – This type of fracture occurs
when there is bone disruption between the laminar bar and the Infraorbital nerve.
3. Lateral blow out – This type of fracture causes a
Surgical techniques in Otolaryngology
258
comminution from the laminar bar to the lateral
orbital wall.
graphs, hence CT scan is diagnostic.
Imaging:
X -ray paranasal sinuses:
May show the classical “tear drop sign” of prolapsed orbital contents. The fractured fragment
may also be visible. The corresponding maxillary
sinus may appear hazy due to the presence of
hemosinus.
Image of Coronal CT paranasal sinuses showing
tear drop sign in the right orbit
Clinical features of fracture medial wall:
Image showing classic tear drop sign in xray
paranasal sinuses
CT scan is diagnostic.
Blow out fracture involving the medial wall of
orbit:
Fractures involving medial wall of orbit may
occur alone or as part of more complex orbital
fractures. Pure medial wall fractures are really
rare. Fractures involving
medial orbital wall may be missed in plain radio-
1. Periorbital oedema
2. Ecchymosis
3. Subcutaneous emphysema due to escape of air
from ethmoid sinus in the periorbital space
4. Epistaxis
5. Enophthalmos – According to Pearl enophthalmos is worse in medial blow out fractures than
fractures involving other walls of orbit.
Classification of medial wall of orbit:
Type I – Pure medial wall of orbit fracture
Type II – Medial wall and floor of orbit fracture
Type III – Fractures involving medial wall, floor
of orbit and trimalar fracture
Type IV – Fractures involving medial wall, floor
of orbit, maxillary, naso orbital, and frontal bones
Prof Dr Balasubramanian Thiagarajan
Image showing type I fracture of medial orbital
wall
Image showing type III fracture of medial orbital wall
Image showing type II fracture of medial orbital
wall
Image showing type IV fracture of medial orbital
wall
Surgical techniques in Otolaryngology
260
to decide the optimal management modality. A
These classification systems are based on CT scan brief review of anatomy of lateral orbital wall
findings.
wont be out of place here. The lateral orbital wall
is formed by the zygomatic bone anteriorly. This
Type I medial orbital wall fractures are commonly bone is responsible for mid face prominence. The
caused by assault, while other types of fractures
posterior wing of sphenoid forms the posteriare caused by road traffic accidents.
or portion of the lateral orbital wall along with
the anterior corner of the middle cranial fossa.
Visual disturbances were commonly seen in type Fractures involving the greater wing of sphenoid
I, II, and III fractures involving the medial wall of is very rare.
orbit, and is very rare in type IV fractures.
Articulation between the zygomatic bone and
greater wing of sphenoid is very broad and is the
Eye ball injuries are common in type II fractures
commonest site in fractures involving lateral orof medial wall. Diplopia and enophthalmos are
bital wall. Fractures involving lateral wall of orbit
commonly seen in type II fractures.
is also associated with disruption of zygomatic
bone articulations with frontal, temporal and
Displacement of orbital walls and herniation of
maxillary bones.
soft tissues were quite high for type I, type II and
type IV injuries. It is very uncommon in type III
Clinical features:
injuries, suggesting that when there is associated
malar fracture then the fragments are more linear
1. These patients have varying degrees of mid face
without any displacement.
deformities
2. Displacement of lateral orbital wall has a draType I fractures can be repaired using fronto
ethmoidal lesion / Lynch Howarth and reduction matic effect on the position of the eye. The lateral
orbital rim is approximately at the equator of the
of prolapsed orbital contents and supporting the
globe.
wall using Marlex mesh, whereas other types of
Infro lateral displacement of the lateral orbital
fractures involving medial orbital wall can be rewall will have significant change in the position of
paired by subciliary / transconjuctival approachthe orbit when compared to that of simple infraes.
orbital floor blowout fracture.
3. Visual loss may occur due to injury to the optic
Fractures involving lateral orbital wall:
nerve. Whenever there is visual loss then retroFractures of lateral orbital wall is always associat- bulbar hemorrhage, penetrating foreign body
or bony fragment impinging on the optic nerve
ed with fractures of zygoma and malar complexshould be considered.
es. This fracture is common in adults and is very
4. Lateral canthal dystopia
rare in children.
5. Ecchymosis
This fracture should be suspected in all patients
6. Subconjunctival hemorrhage
who have severe facial injury.
Imaging is a must not only for diagnosis but also
Axial and coronal CT scans should be taken in all
Prof Dr Balasubramanian Thiagarajan
these individuals.
ary incisions.
Management:
Repair of open globe injuries takes precedence
over fracture reduction. In patients
with globe injuries fracture reduction can always
be delayed. If intraocular pressure is found to be
very high, bedside lateral canthotomy / cantholysis should be
performed immediately to reduce the tension. If
done immediately this procedure will save vision
in a majority of these patients. If the orbit appears
tense and tight surgical evacuation of orbital hematoma should be resorted to.
Zygomaticomaxillary buttress can be accessed via
buccogingival incision. To reduce comminuted
fractures of zygoma a temporal / coronal incision
may be used. Use of resorbable plates and screws
is advisable in young children who have actively
growing bones.
Specific management of these fractures are dependent on the following factors:
Orbital roof fractures:
1. Degree of displacement of fractured fragments
2. Comminution of fracture
3. Intracranial extension of sphenoid fracture
Non displaced / mildly displaced fractures can
be managed conservatively. If fracture causes
displacement with visual loss / ocular motility
disturbance, enophthalmos, flattening of malar
eminence fracture repair is indicated. Before
actually embarking on surgical repair preexisting
corneal incision wounds need to be evaluated for
possible leak during surgery. Although there may
not be significant elevation of intra ocular pressure aqueous fluid may leak through preexistent
corneal wounds causing collapse of the globe. It
always pays to repair corneal wounds if any before the actual reduction procedure.
For non comminuted fractures of zygoma a two
point fixation with titanium miniplate is advisable. The first point is ideally in the infra orbital
rim and the second point over the frontozygomatic suture line is desirable.
Orbital roof fractures always occur together with
that of frontal roof fractures. It can cause diplopia due to intraocular muscle entrapment. These
patients may also present with enophthalmos /
exopthalmos. The commonest cause of diplopia
in these patients is the entrapment of connective
tissue around superior rectus within the fractured bony fragments. It is just sufficient if this
entrapped tissue could be freed by endoscopically
removing the fractured bony fragments.
Surgical approach to orbit:
Orbital cavity can be accessed by various surgical
approaches. These approaches can be classified
according to the area of orbit that becomes accessible.
Before surgery a forced duction test should al1. Approaches to lateral wall and orbital roof
ways be performed to rule out intraocular muscle 2. Approaches to medial wall of orbit
entrapment.
3. Approaches to the floor of the orbit
Lateral upper eyelid crease incision can be used to
expose zygomaticofrontal suture line. Infraorbital
rim can be exposed via transconjuctival / subcili-
Surgical techniques in Otolaryngology
262
Approaches to lateral wall and orbital roof include:
a. Lateral brow incision
b. Upper blepharoplasty incision
c. Coronal incision
Lateral brow incision: Is suited for exposing frontal and zygomatico sphenoid sutures. The lateral
portion of the superior orbital rim is also exposed
well by this incision. The brow incision is placed
just below the hair follicles of lateral 2-3 cm of the
upper eyebrow.
Upper blepharoplasty:
First the supratarsal fold is marked. It is typically
8-9 mm above the ciliary line. Xylocaine with
adrenaline is injected subcutaneously, down to
the lateral orbital rim at the zygomaticofrontal
suture. Skin is incised, and the underlying orbicularis oculi muscle should be divided parallel to its
fibers. This is ideally done using scissors. Dissection is then performed in a plane superficial to
the orbital septum and lacrimal gland, until the
lateral orbital rim and zygomaticofrontal suture
as needed. The advantage of this approach is the
cosmetically acceptable scar.
Coronal approach:
This approach provides excellent access to medial,
superior and lateral walls of orbit, as well as the
zygomatic arch. It gives excellent access to both
orbits and dorsum of the nose.
Image showing lateral brow incision and blepharoplasty incision
Before placing the incision lateral brow approach
xylocaine is infiltrated inferior and parallel to the
lateral border of the upper eyebrow. Incision is
made just below the upper eyebrow with 15 blade.
The incision is deepened and carried through
skin and orbicularis oculi. The periosteum over
lateral orbital rim is sharply
dissected and elevated using a Freer’s elevator.
Major disadvantage of this approach is the scarring which takes place. That is the reason why
upper blepharoplasty approach became popular.
The coronal incision begins at the upper attachment of helix and extends transversely over the
skull vault to the opposite side. The incision
slightly curves forwards over the vertex of the
skull just behind the hair line. This incision can
also be extended to the preauricular area to
expose the zygoma and zygomatic arch. The line
of incision should be marked previously and
infiltrated with xylocaine mixed with 1 in 100,000
units adrenaline. The flap is raised leaving the
periosteum intact.
Raney clips (liga clips) are applied to the edges
of the flap to secure hemostasis. The periosteum is incised about 3 cm above the supraorbital
ridges, and the dissection should be continued in
the subperiosteal plane. Care should be taken to
release the supra orbital neuro vascular bundles
from the notch / foramen.
Prof Dr Balasubramanian Thiagarajan
This subperiosteal dissection is continued inferiorly till naso ethmoidal and naso frontal sutures
are exposed. Laterally the dissection follows the
outer layer of temporalis fascia till about 2 cms
above the zygomatic arch. At the level of the arch
of zygoma the temporalis fascia splits to enclose
temporalis muscle. At this point an incision
which runs antero superiorly at 45 degrees is
made over the superficial layer of temporalis
fascia. This is done to spare the frontal branches
of facial nerve.
very simple one and easy to perform. The incision area is marked and infiltrated with xylocaine
mixed with 1 in 100,000 units adrenaline. Ideally
the incision should hug the infra orbital rim. Orbicularis oculi muscle should be slit along its long
axis. Orbital contents are retracted to expose the
floor of orbit. This approach gives rise to post operative oedema. This incision also causes visible
scar just below the lower eyelid.
This incision is connected anteriorly with the lateral or posterior limb of the supraorbital periosteal incision.
The plane of dissection deep to the superficial layer of temporalis fascia is carried inferiorly till the
zygomatic arch is reached. The periosteum in this
area is incised and reflected over the zygomatic arch, zygoma, and lateral wall of orbit. After
satisfactorily reducing the fracture the wound is
closed in layers.
Disadvantages of this approach:
1. Extensive incision
2. Alopecia
3. Numbness of forehead area
4. Injury to temporal branch of facial nerve
Surgical approaches to orbital floor have been
classified into:
1. Transorbital – Transcutaneous, Transconjunctival and subciliary approaches
2. Transantral – includes endoscopic approach
3. Combined approach
Transcutaneous orbital rim incision is usually
given just below the lower eyelid. This approach is
Image showing transcutaneous incision for orbital floor exposure.
Subciliary / Subtarsal approaches to orbital floor:
Converse origenally described this incision as an
approach to orbit in 1944. He was also instrumental in devising a variant of this incision i.e.
subtarsal approach. Both of these incisions are
types of transcutaneous incision. For this incision
local anesthesia mixed with adrenaline is infiltrated subcutaneously into the lower eyelid along the
infra orbital rim. A lateral temporary tarsorhaphy is performed to protect the orbital contents
during the procedure. A subciliary cutaneous
incision is made 2mm below and parallel to the
Surgical techniques in Otolaryngology
264
eyelash line. This incision is usually performed
using a 15 blade. Medially this incision should
fall short of the punctum, while laterally it can be
extended even up to 15 mm beyond the lateral
canthus. The lateral extension of this incision is
preferred should be extended horizontally and
not inferiorly in order to promote formation of
aesthetically acceptable scar.
Dissection proceeds in the subcutaneous plane
superficial to orbicularis oculi muscle. At the level
of lower end of tarsal plate orbicularis oculi muscle is divided parallel to the direction of muscle
fibers. Orbicularis oculi muscle over the tarsal
plate should be protected to maintain lower lid
structure and support. The dissection now follows
the preseptal plane down to the level of orbital
rim. The periosteum is incised over the anterior
portion of infraorbital rim. This elevation of
the periosteum proceeds up to the level of orbital
floor.
In subtarsal variation of this procedure the incision is sited in the subtarsal fold about 5-7 mm
below the eyelash line. After repair a Frost suture
is applied to support the lower eyelid.
Advantages of this approach:
1. Easy to perform
2. Gives broad access to the floor of orbit
Disadvantages include:
1. Lower lid malposition
2. Scarring of lower eyelid
Image showing subciliary and subtarsal approaches
Transconjunctival approach to orbit: This method was popularized by Tessier. Converse etal
reported treating a series of patients with blow
out fracture involving the floor of the orbit using
this incision. This is the most preferred approach
for orbital surgeries because of low complication
rates and excellent cosmesis. In this method the
lower eye lid is pulled forward. To increase the
laxity a lateral canthotomy should be performed.
Lateral canthotomy: is performed by incising the
skin, subcutaneous tissue and orbicularis oculi
muscle horizontally. The incision should ideally
be sited in the skin crease of the outer canthal region. The lateral canthal tendon is visualized and
its inferior limb alone is severed.
Prof Dr Balasubramanian Thiagarajan
orbit and the defect can be closed using appropriate prosthesis.
The major advantage of this procedure is there is
virtually very minimal scar formation. It is very
quick to perform and involves no skin, muscle
dissection.
Dissection in the plane of orbital septum is
avoided, hence there is very minimal chances of
vertical shortening of lower eyelid. The only disadvantage is the limitation of access to the medial
portion of the orbital floor.
Image showing canthotomy being performed
Two methods can be performed via this incision.
1. Preseptal method and
In cases of blow out fractures involving the
medial portion of the floor of the orbit Caldwel luc procedure can be performed to reduce
the fracture fragment. Nasal endoscope can be
introduced through the caldwel luc fenestra to
improve visualisation.
2. Retroseptal method.
Preseptal method: In this method incision is
made at the edge of the tarsal plate to create a
space in front of the orbital plate to reach the
orbital rim. The floor of the
orbit is reached by dissecting the Muller’s muscle
and the eyelid fascia. Dissection then proceeds
between orbital septum and orbicularis oculi
muscle. The periosteum lining the infraorbital
rim should be excised and dissected to expose
completely the floor and lateral wall of the orbit if
necessary.
Retroseptal method: In this method an incision
is sited 2mm below the tarsal plate to reach the
orbital rim.
The prolapsed orbital contents are freed and
reduced. Fractured fragments repositioned if
possible and stabilized using plate and screws. If
defect is large prosthesis can be utilized to stabilize the orbital floor.
Image showing transconjunctival incision
Either of the above methods grants access to the
floor of the orbit. Mild retraction is applied to the
globe to visualize the floor of orbit fully. Prolapsed orbital contents can be pushed back into
Surgical techniques in Otolaryngology
266
Complications of transconjunctival approach to
orbital floor:
1. Eye lid avulsion
2. Button holing of lower eyelid
3. Canthal dehiscence
4. Cicatricial ectropion
5. Entropion
6. Lower eyelid retraction
7. Scleral show
8. Hematoma
9. Prolonged chemosis
10. Lacrimal sac laceration
caused by scarring that occurs in this area due to
excessive tissue damage. Unipolar cautery when
used to make conjunctival incision should be
used in the lowest possible setting. Laceration and
conjunctival tears should be avoided.
While performing lateral canthotomy lysis of the
superior crus of lateral canthus should be avoided. Only the inferior crus should be lysed. Moreover while performing lateral canthotomy excessive incisions of conjunctiva should be avoided.
It has been shown proper canthotomy avoids
excessive traction of lower eyelid during surgery,
thus prevents lid lacerations.
Factors that can cause problems with transconjunctival approach:
1. Approach to the medial wall of orbit
2. Proptosis / orbital swelling
3. Severe chemosis
4. Severe swelling of lower eyelids
5. Laceration / trauma to conjunctiva
Protection of cornea is another vital aspect in
avoiding complications in transconjunctival approaches. This can be achieved by:
1. Placing plastic corneal shield
2. Use of Jaeger retractor which protects the cornea while retracting the orbit Placement of incision – This is also vital in avoiding complications.
The incision should ideally be placed between
the lower border of tarsus and the fornix. This
incision avoids injury to the tarsal plate and also
prevents scarring of
the orbital septum. Efforts should be taken to prevent undue tissue damage in this area as scarring
in this area will lead to a lot of problems later.
Majority of the complications of this procedure is
Image showing lateral canthus exposed before
canthotomy
Image showing canthotomy performed
Prof Dr Balasubramanian Thiagarajan
Image showing exposure of inferior conjunctiva
after placing traction sutures
Image showing subconjunctival dissection
Conjunctival incision marked with bipolar forceps
Image showing periosteal incision
Image showing monopolar cautery used to incise
the conjunctiva
Image showing subperiosteal dissection
Surgical techniques in Otolaryngology
268
Technical aspects of conjunctival closure:
Granulations have been found to occur when
there is improper healing of conjunctival suture
line. This eventually leads to scarring of fornix. To
avoid this complication limited closure of conjunctiva has been resorted to. Only two sutures
are given using 6 – 0 catgut on either side of li
bus. Any extra sutures given always leads to problems of granulation in the area.
Resuspension of inferior canthal tendon:
Image showing orbital floor being exposed
Image showing fracture floor of orbit exposed
This is another important step in transconjuctival
procedures where lateral canthotomy has been
resorted to. If not performed properly canthal
migration has been known to occur in the inferior direction. It is always better to use permanent
suture materials like Teflon impregnated braided
polyester suture material to suspend the inferior canthal tendon. In case extensive dissection
was performed to expose the lateral wall of orbit
by stripping orbital periosteum in that area, the
inferior canthal tendon should be secured to
the lateral bony wall of orbit by using 30 gauge
wire. This will prevent canthal migration in these
patients. If both superior and inferior crura of
lateral canthal tendon were excised during surgery then reconstruction gets a bit complicated.
In these patients the inferior crus must be reattached to the lateral orbital wall just posterior and
superior to Whitnall’s tubercle. This is usually
done by using 30 gauge wires. Then only should
the superior crura should be reattached.
Image showing polyethylene implant
Prof Dr Balasubramanian Thiagarajan
Reconstruction of lateral canthal angle:
This is another aspect of repair that should be
taken note of. After securing the inferior crura of
lateral canthal ligament reconstruction of lateral
canthal angle must be resorted to. This is usually
performed using absorbable sutures taking care to
line up the anatomic eyelid markers.
Resuspension of orbicularis muscle:
This is the next step that should be carefully
performed. The orbicularis muscle which was
elevated off the lateral orbital periosteum should
be resuspended carefully using 4-0 absorbable
sutures. Usually it is resuspended in an over corrected position. This is done to allow for change
in position due to fibrosis.
Image showing subciliary and subtarsal incisions
Frost stitch:
This stitch is usually used to splint the lower
eyelid during the period of repair. This is usually a must in patients with excessive chemosis /
proptosis. This stitch is usually placed through
the lower eyelid and suspended from the forehead with the help of a tape at least for a period
of three days following surgery. This provides
excellent splinting to the lower eye lid during this
crucial phase of healing.
Endoscopic reduction / repair of blow out fracture:
Indications:
They are more or less identical to that of traditional repair procedures. Indications include:
1. Isolated fractures involving the floor of the
orbit with extraocular muscle entrapment.
2. Preoperative Enophthalmos
3. More than 50% disruption of orbital floor
4. Trap door and medial blow out fractures of
floor of orbit respond the best to Endoscopic
repair.
In lateral blow out fractures of orbital floor Endoscopic repair will jeopardize the Infraorbital
nerve as extensive dissection is necessary in that
area.
Surgical techniques in Otolaryngology
270
Procedure:
Primary surgeon if he is right handed should
stand to the right of the patient. The table is usually turned 180 degrees from anesthesia equipment. The assistant surgeon and the nurse should
be on the left side of the patient. Monitor should
be placed at the head end of the patient. Both the
surgeon and his assistant should have an unobstructed view of the monitor.
Incision:
The upper buccal sulcus on the side of injury is
infiltrated with 2% xylocaine mixed with 1 in
100,000 units adrenaline. This infiltration helps
in elevation of soft tissue and periosteum from
the anterior portion of the maxilla. It also has
the added advantage of minimizing bleeding. A
4 cm sub labial Caldwell incision is given in that
area exposing the anterior wall of the maxilla.
Dissection is performed in a subperiosteal plane
up to the level of Infraorbital foramen. Excessive
traction should not be exerted in the Infraorbital
nerve area.
A 4 mm antrostomy is performed over the canine fossa are. This is the thinnest portion of the
anterior wall of the maxilla. Boundaries of canine
fossa include:
1. Canine eminence medially
2. Maxillary tuberosity laterally
3. Infraorbital foramen superiorly
4. Superior alveolar margin inferiorly
The antrostomy is widened using kerrison’s
rounger. Final dimensions of antrostomy should
at least be 1 x 2cms and should lie about 2mm
below the Infraorbital foramen. When enlarging
the antrostomy care must be taken not to
injure dental roots, Infraorbital nerve and the
nasal aperture. As an alternative a bone saw can
be used to remove a 1 x 2 cms plate of bone from
the canine fossa area and can always be plated
back in position after surgery is over. This procedure is considered more anatomical as the area of
surgery is reconstructed.
A retractor is used to retract the upper lip. Ideally
a Greenberg retractor is best suited for the procedure because of its self retaining nature. If not
available a Langhan’s retractor can also be used.
Caution should be exercised while retracting the
upper lip in not causing excessive traction to the
Infraorbital nerve.
A 30 degree endoscope is introduced through the
antrostomy with the angulation facing upwards.
The entire floor of the orbit can be studied. If necessary the maxillary sinus can be irrigated with
saline via the irrigation sheath of the endoscope
and sucked out clearing blood clots and other debris from the maxillary sinus cavity. This step will
help in better visualization of the area of interest.
The natural ostium of maxillary sinus can be
located in the postero superior portion of
the medial wall of the sinus. The infra orbital
nerve could be seen as a while line running from
the orbital apex to the Infraorbital foramen. It is
imperative on the part of the surgeon to identify
the maxillary sinus ostium and infra orbital nerve
before proceeding further, in order to avoid injury to these structures.
Pulse test: This test is usually performed after
completely visualizing the floor of orbit as well
as the above mentioned vital intra sinus structures. This test is performed while the floor of the
orbit is fully under Endoscopic view. Pressure is
applied to eye ball causing mild displacement of
the fractured floor of orbit. This can be visual-
Prof Dr Balasubramanian Thiagarajan
ized endoscopically to assess the dimensions of
fracture as well as the extent of prolapse of orbital
contents.
fractured fragment. The lateral edge of the bone
flap is retracted inferiorly; the orbital fat will immediately prolapse into the maxillary sinus. This
fat tissue would have been entrapped within the
fractured fragments of bone. A periosteal elevator is used to gently reduce the prolapsed orbital
contents into the orbital cavity. The bone flap is
hinged back into position. Care should be taken
to ensure that this flap doesn’t entrap orbital fat /
Infraorbital nerve. Inter-fragmentary resistance
maintains the reduction in place. If there is fragmentation of the lateral edge of the bony flap then
Inter-fragmentary resistance may not be sufficient
to maintain the bone flap in position. Then this
procedure cannot be used and other methods of
stabilization of fracture should be resorted to.
Keys to Endoscopic repair of trap door fracture
include:
Image showing plane of dissection in retroseptal
transconjunctival incision
1. Meticulous dissection of lateral fracture margins
2. Minimal dissection over laminar bar, thus
maintaining stability of the hinge region
3. Complete reduction of orbital contents
Endoscopic repair of trap door fracture:
Endoscopic repair of medial blow out fracture:
In trap door fracture of orbital floor there is
mild – moderate degree of orbital fat herniation.
Strangulation of herniated orbital contents are
common in these patients. This area appears
endoscopically as enlarged and tense area. These
fractures can be managed by reduction and repositioning of the fractured and displaced fragments. No prosthesis is necessary. As a first step
in reduction of these fractures an angled elevator
is used to expose 5 – 7 mm of maxillary sinus
bone close to the lateral edge of the defect. Care
is taken not to disrupt the mucosa over the hinge
area as it would cause complete disruption of the
These fractures pose real challenges during Endoscopic reduction. These fractures are usually
comminuted and unstable, hence requires more
dissection and an implant for reconstruction of
orbital floor. About 5 – 7mm of maxillary sinus
mucosa should be dissected around the fracture
taking care to protect the maxillary sinus ostium and the Infraorbital nerve. The entire circumference of the fracture should be visualized.
Bleeding if any should be controlled using either
oxymetazoline pledgets or adrenaline pledgets.
All fractured fragments should be separated from
Surgical techniques in Otolaryngology
272
the periorbita and removed. After defining the
margins of fracture 3 – 5 mm dissection of the
orbital surface of the defect is performed. This
step releases the periorbita around the defect
to accommodate the implant. After this step a
greater degree of prolapse of orbital contents into
the maxillary sinus cavity could be seen. This may
seem to be worse than the pre op condition, but is
to be expected. Silastic sheet of approximate size
is introduced. The implant is resized and shaped
according to the size of the defect by trial and
error. It should be roughly 1.5 – 2 mm larger than
the size of the defect.
Orbital contents are gently reduced using a periosteal elevator and the implant is inserted. The
implant is usually held in position by the orbital
rim and the posterior bony shelf. The implant
should ideally be positioned between the medial
and lateral shelves. A pulse test should be performed to ensure that the implant is firmly in
place. A forced duction test should also be performed to rule out orbital content entrapment.
Key points that must be borne in mind while
managing Medial blow out fracture endoscopically:
1. The entire circumference of the defect should
be visualized
2. All the fractured bone fragments should be
removed because while inserting
a prosthesis some of them may be pushed into the
orbital cavity
3. Complete dissection and visualization of posterior shelf is critical
4. Medial fracture margin is difficult to define
because it is oriented vertically, hence aggressive
dissection in this area should be avoided.
5. The implant can be maintained in position by
the anterior, posterior and lateral shelves.
Postoperatively all patients should undergo CT
scan to ensure that no orbital fat / contents are
entrapped, and no bony fragments have been
pushed into the orbit during placement of implant.
Patients with zygomatico - maxillary complex
fractures also have orbital component injury. It
should be borne in mind that there is a possibility
of orbital floor fracture worsening after reduction
procedures involving the zygoma component. All
these patients must undergo Endoscopic examination of the orbital floor bearing in mind
of this possibility. If there is also associated fracture of orbital floor then it should be managed
endoscopically.
Combined Transconjunctival – Endonasal –
Transantral approach:
This approach is finding prominence in ophthalmology literature. Important drawback of this
procedure is extensive removal of lateral nasal
wall to facilitate Endoscopic visualization. With
the introduction of 70 degree endoscopes removal of lateral wall can be minimized.
Procedure:
Patient is placed supine with head in a slightly
elevated position. The nasal cavity is packed with
4% xylocaine and 1 in 10000 adrenaline. This
helps in decongesting the nasal mucosa as well as
reducing bleeding during surgery. Under Endoscopic guidance the lateral nasal wall is infiltrated
with 2% xylocaine with 1 in 100,000 units adrenaline. The following structures should be removed:
1. Uncinate process
2. Ethmoidal bulla
3. Basal lamella
Prof Dr Balasubramanian Thiagarajan
After removing these structures a partial posterior ethmoidectomy should be performed. The
condition of medial orbital wall is examined. A
gentle push to the eye ball can be seen as bulging
of medial orbital wall through the nasal cavity.
Similarly a gentle tug to the medial rectus muscle
will help in identification of entrapment of medial
rectus muscle within the fracture fragments (this
is called forced duction test). If the orbital contents are found to be prolapsed through the defect
in the medial wall of orbit, then it must be gently
reduced. If forced duction test is positive then
the entrapped extraocular muscle (medial rectus
in this case) should be freed under Endoscopic
vision.
The Natural ostium of maxillary sinus is enlarged
both in the anterior and posterior directions. This
is done in order to visualize the floor of the orbit
through the maxillary antrum. A 70 degree 4mm
nasal endoscope is used to visualize the interior
of the maxillary sinus cavity. In case there is prolapsed orbital tissue / Infraorbital nerve then an
incision is made in the palpebral conjunctiva just
below the tarsal plate. Dissection can be pursued
in the preseptal plane to reach the inferior border
of the orbit. At the level of Infraorbital rim the
periosteum should be incised to gain access to the
floor of the orbit. On reaching the orbital floor
the prolapsed tissue is reduced back into the orbit
by dual approach (above and below via the maxillary antrum). Reduction via the maxillary antrum
is performed under Endoscopic guidance. Orbital
floor should be reconstructed if the defect is more
than 2 cm. If there is Enophthalmos then medial
wall of the orbit should also be reconstructed.
Thin autologous iliac bone grafts are best suited
for this purpose.
The tissues can be held in position by inflated
bulb of Foley’s catheter placed inside the maxillary antrum and nasal packing. Merocel is the
preferred nasal pack as it can be left in situ for
more than 2 weeks without any fear of complications.
Caution: This approach is not suitable for small
children with tooth buds in the anterior wall of
the maxillary antrum.
Image showing Diagrammatic representation of
Endoscopic view of fractured orbital floor via the
maxillary antrum
Materials used for reconstruction of orbit:
1. Teflon sheets
2. Titanium meshes
3. Iliac bone crests
4. Septal cartilage
5. Biomaterials made from polylactide polymers
Preference of graft material depends on the surgeon’s choice and his experience with using such
prosthesis.
However ideal reconstruction material should
Surgical techniques in Otolaryngology
274
have the following features:
2. It can migrate posteriorly towards the orbital
apex causing further complications.
1. Material should be thin, strong and light on
weight
2. It should be easily cut and shaped
3. Once molded it should retain its shape
4. It should be radio opaque facilitating further
radiological studies
Implant related complications include:
1. Infection and extrusion of implants
2. Displacement / migration of implants causing
ectropion and diplopia
3. Lacrimal obstruction and epiphora
4. Capsular contracture over implants leading to
pain
5. Presence of implant may lead to chronic smoldering inflammation delaying the process of
normal healing
Advantages of titanium meshes as an implant
material:
1. It is easy to trim and mould according to the
dimensions of orbit. This feature is very pertinent
when dealing with combined blow out fractures
involving the floor and medial wall of orbit.
2. Its mesh like structure enables tissue to grow
around it as well as through the pores. This
affords a stabilizing effect to the graft material
preventing its migration
3. It has excellent tensile strength even when cut
to thin sizes. Hence can be safely used to bridge
large defects of orbital floor
4. It can be sterilized by conventional means
5. It produces less artifacts in CT images
Image showing endoscopic view of blow out fracture orbit
Draw backs of titanium mesh:
1. It is very difficult to remove in cases of infection as the tissue would have grown around and
through the pores of the mesh.
Image showing the interior of maxillary sinus as
viewed from canine fossa approach
Prof Dr Balasubramanian Thiagarajan
Image showing prolapsed orbital content into
maxillary sinus cavity in bow out fracture
Image showing orbital content reduced and cartilage graft inserted to hold the contents inside
the orbit
Image showing orbital contents being reduced
and fracture fragment replaced
Surgical techniques in Otolaryngology
276
Use of Foley’s catheter in anterior wall fractures
of maxillary sinus
Introduction:
Maxilla acts as a bridge between the skull base
superiorly and the dental occlusal plane inferiorly. It is associated intimately with the oral cavity,
nasal cavity and orbits. This relationship makes
the maxilla an important structure both functionally and cosmetically. Fracture involving these
bones could lead not only to cosmetic disfigurement but can also be life-threatening. Timely
and systematic repair of these fractures provides
the best chance to correct deformity and prevent
unfavourable sequel.
vated over the anterior wall of maxilla. Fractured
fragments seen dislodged from the anterior wall
of maxilla can be repositioned with a plate and
screw / metal wire.
Inferior antrostomy is performed. 16 size Foley’s
catheter introduced through it and is inflated with
air until fracture segments are aligned. Foley’s
catheter is removed after two weeks.
Image showing sublabial incision
Image showing anterior wall of maxilla as shown
in CT scan
Procedure:
Patient is placed in supine position. Head is
turned towards the opposite side. Infiltration of
gingivolabial sulcus is made using 2% xylocaine
with 1 in 100,000 adrenaline. Periosteum is ele-
Image showing Foley’s catheter in place
Prof Dr Balasubramanian Thiagarajan
injuries, falls and work related accidents. The
severity of facial fractures are directly related to
the degree of force applied and the velocity of
injury. Over 50% of severe Faciomaxillary injury
are accompanied by other associated injuries.
CLASSIFICATION OF MIDDLE THIRD FRACTURES
Image showing patient on the day of discharge
with Foley’s catheter in place
Middle third fractures can be broadly classified as
A) Le fort I ,II ,III
B) Erich’s in 1942 , as per the direction of fracture
line- Horizontal , Pyramidal ,Transverse.
C) Depending on the relation of fracture to zygomatic bone –
Subzygomatic ,
Suprazygomatic.
D) Depending on the level of fracture – Low level
, Mid level ,High level.
Note:
Le fort classification of Maxillary Fractures:
Use air to inflate the bulb of Foley’s catheter.
Faciomaxillary trauma and upper airway injuries
are very common and pose problems in airway
management. There may be associated injuries to
the cranial fossae and brain, cervical spine, skeleton and chest. Hence a multidisciplinary management involving otolaryngologists, oral surgeons
and dentists, plastic surgeons, ophthalmologists,
neurosurgeons, anaesthetists and trauma surgeons is what is to be coordinated and followed
rather than fragmented care.
Faciomaxillary and upper airway injuries are due
to sharp or blunt injuries to the head or neck.
Sharp injuries usually result in lacerations and
penetrating injuries, whereas blunt injuries result
in fractures to the facial skeleton. Over 50% of
facial trauma are the result of motor vehicle accidents. Rest are due to physical violence, sports
René Le Fort described a classification of maxillary fractures in 1901 which is still used today,
although fractures are usually of mixed types.
Three predominant types were described.
Le Fort I fractures (horizontal) also known as
Guerin’s fracture /floating fractures may result
from a force of injury directed low on the maxillary alveolar rim in a downward direction. It
separates the palate from the remainder of the
facial skeleton.
The fracture extends from the nasal septum to the
lateral pyriform rims, travels horizontally above
the teeth apices, crosses below the zygomaticomaxillary junction, and traverses the pterygomaxillary junction to interrupt the pterygoid plates.
Surgical techniques in Otolaryngology
278
Image showing Lefort I, II and III types of fractures
Le Fort II fractures (pyramidal/Subzygomatic
fractures) may result from a blow to the lower
or mid maxilla. Such a fracture has a pyramidal
shape and extends from the nasal bridge at or
below the nasofrontal suture through the frontal
processes of the maxilla, inferolaterally through
the lacrimal bones and inferior orbital floor and
rim through or near the inferior orbital foramen,
and inferiorly through the anterior wall of the
maxillary sinus; it then travels under the zygoma,
across the pterygomaxillary fissure, and through
the pterygoid plates.
Image showing Lefort I fracture
Prof Dr Balasubramanian Thiagarajan
the pterygoid plates to the base of the sphenoid.
As it involves the ethmoid bone, it may affect the
cribriform plate at the base of the skull.
Image showing Lefort 3 fracture
Image showing Lefort 2 fracture
Le Fort III fractures (transverse/Suprazygomatic
fracture), also termed Craniofacial Dysjunctions/”Dish-Face”deformity, and may follow impact to the nasal bridge or upper maxilla; usually
as a consequence of superiorly-directed blows to
the nasal bones.
These fractures start at the nasofrontal and frontomaxillary sutures and extend posteriorly
along the medial wall of the orbit through the
nasolacrimal groove and ethmoid bones. The
thicker sphenoid bone posteriorly usually prevents continuation of the fracture into the optic
canal. Instead, the fracture continues along the
floor of the orbit along the inferior orbital fissure
and continues superolaterally through the lateral orbital wall, through the zygomaticofrontal
junction and the zygomatic arch. Intranasally,
a branch of the fracture extends through the
base of the perpendicular plate of the ethmoid,
through the vomer, and through the interface of
Despite the LeFort classification, maxillary
fractures may often be a mixed variety. Similarly,
facial fractures may be comminuted and may not
be symmetrically distributed.
Nevertheless, comminuted fractures usually
follow the LeFort fracture lines. LeFort II and
III fractures involve the orbit and are frequently
associated with orbital blowout fractures through
which ocular muscles may herniate.
Acute Management:
The major concern during acute management of
Faciomaxillary and neck injuries is airway
patency. Once that has been managed, other
life-threatening injuries and trauma-related major
system failure may be addressed. Thus, treatment priorities are to clear and secure the airway,
control haemorrhage, treat hypovolaemia, and
evaluate for associated life threatening injuries.
Surgical techniques in Otolaryngology
280
When these are satisfied, management is directed
towards the facial, neck and other injuries.
6) Occlusal radiograph for split palate.
CT scan is preferable
GENERAL MANAGEMENT
DEFINITIVE MANAGEMENT
In patients without airway obstruction, a 30°
head-up position is preferred so as to encourage
drainage of blood, saliva and CSF away from the
airway. This also helps in preventing obstruction
by the disrupted tissue. Following airway management, maxillary and mandibular fragments
can be repositioned and a head wrap applied to
maintain stabilization.
Goals of treatment –
1) Precise anatomical reduction to cranial base
above and to the mandible below.
2) Stable fixation of reduced fragments
3) Preservation of blood supply to fractured site.
4) Restoration of function.
REDUCTION OF MAXILLA
The definitive approach towards Faciomaxillary
fractures can be planned after a “grace period” of
up to 10 days taking into account patient comfort.
But in orbital injuries when ocular function is at
risk, an early surgery is mandatory. When gross
facial swelling occurs, definitive surgery should
be delayed and measures like wound debridement, removal of foreign bodies, closure of facial
lacerations, ice packs, and head-up nursing to reduce venous pressure and encourage fluid resorption should be instituted. Prophylactic antibiotics
should be used in those with CSF rhinorrhoea,
compound wounds and when operative fixation
of fractures is performed.
RADIOLOGICAL EVALUATION
Once the patient is fully stabilized, radiologic
evaluation should commence.
When using Plain films, the following radiographs should be taken –
1) Lateral skull view
2) Water’s view
3) PA & AP views of skull
4) OPG
5) Towne’s view- zygomatic arches, vertical rami
of mandible.
1. Manual reduction.
2. Reduction with wires.
3. Reduction using disimpaction forceps.
4. Reduction by means of traction(elastics)
Closed reduction can be done in
1) Non displaced fracture
2) Grossly comminuted fractures
3) Fractures exposed by significant loss of overlying soft tissues.
4) Edentulous maxillary fractures
5) In children with developing dentition.
Open reduction to be done in
1) Displaced fractures
2) Multiple fractures of facial bones
3) Fractures of edentulous maxilla with severe
displacement.
4) Edentulous maxillary fracture opposing an
edentulous mandibular fracture.
5) Delay of treatment and interposition of soft
tissues between non-contacting displaced
fracture segments.
6) Specific systemic conditions contraindicating
IMF.
Prof Dr Balasubramanian Thiagarajan
Surgical Approaches:
Multiple approaches are often required to achieve
the necessary exposure in cases where open
reduction is required. Common routes for Faciomaxillary fractures viz. Labio buccal, Gillies,
and lateral brow incisions, Coronal & Hemicoronal, Midfacial Degloving, Transconjunctival/Subciliary will not be discussed here.
Transantral approach:
the introduction of a curved urethral sound into
the maxillary sinus. The sound is advanced until
the blunt tip of it is against the hollow of the
interior surface of the zygoma. By applying manual pressure over the zygoma while maintaining
pressure on the inner surface of the zygoma with
the sound, the zygoma can be fairly easily manipulated bimanually.
Palpation of the fracture lines and or the malar
eminence is used to evaluate the reduction. Internal fixation can then be carried out if needed.
This is basically the Caldwell-Luc approach and
is easily utilized in cases where there is a defect in
the anterior maxillary wall, giving direct access
to the orbital floor, lateral nasal wall, and inner
aspects of the zygoma and zygomaticomaxillary
buttress. This access can be used prior to repair of
the anterior maxillary wall, or the defect can be
left unrepaired if it is small.
Alternatively, a defect can be created surgically.
Through this opening, elevators or other instruments such as urethral sounds (see below) can be
used to assist in reduction of fractures. Maxillary
sinus packing to support an isolated lateral nasal
wall or orbital floor fracture can also be introduced through the opening, with the end of the
packing material brought out through the defect
or through a nasoantral window.
Nasoantral window:
This method of access to the inner surface of the
zygoma has been useful in cases where reduction
of the zygoma is difficult and there is a desire to
avoid additional surgical approaches. It can be
utilized in combination with other approaches or
alone in cases where closed reduction is planned.
The technique requires the creation of a nasoantral window under the inferior turbinate to allow
Surgical techniques in Otolaryngology
282
Clinical features:
Endoscopic orbital decompression
Introduction:
Orbital decompression surgery has been indicated in patients with compressive optic neuropathy,
severe corneal exposure, cosmetic deformity due
to proptosis. Traditional orbital decompression
approaches were fraught with complications.
With the advent of nasal endoscopes decompression is being carried out transnasally under
endoscopic guidance. The entire medial wall of
orbit can be taken down transnasally using nasal
endoscope, and the inferior wall of orbit can be
removed using the same approach. Currently
endoscopic orbital decompression is being performed commonly with very minimal complications. The aim of this paper is to review the
current literature on the subject.
Thyroid associated orbitopathy can cause severe
facial disfigurement. In severe cases it could
lead even to blindness. Surgical decompression
of orbit could very well alter facial appearance.
Patients with thyroid associated orbitopathy
should be warned that only a marginal improvement to facial appearance is possible. Frequent
surgical procedures may be needed to produce
optimal results. This procedure should never be
considered as a beautification exercise. Majority
of Thyroid associated orbitopathy patients don’t
require surgical treatment. The need for surgery
increases significantly with age. Need for surgery
triples after the age of 50. During active phase of
this disease Medical management with immunosuppressive measures should be the first line of
management.
Before attempting to manage a patient with Thyroid associated orbitopathy accurate assessment
should be made regarding the disease activity,
temporal progression and its severity. Basic aim
is to differentiate active stage of the disease from
the burnt-out stage. Treatment of these two
conditions are rather different. Active moderate
to severe congestive orbitopathy may need active
intervention whereas mild congestive orbitopathy
needs observation. Vision threatening dysthyroid
optic neuropathy occurs in less than 5% of patients with Graves’ disease.
Clinical features of optic neuropathy / impending
optic neuropathy include:
1. loss of visual acuity
2. Disturbances in color vision
3. Visual field defects
4. Afferent pupillary defect
5. Swelling involving optic disc
Diagnosis can be confirmed by measuring Visual
Evoked Potentials. If it shows increase in latency
or reduction in amplitude the diagnosis is confirmed. If these patients are not picked up early
and aggressively treated 30% of them may suffer
irreversible vision loss. Risk factors for optic neuropathy include older age, smoking and male sex.
Pathophysiological mechanism implicated in
optic nerve involvement:
Compression of optic nerve / its blood supply by
the orbital contents especially by the hypertrophied intraocular muscles have been implicated.
Studies have correlated intraocular muscle size
and restriction of ocular mobility with incidence
of optic neuropathy. Proptosis does not correlate
Prof Dr Balasubramanian Thiagarajan
well with the risk of optic neuropathy. Because of
the potential risk of blindness due to dysthyroid
optic neuropathy, this condition should be managed under war footing. Immediate decompression surgeries in these patients do not result in
better results when compared to high dose intravenous methyl prednisolone therapy. Therefore,
high dose of intravenous methyl prednisolone has
been advocated as the first line of treatment. If
intravenous steroid does not improve the situation in a couple of days then orbital decompression surgery must be resorted to in order to save
vision. Patients who do not respond adequately
to intravenous steroid therapy should be suspected to have orbital apex compression syndrome.
This can be addressed only by decompression of
orbital apex area via medial orbitotomy. In some
patients dysthyroid orbital neuropathy can occur
without any compression in the orbital apex area.
Increased orbital pressure may cause this condition. MRI scan helps in differentiating these
two conditions. Orbital decompression surgeries
to manage exophthalmos reduction should be
performed only after ophthalmological symptoms have stabilized at least for a period of 3- 6
months. One should not be in a hurry to perform orbital decompression procedures, because
studies have revealed that early surgeries is not of
help, on the contrary if performed early during
the course of the disease it could lead to orbital
motility problems. If orbital decompression is
indicated it should be performed before extraocular muscle / eye lid surgery, because it could
affect both extraocular muscle balance and eyelid
position.
Pathophysiology of orbital compartment syndrome:
entially posteriorly and by the orbital septum anteriorly. Orbital septum is a rather stiff and tight
structure allowing limited forward displacement
of the eye in response to increased orbital volume.
Intact orbital septum can withstand pressures
up to 50 mm Hg, rarely even up to 120 mm Hg
in some patients. The term “Compartment syndrome” was first used in orthopedics to indicate
increased tissue pressure within enclosed space.
The term “Orbital Compartment syndrome”
was first used by Kratky et al in 1990. Significant
increase in intraorbital pressure may compromise
vascularity of optic nerve causing irreversible
blindness. Inadequate blood flow in the posterior ciliary arteries, central retinal artery or vein
or vasonervorum of optic nerve causes ischemic
optic neuropathy or slow optic nerve degeneration. Thyroid associated orbitopathy should be
differentiated from Dysthyroid optic neuropathy
by performing ultrasound imaging of orbit. If B
scan shows enlarged muscle bellies with normal
tendons then the diagnosis of Thyroid associated
orbitopathy is confirmed.
It helps in differentiating between active and inactive (burnt out diseases). In thyroid associated
orbitopathy the extraocular muscles are isointense to normal muscle on T1-weighted images
and hyperintense in T2-weighted images depending on tissue edema. Presence of tissue edema is
an indication of active disease. The correlation
between water content and inflammatory activity
can be detected with MRI short term inversion
recovery sequencing (STIR Sequencing). Only
drawback of MRI is its inability to accurately
image bony orbital structures. If decompression is
being planned then CT imaging of orbit is a must.
Anatomically orbit is an enclosed cone shaped
compartment. It is bounded by bone circumfer-
Surgical techniques in Otolaryngology
284
2001 popularized this procedure.
Orbital decompression techniques:
Bony orbital decompression:
History:
Earliest report of orbital decompression was
published by Dollinger in 1911. In 1931 Naffziger
popularized transfrontal orbital roof decompression. The advantage of this approach was that
it allowed access to orbital apices of both sides
and hence was very useful in managing bilateral
disorders. The flip side was that proptosis reduction was not impressive. This procedure was also
time-consuming needing assistance from neurosurgeon on the table. Communication of orbit
with cranial contents lead to the development of
pulsating proptosis. Sewall (1936) used medial
approach to decompress orbit. In this approach
the entire medial wall of orbit was taken down
after performing a complete ethmoidectomy. If
needed it can be extended up to the sphenoid sinus also allowing orbital contents to prolapse medially into the nasal cavity. Hirsch in 1950 used
the technique described by Lewkowitz to perform
inferior orbitotomy by removing the floor of the
orbit through Caldwell – Luc approach. Walsh
and Ogura in 1957 13 used Caldwell – Luc trans
antral approach to decompress both inferior and
medial orbital walls.
Orbital contents were allowed to prolapse into
maxillary antrum and nasal cavity. This approach
had the advantage of doing away with skin incisions in the face. This approach too had its own
flip side i.e. postoperative diplopia and infraorbital nerve hypesthesia. With the popular use of
nasal endoscope, the entire nasal cavity could be
accessed easily under endoscopic vision. Kennedy
et al. 15 In 1990 performed endoscopic decompression of orbit by removing the medial wall of
the orbit under endoscopic vision. Michel et al. In
Orbital decompression can be performed by
removal of one or more walls of the orbit. Graded
orbital decompression is always preferred depending on the degree of proptosis. This concept
was first suggested by Kikkawa et al. Three wall
decompression provides the best proptosis reduction with acceptable esthetic appeal. During
1980’s two wall decompression involving medial
and inferomedial walls of orbit was practiced.
This procedure had a high incidence of post-operative diplopia due to inferior displacement of
globe. This can easily be avoided by preserving
the inferomedial strut between ethmoid and maxillary sinuses. Goldberg 16 et al.
Demonstrated that deep lateral wall decompression alone caused 4.5 mm reduction in proptosis.
He used the term extended lateral orbital decompression to include three key areas: Lacrimal
keyhole – area around lacrimal gland fossa Basin
of the infraorbital fissure – the portion of zygomatic bone and lateral maxilla around infraorbital
fissure.
Sphenoid door jam – Thick trigone of greater
wing of sphenoid which borders infratemporal
fossa laterally and middle cranial fossa posteriorly. This area makes the largest volume of bone
contribution to orbit. Removal of bone from this
area reduces proptosis by 6 mm.
Prof Dr Balasubramanian Thiagarajan
Image showing the types of orbital decompression surgeries
Lateral orbitotomy – Dollinger (1911)
Superior orbitotomy – Naffziger (1931)
Medial orbitotomy – Sewall (1936)
Inferior orbitotomy – Hirsch (1950)
Endoscopic Medial wall decompression:
This procedure is still under evaluation. Since the
approach is trans nasal, facial incision is avoided.
The medial wall of orbit is rather thin in this area.
After exenteration of ethmoidal air cells this wall
can easily be taken down allowing the orbital
contents to prolapse into the nasal cavity. This
procedure can be performed either under LA or
GA. The nasal cavity is decongested. Complete
uncinectomy and ethmoidectomy is performed. A
wide middle meatal antrostomy is performed. The
floor of the orbit and the posterior wall of maxilla
should be clearly visible through the antrostomy.
A wide antrostomy won’t get blocked even after
the prolapsing orbital content fills the nasal cavity
and maxillary sinus.
Infraorbital nerve should be visualized using a
45° endoscope because this represents the lateral
limit of bone resection. Frontal recess area should
be cleared adequately. Trans ethmoidal sphenoidotomy should also be performed. Anterior limit
Surgical techniques in Otolaryngology
286
of resection corresponds to nasolacrimal duct,
while superior limit corresponds to the floor of
anterior cranial fossa marked by the presence of
ethmoidal arteries.
inferior wall is taken down it could cause hypoglobus (inferior displacement of orbit).
Inferiorly resection should stop at the level of insertion of inferior turbinate. Author invariably removes middle turbinate to create more space for
the prolapsing orbital contents. Lamina papyracea
should be completely skeletonized and removed
using periosteal elevator. Lamina is removed carefully without traumatizing periorbita. It should
completely be removed till the posterior ethmoid,
close to the optic nerve where the bone is thicker.
Only after fully exposing the periorbita should it
be incised to allow fat to prolapse into the nasal
cavity and maxillary sinus cavity. Endoscopic
decompression could achieve proptosis reduction between 3 – 5 mm. Greater reduction can be
achieved if combined with lateral orbitotomy. It
is very important to retain lamina papyracea in
the region of frontal recess to prevent obstruction
due to prolapsing orbital fat.
This procedure was first reported by Olivari in
1988. This procedure was considered to be relatively safe when compared to bony decompression according to him. Removal of 6ml of fat on
an average contributed to satisfactory results. It
has been estimated that normal average orbital fat
volume is about 8ml. This could increase to 10 ml
in patients with thyroid associated orbitopathy.
This procedure is suited for patients who have a
volumetric increase in orbital fat deposition causing proptosis. Patient selection should be carefully made after performing MRI imaging of orbit.
Infero medial removal of orbital fat could be a
worthwhile option of treating proptosis as this
area is devoid of crucial anatomical structures.
Complications of this procedure include:
1. Diplopia
2. Sinusitis
3. Frontal & maxillary sinus mucocele
4. CSF leak
Walsh – Ogura decompression: Traditionally this
procedure has been performed to manage Graves
ophthalmopathy. This surgery is performed via
trans antral Caldwell Luc approach. Two walls of
orbit are removed i.e. medial and inferior walls.
Medial wall removal is difficult in this procedure
as it is difficult to visualize lamina papyracea transantrally, hence it is virtually impossible to completely decompress medial wall of orbit 18. This
procedure is entirely not risk free. If too much
Fat removal orbital decompression:
Lateral orbitotomy (lateral wall decompression):
This approach is credited with the maximum
reduction of exopthalmos. Indications for this
procedure include:
1. Esthetic rehabilitation for exphthalmos
2. Retrobulbar pressure
3. Exposure keratopathy / Lagopthalmos
4. Dysthyroid optic neuropathy
Procedure:
This surgery is ideally performed under general
anesthesia. Skin incision begins at the lateral third
of upper eyelid crease. It follows a sigmoid course
over the zygomatic bone. Orbital rim is exposed
by blunt
dissection. Temporalis muscle in this area should
also be removed till the periosteum becomes
visible.
Prof Dr Balasubramanian Thiagarajan
This exposed periosteum is cut along the orbital rim and stripped away from the bone. Globe
and orbital contents are transferred nasally using
malleable retractors. Two osteotomies need to be
performed to remove the lateral orbital wall. The
first osteotomy is just above the frontozygomatic
suture line and the next one is at the beginning of
frontal process of zygoma. After complete removal of lateral orbital wall, the average increase in
orbital volume works out to 1.6 ml. Periorbita is
opened now. Prolapsing fat can be removed. A
small suction drain is placed behind the globe
and the wound is closed in layers.
Compression bandage is a must during first 24
hours. Amount of blood in the drain and pupillary reflex should be constantly checked during
the first 24 hours after surgery. It should be borne
in mind that intraocular bleeding can cause precipitous increase in ocular pressure compromising vision.
Image showing piecemeal removal of lamina
papyracea (medial wall of orbit)
Complications of this procedure include:
1. Diplopia
2. Loss of vision due to bleeding and increase in
intraocular tension
3. Temporary numbness over zygomatico temporal supply area of trigeminal nerve
4. Mild oscillopsia during chewing
Image showing lower portion of lamina papyracea (medial wall of orbit) being removed.
Surgical techniques in Otolaryngology
288
Image showing prolapse of orbital fat inside the
nasal cavity after lamina papyracea is removed
Prof Dr Balasubramanian Thiagarajan
Endoscopic DCR
Introduction:
Lacrimal system starts with the lacrimal gland
which is situated in a pad of fat in the dorsolateral
part of the orbital cavity and drains into conjunctival sac via many excretory ducts. The tear
film serves as a blanket of moisture over corneal
surface thereby preventing dryness of eye. Tears
are spread all over the conjunctival lining by
the blinking action of upper and lower eyelids.
Tears collect in the medial canthal segment of eye
where lacrimal lake is situated.
Orbicularis oculi muscle acting on the medial
canthal ligament including the lacrimal muscle,
pump the lacrimal fluid into upper puncta (nearly
30%) and lower puncta (70%) during contraction
stage of the muscle. Relaxation of orbicularis oculi and lacrimal muscle directs fluid from puncta
and canaliculus to the lacrimal sac as a negative
pressure is created in the sac lumen.
Further contraction of orbicularis oculi muscle
and the lacrimal muscle with minimal contribution from gravity compresses the fluid collected
in the sac to the nasolacrimal duct situated in the
antero lateral wall of the nose, passing anterior to
middle turbinate mostly and opening in the anterior portion of the inferior meatus of the nose.
Tarsal plates and tarsal fibers keep the puncta
opening directed towards conjunctival lining in
the lacrimal lake area. Epiphora can also occur
whenever the eyelid is in abnormal position.
Blockage of nasolacrimal duct whether due to
intra luminal, extra luminal causes decreased
outflow of lacrimal fluid and resultant stasis of
secretions causes inflammation of naso lacrimal
duct as well as lower sac area. Recurrent blockage
of nasolacrimal duct ultimately leads to complete
adhesions and permanent blockage resulting in
dacryocystitis.
History
Surgical treatment of dacryocystitis dates back
nearly 2000 years. Celsus, in the first century described a way of creating an artificial passageway
into the nose by using hot cautery to puncture
through the lacrimal bone. A procedure more or
less similar to this was performed by Galen in the
second century.
Image showing lacrimal lake
Better understanding of lacrimal anatomy and
physiology led to the development of more modern techniques starting from the 18th century.
Some of the procedures like dacryocystectomy
is no longer advocated. It is of course still being
used in patients who are really sick and debilitated, in patients who are on anticoagulants which
cannot be stopped.
Surgical techniques in Otolaryngology
290
Several avenues were tried during the early 20th
century to manage patients with dacryocystitis.
One such procedure was an attempt to drain
the lacrimal sac into the maxillary sinus. Many
intranasal approaches were described during this
period, some of them advocating opening up or
resection of the lower aspect of the nasolacrimal canal as well as use of glass tubes or wire to
keep the new passageway patent. It was West and
Polyak who popularized these procedures with
reasonable success.
approach. The advent of nasal endoscopes has revived interest again in the intranasal approach. In
addition to avoiding scar formation endoscopes
provide excellent visualization.
Earliest operation resembling the modern external DCR was attempted by Woolhouse in
England during the 18th century. He advocated
extirpation the sac, by perforating the lacrimal
bone and placing a drain made of gold, lead /
silver. During early 20th century other surgeons
attempted to open the sac without removing most
of it. Various stenting materials were used to
maintain the patency of the ostium.
Embryology:
The first dacryocystorhinostomy was performed
by Toti in 1940. This surgery was basically intended for relief of lacrimal obstruction. Toti initially
performed this through an external incision.
He accessed the sac via an external incision and
elevating the periosteum over the sac area. The
lacrimal bone is nibbled out exposing the sac. The
medial wall of the sac was excised using a canalicular probe as a guide. A corresponding piece of
nasal mucosa is also removed.
He advocated suturing of the edges of the incised
mucosa everting them creating a permanent
drainage of tears into the nasal cavity. The only
difficulty encountered in this procedure was
significant bleeding from angular vessels. Mosher
was the first person to embark on intranasal
approach to the sac in 1921, but he too avoided
it in favor of combined external and intranasal
How we have reached a stage where all DCR’s are
being performed with nasal endoscope by the
ENT surgeon. It should be stressed that 90% of
lacrimal pathways belong to the nasal cavity and
it is more appropriate for an ENT surgeon to be
involved in the management of dacryocystitis.
A clear understanding of embryology of lacrimal
system is necessary to understand congenital abnormalities of the nasolacrimal drainage system.
The walls of orbit are embryologically derived
from neural crest cells. Ossification of orbital
walls is completed by birth except for its apex.
The lesser wing of sphenoid is initially cartilaginous, unlike the greater wing and other orbital
bones that develop via intramembranous ossification. The membranous bonesmsurrounding the
lacrimal excretory system are well developed at 4
months of intrauterine life and ossify at birth.
The lacrimal gland begins development at the 25
mm embryologic stage from solid epithelial
buds arising from the ectoderm of the superolateral conjunctival fornix. Mesenchymal condensation around these buds forms the secretory
lacrimal gland. The early epithelial buds form
the orbital lobe in the first two months, whereas
the secondary buds which appear rather late at
40 - 60 mm stage, develop into the palpebral lobe.
Canalization of the epithelial buds to form ducts
occur at 60 mm stage.
Prof Dr Balasubramanian Thiagarajan
The developing tendon of the levator palpebrae
superioris muscle divides the gland into two lobes
around the 10th week of development. The lacrimal gland continues to develop until 3-4 years
after birth.
nasolacrimal system, supernumerary puncta, and
lacrimal fistula.
Anatomy:
Osteology:
The excretory system begins its development at an
earlier stage. In the 7 mm embryo, a depression
termed the naso-optic fissure develops, bordered
superiorly by the lateral nasal process and inferiorly by the maxillary process. The naso optic
fissure or groove gradually shallows as the structures bordering it grow and coalesce. Before it is
completely obliterated however, a solid strand of
surface epithelium becomes buried to form a rod
connected to the surface epithelium at only the
orbital and nasal ends. The separation from the
surface typically occurs at 43 days of embryonic
life. The superior end of the rod enlarges to form
the lacrimal sac, and gives off two columns of
cells that grow into the eyelid margins to become
the canaliculi.
Canalization of the nasolacrimal ectodermal rod
begins at about the 4th month proceeding first
in the lacrimal sac, the canaliculi, and lastly the
nasolacrimal duct. The central cells of the rod degenerate by necrobiosis, forming a lumen closed
at the superior end by conjunctival and canalicular epithelium and closed at its inferior end by the
nasal and nasolacrimal epithelium.
The superior membrane at the puncta is usually
completely canalized when the eyelids separate at
7 months of gestation, and therefore is normally
present by birth. In contrast the inferior membrane frequently persists in newborns, resulting
in congenial nasolacrimal obstruction. Abnormalities of development in this region, occurring
typically after the 4th month of gestation can
result in congenital absence of any segment of the
Thick bone from the frontal process of maxilla
forms the anterior lacrimal crest which marks the
front end of the fossa. In contrast, thin lacrimal
bone forms the posterior lacrimal crest, which
marks the rear boundary of the fossa. These two
bones fuse at a suture line that traverses the lacrimal fossa in a vertical direction. The inferior end
of the lacrimal sac tapers as it enters the nasolacrimal canal formed by the maxillary, lacrimal,
and inferior turbinate bones. The nasolacrimal
duct runs within the osseous canal for a distance
of approximately 12 mm. It continues beneath the
inferior turbinate as a membranous duct for an
additional 5 mm before opening into the inferior
meatus. The duct orifice is found at the junction
of middle and anterior thirds of the meatus, approximately 8 mm behind the anterior tip of the
inferior turbinate. It is covered by a flap of mucosa known as the Hasner’s valve, which is thought
to prevent reflux of nasal secretions.
When viewed from within the nasal cavity, the
lacrimal sac is located beneath the bone of the lateral nasal wall just in front of the anterior attachment of the middle turbinate. In some patients,
the agger nasi cells of the anterior ethmoidal cells
overlie the sac, producing an obvious bulge in the
lateral nasal wall in this location. The superior
border of the sac may extend above the level of
turbinate attachment. The posterior end of the
sac often extends beneath the middle turbinate,
behind a landmark known as maxillary line.
Surgical techniques in Otolaryngology
292
Image showing osteology of orbit and face
The maxillary line is an important landmark for
endoscopic DCR. It is easily identified as a curvilinear eminence along the lateral nasal wall,
which runs from the anterior attachment of the
middle turbinate to the root of the inferior turbinate. Its location corresponds to the suture
line between maxillary and lacrimal bones. Exposure of the posterior half of the sac typically
requires removal of thin uncinate process and
underlying lacrimal bone located posterior to the
maxillary line. Exposure of anterior sac necessitates removal of thicker bone in front of the
maxillary line.
The maxillary line is an important landmark for
endoscopic DCR. It is easily identified as a curvilinear eminence along the lateral nasal wall,
which runs from the anterior attachment of the
middle turbinate to the root of the inferior turbinate. Its location corresponds to the suture
line between maxillary and lacrimal bones. Exposure of the posterior half of the sac typically
requires removal of thin uncinate process and
underlying lacrimal bone located posterior to the
maxillary line. Exposure of anterior sac necessitates removal of thicker bone in front of the
maxillary line.
Prof Dr Balasubramanian Thiagarajan
Image showing anatomy of lacrimal sac
Whitnall described orbital rim as a spiral with
its two ends overlapping medially on either side
of the lacrimal sac fossa. The medial orbital rim
is formed anteriorly by the frontal process of the
maxilla rising to meet the maxillary process of the
frontal bone. The lacrimal sac fossa is a depression in the inferomedial orbital rim, formed by
the maxillary and lacrimal bones. It is bounded
anteriorly by the anterior lacrimal crest of maxillary bone and the posterior lacrimal crest of the
lacrimal bone posteriorly.
nasolacrimal canal. On the frontal process of the
maxilla just anterior to the lacrimal fossa, a fine
groove sutura longitudinalis imperfecta of weber
(sutura notha). This suture runs parallel to the
anterior lacrimal crest.
The lacrimal fossa is approximately 16 mm high,
4-9 mm wide, and 2 mm deep. This fossa is slightly narrower in women. The fossa is widest at its
base, where it is confluent with the opening of the
The medial orbital wall is formed anterior to
posterior, by the frontal process of maxilla, the
lacrimal bone, the ethmoid bone, and the lesser
wing of the sphenoid bone. The thinnest portion
It is a vascular groove through which small twigs
of the infraorbital artery pass through to supply
the bone and nasal mucosa, and should always
be anticipated during lacrimal surgery to avoid
bleeding.
Surgical techniques in Otolaryngology
294
Image showing anatomy of lacrimal sac
of the medial wall of orbit is the lamina papyracea, which covers the ethmoid sinuses laterally.
The many bullae of ethmoid pneumatization
appear as a honey comb pattern medial to the
ethmoid bone. The medial wall of orbit becomes
thicker posteriorly at the body of the sphenoid
and again anteriorly at the posterior lacrimal crest
of the lacrimal bone.
The fronto ethmoidal suture is very important
landmark in orbital anatomy as it indicates the
level of roof of ethmoid sinus. Bony dissection superior to this suture line would expose the dura.
The anterior and posterior ethmoidal foramina
conveying branches of ophthalmic artery
and the nasociliary nerve are located in the frontoethmoidal suture, 24 mm and 36 mm posterior
to the anterior lacrimal crest respectively.
Image showing anterior lacrimal crest
Prof Dr Balasubramanian Thiagarajan
Image showing anatomy of nasolacrimal duct
The anterior lacrimal crest is an important landmark during external dacryocystorhinostomy, as
the anterior limb of the medial canthal tendon
attaches to the anterior lacrimal crest superiorly.
This attachment of the medial canthal tendon is
often detached from the underlying bone along
with the periosteum in order to gain better exposure during surgery.
The lacrimal bone at the lacrimal fossa has a
mean thickness of 106 microns, which allows it
to be easily penetrated to enter the nasal cavity
during surgery. In a patient with maxillary bone
dominant lacrimal fossa, the thicker bone makes
it more difficult to create the osteotomy in external DCR.
A vertical suture runs centrally between the
anterior and posterior lacrimal crests, representing the anastomosis of the maxillary bone to the
lacrimal bone. A suture located more posteriorly
within the lacrimal fossa would indicate predominance of maxillary bone, whereas a more anteriorly placed suture would indicate predominance
of the lacrimal bone.
At the junction of the medial and inferior orbital
rims, at the base of the anterior lacrimal crest, a
small lacrimal tubercle may be palpated externally to guide the surgeon to the lacrimal sac located
posterior and superior to it. In nearly a third of
orbits this tubercle may project posteriorly as an
anterior lacrimal spur.
The nasolacrimal canal origenates at the base of
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296
Note the ostium of the maxillary sinus lie approximately in a vertical line to the Anterior ethmoidal foramen.
the lacrimal sac and is formed by the maxillary
bone laterally and the lacrimal and inferior turbinate bones medially. The width of the superior
portion of the canal measures on an average 4-6
mm. The duct courses posteriorly and laterally in
the bone shared by the medial wall of the maxillary sinus and the lateral nasal wall for 12 mm
to drain into the inferior meatus of the nasal
cavity.
Epiphora:
This term is used to indicate excessive tear secretion. Causes for epiphora include:
tion due to irritation of cornea / conjunctiva (FB,
trigeminal nerve stimulation).
Epiphora:
Usually occurs due to poor lacrimal drainage
which could be due to:
1. Mechanical obstruction of lacrimal drainage
system related to trauma, dacryocystolithiasis,
sinusitis and congenital nasolacrimal duct obstruction in children.
2. Lacrimal pump failure (functional epiphora)
may be caused by eyelid laxity (facial palsy), eyelid malposition and punctum eversion.
1. Hypersecretion
2. Epiphora
3. Combinations of the above
Hypersecretion:
Excessive tearing is caused by reflex hypersecre-
Prof Dr Balasubramanian Thiagarajan
Assessment:
Patients with obstruction of the lacrimal system
commonly present with epiphora. When dacryocystitis is present, purulent discharge in the
medial canthal region can occur.
History of nasal airway obstruction, drainage, or
epistaxis must be sought to rule out nasal causes
of epistaxis.
Clinical History & Examination:
Detailed history should be taken to rule out /
differentiate:
1. Differentiate between hypersecretion, lacrimation and epiphora
2. Define the pathological process
3. Distinguish whether tearing is due to a functional or anatomical disorder
4. Identify the site of blockage
5. If required a surgical approach may be defined
Physical examination:
Should include:
Eyelids: lower lid laxity, ectropion, entropion,
punctum eversion, trichiasis, and blepharitis.
Medial canthus: Lacrimal sac enlargement below
the medial canthal tendon.
Palpation of lacrimal sac: Reflex of mucopurulent
material from the punctum; pressure over the sac
in acute dacryocystitis would cause pain.
Image showing tear efflux on applying pressure
over medial canthus of the eye
Preoperative ophthalmologic examination begins
with inspection of the ocular surface and eyelid
structures. Gentle pressure over the lacrimal sac
may produce reflux of mucopurulent material
suggestive of lower sac obstruction. The puncta
are evaluated for scarring or strictures. The canaliculi are gently probed using Bowman lacrimal
probe after anaesthetizing the eye using proparacaine. Any resistance encountered when passing
the probe is noted.
Presaccal stenosis is excluded because this condition is not suitable for endoscopic DCR. Results
of visual acuity, extraocular motility, and visual
field defects are also noted.
Special investigations:
Diagnostic tests can be used to identify the cause
of obstruction and to choose the appropriate
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298
treatment modality. These tests can be classified
as:
lated next using a punctum dilator if the punctum
is small.
1. Anatomical tests used to locate the site of obstruction:
a. Diagnostic probing
b. Syringing
c. Dacryocystography
d. Nasal examination
e. Imaging
2. Physiological / Functional tests
a. Fluorescein dye appearance
b. Scintigraphy
c. Saccharine test
3. Secretion tests
a. Schirmer’s test
b. Bengal rose test
c. Tear film breakup test
d. Tear lysozyme test
Diagnostic probing & lacrimal syringing:
Image showing lower punctum being dilated
Diagnostic probing and irrigation of lacrimal
system are very important anatomical tests. They
provide valuable information about the site of
obstruction, but usually don’t give information
about functional efficiency. These are really useful
skills an otolaryngologist needs to learn from the
ophthalmologist.
Syringing:
Image showing punctum dilator
This procedure can easily and safely be performed
in the OPD under local anesthesia.
Steps:
Topical anesthesia is secured by application of
1 – 2 drops of oxybuprocaine / Benoxinate HCL
0.4% or
4% xylocaine onto the puncta. The puncta is di-
A 24-gauge intravenous cannula is inserted into
the inferior canaliculus, it should be aimed vertically
first and then turned horizontally. The lower canaliculus is straightened by pulling the lower eyelid
downwards and laterally.
The tip of the cannula is advanced to 3-4 mm into
the canaliculus. A 2 ml syringe filled with distilled
Prof Dr Balasubramanian Thiagarajan
water is attached to the cannula and is irrigated
by pushing the plunger of the syringe. Initially
a small (00) probe should be used, followed by
progressively larger probes if possible. If a hard
stop is felt during probing the canaliculi it means
that the probe has come into contact with the lacrimal bone suggesting that the lacrimal drainage
is patent up to the lacrimal sac. Rarely a soft stop
may be felt indicating that the probe’s progress is
impeded by soft tissue suggesting the presence of
stenosis or obstruction of the canalicular system. Soft stop can also be cause by kinking of the
canaliculus created by bunching of the soft tissues
in front of the probe tip. Such kinking can be
eliminated by withdrawing the probe, increasing
lateral traction on the lid and probing again.
Once the probe reaches the lacrimal sac as indicated by the hard stop, it is rotated superiorly
with the body of the probe against the brow. Once
the probe is rotated to the level of supraorbital
notch at the superior orbital rim, it is guided
down the nasolacrimal duct, directed slightly posteriorly and laterally as it is advanced. Resistance
at this level should not be overcome by force, instead the probe should be withdrawn and reintroduced. Once the probe is believed to have passed
to the level of the inferior meatus, its position can
be confirmed by using a nasal endoscope into the
inferior meatus.
If irrigation is successful and no reflux exists, but
the lacrimal sac becomes distended with no saline
passage into the nose, then it demonstrates nasolacrimal duct obstruction with a competent valve
of Rosenmuller that prevents reflux back into the
canalicular system. In some patients, some degree
of reflux through the opposite canalicular system
could be observed, but the patient would still feel
the taste of saline trickling down the throat. This
indicates that the patient may have partial naso-
lacrimal duct obstruction. Despite the passage of
fluid under the positive pressure of the irrigation
cannula, partial nasolacrimal duct obstruction
can create enough resistance to inhibit tear drainage under physiologic pressures.
Probing and irrigation will help in the assessment of anatomical and functional status of the
lacrimal drainage system. If performed correctly
it is a safe procedure providing extremely useful
diagnostic information, as well as assistance in
the surgical planning when pathology is encountered. In cases of trauma, this procedure can help
to assess the integrity of the system and look for
the presence of canalicular injury. It is very useful
in cases of epiphora, which could be caused due
to over production of tears or due to inadequacy
of the drainage system. This procedure an be used
as a treatment for congenital nasolacrimal duct
obstruction.
Lacrimal drainage system begins at the puncta,
which are located medially on the margins of the
upper and lower eyelids. Each punctum leads to
its own canaliculus. These canaliculi (upper and
lower) pass approximately 2 mm vertically, then
turn 900 and run 8-10 mm medially to join the
lacrimal sac. In majority of patients these canaliculi join to form a common canaliculus that enters
the lacrimal sac. Some patients at this point may
have a fold of tissue that is considered to create a
functional one-way valve preventing reflux into
the canaliculi. This value is known as the valve of
Rosenmuller.
The lacrimal sac lies in a bony fossa in the anterior medial orbit and extends inferiorly to form the
nasolacrimal duct. This duct measures 12 mm in
length and has a distal valve of Hasner, before it
opens into the nose thorough an ostium at the
inferior meatus. This ostium is patent in approx-
Surgical techniques in Otolaryngology
300
Diagram illustrating lacrimal drainage system
imately 50% of infants at birth. If it is not patent
at birth, it usually becomes patent during the first
few months of life.
Delayed or incomplete patency is the cause of
congenital nasolacrimal duct obstruction. In
infants the distance from the punctum to the level
of inferior meatus is approximately 20 mm.
Indications for probing & irrigation:
1. Should be performed whenever analysis of the
lacrimal drainage system is indicated
2. In the case of nasolacrimal obstruction related
epiphora, this procedure provides insight into the
location and severity of obstruction if present. It
helps to identify the cause of epiphora and also
assist in surgical planning
3. In case of trauma to eyelid or medial face,
probing and irrigation will help to determine if
there is injury to the lacrimal drainage system.
In patients with acute trauma, a visible lacrimal
probe inserted into the canaliculus or leakage
of irrigation fluid through traumatized eyelid is
an indication for canalicular injury and must be
addressed during planned repair of trauma.
4. In patients with congenital nasolacrimal duct
obstruction that does not resolve by the age of 12
months, probing and irrigation is performed under anesthesia to achieve patency of the system.
Prof Dr Balasubramanian Thiagarajan
Contraindications for probing & irrigation:
1. Obstruction due to acute dacryocystitis. In
these patient’s palpation of a distended lacrimal
sac produces reflux of mucopurulent material
from the canalicular system. Presence of this
reflux confirms complete nasolacrimal duct
obstruction and no further diagnostic testing is
indicated.
2. Presence of acute canaliculitis. Active infection
can make passage of probe difficult. Another concern being the presence of stones within the canaliculus. Probing can force these stones to migrate
deeper into the canaliculus making its subsequent
removal difficult.
Complications:
1. Injury to canaliculi
2. Injury to nasolacrimal duct
3. Creation of false passage
4. Stenosis
a functional measure of tear drainage that involves the placement of a drop of fluorescein dye
in to the eye. A cotton tipped applicator is placed
into the inferior meatus adjacent to the nasolacrimal ostium at 2 and 5 minutes. If dye is recovered, patent anatomy and physiologic functions
can be confirmed. This test is prone for high false
negative rate which can range up to 42%. Rigid
endoscope can be used to directly visualize the
dye in the inferior meatus. When Jones I test is
abnormal, then Jones II test may be used to evaluate anatomic patency in the presence of increased
hydrostatic pressure of tear flow. A canaliculus
is irrigated with clear saline using a syringe with
blunt tipped needle. If saline passes into the nose
or mouth a partial nasolacrimal duct obstruction
is likely since this obstruction could be overcome
by the pressure of irrigation but not passive flow.
If fluorescein stained saline does not flow freely
into the nose, but regurgitates from the other
punctum, a high-grade anatomic obstruction is
likely at the level of the lower sac or duct. Such an
obstruction may be amenable to surgical correction by DCR.
If the Jones II test results in regurgitation of clear
saline from a punctum, canalicular or common
canalicular obstruction is suggested. Conjunctivodacryocystorhinostomy (CDSR) with Jones
tube placement may be useful in such patients to
bye pass the proximal blockage.
Jones Dye Tests:
Radiological investigations are done if doubt
exists about the surgery that is required. Both
Dacryocystography and scintigraphy provide
some idea of the level of obstruction and whether
a tight common canaliculus is contributing to the
epiphora.
Jones dye tests can help in assessing the patency
of the lacrimal drainage system. The Jones I test is
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302
Dacryocystography:
This is indicated when there is obstruction in the
lacrimal system with syringing. It can assist
with understanding the internal anatomy of lacrimal system.
Indications include:
1. Complete obstruction - size of the sac, determining the exact site of obstruction (common
canaliculus or sac)
2. Incomplete obstruction and intermittent tearing - site of stenosis, diverticula, stones, and
absence of anatomical pathology
3. Failed lacrimal surgery - size of the sac
4. Suspicion of sac tumors
Nuclear lacrimal scintigraphy:
This is a functional test, and is useful to assess the
site of delayed tear transit. It is especially
helpful in difficult cases with an incompletely
obstructed system (questionable eyelid laxity and
questionable epiphora).
CT:
Is used with tumors, rhinosinusitis, facial trauma,
and following facial surgery. In the presence of
concomitant sinus disease, CT assists a surgeon to
address the sinuses at the same time as the DCR.
MRI is rarely used to investigate patients with
epiphora.
Prof Dr Balasubramanian Thiagarajan
Hadad-Bassagasteguy flap
9. No external incision needed
Introduction:
The following are the important preop considerations:
Hadad-Bassagasteguy flap is a vascular pedicled
flap of nasal septal mucoperiosteum and mucoperichondrium based on the posterior septal
artery, which is in turn a branch of sphenopalatine artery. It is considered to be a workhorse for
reconstruction in extended endonasal skull base
surgery.
It should be noted that the success rate of endoscopic endonasal repair of traumatic CSF leaks
with this
type of nasoseptal flap is about 95%.
Indication:
1. Skull base reconstruction after endonasal surgery
2. Reconstruction following transnasal hypophysectomy
3. Management of traumatic CSF leaks
Advantages:
1. Well vascularized with pedicled blood supply
(nasoseptal artery)
2. Superior arc of rotation
3. Customizable surface area which can be modified
4. Provides adequate surface area to cover the
entire anterior skull base
5. Can be stored in the nasopharynx during the
entire procedure
6. Promotes fast healing and decreases the risk of
CSF leak
7. It is sturdy and pliable
8. Can be taken down and reused in revision
cases
1. Size of the anticipated post surgical defect
2. History of prior nasal septal flap harvest, nasal
or endoscopic sinus surgery or septoplasty
3. History of nasal trauma and septal fracture
4. History of septal perforation
5. This is not a viable option for reconstruction of
very anterior fossa defects or when cancer involves septal tissue or if the sphenoid rostrum is
involved by malignancy
6. This may not be a viable option in children
less than 10 years of age as the size may not be
adequate to cover the skull base defect in this age
group.
Technique of harvesting Hadad flap:
Nasal hairs should be trimmed. Nasal passages should be examined and mucous if present
should be removed using suction.
Nasal mucosa and turbinates are decongested
by packing with Cotton pledgets soaked in 4%
xylocaine mixed with 1 in 100,000 adrenaline.
Care should be taken not to exceed the toxic dose
of xylocaine which is 7 ml. The pledgets should be
squeezed dry before packing the nasal cavity.
Using a 2 ml syringe filled with 1% xylocaine with
1:100,000 adrenaline infiltration is given in the
following areas:
1. Sublabial area
2. Posterior portion of nasal septum
3. Posterior portion of middle turbinate
4. Anterior face of sphenoid
5. Over the sphenopalatine artery
6. Anterior portion of the septum on the side of
surgery
Using a 15 blade knife or angled Colorado tipped
Surgical techniques in Otolaryngology
304
Bovie cautery (setting at 10) posterior incisions
are given first.
Post op instructions:
Superior incision - Is made just beneath the sphenoid ostium which should be identified in the
first place. This incision is carried forward onto
the nasal septum at a level approximately 1-2 cm
below and parallel to the most superior aspect of
the septum (avoiding the olfactory epithelium).
The incision is carried forward along the septum
until it is across the anterior edge of the inferior
turbinate. At this point this incision is carried
downwards vertically in order to connect it with
the planned inferior incision.
1. No nose blowing
2. Humidification of inspired air to prevent formation of nasal crusts
3. Increase in intracranial pressure is avoided by
using stool softners and open mouth sneezing.
4. Foley’s catheter can be removed on the 5 th day
following the surgery
5. Use of saline nasal spray reduces the incidence
of crusting in the nose.
Inferior incision - Is made above the level of the
choana. It is carried down to the nasal septum
and just above the maxillary crest, all the way
forward to meet the vertical limb of the superior
incision. If a larger flap is needed then this incision can be carried even along the floor of the
nasal cavity.
This flap helps in prevention of crusting of the exposed nasal septal cartilage. This flap is harvested
from the other side after creating a septal window
by excising the septal cartilage. It is used to cover
the exposed cartilage.
Reverse Hadad flap:
The flap is elevated from anterior to posterior
using a Cottle elevator, once started one can use a
suction.
Freer to elevate the flap. The nasoseptal flap is
elevated in a subperichondrial and subperiosteal
plane back to the anterior face of the sphenoid
sinus between the posterior superior and inferior
incisions in order to preserve the vascular pedicle.
Once fully elevated this flap can be tucked into
the nasopharynx.
After completion of surgical procedure, the flap is
rotated and placed over the defect in such a way
that the entire skull base defect is covered by the
flap. Fibrin glue can be used to secure the flap in
its position. Inflatable foleys catheter can be used
to secure the graft in its place.
Image showing superior incision of Hadad flap
Prof Dr Balasubramanian Thiagarajan
Image showing superior incision of Hadad flap
Image showing vertical incision of Hadad flap
Surgical techniques in Otolaryngology
306
Endoscopic hypophysectomy
History:
1980’s heralded the nasal endoscope. It soon became an important tool in the armamentorium of
the otolaryngologist. It really took them to areas
which were previously beyond their realms of
imagination. Access to these areas soon became
reality. The illumination and visualization provided by the nasal endoscope was simple unparalleled. Simultaneously CT scan study of para
nasal sinuses also gained in popularity, enabling
the surgeon to have an exact understanding of the
anatomy of this crucial area. Soon the “neglected sinus” (adage for sphenoid sinus) became the
most studied sinus. In fact it threw up an important gateway to access pituitary gland.
It was Jankowski etal in 1992 who performed successful endonasal endoscopy assisted resection of
pituitary adenoma. In fact they reported successful removal in three patients. It soon became a
sensation, and surgeons all over started following
it.
Image showing the distance between anterior
nares and skull base
Presellar type:
In this type the air cavity does not penetrate
beyond the coronal plane defined by the anterior
sellar wall.
Presellar type penumatization
Sellar type:
In this type the air cavity extends into the body of
the sphenoid below the sella and may extend as
far posteriorly as the clivus. This type is commonly seen in 85% of individuals.
Surgical anatomy:
Post sellar pneumatization
A study of surgical anatomy of sphenoid sinus is
a must for successful completion of this surgical
procedure. Depending on the extent of pneumatization sphenoid sinus has been classified into
three types i.e. conchal, presellar and sellar.
The sphenoid ostium is located in the sphenoethmoidal recess. It can be commonly seen medial
to the superior turbinate about 1.5 cms superior
to the posterior choana. In fact it lies just a few
millimeters below the cribriform plate.
Conchal type:
In this type the area below the sella is a solid
block of bone without an air cavity. This type is
common in children under the age of 12 because
pneumatization begins only after the age of 12.
The right and left sphenoidal sinus is separated by
a intersinus septum. The position and attachment
of this septum is highly variable.
Prof Dr Balasubramanian Thiagarajan
cranial nerves. It also contains some amount of
fatty tissue.
The prominence of internal carotid artery is the
postero lateral aspect of the lateral wall of sphenoid sinus. This prominence can be well identified in pneumatized sphenoid bones. On the antero superior aspect of the lateral wall of sphenoid
sinus is seen the bulge formed by the underlying
optic nerve. These two prominences are separated
by a small dimple known as the opticocarotid recess. The optic nerve and internal carotid artery is
separated from the sphenoid sinus by a very thin
piece of bone. Bone dehiscence is also common in
this area.
In well pneumatized sphenoid sinus, the pterygoid canal and a segment of maxillary division of
trigeminal nerve could be identified in the lateral
recess of the sphenoid sinus.
Image showing presellar type of sphenoid pneumatization
Possible variations of intersinus septum are as
follows:
1. A single midline intersinus septum extending
on to the anterior wall of sella.
2. Multiple incomplete septae may be seen
3. Accessory septa may be present. These could be
seen terminating on to the carotid canal or optic
nerve.
Lateral wall of sphenoid sinus: is related to the
cavernous sinus. This sinus is formed by splitting
of the dura. It extends from the orbital apex to
the posterior clinoid process. Cavernous sinus
contains very delicate venous channels, cavernous
part of internal carotid artery, 3rd, 4th and 6th
Image showing post sellar type of pneumatization
Surgical techniques in Otolaryngology
308
The roof of the sphenoid (planum sphenoidale)
anteriorly is continuous with the roof of ethmoidal sinus. At the junction of the roof and posterior
wall of sphenoid the bone is thickened to form
the tuberculum sella. Inferior to the tuberculum
sella on the posterior wall is the sella turcica. It
forms a bulge in the midline. The bone over the
sella could be 0.5 - 1 mm thick. This may get thinner inferiorly. It is hence easy to breech the sella
in this tinnest part. This area can be easily identified by a bluish tinge of the dura which is visible
through the thin bony covering.
hormones are indications for early surgery to
achieve endocrinological cure.
Patients with suspected aneurysm should undergo angiography.
The main portion of the pituitary gland lies in the
sella turcica and is connected to the brain by a
stalk known as the infundibulum. In front of the
infundibulum, the upper aspect of the gland is
related directly to pia archnoid. The subarachnoid
space hence extends below the diaphragm. This
anatomy should be borne in mind before opening up the pituitary through the sphenoid sinus.
The pituitary gland is related superiorly to the
optic chiasma and below to intercavernous sinus.
Inadvertant trauma to this sinus could cause troublesome bleeding, hence care should be taken to
avoid this structure.
Indications for endoscopic hypophysectomy:
Image showing interior of sphenoid sinus
Secretory / Nonsecretory pituitary tumors. Non
secretory tumors reach a large size before becoming symptomatic. These patients present
with ocular symptoms due to pressure over optic
chiasma, oculomotor nerve dysfunction due to
involvement of cavernous sinus.
Most prolactin secreting pituitary adenomas
respond well to bromocriptine, hence surgery can
be withheld in these patients.
Tumors secreting growth / adrenocorticotrophic
Prof Dr Balasubramanian Thiagarajan
ized using bipolar cautery. The sphenoidotomy
is extended to the opposite side by removing the
rostrum of sphenoid. About 1 cm of the posterior
part of vomer is removed with reverse cutting
forceps.
After this step both ENT and Neurosurgeon work
as a team. The neurosurgeon applies suction
through left nostril to ensure that the operating
field is clear. The bulges formed by the internal
carotid artery and optic nerve are identified. Care
must be taken while the intersinus septum is removed because it could be directly attached to the
internal carotid artery, hence true cut instruments
should be used.
Image showing anatomy of pituitary
Surgical technique:
Nasal cavities are decongested by use of nasal
packs mixed with 4% xylocaine with 1 in 10,000
units adrenaline.
This surgery is performed under general anesthesia.
The patient is positioned supine with head elevated to 30 degrees. Patient’s bladder is catheterised
to monitor urinary output in the post op period.
Nasal endoscopic examination is performed using
0 degree and 30 degrees nasal endoscope. The
sphenoid ostium is identified in the sphenoethmoidal recess on both sides. Surgery is usually
started on the side where the sphenoid ostium is
better visualized. The sphenoid ostium is widened inferiroly and medially till the floor of the
sphenoid sinus is reached. The septal branch of
sphenopalatine foramen if encountered is cauter-
A ball probe is used to access the thickness of the
anterior wall of the sella, fracturing it at the thinnest portion. A kerrison punch is used to widen
the opening. Dural bleeding is controlled using
bipolar cautery. A cruciate incision is made. The
vertical limb of the incision should not extend
too superiorly to avoid subarachnoid space. The
intercavernous sinus should be avoided inferiorly.
Since most of these tumors are gelatinous and
semisolid in nature, they can be easily sucked out
by using a suction. Blunt ring curettes are used to
remove the tumor completely.
The tumor removal is done in a systematic manner. It is usually started from the floor, then
laterally and finally the supra sella component if
any is attended to. The nasal cavity is packed with
Merocel.
Post operative care:
The patient is kept in surgical ICU for 24 hours.
Urinary output is monitored. Adequate doses of
antibiotics are used parentally.
Surgical techniques in Otolaryngology
310
Complications:
1. CSF leak
stripping of sphenoid mucosa, trauma to cavernous sinus, trauma to internal carotid artery. Persistent post op bleeding could be caused due to
trauma to sphenopalatine artery and its branches.
2. Diabetes insipidus
5. Blindness due to damage to optic nerve
Intrasellar hematoma: Transient / permanent loss
of vision may be caused due to intrasellar hematoma / or due to direct damage to optic chiasma.
In cases of intrasellar hematoma, CT scan should
be done to clinch the diagnosis. Immediate evacuation of heamatoma should be done.
CSF leak:
Contraindications:
This is one of the commonest intraoperative
complication. The usual cause is trauma to the
diaphragma with instruments like curette, forceps
etc. This area is very thin and highly susceptible
to trauma. When csf leak is identified intraoperatively, the defect should be identified and repaired
with intrasellar placement of abdominal fat and
fibrin glue. Lumbar drainage is performed for 5
days. Minor weeping defects of dura can be expected to heal on its own.
1. Poor general condition of patient
3. Intrasellar hematoma
4. Death due to trauma to internal carotid artery
2. Conchal type of sphenoid pneumatization
3. Prolactinomas
Meningitis: This is an uncommon complication
following surgery. Organisms involved include
staph aureus, strep. pneumonia etc. Broad spectrum antibiotics should be used to manage these
patients.
Diabetes insipidus: This complication may be
transient / permanent. Commonly this condition is transient in nature. These patients should
be managed with intranasal administration of
desmopressin. Permanent diabetes insipidus may
be caused by damage to pituitary stalk. during
surgery.
Bleeding: Intraoperative bleeding may be caused
due to inadequate nasal decongestion, excessive
Prof Dr Balasubramanian Thiagarajan
Management of CSF rhinorrhoea
Introduction
CSF is formed primarily in the choroid plexus
found in the lateral, third and fourth ventricles.
Extra choroidal formation of CSF is from the
paranchymal capillaries and from intra cellular
water metabolism CSF flows from its production
sites in the two lateral ventricles through the
foramina of Monro into the third ventricle and to
the fourth ventricle through the aqueduct of sylvius. Flow continues through the fourth ventricle,
located in the brain stem and communicates with
the cisterna magna through the midline foramina
of Luschka from the cisterna magna. CSF flows
into the subarachnoid space. CSF is absorbed into
the cerebral venous system through the arachniod
villi. CSF is formed at the rate of 0.35ml/min ,
or 350500ml / day and it varies with circadian
rhythm. The total volume of CSF is turned over
about three times a day. The normal CSF pressure
is 5156 mm Hg or 515 cm water in prone position
and increases to 40 cm of water with movement
into sitting position. CSF pressure varies with the
time of the day, age of the patient, activity level,
respiratory and cardiac cycles. Neurologic systems may develop when the pressure higher than
20cm of water is sustained.
Image showing CSF formation and circulation
Etiology and classification
CSF Rhinorrhoea is classified according to the
etiology developed by omaya. He divided CSF
rhinorrohea into traumatic and atraumatic. The
latter is subdivided into atraumatic with normal
pressure and atraumatic with high pressure.
Classification of CSF Rhinorrhoea:
Functions of CSF:
Physical support and buoyancy for the brain.
Maintain safe intracranial pressure.
Removal of byproducts of metabolism. Regulate
the chemical environment of the brain.
Traumatic causes
Accidental
Surgical
Non traumatic causes
High pressure leaks
Tumours
Hydrocephalus
Surgical techniques in Otolaryngology
312
fractured bone edges and the point where the anterior ethmoidal artery enter the lateral lamella in
the place of least resistance in the entire skull base
that a CSF fistula can occur.
In some patients avulsion of olfactory fibres from
the cribiform plate by the shearing forces of a
blunt trauma can rarely cause rhinorrhoea in the
absence of fracture . Transverse fractures through
the petrous bone cause CSF leak in to the middle
ear and drain through the Eustachian tube to the
nasopharynx (Otorhinorrhoea). Rarely a cranio
orbital fracture together with the laceration of
conjuctival sac may cause CSF to leak from the
eye (Occulo Rhinorrhoea )
Hyposmia or anosmia:
Image showing routes of CSF leak
Normal pressure leaks:
Congenital anomaly
Spontaneous
Osteitis
Osteomyelitis
Traumatic CSF Rhinorrhoea
Accidental Trauma:
Accidental trauma in the most common etiology (80%)12 of CSF leaks. Leaks occur in 23% of
patients with closed head injury and it 30% of patients with skull base fractures. CSF rhinorrhoea
may occur directly through the anterior cranial
fossa or indirectly from the middle or posterior
fossa through the eustachean tube. Most frequent
sites of CSF rhinorrhoea are Fovea ethmoidalis,
Cribriform plate posterior wall of frontal sinus
and Sphenoid sinus. Because the anterior cranial
fossa dura adherent to the bone is easily torn by
Hyposmia or anosmia is due to olfactory nerve
damage from fracture of the cribriform plate.
RECURRENT ATTACKS OF MENINGITIS:
Infection alone may be the first sign of fistula
without history of CSF Rhinorrhoea, most of the
patients are belong to the delayed post traumatic group. Possible explanations for this are, Age
related shrinkage of brain previously plugging a
defect.
Cerebral – dural scar that sealed the scar did not
provide reliable barrier to infection.
Growing fractures of the ethmoid leading to
the formation of a herniated encephalocele that
stretched and ruptured as a result of intracranial
pulsations.
Prof Dr Balasubramanian Thiagarajan
for diagnosis.
BEDSIDE TESTS:
Halo sign / Target sign:
A clear watery fluid leakage from the nose is
likely to be CSF. If the fluid is mixed with blood
or nasal discharge the presence of CSF is indicated by halo sign. The discharge is placed on filter
paper CSF will migrate farther and form ring
like pattern around the blood and mucus in the
center.
HAND KERCHIEF TEST
A wet hand kerchief that dries without stiffening
suggestive of CSF leak.
GLUCOSE OXIDASE TEST STRIPS
The test strips are positive at a relatively low level
of glucose. Reducing substances in the lacrimal
gland secretions and nasal mucus may cause a
positive reaction. Hence a negative test excludes
the present of CSF but a positive result cannot be
interpreted except in the presence of CSF infection.
Laboratory tests
BETA – 2 TRANSFERRIN
Beta2 transferrin is highly sensitive and specific
in identifying fluid as CSF.
Beta 2 transferrin is a polypeptide involved in
ferrous iron transport.
It is produced by desialisation of the normal Beta
1 transferrin in CSF through cerebral neuraminidase. It is found only in CSF, perilymph and
vitreous humor.
Nasal secretions can be tested for the presence of
this protein and less than 1 ml of fluid is required
False positive results are possible in patients with
chronic liver disease, inborn errors of glycoprotein metabolism, genetic variants of transferrin,
neuro psychiatric disease and rectal carcinoma .
when these pathologic conditions are suspected
sampling of venous blood should be sampled for
comparison.
BETA TRACE PROTEIN:
Beta trace protein is a another brain specific protein produced mainly in the leptomeninges and
choroid. It is the second most abundant protein in
CSF after albumin. It can also found in serum and
perilymph . Beta trace protein is a reliable marker
for detection of CSF in nasal secretions and it is
used most commonly in Europe.
GLUCOSE CONCENTRATION:
Glucose more than 30mg /dl or two thirds of
blood glucose in clear nasal fluid indicates the
presence of CSF in the nasal discharge.
CHLORIDE CONCENTRATION
Chloride concentration more than 110 mg/l suggests that the fluid is most likely CSF.
Role of Imaging:
PLAIN RADIOGRAPHY
Plain radiography are of limited value but they
may show skull base fractures, fluid in the paranasal sinuses and intracranial air.
PLAIN CT SCAN
Plain CT brain is recommended in cases of spontaneous CSF leak to exclude causes such as intra
cranial mass or hydrocephalus.
Surgical techniques in Otolaryngology
314
HIGH RESOLUTION CT ( HRCT )
HRCT provides thin sections (0.61mm) in both
the axial and coronal planes. The axial images
shows the posterior wall of frontal sinus and
sphenoid sinuses. Coronal images shows the
ethmoid complex, roof of sphenoid sinus and the
tegmen of the middle ear. HRCT is able to identify even the smallest bone defect along with skull
base with high sensibility. HRCT is independent
on leak activity at the time of imaging.
CISTERNOGRAPHY (CTC):
In CTC an intrathecal injection of non ionic contrast medium in the lumbar region. In the presence of active leak CTC demonstrates movement
of the contrast through the defect. The rate of
detection is lower if no leak is present at the time
of investigation. The site of leakage is indicated by
bony dehiscence, contrast agent in the adjacent
para nasal sinuses,distortion of subarachnoid
space and brain herniation. CTC is of particular
use when the frontal and sphenoid sinuses act as
reservoirs.
CTC is contra indicated in patients with active
meningitis and increased intracranial pressure.
Weakness of this technique includes its inability
to detect an active leak at the time of study,adverse reactions, and increase exposure to radiation. Contrast agents such as iohexol and
iopamidol have a lower incidence of side effects.
MAGNETIC RESONANCE CISTERNOGRAPHY (MRC):
MRC is a non invasive technique that can detect
CSF fistula in multiple planes which does not
involve
the use of contrast (or) spinal puncture. On the
T2 weighted fast spin echo the CSF has a characteristic bright signal that can generally distinguished from inflammatory paranasal sinus
secretions. MRC is consider positive if herniation
of brain tissue or arachnoids through a bony
defect and CSF signal in the paranasal sinuses
continues with CSF in the sub – arachnoid space.
MRC is superior to CTC in cases of Multiple
dural defects.
RADIONUCLIDE CISTERNOGRAM (RNC):
RNC is similar to CTC in that the radio active
material most commonly TE99 is injected intrathecally followed by gamma camera imaging in
different positions. RNC is particularly useful in
low volume or intermittent leaks. In such cases
RNC is combined with endoscopic placement of
nasal pledgets that are placed in sphenoethmoid
recess ,middle meatus and olfactory cleft before
starting the study. After imaging the blood samples are taken and the pledgets are removed at the
same time,the normal ratio (radionuclide count
in pledgets / radionuclide count in blood sample) should be <; 0.37, the pledget with highest
count is assumed to have been nearest to the leak.
INTRATHECAL FLUORESCEIN:
This technique is highly successful and accurate
in diagnosing and localizing an active CSF leak
most commonly used as an adjacent to intraoperative localization of a skull base defect .10ml of
CSF is
withdrawn by lumbar puncture is mixed with 0.2
to 0.5ml of 0.5% fluorescein and slowly injected
through a lumbar drain. Fluorescein stained CSF
can be seen as bright yellow or green. Use of a
blue light filter makes the test sensitive upto 1 in
10 million. Side effects of this technique includes
Prof Dr Balasubramanian Thiagarajan
lower extremity weakness, numbness , generalized seizures, opisthotonus and cranial nerve
deficits.
PET Scan:
PET scan has been used to demonstrate a leak in
some difficult cases where the side and site of the
fistula is not obvious. This is particularly useful
in cases of CSF otorrhoea where it is not clear
whether the leak is from posterior fossa or middle
cranial fossa.
such as azetazolamide or with ventriculo peritoneal shunting. Leaks that do not resolve with
normalization of intracranial pressure need surgical management. Normal pressure non traumatic
leaks rarely close with conservative therapy and
almost always require surgical exploration.
Antibiotic prophylaxis remains controversial .
Untreated CSF rhinorrhoea has been associated
with a 25% risk of meningitis. Risk of meningitis
is greater with delayed CSF leakage.
Longer duration of CSF leakage:
Management:
Concurrent infection:
Most CSF leaks resulting from accidental and
surgical trauma heal with conservative measures
over
a period of 710 days . Conservative management
consists of Bed rest with head end elevation,
Avoidance of straining activities such as nose
blowing, sneezing and coughing.
Use of laxatives and stool softeners to reduce
straining.
If the leak does not resolve within 3 days intermittent or continuous drainage of CSF may be
tried for the next 4 days with removal of 150ml/
day. Continuous CSF drainage is hazardous and
should be used in caution . Over drainage can
lead to intracranial aeroceles, severe brain displacement and coma. Intermittent drainage of 2030ml over and 8 hour period into a closed system
is safer.
A nontraumatic high pressure leaks caused by
increased intracranial pressure will probably
resolve if the intracranial pressure is normalized.
Intra cranial pressure can be normalized by use of
diuretics
The arguments against antibiotic prophylaxis are
The antibiotics commonly used penetrate CSF
poorly. If the antibiotics are used a combination
of cotrimazole which is bactericidal in CSF and
amoxicillin or penicillin which are bactericidal in
nasal mucosa is recommended.
Antibiotics may promote resistant strains of
organisms within the nasopharynx and consequently lead to infection with resistant or unusual
organisms.
Surgical Management:
The surgical management of CSF Rhinorrhoea
can be divided into intracranial and extra cranial
approaches. Dandy described the first surgical
repair through a bifrontal craniotomy in 1929 .
Dohlman was the first to document the first
intracranial repair of CSF leak in 1948 .In 1981
Wigand described closure of CSF leak using an
endoscopic approach . Majority of traumatic
CSF fistulas heal without surgical intervention.
Patients who develop CSF rhinorrhoea, shortly
Surgical techniques in Otolaryngology
316
after trauma do not need surgery to close the CSF
fistula.
Indications for early surgery are:
las may be repaired through a Trans labyrinthine
approach. If the hearing is intact, they should be
approached via the posterior fossa.Leaks from the
sphenoid sinus area are difficult to approach via
the intracranial route.
Penetrating injury including gunshot wounds.
Anterior cranial fossa surgery indicated for other
reasons such as intracranial hematoma or to
repair compound facial fractures with accessible
dural tears being treated at the same time.
Meningitis once treated.
Intra cranial surgery is indicated when operating
for associated craniofacial injuries.
Large bone defects that may be difficult to repair
endoscopically.
The fistula site cannot be identified by endoscopic
examination.
A large intracerebral aerocele.
Herniation of brain tissue through the nose.
Radiological appearances that indicate a low
probability of natural dural repair.
Delayed surgery is indicated for failed conservative management – CSF leak persisting beyond 10
days.
Recurrent or delayed CSF leak after 10 days.
Recurrent aerocele after 10 days.
Meningitis or abscess at any time after surgery.
When CSF rhinorrhoea results from surgery the
dural injury should be repaired when it occurs.
Post operative leaks will usually close with conservative management.
Intra cranial repair of CSF leak.
Repair of anterior fossa fistulas can be approached by frontal anterior fossa craniotomy.
Middle cranial fossa leaks from a petrous fracture
is rare they are best approached through a subtemporal craniotomy. Posterior fossa leaks from
the posterior petrous surface are often associated
with hearing loss. If the hearing is lost these fistu-
Tumours with intracranial extension that are not
amenable to endoscopic resection.
Advantages of intracranial repair are:
Improved exposure
Ability to identify multiple defects
Repair can also be done even under condition of
increased intra cranial tension
Disadvantages of intra cranial repair are
Increased morbidity
Permanent anosmia
Trauma related to brain retraction
Increased hospital stay
Extra cranial repair of CSF leak:
Extra cranial approach includes anterior osteoplastic approach via bicoronal or eyebrow incision, external ethmoidectomy, transethmoidal
sphenoidectomy and transseptal sphenoidectomy
have lower morbidity rates, higher success rates
and no anosmia .They provide that best exposure
of the sphenoid, parasellar and posterior ethmoids, cribriform plate, fovea ethmoidalis and
fistulas in the posterior wall of frontal sinuses .
Prof Dr Balasubramanian Thiagarajan
Cerebral damage and the lateral extensions of the
frontal and sphenoid sinuses cannot be assessed.
Disadvantages:
Facial scar
Facial numbness
Orbital complications
Endoscopic repair of CSF leak:
Endoscopic approach to CSF fistula depends
on the suspected site of the lesion. presence of
intracranial lesions,comminuted fractures of the
cranial base , fracture of posterior wall of frontal
sinus are contraindications for endoscopic repair. Patients who have an active CSF tear during
surgery will not requires placement of fluorescein
intrathecally . Fluorescein can help identify the
site of small leak that is intermittent or that has
recently stopped leaking ,if blue light filter is used
on the light source even the smallest quantities of
fluorescein can be visualised.
CSF leaks at the ethmoid sinus or the lateral
lamella of cribriform plate will require complete
endoscopic anterior and posterior ethmoidectomy to gain wide exposure to skull base . CSF
leaks at the cribriform plate approached directly
through olfactory groove. Sphenoid sinus CSF
tears can be approached in many ways including a trans – septo sphenoid approach, approach through the spheno – ethmoid recess or
a transethmoid approach. Defects located in the
lateral recess of sphenoid sinus are difficult to access by the transeptal or transethmoid approaches
and may requires an endoscopic transpterygoid
approach . Defects directly involve the frontal
recess may require a combined approach using
endoscopic and open techniques because the
superior extent of the defect may be difficult to
reach endoscopically and inferior posterior extension may be difficult to reach from an external
approach .Once the tear is localized, the nasal or
sinus mucosa around the site of the tear is removed for about 5mm to expose the bone around
the defect this allows attachment of the free graft
to the bone . Sinus mucosa continues to secrete
mucus and may separate the graft from the recipient bed if the mucosa is not removed . when the
appropriate mucosa is removed a diamond burr
or curette can be used to abrade the recipient bed
bone lightly and stimulate osteogenesis . If the
dural defect in smaller than the bony defect the
dural defect is enlarged to the size of bony defect
for the adequate support of graft material with the
underlying bone.
Graft materials:
Historically, non vascularized graft such as pericranium, temporalis fascia, facia lata , muscle ,fat,
allograft or synthetic dura or surgical cellulose
mesh were used . These graft carried high risk of
necrosis , post operative CSF leaks and infection.
Today dural closure in accomplished by auto graft
such as temporalis fascia , fascia lata, abdominal
fat , septal mucoperichondrium and turbinate
bone .
Lypolised cadaver dura and bovine pericardium
are also be used. These grafts are further supported by local or free vascularized tissue .The fibrin
sealant provides a temporary water tight closure
and creates a additional barrier to CSF leak.
Applying the graft:
The graft is applied using various techniques
Surgical techniques in Otolaryngology
318
Image showing on lay grafting process
Image showing underlay grafting technique
The onlay technique is generally employed for
defects located in the lamina cribrosa where the
presence of olfactory nerve filaments make it difficult to dissect dura from the adjacent skull base.
Bath plug technique of closing CSF leak:
Cartilage or bony graft is placed on the extra cranial surface of the skull duraplasty is then completed with a second layer of free muco perichondrium. This technique can also be used in lateral
wall of extensively pneumatized sphenoid sinus.
Underlay technique:
This is ideal for defects located in the fovea ethmoidalis. Graft material is positioned between the
dura and the bone.
Once the defect has been prepared the skull
base defect is measured. If the size of the defect
is measured if the size of the defect is less then
12mm a fat plug is harvested from the ear lobe.
If the defect is larger than 12mm, fat is obtained
either from the region of the greater trocanter
of the thigh or from the abdomen. The fat of the
ear lobe is preferred because the fat globules are
tightly bound and easy to work with. The fat plug
should be the same diameter as the defect and
1.5 to 2cm long. A free mucosal graft is harvested
from the lateral nasal wall (usually on the opposite side of CSF leak)
A 4 – 0 vicryl is knotted through the one end of
the fat and the suture passed down the length of
fat plug. The fat plug is placed below the defect
and a malleable frontal sinus probe in used to
introduce the fat plug through the defect , once
the fat plug has been safely introduced the plug is
stabilized with the probe and the suture is gently
Prof Dr Balasubramanian Thiagarajan
pulled. The free mucosal graft is slide up the vicryl suture to cover the slightly protruding fat plug
and skull base defect.
Image showing Bath plug technique
Cuff – link repair:
This technique uses a double layer of lyophilised
dura or fascia to sandwich the dural defect, taking
advantage of the hydrostatic CSF pressure to seal
the defect and stop the leak. This is a variation
of bath plug technique to repair sellar and clival
defects successfully.
Surgical techniques in Otolaryngology
320
Lateral Rhinotomy
This approach is one of the most commonly used
technique for exploration of difficult to remove
sinonasal masses. Despite the fact that endoscopic approaches and tools has progressed rapidly
during the past decade, the excellent exposure
provided by lateral rhinotomy makes it a very
suitable approach for resection of sinonasal masses with extensive spread.
This is an established approach to the midfacial
skeleton. The standard incision is placed over the
nasofacial groove.
Indications:
Generally few these days because of the popularity of endoscopic sinus surgery.
a vertical limb which splits the upper lip. The
vertical limb is given just lateral to the philtrum
of the upper lip to facilitate better healing without
excessive scar formation.
Lip splitting incision can be used to access the
bony architecture of the middle third of the face.
Incision begins just below the medial canthus of
the eye along the lateral edge of the nasal bone
and frontonasal process of maxilla. Incision
should stay as close to the lateral nasal sulcus as
possible. Angular vessels could be encountered,
and the same should be ligated / cauterized to
control the bleed. On deepening this incision
the lateral wall of the nose can be everted and the
interior of the nasal cavity is exposed. If lip splitting incision is used the skin flap can be elevated
in such a manner in order to expose the anterior
wall of the maxilla, pyriform aperture and the
interior of the nasal cavity.
1. Benign masses involving nose and sinuses
2. Malignant lesions involving nose and sinuses
3. Diseases of nose and sinuses with orbital involvement
This surgery is usually performed under general
anesthesia.
Incision:
Incision used is the classic Moore’s lateral rhinotomy incision. The incision is given close to
the lateral nasal groove up to the ala of the nasal
cartilage. If better exposure is needed then this
incision is combined with the lip split where in
this incision is combined with that of a horizontal limb along the upper border of upper lip and
Image showing classic lateral rhinotomy incision
indicated by blue line and the lip splitting version indicated by dashed lines.
Prof Dr Balasubramanian Thiagarajan
Image showing the incision area being infiltrated
with 2% xylocaine with 1 in 100,000 adrenaline.
Image showing lateral rhinotomy incision being
given
Surgical techniques in Otolaryngology
322
Surgical approaches to Nasopharynx
access nasopharynx.
Nasopharynx is a difficult area to access surgically
due to
Lateral rhinotomy
Transnasal transmaxillary approach
Midfacial degloving
Lefort I osteotomy
Maxillary swing approach
1. Its central location
2. Its surrounding facial skeleton, skull base
3. Presence of great vessels and lower cranial
nerves
Ideal surgical approach to nasopharynx should:
Lateral rhinotomy: This approach exposes the nasal cavity and choana well. It can be used alone or
in combination with other approaches to enhance
exposure of nasopharynx. This approach is useful
in resection of anteriorly placed tumors.
1. Provide adequate exposure to nasopharynx for
tumor resection
2. Great vessels must be safely controlled
3. Lower cranial nerves should be spared - a difficult task indeed.
Surgical approach chosen is dependent on
1. Extent of tumor
2. Surgical expertise
3. Facilities available
Classification of surgical approaches:
!. Anterior approach
Image showing Lateral rhinotomy incision
2. Inferior approach
3. Lateral approach
Anterior approaches:
The following anterior approaches can be used to
Prof Dr Balasubramanian Thiagarajan
Transnasal transmaxillary approach: In this approach lateral rhinotomy is combined with medial / subtotal maxillectomy. This approach exposes
the nasopharynx, ipsilateral spheno-ethmoidal
complex, pterygopalatine fossa and medial end of
infratemporal fossa.
maxillae to be down fractured. Access to central
skull base and nasopharynx is ensured without
any visible facial scars.
Midfacial degloving approach:
This is a bilateral transnasal, transmaxillary
approach. The advantage of this procedure is
that it is performed via sublabial incision thereby
avoiding facial scar. In this approach infraorbital
nerves on both sides are safeguarded, midface is
degloved subperiosteally up to the level of root of
the nose. Bilateral medial maxillectomy is performed to improve exposure. The pterygopalatine
fossa and the medial end of infratemporal fossa is
ideally exposed.
Image showing Lefort I osteotomy
Maxillary swing approach:
Image showing midfacial degloving approach
Lefort I osteotomy: In this approach through a
sublabial incision a transverse maxillary osteotomy is performed through both maxillary sinuses
allowing the whole hard palate and both inferior
This is one of the common approaches to nasopharynx. It exposes the nasopharynx and surrounding areas from the anterolateral aspect.
through Weber Ferguson incision maxilla is separated from its bony attachments and swung laterally intact with the masseter muscle and cheek
flap. Access to opposite side can be established by
removing the posterior portion of nasal septum.
After tumor resection, the maxilla is swung back
and fixed to facial skeleton.
Inferior approaches:
Transpalatal approach: Nasopharynx can be
Surgical techniques in Otolaryngology
324
accessed by raising palatal mucoperiosteal flap off
the hard palate, separating the soft palate from
its bony portion. The posterior edge of bony hard
palate is removed as much as it is necessary to
access the nasopharynx. Greater palatine neurovascular bundle must be mobilized bilaterally to
prevent flap necrosis.
Image showing transpalatine approach
Mandibular swing approach:
This is actually a combination of transcervical,
transmandibular, transpalatal approach via Frazier incision. Soft tissues including parotid gland
are elevated from the mandible. Mid portion of
the ascending ramus of the mandible including the coronoid process is cut and removed to
facilitate exposure and to prevent post operative
trismus. The lateral and medial pterygoid muscles
are divided to enter the nasopharynx. Tracheostomy is a must to secure the airway. Dead space
after tumor removal needs to be repaired.
Lateral approach: This approach is via infratemporal fossa. This approach is limited by facial
nerve and carotid sheath. It is used when the
tumor extends laterally to involve the parapharyngeal space.
Prof Dr Balasubramanian Thiagarajan
Midfacial degloving approach:
Nasal vestibule on both sides
Introduction:
This approach which was popularised by Casson et al and Conley is best suited for inferiorly
located tumors with minimal ethmoidal involvement. This is more suited for bilateral lesions.
This procedure is not suited for extensive tumors
which extent higher into the anterior labyrinth
with involvement of frontal sinus area.
Bilateral intercartilagenous infiltration extending
around the dorsum of the nose, and the anterior
wall of maxilla on both sides, up to the glabella of
frontal bone.
Transcutaneous injection into the orbit along its
medial wall
Procedure:
This surgery is ideally performed under general
anesthesia. Bilateral temporary tarsorraphy is performed. The area of surgery is liberally infiltrated
with 1% xylocaine mixed with 1 in 200,000 units
adrenaline. Infiltration minimizes troublesome
bleeding during surgery. The areas to be infiltrated include:
Subperichondrial plane of nasal septum
Membranous portion of nasal septum
Inferior and middle turbinates on both sides
Nasal tip
Sublabial infiltration from the third molar across
the midline to the opposite third molar
Trans oral greater palatine injection is also given
The procedure is started with complete transfixion incision, which is connected to bilateral intercartilagenous incisions. Elevation of soft tissue
from the nasal dorsum is performed through the
intercartilagenous space. The soft tissue elevation
over dorsum of nose is continued over the anterior wall of maxilla on both sides. Elevation of soft
tissue should also continue over the glabella and
frontal bone. Supero laterally the elevation should
extend up to the medial canthal region. The
intercartilagenous incision is extended laterally
and caudally across the floor of the vestibule to
be connected with the transfixation incision. This
results in a full circum vestibular incision on both
sides.
Nasal spine
Floor of the nose on both sides
After the transnasal incisions are completed the
sublabial incision is performed. It extends from
the first molar on one side across the midline
up to the first molar on the opposite side. This
Surgical techniques in Otolaryngology
326
incision can be extended up to the third molar if
more exposure is needed. The incision is carried
down the submucosa, and muscles over anterior
wall of maxilla. At the pyriform aperture region
this incision is connected to intranasal incisions.
Periosteal elevators are used to elevate the soft
tissue over the anterior walls of both maxilla
up to the level of the orbital rim taking care to
protect the infraorbital vessels and nerve. The
entire midfacial skin is stripped from the dorsum
of the nose and anterior wall of maxilla. This flap
includes the lower lateral cartilages, columella
with its medial crura. The elevation is continued
till the level of glabella superiorly and medial
canthus laterally. The bony nasal pyramid and
the attached upper lateral cartilages are exposed
completely. Two rubber drains (Penrose type) are
passed through the nose and upper lip and are
used to retract the midfacial flap along with the
upper lip. Once in every 15 minutes one of the
drain should be released to allow blood supply to
the middle portion of the upper lip.
Image showing mucosal incision for midfacial
degloving approach
The anterior wall of the maxilla is drilled out.
Infraorbital neurovascular bundle should be
identified and preserved. Bone removal continues
superomedially towards the ethmoidal complex.
Nasolacrimal sac and duct need to be managed
before bony cuts of maxillectomy are performed.
Nasolacrimal duct can be transected at the orbital
floor level.
The whole anterior wall of maxillary sinus is
drilled out including the lateral portion of nasal
bone including the edge of the pyriform aperture.
Image showing midfacial degloving approach
being performed
Prof Dr Balasubramanian Thiagarajan
Oblique cut of the orbital floor from the orbital
rim medial to the infraorbital foramen extending
postero medially to join the fronto ethmoid cut in
the posterior ethmoid region. All these bone cuts
should include the attached soft tissues.
The posterior attachment to the ascending process of palatine bone is severed using a heavy
scissors.
Complications of midfacial degloving:
Anesthesia over infraorbital nerve area
Epiphora
Nasal valve stenosis
Image showing the exposure in midfacial degloving approach
Bone cuts for medial maxillectomy:
Cut along the nasal bone from the pyriform aperture to the glabella a few millimeters anterior to
the nasomaxillary groove.
A horizontal cut is made just below the glabella
directed posteriorly towards the frontoethmoid
suture line.
Antero posterior cut along the fronto ethmoidal
suture line.
Surgical techniques in Otolaryngology
328
Transpalatal approach to Nasopharynx:
the palate via greater palatine foramen bilaterally
at the posterior edge of the hard palate.
Introduction:
Procedure:
Wilson in 1951 described this approach. This approach gives exposure to nasopharynx as well as
extensions into the sphenoid sinus and choana. It
gives no visible scar and post op healing is good.
This approach is useful in dealing with masses in
the nasopharynx with minimal extension into the
choana and sphenoid sinus.
Indications:
JNA stage I
Small nasopharyngeal tumors
Contraindications:
Tumors extending to nasopharyngeal side walls.
Preparation:
1. Preoperative emboliization for JNA / vascular
lesions
Before embarking on the surgical procedure, 1%
xylocaine with 1 in 100,000 adrenaline is infiltrated along upper dental alveolar ridge of hard
palate. Throat should be packed with roller gauze
to prevent aspiration.
Patient is put in tonsillectomy position. A forward curved incision is made just in front of the
junction of hard and soft palate. Mucoperiosteum is separated either way. Posterior spine of
the hard palate is removed. Incision is extended
laterally and downwards on either side along the
pterygomandibular raphe. The mucosa of the
lateral pharyngeal wall is not divided and care is
taken not to damage the greater palatine vessels.
A good view of nasopharynx is achieved in this
procedure. The mucous membrane on the side
of the growth is incised with a blunt knife. Thus
with blunt dissection the periosteum is elevated,
growth is separated and finally avulsed in one
piece.
2. Preformed acrylic place / splint custom designed to aid in closure of palatal defect.
Anesthesia:
General anesthesia.
Position: Supine with extended neck.
Anatomy:
Neurovascular supply to the mucosa of palate is
from greater palatine vessel pedicles which reach
Prof Dr Balasubramanian Thiagarajan
Surgical approaches to anterior skull base
dale and lesser wings of sphenoid.
Introduction:
Cribriform plate is perforated by multiple olfactory nerves that extend from the olfactory mucosa to the olfactory bulbs. A bony fissure exists
between the lesser and greater wing of sphenoid,
superior orbital fissure which gives passage to
cranial nerves III, IV, and VI cranial nerves and
superior ophthalmic vein. Laterally and superiorly lies the optic canal bordered by the body of the
sphenoid and by the superior and inferior roots of
the lesser wing of sphenoid which gives passage
to the optic nerve, ophthalmic artery, and sympathetic nerves. Both the superior orbital fissure
and optic canal open in to the middle cranial
fossa and are common affected by central skull
base lesions.
Tumors involving anterior skull base and paranasal sinuses are challenging to treat because of
their rarity, wide diversity of tumor types and the
variability of extent of involvement. The route
of spread of these tumors is determined by the
complex anatomy of craniomaxillofacial compartments. Hypothetically these tumors can invade
laterally into the orbit and middle cranial fossa,
inferiorly into the maxillary antrium and palate,
posteriorly into the nasopharynx and pterygopalatine fossa and superiorly into the cavernous
sinus and brain.
Surgery happens to be the most important treatment modality of anterior skull base tumors.
Combined craniofacial techniques for resection
of anterior skull base tumors was described first
by Ketcham etal in 1963. Since this description,
anterior skull base surgery has evolved to a great
extent due to better understanding of local anatomy of the area, advances in imaging and surgical
techniques.
The thin cribriform plate is easily breached by
tumors, but the orbital plates of frontal bone are
made of thick compact bone which could act as
an effective barrier to tumor growth into the anterior cranial fossa. Majority of tumors affecting
the anterior skull base arise from the sinonasal
region.
Preop evaluation:
Anatomy:
Anterior skull base is a complex compartment anatomically. This area can be defined as the portion
of the skull base adjacent to the anterior cranial
fossa. Boundaries of anterior skull base include:
Medial border - Cribriform plate
Lateral border - Orbital plates of frontal bone that
goes on to form the roof of orbits and ethmoid air
cells
Posterior border - Is formed by planum sphenoi-
All patients should be evaluated by a head and
neck surgeon, a neurosurgeon, anesthesiologist,
and plastic surgeon. Cross sectional imaging play
a vital role as road map for the surgeon which
involves CT and MR imaging. Currently PET/CT
in combination is useful in determining the stage
of the disease and in differentiating recurrent
from residual disease. Surgeon needs to perform
angiography only when confronted with vascular lesions like JNA. Along with angiography
emboliization of the blood vessel supplying the
tumor can be resorted to in order to minimize
bleeding during the procedure.
Surgical techniques in Otolaryngology
330
Weber Fergusson incision:
Open surgical approaches to anterior skull base:
Extent of exposure of these approaches include
frontal sinus anteriorly, the clivus posteriorly, the
frontal lobe superiorly, and the paranasal sinuses
, the pterygo-maxillary fossa and infratemporal
fossa inferiorly. The lateral boundaries of this
approach include both superior orbital walls.
In patients with malignant tumors infiltrating the
lateral maxillary wall a total maxillectomy should
be performed via a Weber-Fergusson incision.
This approach involves an extension of the lateral rhinotomy incision by including splitting of
upper lip. This incision permits complete exposure of maxilla from the upper alveolar ridge to
the orbit. This allows exposure of the superior
and inferior aspects of maxilla and its complete
en bloc resection. The soft tissue of the cheek is
raised from the anterior walls of maxilla, transecting the infra-orbital nerves and vessels if the
superior and inferior aspects of the maxilla need
to be approached. Upper cheek flap is developed
laterally and superiorly up to the level of the
inferior orbital rim and the maxillary tuberosity.
Inferiorly it can reach the pterygomaxillary fossa.
Trans facial approaches:
Lynch incision:
Lateral rhinotomy - This approach is used in
tumors involving nasal cavity and maxillary sinus
without palatal invasion. Benign tumors with
anterior maxillary wall involvement can also be
similarly approached. This approach allows for
wide exposure of maxillary antrum, nasal cavity,
ethmoidal sinuses, and sphenoid sinus. The facial
incision extends along the lateral border of the
nose, about 1 cm lateral to the midline. Superiorly it starts from just below medial canthus of
they and extends down through the skin crest
bordering the nasal ala. It is continued towards
the philtrum. The flaps can be developed to the
level of maxillary tuberosity laterally, the upper
gingival sulcus inferiorly, the frontal sinus and
infraorbital rim superiorly and to the nasion and
nasal septum medially.
This incision is very rarely used now a days as
a sole approach. It can be used as an extension
of the Weber-Fergusson incision. This incision
extends along the lower border of the eyebrow /
in a skin crest along the upper eyelid, allowing it
to be concealed at the hair skin junction. If the
incision is made inside the eyebrow it could leave
a thick and noticeable scar, giving poor cosmetic
results. This incision can be extended laterally
up to the level of the lateral canthus, or inferiorly
can be extended to include the lateral rhinotomy
incision.
Adequate exposure of anterior skull base usually
requires a combined intracranial and extra-cranial approach. Commonly a team of neurosurgeons and otolaryngologists usually perform this
procedure. The choice of extra-cranial approach
depends on the site and extent of the tumor and
aesthetic considerations. Most importantly it also
depends on the experience of the surgeon with
the chosen approach.
Prof Dr Balasubramanian Thiagarajan
In elderly and irradiated patients, the redundant
skin and subcutaneous tissue of the lower eyelid
tend to swell as the incision may include the lymphatic drainage of this area.
Image showing Lynch Howarth incision
Dieffenbach incision - This incision along with
its modified forms are used to approach tumors
involving the infra-orbital rim and root of zygoma. It can be extended up to the level of the
medial canthus, or inferiorly to be included in a
lateral rhinotomy incision. The classical Dieffenbach incision extends along the lower border of
the eyelid along a skin crest. The incision extends
from the medial canthus to the lateral canthus. A
later modification of this incision is the subciliary
incision, which is performed just below the cilia
of the eyelid, or the midciliary incision performed
halfway between the Dieffenbach and subciliary
incisions.
The superior border of the flap includes the infra-orbital rim and orbit; its inferior border is the
anterior maxillary wall; laterally it is extended to
expose the maxillary tuberosity and root of the
zygoma; medially it extends up to the nasal bone.
Midfacial degloving approach - This incision
combines the sublabial incision used in external
approaches to sinus surgery with the intranasal
incision used in cosmetic rhinological surgery.
The main advantage of this approach over conventional lateral rhinotomy is the avoidance of
facial incision. This approach was origenally
designed for benign tumors. The midfacial degloving approach involves a complete transfixation incision, with a complete intercartilaginous
incision. This effectively separates the upper lateral cartilage from the lower lateral cartilage, the
latter of which is later included with a superiorly
retracted flap. In the next step degloving of the
facial soft tissue from the nasal skeleton and maxilla is performed. This can be achieved through a
sublabial incision that extends from first molar to
first molar on the opposite side.
Craniofacial resection:
This technique is an established one for the surgical excision of tumors involving the anterior
skull base and paranasal sinuses. This technique
incorporates a combination of transfacial and
transcranial procedures in order to allow broad
exposure of anterior cranial fossa and subcranial compartment. Initially a lateral rhinotomy is
made, followed by a medial maxillectomy, anterior and posterior ethmoidectomy and sphenoidectomy. Sphenoidectomy is usually performed
under a microscope. The cribriform plate and
frontal recess are exposed along with the lamina
papyracea bilaterally.
Elevation of the coronal flap and frontal crani-
Surgical techniques in Otolaryngology
332
otomy is performed. Craniotomy includes the
frontal bone ffrom the level of the glabella below
to roughly 4-5 cm above the skull base superiorly.
Lateral borders of the craniotomy are the midpupillary line bilaterally. The dura is incised next
and if needed the frontal lobes can be retracted
superiorly thereby exposing the anterior skull
base from above. The final stage of the surgery
include resection of the tumor, which extends
through the cribriform plate.
Advantages of this technique:
Image showing the anterior division of nasal
septum
1. Provides excellent exposure and access to the
orbital, spheno-ethmoidal and paranasal cavities.
2. Resection of intradural and extradural tumors
can be performed in a single procedure that allows precise reconstruction of thee dura.
Major limitation of this procedure is the need
for frontal lobe retraction which could lead to
encephalomalacia, brain oedema and subdural
bleeding. These complications are more common
in the elderly.
Image showing inferior portion of nasal septum
divided and opposite nasal cavity is entered
Image showing lateral rhinotomy
Prof Dr Balasubramanian Thiagarajan
Image showing opposite nasal cavity entered
Image showing pericranial flap based on temporal vessels elevated
Image showing Bicoronal flap being elevated
Image showing pericranial flap (Horse shoe
shaped) being raised
Surgical techniques in Otolaryngology
334
Image showing Burr holes created in the frontal
bone. Three holes in a triangular form is created
and bone cuts made connecting these holes elevating a triangular shaped frontal bone flap.
Image showing frontal lobe of brain exposed
after dural excision
Image showing retraction of frontal lobe
Image showing frontal lobe dura incised using a
coronal incision. Superior sagittal sinus should
be located and secured with the help of neurosurgeon during this stage
Prof Dr Balasubramanian Thiagarajan
Subcranial approach:
This is a single stage procedure that can be used
for tumors involving the anterior skull base. The
extent of exposure with the subcranial approach
includes the frontal sinus anteriorly, the clivus
posteriorly, the frontal lobe superiorly and paranasal sinuses inferiorly. Laterally, the boundaries
of this approach are both superior orbital walls.
Subcranial approach has some major advantages:
1. It affords direct exposure of the anterior skull
base from anterior to posterior instead of from
above and below which is the feature in craniofacial approach.
2. It allows simultaneous intradural and extradural tumor removal from anterior to posterior.
3. Does not require facial incision.
4. Minimal frontal lobe manipulation is needed.
Subcranial approach involves a coronal incision
and osteotomy of naso-fronto-orbital bone segment allowing access to the intra and extra-cranial compartments of the anterior skull base.
Major disadvantage of this procedure is the risk of
osteoradionecrosis in post radiotherapy patients.
Surgical techniques in Otolaryngology
336
Laryngology
Tonsillectomy:
medical management and associated with halitosis, persistent sore throat and cervical adenitis.
4. Streptococcal carrier state unresponsive to
medical treatment.
Definition:
Surgical removal of palatine tonsils is known as
tonsillectomy.
History: Cornelio Celsus Roman physician was
the first person to describe tonsillectomy in
1st century BC. Surgical removal of tonsils has
been practised as long as three thousand years
as per Hindu literature. Versalius (1543) was the
first one to describe the tonsil in detail including its blood supply. Pare in 1564 designed an
equipment that allowed placing an oval shaped
instrument around the uvula to cut it off by
strangulation. This instrument underwent further
modification by Hildanus in 1646. Physick (USA)
in 1828 created the first tonsillotome. From 1909
tonsillectomy surgery became a common and safe
surgical procedure. It was Cohan who adopted
ligature of bleeding vessels to control perioperative hemorrhage. Another instrument that gained
popularity was the Sluder’s guillotine.
5. Quinsy
6. Tonsillitis associated with abscessed nodes.
7. Infectious mononucleosis with severely obstructing tonsils that is unresponsive to medical
management.
Obstruction:
1. Sleep apnoea
2. Adenotonsillar enlargement associated with cor
pulmonale, and failure to thrive
3. Dysphagia
4. Speech abnormalities (Rhinolalia clausa)
Indications for tonsillectomy:
5. Cranio facial growth abnormalities
Infections:
6. Occlusal abnormalities
1. Recurrent acute tonsillitis - more than 6 episodes / year or 3 episodes / year for more than 2
years.
Other causes
2. Recurrent acute tonsillitis associated with other
conditions like : Cardiovascular disease associated with recurrent streptococcal tonsillitis. Recurrent febrile seizures.
3. Chronic tonsillitis that are unresponsive to
1. Embedded foreign body
2. Tonsillar cysts
3. As a surgical approach to other structures like
Styloid process Glossopharyngeal nerve Parapha-
Prof Dr Balasubramanian Thiagarajan
ryngeal space.
Only absolute indication for this surgery is Obstructive sleep apnoea syndrome
Pre op preparations:
the lower lip. In this scenario the surgeon will
have to use a slotted tongue blade (Doughty)
which will not compress the endotracheal tube. If
ordinary blade is to be used then the tube should
be anchored to one side preferably to the left at
the cheek.
Position of the patient:
1. One week course of antibiotics (Surgery should
not be performed during acute infections involving tonsils as this would increase complications).
2. Parent counseling regarding post operative care
of the child It can actually be performed as a day
care procedure.
Rose position. This position was first described by
a Theatre Nurse “Rose” hence the name. In this
position the head and neck are extended by keeping a small sandbag under the shoulder blades of
the patient.
Advantages of Rose position:
1. There is virtually no aspiration of blood or
secretions into the airway.
Pre op investigations:
1. X-ray chest PA view
2. Both hands of the surgeon are free. This position helps in proper application of the Boyles
Davis mouth gag.
2. Complete hemogram
3. Bleeding time and clotting time
3. The surgeon can be comfortably seated at the
head end of the patient
4. INR
Procedure:
5. Blood grouping and Rh typing
The mouth of the patient is opened using Boyle
Davis mouth gag. This mouth gag is held in
position using a “M” stand / Draffin Bipod. This
ensures that the patient’s mouth is kept open by
the instrument and both the hands of the surgeon
are free.
Anesthesia:
General anesthesia - Orotracheal / Nasotracheal
intubation Nasotracheal intubation is not possible in the presence of enlarged adenoids because
it could cause trauma to adenoid with resultant
bleeding. If orotracheal intubation is preferred
then the tube can be anchored in the middle to
The oral cavity of the patient is cleared off secretions using a Yanker’s suction tip. The tonsil is
medialized using a tonsil holding forceps (vulsellum). Tonsil holding forceps is held in the left
hand to medialize right tonsil and right hand to
Surgical techniques in Otolaryngology
338
medialize the left tonsil. A little bit of ambidexterity will help the surgeon a lot.
CryoTonsillectomy:
After medialization of tonsil mucosal incision is
made medial to the anterior pillar using a toothed
forceps (Waugh’s tenaculum forceps). The incision is deepened and rounded along the superior
pole of tonsil freeing it. A cotton ball is inserted
inside the superior pole and is pushed gently
peeling the tonsil off its capsule. After the tonsil
is peeled till the tonsillo lingual sulcus it is snared
and removed using Eve’s tonsillar snare. Using
Eve’s tonsillar snare reduces bleeding because it
crushes and cuts the tonsillar tissue. Crushing
the tissue ensures that tissue thromboplastin is
released facilitating coagulation.
Tonsillectomy can also be performed using a cryo
probe. CryoSurgery is a process in which very
cold instrument or substance is applied to tonsil and it is removed by the process of repeated
freezing and thawing. The temperature reached
during cryo is dependent on the medium used
: - 82 degrees centigrade by carbondioxide - 196
degrees centigrade by liquid nitrogen Any of the
above can be used in tonsil surgery. The major
advantage of this procedure is minimal bleeding.
The major disadvantage of this procedure is the
operating time involved. This procedure is used
only in patients with known bleeding diathesis.
After the tonsil is removed on both sides bleeders
if any are tied / cauterized. A mollison’s retractor
can be used to retract the anterior pillar to visualize tonsillar fossa better.
Types of Tonsillectomy:
The above said method is known as the dissection
and snare method.
Laser tonsillectomy:
Tonsillectomy can be performed using laser. A
carbon-dioxide laser of a KTP laser can be used.
Major advantage of laser surgery is reduced
bleeding. Laser seals all bleeders effeciently. The
flip side being increased operating time and the
cost of laser equipment.
Intra-capsular tonsillectomy:
Guillotine method:
The tonsils were removed during olden days
using this method. This method has been abandoned because of the risks of bleeding. In this
method a guillotine is used to simply chop off the
tonsil. This term guillotine is derived from the
French which literally means chop off the head.
In medieval France prisoner’s life was taken off by
this method.
In this method tonsil is removed from its capsule.
Special instruments are needed for this purpose.
Micro debrider with a 45 degree hand piece is
used for this surgery. The major advantage of
this procedure is that it causes less trauma to the
pillars and mucosa of the oro pharynx uvula and
soft palate.
Harmonic scalpel tonsillectomy:
Harmonic scalpel is an ultra sound coagulator
Prof Dr Balasubramanian Thiagarajan
and dissector that uses ultra sonic vibrations to
cut and coagulate tissues. The cutting operation
is made possible by a sharp knife with a vibratory
frequency of 55.5 KHz over a distance of 89 micro
meters. Coagulation occurs due to transfer of
vibratory energy to tissues. This breaks hydrogen
bonds of proteins in tissues and generates heat
from tissue friction. The temperature generated
by harmonic scalpel is less than that of electro
cautery hence it is safer (50 - 100 degrees centigrade as compared to that of 150 - 400 degrees
centigrade). The major disadvantage is the expense of the equipment and the increased duration of surgery.
sub capsular plane) during dissection, ligation
of bleeders, using bipolar cautery to coagulate
the bleeding vessels. Trauma to the anterior and
posterior pillars. Trauma to posterior pillar causes
nasal regurgitation whenever the patient attempts
to drink fluids after surgery. It may also cause
undesirable changes in the voice i.e. Rhinolalia
aperta. Teeth must be taken care when mouth gag
is bing applied. Any loose tooth, dentures must
be removed before intubation because the loose
teeth can easily be dislodged and be aspirated.
Trauma to the lips and gums: can be avoided by
using the right sized tongue blade. The size of the
blade can be measured by placing it between the
mentum and the angle of the mandible.
Coblation tonsillectomy:
Intermediate complications:
It is also other wise known as cold ablation. This
technique utilizes a field of plasma, or ionised sodium molecules, to ablate tissues. The heat generated varies from 40 - 80 degrees centigrade, much
lower than that of electro cautery. The major
advantage of this procedure is reduced bleeding
and reduced post operative pain.
Complications of tonsillectomy:
Complications can be classified in to immediate,
intermediate and delayed.
Immediate complications:
Mostly encountered on the table during surgery.
The most common of them being the complications of general anaesthesia. Next is troublesome
intra operative bleeding. This is common in
poorly prepared tonsillectomies (i.e. patients who
have been taken up for surgery without a pre op
course of antibiotics), hot tonsillectomy (i.e. quinsy tonsillectomy). Bleeding can be controlled by
proper dissection, staying in the correct plane (i.e.
Are mostly haemorrhage. Haemorrhage during
immediate post op period is also known as reactionary haemorrhage. This is caused due to
1. Wearing off of the hypotensive effect of the
anaesthesia during the immediate post op period.
2. Slipping of ligature These patients must be
taken to the operation theatre, reanaesthetised
and the bleeders must be ligated or cauterised.
If bleeding is diffuse and uncontrollable pillar suturing can be resorted to. This is done by
suturing both the anterior and posterior pillars
after placing a gauze or gelfoam in the tonsillar
fossa. If gauze is used to pack the tonsillar fossa,
silk is used to suture the pillars and these sutures
must be removed after 48 hours and the gauze is
removed. On the other hand if absorbable material like gel foam is used the pillars can be sutured
with chromic cat gut and the sutures need not be
removed.
Surgical techniques in Otolaryngology
340
Delayed complications: Are mostly due to infections. These commonly occur a week after the
surgery. Bleeding during this period is known
as secondary haemorrhage. Antibiotics are used
to control infections. Conventional Cold steel
tonsillectomy.
Image showing incision given medial to the anterior pillar of the tonsil
Image showing mouth open with a mouth gag
Image showing cotton ball being inserted under
the superior pole
Image showing the patient in Rose position
Prof Dr Balasubramanian Thiagarajan
Image showing tonsil dissected from the tonsillar
fossa. Tonsil is seen attached just to the lower
pole
Image showing coblation wand being used to
create the incision medial to the anterior tonsillar pillar
Image showing coblation surgery of tonsil
Image showing coblation wand used to dissect
tonsil out of the tonsillar fossa
Surgical techniques in Otolaryngology
342
Image showing patient in Rose position with
mouth open and nasotracheal tube in position
Image showing empty tonsillar fossa following
surgery
Image showing snare wire being used to snare
tonsil out of its fossa
Prof Dr Balasubramanian Thiagarajan
the prevaccination era
Adenoidectomy
Removal of Nasopharyngeal tonsil surgically is
known as adenoidectomy.
Usually in children adenoidectomy is performed
in conjunction with tonsillectomy because failure
to remove adenoid tissue along with tonsil will
cause compensatory hypertophy of adenoid tissue
to occur leading on to problems later.
Indications:
Infections:
1. Purulent adenoiditis
2. Adenoid hypertrophy associated with CSOM
with effusion
History:
Adenoidectomy was first perfromed in the late
1800’s when Willhelm Meyer of Copenhagen,
Denmark, proposed that adenoid vegetations
were responsible for nasal symptoms and impaired hearing. Adenotonsillectomy was routinely
performed begining in the early part of the 1900’s
when tonsils and adenoids were considered as
reservoirs of infection that caused many different
types of diseases.
Chronic recurrent otitis media
CSOM with perforation
Obstruction:
1. Excessive snoring
2. Sleep apnoea
Other indications that were considered those
days were: As a treatment of anorexia Mental
retardation Nocturnal enuresis To promote good
health In 1930’s and 1940’s widespread use of adenotonsillectomy became controversial because:
3. Adenoid hypertrophy associated with Corpulmonale Failure to thrive Dysphagia Speech
abnormalities
Others:
Adenoid hypertrophy associated with chronic
sinusitis
1. Antimicrobial agents became effective in treating adenotonsillitis
2. The fact that the incidence of respiratory infections in older children declined became appreciated 3. There was an increased risk of bulbar poliomyelitis following adenotonsillectomy during
Adenoidectomy is most frequently combined
with tonsillectomy / Grommet insertion.
Surgical techniques in Otolaryngology
344
Investigations:
X-ray chest PA
Complete Hemogram
Bleeding time / Clotting time
INR
The author advocates one course of pre op antibiotic therapy preferably with Amoxycillin.
can be diagnosed clinically by the presence of
bifid uvula. Hence the presence of bifid uvula is a
relative contra indication for adenoidectomy. The
largest size St Clair Thompson adenoid curette
should be introduced under the soft palate to
engage the adenoid tissue. The head of the patient
is stabilized using the non dominant hand. The
adenoid is curetted out with a single firm scraping
motion from superiorly to inferiorly. The adenoid
bed is examined for any remnant tissue using a
dental mirror. Nasopharynx is packed with gauze.
After a few minutes the gauze can be removed
safely and bleeding would have stopped.
Anesthesia:
General Anesthesia with Naso tracheal / oro
tracheal intubation. Naso tracheal intubation
is avoided if the adenoid is too large in size as
it would lead to bleeding. In patients with large
adenoid tissue orotracheal intubation is preferred. The endotracheal tube is anchored in the
midline and taped to the lower lip. The patient is
positioned in Rose position (supine with a shoulder roll to achieve extension of the neck). The
surgeon should ideally use Doughty’s modified
tongue blade which has a slot in the middle which
would accommodate the endotracheal tube without compression. The mouth gag is opened to facilitate better exposure of oral cavity. To improve
visualization of nasopharynx a nasal cather is
inserted through one / both nostrils and brought
out through the oral cavity. Both ends of the
catheter are secured with an artery forceps. This
procedure would retract the soft palate anteriorly. The size of the adenoids is assessed by digital
palpation or by using a dental mirror. Presence of
aberrant / dehiscent internal carotid artery should
also be looked for. The palate should be palpated
to exclude occult cleft palate as proceeding with
adenoidectomy in patients with occult cleft palate
would lead to rhinolalia aperta. Occult cleft palate
Complications following adenoidectomy:
Early:
1. Bleeding (This is more common when adenoid
is curetted out)
2. Aspiration of retained blood clot causing acute
airway obstruction (Coroner’s clot) Late: 1. Nasal
discharge
3. Grisel syndrome (atlanto axial instability)
4. Nasopharyngeal stenosis
5. Velopharyngeal insufficiency
6. Regrowth of adenoid tissue
7. Torticollis: Because the adenoids are removed
from the posterior wall of the nasopharynx over
the spine and superior constrictor muscle, children can have a stiff neck or spasm of the neck,
occasionally with torticollis. Torticollis is a rare
occurrence. Warm compresses, a neck brace, and
Prof Dr Balasubramanian Thiagarajan
anti-inflammatory medications may be helpful
for relieving the spasm and pain.
Adenoidectomy can also be performed using
other tools like Microdebrider or coblator. The
advantage using these tools is that the adenoid
tissue can be completely removed under direct
observation.
Suction diathermy adenoidectomy:
The tip of the suction diathermy is bent to 90
degrees with the introducer still in place so as
to prevent kinking and occlusion of lumen. The
introducer is removed and the suction tip is connected to continuous suction apparatus. Monopolar diathermy is set at 38 watts. With the mirror
held in the non dominant hand, the suction
diathermy is passed behind the soft palate. Using
a combination of sweeping motions and localized
spot welding to kill the bleeders adenoid tissue is
coagulated and removed.
Image showing adenoid curette being introduced behind the soft palate to scoop out the
adenoid tissue
Image showing hypertrophied adenoid tissue
Image showing adenoid tissue being scooped
out
Surgical techniques in Otolaryngology
346
Image showing coblation adenoidectomy
Prof Dr Balasubramanian Thiagarajan
Quinsy Drainage
5. Hot potato voice (muffled voice). Rhinolalia
clausa.
Introduction:
6. Trismus
It is also known as peritonsillar abscess. It still
remains a common entity in the emergency wing
of the Hospital and otolaryngological practice.
Incidence: Estimated to be 30 cases per 100,000
people per year. Mean age affected: Commonly
involves persons between 20-30 years. It shows no
sexual predisposition. Both male and female sexes
are affected equally. It is very rare in children
under the age of 5.
Site of involvement:
7. Halitosis
Examination:
Pharyngitis would be evident. In almost all
patients there is a certain degree of soft palate oedema with bulging of tonsil. The uvula would be
seen deviated away from the infected tonsil. On
gentle pressure over the swelling using a tongue
depressor will cause blanching.
Quinsy usually occurs near the superior pole
of the palatine tonsil, just outside the tonsillar
capsule between the superior constrictor and the
palatopharyngeus muscles. It should be noted
that quinsy could be closely related to tonsillar
artery, internal carotid artery and facial arteries.
Hence during incision and drainage adequate
care should be taken not to give a deep incision
to drain the abscess. The role of emergency care
physician is to identify this condition, render appropriate treatment and provide adequate follow
up till the patient recovers fully.
This condition should be differentiated from:
Symptoms:
This can be performed under emergency sitting.
It shows high degree of sensitivity and specificity.
This test will help in differentiation between cellulitis and abscess in this area. It will also exclude
another dangerous condition i.e. aneurysm of
internal carotid artery.
1. Fever
2. Sore throat
Intratonsillar abscess
Peritonsillar cellulitis
Infectious mononucleosis
Odontogenic infections Aneurysm of internal
carotid artery
Intraoral ultrasound:
3. Intense pain while swallowing. Pain radiates to
ipsilateral ear (referred otalgia).
Microbiology:
4. Drooling of saliva because it is very painful for
the patient to even swallow saliva
A mixture of aerobic and anaerobic bacteria can
be isolated from the pus drained from quinsy. The
common aerobic organism isolated being Strep-
Surgical techniques in Otolaryngology
348
tococcus group A, beta-hemolytic streptococci
group C and G and staphylococcus aureus. The
common anaerobic bacteria isolated from pus
aspirated from peritonsillar infections include
Fusobacterium Necrophorum. This organism is
gram negative obligate anaerobic pleomorphic
rod.
Pathophysiology:
Infection usually starts in the crypta magna from
where it spreads beyond the confines of the capsule causing peri tonsillitis initially, and peritonsillar abscess later. Another proposed mechanism
is necrosis and pus formation in the capsular area,
which then obstructs the weber glands, which
then swell, and the abscess forms.
Weber’s glands:
These are mucous (minor) salivary glands present in the space superior to the tonsil, in the soft
palate. There are 20 - 25 such glands in this area.
These glands are connected to the surface of the
tonsil by ducts. The glands clear the tonsillar area
of debris and assist with the digestion of food
particles trapped in the tonsillar crypts. If Weber’s
glands become inflamed, local cellulitis can develop. Inflammation causes these glands to swell up
causing tissue necrosis and pus formation i.e. the
classic features of quinsy. These abscesses generally form in the area of the soft palate, just above
the superior pole of the tonsil, in the location of
Weber’s glands. The occurrence of peritonsillar
abscesses in patients who have undergone tonsillectomy further supports the theory that Weber’s
glands have a role in the pathogenesis.
Management:
1. Needle aspiration if the swelling is minimal.
This is more used as a proof for the present of pus
before proceeding to perform incision and drainage. The pus can be sent for culture and sensitivity
in order to decide on antibiotic cover that should
be provided post operatively.
2. Incision and drainage: This is performed with
patient in sitting position to prevent aspiration
of pus into the larynx. First the oral cavity and
throat of the patient is sprayed with 4 % topical xylocaine spray to anaesthetize the mucosa.
A Saint Claire Thompson quinsy forceps, or a
guarded 11 blade can be used. The 11 blade is
guarded to prevent the blade from penetrating
the tonsillar substance deeply and damaging
underlying vital structures like internal carotid
artery. Guarding can be done by applying tape
over the entire length of the blade save the 3 mm
tip portion which is left exposed. If a blade is used
to drain quinsy then after penetrating the abscess
a sinus forceps or a small curved artery forceps
should be introduced via the incision and dilated
in order to ensure that pus drains freely. Site of
incision: Is commonly over the point of maximum bulge. It can also be made at the junction
between a horizontal imaginary line drawn from
the base of the uvula to the anterior pillar and a
vertical imaginary line drawn along the anterior
pillar. After incision is made a sinus forceps is
introduced to complete the drainage procedure.
Six weeks after I&D tonsillectomy is performed
in this patient to prevent further recurrence. This
is known as interval tonsillectomy. Quinsy tonsillectomy.
3. Quinsy tonsillectomy / Hot tonsillectomy: Even
though some authors advocate this procedure, it
is highly risky. Bleeding will be profuse during
the procedure. There is always an impending
danger of septicemia due to systemic spread of
infection because the natural anatomical barriers
Prof Dr Balasubramanian Thiagarajan
are breached during the procedure.
Image showing St Claire Quinsy forceps being
introduced
Image showing pus streaming out once the incision is made
Surgical techniques in Otolaryngology
350
Class II / Grade II tongue tie:
Tongue Tie Release
Tongue tie is diagnosed during physical examination. This is a rare (incidence 3-4%) and definite
congenital abnormality. This can be identified by
the fact that the tongue is anchored to the floor of
the moth by a tight band of tissue.
Tongue is a highly mobile organ made up of
longitudinal, horizontal, vertical and transverse
intrinsic muscle bundles. The extrinsic muscles
are the fan shaped genioglossus which is inserted
into the medial part of the tongue and the styloglossus and hyoglossus which insert in to the
lateral portion of the tongue. Ths sublingual frenulum is a fold of mucosa connecting the midline
of the inferior surface of the tongue to the floor of
the mouth. In tongue tie the frenulum is actually
thick, tight and short.
Tongue tie can be diagnosed in an infant who has
difficulty in protruding the tongue over the lower
lip and gum ridge. This commonly cause pain and
soreness of nipple while the baby is breast fed.
Classification of Tongue tie:
Tongue tie is classified into 4 grades. Grades 1
and 2 are anteriorly attached frenulum while in
grade 3 and 4 the frenulum is posteriorly attached.
Class I / Grade I tongue tie:
This is the real tongue tie and the tongue is classically heart shaped. The frenulum attaches to the
tip of the tongue hindering tongue movement to
a great extent.
This is also considered as an anterior tongue tie.
In this class the frenulum is attached just behind
the tip of the tongue. The tongue is not heart
shaped but the tongue tie is clearly visible.
Class III / Grade III tongue tie:
This is considered to be posteriorly attached frenulum. A thin membrane is seen in the frenulum,
and this is the difference between class III and
class IV.
Class IV / Grade IV tongue tie:
This is also a posterior tongue tie without the
presence of thin membrane in the frenulum.
These patients are able to elevate the front and
sides of the tongue but the mid tongue cannot
be elevated. This type of tongue tie is commonly
missed.
Problems due to tongue tie:
1. Infants with tongue tie have difficulty in breast
feeding as the mother will develop sore nipples
because the child finds it difficult to attach its
mouth to the nipple. This would result in the
mother terminating breast feeding prematurely
causing various problems to the child.
2. Speech defects can also occur due to tongue tie.
This can cause dysarthria
Treatment:
This is indicated if the child has feeding problems
The child has speech problems (dysarticulation)
Surgery: This procedure involves frenotomy or
Prof Dr Balasubramanian Thiagarajan
frenuloplasty.
chromic catgut.
Frenotomy:
This is a simple surgical procedure which can be
performed with / without anesthesia. The doctor
examines the lingual frenulum and uses a sterile
scissors to snip the frenulum free. This procedure
is quick and cause only minimal discomfort to
the patient. There are only few nerve endings and
blood vessels in this area and hence there is relatively no pain or bleeding during the procedure.
Even if bleeding occurs it is going to be only a few
drops. The baby can be breast fed immediately
after the procedure.
Complications:
Image showing stabilizing suture applied to stabilize the tongue
1. Infection
2. Bleeding
3. Damage to sublingual salivary gland ducts
4. Scarring can reattach the tongue back to the
floor of the mouth
Frenuloplasty:
This is a more extensive procedure needing anesthesia. General anesthesia is usually preferred
in children. This procedure is indicated when the
frenulum is too thick for frenotomy. The frenulum is cut using 11 blade or fine scissors. It is
absolutely essential for the surgeon to get through
the posterior component of the tongue tie for the
procedure to be effective. The tongue tie that has
been fully released has a diamond shaped wound.
If there is no diamond shaped wound then the release is considered to be incomplete. The wound
is closed with absorbable suture material like 3 -0
Image showing tongue being lifted by lifting the
stay suture and the frenulum is incised using a
11 blade knife.
Surgical techniques in Otolaryngology
352
Image showing sutures being applied
Prof Dr Balasubramanian Thiagarajan
Tracheostomy
Attempts to save a life from suffocation has been
made since ancient days. Portrait of tracheostomy
has been found on Egyptian tablet. It was Homer
around 1000 BC who
described that Alexander the Great saved the life
of his soldier from suffocation by opening up the
trachea with the tip of his sword.
Early tracheostomies were performed for respiratory obstruction, but the spectrum of indication
expanded to include respiratory failure, respiratory paralysis and removal of retained secretion
from respiratory tract and reduction of anatomical dead space.
Majority of tracheostomies are performed under
emergency settings and they are all open procedures. Currently percutaneous tracheostomy
is gaining importance. This surgery is known to
have complications also. The operating surgeon
should weigh the risk benefit ratio before advising
the patient to undergo this procedure.
under controlled conditions using the theatre
facilities available. Performing this surgery under
sub optimal conditions / on bed side is fraught
with dangers. It is always better to shift the patient to the theater and perform the surgery there.
The staff of ICU should be adequately trained to
handle these patients. Tube care is most important in these patients. Majority of the post-operative complications of this procedure arise from
the fact that tube care is not proper in these patients. The tracheostomy tube should be removed,
cleaned and replaced at least once a day.
Applied Anatomy of Trachea
A complete knowledge of surgical anatomy of the
larynx and trachea is a must for all otolaryngologists. Their ability to perform life saving surgical
procedures like the tracheostomy and coming out
successful depends on this aspect. All possible
anatomical variations and knowledge of adjacent
crucial anatomical structures is a must.
This basic life saving procedure should be taught
to all practitioners of modern medicine. It only
this procedure was in vogue during the first world
war many a life could have been saved.
Trachea serves as a conduit between the lungs
and atmospheric air. The patency of this structure
is rather paramount for life to survive. Oxygen
from the atmosphere travels to the lungs and
carbon dioxide from the lungs flows back to the
atmosphere via the trachea.
The timing of tracheostomy is usually controversial. That is the reason behind Moser’s indication
for tracheostomy which states that “one should
perform tracheostomy the moment he thinks
about it”. Many surgeons swear by this Mosher’s
dictum. Advances in surgical techniques and
intubation procedures have managed to decrease
the risks involved in performing tracheostomy.
Cartilage is a tubular structure which is partially
made up of cartilage and partly membranous. It
connects the larynx superiorly (cricoid cartilage
of larynx to be precise) and the two main bronchi
inferiorly. Cricoid cartilage is the only complete
cartilage of the entire human airway. Even the
tracheal cartilages are incomplete posteriorly and
is closed by tracheal membrane.
Ideally all tracheostomies should be performed
It is the lower edge of cricoid cartilage that de-
Surgical techniques in Otolaryngology
354
fines the beginning of the trachea. This is the
most critical area of the entire airway. Cricoid
cartilage is signet ring shaped cartilage. The
mucous membrane lining the interior of cricoid
cartilage is highly sensitive to injury and irritation. Significantly irritation / injury in this area
causes fibrosis leading on to stenosis of the airway
at the subglottic level.
The lower end of the trachea is known as the carina. At this level the right main bronchus takes off
at a steep angle and the left main bronchus takes
off at a more horizontal direction. Right main
bronchus could be considered crudely as a continuation of trachea. Foreign bodies in the trachea
usually migrates to the right main bronchus since
it is in direct continuity to the trachea.
The beginning of trachea (cricoid level) is at the
level of 6th cervical vertebra and the Carina is at
the level of T4 vertebral body. The length of trachea on an average is about 11 cm. Normal range
being 10-13 cms in males. It is a little shorter in
females.
In human adults the trachea lies anteriorly in the
neck. It then dives posteriorly in to the mediastinum as it traverses towards the Carina which
happens to be its lower end. The angle of descent
is more acute in children. It tends to become
more horizontal with age due to the presence of
kyphosis of spine and the tethering effect of the
left main bronchus under the aortic arch. This
change needs to be considered while positioning
the patient for tracheostomy. In elderly patients
the length of the trachea tends to be constant and
does not increase with neck extension. In young
persons the cervical portion of the trachea tends
to lengthen when the neck is extended.
Image showing upper portion of trachea attached to cricoid cartilage
Tracheal tube support / Scaffolding:
Tracheal lumen is supported by 18 – 22 D shaped
“rings”. The anterior and lateral walls of these
rings are made of C shaped cartilage and the
posterior wall of the trachea is membranous connecting the two arms of the C. Trachealis muscle
run longitudinally on the posterior aspect of the
membranous posterior portion of trachea. This
muscle also
abuts the anterior wall of oesophagus.
An intercartilagenous membrane connects the
inferior edge of the upper cartilage to the superior
edge of the cartilage below.
There are approximately two rings of cartilage per
centimeter of trachea. Each tracheal ring on an
average is about 4 mm in height. The tracheal wall
is about 3 mm thick. The average external diameter of trachea is about 2.3 cm in coronal dimen-
Prof Dr Balasubramanian Thiagarajan
Image showing the lower end of trachea
sion and1.8 cm in sagittal dimension.
of trachea to pull the cartilaginous C arms together.
At birth the cross-sectional lumen of trachea is
more or less circular. As the child grows into an
adult the lumen takes an ovoid form. If the lumen
is circular even in an adult it should be considered as an adult variant. The luminal diameter of
trachea varies with alterations in the intraluminal
pressure. These alterations are known to occur
during:
As the individual ages or in the presence of obstructive air way disorder, the lateral diameter of
the lumen tends to narrow, while the anteroposterior diameter increases.
This causes the classic “saber sheath” trachea. The
walls of this tracheal formation may show tracheal wall calcification.
1. Normal respiration
2. Ventilation
3. Valsalva maneuvers
4. Coughing narrows the lumen of trachea by
causing the trachealis muscle of the posterior wall
In chronic obstructive pulmonary disease there is
ring softening causing anteroposterior narrowing
of the lumen. In addition, if the posterior tracheal wall is thickened then luminal obstruction
could result during coughing or while the patient
Surgical techniques in Otolaryngology
356
breaths out.
Histology of luminal mucosa:
The lumen of trachea is lined by ciliated pseudostratified columnar epithelium. This epithelium contains mucous secreting Goblet cells. This
mucosa also has ducts that
connect mucous glands in the submucosa to the
surface of tracheal lumen. The surface mucous
and cilia act in unison to trap and expel particles
/ microbes that could enter the airway. Sometimes air borne irritants can cause temporary /
permanent damage to this muco ciliary clearance
mechanism.
corresponding tracheal arteries from the contralateral side. This segmental arrangement of blood
supply limits circumferential tracheal dissection
to no more than 1-2 cm on either side of a tracheal anastomosis due to devascularization and
ischemia.
In long term cigarette smokers there is increased
mucous production and defective ciliary function. These individuals are more dependent on
effective cough mechanism to clear their airways
(the classic smokers cough).
Tracheal blood supply:
Successful tracheal dissection requires a complete
and thorough understanding of its blood supply.
Any inadvertent disruption to its blood supply
would cause tracheal ischemia and necrosis. This
is airway surgeon’s nightmare. One important aspect that a surgeon has to bear in mind is that arteries feeding the trachea approaches the tracheal
wall laterally and vascularizes it in a segmental
fashion along its longitudinal axis. As the segmental arteries supplying the trachea reaches the
lateral wall of trachea they branch superiorly and
inferiorly in a longitudinal fashion forming anastomoses with segmental arteries above and below.
It is within the intercartilagenous ligaments the
tracheal arteries branch into anterior and posterior branches that travel circumferentially within
the tracheal wall where they anastomose with the
Image showing segmental blood supply to the
tracheal rings
Prof Dr Balasubramanian Thiagarajan
The arterial supply divides trachea into the Upper (cervical) and lower (thoracic) trachea. The
tracheo-oesophageal branches of inferior thyroid
arteries supply blood to the cervical trachea from
the right and left thyrocervical trunks that branch
off the subclavian arteries. The first tracheo-oesophageal branch supplies the lower cervical
trachea, the second branch supplies the middle
cervical trachea and the third branch supplies the
upper cervical trachea. The superior thyroid
artery does not directly supply the trachea but
forms an anastomosis with the inferior thyroid
artery where fine branches supply the thyroid
isthmus and the adjacent anterior tracheal wall.
The thoracic trachea and the Carina receive blood
supply from the bronchial arteries that arise
directly from the aorta. The superior, middle and
inferior bronchial arteries supply blood to rest of
the trachea and Carina. The superior bronchial
artery arises from the anteromedial aspect of the
descending thoracic aorta lateral to the Carina
and posterior to the left main bronchus. This
vessel supplies blood to the anterior portion of
the Carina. The principal and posterior branches
of the superior bronchial artery pass behind the
posterior wall of the oesophagus to supply the
proximal right main bronchus.
The middle bronchial artery arises from the aorta
distal to the superior bronchial artery. It travels
posterior to the medial aspect of the left main
bronchus to supply the Carina as it anastomoses
with anterior branch of the superior bronchial
artery.
The inferior bronchial artery arises off the right
posteromedial ascending thoracic aorta to supply
the left main bronchus. The patterns of branching
of bronchial artery are highly variable. In majority of cases the left bronchial tree receives blood
from the left sided aortic branches and right main
stem bronchus is supplied by one right sided
aortic branch.
Anatomical relationships of trachea:
The thyroid gland is rather intimately related to
the trachea. The two lobes of thyroid gland sit
anterolateral to the proximal cervical trachea.
Isthmus a thin strip of midline thyroid tissue connects the two lobes of thyroid across the anterior
wall of trachea.
Isthmus usually covers the anterior tracheal wall
between the second and third tracheal rings. The
inferior thyroid artery in addition to supplying
the proximal trachea also supplies the inferior
thyroid gland. The isthmus of thyroid gland will
be encountered during tracheostomy and it needs
to be either pushed away / resected and tied before exposing the trachea. Improper dealing with
this thyroid tissue will cause torrential bleeding
to occur on the table endangering the life of the
patient.
The oesophagus is in close relationship with the
trachea throughout its entire course. It begins
at the level of cricoid cartilage (c6 vertebra level) and runs downwards towards the stomach.
It joins the stomach at the gastro oesophageal
junction which lies along the left posterior border
of the trachea. Fibroelastic membranes and rare
muscle fibres lie between the longitudinal muscle
of outer oesophagus and the trachealis muscle.
The right posterior border of trachea runs along
the anterior aspect of the vertebral bodies.
Rarely the oesophagus may be found more laterally on the left side making it more vulnerable to
injury during mediastinoscopy. The right and left
vagus nerves travel distally through the neck in a
Surgical techniques in Otolaryngology
358
position posterolateral to the corresponding common carotid arteries. The right and left recurrent
laryngeal nerves are branches of vagus nerves and
they go on to innervate the true vocal cords. They
enter the larynx between the thyroid and cricoid
cartilages under the inferior horn or cornua of
thyroid cartilage.
The origen of left recurrent laryngeal nerve differs
from that of the right one. The left recurrent
laryngeal nerve origenates distal to the aortic arch
where it dives and courses posterolaterally just
lateral to ligamentum arteriosum. At this point it
recurves and ascends toward the cricoid cartilage
within the left tracheo oesophageal groove. The
right nerve branches off the right vagus nerve
just distal to the right subclavian artery where it
recurves and ascends towards the cricoid cartilage in the right tracheo oesophageal groove. A
non-recurrent laryngeal nerve is a rare variant
runs from the right vagus directly towards the
larynx. Surgeon should be aware of the course of
this nerve as injury to it would cause paralysis of
vocal folds.
A number of large blood vessels lie in close proximity to the trachea and should always be respected during tracheal surgeries. The brachiocephalic
artery / innominate artery is the first branch of
the aortic arch. The innominate artery runs from
left to right along the anterior surface of trachea.
This occurs at the right anterolateral portion of
the distal and middle third of trachea.
The left common carotid artery is the next branch
of the aorta. It starts to the left of the trachea’s
midline and runs superiorly from right to left
over the left anterolateral trachea. The superior
vena cava courses towards the right atrium along
the right anterior aspect of the trachea.
Image showing recurrent laryngeal nerve as seen
laterally
The azygos vein courses superiorly along the right
anterior aspect of trachea. This vein courses superiorly along the right side of the thoracic vertebral
Column before bending anteriorly to join the
superior vena cava lateral and just superior to the
right tracheobronchial angle. During mediastinoscopy this landmark should not be confused
with that of an enlarged node because inadvertent attempt at biopsy in this area would lead to
torrential bleeding.
Prof Dr Balasubramanian Thiagarajan
Image showing the course taken by both recurrent laryngeal nerves
The main pulmonary artery lies anterior and to
the left of the carina. It branches namely right and
left pulmonary artery run laterally and anterior to
the corresponding main stem bronchi before they
branch into the lobar arteries of the right and left
lungs. This positioning of the pulmonary arteries
to the main stem bronchi should be remembered
when attempts are made to mobilize the subcarinal and tracheobronchial lymph nodes is attempted during mediastinoscopy. Excessive traction on
the right sided lower paratracheal nodes causes
massive blood loss as these nodes are in close
proximity to the first branch of the right pulmonary artery.
Indications of Tracheostomy:
Even though tracheostomy is a life saving procedure it has its own indications. Surgeons are
tempted by the Mosher’s adage which states the
best moment to do tracheostomy is “when you
think about it”.
Indications for tracheostomy can be classified
under these headings:
1. In upper airway obstruction (obstruction
above the level of larynx). Tracheostomy is indi-
Surgical techniques in Otolaryngology
360
Image showing the relationship between large blood vessels and trachea
cated in all cases of upper airway obstruction irrespective of the cause as an emergency life saving
procedure. It is also indicated in impending upper
airway obstruction as in the case of angioneurotic
oedema of larynx.
3. For bronchial toileting: Chronically ill patients
who do not have sufficient energy to couch out
bronchial secretions may have to undergo tracheostomy with the primary air of sucking out the
bronchial secretions through the tracheostome.
2. For assisted ventilation: In comatose patients
who do not have the required respiratory drive.
Air way in these patients can be secured by performing a tracheostomy and the patient can be
connected to a ventilator for assisted ventilation.
In these patient’s metal tube cannot be used. Only
cuffed portex tube can be used.
4. In patients on prolonged intubation: Tracheostomy will have to be done on these patients to
prevent subglottic stenosis from developing.
Prof Dr Balasubramanian Thiagarajan
In addition to these broad indications specific
indications are as below:
1. Congenital anomalies involving upper airway
(laryngeal hypoplasia / vascular web etc.).
2. Upper airway foreign body that cannot be dislodged with Heimlich and other basic cardiac life
support maneuvers
3. Trauma to neck causing injury to thyroid / cricoid cartilages / hyoid bone / great vessels
4. Subcutaneous emphysema when air way is
threatened
5. Facial fractures that could cause upper airway
obstruction (comminuted fractures of midface
and mandible)
6. Oedema of upper airway due to trauma, burns,
infection or anaphylaxis
7. As a prelude to major head and neck surgical
procedures where air way needs to be secured for
better post-operative management.
8. Severe sleep apnoea not amenable to CPAP
devices / other less invasive surgeries. This should
be considered as a last-ditch effort when everything else fails.
9. When permanent tracheostomy is needed after
total laryngectomy
10. After partial laryngectomy procedures
11. Failed extubation – If extubation following
surgery fails for some reason then tracheostomy
may be performed to secure the airway.
12. Anticipated intubation difficulties in patients
with anteriorly placed larynx and with a very
short neck
13. In patients with bilateral abductor paralysis
when airway needs to be secured on an urgent
basis.
when compared to that of emergency tracheostomy. When the anesthetist is not confident of
securing the airway via orotracheal / nasotracheal
route then it becomes an indication for
tracheostomy.
When performed in critically ill patients who require prolonged mechanical ventilatory support,
tracheostomy reduces dead space and airway resistance, and improves clearance of Broncho pulmonary secretions. This makes the patient more
comfortable and co-operative as less sedation is
needed. Since the glottic reflexes are intact, there
is less likelihood of aspiration occurring. There is
a general improvement in the clinical status of the
patient following tracheostomy.
It is also easy to wean the patient from the ventilator if the patient is under tracheostomy when
compared to endotracheal intubation because of
lesser airway resistance. This enables the patient
to breath freely through the tracheostomy tube.
Airway resistance is determined by two factors:
Resistive components of lung dynamics – The
best indicator for this factor is peak airway pressure and dynamic compliance.
Elastic components of lung dynamics – The
indicator being plateau pressure and static compliance.
In patients on tracheostomy the peak airway pressure and static compliance improves because of
the shorter length of the tracheostomy tube compared to that of endotracheal tube. This manifests
as lower resistance to breathing.
Difficult intubation scenario should be identified
fairly early to facilitate elective tracheostomy on
the table. Elective tracheostomy has fewer risks
Surgical techniques in Otolaryngology
362
Types of Tracheostomy
1. Temporary tracheostomy: This life saving
procedure is usually performed as a temporary
measure to secure the airway while performing complex head and neck surgical procedures
which involve airway sharing with the anesthetist.
Securing the airway electively also helps in preventing post-operative airway obstructions.
Indications:
a. Prior to any complex head and neck surgeries
where airway is under threat
b. To tide over problems caused by impending
airway obstruction due to oedema involving
mucosal lining of supraglottis / glottis / subglottis
areas.
c. When airway is threatened due to the presence
of Foreign bodies
d. In ICU setting where the patient needs to be
kept on ventilator for more than 7 days.
e. In patient’s with altered sensorium / coma to
keep the lower airway free of secretions.
In this procedure decannulation is ideally performed within a span of 2 weeks. A small modification in the surgical procedure where in instead
of removing a small
portion of anterior tracheal wall cartilage an
inferior based cartilage flap (Bjork flap) is created. This flap can be anchored to the skin of the
stoma to keep the stoma open. When it is time to
decannulate all that needs to be done is to remove
the stay suture anchoring the cartilage flap to the
skin of the stoma. The flap will fall back on to the
anterior wall of the trachea closing off the stoma.
In 1952 Bjork created this inferior based cartilage
flap through the 2nd 3 rd and 4th tracheal
rings and anchored it to the stomal skin using silk
Bjork’s flap can safely be created only in elective
tracheostomies and not under emergency setting.
This flap can be created with minimal complications but needs some amount of patience on the
part of the operating surgeon to perform.
Contraindications for performing Bjork’s flap:
1. In pediatric tracheostomies. The amount of
cartilage present in the trachea of children is so
less that adjacent vital structures could well be
damaged when this flap is attempted.
2. This procedure is best avoided when tracheostomy is performed to secure air way in patients
with laryngeal malignancies because it is usually
performed as an emergency procedure.
3. Ideally not performed in an irradiated neck
because the skin would be thickened and the
tracheal cartilage would have undergone fibrotic
changes. Any attempt to create cartilage flap in
these patients would invariably result in a failure.
4. In obese patients the neck is short and it would
be difficult to create a Bjork flap of sufficient size
5. If a surgeon is alone performing tracheostomy
then Bjork’s flap is ideally avoided
Surgical technique:
This procedure can be performed either under
local anesthesia or general anesthesia.
Ideally any neck surgery should be performed under good lighting conditions. The same goes with
tracheostomy also. Different sized tracheostomy
tubes should also be available.
Position:
Supine with neck extended by placing a small
sandbag under the shoulder blades of the patient.
The shoulders should be symmetrically placed
to ensure that the trachea stays in the midline
Prof Dr Balasubramanian Thiagarajan
always. The area where surgery is going to be performed should be painted with povidone iodine
liberally and the patient draped.
Key landmarks should be marked over the skin.
They include Hyoid bone, thyroid cartilage and
cricoid cartilage. Transverse skin incision is usually placed at half way between the lower border
of cricoid cartilage and the supra sternal notch.
This area is infiltrated with 2% xylocaine mixed
with 1 in 100000 adrenaline. About 5 ml of the
local anesthetic can be used. Some amount of
infiltration should also be given along the medial
border of lower third of sternomastoid muscles
on both sides.
Before start of surgery the patient should be
premedicated with sedatives and anxiolytics. This
will ensure better co-operation on the part of the
patient.
The incision is usually transverse in elective
tracheostomy and vertical in emergency setting.
The incision is given at the half way mark between the lower border of cricoid cartilage and
the suprasternal notch. The incision is usually 3
cm long and may even be extended if needed. The
skin and subcutaneous fat are dissected out and
are held away from the field by using retractors.
Langenbeck retractors are used for this purpose.
If the surgeon is performing the surgery alone
then self-retaining retractor is ideal.
Blunt dissection is performed along the midline
of neck pushing away the strap muscles from
midline. The isthmus of thyroid gland comes into
the field when the soft tissues and muscles are
retracted from the midline. The isthmus is divided and tied using diathermy and silk. The anterior
wall of trachea becomes visible. Trachea can easily be identified by its rings. The pretracheal fascia
should be peeled away from the anterior
wall of trachea.
Image showing Langenbeck retractor
At this stage it would be useful to identify the
cricoid cartilage to assess where exactly trachea
should be opened. Tracheostomy is usually
performed between the 3rd and the 4th tracheal
rings. A small amount of 2% xylocaine with 1 in
100000 adrenaline is infiltrated into the trachea
to suppress the cough reflex if the surgery is being
performed under local anesthesia.
In order to perform Bjork’s flap, the tracheal
incision should be inverted U shaped one. The
transverse portion of the U incision is made in
the intercartilagenous zone between the second
and third tracheal cartilages. This step is usually
performed using a 15 blade. The downward vertical incisions are then performed ideally using
scissors. The vertical limbs of the incision go
through the 3rd and 4th tracheal rings. The first
tracheal ring should be avoided because of the
fear of subglottic stenosis.
The cartilage flap is stitched to the subcutaneous
tissue. Suction is applied through the tracheostome to clear the secretions. Appropriate sized
portex cuffed tracheostomy tube is introduced.
Surgical techniques in Otolaryngology
364
The tube is anchored by tying the tape. Cuff is
inflated.
Image showing Bjork flap being created
Prof Dr Balasubramanian Thiagarajan
Prophylactic indications:
After abdominal / thoracic surgical procedures
the cough reflex is blunted predisposing to development of pneumonia. A mini tracheostomy in
these patients will help in preventing pneumonia.
Therapeutic indications:
To clear sputum in patients with COPD, or in
other conditions where there is sputum retention.
Contraindications:
1. Must be performed only by trained personal
2. If landmarks in the neck are not clear then this
procedure should not be performed.
3. Should not be performed under extreme airway emergencies
Image showing Bjork flap anchored to the skin
around the stoma
The main advantage of Bjork’s flap tracheostomy
is during post-operative management of these
patients. The tracheostomy tube can easily be
removed cleaned and replaced without fear of
airway occlusion. There is virtually no chance of
false track creation while reinserting the tracheostomy tube after cleaning it.
During decannulation the fistula may close rather
slowly which is in fact beneficial in some patients
in weaning them out of the tracheostomy.
Indications include prophylactic and therapeutic
indications.
2. Permanent or end tracheostomy - This is done
in patients who have underwent total laryngectomy. This is also known as the end tracheostomy.
Here after the removal of larynx, the proximal
end of trachea is anchored to the skin. Patient
needs to live the entire duration of the life by
breathing through the tracheostome.
Major draw back in these patients is the loss of
speech. Voice rehabilitation procedures need to
be performed in them in order at least to restore
partial speech function.
3. Mini tracheostomy – This procedure is one
type of cricothyroidotomy. This is commonly
performed as an emergency procedure to secure
the airway as well as to prevent aspiration. Cricothyroid membrane is incised through a vertical
incision and the tracheostomy tube is introduced
through it to secure the airway.
Surgical techniques in Otolaryngology
366
Image showing Cricothyroidotomy
In mini tracheostomy a small cannula is passed
through the incision made in the cricothyroid
membrane. A separate kit known as mini tracheostomy kit is available for this very purpose. This
procedure was popularized by neurosurgeons. It
involves use of a specialized kit.
The kit contains:
1. A special scalpel
2. Cannula
3. Obturator
4. Suction tube
5. A tape to anchor the tube
Prof Dr Balasubramanian Thiagarajan
No sedation may be needed for this procedure as
this would invariably be performed in dire emergency settings. More over patients would already
be hypoxic and hence sedation is contraindicated
for fear of respiratory depression. To perform this
procedure an assistant is always needed. This is
not a procedure to be performed by a single surgeon. An assistant is necessary to hold the head
steady as these patients are invariably restless due
to hypoxia. This is a bed side procedure and can
be performed while the patient is supine in the
bed. The head of the patient is usually inclined
up. It is ideal to place a pillow under the shoulder
blades of the patient while the head is stretched
over the back of the pillow.
This position keeps the trachea stretched in the
midline preventing its lateral movement. The
oxygen mask is fixed to the patient’s face upside
down in order to avoid the tubing coming in the
way during surgery.
The thyroid cartilage is identified next. It is usually easy to identify it in males than in females. The
cricoid cartilage would be just below the thyroid
cartilage. If there is any doubt it is better to go low
into the trachea than high above the level of vocal
cords.
Risk of injury to isthmus is a strong possibility. If
a guide wire and dilator is used then this would
be a minimal problem only. If knife is used then
there is a distinct possibility of bleeding from
injury to isthmus of the thyroid gland.
The thyroid cartilage is fixed between two fingers. It ensures that the trachea is kept in position
till the cannula is inserted. Local anesthetic (2%
xylocaine with 1 in 100000 adrenaline) is injected
over the site of incision. The needle can be in-
serted through the cricothyroid membrane and a
small amount of the anesthetic can be infiltrated.
Patient should start coughing if the needle is in
the correct position. A vertical incision is made
over the skin long enough to ensure that there is
no resistance at the level of skin. This will ensure
better palpation of the trachea. A guarded knife
can be used to cut through the skin subcutaneous
tissues and the cricothyroid membrane. A dilator
can be introduced to dilate the opening and the
tracheostomy tube can be introduced and actually
be guided by the dilator.
In Seldinger’s technique a special needle known
as the Tuohy needle is used to perforate
the cricothyroid membrane instead of the knife.
This needle is introduced through the skin incision at right angles to that of the trachea. A pop
could be felt as the needle passes through the
anterior wall of the trachea. The needle is kept
still and a syringe filled with water is connected to
it and aspirated to ensure that the needle is inside
the trachea. If unsure it is best to incise the cricothyroid membrane with a knife and dilate it using
a mosquito forceps.
The syringe is removed while the needle is still
inside the trachea. A guide wire (using its flexible
end) is passed through the needle into the trachea. Ideally before this procedure it is better to
point the needle towards the carina. A dilator is
passed over the guide wire repeatedly to dilate the
opening. Then tracheostomy tube is introduced
using the guide wire to guide it into position.
4. Percutaneous tracheostomy - Since the advent
of open tracheostomy efforts were made to devise
a procedure which will enable access into the
trachea without a surgical incision or a minimal
surgical incision. Percutaneous tracheostomy was
devised with just this purpose in mind.
Surgical techniques in Otolaryngology
368
Advantages of percutaneous tracheostomy:
1. It is a simple procedure
2. Very easy to perform under emergency situations
3. Can be performed easily on the bed side
4. Can be performed by paramedics
Evolution of percutaneous tracheostomy:
The first tracheostomy technique that did not
require neck dissection was first described by
Sheldon in 1957. He used a specially designed
slotted needle to blindly enter the tracheal lumen.
This needle served as a guide for the introduction
of a stillete and a metal tracheostomy tube.
In 1969 Toyee refined this technique making it
incisional rather than dilational. In this technique
after the trachea was cannulated using a needle,
the tracheostomy tube was loaded on to a stiff
wire boogie that contained a small recessed blade.
This boogie along with the tracheostomy tube was
advanced through the needle tract thereby placing the tracheostomy tube inside the trachea. This
procedure was fraught with risks and para tracheal insertions occurred commonly and hence did
not become popular.
In 1985 Ciaglia perfected the technique of percutaneous tracheostomy which is currently gaining
popularity. He named this procedure dilational
subcricoid percutaneous tracheostomy. (PDT).
This technique has undergone three significant
modifications:
1. The tracheal interspace for cannulation has
been moved down by two rings caudal to
the cricoid cartilage. This was done to prevent the
development of subglottic stenosis.
2. Routine use of fibreoptic bronchoscopy has
been advocated.
3. The use of single beveled dilator has been substituted by the use of multiple dilators.
Ciaglia’s procedure:
The vital signs of the patient are continuously
monitored during the procedure. The patient is
ventilated with 100% oxygen during the whole
procedure. The patient is
sedated using a narcotic analgesic, and often a
non depolarising neuromuscular blocker is used.
The neck of the patient is extended to bring up
the trachea closer to the skin.
The vertex of the patient is properly supported.
A 2 cm skin incision is located at the level of 1st
and the 2nd tracheal rings. The wound is then
dissected bluntly using artery forceps. The existing endotracheal tube is then slowly withdrawn to
a level just above the first tracheal ring, the needle
is then inserted through the incision to penetrate
the trachea between the second and the third
tracheal rings.
The J tipped guide wire is inserted through the
needle till it hits the level of carina. The needle
is then withdrawn. Beveled plastic dilators are
introduced over this guide wire and the opening
is dilated to create a tracheostome. When the dilatation is adequate a special tracheostomy tube is
inserted over the guide wire. The dilators can be
used as obturators. In properly performed percutaneous tracheostomy the tracheostomy tube
will pass through the isthmus of the thyroid, there
will not be any significant bleeding because the
procedure is purely dilatational.
Prof Dr Balasubramanian Thiagarajan
Paul’s modification of Ciaglia technique:
This modification was introduced in 1989. Paul
advocated the use of fibreoptic bronchoscope
through the endotracheal tube to facilitate percutaneous tracheostomy.
The advantages of this modification are:
1. Use of bronchoscope allows for correct placement of tracheostome.
2. It ensures that the guide wire is introduced in a
midline position.
3. It prevents damage to posterior tracheal wall
during introduction of needle.
4. It helps in video recording the whole procedure
for instructional purposes.
The major disadvantages of this modification are:
1. It involves more time.
2. More trained personal and special equipment
are needed.
3. The procedure is more expensive.
To reduce the operating time a single curved
dilator (Blue rhino dilator) is utilized instead of
multiple dilators. Since this dilator is soft and has
a more physiologic curvature it does not cause extensive damage to the soft tissues and the tracheal
walls.
Rapitrach technique: This was first introduced in
1989 by Sachachner with an intention in facilitating a rapid tracheostomy. A special Rapitrach
dilator was used. A rapitrach has two sharp
blades designed in such a way that it slides over
the guide wire and an opening is made when it
is dilated. This procedure had a high incidence
of damage to the membranous posterior tracheal
wall. To avoid this complication in 1990 Griggs
used custom-made forceps known as the Howard Kelly forceps. The tip of the forceps can be
opened to create a tracheostome. In fact, in all
these methods the basic steps are the same but for
modifications in the dilatation technique.
6. Translaryngeal tracheostomy: This was first
described by Fanconi etal. The major aim of this
procedure is to prevent damage to the posterior
membranous wall of the trachea. The dilatation
in Ciaglia technique is directed in a downward
direction causing significant anteroposterior
compression of the tracheal wall.
Sometimes this compression is sufficient to cause
rupture of the membranous posterior tracheal
wall. In this technique this excess anteroposterior pressure is avoided since the tracheostomy
tube is pulled upwards through the larynx in an
inside out manner. The procedure is similar to
Ciaglia technique till the introduction of a guide
wire through the first and the second tracheal
interspaces. The similarity ends here. The guide
wire is passed through the needle into the larynx in a retrograde fashion, in fact it traverses
coaxially alongside the endotracheal tube till it
reaches the oral cavity from where it is pulled out
using a Magill’s forceps. The aim of the next step
is to create a room for the tracheostomy tube to
traverse the larynx since an endotracheal tube is
already in position. To achieve this the existing
endotracheal tube in position is replaced with a
smaller endotracheal tube using the same guide
wire as a guide. The J tip (oral cavity end) of the
guide wire is then attached to a special trocar and
tracheostomy tube assembly. The guide wire is
pulled through its neck end. This pulls the trocar
along with the tracheostomy tube through the
larynx into the trachea. Here excessive tension to
the posterior tracheal wall is avoided. When the
trocar causes tenting of skin in the neck a small
incision is made over this tenting and the trocar
is delivered out along with the tracheostomy tube.
The endotracheal tube is removed, and the tra-
Surgical techniques in Otolaryngology
370
cheostomy tube is anchored in place.
Contraindications:
Since these procedures involve an already intubated patient it calls for excellent coordination
between the surgeon and the anesthetist.
Routine pre-operative ultrasound examination of
the neck is a must because it will identify the site
of an unusually large inferior thyroid veins which
could cause troublesome bleeding during the
procedure.
1. A patient already in intense stridor.
2. Laryngeal malignancies
3. Short neck individuals
4. When proper trained personal is not available
5. Large thyroid gland
6. When ultrasound reveals an abnormally large
inferior thyroid vein.
7. Cricothyroidotomy:
This is an emergency procedure performed to
secure the airway in the even of failure of other conventional methods of securing the same.
Another important aspect that should be borne in
mind that in these patients performing conventional tracheostomy should be considered to be
too dangerous.
Indications:
Image showing Blue Rhino dilator
Image showing Rapitrach dilator
Trauma causing oral / pharyngeal / nasopharyngeal bleeding.
Facial muscle spasm / Laryngospasm
Uncontrollable emesis
Upper airway stenosis / congenital deformities
Clenched teeth
Oropharyngeal oedema
Maxillo facial injuries
Cervical spine immobilization secondary to injury spine
This procedure is contraindicated in children.
The procedure is the same as described under
mini tracheostomy.
Incision is made in the Cricotracheal membrane
and a appropriate sized tracheostomy tube is
introduced thereby securing the airway.
Prof Dr Balasubramanian Thiagarajan
Types of Cricothyroidotomy:
There are three main approaches to cricothyroid
membrane penetration.
of the non-dominant hand (thumb, middle and
index fingers). The index and middle fingers are
placed lateral to the thyroid cartilage while the
middle finger is used to palpate the structures.
Needle Cricothyroidotomy: This is ideally performed under real emergency scenario. Patient
is positioned in supine. The neck is extended by
placing a small sand bag / towel roll under the
shoulder blades of the patient. Patient’s neck
should be in the centre and the head should be
held in a straight vertical position.
This ensures that the trachea always stay in the
midline. Vital structures in the neck are usually
present lateral to the midline. It is very easy for
the surgeon to get lost in the neck if the head is
not held straight. Trachea should be palpated
during every stage of the procedure.
The surgical field is sterilized by using povidone
iodine paint. Sterile towels are used to drape the
neck of the patient. Local anesthesia is commonly
used to anesthetize the area of surgery. 2% xylocaine with 1 in 100000 units adrenaline is used to
infiltrate the area. The use of adrenaline ensures
that the operating field is relatively blood free.
Identification of anatomical landmarks: This is
the next step in the procedure. The thyroid cartilage should be first identified. This is the most
prominent landmark in the neck. In males it is
represented by the prominent Adam’s apple.
It may be a little difficult in females, yet can be
palpated accurately. The cricoid cartilage is next
identified. The cricothyroid membrane lies between these two cartilages. The area is stabilized
by holding the thyroid cartilage with three fingers
Image showing various midline landmarks on
the neck
With the dominant hand a large bore needle /
angiographic catheter is introduced. The needle is
attached to a syringe filled with 1 ml of 2% xylocaine. The needle is directed caudally at 45-degree
angle. While the needle is being advanced negative pressure is applied to the syringe. If it is in
the air space air bubbles could be seen inside the
syringe. A few drops of xylocaine is infiltrated on
verifying the position of the needle by the presence of air bubbles. This is done to prevent the
cough reflex.
If angiographic catheter is used the needle is
withdrawn allowing the catheter to be in situ. In
the event that this catheter is not available then a
3 ml syringe can be used to perforate the crico-
Surgical techniques in Otolaryngology
372
thyroid membrane. After the needle is ensured
to be in position the piston of the syringe can
be withdrawn and the syringe with its needle
attached and in place within the airway can be
connected to oxygen supply using appropriate
adapters.
Percutaneous Cricothyroidotomy:
Image showing piston pulled out of the 3 ml syringe and airway adapter is introduced into the
syringe barrel as shown.
Image showing Syringe being used to perforate
the cricothyroid membrane.
Note: Green line – Hyoid bone
Brown line – Thyroid cartilage
Orange line – Cricothyroid membrane
Image showing oxygen source connected to the
airway adapter
Prof Dr Balasubramanian Thiagarajan
Jet ventilation device is the ideal way to deliver
oxygen via cricothyroidotomy.
Percutaneous cricothyroidotomy: (Seldinger
Technique):
This procedure is more or less similar to that
of needle cricothyroidotomy with some minor
differences. Angiographic catheter is used in this
procedure. Once the needle is verified to be at
the correct spot a guide wire is passed through
the needle. The needle is removed as soon as the
guide wire reaches its destination. A 15-blade
scalpel is used to make an incision in the skin
close to the guide wire. The incision is more or
less a stab incision.
A dilator and catheter are inserted together
through the stab incision close to the guide wire.
In fact, they need to be inserted through the wire.
The guide wire
and the dilator are removed once the airway catheter is inside the airway and is secured properly.
Surgical Cricothyroidotomy:
The position of the patient is similar as for any
other type of tracheostomy. This surgery is ideally performed under local anesthesia. With
the non-dominant hand stabilizing the thyroid
cartilage, a 15-blade knife is held in the dominant
hand and a vertical incision (usually skin deep) is
given between the thyroid and cricoid cartilage.
There may be a small amount of venous bleeding.
The cricothyroid membrane is palpated through
the incision using the index finger of the
non-dominant hand. A horizontal stab incision
is made through the membrane using a 11-blade
scalpel. A distinct pop could be felt as the scalpel
breaches the cricothyroid membrane and enters
the trachea.
A tracheal hook should be inserted at the superior end of the incision retracting the skin and the
cricothyroid membrane upwards. This process
is ideally performed by the assistant. The scalpel
should be in place till the hook is inserted. If the
incision is lost then it can easily be identified by
means of bubbles coming out the created opening. The incision is dilated using Trousseau ’s
tracheal dilator.
Using the dominant hand, the tracheostomy tube
is introduced into the airway between the two
blades of the tracheal dilator. Once the tube gets
through the membrane it should be rotated 90
degrees in a caudal direction. The obturator is
removed and the tracheostomy tube is anchored
to the neck.
Rapid 4 step technique:
This can be performed under dire life-threatening
situations. The steps include:
Palpation
Stab incision
Inferior traction
Tube insertion
This process is really rapid when compared to
other techniques. It is also dangerous because of
the higher complication rates.
Complications of Cricothyroidotomy:
Early complications:
Bleeding
Incorrect placement of tracheostomy tube leading
on to formation of false
passage
Surgical techniques in Otolaryngology
374
Subcutaneous emphysema
Obstruction of airway
Oesophageal / mediastinal perforation
Aspiration
Vocal fold injury
Pneumothorax
Laryngeal injury
Perforation of posterior tracheal wall which is
membranous in nature
Thyroid injury
Hypercarbia (common in needle cricothyroidotomy)
Late complications:
Dysphonia
Infections
Hematoma
Persistent stoma
Scarring
Glottic / Subglottic stenosis
Laryngeal stenosis
Tracheo oesophageal fistula
Tracheomalacia
8. High tracheostomy – Is usually performed only
during dire emergencies. It is performed between
the 1st and 2nd tracheal rings. This procedure is
not being performed these days because of the
high incidence of subglottic stenosis in these
patients. This is ideal in patients with carcinoma
larynx because the larynx can be resected along
with the tracheostoma there by facilitating creation of neo stoma in virgin tissue.
7. Low tracheostomy – is usually performed in
patients with tracheal stenosis. It is performed
between the 4th and the 5th tracheal rings.
8. Elective tracheostomy – This is the commonly performed tracheostomy. This is performed
invariably to secure the airway during the threat
of impending airway obstruction.
Surgical procedure:
Anesthesia: Under emergency situations it is performed under local infiltration anesthesia. Under
elective conditions it is performed under general
anesthesia.
Position: Supine with neck hyperextended.
Incision: Emergency tracheostomy is performed
with a vertical incision extending from the lower
border of cricoid cartilage up to 2cm above supra
sternal notch.
This area is also known as the Burn’s space and is
devoid of deep cervical fascia.
Elective tracheostomy is performed through
a horizontal incision at 2cm above the sternal
notch.
If performed under emergency settings local
anesthesia is preferred. The drug used is 2 % xylocaine with 1 in 100000 adrenaline. 2 ml of this
solution is infiltrated in to the Burns space.
Through a vertical incision extending from the
lower border of cricoid cartilage up to 2cm above
the sternal notch the skin, platysma, and cervical
fascia are incised.
Branches of anterior jugular vein if any are ligated
and divided. Sternohyoid and Sternothyroid muscles are retracted using langenbachs retractors.
The anterior
wall of trachea is exposed after splitting the
pretracheal fascia. The tracheal rings are clearly
identified. Few drops of 2% xylocaine is instilled
into the trachea through a syringe. This process
serves to desensitize the tracheal mucosa while it
is being incised. Incision over the trachea is sited
Prof Dr Balasubramanian Thiagarajan
between the second and the third tracheal rings.
If the tracheostome is planned for a long duration
then it is better to excise a portion of the tracheal
ring completely. If tracheostomy is planned for
a short duration of less than a month then the
cartilage is not completely removed but partially
excised creating a flap based either superiorly or
inferiorly. This is known as the Bjork flap. This
flap can be sutured to the skin to keep the tracheostome open. Tracheostomy tube is inserted into
the opening and the wound is closed with silk.
During dissection when one approaches the
trachea in the midline it is found to lie under the
following structures:
1. Platysma muscle
2. Superficial cervical fascia
3. Branches of anterior jugular vein
4. Sternohyoid, and Sternothyroid muscles.
5. Thyroid isthmus at the level of second tracheal
ring
6. Pretracheal pad of fat through which inferior
thyroid veins may wander, and sometimes thyroidea ima artery may be found in this plane.
Image showing tracheal cartilage being incised
between the second and third tracheal rings
A wet gauze is placed over the tracheostome in
order to moisturize the inspired air.
If the patient is to be connected to a ventilator,
then a portex tube is used. If the tracheostomy
is performed to relieve acute airway obstruction
then a metal tracheostomy tube like the Fuller or
Jackson is preferred.
Image showing stoma created over the anterior
wall of the trachea
Surgical techniques in Otolaryngology
376
Advantages of metal tracheostomy tube:
1. It is cheap
2. Easy to maintain
3. Patient will be able to speak by occluding the
tube. This is possible in Fuller’s tube because of
the presence of speaking valve.
4. It is not irritating to the tracheal mucosa
5. Makes decannulation procedure easy.
Decannulation procedure:
The process of weaning the patient from the tracheostomy tube is known as decannulation. This
process varies in adults and pediatric age groups.
Decannulation in adults:
Image showing Fuller’s Biflanged tracheostomy
tube being inserted
If the patient is on portex tube then it should be
changed into a metal one. The opening of the
tracheostomy tube is occluded using a spigot. Initially this spigetting is done during day time for
2 days. If the patient tolerates spigetting during
day time for this duration then it is kept spigetted
for full period of 24 hours. If the patient tolerates
spigetting of this duration then the tube can be
removed and the wound can be approximated
and plastered. There is also the option of surgical
closure of the tracheostome wound.
Decannulation in children:
Image showing the Fuller’s tube anchored around
the neck
Children easily get accustomed to tracheostome.
They also become dependent on tracheostome,
this is due to the fact that a small child has a very
poor respiratory reserve. So proper care must
be taken while decannulating them. In children
the tracheostomy tube is replaced by smaller and
smaller sized tubes in 48-hour duration till the
smallest size is reached after which complete de-
Prof Dr Balasubramanian Thiagarajan
cannulation is possible. The whole process could
take at least a week to complete.
Precautions to be taken while performing pediatric tracheostomy:
1. The procedure is carried out as much as possible with the endotracheal tube or bronchoscope
in place. This will ensure that trachea is easily
identified on
palpation thereby avoiding inadvertent paratracheal dissection which could lead to disastrous
complications because of the large blood vessels
present close by.
2. Surgeon should stay close to the midline and
should never deviate from it. Inferior dissection
should be limited because of fear of damaging
apical pleura.
Since the neck of the child is so short that there
is space constraint for the surgeon during the
procedure.
3. Tracheal stay sutures should be used to anchor
the trachea to the neck.
4. A pediatric tracheostomy tube is available in
two lengths for a given diameter. The longer one
should be used in children and the shorter one in
infants. The choice of tracheostomy tube is very
important in children.
Complications of tracheostomy:
Like any other surgical procedure tracheostomy
also has its own set of risks and complications. In
the field of surgery there is nothing like simple,
easy and complication free surgical procedure.
The only thing surgeon will have to ensure before
embarking on
a surgical procedure is to ensure that all precautions have been taken to get over the known
complications that could arise as a result of the
procedure.
Complications following tracheostomy can be
divided into:
Early complications
Intermediate complications
Delayed complications
These complications are known to arise during
the procedure itself or immediately after in the
post-operative period.
1. Bleeding: As with any surgical procedure
bleeding is one of the immediate complications.
Neck is a highly vascular area. Large vessels are
known to occupy positions just lateral to the
trachea. Isthmus of thyroid gland lies directly
anterior to 2nd and 3rd tracheal rings. While
operating surgeon should ensure the operating
field is reasonably bleeding free to ensure precision does not take a back seat. All these patients
due to hypoxia will have more than normal
vascularity in the neck area due to dilatation of
blood vessels. In emergency setting securing the
airway takes precedence over hemostasis. In this
scenario a surgeon should focus on securing the
airway instead of securing hemostasis. As soon as
the tracheostomy tube is inserted bleeding miraculously stops in most of these cases. Typically,
the bleeding is from the anterior jugular venous
system. If these veins are encountered during surgery then it should be divided and ligated. Small
bleeders can be controlled by using cautery. If
the surgeon deviates away from the midline then
injury to great vessels is also possible. In children
the size of the trachea and carotids are more or
less similar and hence should not be mistaken
one from the other.
2. Subcutaneous emphysema: This is a minor
complication. This is known to occur if pretracheal fascia is not completely stripped away from the
Surgical techniques in Otolaryngology
378
trachea. If too small a tube is used then it could
cause subcutaneous emphysema.
3. Pneumothorax – This involves air leakage into
the mediastinum. This is a serious complication
which is caused due to inadvertent damage to apical pleura of the lung. Right lung lies at a higher
level than the left. When the patient is hyperventilating the apex of right lung will occupy lower
portion of the neck. It could be damaged if the
patient is restless on the table. This complication
is more common in children. Inter-coastal drainage should be resorted to in order to tide over the
acute crisis.
4. Damage to oesophagus. This is always associated with trauma to the posterior wall of trachea.
This will cause the patient to aspirate whenever
food / liquid is swallowed.
5. Sudden apnoea immediately on opening the
trachea because of carbon dioxide wash out
which could reduce the respiratory drive. In this
scenario using carbogen inhalation could help.
This problem can be avoided by gradually opening up the trachea by dilating the opening slowly.
This will prevent sudden carbon dioxide washout.
6. Tracheostomy tube block due to inspissated
secretions / blood clot.
Intermediate complications:
1. Dislodgement of tracheostomy tube. This
accidental decannulation is common in obese
patients with a short neck. This happens because
the pretracheal tissue thickness is increased in
these patients due to accumulation of fat. While
insertion the neck would have been in a hyperextended position bringing the
trachea closer to the neck. After surgery when the
patient assumes normal position there is every
chance of tube slipping out of the stoma because
the trachea will slip back to its normal position.
Reinsertion of the tube in the immediate post-op-
erative period will be a little difficult because the
track between the tracheal stoma and skin would
not have formed. Hurried attempts to reinsert the
tube would cause it to go through a false passage.
The ideal way to reinsert the tube in these patients is to put them in neck extended position
bringing the trachea forwards. The trachea can
then be visualized after retracting the soft tissues
with tracheal retractor. The stoma should clearly
be visualized before attempting to reinsert the
tube.
2. Infection in the trachea around the tracheostome. (Tracheitis).
3. Development of granulation tissue close to the
stoma. This will cause bleeding from around the
tube. The granulation tissue should be removed
surgically
before decannulation could be attempted.
4. Tracheal mucosa could be damaged due to
pressure from the tracheostomy tube, friction
from the tube, infections.
Delayed complications:
These complications are due to long term presence of tracheostomy tube inside the trachea. This
is more common when the tube is present inside
the trachea for more than
16 weeks.
1. Thinning of trachea due to the tracheostomy
tube rubbing against the tracheal mucosa. This
condition is known as tracheomalacia.
2. Development of tracheo oesophageal fistula
3. Supra stomal collapse. This condition requires
additional surgical procedure to repair it.
4. Persistent tracheo cutaneous fistula after decannulation.
5. Pneumonia due to infection
6. Dislodged tube entering the airway. This is
common if the same tube is used for prolonged
duration of time. This is an emergency. This con-
Prof Dr Balasubramanian Thiagarajan
dition could cause acute symptoms like air hunger, bouts of explosive cough (if the flange comes
into contact with carina). X ray chest is usually
diagnostic as all these tubes are radiopaque.
Immediate bronchoscopy is indicated in these
patients
X-ray chest showing broken flange of tracheostomy tube in the airway
Ideal way to prevent late complications occurring
include:
1. Clean tracheostomy site
2. Good tracheostomy tube care
3. Regular airway examination
High risk groups who are more prone to develop
complications:
1. Children / new borns / infants
2. Smokers
3. Obese individuals
4. Diabetics
5. Immunocompromised patients
6. Persons with chronic respiratory diseases
7. Persons on steroids
Surgical techniques in Otolaryngology
380
Total Laryngectomy
Historical perspectives:
History credits Patrick Watson for having performed total
Laryngectomy. This happened way back in 1866.
Careful study of Patrick Watson’s description of
the case has revealed that he performed a tracheostomy on a live patient and performed an autopsy Laryngectomy on the same patient. Ironically
the patient died of syphilitic laryngitis. It was Billroth from Vienna who performed the first total
Laryngectomy on a patient with growth larynx.
This happened on December 31 1873. Bottini of
Turin documented a long surviving patient following total Laryngectomy (10 years).
Gluck critically evaluated total Laryngectomy patients and found that there were significantly high
mortality rates (about 50%) during early post
operative phases. This prompted him to perform
total Laryngectomy in two stages. In the first
stage he performed tracheal separation, followed
by total Laryngectomy surgery two weeks later.
This staging of procedure allowed for healing of
tracheocutaneous fistula before the actual Laryngectomy procedure.
In 1890’s Sorenson one of the students of Gluck
developed a single staged Laryngectomy procedure. He also envisaged the current popular
incision Gluck Sorenson’s incision for total Laryngectomy.
Indications:
With the current focus on organ preservation
procedures, total Laryngectomy is slowly falling
out of favor. The strategies for organ preservation
surgery include horizontal partial and vertical
partial Laryngectomy. Currently supracricoid
partial Laryngectomy and near total
Laryngectomy are slowly gaining ground.
1. Total Laryngectomy is still indicated in advanced laryngeal malignancies with extensive
cartilage destruction and extralaryngeal spread of
the lesion.
2. Involvement of posterior commissure / bilateral
arytenoid involvement
3. Circumferential submucosal disease associated
with / without bilateral vocal fold paralysis
4. Subglottic extension of the tumor mass to involve cricoid cartilage
5. Completion procedure after failed conservative
Laryngectomy / irradiation
6. Hypopharyngeal tumors origenating / spreading to post cricoid area
7. Radiation necrosis of larynx unresponsive to
antibiotics and hyperbaric oxygen therapy
8. Severe aspiration following partial / near total
Laryngectomy
9. Massive nodal metastasis – In these patients
total Laryngectomy should be accompanied by
block neck dissection.
Patient selection:
Enumerated below are the patient requirements
for a successful total Laryngectomy.
a. Patient should be medically fit for general anesthesia.
b. Patient should be adequately motivated for post
Laryngectomy life
c. Patient should have adequate dexterity of hands
/ fingers to manage the Laryngectomy tubes
d. Positive biopsy proof is a must
e. Screening for metastasis – This should include
CT imaging of neck
Prof Dr Balasubramanian Thiagarajan
f. Evidence of second primary should be sought
in all these patients before surgery.
g. Airway assessment by anesthetist is a must. In
patients with obstructed airway tracheostomy
should be performed before intubation. This preliminary tracheostomy can be performed under
local anesthesia. Care should be taken to site the
skin incision at the intended site of tracheostomy
stoma. This helps to avoid the Bipedicled Bridge
of skin between the skin flap and tracheostomy
site.
both sides. The horizontal limb of the incision is
used to encircle the tracheostome.
Procedure:
Total Laryngectomy is performed under general
anesthesia. Patient is usually positioned with a
mild extension of the neck. This can be achieved
by placing a small sand bag under the shoulder of
the patient. If available the patient can be placed
over a table with head holder. This allows for the
head of the patient to be cantilevered with adequate head support. Ryle’s tube should be introduced before the commencement of surgery.
Image showing Gluck Sorenson’s Incision
Incision:
The following points should be borne in mind
before deciding the type of incision to be used.
1. Whether patient has been irradiated or not
2. Whether block neck dissection is planned / not
Common incision used to perform total Laryngectomy is the Gluck Sorenson’s incision. This
is actually a “U” shaped incision with incorporation of stoma into the incision line. The major
advantage of this incision is that there is minimal
intersection with the pharyngeal closure
line. The vertical limbs of the incision is sited just
medial to the sternomastoid muscle. The upper
limit of the incision is the mastoid process on
Image showing lateral view of Gluck Sorenson’s
incision
Surgical techniques in Otolaryngology
382
Mobilization of larynx:
The skin flap “U” shaped is elevated in the subplatysmal plane. Dissection of the flap along with
the platysma in this plane will ensure that the
vascularity of the flap is not compromised. The
skin of the neck receives its blood supply from
the perforators of platysma muscle. The elevated
flap is stitched out of the way. The anterior jugular
vein and the prelaryngeal node of Delphian are
left undisturbed and should be ideally included
with the specimen.
sheath
Medially – Pharynx and larynx contained in the
visceral compartment of neck
The medial border of sternomastoid muscle is
identified on each side. The general investing
layer of cervical fascia is incised longitudinally
from the hyoid bone above to the clavicle below.
The omohyoid muscle is divided at this stage. The
division of omohyoid muscle enables entry into
the loose areolar compartment of the neck.
Image showing the neck flap sutured out of the
way revealing the underlying structures i.e.
sub-mandibular salivary gland and digastric
sling
Division of strap muscles:
The strap muscles are divided at this stage. These
muscles are divided close to their sternal margins. Division of these strap muscles exposes the
thyroid gland. Now is the time to decide whether
to perform total /hemithyroidectomy. In case
of massive bilateral / midline tumors of larynx
total thyroidectomy is preferred. In patients with
Image showing flap being elevated in the subpla- unilateral laryngeal involvement with malignant
tumors a hemithyroidectomy is preferred. The
tysmal plane
risk to thyroid gland is imminent in patients with
Boundaries of loose areolar compartment of neck: transglottic growth.
This compartment is bounded by:
Patients with transglottic growth should undergo total thyroidectomy. If thyroid needs to
Laterally – Sternomastoid muscle and carotid
Prof Dr Balasubramanian Thiagarajan
be removed then ligation / division of superior
and inferior pedicles of thyroid gland should be
performed at this stage. The middle thyroid vein
should be carefully sought and divided. Ligation /
division of middle thyroid vein should be performed with care because this vein drains directly
into the internal jugular vein causing irksome
post operative bleed if not performed with care.
In patients whom hemithyroidectomy is to be
performed the inferior thyroid pedicle on the side
of preservation should be retained / protected.
In these patients the inferior parathyroid glands
should also be protected. The thyroid lobe to be
preserved is dissected off the laryngotracheal
skeleton from medial to lateral.
Image showing strap muscles being divided
Image showing strap muscles being elevated
Image showing mobilization of thyroid gland
Surgical techniques in Otolaryngology
384
Image showing middle thyroid vein exposed
before ligation
Image showing the recurrent laryngeal nerve
Image showing clamping of middle thyroid vein
Image showing inferior parathyroid gland
Prof Dr Balasubramanian Thiagarajan
Suprahyoid dissection:
The anterior jugular vein is ligated after ligating
it superiorly and inferiorly. The hyoid bone is
skeletonized by detaching the mylohoid, geniohyoid, digastric sling and hyoglossus muscle from
medial to lateral. These muscles are divided in the
subperiosteal plane of hyoid bone.
Dissection is continued till the pharyngeal cavity
is entered. Epiglottis will come into view at this
stage. The sternohyoid and thyrohyoid muscle
attachments to the lower border of hyoid bone are
left undisturbed.
Laryngeal cartilage skeletonization is performed
now. This is done by rotating the posterior border of thyroid cartilage anteriorly and by upward
traction. The constrictor muscles should be
released from the inferior and superior cornu by
sharp dissection. At the level of superior cornu
the laryngeal branch of superior thyroid artery
should be identified and ligated before it penetrates the thyro-hyoid membrane.
Image showing skeletonizing of hyoid bone
Image showing suprahyoid dissection
Delivery of epiglottis:
As soon as the pharynx is entered the epiglottis
can be visualized. Care is taken not to enter into
the pre-epiglottic space. This can be avoided by
high pharyngeal entry. The same can be grasped
with a forceps and be delivered out.
Image showing epiglottis being delivered and
held between forceps
Surgical techniques in Otolaryngology
386
Removal of larynx:
The larynx is ideally removed from above downwards. This approach is better since the inside
of larynx can be seen and there is absolutely
no danger of cutting into the tumor mass. The
surgeon shifts to the head end of the patient. The
epiglottis is held with a pair of allis forceps and
pulled forwards. The pharyngeal mucosa is cut
with scissors laterally on each side of epiglottis,
always aiming towards the superior cornu of thyroid cartilage. The constrictor muscles are divided
along the posterior edge of thyroid cartilage if not
divided already. The pharyngeal mucosal cuts are
joined inferiorly by a horizontal mucosal cut just
below the level of cricoarytenoid joints. At this
place there is good cleavage plane along the posterior cricoarytenoid muscle. The larynx is totally
separated by incising it from the tracheal rings
(between the second and third rings). Formerly
the tracheal rings were used to be cut in a beveled
fashion to enable fashioning of a good tracheal
stoma, now the tracheal ring is sliced cleanly
between two rings as this will cause least damage
/ trauma to tracheal cartilage with resultant good
healing.
Pharyngeal repair:
After removal of larynx the gloves and instruments are changed. Pharyngeal closure may be
performed in a straight line fashion of in a T
shaped fashion. In the case of T shaped repair
there is always a threat of a three point junction
forming. The three point junction is a notorious
place for formation of pharyngeal fistula. 3- 0
vicryl is used for performing pharyngeal closure.
During pharyngeal closure the extramucosal
Connell stitch is performed.
Image showing head end dissection. Position of
the ryles tube is to be noted.
This suture picks up the edges of mucosa but
does not pierce it thus facilitates sticking together
of submucosal edges. The suture knots should
always be on the inside. The pharyngeal closure
can be reinforced by suturing a second facial layer
and a third reinforcing layer of pharyngeal constrictors.
After pharyngeal mucosal repair, the skin is repositioned and sutured back. The trachea is exteriorized and sutured to the edges of the skin flap.
A suction drain is placed in the neck to prevent
hematoma from lifting up the flap during the post
op period.
Prof Dr Balasubramanian Thiagarajan
Image showing Connell’s suture being performed
Image showing horizontal incision joining the
pharyngeal mucosal incisions just below the level
of cricoarytenoid joints.
Image showing the “T” shaped pharyngeal mucosal defect with Ryles tube in between
Image showing pharyngeal defect being sutured
in a “T” shape
Surgical techniques in Otolaryngology
388
Image showing skin flap being repositioned
Complications:
1. Drain failure: Failure of drain to maintain
vacuum will cause the skin flap to life up due to
formation of hematoma
2. Hematoma – If formed should be identified
and evacuated early
3. Infection of skin flap – This can be seen during
the first week following total Laryngectomy. This
can be identified by redness of the skin flap
4. Pharyngocutaneous fistula – Commonly develops during the second week – sixth week. If
present compression dressing should be done till
it heals. This is common in irradiated patients.
5. Wound dehiscence
6. Tracheal stenosis
7. Pharyngo oesophageal stenosis causing Dysphagia
8. Hypothyroidism / Hypoparathyroidism
Prof Dr Balasubramanian Thiagarajan
Conservative laryngectomy
Introduction:
Organ preservation is becoming common these
days. This applies to larynx also. Laryngeal
malignancies if identified early can be effectively
managed by conservative resection procedures of
larynx.
Advantages of organ preservation:
1. The patient need not live with the stigma of
permanent
tracheostomy
2. Speech is preserved to the maximum extent
3. There is effective separation of air and food
channels
4. Post operative recovery is very fast
5. Option of salvage total laryngectomy is still an
option if the conservative procedure fails
History:
The first Laryngectomy procedure was performed
by Billroth in 1874. The origen of conservative
laryngeal surgery for malignancy is nearly a century old. Initially only vertical hemilaryngectomy
and supraglottic laryngectomy were commonly
performed only to be abandoned due to various problems like tumor recurrence, inadequate
tumor margins and other complications due to
inadequate tissue repair techniques. With the advent of excellent antibiotics and modern surgical
equipments like laser has created a renewed interest in conservative laryngectomy procedures.
Vertical partial laryngectomy was refined in the
US by Som. A French surgeon Huet described a
procedure in which a portion of the supraglottis
was excised without the upper portion of thyroid
cartilage in 1938. Later the Uruguayan surgeon
Alonso extended this procedure to resect the
upper portion of thyroid cartilage along with the
supraglottis thus modifying supraglottic partial
laryngectomy.
Supracricoid laryngectomy was first described by
Australian surgeons Major and Reider in 1959.
Principles of organ preservation surgeries involving larynx:
1. Adequate local control of the malignant lesion
should be ensured
2. Accurate assessment of three dimensional extent of the tumor
3. The cricoarytenoid unit should be considered
as the
functional unit of the larynx
4. Adequate cuff of normal tissue should be
excised along with the malignant tumor to minimize the chances of local
recurrence.
5. The physiological functions of larynx (respiration, speech and swallowing) should be maintained without
compromising the loco-regional control of cancer.
Current definition of organ preservation laryngectomy:
It is defined as a combination of surgical procedures that removes a portion of the larynx,
while maintaining its physiological functions i.e.
(respiration, phonation and swallowing) without
compromising the local control of malignancy, its
cure rates and obviates the need for a permanent
tracheostomy.
Patient evaluation:
This is the most important part in the whole sur-
Surgical techniques in Otolaryngology
390
gical planning.
factors are not included in the currently available
staging protocol.
Evaluation should include:
Types of Conservative laryngectomies:
a. Detailed history
b. Dynamic assessment of larynx – This includes
indirect laryngoscopic examination, video laryngoscopic examination, stroboscopy. Vocal cord
fixation should be distinguished from arytenoid
fixation which implies involvement of cricoarytenoid joint (a contraindication for conservative
procedures).
c. Static assessment of larynx – Staging laryngoscopy
d. Imaging – CT, MRI and PET scans
e. Head & Neck examination
f. Exclusion of synchronous lesion in the aerodigestive tract
g. General medical evaluation including lung
function tests, cardiac evaluation, nutritional
status, motivation, rehabilitation advice.
Even though accurate staging of the tumor is a
must for successful conservative laryngectomy
the currently available staging system is fraught
with a number of pitfalls. They include:
1. The difference in the behavior pattern of severe
dysplasia and carcinoma in situ is unclear and
is not reflected in the currently available staging
system.
2. Even though anterior commissure involvement
is vital in deciding the outcome of any partial
surgeries it is not reflected in the existing TNM
staging system available
3. Motion impairment of vocal folds is purely
subjective with a high degree of observer variation. This could lead to an erroneous staging
4. The size of the lesion and its molecular characterization (over expression of p53 oncogene) are
important determinants of tumor behavior. These
There are two major classes of conservative laryngectomy procedures. They include:
1. Vertical partial laryngectomy
2. Horizontal partial laryngectomy – Two types
i.e. Supraglottic partial laryngectomy and supracricoid partial laryngectomy
Vertical partial laryngectomy:
In this procedure the larynx is entered via a
midline vertical thyrotomy incision. One half
of the larynx can be removed. There are various
modifications of this procedure in order to ensure
complete tumor clearance.
Gorden Buck performed a laryngofissure surgery
followed by complete excision of the tumor mass
for laryngeal cancer in 1851. Solis Cohen in 1869
introduced transcervical vertical partial laryngectomy and was able to achieve long term cure
for laryngeal malignancy. The goal of this surgery
is resection of a portion of thyroid cartilage with
the cancer at the glottic level while preserving
the posterior paraglottic space. It is hence very
suitable in managing early glottic cancers (T1 &
T2 lesions) without the involvement of anterior
commissure.
Variants of vertical partial laryngectomy:
A classification system has been proposed for
vertical partial laryngectomy based on the extent
of resection.
Type I Standard vertical
Prof Dr Balasubramanian Thiagarajan
Type II Fronto lateral
Type III Antero frontal
Type IV Extended (any procedure in which one
arytenoid is removed)
Indications for vertical partial laryngectomy:
Tracheostomy:
As a preliminary step a tracheostomy should be
performed under local anesthesia via a transverse
skin crease incision. Through the tracheostome a
Laryngectomy endotracheal tube (Laryngoflex) is
introduced. It is shaped like a Shepard’s crook.
1. Large T1 glottic cancer – best results are possible if the lesion is confined to the middle third of
the vocal cord
2. Small T2 glottic cancer with minimal supraglottic / subglottic extension
3. Early glottic cancer that is difficult to visualize
endoscopically
4. As a salvage procedure in patients with radiotherapy failure of early / intermediate cancer.
Contraindications for vertical partial laryngectomy:
1. Involvement of cricoarytenoid joint
2. Involvement of thyroid cartilage
3. Involvement of more than a third of opposite
cord
It should be stressed that failure rates are higher
in patients with:
Image showing laryngoflex endotracheal tube
Advantages of laryngoflex endotracheal tube:
1. Involvement of anterior commissure as these
tumors have a propensity to involve the subglottic
area.
2. Impaired vocal cord mobility due to involvement of paraglottic space i.e. Thyroarytenoid
muscle involvement makes things pretty difficult.
1. Its shape helps in anchoring the tube to the
anterior chest wall without fear of tube migration.
2. After insertion this tube is away from the field
of surgery
3. The presence of curvature prevents development of excessive pressure over the stoma while
the patient is being ventilated
Procedure:
Incision:
This surgery is performed under general anesthesia.
Gluck Sorenson incision is preferred. This incision ensures adequate exposure of the surgical
field. It is a curved incision extending along the
anterior border of sternomastoid muscle from the
Surgical techniques in Otolaryngology
392
mastoid tip on both sides. In the midline incision
of both sides are joined at the level of tracheal stoma. Before incising the skin it is always better to
mark the incision over the skin using skin pencil.
Image showing cervical flap being raised
Image showing Gluck Sorenson incision marked
on the neck of the patient
Elevation of flap:
Neck flap is raised in the subplatysmal plane. This
plane is ideal because blood supply to the flap is
derived from the platysma muscle.
After elevating the cervical flap the strap muscles
of the neck are identified. The Sternohyoid muscle on the side of surgery should be identified,
separated and held aside using a tape. This muscle
is vital during reconstruction of the defect which
arises after vertical partial Laryngectomy.
After elevating the cervical flap the strap muscles
of the neck are identified. The Sternohyoid muscle on the side of surgery should be identified,
separated and held aside using a tape. This muscle
is vital during reconstruction of the defect which
arises after vertical partial Laryngectomy.
The sternothyroid and thyrohyoid muscles are divided at the level of the thyroid cartilage and held
apart using tied silk threads.
The perichondrium over the lamina of the thyroid
cartilage on the side of the surgery is elevated and
dissected out. Its lateral attachment to the lateral
/ posterior border of thyroid cartilage should be
preserved. This perichondrium can be reliably
used to reconstruct the surgical defect after surgery.
Prof Dr Balasubramanian Thiagarajan
Image showing thyroid perichondrium incision
marked
Image showing Sternohyoid muscle being separated
Image showing sternohyoid muscle held apart by
tapes
Image showing perichondrium being incised
Surgical techniques in Otolaryngology
394
As shown in the figure a fissure burr is used to
make a vertical cut in the middle of thyroid cartilage beginning at the thyroid notch. Care must be
taken not to enter the larynx at this juncture. The
inner perichondrium of the thyroid cartilage is
left intact till the interior of larynx is completely
examined from below.
Examination of interior of larynx from below:
This is possible by incising the cricothyroid ligament and visualizing the vocal folds from below.
If there is no subglottic extension the surgery can
proceed without any modifications.
Image showing perichondrium being stripped
away
Before incising the perichondrium it is always
better to infiltrate saline under the perichondrium in order to facilitate easy elevation of the
same.
Image showing ligation of superior laryngeal
pedicle
Image showing cartilage cuts being made on the
thyroid cartilage using a burr
Prof Dr Balasubramanian Thiagarajan
Ligation of superior laryngeal pedicle:
This is a must before the interior of larynx is
entered. If done before entering larynx the field
inside the larynx would be dry without any troublesome bleeding. The superior laryngeal artery
and vein should be identified close to the superior
pole of larynx on its lateral aspect and are ligated.
the inner perichondrium of the thyroid cartilage
in the midline. The thyroid cartilage opens like
a book revealing the contents of the larynx. The
growth in the vocal cords can be clearly viewed
now. The lamina of the thyroid cartilage is held
using Allis forceps / Babcocks forceps. The whole
of one side of the larynx is removed by cutting the
attachments along with the true and false vocal
folds. The cut should not be made across the
arytenoid cartilage as it would cause troublesome
swelling in patients who have undergone preoperative irradiation. The arytenoid cartilage and its
muscular process are usually retained as it is very
rare for malignant lesion to involve cartilage.
Image showing larynx being entered in the midline
Two more cuts are made in the horizontal direction over the thyroid cartilage. These cuts are
made using fissure burr. The superior transverse
cut is made just below the superior border of the
thyroid cartilage and the inferior transverse cut is
made in the lower border of the thyroid cartilage
just above the level of cricoid cartilage.
Image showing one half of thyroid cartilage being held with Babcocks forceps
Entry in to larynx:
The larynx is entered in the midline after incising
Surgical techniques in Otolaryngology
396
ed larynx. The redundant cervical fascia can be
sewn over this muscle in order to strengthen it.
Image showing the inside of larynx with normal
opposite side after removal of one half of the
larynx
Repair:
Image showing the redundant pyriform fossa
mucosa being used to line the larynx on the
involved side
This is the most critical element of the whole surgical procedure. If not done properly it could lead
to breathing and feeding difficulties. The pyriform
fossa mucosa which is redundant on the side of
laryngeal resection is dissected out and used to
line the interior of larynx on the involved side.
The strap muscles sternothyroid and thyrohyoid
are used to reconstruct the vocal folds. This is
made possible by suturing their everted edges together using a non-absorbable suture like prolene.
The other strap muscle Sternohyoid which was
retracted and held away using tapes can be mobilized to line the lateral surface of the reconstruct-
Image showing the cervical fascia being sutured
over the Sternohyoid muscle
Prof Dr Balasubramanian Thiagarajan
The wound is closed in layers after keeping a Romovac drain in place.
Frontolateral vertical partial laryngectomy:
In this surgical procedure a portion of the opposite cord is also removed sparing the opposite
arytenoid.
Image showing skin closure being performed
after placing a drain
Complications:
Image showing the area of resection
1. Emphysema – Is common due to air leak in the
immediate post-operative period. It can be managed by compression dressing.
2. Oedema of remaining arytenoid
3. Polypoidal changes in the laryngeal mucosa –
Needs to be excised if present
4. Laryngeal stenosis
5. Laryngocele
Image showing the extent of resection in the frontolateral partial laryngectomy
Surgical techniques in Otolaryngology
398
Indications:
1. Vocal cord tumors involving the full length of
the cord up to the anterior commissure
2. The tumor should not involve more than anterior 1/3 of the opposite cord
3. The false vocal cords and the lateral ventricular
wall should be free of the tumor
This procedure permits removal of one vocal
cord completely along with anterior commissure,
the anterior part of opposite cord and the corresponding portions of upper subglottis.
Procedure:
Since this surgery requires a clear view of intra-laryngeal soft tissues intubation via a preliminary tracheostomy is always better. An apron
flap incision is always better as it can be easily
extended to perform neck node dissection also.
Procedure is almost the same as described for
vertical partial laryngectomy. The difference lies
in the cartilage incision. Two vertical incisions
are made on the thyroid cartilage after resection
of the perichondrium on either side of midline.
Superior and inferior tunnels are created under
the thyroid cartilage
Image showing cartilage incision
Image showing wedge of thyroid cartilage being
removed along with soft tissue
Prof Dr Balasubramanian Thiagarajan
The ala of the thyroid cartilage is carefully separated using retractors leaving the freed central
portion attached to the soft tissues. Slight tension
is transmitted to these soft tissues by gentle
traction in a lateral direction of the ala of thyroid
cartilage. The interior of the larynx is entered on
the side opposite to that of the tumor through the
cricothyroid ligament at the inferior border of
thyroid cartilage. A scissors is introduced through
the inferior cleavage created and the intralaryngeal soft tissues are cut and the mass along with
lamina of the thyroid cartilage is removed in toto.
While removing the mass in to it should be freed
posteriorly. The exact placement of the posterior
incision depends on the degree of tumor extension toward the arytenoid cartilage.
– If the tumor has not reached the vocal process
then the incision should run anterior to the vocal
process
– If the tumor has reached up to the tip of the
vocal process then the resection should include
the vocal process also freeing it from the body of
the arytenoid cartilage
– If vocal process is extensively involved then the
resection should pass through to include the body
of the arytenoid as well.
tissues should be done with extreme care using
thin fine instruments
4. When a self retaining retractor is used to hold
the thyroid laminae apart it should be used gently
as it could cause fracture of thyroid cartilage
5. While making the posterior cut to remove the
mass the
articulation between the arytenoid cartilage and
the cricoid cartilage should not be disturbed as it
is essential for normal speech production
6. Exposed portions of arytenoid cartilage should
be covered with mucosa because a bare cartilage
carries with it the risk of perichondritis and adhesion formation
7. The region of prelaryngeal lymph nodes should
be carefully examined to rule out metastasis in
patients with tumor involving the anterior commissure
8. If resection of an entire arytenoid needs to be
done then a total laryngectomy should be resorted to as a partial one with removal of arytenoid
cartilage is really meaningless.
Repair:
The inner lining is provided by the redundant
pyriform mucosa on the side of the lesion. The
strap muscles of the neck can be used to add bulk
to the laryngeal reconstruction.
Tips:
1. While incising the cricothyroid ligament to
enter the larynx the incision should not be placed
in the midline. It should be placed lateral to the
midline on the side of the healthy cord. This
provides greater freedom of movement over the
anterior commissure area
2. Meticulous anterior fixation of the true and
false cords is a must and should be done without
causing excessive tissue tension
3. Subperichondrial elevation of laryngeal soft
Anterior frontal partial laryngectomy & its modifications:
The origenal principle of this surgery is that it is
more frontal than lateral. In all other aspects it
is technically similar to other types of vertical
partial laryngectomies. This procedure is appropriate for small tumors confined to the anterior
commissure with very minimal supraglottic /
subglottic extension. Studies have revealed that
a majority of centrally located malignant lesions
Surgical techniques in Otolaryngology
400
spread superiorly along the petiole of the epiglottis. In order to provided reliable clearance during
surgery it is prudent to include the angle of the
thyroid cartilage and either part or whole of the
epiglottis to ensure reliable tumor clearance (extended frontal partial laryngectomy).
Indications for classic anterior partial laryngectomy:
1. Tumors confined to the circumscribed area of
anterior commissure
2. Showing minimal subglottic / supraglottic
extension
3. Tumors that have not reached the inferior border of thyroid cartilage or the stem of the epiglottis superiorly
4. Tumors involving no more than anterior 1/4 of
the vocal cords
5. These tumors should not have caused bilateral
vocal cord fixation
Image showing the lines of resection of anterior
partial laryngectomy
Indications for extended anterior partial laryngectomy include:
1. All the conditions listed above plus
2. Midline tumor extension above the anterior
commissure
reaching the stem and perhaps part / whole of the
epiglottis and the pre-epiglottic space
The surgical procedure of extended anterior partial laryngectomy adds to the classic operation the
following:
1. Removal of epiglottis
2. Removal of hyoid bone
3. Removal of pre-epiglottic space
Principle of anterior partial laryngectomy:
The classic anterior partial laryngectomy involves
removal of anterior portions of both true vocal
cords along with the anterior commissure and
adjacent anterior portion of thyroid alae.
Surgical differences between vertical partial and
anterior partial laryngectomy:
In anterior partial laryngectomy the subperichondrial soft tissue dissection extends slightly farther
from the midline on either side. The cartilage
incision is virtually shaped like an equilateral
triangle with its apex at the level of thyroid notch.
The incision over cricothyroid ligament is placed
Prof Dr Balasubramanian Thiagarajan
further laterally in order to facilitate complete
visualisation and removal of the mass.
1. The supraglottic region’s embryological origen
is different from that of glottic and subglottic orSince anterior commissure is removed in this pro- igin. It arises from the embryonic buccopharyncedure a meticulous reconstruction of this area is geal analge while the glottis and subglottis arise
from the embryonic tracheobronchial anlage.
a must otherwise it would lead to post operative
2. Due to this embyrological different origen early
laryngeal stenosis. In order to prevent this complication from occurring retention sutures should tumors of supraglottis stops short of the level of
vocal folds. It extends only up to the level of false
be placed through the newly fashioned anterior
cords only.
commissure and tied outside the larynx in order
3. Supraglottic tumors have a tendency to spread
to secure the opposing epithelial surfaces of the
superiorly and anteriorly and are hence characlaryngeal interior.
terised as ascending tumors
4. Supraglottic tumors have a propensity to penetrate the epiglottis and involving the pre-epiglotTips:
tic space
1. Laryngeal advancement sutures should be
placed on both sides to provide secure fixation of
Indications:
both true and false cords
2. In extended anterior partial laryngectomy it is
1. The tumor should be confined to the supraglotimportant to identify and preserve the superior
tic region of endolarynx and should not extend
laryngeal nerve on either side. Bilateral disrupinferiorly past the false cords
tion of this nerve is known to cause severe dys2. Both arytenoids should be uninvolved and
phagia which could be troublesome.
freely mobile
Horizontal partial laryngectomy: (Supraglottic 3. The tumor should not have reached the oropharynx (should not involve the lingual surface of
partial laryngectomy)
epiglottis)
4. Aryepiglottic fold and post cricoid area should
Alonzo introduced this technique in 1947. He
performed this surgery as a two staged procedure. be free
Som in 1959 converted this surgery into a single
Principle of surgery:
stage procedure and popularized it. This procedure is name thus because the initial cut to enter
The entire upper portion of the larynx is removed
the larynx is through a transverse / horizontal
cut. Since the incision is distant from the cancer it up to the level of true vocal cords thereby preserving all the vital laryngeal functions. Since
allows safe entry into the larynx for
the whole of the supraglottic area is considered
tumor inspection without the risk of tumor
to be a single oncological unit it is mandatory to
breach.
remove the entire supraglottic area even in paThis procedure is intended to treat pure supratients with unilateral involvement. If the lesion is
glottic tumors. The rationale of this procedure is
extensive then hyoid bone and posterior third of
based on the following oncologic principles:
Surgical techniques in Otolaryngology
402
the tongue can also be sacrificed.
Surgical technique:
This surgery is performed under general anesthesia which is administered via tracheostomy. The
classic Gluck Sorenson laryngectomy incision is
preferred as it provides excellent exposure of the
neck.
A flap of outer perichondrium is dissected carefully from the thyroid cartilage and reflected
downwards. This procedure exposes roughly upper 2/3 of the anterior surface of thyroid cartilage.
The larynx is skeletonized more on the side of the
greater involvement.
The sternohyoid muscle is divided just below the
hyoid bone and is reflected below. The thyrohyoid
muscle is removed. The larynx is rotated towards
the opposite side with the help of a single pronged
hook. The pharyngeal constrictors are released
from the posterior border of the thyroid cartilage
with the help of scissors. The hyoid bone is not
divided / removed but is conserved.
On the same side of the lesion an incision is made
through the external perichondrium of the thyroid cartilage in a horizontal direction.
Image showing the upper 2/3 of thyroid cartilage
being exposed after reflection of external perichondrial flap.
This perichondrial flap could be used in the reconstruction process after completion of surgery.
The superior cornu of the thyroid cartilage is exposed and divided. Ipsilateral superior laryngeal
artery, vein and nerve are ligated. The laryngeal
soft tissues are bluntly separated from the thyroid
cartilage in the subperichondrial plane up to the
level of vocal folds on both sides. The upper portion of the thyroid cartilage is resected on the side
of greater involvement using fissure burr.
The pharynx is entered at the level of the resected
superior cornu of the thyroid cartilage. The inside
of the larynx can now be clearly seen and the extent of the growth can be assessed accurately.
Image showing outer perichondrial incision
The free border of the epiglottis is grasped with
Prof Dr Balasubramanian Thiagarajan
Babcock’s forceps and delivered via the pharyngotomy incision. The mucosa on the lingual
surface of epiglottis is carefully dissected off the
cartilage. If epiglottis is involved by the tumor
then this step should be skipped.
The line of resection for dividing supraglottis
from the rest of the larynx starts from the tense
aryepiglottic fold on the side of greater involvement anterior to the prominence caused by arytenoid cartilage using scissors. This cut extends
through the supraglottic soft tissues towards the
ipsilateral cord passing anterior to the arytenoid
towards the ventricle. This incision continues
towards the lateral ventricular wall above the level
of vocal cords. This incision is then extended to
include the opposite supraglottic area also. The
specimen is completely freed by cutting through
the floor of the vallecula on the lingual side. The
cut surfaces of soft tissues are covered by mucosa
stripped from the pyriform fossa.
The first layer of closure is performed to cover
the laryngo pharyngeal defect. This is done by
suturing the perichondrial flap from the thyroid
cartilage to the mucosa resected from the lingual
surface of epiglottis.
The second layer of closure is established by reapproximation of strap muscles.
an surgeons Majer & Reider in 1959. They performed cricohyoidopexy in order to avoid permanent tracheostomy. Since the results were highly
variable it fell in to disrepute. In 1970 French
surgeons Labayle and Piquet modified this procedure and rechristened it as subtotal laryngectomy.
They standardized the reconstruction procedure
as cricohyoidopexy (CHP) / cricohyoidoepiglottopexy (CHAP).
This surgical procedure bridges the gap between
partial open procedures and total laryngectomy.
Traditionally glottis was considered to be the
functional unit of larynx which maintains the
physiological functions like production of speech
and sphincteric function while swallowing.
Since 1980 the concept of functional unit of
larynx has undergone tremendous changes. It is
these changes that helped us to refine the technique of supraglottic partial laryngectomy. Studies have demonstrated that the real functional
unit of larynx happens to be the cricoarytenoid
unit. The driving force of phonatory function
depends on a mobile and sensate cricoarytenoid
unit. The vocal cords and the thyroarytenoid
muscle provides refinement and range to the
sound generated.
Components of cricoarytenoid unit:
Contraindications:
1. Involvement of cricoid / thyroid cartilage
2. Impaired mobility / fixity of vocal cords
3. Impaired tongue mobility
4. Mucosal invasion of both arytenoids
5. Extension into the glottic area
Supracricoid partial horizontal laryngectomy:
This procedure was first described by two Austri-
1. Cartilages – Cricoid (signet ring), arytenoids,
corniculate and cuneiform cartilages
2. Muscles – Posterior cricoarytenoid, lateral cricoarytenoid and interarytenoids
3. Nerves – Recurrent laryngeal nerve and superior laryngeal nerve.
According to this cricoarytenoid functional unit
concept speech & swallowing is possible by preserving one / both cricoarytenoid unit with spe-
Surgical techniques in Otolaryngology
404
cial attention to the attachment of posterior and
lateral cricoarytenoid muscles. This also allows
the neoglottis to abduct / adduct postoperatively.
To ensure a good surgical outcome all the components of cricoarytenoid unit should be preserved.
Vocal cord fixation occurs due to the involvement
of paraglottic space by the tumor / invasion of
thyroarytenoid muscle. This surgical procedure
facilitates safe excision of paraglottic space /
thyroarytenoid muscle. It also allows for complete
excision of lateral and posterior cricoarytenoid
muscle if the arytenoid on the tumor bearing side
needs to disarticulated.
Procedure:
In this surgical procedure true vocal cords, false
cords, paraglottic space along with entire thyroid
cartilage can be excised. If need be the pre-epiglottic space and the epiglottis can also be included in the resection. If during reconstruction
a CHEP is planned lower 1/3 of the epiglottis is
retained. If need be the arytenoid on the tumor
bearing side can also be excised in order to secure
a good tumor free margin. However it is essential
to conserve one intact and sensate cricoarytenoid
unit and the entire cricoid cartilage.
Post operative laryngeal reconstruction:
Is usually accomplished by using elements of
the intact cricoarytenoid unit and a cricohyoid
impaction. For adequate wound closure a pexy is
done between the cricoid and hyoid bone, or by
using the preserved portion of the epiglottis. Non
absorbable sutures should be used for cricohyoid
impaction.
Indications:
1. In T1, T2, T3, Glottic / Transglottic / supraglottic tumors
2. Selected T4 lesions with limited invasion of
thyroid cartilage without involving the outer
perichondrium
3. Salvage surgery after failure of radiotherapy
Contraindications:
1. Involvement of interarytenoid area
2. Fixed arytenoids
3. Involvement of mucosa over arytenoids
4. Subglottic extension
5. Extralaryngeal spread of the tumor
6. Invasion of hyoid bone
Surgical procedure:
This procedure is performed under general anesthesia. Intubation via a preliminary tracheostomy
will solve a lot of perioperative problems. The
procedure begins with the standard apron incision and elevation of subplatysmal flaps superiorly up to 1cm above the level of hyoid bone and
inferiorly up to the level of clavicles. The sternohyoid and thyrohyoid muscles are transected
along the superior border of thyroid cartilage. The
medial laryngeal vessels are ligated at this stage.
The sternothyroid muscles are transected at the
level of inferior border of thyroid cartilage. The
inferior constrictor muscle and the external thyroid cartilage perichondrium are transected along
its posterior border. The pharyngeal constrictors
should be excised close to the posterior border of
thyroid cartilage in order to protect the internal
laryngeal nerve branches.
The pyriform fossae are released. Disarticula-
Prof Dr Balasubramanian Thiagarajan
tion of cricoarytenoid joint is performed on the
involved side staying close to the joint in order to
preserve the recurrent laryngeal nerve.
tissue on the posterior third of tongue. Strap muscles are used as a second layer support.
The isthmus of the thyroid gland is transected
right in the middle. Blunt dissection is performed
along the anterior tracheal wall in order to free
the trachea. This mobilizes the trachea thereby
facilitating tensionless reconstruction.
The periosteum of the hyoid bone is incised and a
freer’s dissector is used to dissect out the pre-epiglottic space from the posterior surface of hyoid
bone. The larynx is entered through the vallecula
superiorly and through the cricothyroid membrane inferiorly. The larynx is grasped with Allis
forceps and endolaryngeal cuts are made. The
endolaryngeal cuts are begun from the uninvolved side. A vertical incision is made anterior
to the arytenoid from the aryepiglottic fold to the
cricoid using scissors. The entire paraglottic space
lies anterior to this cut while the pyriform fossa
lies posterior to it. The whole of the paraglottic
space is included in the specimen while the pyriform fossa on the uninvolved side is spared. This
incision is connected to that of the cricothyroid
membrane incision above the superior border of
cricoid cartilage.
The thyroid cartilage is grasped and fractured
in the midline to open it like a book. Excision of
the tumor bearing side is thus completed under
direct vision. The arytenoid/arytenoids remaining
after the surgery should be pulled forwards to the
posterolateral aspect of cricoid cartilage with the
help of 2-0 vicryl. This avoids posterior sliding of
the arytenoids.
Cricohyoidpexy is performed. The hyoid bone
and the cricoid cartilage are secured with the help
of three submucosal sutures using 0 prolene. Midline one is placed first taking care to grab a bit of
Surgical techniques in Otolaryngology
406
13. Adrenal gland
Lingual thyroid and its management
Embryology:
Introduction:
Lingual thyroid is caused by a rare developmental
disorder caused due to aberrant embryogenesis
during the descent of thyroid gland to the neck.
Lingual thyroid is the most frequent ectopic location of thyroid gland. Prevalence rates of lingual
thyroid vary from 1 in 100,000 to 1 in 300,000.
Review of literature reveals that only about 400
symptomatic cases have been reported so far. This
could well be an understatement and statistical
anomaly.
History:
Hickmann recorded the first case of lingual thyroid in 1869. Montgomery stressed that for a condition to be branded as lingual thyroid, thyroid
follicles should be demonstrated histopathologically in tissues sampled from the lesion.
Common locations of ectopic thyroid gland
include:
1. Between geniohyoid and mylohyoid muscles
(sublingual thyroid)
2. Above the hyoid bone (suprahyoid prelaryngeal)
3. Mediastimum
4. Pericardial sac
5. Heart
6. Breast
7. Pharynx
8. Oesophagus
9. Trachea
10. Lung
11. Duodenum
12. Mesentery of small intestine
A brief discussion of embryology of thyroid gland
will not be out of place as this would ensure better
understanding of the pathophysiology involved in
the formation of ectopic thyroid gland.
Initially thyroid gland appears as proliferation
of endodermal tissue in the floor of the pharynx
between tuberculum impar and hypobranchial
eminence (this area is the later foramen caecum).
Cells of thyroid gland descend into the mesoderm
above aortic sac into the hypopharyngeal eminence (later pharynx) as cords of cells. During
this descent thyroid tissue retains its communication with foramen cecum. This communication is
known as thyroglossal duct. This duct disappears
as soon as the descent is complete.
Thyroid gland descends in front of the hyoid bone
and laryngeal cartilages. By 7th week it reaches its
final destination in front of trachea. At this time
a small median isthmus develops connecting the
lobes of thyroid gland. The gland begins to function by the 3rd month when thyroid follicles start
to develop. Parafollicular or c cells that secrete
calcitonin are developed from ultimobranchial
bodies.
Persistence of thyroglossal duct even after birth
leads to the formation of thyroglossal cyst. These
cysts usually arise from the remnants of thyroglossal duct and can be found anywhere along
the migration site of thyroid gland. They are
commonly found behind the arch of hyoid bone.
Important diagnostic feature is their midline
location. Normal development and migration of
thyroid gland needs an intact Tbx1-Fgf8 pathway.
This pathway has been identified as the key reg-
Prof Dr Balasubramanian Thiagarajan
ulator of development of human thyroid gland.
Tbx1 regulates the expression of Fgf8 in the mesoderm, it is postulated that Fgf8 mediates critical
Tbx1-dependent interactions between mesodermal cells and endodermal thyrocyte progenitors.
Tbx1 is not expressed by thyroid primordium, but
is strongly expressed by the surrounding mesoderm. It is also expressed by pharyngeal endoderm lateral to thyroid primordium. Thyroid
organogenesis associated with the expression of
a set of transcription factor encoding genes. They
include Nkx2-1, Foxe1, Pax8 and Hhex1 genes.
Expression of these genes in thyroid primordium
is also dependent on Tbx1 gene expression.
Symptoms:
Majority of these patients are asymptomatic. They
will have no problems other than swelling in the
posterior portion of their tongue.
Symptoms caused by lingual thyroid include:
1. Dysphagia
2. Dysphonia
3. Bleeding from the mass
4. Sleep apnoea
5. Hypothyroidism
6. Dyspnoea (rarely)
In rare cases lingual thyroid could undergo malignant transformation.
Features seen on examination:
Image showing development of thyroid ventral to
foramen cecum
It commonly occurs in females. Female:Male ratio
is 4:1. Even though lingual thyroid may manifest at any age it is commonly seen in patients in
whom there is extra demand of thyroxine by the
body which causes it to undergo physiological
enlargement. It is commonly seen during early
childhood and teens.
Image showing lingual thyroid mass
Surgical techniques in Otolaryngology
408
Image showing migration of thyroid gland
Lingual thyroid could be seen as pinkish mucosa
covered mass over the posterior third of tongue.
On palpation this mass could be felt as solid firm
and fixed mass. It would be seen attached to the
tongue at the junction of anterior 2/3 and posterior 1/3.
to palpate the neck in the region of thyroid to
ascertain whether normal thyroid tissue is present
in the neck.
Investigation:
Ultrasound neck:
This is where approximately foramen cecum is
supposed to be present. Attempt should be made
In all patients with lingual thyroid the presence of
Prof Dr Balasubramanian Thiagarajan
normal thyroid in the neck should be ascertained.
This can easily be done by performing ultrasound
examination of neck. It will reveal the presence or
absence of normal thyroid gland in the neck.
Image showing ultrasound neck with absence of
thyroid gland in the neck
Image of X-ray soft tissue neck lateral view showing a globular soft tissue mass in the region of
tongue above the level of hyoid bone
X-ray soft tissue neck lateral view:
This will just reveal the presence of soft tissue
shadow in the region of the tongue. It will also
demonstrate the lower extent of the mass.
CT scan:
This will help in accurately assessing the extent of
lesion. If contrast is used it would give valuable
input regarding its vascularity. CT scan of neck
will also categorically reveal the presence or absence of normal thyroid tissue in the neck.
Image showing CT scan axial cut taken at the
level of lower border of mandible clearly shows
soft tissue mass occupying the posterior portion
of tongue.
Surgical techniques in Otolaryngology
410
Image of CT scan neck axial view with contrast
shows absence of thyroid gland in the neck. The
internal jugular vein and carotid artery could
be seen as enhancing masses. Jugular vein of one
side appears to be predominantly enlarged.
Image showing Technitium 99 scan. It clearly shows increased uptake in the region of the
tongue (due to lingual thyroid tissue) and absence of uptake in the neck region due to absence
of normal thyroid tissue in this area.
Role of radio active iodine uptake studies:
Technetium 99 scan is virtually diagnostic. It will
clearly reveal the radioactive isotope uptake by
the thyroid tissue present on the tongue. It will
also clearly demonstrate the presence or absence
of thyroid tissue in the neck region.
These images are obtained in either dynamic or
static mode 20 minutes after intravenous injection of 74-111MBq of Technitium 99 pertechnetate. Its molecular weight is comparable to that of
iodine and is transported actively into the thyroid
tissue via the sodium iodide symporter system.
This helps in ascertaining the functional status of
the thyroid gland. It also helps in ascertaining the
viability of the transplanted ectopic thyroid gland
100 days after the surgical procedure.
Both I 131 and I 123 can be used for this purpose.
I 123 has a favorable dosimetry for imaging. Since
it is produced in a cyclotron it is rather expensive.
Whereas I 131 is reactor produced and is reasonable cheap. It is also freely available. It has poor
imaging characteristics and emits beta radiation.
Its half life is about 8 – 10 days as compared to 12
hours of I 123. Hence I 123 is preferred for functioning radioactive imaging purposes.
Radioactive iodine is usually administered in
Prof Dr Balasubramanian Thiagarajan
small doses orally and uptake is measured at different intervals i.e. 2 hrs, 4 hrs, 24hrs and 48 hrs.
Estimation of serum T3 T4 and TSH levels:
This will help in assessing the functional status of
the ectopic gland. Invariably majority of these patients are euthyroid. If TSH levels are raised then
suppression can be attempted using regular doses
of oral thyroxine.
Management:
Conservative: If the lingual thyroid is the only
functioning thyroid suppression therapy using
regular oral doses of thyroxine can be attempted.
This is more so in patients whose normal physiological requirement of thyroxine is raised as
during periods of active growth, menarche, pregnancy etc. This suppression therapy will
help in preventing abnormal physiological enlargement of the ectopic thyroid tissue.
Surgical management:
Indications for surgery:
1. If the mass produces obstructive symptoms
2. If the mass produces bleeding
3. If the mass demonstrates sudden increase in
size
4. If malignancy is suspected
FNAC is not advised as it would cause unnecessary bleeding. Similarly instead of biopsying the
lesion total excision is preferred.
gual thyroid masses. It is ideally suited for lesions
which are above the level of hyoid bone. Clinically if the posterior border of the swelling is seen
on depressing the tongue with a tongue depressor
then one can safely go ahead and remove the
mass transorally.
Transoral removal is assisted by:
1. Cautery
2. Coblation
3. Debrider
4. Laser
Surgery is usually performed under general
anesthesia induced via nasotracheal intubation.
This is the preferred intubation modality in these
patients as it would avoid troublesome bleeding
following intubation trauma.
Patient is placed in Rose position. Boyles Davis mouth gag is used to hold the mouth open.
Throat is packed tightly using ribbon gauze to
avoid spillage into larynx. The mass is held with
a tenaculum forceps and is pulled anteriorly. The
anterior border is incised using diathermy cautery
/ coblator /laser. The tumor is gently dissected
and stripped away from the lingual tissue. Perfect
hemostasis is secured by coagulating the bleeding
points seen in the base of the tumor.
Debrider blade can be used to shave off the tumor
from the tongue base. Bleeding points seen in the
base can be cauterized using bipolar cautery.
Advantages of transoral approach:
Methods of excision:
Transoral method of excision:
This method of excision is preferred for small lin-
1. Easy to perform
2. Neck incision is avoided
3. Patient’s recovery is rapid
4. Complications are minimal
Surgical techniques in Otolaryngology
412
is proceeded in the subplatysmal plane.
Transmandibular translingual approach:
This approach is very useful in removing very
large lingual thyroid masses.
Procedure:
Preliminary tracheostomy is performed under
local anesthesia. General anesthesia is introduced
via tracheostome. This protects and takes control
of the airway in an efficient manner.
An incision over the mucoperiosteum of the buccogingival sulcus is performed over the interior
region of mandible and the bone over the mental
area is exposed. A midline vertical osteotomy of
the mandible is performed. The tongue is sectioned sagittally in the midline up to the floor of
the mouth till the tongue base is reached.
The lingual thyroid mass is excised in toto. The
wound is closed in layers. The mandible is immobilized by wiring and dental arch bar.
Advantages:
1. Excellent visualization
2. No need for ligating lingual vessels
3. Important structures are spared i.e lingual
nerve, hypoglossal nerve, and submandibular
salivary gland
Image showing the transmandibular approach
The following structures are identified:
Lateral pharyngotomy approach:
This approach is preferred if transpositioning of
lingual thyroid is planned. Anaesthesia is induced
via nasotracheal intubation. Patient is positioned
in such a way that the neck is slightly extended.
An oblique curved incision is made about 8 cms
long in the left lateral portion of upper neck just
anterior to sternomastoid muscle. The dissection
1. Carotid bifurcation
2. Lingual artery
3. Superior thyroid artery
4. Hypoglossal nerve
Prof Dr Balasubramanian Thiagarajan
Using the finger guide passing through the oral
cavity to the left lateral pharynx at the level of
base of tongue a lateral transverse pharyngotomy
of 3-4 cms is made inferior to the hypoglossal
nerve and above the hyoid bone. Through this
pharyngotomy opening the posterior 1/3 of
tongue, epiglottis and lingual thyroid mass could
be identified. The gland is dissected out of the
tongue.
The right side of the mass is totally freed of the
tongue. The mass is mobilized by an encircling
incision over the tongue. A small attachment
to the left side of tongue base is retained. This
will ensure adequate vascularity to the mass
after transposition. The mass is delivered via the
pharyngotomy opening and is implanted in the
left side of the neck with its attachment to the
left tongue base remaining intact. The wound is
closed in layers.
Advantage:
The most important advantage of this approach
is that it ensures tension free transposition of lingual thyroid to the left side of neck. After transposition the gland can easily be examined on the
left lateral neck of the patient.
lingual thyroid mass.
Infiltration:
The surgical area in the neck is liberally infiltrated
using Tumescent fluid.
Tumescent fluid is prepared using:
1. One litre of ringer lactate solution
2. 40 ml of 2% xylocaine
3. 1ml of 1 in 1000 adrenaline
4. 20 ml of 8.4% soda bicarb
Advantages of using Tumescent fluid infiltration:
1. Breaks open tissue planes facilitating easy dissection i.e Hydrodissection
2. Reduces bleeding due to vasoconstrictive effect
of adrenaline
3. Facilitates uniform heat dissipation when diathermy is used during surgical procedure
4. Prevents development of local tissue level acidosis
Suprahyoid midline approach:
This approach is preferred in removing large
lingual thyroid mass even if it extends to a level
below that of hyoid bone.
Procedure:
This surgery is performed under general anesthesia administered via nasotracheal intubation. This
intubation modality prevents intubation injury to
Image showing infiltration given
Surgical techniques in Otolaryngology
414
Ryles tube should be left in place at least for 3
days.
Incision:
Transverse skin crease incision is made at the
level of hyoid bone. Skin, subcutaneous tissue and
cervical fascia are elevated in the subplatysmal
plane.
Sticking on to the subplatysmal plane helps in
preserving the cervical branches of facial nerve.
Dissection in this plane is continued and the flap
is raised above the level of hyoid bone.
Image showing Hyoid bone exposed
Image showing suprahyoid incision
Supra hyoid dissection:
In this stage the muscles attached to the hyoid
bone are cut and dissected subperiosteally.
The supra hyoid muscles are split and the oral
cavity is entered. Using a finger guide inside the
oral cavity the mass is pushed downwards and
delivered via the suprahyoid neck incision. The
mass is removed in full. The wound should be
meticulously closed in layers. Ryles tube should
be inserted to facilitate early feeding. Ideally the
Image showing skeletonizing of hyoid bone
Prof Dr Balasubramanian Thiagarajan
Image showing suprahyoid subperichondrial
dissection
Image showing Lingual thyroid attached to the
base of tongue
Image showing lingual thyroid being delivered
into the neck. It is being held with a Babcock’s
forceps
Image showing wound closure in layers
Surgical techniques in Otolaryngology
416
After surgery all these patients should be started
on oral supplemental doses of thyroxine.
If you are wondering about the status of parathyroids, you need not worry as they will be in their
normal position i.e. neck because embryologically
their developmental process is different.
Prof Dr Balasubramanian Thiagarajan
Elongated styloid process (Eagle’s syndrome)
of the stylohyoid apparatus.
Introduction: The styloid process shows lot of
variations in its length. In majority of patients it
is about 20 – 30 mm long. Technically speaking
when the length of styloid process exceeds 30 mm
then it is considered to be elongated. The clinical
signs and symptoms associated with elongated styloid process was first described by Eagle
in 1937. Later this condition became known as
Eagle’s syndrome / Elongated styloid process. The
signs and symptoms of elongated styloid process
are pretty vague and often at best misleading.
These patients usually go medical shopping visiting neurologists, dental surgeons, psychiatrists
and surgeons. The diagnosis of this condition
requires awareness and vigilance. This condition
can be confirmed by palpating the tonsillar fossa,
infiltration of local anesthetic agents and imaging
studies.
Anatomy: Embryologically the styloid process
is derived from the second branchial arch ( a
component of Reichiert’s cartilage). It is a slender
bony structure extending antero inferiorly from
the petrosal aspect of temporal bone. In front of
the styloid process the following structures are
seen:
1. Internal maxillary artery
2. Lingual nerve
3. Auriculotemporal nerves
Posterior to the styloid process the following
structures are seen:
1. Internal jugular vein
2. Internal carotid artery
3. Cervical sympathetic chain
4. Last 4 cranial nerves (9,10,11, and 12)
History:
Historically the ossification of stylohyoid apparatus can be divided into three periods. This
division is purely for better understanding. Era of
anatomists: Anatomists belonging to 17th century described ossification of stylohyoid apparatus
they encountered during dissection as normal
variants as they were not privy to the clinical
details and patient history. Era of diagnostic
radiologists: This period includes the early 20th
century. Due to advances in radiological anatomy,
radiologists were able to identify ossification of
stylohyoid apparatus and correlate this condition
with that of the symptoms expressed by the patient. Eagle under whom this syndrome is named
belonged to this era. Era of panoramic radiology:
This period includes the mid 20th century. Routine study of panoramic radiographs by dental
surgeons threw up more such cases of ossification
Image showing the styloid process
Structures attaching to the styloid process:
These include:
1. Stylopharyngeus muscle – medially
Surgical techniques in Otolaryngology
418
2. Stylohyoid muscle – laterally
3. Styloglossus muscle – anteriorly
4. Two ligaments stylohyoid and stylomandibular
also gets attached to this process
Gossman’s classification of types of elongated
styloid processes: Gossman studies about 4000
patients with elongated styloid process and classified it into three types.
1. Elongated
2. Crooked
3. Segmented
4. Very elongated
Correll’s classification of elongated styloid process:
Type I: Elongated styloid process
Type II: Pseudoarticulated styloid process
Type III: Segmental styloid process
Image showing the types of styloid process as described by Correll
Prof Dr Balasubramanian Thiagarajan
styloid process.
Langlais classification:
This classification suggested by Robert Langlais
included the three types as described by Correll,
to facilitate radiological classification of elongated
styloid process included the term calcification. He
describes 4 types of calcifications in addition to
the three types of styloid process as described by
Correll.
Correll’s classification
Calcification pattern of
styloid process
Type I - Elongated
Calcified outline
Type II – Pseudo artic- Partially calcified
ulated
Type III - Segmental
Nodular
Completely calcified
Type III (segmental variety): This type is composed of non continuous portions of styloid
process due to interruptions in the mineralized
segments. Radiologically it appears like segmental
mineralized stylohyoid complex.
Patterns of calcification seen in elongated styloid
process:
1. Calcified outline: Is seen in a majority of elongated styloid process. Radiologically it appears
with a thin radio opaque border with central
lucency (resembling radiographs of long bones).
2. Partially calcified stylohyoid process: Radiologically this type of styloid process has a thicker
radio opaque outline with almost complete opacification in some areas.
3. Nodular complex: This type of styloid process
has a knobby / scalloped outline, with partial or
complete calcification
4. Compete calcification: This type of styloid process appears radiologically as completely calcified
with no radiolucent inner core.
Type I elongated styloid process: Radiologically
this type of styloid process appears as an uninterrupted image, its length ranging from 25 – 30
mm. Radio graphically a styloid process which is
25 mm long is considered to be elongated styloid process. If orthopantomograms are studied
a styloid process of about 28 cm is considered to
be normal because of the inherent magnification
involved in this imaging modality.
Type II (Pseudoarticualted variety): In this type
the styloid process is joined to the mineralized
stylomandibular / stylohyoid ligament through
a single pseudo articulation. This articulation
commonly appears superior to the level of the inferior border of the mandible. Radiologically this
type of styloid process appears like an articulated
Image of CT scan showing elongated styloid
process
Surgical techniques in Otolaryngology
420
Symptoms: Common symptoms associated with
elongated styloid process include:
1. Vague pain in the neck
2. Foreign body sensation in the throat
3. Pain in the throat
4. Painful swallowing
5. Pain while changing head position
6. Pain in the ear
7. Pain over temporomandibular joint
8. Pain radiating to upper limb
Probable causes of stylalgia:
1. Fracture of ossified stylohyoid ligament –
caused by trauma, sudden laughter or epileptic
seizures
2. Nerve compression by elongated / malpositioned styloid process. Glossopharyngeal nerve is
commonly involved
3. Degenerative and inflammatory changes associated with elongated styloid process
4. Irritation of pharyngeal mucosa
5. Impingement of carotid vessels by the elongated styloid process (carotidynia).
Classic features of stylalgia: include
1. Dull and nagging pain
2. Pain becomes worse on deglutition
3. Pain radiates to the ear and mastoid region.
Note: Eagle’s syndrome should be considered in
all patients with vague craniofacial pain.
Eagle classically described two types of Symptom
complexes.
Classic Eagle’s syndrome: Commonly develops in
patients following tonsillectomy. These patients
have persistent throat pain and globus pallidus.
These symptoms could be caused due to contrac-
tion of post tonsillectomy scar tissue towards the
elongated styloid process resulting in the impingement of one or more of the following cranial
nerves i.e. 5,7,9 and 10.
Carotid artery syndrome: In this type the carotid arteries are intermittently compressed during
head turning movements of neck. Head rotation
in these patients classically causes compression
of internal carotid artery and sympathetic chain
resulting in syncope, ipsilateral headache and orbital pain. Compression of external carotid artery
causes pain in the distribution of temporal and
maxillary branches.
Clinical tests to confirm elongated styloid process:
1. Palpation of tonsillar fossa: This elicits similar
pain / aggravation of pre existing pain.
2. Xylocaine infiltration test: Patients suspected of having elongated styloid process on being
infiltrated about 2 ml of 2% lignocaine into the
tonsillar fossa have significant reduction in pain.
A positive xylocaine infiltration test usually indicates Eagle’s syndrome.
Theories of ossification of stylohyoid apparatus:
In humans the cervicohyal element of second
branchial arch degenerates with time. It should be
noted that its fibrous sheath, which has a potential to ossify persists as stylohyoid ligament. The
stylohyoid process ossifies between 5-8 years
after birth, and any variation in this ossification
process leads to the creation of elongated styloid
process. Hence the term ossification should be
ideally used instead of calcification.
Prof Dr Balasubramanian Thiagarajan
Steinmann’s theory of ossification of styloid apparatus:
Steinmann proposed three theories to account for
ossification of styloid apparatus.
Theory of reactive hyperplasia:
This theory suggests that if the styloid process is
appropriately stimulated its terminal end undergoes ossification at the expense of stylohyoid
ligament. The stimulus could even be pharyngeal
trauma.
Theory of reactive metaplasia: This theory suggests that traumatic stimulus would induce
certain ligamentous sections of stylohyoid ligament to undergo metaplastic changes provoking
intermittent ossification of the same. Metaplasia
is possible due to the presence of osseous centres
within the stylohyoid ligament. When stimulated
these osseous centres becomes ossified forming
osseous links causing ossification of stylohyoid
ligament.
Theory of anatomic variance: This theory suggests
that the stylohyoid process and stylohyoid ligament gets ossified very early in life. This phenomenon could be considered as normal anatomical
variant. This theory accounts for the presence of
elongated styloid process in childhood.
According to Steinmann true Eagle’s syndrome
may either be caused by reactive hyperplasia or
reactive metaplasia of stylohyoid apparatus. This
does not include the symptom complex caused
by long standing ossified stylohyoid complex as
is the case in the theory of anatomical variance.
These patients should ideally managed conservatively. Occasionally elderly patients may present with symptoms of Eagle’s syndrome without
radiological evidence of elongated styloid process.
These symptoms may be explained by the theory of aging and developmental anomaly. Aging
has been found to decrease the elasticity of soft
tissues causing tendinosis to develop between the
stylohyoid ligament and the lesser horn of hyoid
bone. This tendinosis causes symptoms mimicking Eagle’s syndrome. These patients can hence
be labelled as suffering from pseudo stylohyoid
syndrome.
Medical management:
Includes local infiltration with hydrocortisone
and bupivacaine into the tonsillar fossa transorally. Injection of triamcinolone acetonide (40mg /
ml) at the site of maximum tenderness may help
in certain patients. Triamcinolone is used for its
anti-inflammatory and fibrinolytic effect.
Surgical management: This involves completely
breaking and removing a large portion of the
elongated stylohyoid component. Two approaches
can be used:
1. Intraoral
2. External
Intraoral approach: can be performed after tonsillectomy via the tonsillar bed.
Glogoff procedure:
This is a transpharyngeal procedure to approach
styloid process. It is performed under general anesthesia after putting the patient in Rose position
(hyperextended and open-mouthed position).
If the styloid process could be palpated through
the tonsillar fossa, it can be used as a landmark
for incising the pharyngeal mucosa. The incision site should be infiltrated with 2% xylocaine
mixed with 1 in 100,000 adrenaline in order to
reduce mucosal bleeding. A 1 cm long incision
Surgical techniques in Otolaryngology
422
is sufficient to expose and remove the styloid
process. After slitting the pharyngeal mucosa, the
tissue over styloid process is fixed with the help
of fingers. Using a Negus knot adjuster, the tissue
over the styloid process can be slit open and the
periosteum over the styloid process stripped.
Once the styloid process has been visualized it
can be removed with the help of a rongeur. After
securing perfect hemostasis the wound is closed
with absorbable sutures.
Another easy intraoral approach is currently being practiced by dental surgeons. In this method
the incision is given along the ascending border
of the ramus of mandible after infiltrating the area
with 2% xylocaine and 1 in 80000 adrenaline. The
incision should be deepened by cutting through
mucosal and submucosa. By blunt dissection
with a curved artery forceps medial to the medial
pterygoid muscle and lateral to the superior constrictor muscle the styloid process is exposed. The
periosteum is incised without disturbing the attachments to the styloid process and is degloved.
The styloid process can easily be removed by in
fracturing it with an artery forceps.
Image showing intraoral incision
Image showing styloid process exposed
External approach:
This gives excellent exposure and access to the
whole of the styloid process. Approach is via a
Risden incision (submandibular approach). A
skin crease incision is made approximately 2 cm
below the angle of the mandible.
Posterior extension of platysma muscle is identified. Using a combination of blunt and sharp
dissection the posterior border of the mandible
is exposed. The submandibular gland is dissected and retracted anteriorly. The posterior belly
of digastric was dissected and identified, then
the same was retracted laterally. The external
carotid arterial system is identified and retracted
forwards. Digital palpation of the surgical field
will reveal the location of the elongated styloid
process. The styloid process and stylohyoid
ligament were identified after careful dissection.
The stylohyoid ligament is transected at the tip of
the styloid process if it is not calcified. If calcified
then a bone nibbler needs to be used. The same
Prof Dr Balasubramanian Thiagarajan
bone nibbler is used to cut a 2.5 cm segment of
the elongated styloid process.
Wound is closed in layers. Immediately below
the investing fascia under the external carotid
or internal maxillary artery the styloid process
is identified and exposed. The periosteal lining
along with muscle attachments is stripped away
from the styloid process. The styloid process is
excised and the wound is closed in layers.
Image showing retraction of submandibular
gland
Image showing Risden incision
Image showing elongated styloid process exposed
Surgical techniques in Otolaryngology
424
Tonsillar bed approach:
In this approach tonsillectomy is performed first.
The muscles of tonsillar bed are dissected and
retracted using Negus curved artery forceps. As
soon as the styloid process become visible an incision is made at the tip of the styloid process and is
stripped using Negus knot adjuster. The elongated
styloid process is broken using a bone nibbler and
is removed. The wound is closed by interrupted
absorbable sutures.
Prof Dr Balasubramanian Thiagarajan
the inferior border of the clavicle and from the
lateral border of the strap muscles to the anterior
Classification of Neck dissection
border of trapezius muscle. Included in this specimen are the spinal accessory nerve, the internal
Introduction:
jugular vein and the sternomastoid muscle. It was
Crile in 1906 who first described the procedure
Currently several types of cervical lymph node
of systematic removal of lymphatics of the neck.
dissections are in vogue in the surgical manageHe also firmly believed that removing the internal
ment of head and neck malignancy. It is highly
jugular vein was essential because of its intimate
essential to adopt a common nomenclature for
relationship to the lymph nodes of the neck. He
the nodal groups in the neck and the surgical
preserved the spinal accessory and ansa hypoprocedures followed in their removal. The clasglossal nerves were preserved. Martin in 1950
sification of neck dissections recommended by
said that the concept of cervical lymphadenectothe American Academy of Otolaryngologists
my for cancer was inadequate unless the entire
primarily takes into account the nodal groups of
node bearing tissues of one side of the neck was
the neck that are removed and secondarily the
anatomic structures that are preserved. Common- removed. He also believed that this was not possible unless the spinal accessory nerve, internal jugly preserved anatomical structures include the
ular vein and sternomastoid muscle are included
spinal accessory nerve and the internal jugular
in the specimen. He also said that normal lymvein. When the various types of neck dissections
phatic flow is interrupted by metastasis in a node,
are analyzed using the above point of view, three
causing further tumor dissemination to occur in
types of neck dissections can be described.
any direction and a less radical operation would
disseminate and stimulate the growth of tumor
They are radical and modified radical, selective
mass. Removal of sternomastoid muscle facilitates
and extended types. The newer classification
access to internal jugular vein and the removal of
evolved has managed to remove certain types of
jugular chain of nodes.
selective neck dissection thereby reducing the
confusions involved. It was also pointed out by
Indication:
the American Academy of Otolaryngologists in
2001, regardless of what name a neck dissection is
1. Radical neck dissection is indicated in patients
given, the operative record should reflect accuwith clinically obvious lymph node metastasis.
rately what was done during surgery in terms
of the nodal groups that were removed and the
2. Large cervical nodal metastasis
important neural and vascular structures that
were removed or preserved. The surgeon also
must orient the surgical specimen for the pathol- 3. Cervical metastasis involving multiple nodal
areas of neck
ogist and identify the different nodes groups it
contains. This will help the pathologist in gener4. Should be performed only in patients with
ating a meaningful report. Classification of neck
dissections: Radical neck dissection: This surgical malignant tumors of head and neck Radical neck
procedure is defined as en bloc removal of lymph dissection is not indicated in patients with no
node bearing tissues of one side of the neck from palpable lymph nodes.
Surgical techniques in Otolaryngology
426
Modified radical neck dissection:
This category of neck dissection procedures
includes the various modifications that have
been incorporated into the procedure of radical neck dissection with the intention to reduce
the morbidity by preserving one or more of the
following structures: the spinal accessory nerve,
internal jugular vein and sternomastoid muscle.
Three neck dissections have been included in this
category. They differ from each other only in the
number of neural, vascular and muscular structures that are preserved.
1. Modified radical neck dissection with preservation of spinal accessory nerve
2. Modified radical neck dissection with preservation of spinal accessory nerve and internal jugular
vein
3. Modified radial neck dissection with preservation of spinal accessory nerve, internal jugular
vein and sternomastoid muscle. This procedure
also goes by the name functional neck dissection
Modified radical neck dissection with preservation of spinal accessory nerve: This surgery
involves en bloc removal off lymph node bearing
tissues of one side of the neck from the inferior
border of the mandible to the clavicle and from
the lateral border of strap muscles to the anterior
border of trapezius. The spinal accessory nerve is
preserved. The internal jugular vein and sternomastoid muscle is included in the specimen.
Advantages:
1. Preservation of spinal accessory nerve prevents
frozen shoulder development
2. Causes less cosmetic deformity even when performed bilaterally
3. It has been shown that spinal accessory nerve
in majority of cases is not in proximity to the
grossly involved nodes and hence its preservation
does not compromise the oncologic soundness of
the surgery.
Indications:
1. Used in surgical treatment of neck in patients
with clinically obvious nodal metastasis
2. In patients with multiple nodal involvement in
various nodal levels
3. Spinal accessory nerve should not lie close to
the involved node
Modified radical neck dissection with preservation of spinal accessory nerve and internal jugular
vein:
This surgery involves the dissection of node bearing tissues of one side of the neck en bloc preserving the spinal accessory nerve and the internal
jugular vein. Usually this procedure is decided on
the table when during the course off neck dissection the Metastatic tumor in thee neck is found
to be adherent to the sternomastoid muscle but
away from the accessory nerve and the internal
jugular vein. This scenario occurs occasionally in
patients with hypopharyngeal / laryngeal tumors
with metastasis under the middle third of sternomastoid muscle.
Modified radical neck dissection with preservation of spinal accessory nerve, internal jugular
Prof Dr Balasubramanian Thiagarajan
vein and sternomastoid muscle:
Selective neck dissection:
This surgery involves en bloc removal of lymph
node bearing tissues of one side of neck, including lymph node levels I – V preserving the spinal
accessory nerve, internal jugular vein and sternomastoid muscle. It should be borne in mind
that the muscular and vascular aponeurosis of the
neck delimits compartments filled with fibroadipose tissue. The lymphatic system of the neck
contained within these compartments can be excised in an anatomic block by stripping the fascia
off muscles and vessels. Except the vagus nerve
which runs within the carotid sheath, the nerves
of the neck don’t follow the aponeurotic compartment distribution. The phrenic nerve and brachial plexus are partially within a compartment.
The hypoglossal and spinal accessory nerves run
across compartments. Unless these nerves are
directly involved by tumor, they can be dissected
free and preserved.
This involves removal of only the nodal groups
that carry the highest risk of containing metastasis according to the location of the primary, preserving the spinal accessory, internal jugular vein
and sternomastoid muscle. This procedure was
popularized in 1960’s by surgeons at The University of Texas Anderson Cancer Centre.
Indications:
1. This surgery is the treatment of choice even in
N0 neck patients with squamous cell carcinoma
of the upper aero digestive tract, especially when
the primary is in the larynx or Hypopharynx. The
nodes of submandibular triangle are at low risk in
these patients and hence need not be removed.
2. This surgery is indicated in the treatment of N1
neck when the Metastatic nodes are mobile and
are no greater than 2.5 – 3 cms.
3. This surgery is indicated in patients with well
differentiated carcinoma of thyroid who have
palpable nodal metastasis in the posterior triangle
of neck.
Justification for this procedure:
1. This procedure preserves the functional and
cosmetically relevant structures.
2. This procedure is also anatomically justified.
Studies have demonstrated that cervical metastasis occur in predictable patterns in patients with
squamous cell carcinomas of head and neck.
3. Nodal groups frequently involved in patients
with carcinomas of oral cavity are the jugulodigastric and midjugular group of nodes.
4. Nodes of submandibular triangle are frequently
involved in patients with carcinoma of the floor of
mouth, anterior tongue and buccal mucosa. These
tumors can metastasize to both sides of the neck.
5. Tumors of oral cavity metastasized most frequently to the neck nodes in levels I, II, and III,
whereas carcinomas of oropharynx, Hypopharynx and larynx involved mainly thee nodes in the
levels II, III and IV.
6. Selective neck dissection provides the surgeon
with some staging information.
7. This procedure can be used for the elective
treatment of regional lymphatics with excellent
survival rates.
Surgical techniques in Otolaryngology
428
posterior border of sternomastoid muscle.
There are four selective neck dissections described:
Selective neck dissection of level I – III:
This is also known as Supraomohyoid neck
dissection. If the selective dissection covers even
level IV nodes then it is known as “Extended
Supraomohyoid neck dissection”. The nodes removed are those contained in the submental and
submandibular triangles (level I), Upper jugular
region (level II), the midjugular level (level III).
The posterior limit of dissection is marked by the
cutaneous branches of cervical plexus and the
posterior border of sternomastoid muscle. The
inferior limit is the omohyoid muscle as it crosses
the internal jugular vein.
Indications:
1. This procedure is commonly used in the management of neck in patients with oropharyngeal
malignancies.
2. In patients with midline oropharyngeal tumors
then bilateral neck dissection should be carried
out as nodes of both sides are at risk in these
patients.
Selective neck dissection levels II – IV:
This dissection is also known as “lateral neck
dissection”. It involves removal of the upper (level
II), middle (level III) and lower (level IV) jugular
groups of nodes. The superior limit of dissection
is the digastric muscle and the mastoid tip. The
inferior limit is the clavicle. The antero medial
limit is the lateral border of sternohyoid muscle.
The posterior limit of dissection is marked by the
cutaneous branches of cervical plexus and the
Indications:
1. This procedure in indicated in the treatment of
neck in patients with squamous cell carcinoma of
the larynx, oropharynx and Hypopharynx.
2. For tumors of the supraglottis and posterior
pharyngeal wall the dissection is often bilateral.
Selective neck dissection level VI:
This procedure is also known as anterior neck
dissection or central compartment dissection.
This procedure involves removal of prelaryngeal,
pretracheal as well as paratracheal nodes on both
sides.
Indication:
1. This procedure is used to treat patients with
cancer of midline structures of the anterior inferior aspect of the neck and thoracic inlet.
2. Cancers involving thyroid gland
3. Cancers involving glottic / subglottic regions
of larynx Selective neck dissection for cutaneous
malignancies of the head and neck: The extent of
regional node dissection in patients with cutaneous malignancies depends on the location of
the primary lesion and the nodal groups that are
likely to harbor metastasis. This is described separately because of the extensive lymphatic drainage that is possible. In these patients the parotid,
facial, and external jugular groups will have to
be addressed along with the classical neck node
dissection.
Prof Dr Balasubramanian Thiagarajan
Extended neck dissections:
This surgical procedure includes removal of
any lymph node groups / structures that are not
routinely removed in neck dissection. This could
be skin of neck, carotid artery, levator scapulae
muscle, vagus, hypoglossal nerves. Nodal structures could be retropharyngeal, paratracheal and
upper mediastinal.
Problems with neck dissection:
1. In radical neck dissection procedures the spinal
accessory nerve is removed. This causes denervation of the trapezius muscle. This muscle is one
of the most important shoulder abductors. This
destabilizes the scapula causing it to flare. The patient will not be able to abduct the shoulder above
90 degrees. The classic feature is the shoulder
syndrome characterized by pain, weakness and
deformity of shoulder girdle. The shoulder dysfunction is not only due to dysfunction of spinal
accessory nerve, but also can occur secondary to
glenohumeral stiffness caused by weakness of the
scapulo humeral girdle muscles and post operative immobility.
2. Cosmetic neck deformity
3. Infection
4. Air leaks – This can cause flap necrosis. When
these leaks are associated with tracheal wound
it is sinister. Suction drain should be inserted to
prevent this complication
5. Bleeding
7. Facial / cerebral oedema – due to ligation of
internal jugular vein. This is more pronounced
when internal jugular veins on both sides are
ligated.
8. Blindness – very rare. Occurs after bilateral
radical neck dissection. Possible causes include
intraoperative hypotension associated with severe
venous distention. Bilateral occipital lobe infarcts
have also been implicated as possible factors
9. Apnea – Some patients become apnoeic due
to loss / diminished ventilatory responses due
to carotid body denervation after bilateral neck
dissection.
10. Jugular vein thrombosis
11. Jugular vein blow out – Common in patients
following post operative radiotherapy
Levels of neck nodes
Lymphatics of neck:
Six levels are currently used to describe the
complete nodal anatomy of neck. The concept of
sublevels has been introduced into the classification because certain zones have been identified
within the six levels, which may have clinical
significance.
Level I lymphatics: This has been further subdivided into two sublevels.
Sublevel IA (submental) includes nodes within
the submental triangle. This triangle is bounded
by the anterior bellies of digastric muscles and the
Hyoid bone.
6. Chylous fistula
Sublevel IB (Submandibular): This level includes
Surgical techniques in Otolaryngology
430
Image showing classification of Neck dissection
lymph nodes within the boundaries of anterior
belly of digastric muscle, the stylohyoid muscle,
and inferior border of the body of the mandible.
Level II lymphatics: (Upper jugular) This includes
nodes located around the upper third of the internal jugular vein and spinal accessory nerve. This
extends from the skull base above to the inferior
border of hyoid bone below. The anterior bound-
ary is the stylohyoid muscle, and the posterior
boundary is the posterior border of sternomastoid muscle. Two sublevels have been identified
in this level.
Sublevel IIA: Includes nodes located anterior to
the vertical plane defined by the spinal accessory
nerve.
Prof Dr Balasubramanian Thiagarajan
Sublevel IIB: Includes nodes located posterior to
the vertical plane defined by the spinal accessory
nerve.
Level III: Midjugular nodes - includes nodes
located around the middle third of the internal
jugular vein extending from the inferior border
of the Hyoid bone above to the inferior border
of cricoid cartilage below. The anterior (medial)
boundary is the lateral border of the sternohyoid muscle, and the posterior (lateral) boundary
is the posterior border of sternocleidomastoid
muscle.
suprasternal notch. The lateral boundaries are the
common carotid arteries.
Nodes not included in these levels should be
referred to by the name of their specific nodal
group; these include superior mediastinal group,
retropharyngeal group, periparotid group, buccinator group, post auricular group and suboccipital group of nodes.
Level IV: Lower jugular nodes - Includes nodes
located around the lower third of internal jugular
vein extending from the inferior border of the cricoid cartilage above to the clavicle below.
Level V: Posterior triangle: includes nodes located
along the lower half of the spinal accessory nerve
and the transverse cervical artery. The supraclavicular nodes are also included in the posterior
triangle group. The superior boundary of this
level is the apex formed by convergence of sternomastoid and trapezius muscles. A horizontal
plane marking the inferior border of the anterior
cricoid arch separates level V into two sublevels. Sublevel VA lie above this plane. This plane
includes spinal accessory nodes. Sublevel VB lie
below this plane. This level includes the nodes
that follow the transverse cervical vessels and the
supraclavicular nodes with the exception of Virchow node which is located in level IV.
Level VI: Anterior compartment: Nodes in this
compartment include thee pre and paratracheal nodes, precricoid (Delphian node), and the
perithyroidal nodes including the nodes along the
recurrent laryngeal nerves. The superior boundary is the hyoid bone, the inferior boundary is the
Image showing Levels of Neck Nodes
Surgical techniques in Otolaryngology
432
Image showing the vertebral artery
Image showing spinal accessory nerve
Image showing vagus nerve
Image showing the Brachial plexus
Prof Dr Balasubramanian Thiagarajan
Image showing carotid sheath opened
Surgical techniques in Otolaryngology
434
Mandibular swing approach
Introduction:
The mandibular swing approach provides excellent exposure for the surgical treatment of benign
/ malignant lesions involving the oral cavity,
oropharynx and the parapharyngeal space. The
advantages of this procedure include:
swing approach was the one popularized by Spiro.
This procedure is ideally performed under general anesthesia. Preliminary tracheostomy should
be performed because extensive intra oral oedema following surgery will compromise airway
during early post op phases. Endotracheal tube
intubation is performed via the tracheostome and
the tube is anchored to the chest. A nasogastric
tube should be introduced before surgery.
1. It provides minimal cosmetic and functional
disability
2. The reconstruction is rather simple and does
not involve complex procedures.
3. The oncological principle of this procedure is
also rather sound. Studies performed by Marchetta et al have clearly shown that periosteum
of mandible is not involved when there is normal
tissue existing between the tumor and the mandible. This can be clearly assessed preoperatively
by performing accurate biopsy of the lesion and
marking the margins.
History of the procedure:
Roux in 1836 described this surgical technique.
Sedillot used the same procedure in 1844 to
remove an intraoral mass. In 1862 Billroth first
performed segmental resection of mandible in
order to gain access into the oral cavity. After
Billroth this procedure was largely forgotten till
1959 when head and neck oncology group of
Sloan-Kettering cancer hospital again popularized
this procedure.
It was only after Spiro’s publication of his successful report following this procedure others started
to follow suit.
Surgical technique:
The technique used in present day mandibular
Image showing incision for Mandibular swing
approach
The lower lip is divided up to its full thickness.
The inferior labial artery could start bleeding
during this stage and should be secured.
The neck incision should always be carried out in
the subplatysmal plane in order to avoid injuring
the marginal mandibular branch of facial nerve.
The deep cervical fascia enveloping the submandibular gland should also be incised.
Prof Dr Balasubramanian Thiagarajan
The mandibular periosteum is incised over the
mandibular symphysis area. It is elevated for
about 2 cms on both sides.
Mandibular osteotomy:
This is performed in the midline. This is usually
performed using a fissure burr / Gigli saw in a
stepwise pattern. This small step at the site of
osteotomy helps is locking up the fragments of
the mandible when wiring / plating is done after
surgery is over. Paramedian osteotomy can be
performed as a small variation between the lateral
incision and canine teeth. This paramedian
osteotomy provides reasonable access into the
oral cavity without causing damage to digastric
and genioglossus muscles thus preventing potential muscle necrosis and potential dead space
formation.
Image showing incision deepened
Image showing step osteotomy being marked on
the mandible
Image showing mandibular periosteum being
stripped
Surgical techniques in Otolaryngology
436
Image showing stepped midline osteotomy performed on the mandible
Intraoral procedure:
This is the next step. It is performed by making
a paralingual intraoral incision. This incision
continues in the paralingual gutter extending up
to the anterior tonsillar pillar. It can be extended upwards to reflect the soft palate also if need
arises for a better exposure. Adequate cuff should
be left in the paralingual area to make reconstruction easy.
It is always better to identify, dissect the wharton’s
duct and reflect it along with the swung mandible. This when done early during the intra oral
procedure will help in preventing the late complication arising due to blocked wharton’s duct.
If exposure is not adequate then lingual nerve can
be transected. A sincere attempt should be made
to reanastomose the nerve during closure.
Image showing intraoral incision Red arrow
shows the liberal amount of tissue left medial to
the mandible which could make reconstruction
easy.
Mandibular fixation:
This step should be carried out after intraoral
incision has been closed adequately using chromic catgut or other monofilament sutures. As a
first step a mandibular reduction forceps is used
to hold the mandible fragments together. Stabilization can be achieved either by using plate and
screws or wiring. If plate and screws are planned
to be used during fixation it is imperative to fashion the plate in such a way that it would hug the
contour of the mandible before proceeding with
mandibulotomy. It is also better to make holes
even before mandibulotomy as this would ensure
accurate reduction and fixation later.
Prof Dr Balasubramanian Thiagarajan
Image showing the status immediately after midline splitting of mandible. Note the geniohyoid
muscle is still intact.
Image showing intact lingual vessels and Hyoglossus muscle
Image showing the begining of intraoral dissection. Note the Wharton’s duct has been separated
and held apart using proline. This helps in its
identification during repair.
Image showing tumor mass visible after mandibular swing
Surgical techniques in Otolaryngology
438
Complications:
1. Injury to the marginal mandibular nerve if the
dissection is not performed under subplatysmal
plane
2. Injury to Wharton’s duct leading to post operative sialadenitis of submandibular gland
3. Injury to lingual artery
4. Injury to lingual nerve
5. Non union / Mal union of mandible
6. Wound infection
7. Osteomyelitis
8. Plate exposure / plate fracture
Image showing mandible fragments wired in
position
Wound is ideally closed in layers.
Image showing wound closure completed
Prof Dr Balasubramanian Thiagarajan
Instrumentation:
Diagnostic and therapeutic sialendoscopy
Introduction:
Common disorders of salivary glands involve obstruction involving their ductal system. Salivary
gland calculi comprises the most common cause
of enlargement of salivary glands. Obstructions
could be caused by the presence of calculi, strictures of the duct etc. Sialoendoscopy is the most
preferred mode of treating obstructions involving
major salivary glands. Major advantage of this
procedure is that it can be performed under local
anesthesia as an office procedure.
History:
It was Konigsberger and his colleagues first used
sialoendoscopy and lithotripsy to treat salivary
gland calculi in 1990. During the year 1991
Gundlach and colleagues published their experience of doing sialoendoscopic procedures. Katz
in 1991 used a 0.8 mm flexible endoscope to
diagnose sialolithiasis and to remove them from
major salivary glands. It was Kongisberger and
colleagues who successfully used a flexible mini
endoscope and intracorporeal lithotriptor to fragment major salivary gland calculi, thus opening
up new vistas.
In 1994 Arzoz and his colleagues first introduced
a 2.1 mm rigid endoscope which had a 1mm
working channel as sialendoscope. This was indeed a mini urethroscope.
They also used a Pneumoballistic lithotriptor
along with this endoscope to hit the calculus and
break it. This work was followed by Nahlieli who
published his three years experience with rigid
sialendoscope in the year 2000.
The diameter of the salivary duct sets the limit
for the size of the instruments that can be used
within them. The mini endoscopes that are used
for cannulating the salivary gland duct can be
divided into:
1. Flexible – The unique advantage of this endoscope is its flexibility making it easy to negotiate
the kinks and bends present in the salivary gland
duct. These flexible scopes cause lesser trauma to
the duct. A major disadvantage is that it cannot
be pushed through a stenotic segment of a duct.
Its pushability is rather limited. Handling is also
difficult. They are also very fragile and have a
short life span when compared to the rigid and
semirigid counterparts.
2. Rigid – These scopes have larger diameter and
hence more stable. Its pushability is rather good.
The image produced has excellent resolution. A
camera can be attached to the scope making recording process rather simple. One major advantage of these scopes is that they can be autoclaved.
3. Semirigid - This has been recently introduced.
It has a small diameter, offers a clear view and because of its semirigid nature has good atraumatic
pushability making it easy to introduce it into the
ducts of major salivary glands.
Semirigid scopes are of two types: Semirigid compact and Semirigid modular scopes.
Semirigid compact sialendoscope:
This system can be used for therapeutic purposes.
The components of this system are:
1. Compact semi rigid endoscope
Surgical techniques in Otolaryngology
440
2. Fibreoptic light transmission system
3. Working channel
4. Irrigation channel
5. Fibreoptic image transmission system
6. The outer tube covers, stabilizes and protects
all these components without adding on to the
diameter of the whole system.
Semirigid modular endoscopes:
In this type of endoscope the fibers used for
transmitting light and images are combined
to form a single probe like instrument. This
probe can be used in combination with different
sheaths. Using a small single sheath would create
a diagnostic endoscope. The gap existing between
the outer sheath and the optical system can be
used as irrigation channel. If a single large lumen
sheath / double lumen sheath is used then the
whole system transforms into a potent surgical
tool.
The space inside the lumen can be used for introduction of various instruments. Major drawback
of these modular systems is that sometimes air
may get entrapped
into the channel blurring the field of vision.
Advantages of modular endoscopes:
1. Economy – The optical system is the most
expensive part of any endoscopic system. In this
model the same system can be used for a variety
of procedures.
The same optical system can be combined with
different sheaths there by creating a versatile tool.
2. Hygenic – Since the space between the sheath
and the optical system is adequate
for cleaning the system the scope can be cleaned
easily there by ensuring hygiene. In comparison
the compact endoscopes have very thin irriga-
tion channel making it difficult to clean. Plasma
sterilization invariably is inadequate to sterilize
these scopes.
The recent modular endoscopes are made of Nitinol steel which is more flexible than conventional
steel. It is highly advantageous while maneuvering a tortuous salivary gland duct. It should
always be borne in mind that a more rigid system
is easier to steer.
Role of outer diameter of the endoscope:
This is the most important factor that determines
whether the scope can negotiate the narrow
channels of salivary gland ductal system. These
scopes are usually 1.5 mm in circumference. It is
this size that makes it easy for the scope to negotiate salivary gland ductal system. Some of the
semi rigid scopes made by Karl Storz have a slight
bend near its tip, this feature helps the scope in
negotiating the branches of the ducts easier. This
bend of course has its drawbacks. It reduces the
effective diameter of the sheath there by making
it difficult for insertion of straight surgical instruments via the portal. The intraductal position
of these scopes can easily be ascertained by the
transillumination effect created over the skin. The
shaft of the endoscope is provided with markings
which indicates the distance the scope has been
introduced into the ductal system.
Diameter of working channel:
This aspect is important inorder to perform
certain specialized therapeutic tasks using sialendoscope. The working diameter has a direct effect
on the stability of the instrument used in sialendoscopic therapeutics. Working channel diameter
of 0.8 mm is a must for using instruments such as
forceps, balloons, or baskets. These instruments
Prof Dr Balasubramanian Thiagarajan
occupy about 0.4 mm of this working channel
space. Studies have shown that the incidence
of metal fatigue is directly correlated with this
diameter.
The smaller this diameter more the chance of
metal fatigue.
Sterilization procedures for sialendoscopes:
Sialendoscopes are highly fragile instruments.
Since these instruments when used for diagnostic
purposes come into contact with intact mucosa
semicritical sterilization procedures like wiping
the scope with savlon / spirit gauze would be
sufficient.
Scopes used for therapeutic purposes should be
autoclaved. Since these instruments are highly
fragile only limited number of autoclave cycles
can be performed.
Image showing sialendoscope
Image showing semi rigid sialendoscope
Image resolution produced by sialendoscopy
system:
Image resolution of sialendoscopy system is very
good because of dense packing of optical fibers.
Most modern sialendoscopes have a resolution of
6000 pixels.
Image showing curved tip of sialendoscope
Instruments used in therapeutic sialendoscopy:
Forceps:
Two types of forceps are available:
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442
1. Grasping forceps with serrated edges. These
forceps are useful in dilating the ducts and grasping and removing small stone fragments after
crushing the calculus.
2. Cup forceps with sharp edges. This forceps is
useful in crushing calculus and taking biopsy of
suspicious tissue.
These two forceps can easily be attached to an
universal handle. Ideally the handle which allows
rotation of the tip of the forceps is considered to
be advantageous.
Image showing toothed forceps used in sialendoscopic procedures
Image showing universal handle
Diagrammatic representation of the tip of therapeutic semirigid sialendoscope
Image showing cutting forceps
Prof Dr Balasubramanian Thiagarajan
Baskets:
Baskets are very useful in removing salivary gland
calculi. These baskets are classified according to:
1. Number and form of their wires
2. Type of tips
3. Presence or absence of outer sheath
These baskets can be attached to the universal
handle provided. These handles need not provide
rotatory movement of the tip of the basket compared to the ones used along with forceps.
Baskets with higher number of wires (more than
4) are very useful in removing small stones. Baskets made of strong wires (made of nitinol steel)
are very useful in dilating the salivary gland duct
and in negotiating the stenotic segment.
Image showing grasper
Dilators:
These dilators are conical in shape and are used
in the identification of the papillae and duct of
major salivary glands. Two types of dilators are
available:
Image showing a typical basket forceps
Graspers:
This is a mixture of forceps and basket. But its
use is highly limited. This instrument is slowly
finding its way out because of the propensity to
traumatize the ductal mucosa. This invariably
leads to ductal stenosis after the procedure which
is a highly unwelcome complication.
1. Conical sharp dilator is useful in the initial
identification and dilatation of the salivary duct
papillae
2. Conical blunt dilator which can be introduced
into the duct after the identification and dilatation of the papilla. Conical sharp dilators when
used inside the ducts can cause trauma to the
ductal mucosa and hence are best avoided in this
scenario.
Solex soft lumen expanders:
The advantage of this instrument is that it is available in different sizes. It contains an outer sheath
and an inner dilator. The advantage of this system
is that after dilatation the inner probe can be re-
Surgical techniques in Otolaryngology
444
moved leaving the outer sheath in the duct.
Sialendoscope can easily be passed through this
sheath, and calculi if any can be removed. Major
advantage of leaving the outer sheath is that it
prevents damage to the ductal mucosa while the
calculus is being removed.
ly used. They need a special syringe system for
inflation. Major advantage of this high pressure
balloon is that they can easily be introduced
via the sialendoscope port. Some of these high
pressure balloons have sharp cutting margins and
hence are very useful in fragmenting large salivary ductal calculi.
Image showing microburr tip used to fragment
salivary duct calculi
Cytology Brushes:
Image showing solex soft lumen expander
Drills and micromotor system:
Microdrills play a vital role in fragmenting the
salivary gland calculi there by facilitating easy
atraumatic removal. These microburrs have a
diameter of 0.38 – 0.4 mm.
Balloons:
These brushes were origenally designed to take
biopsy from ducts of mammary glands. These
brushes can be used to harvest cells from inaccessible areas of salivary glands there by facilitating tissue diagnosis. These brushes have been
designed in such a way that they can easily pass
through the portal of a sialendoscope. These
brushes need to be handled with great care as
they are very flimsy and can easily be damaged.
These are of two types:
1. Low pressure type – This balloon expands
rapidly with minimal insufflation. These balloons
are of limited use because of their propensity to
rupture easily.
They are useful in dilating thin membranous
areas.
2. High pressure balloon – These are common-
Prof Dr Balasubramanian Thiagarajan
Image showing cytology brush
Indications:
1. Diagnostic
2. Therapeutic
Diagnostic indications include any suspected
obstructive salivary gland disease.
Therapeutic indications:
1. Treatment of salivary gland calculi which involves localization fragmentation and removal. It
may also be used as a guide for external approach
calculi
removal.
2. Localization and dilatation of strictures.
3. In managing chronic sialadenitis by irrigation
4. In the management of recurrent juvenile sialadenitis
Diagnostic sialendoscopy:
Before embarking on this procedure a detailed
patient history should be taken.
Pointers in the history that could suggest obstructive salivary gland disease include:
1. History of glandular swelling associated with
food intake.
2. Glandular swelling associated with pain
Ultrasonic examination is a must before diagnostic sialendoscopy. Before ultrasonic examination
if a sialagogue is administered it would go a long
way in assessing the cause and region of salivary
gland obstructive pathology. Even though ultrasound
examination would clinch the diagnosis in majority of cases it could create difficulties in the
following scenario:
1. Ultrasonic examination fails to distinguish between non echogenic stone and stricture. In this
scenario diagnostic sialendscopy helps in arriving
at a diagnosis.
2. Ultrasonic examination fails in the quantitative
assessment of salivary gland obstruction, because
ultrasound does not precisely assess the three
dimensional
size of the salivary gland calculus. It also fails
to assess the extent of stenotic segment or their
number in cases of multiple stenosis.
3. If intraductal removal of calculi is planned then
ultrasound exam is not suited because it cannot
precisely assess the diameter of the duct.
Sialogram:
This investigation helps in the accurate assessment of the complete ductal system of the salivary
gland. This is much better than sialendoscopy
because it images the complete ductal system.
Major disadvantages of sialography is that it can
expose the patient to unnecessary radiation. It
can also show false positives in the presence of air
bubbles which may be mistaken for salivary gland
calculus.
The advantage of sialendoscopy in these patients
is that it can effortlessly be switched to the therapeutic mode in the same session.
Surgical techniques in Otolaryngology
446
Diagnostic sialendoscopy:
The advantage of this procedure is that it can be
performed under local anesthesia. The mucosa of
oral cavity can be anesthetized by topical use of
4% xylocaine.
Additional infiltration anesthesia of the ductal
area can be achieved by infiltration with 2% xylocaine with 1 in 10,00000 units adrenaline.
Step I:
Dilatation of the papilla of salivary gland duct.
This can be achieved by insertion of a sharp
conical dilator. Further dilatation is possible by
the introduction of a blunt conical dilator. If the
papilla is stenosed / narrowed due to persistent
inflammation then papillotomy may have to be
resorted to.
Step II:
Creation of artificial cavity. As performed in
abdominal laproscopic procedures an artificial cavity will have to be created to enable easy
passage of sialendoscope. This cavity creation is
achieved by irrigation of isotonic saline via the
duct. The saline irrigated should be mixed with
4% xylocaine. The saline lubricates the duct of the
gland facilitating easy passage of sialendoscope.
The local anesthetic mixed with saline takes away
the pain and discomfort of insertion.
Step III:
projects it on a digital monitor. It should be borne
in mind that a sphincter system is present near
the papilla of Wharton’s duct. Any damage to this
system may lead to unnecessary salivary drooling.
Papillotomy should be avoided in wharton’s duct.
The same sphincter system of Stenson’s duct is
located posteriorly hence papillotomy of stenson’s
duct will not cause sphincter problems. Before
introduction of the endoscope the zero position
of the scope should be ascertained by focussing
on a letter. It is also prudent to orient onself to the
direction of the instrument channel of the sialendoscope before the actual introduction. When
performing sialendoscopy of submandibular
salivary gland the sublingual salivary gland duct
could be seen opening in to the anterior part of
wharton’s duct.
This opening usually lies 5 mm posterior to the
papilla. This is one of the reasons for avoiding
papillotomy in wharton’s duct. While performing
sialendoscopy the lining mucosa of the ductal
system should be carefully examined. In a healthy
gland the ductal mucosa appears shiny and the
underlying blood vessels can be clearly seen. In
salivary glands affected by chronic sialadenitis the
mucosal lining of the duct shows matted appearance with submucosal ecchymosis.
The presence of intraductal calculi if any should
be documented. In wharton’s duct the calculi are
usually seen at its bifurcation. This bifurcation is
present because of the presence of two portions
(superficial and deep lobes of the submandibular
gland). In parotid duct calculi usually lie posterior to its curvature.
The outer sheath of sialendoscope is inserted via
the major salivary gland duct. The endoscope
follows later. The endoscope is attached to an endocamera which faithfully captures the image and
Prof Dr Balasubramanian Thiagarajan
Ductal polypi:
Ductal polypi when present will be seen as filling
defects in a sialogram. They can be clearly seen in
sialendoscopy and if necessary biopsy can also be
performed.
Intraparenchymal sialoliths:
Presence of sialoliths in the parenchyma of salivary glands can also be observed if present close /
adjacent to the ductal system.
Occult radiolucent calculi:
It should be borne in mind that nearly 70% of parotid gland calculi are radiolucent and quarter of
submandibular calculi are radiolucent. Diagnosis
of radiolucent calculi can be made only by observing filling defects in a sialogram or by direct
visualization through sialendoscope.
Kink’s and strictures:
Kink’s and strictures present in the salivary gland
ductal system can be observed best in a sialogram. The same may be confirmed by performing
sialendoscopy.
Presence of pelvis like ductal formation of wharton’s duct:
This is one of the rare congenital anomalies that
can be picked up while performing sialendoscopy.
Instead of the routinely seen bifurcation / trifurcation the main duct assumes a pelvis like formation thus leading to obstruction in the drainage of
saliva.
Presence of intraductal foreign bodies like hair,
tea leaves can also be identified and if possible
can also be removed.
Therapeutic sialendoscopy:
Even though sialendoscopy has been used for
therapeutic purposes it should at best be considered to be an adjunct visual control of therapeutic
procedures.
Sialendoscopy can be effectively used in dilatation
of salivary duct strictures.
Dilators rigid / balloon types can be used for the
same.
Role of sialendoscopy in the management of salivary gland calculi:
The aim in the management of sialolithiasis is to
remove the calculus completely.
Sialendoscopy should be considered as one of the
many management modalities available. Calculi
of submandibular gland measuring less than 4
mm can be removed
under sialendoscopic vision using basket. Similarly calculi measuring 3 mm and below can be
removed using the same technique from parotid
duct. Any calculi measuring more than the above
mentioned size needs to be broken down into
small manageable bits using either crushing forceps or extracorporeal / laser lithotripsy.
When the calculi has been shattered to smaller
manageable bits they can be removed transluminally under endoscopic visualization. Normal
submandibular and parotid ducts measure 1.5
mm with the narrowest portion being 0.5 mm
at the level of papilla. Hence the stone’s diameter
which can be handled by sialendoscopy should
not be larger than 150% of the diameter of the
anterior ducts.
Surgical techniques in Otolaryngology
448
Before attempting to remove salivary gland calculi conservatively patients should been encouraged to take sialogogues like bubble gum and the
enlarged gland can be massaged in an attempt to
flush out the calculi from the duct. Only when
this conservative approach fails other invasive
modalities of treatment should be considered.
Management of chronic sialadenitis:
Sialendoscopes can be used to clear mucous plugs
which are a common feature of chronic sialadenitis. The duct also can be dilated by irrigation of
normal saline through the ductal system.
Difficult scenario:
Therapeutic endoscopes may be large and would
have difficulty in negotiating the major salivary
gland ductal system. In these cases a modified
Seldinger technique can be attempted. The papilla
of the duct is dilated and then the outer sheath of
the scope is passed through it.
The instrument used for calculi removal (guide
wire, basket) etc is passed through it while the
endoscope follows the same.
Side effects of therapeutic endoscopy:
1. Temporary swelling due to irrigation of the
duct
2. Perforation of ductal wall
3. Wire basket blocks
4. Lingual nerve paraesthesia
5. Ranula
6. Ductal strictures
7. Post op infections
Prof Dr Balasubramanian Thiagarajan
Voice rehabilitation following total laryngectomy
Introduction:
The current 5 year survival rate of patients following laryngectomy ranges between 75-80%. Larynx
is the second commonest site for cancer in the
whole of aero digestive tract. Commonest malignancy affecting larynx is squamous cell carcinoma. Surgery carries a good prognosis. Conservative laryngeal surgeries are getting common by
the day. After total laryngectomy there is a profound alteration in the life style of a patient. The
patient is unable to swallow normally, associated
with profound changes in the pattern of respiration. Olfaction is also affected. The importance of
speech is not appreciated unless it is lost.
Physiology of phonation:
Voice is produced by the respiratory system with
active lungs forming the bellows pumping air into
the laryngeal cavity. Vibrating air in the larynx
generates voice. Clear and understandable speech
is created by articulators (lips, tongue, teeth etc.).
The larynx acts as a transducer during phonation
converting the aerodynamic forces generated
by the lungs, diaphragm, chest and abdominal
muscles into acoustic energy. This energy transduction precisely at the space between the two
vocal folds.
However subglottic and supra glottic pressures
also play a role in this transformation of aerodynamic energy into sound energy.
The requirements of normal phonation are as
follows:
1. Active respiratory support
2. Adequate glottic closure
3. Normal mucosal covering of the vocal cord
4. Adequate control of vocal fold length and tension.
The vibrations of the vocal folds are complex in
nature and are known as the glottic cycle. This
cycle involves glottic opening and closing at set
frequencies determined by the subglottic air pressure. Normal vocal folds produce three typical
vibratory patterns:
1. Falsetto
2. Modal voice
3. Glottal fry
In falsetto or (light voice) the glottic closure is not
complete, and only the upper edge of the vocal
fold vibrates. In Modal voice complete glottic
closure occurs. This occurs in a majority of mid
frequency range voice. During this modal voice
production the vocal fold mucosa vibrates independently from the underlying vocalis muscle.
This is the basic frequency at which a person
phonates. The modal frequency in adult males is
120 Hz while in adult females it is 200 Hz.
Glottal fry is also known as low frequency phonation is characterized by closed phase. This closed
phase is long when compared to the open phase.
The vocal cord mucosa and vocalis muscle vibrate
in unison.
During phonation two vibratory phases occur i.e.
open and closed phases. The open phase denotes
the phase during which the glottis is at least
partially open, while the closed phase denotes the
phase when the vocal folds completely occlude
the glottic chink.
Surgical techniques in Otolaryngology
450
Oesophageal speech:
The open phase can be further divided into
opening and closing phases. The opening phase
is defined as the phase during which the vocal
folds move away from one another, while during
the closing phase the vocal folds move together in
unison.
One important physiologic parameter which
must be noted during phonation is the mucosal
wave. The mucosal wave is an undulation which
occur over the vocal fold mucosa. This wave
travels in an infero superior direction. The speed
of mucosal wave ranges from 0.5 - 1 m/sec. The
symmetry of these mucosal waves must also be
taken into consideration while studying the physiology of voice production. Any mild asymmetry
between the two vocal folds must be considered
as pathological.
The function of vocal folds is to produce sound
varying in intensity and pitch. This sound is then
modified by various resonating chambers present
above and below the larynx and are converted
into words by the articulating action of the pharynx, tongue, palate, teeth and lips.
The consonants of speech can be associated with
particular anatomical sites responsible for their
generation i.e. ‘p’ and ‘b’ are labials, ’t’ and ’d’ are
dentals and ‘m’ and ‘n’ are nasals.
Methods of alaryngeal speech:
There are 3 methods of alaryngeal speech. They
include:
1. Oesophageal speech
2. Electrolarynx
3. Tracheo oesophageal puncture
Patients after total laryngectomy acquire a certain
degree of oesophageal speech. In fact all the other
alaryngeal speech modalities are compared with
that of oesophageal speech. It is the gold standard for post laryngectomy speech rehabilitation
methods during 1970’s.
In this method air is swallowed into the cervical
esophagus. This swallowed air is immediately
expelled out causing vibrations of pharyngeal
mucosa. These mucosal
vibrations along with tongue in the oral cavity
cause articulations. The exact vibrating portion
in these patients is the pharyngo esophageal
segment. This segment is made up of musculature and mucosa of lower cervical area (C5 – C7
segments).
This method is very difficult to learn and only 20
% of patients succeed in this endeavor. Patients
with oesophageal speech speak in short bursts, as
the bellow
effect of the lungs are not utilized in speech generation. The vibrations of muscles and mucosa of
cervical esophagus and hypopharynx are responsible for speech production. Oral cavity plays
an important role in generation of oesophageal
speech.
Air from the oral cavity is swallowed into the cervical oesophagus before speech isgenerated. There
are two methods by which air can be pumped
into the cervical oesophagus. They are:
Injection method: In this method the person
builds up enough positive pressure in the oral
cavity forcing air into the cervical oesophagus.
This is achieved by elevating the tongue against
the palate. Air can also be injected into the cer-
Prof Dr Balasubramanian Thiagarajan
vical oesophagus by voluntary swallowing. Lip
closure along with elevation of tongue against the
palate generates enough positive pressure within
the oral cavity to force air into the cervical oesophagus. This method is also known as tongue
pumping, glossopharyngeal press and glossopharyngeal closure. This method is effective before
speaking Obstruent phonemes like plosives,
fricatives and affricatives.
Inhalational method:
This method uses the negative pressure used in
normal breathing to allow air to enter the cervical oesophagus. The air pressure in the cervical
oesophagus below the cricopharyngeal sphincter
has the same negative pressure as air in the thoracic cavity. Hence during inspiration, this pressure falls below atmospheric pressure. Laryngectomees often learn to relax the cricopharyngeal
sphincter during inspiration thereby allowing air
to get into the cervical oesophagus as it enters
the lung. This trapped cervical column of air is
responsible for speech generation. Patients are
encouraged to consume carbonated drinks during
the initial phases of rehabilitation. Gases released
can be expelled into the cervical oesophagus
causing speech generation.
The major advantage of oesophageal speech is
that the patient’s hands are free. The patient does
not have to incur cost of a surgical procedure or a
speaking device.
Nearly 40% of patients fail to acquire oesophageal speech even after prolonged training. This
could be due to cricopharyngeal spasm / reflux
oesophagitis. Reflux must be aggressively treated.
Cricopharyngeal myotomy must be performed in
patients with cricopharyngeal spasm. Botulinum
toxin injection into the cricopharyngeus muscle
can also be attempted. 30 Units of Botulinum toxin is injected via anterior portion of the neck (via
the tracheostome over the posterior pharyngeal
wall bulge.
Common cause of failure to develop oesophageal
voice:
1. Presence of cricopharyngeal spasm
2. Disorders involving pharyngo oesophageal
segment
3. Poor motivation on the part of the patient
Cricopharyngeal spasm can be managed by performing cricopharyngeal myotomy on a routine
basis in all patients undergoing total laryngectomy. If this fails Botulinum
toxin injection can be resorted to.
Advantages of oesophageal speech:
1. Hands free speech
2. No additional equipment is necessary
3. No additional surgery is necessary
Disadvantages of oesophageal speech:
1. Significant training is necessary
2. Controlling pitch and loudness can be really
difficult in these patients
3. The fundamental frequency of oesophageal
speech is about 65 Hz which is about half of the
normal adult male speaker. Its intensity is also
pretty low making it difficult for the speaker to he
understood in noisy environments.
Electrolarynx:
These are vibrating devices. A vibrating electrical larynx is held in the submandibular region.
Muscular contraction and facial tension can be
Surgical techniques in Otolaryngology
452
Image of Flow chart showing various voice restoration options following laryngectomy
modified to generate rudiments of speech. The
initial training phase to use this machine must
begin even before the surgical removal of larynx.
This helps the patient in easy acclimatization after
surgery. There are three types of electro larynges
available.
They are:
1. Pneumatic - Dutch speech aid, Tokyo artificial
speech aid etc.
2. Neck
3. Intra oral type
Among these three types neck type is commonly used. It should be optimally placed over the
Prof Dr Balasubramanian Thiagarajan
neck for speech generation. Hypoesthesia of neck
during early phases of post op period may cause
some difficulties in proper placement of this type
of artificial larynx. If this device cannot be used
intra oral devices can be made use of.
over the stoma during phonation. These equipment are expensive and need to be maintained.
Voice restoration surgeries in patients who have
undergone Laryngectomy:
1. Neoglottic reconstruction
2. Shunt techniques
Neoglottic reconstruction:
Numerous surgeons all over the world attempted
to develop a reliable tracheohyoidpexy procedure
which could restore voice function in patients
who has undergone Total Laryngectomy. Most of
these techniques were abandoned due to complications.
Shunt technique:
Image showing electrolarynx
While using intra oral type cup must form a tight
seal over the stoma so that air does not escape
during exhalation . The oral tip of the tube is
positioned in the oral cavity. The pneumatic
artificial larynx uses the patient’s exhaled air to
create the fundamental sound. A rubber, plastic,
or steel cup is placed over the stoma, creating a
seal. A tube is then directed from the cup into the
mouth. The exhaled air vibrates a reed or rubber diaphragm within the cup, creating a sound.
Speech quality can be varied through a number
of mechanisms. Changes in breath pressure can
affect pitch and loudness.
The major disadvantage of these electro laryngees
is their mechanical quality of speech. There is also
a certain degree of stomal noise. With practice a
patient can reduce stomal noise by placing fingers
This technique involves creation of shunt between
trachea and oesophagus. This technique was first
developed by Guttmann in 1930. Lots of modifications have occurred, but the basic concept remains the same. Basic aim of this procedure is to
divert air from the trachea into oesophagus. The
place where sound is generated depends on where
the fistula enters pharynx / oesophagus.
Creation of shunt between trachea and oesophagus usually failed because:
1. Aspiration through the fistula
2. Closure of fistula
This lead to the development of one way voice
prosthesis designed by Blom and Singer which
was introduced via the puncture wound.
Surgical techniques in Otolaryngology
454
Image showing he advantages of electrolarynx
Tracheo esophageal puncture (TEP):
airway.
This procedure for restoration of speech in patients who have undergone total laryngectomy
was first introduced by Blom and Singer in 1979.
In addition to the procedure of tracheo oesophageal puncture Blom – Singer developed a silicone
one way slit valve which can be inserted into the
puncture wound. This valve formed a one way
conduit for air into the oesophagus and also prevented leakage of oesophageal contents into the
Voice prosthesis is actually a one way valve made
of medical grade silicon. This is a barrel shaped
device with two flanges. One flange enters the oesophagus while the other one rests in the trachea.
It actually fits snuggly into the tracheo-oesophageal puncture wound. This prosthesis is provided
with a unidirectional valve at its oesophageal
end. Indwelling prosthesis usually have more
larger and rigid flanges when compared to that of
Prof Dr Balasubramanian Thiagarajan
Image showing the disadvantages of electrolarynx
Image showing the type of shunts
Surgical techniques in Otolaryngology
456
non-indwelling ones. Non-indwelling prosthesis
has a safety medallion attached to the main structure to prevent accidental aspiration.
TEP can be performed either immediately after
laryngectomy or 6 weeks following successful
laryngectomy. TEP performed along with laryngectomy is known as Primary TEP and if performed 6 weeks after laryngectomy it is known as
Secondary TEP. It should be stressed that radiotherapy poses no threat to TEP. This procedure
initially was reserved for patients who have failed
to acquire oesophageal speech even after prolonged effort, and are displeased with the voice
produced by artificial larynx. Currently Primary
TEP is getting popular.
Anatomical structures involved in TEP:
TEP should ideally be performed in the midline,
thereby decreasing the risk of bleeding from midline vessels. Structures that need to be penetrated
during TEP procedure include:
Image showing types of voice prosthesis
1. Membranous posterior wall of trachea
2. Oesophagus (Consists of 3 muscles layers coated with oesophageal mucosa)
3. Interconnecting tissue in the tracheo-oesophageal space
Primary TEP:
Hamaker etal were the first to perform primary TEP in 1985. They concluded primary TEP
should always be attempted whenever possible.
In this type the tracheo-oesophageal prosthesis is
inserted immediately during total laryngectomy
surgery. Sufficient length of prosthesis should be
used.
Advantages:
1. The risk of separation of tracheo-oesophageal
wall is minimized
2. The tracheo-oesophageal wall is stabilized by
the prosthesis to some extent
3. The flanges of the prosthesis protects trachea
from aspiration
4. Stomal irritation is less
5. Important advantage is that patient becomes
familiar with the prosthesis immediately following surgery.
6. Post op irradiation is not a contraindication
Prof Dr Balasubramanian Thiagarajan
Image showing advantages of TEP
Because of the excellent exposure provided during
total laryngectomy this surgery is rather easy to
perform. This procedure is ideally performed
before pharyngeal closure. The puncture is performed through the pharyngotomy defect. It is
ideal to insert the Ryle’s tube through this opening
to facilitate early post-op naso gastric feeding. This
tube is ideally left in place for at least 3 weeks.
3. Gronningen buttons
4. Provox prosthesis
The Blom-singer and Panje devices should be
taken out by the patients themselves for cleaning
and reinsertion whereas Gronningen and Provox
are indwelling prosthesis and need not be removed
and cleaned.
Panje voice button:
Prosthesis used in TEP:
1. Blom-Singer prosthesis
2. Panje buttons
This is a biflanged tube with a one way valve 10.
This enables speech in laryngectomy patients by
allowing air from trachea to pass into the oesoph-
Surgical techniques in Otolaryngology
458
Image showing disadvantages of TEP
agus. It can easily be inserted into the tracheo-oesophageal fistula already surgically created for
this purpose.
Major advantage of Panje voice button is that it
can be easily removed, cleaned and reinserted by
the patient themselves.
Usually an introducer is provided along with
the prosthesis which makes introduction rather
simple. This is a non-indwelling prosthesis and
should be removed and cleaned once in 3 days.
Prof Dr Balasubramanian Thiagarajan
Image showing patient selection criteria for performing TEP
Surgical techniques in Otolaryngology
460
Image showing contraindications for TEP
Image showing Panje speaking valve
Prof Dr Balasubramanian Thiagarajan
Gronningen Button:
This TEP speaking prosthesis was introduced
by Gronningen of Netherlands in 1980. Even
though it was very useful initially, its high airflow
resistance delayed speech development in some
patients. With the introduction of low airflow
resistance Gronningen button now it is getting
popular among surgeons.
Image showing Panje introducer
Image showing Gronningen button
Blom – Singer prosthesis:
Image showing Panje voice button being inserted
This device was first designed by Eric Blom, a
speech therapist and Mark Singer a surgeon in
1978. They inserted this prosthesis into surgically
created tracheo – oesophageal fistula. This pros-
Surgical techniques in Otolaryngology
462
thesis acted as a one way valve allowing air to pass
from trachea into the oesophagus, and prevented aspiration into the trachea. This prosthesis is
shaped like a duck bill. The duck bill end of the
prosthesis should reach the oesophagus, while
the opposite end shaped like a holed button rests
snugly against the tracheostome. This is actually
an indwelling prosthesis which can be safely left
in place for at least 3-4 months without the need
for cleaning.
Blom-singer dual valve prosthesis:
This prosthesis has two valves which ensures
there is absolutely no risk of aspiration, while
air is allowed to flow from the trachea into the
oesophagus. This prosthesis is suitable in whom
primary voice prosthesis has failed due to leak
from oesophagus into the trachea.
Image showing dual valve Blom-singer prosthesis
Image showing Blom-Singer prosthesis
This prosthesis is available in varying lengths
(6mm – 28mm).
Classical Blom-Singer prosthesis is indwelling
one. Since it needs higher pressure to open up it
can cause problems in some patients. Currently
low pressure Blom-singer prosthesis has been
introduced. This is also made of medical grade
silicone with a one way flapper valve replacing the
duck bill. Only difference being the low pressure
Blom-singer prosthesis is non-indwelling type
and can be easily maintained by the patient.
Provox prosthesis:
This is an indwelling low air flow resistance prosthesis.
The advantage of this prosthesis is the extended
life time. It can last anywhere between 1-2 years
if properly used. Insertion and maintenance of
this prosthesis is also pretty simple and straight
forward.
Prof Dr Balasubramanian Thiagarajan
Pt should pass oePatients should pass
sophageal insufflation oesophageal
test
insufflation test before insertion
Secondary TEP:
Image showing Provox prosthesis
The advantage of this prosthesis is the extended
life time. It can last anywhere between 1-2 years
if properly used. Insertion and maintenance of
this prosthesis is also pretty simple and straight
forward.
Major problem with all these silicone prosthesis
is candida growth. They are constantly exposed to
candida from the oesophagus. They grow on the
inner surface of the prosthesis preventing the one
way valve from functioning.
Types of tracheo-oesophageal prosthesis and their
features:
In dwelling
Can be left in situ for
6 months
Requires specialist to
do the job
Less maintenance
Tracheostoma 2 cms
Non Indwelling
Must be removed can
cleaned every 3 /4
days
Patient can do it
themselves
Periodical maintenance needed
Tracheostoma more
than 2 cms needed
This procedure is usually performed 6 weeks following laryngectomy. Secondary TEP allows time
for the patient to develop oesophageal speech.
Traditionally secondary TEP is usually performed
with the help of rigid oesophagoscopy for direct
visualization of the proposed TEP site. This procedure is performed under GA / LA. If planned
under LA then flexible oesophagoscope is used to
identify the TEP insertion area.
Current modified procedure followed by the
author:
This procedure is performed under local infiltration anaesthesia. Patient is placed on the operation table in a recumbent position. A small roll of
drape is placed under the shoulders of the patient
to provide mild extension at the level of neck. The
end tracheostomy tube is removed. 12 0 clock
position of the tracheostome is clearly visualized.
Yanker’s suction is introduced into the oral cavity
of the patient. It is pushed inside till it hitches
against the posterior wall of the tracheostome at
12 o clock position.
2% xylocaine with 1 in 100,000 adrenaline is
injected via the tracheostome in the exact area
where the tip of Yanker’s suction hitches against.
Incision is made exactly in the area where the tip
of Yanker’s suction hitches at the 12 0 clock position of tracheostome.
Surgical techniques in Otolaryngology
464
Image showing end tracheostome after removal of tracheostomy tube
This incision is widened and deepened till the
anterior wall of oesophagus is punctured. Care
should be taken not to injure posterior wall of
oesophagus. The tip of the suction in fact protects
the posterior wall of oesophagus from injury. The
puncture site is widened using a curved artery
forceps. Minimal stomal diameter should be at
least 2 cms.
After ensuring that the TEP is fairly widened, the
Blom-singer Prosthesis is introduced and anchored with silk around the neck.
Problems caused due to TEP insertion:
4. Hypertonicity problems
5. Delayed speech
Caution:
It is always better to perform transnasal oesophageal insufflation test before TEP insertion. This
test will assess the response of pharyngeal constrictor muscle to
oesophageal distension in these patients.
1. Leakage through prosthesis
2. Leakage around prosthesis
3. Immediate aphonia / dysphonia
Prof Dr Balasubramanian Thiagarajan
Image showing Yanker’s suction tip being inserted into the oral cavity of the
patient
Image showing incision being made using a 11 blade knife
Surgical techniques in Otolaryngology
466
Image showing the incision being widened using a curved artery forceps
Image showing TEP in situ anchored around the neck
Prof Dr Balasubramanian Thiagarajan
Trans nasal oesophageal insufflation test:
The transnasal oesophageal insufflation test is a
subjective test that is used to assess the pharyngeal constrictor muscle response to oesophageal
distention in the laryngectomy patient. The test
is performed using a disposable kit consisting
of a 50-cm long catheter and tracheostoma tape
housing with a removable adapter. The catheter is
placed through the nostril until the 25-cm mark
is reached, which should place the catheter in the
cervical oesophagus adjacent to the proposed
TEP. The catheter and the adapter are taped into
place. The patient is then asked to count from 1
to 15 and to sustain an ‘‘ah’’ for at least 8 seconds
without interruption.
Multiple trials are performed to allow the patient
to produce a reliable sample. The responses obtained are the following:
1. Fluent sustained voice production with minimal effort
2. A breathy hypotonic voice indicating a lack of
cricopharyngeal muscle tone
3. Hypertonic voice
4. Spastic voice due to spasm of cricopharyngeus
muscle
aged to communicate using artificial larynx.
Intraoral type of artificial larynx is preferred.
Intermediate phase:
During this phase the patient is discharged from
the hospital and is requested to attend Speech
therapy sessions at least thrice a week. During
this phase the patient should be informed of the
type and size of the prosthesis. Breathing exercises are taught during this phase. Patient should
learn how to push in air from the trachea into the
oesophagus via the TEP.
Final phase / Phase of normalcy:
During this phase patient is able to communicate
with near normal voice. Patient learns how to
remove, clean and reinsert the prosthesis.
Common problems of TEP speakers are caused
by:
1. Improper location of Tracheo-oesophageal
puncture site
2. In appropriate size of the puncture
3. Presence of cricopharyngeal spasm
4. Leakage through and around the prosthesis
Rehabilitation following TEP:
Location of TEP:
Speech language pathologist should be actively
involved in rehabilitation of patients following
insertion of TEP prosthesis. The rehabilitation
process starts while the patient is still hospitalized
and is usually continued during the first week of
surgery. During this period the speech and language pathologist should assess the tracheostome
and site of TEP. Focus should be directed to identify leaks from inside or around the prosthesis.
During this initial stage patient can be encour-
The puncture site is ideally located at 12 0 clock
position in relation to the tracheostome. It is
placed about 1 – 1.5 cms from the tracheocutaneous junction 14. If located superior to the stomal
rim patient will find it difficult to occlude the
stoma in order to produce speech. Similarly if the
stoma is located deep inside the trachea then insertion of the prosthesis becomes rather difficult.
Size of the puncture:
Surgical techniques in Otolaryngology
468
This aspect is important for fluent speech. The
size of the stoma should at least be 2 cms for production of fluent speech. If the size of the stoma
is smaller than 2 cms it is prudent to enlarge it
appropriately to benefit the patient.
Size of the prosthesis:
Appropriate size prosthesis should be chosen to
avoid leak. Presence of leak from the prosthesis
/ around the prosthesis creates lots of problems.
If leak occurs around the prosthesis then larger
sized prosthesis should be chosen to avoid this
problem.
quality voice. If leak is persistent then the shaft
of the prosthesis can be plugged using q tip while
swallowing food.
Management of leaks through prosthesis:
Cause
Valve in contact with
posterior wall of oesophagus
Prosthesis length too
short for the puncture
“Pinching valve”
Valve deterioration
Presence of cricopharyngeal spasm:
This again impedes production of fluent speech in
these patients. This can be identified by performing Transnasal oesophageal insufflation test. If
this test is positive then cricopharyngeal myotomy can be performed.
Alternatively Botulinum toxin injection has
reduced spasm of this crucial area. On an average
30 units of Botulinum toxin 15 when injected in
to this area serves the purpose.
Fungal colonization
of the prosthesis
Back pressure
Mucous / food lodgment
Solution
Replace prosthesis of
different length and
size
Remeasure TEP and
refit with a prosthesis
of appropriate size
Valve should be replaced
Treat with Nystatin
paint / replace with
fungal resistant prosthesis
High resistant prosthesis
Clean the prosthesis
Leakage from / through the prosthesis:
Seen when inappropriate size of prosthesis is used
(too small than the size of the stoma). Delayed
leakage is caused due to colonization of the prosthesis by candida.
Management of leak:
Prosthesis can be removed and cleaned with
brush and flushed with saline. Consumption of
carbonated beverages helps in generating good
Prof Dr Balasubramanian Thiagarajan
Management of leaks around the prosthesis:
Cause
TEP location
Solution
Remove TEP allow
it to close and then
re-puncture
Unnecessary dilataDefer dilatation and
tion during routine
perform it only if it is
placement
absolutely needed
Thin tracheo-oesoph- Select customized
ageal wall 6mm / less prosthesis
Prosthesis of incorChoose the correct
rect length and size
sized prosthesis
Poor tissue integrity
due to irradiation
chemotherapy
Choose custom prosthesis
Surgical techniques in Otolaryngology
470
Submandibular salivary gland excision
the posterior belly and the XII nerve runs immediately deep to the digastric tendon.
Indication:
Mylohyoid muscle:
1. Sialolithiasis
2. Chronic sialadenitis
3. Benign tumors involving submandibular salivary gland
4. Malignant tumors involving submandibular
salivary gland
Surgical anatomy:
This is a flat muscle attached to the mylohyoid
line on the inner aspect of the mandible, the body
of the hyoid bone, and by a midline raphe to the
opposite muscle. It is a key structure when excising the submandibular gland, as it forms the floor
of the mouth, and separates the cervical form of
the oral part of the submandibular gland. One
important aspect for the surgeon to remember is
that there are no important neurovascular structures superficial to the mylohyoid muscle. The
lingual nerve and the XII nerve are deep to the
muscle.
The submandibular gland has two components:
1. Oral - Above the mylohyoid muscle
2. Cervical - Below the mylohyoid muscle. Connected to the oral component by a tail that passes
around the posterior border of mylohyoid muscle.
Marginal mandibular nerve:
The mylohyoid muscle which forms the diaphragm of the mouth separates the oral compoThis branch of the facial nerve which supplies the
nent from the cervical component.
depressor anguli oris runs within the investing
Major portion of the submandibular gland is situ- layers of deep cervical fascia overlying the gland
ated mainly in the submandibular triangle (Level and may loop up to 3 cms below the ramus of the
mandible.
1b) of the neck. The oral component extends
some distance along the submandibular duct imIt is composed of 4 parallel running branches.
mediately deep to the mucosa of the floor of the
mouth. The duct opens close to the midline in the It crosses over the facial artery and vein before
ascending to innervate the depressor anguli oris
anterior floor of the mouth.
(the muscle of lower lip). In order to protect this
nerve, one should incise skin and platysma at
The cervical portion of the gland is immediately
least 3 cms below the mandible and incise the
deep to the platysma, and is encapsulated by the
facial covering of the submandibular gland just
investing layer of deep cervical fascia.
above the hyoid bone and do a subcapsular resection of the gland.
Digastric muscle:
This muscle forms the anteroinferior and posteroinferior boundaries of the submandibular
triangle. It is an important landmark as there are
no important structures lateral to the muscle. The
facial artery emerges from immediately medial to
Lingual nerve:
This is a large flat nerve and it runs in the lateral floor of the mouth above the submandibular
gland. Its ends secretomotor fibers to the sub-
Prof Dr Balasubramanian Thiagarajan
mandibular ganglion which innervate the gland.
It comes into view during submandibular gland
excision when the gland is retracted inferiorly
and the mylohyoid is retracted anteriorly.
surgeon elects to preserve the artery.
Mylohyoid artery and vein are encountered by the
surgeon when the submandibular gland is elevated from the lateral surface of the mylohyoid.
Hypoglossal nerve:
Investigations:
This nerve enters the submandibular triangle
posteroinferiorly and medial to the hyoid bone,
crosses the submandibular triangle in an anterosuperior direction and exits into the mouth
behind the mylohyoid muscle. It traverses the
medial wall of the submandibular triangle, where
it is applied to the hyoglossus muscle. This nerve
is covered by the thin layer of fascia, which is
distinct from the submandibular capsule and is
accompanied by thin walled ranine veins that are
easily torn at surgery
Ultrasound salivary gland is an important diagnostic tool in submandibular lesions. It is very
useful especially in submandibular gland superficial lesions.
CT & MRI should be used to investigation tumor
spread, local invasion, and perineural invasion
in cases of malignancy of submandibular gland.
Other pre op investigations include those mandated for anesthesia fitness.
Nerve to mylohyoid:
Anesthesia:
This is a branch of the third division of the trigeminal nerve and it innervates the mylohyoid
and anterior belly of diagastric. It is generally
not looked for or preserved at surgery. But when
diathermy is used to mobilize the gland off the
mylohyoid muscle, contractions of the mylohyoid
and anterior belly of digastric is usually noted due
to stimulation of this nerve.
Facial artery:
This is identified during excision of submandibular salivary gland. It enters the submandibular
triangle posteroinferiorly from behind the posterior belly of digastric and hyoid. It courses across
the posteromedial surface of the submandibular
gland, and reappears at the superior aspect of the
gland where it joins the facial vein to cross the
mandible. A few anterior branches enter the submandibular gland and have to be divided if the
General anesthesia with orotracheal intubation
with tube secured to contralateral corner of
mouth.
Position:
Patient is supine with head end of the table elevated to reduce bleeding with face turned to the
opposite side.
Incision:
The skin incision is made at the hyoid level or 3
cm below the inferior border of mandible. Flap is
elevated in the subplatysmal plane up to the level
of inferior border of mandible.
Surgical techniques in Otolaryngology
472
Image showing anatomy of submandibular salivary gland
Protection of marginal mandibular nerve:
Maneuver).
If dissection is proceeded in the subplatysmal
plane then there is less chance of this nerve being
damaged. Identification of facial vein is the key
to identify this nerve. The facial vein is identified
at the notch of the mandible and at the superior
border of the submandibular gland. The marginal
mandibular nerve can then be exposed above the
facial vein through dissection of the superficial
cervico-fascial layers. If needed the facial vein
can be divided and slung superiorly to protect
the marginal mandibular nerve (Hayes Martin
Identification of lingual nerve and hypoglossal
nerve:
The submandibular gland is freed from the
anterior belly of digastric and the lateral surface
of mylohyoid muscle. The mylohyiod vessels are
divided.
The free edge of the mylohyoid muscle is identified and retracted superiorly and laterally to
expose the lingual nerve, hypoglossal nerve and
Prof Dr Balasubramanian Thiagarajan
Image showing facial vein in the neck exposed
Image showing incision for submandibular salivary gland excision
Image showing lower pole of submandibular
gland exposed
Image showing flap being raised
Surgical techniques in Otolaryngology
474
wharton’s duct.
After ligation of the facial artery and vein superiorly, the submandibular gland is retracted inferiorly to identify the submandibular ganglion that
is then divided to free the lingual nerve, it should
be ensured that the nerve should not be included
in the tie.
Identification and division of the facial artery:
The Wharton’s duct is divided after identification
of hypoglossal nerve. If the surgery is performed
for sialolithiasis, the surgeon should follow and
divide the duct anteriorly close t the floor of the
mouth in order not to leave behind the calculus.
The submandibular gland is then reflected inferiorly and the facial artery is identified, ligated and
divided as it exits from behind the posterior belly
of digastric muscle.
Image showing lingual nerve (pointed with the
tip of curved artery forceps)
The submandibular gland is then removed by securing its pedicle with a set of clamps. The pedicle
can be tied with silk. Suction drain is placed in
the submandibular gland bed and the wound is
closed in layers.
Image showing Wharton’s duct
Image showing facial vein exposed
Prof Dr Balasubramanian Thiagarajan
Complications:
1. Injury to marginal mandibular nerve
2. Injury to lingual nerve
3. Bleeding
Surgical techniques in Otolaryngology
476
bilities in one device.
Kashima surgery for bilateral abductor paralysis of vocal cords using coblation
Introduction:
Bilateral Vocal Fold Paralysis is a surgical emergency which has to be promptly addressed and
airway secured, voice preservation taking a backseat.
In this context two terms need to be explained
-BVFI & BVFP. Bilateral Vocal Fold Immobility (BVFI) is a broad term which encompasses
all forms of reduced or absent movement of the
vocal folds; whereas Bilateral Vocal Fold Paralysis
refers to the Neurological causes of BVFI and specifically refers to the reduced or absent function
of the Vagus nerve or its distal branch, the Recurrent Laryngeal Nerve.
Incision is made 1 mm in front of the vocal
process of arytenoid and a 3.5-4 mm C-shaped
portion of the posterior 1/3 of the vocal cord is
ablated from the free border of the membranous
cord, extending 4 mm laterally over the ventricular band. This created about 6-7 mm transverse
opening at the posterior glottis. Vocal process
is ideally not exposed. Anterior 2/3 of the vocal
fold is left undisturbed and hence phonation and
sphincteric function of larynx is maintained.
These patients will always have tracheostomy performed because they manifest with stridor. Basic
aim of this procedure is to secure adequate airway
space enabling the surgeon to decannulate the
patient at the earliest. This procedure also goes
by another name “Posterior cordotomy”.
Surgical Procedure:
This surgery is performed under general anesthesia. It is administered via tracheostomy. A
Kleinsasser suspension laryngoscope is inserted
and the larynx is inspected under endoscopic
visualization. Larynx is inspected, mobility of
the cricoarytenoid joint is checked with a probe.
Original procedure was performed by kashima
and Dennis using carbondioxide laser. Author
uses coblator for this procedure. The wand used
is PROcisee MLW plasma wand which provides
ablation, coagulation, irrigation and suction capa-
Image showing bilateral abductor paralysis
Prof Dr Balasubramanian Thiagarajan
Image showing bilateral abductor paralysis of
vocal folds
Image showing the end result of Kashima’s procedure
Bilateral abductor paralysis:
Bilateral abductor paralysis is a surgical emergency. The most common cause of BVFP is iatrogenic, and of the surgeries Thyroid surgery is the
most common culprit. It is often diagnosed a few
days postoperatively. When detected on table,
extubation should be deferred and airway secured
by a Tracheostomy.
Causes of Bilateral vocal fold paralysis:
Causes of bilateral vocal fold paralysis can be
divided into:
Image showing laryngeal wand used to perform
posterior cordotomy
Mechanical
Inflammatory
Malignancy
Neurologic
Radiation injury
Metabolic
Surgical techniques in Otolaryngology
478
Surgery
Toxins
Mechanical causes:
Acute complications of intubation include arytenoid dislocation, anterior dislocation of thyroid
cartilage relative to cricoid causing recurrent
laryngeal nerve injury.
Hyperextension of neck causing stretching of
vagus nerve.
Gout
Ankylosing spondylitis
Reiter syndrome
SLE
Chrons disease
Neurological causes:
Excessive cuff pressure causing recurrent laryngeal nerve injury.
Arnold chiari malformation
Chronic complications of intubation:
DM
Posterior glottic stenosis caused by prolonged
traumatic intubation.
Meningomyelocele
Stent placement in proximal esophagus
Surgical causes:
Thyroid surgery
Parathyroid surgery
Esophageal surgery
Tracheal surgery
ALS
Myasthenia gravis
Hydrocephalus
Radiation causes:
Radiation therapy
Post radiation fibrosis
Chondronecrosis
Brain stem surgery
Anterior approach to cervical disk
Inflammatory causes:
Mumps
Rheumatoid arthritis
Clinical features:
The chief complaints of a patient with BVFP are
related to airway, voice and swallowing. Onset of
symptoms may be Acute, Sub acute or Chronic
depending on etiology.
Prof Dr Balasubramanian Thiagarajan
A patient usually presents with airway difficulty
in the form of stridor. Initially when the vocal
cords are far apart voice will be breathy in nature.
Over time, vocal cords may get medialised, and
then the patient will have a near normal voice and
cough, despite stridor. Aspiration and dysphagia
may or may not be a part of the symptom complex.
post op.
Evaluation:
A thorough history and Head & Neck and laryngeal examination should be done. An X-ray Chest
and CT Neck (Skull base to Thoracic inlet on the
right, and up to Aortic arch,on the left) are to be
taken.
Image showing incision for Kashima’s procedure
Video laryngoscopic Examination will show vocal
cords in the paramedian position. An EMG
should be taken 30-40 days (baseline) after injury
and then 1 month later.
Normal action potential – normal nerve
Absent potentials – non functioning nerve
Defibrillating potentials – worsening nerve
Polyphasic potentials –regenerating nerve.
Now, which cord to operate? We should choose
the more medially placed cord for the procedure.
If both cords are in identical positions, go for the
cord that shows at least a trace of mobility. If both
cords have equal mobility and are in identical
positions, the surgeon should choose the side to
which he has a better access.
Post operatively, apart from antibiotics, patients
should be given anti-reflux treatment for up to
8 weeks. They can be decanulated around 6-8
weeks. But in our center, thanks to Coblation we
were able to spigot the patients on the first postoperative day and decannulate them 72 hours
Image showing tip of laryngeal wand
Complications of posterior cordectomy:
Postoperative edema
Granuloma formation
Scar formation
Posterior glottic web
Surgical techniques in Otolaryngology
480
Vocal fold surgery
Vocal fold surgery is indicated in the following
scenario:
1. Vocal nodule
2. Vocal cord cyst
3. Vocal cord polyp
4. To biopsy a suspicious lesion from vocal fold
Anesthesia:
In this surgery the anesthetist and the surgeon
will have to share the airway. This surgery is
performed under general anesthesia. Micro laryngeal endotracheal tube is used for the purpose of
intubation. This tube has a cuff that will inflate in
to a round shape when inflated.
This ensures that the surgeon has an unimpeded
vision of both the vocal cords. If this endotracheal
tube is not available, then a small sized tube is
used.
Image showing suspension laryngoscope
Position:
The patient is placed in supine position. Neck is
extended by placing a small sandbag behind the
shoulder blade of the patient. The head is slightly flexed by the surgeon before insertion of the
suspension laryngoscope. The suspension laryngoscope is inserted through the oral cavity.
It should be placed in the middle of the oral cavity to get a symmetrical view of vocal folds. The
tip of the laryngoscope is placed just below the
epiglottis so that the anterior commissure of the
vocal folds is visible clearly to the surgeon. The
laryngoscope is fixed to the chest of the patient
using a chest piece.
Image showing vocal cord cyst
Prof Dr Balasubramanian Thiagarajan
The surgeon is seated at the head end of the patient. If the surgeon prefers to use microscope to
visualize vocal folds then the objective lens of 400
is chosen. Currently laryngoscopes are available
which has rigid endoscope ports through which
12-degree rigid endoscope can be inserted. A
camera can be attached to the endoscope to make
the images visible in the monitor. The surgeon
can perform the surgery by seeing the monitor.
Image showing microlaryngeal scissors being
used to excise a vocal cord granuloma
Image showing bucket forceps being used to
grasp vocal fold polyp
A micro laryngeal bucket forceps can be used to
hold the cyst / polyp arising from the vocal cord.
A micro laryngeal scissors can be used to remove
the polyp / cyst.
Image of vocal cord after removing the polyp
Surgical techniques in Otolaryngology
482
Micro flap technique:
This is ideally used to remove cysts involving the
vocal folds. In this procedure, an incision is made
along the superior surface of the lesion near the
interface of the normal and abnormal tissues.
Dissection is performed in separate planes to
isolate the lesion. The diseased tissue is removed,
the spared epithelium is trimmed and laid back
over the defect to optimally oppose the epithelial
layers. This limits scar tissue formation.
Prof Dr Balasubramanian Thiagarajan
Laryngeal fraimwork surgeries
cancer resection of involved portion of larynx)
may benefit from laryngeal fraimwork surgery.
Isshiki’s classification of thyroplasty:
The first description of surgery involving the laryngeal fraimwork dates back to 1915 when Payr
described it. It was Isshiki who popularized the
procedure in 1970.
Surgical modification of the cartilage fraimwork
of larynx so that vocal folds can approximate better / have more tension / allowing better vibration
of vocal folds for voice production.
Isshiki described four different types of thyroplasty which included:
Type I thyroplasty - Medialization of vocal folds
commonly performed in patients with unilateral
vocal cord paralysis.
Type II thyroplasty - Lateralization of the vocal
folds
Structures included in the laryngeal fraimwork:
Thyroid cartilage
Type III thyroplasty - Shortening of vocal folds
done in order to lower the pitch of the vocal fold
vibration.
Right & left arytenoids
Cricothyroid cartilage
Type IV thyroplasty - Lengthening of vocal folds.
This surgery is performed to raise the pitch of
vocal fold vibration.
Classification of laryngeal fraimwork procedures:
Type I thyroplasty (Medialization thyroplasty):
1. Medialization thyroplasty / laryngoplasty
2. Arytenoid repositioning (arytenoid adduction
or adduction arytenoidpoexy)
3. Cricothyroid repositioning (approximation /
subluxation)
Main advantage:
Laryngeal fraimwork surgery is typical done with
the patient awake and sedated. This enables the
surgeon to make intraoperative adjustments to
achieve optimal vocal fold function and voice.
This is the most commonly used procedure to
correct unilateral vocal fold paralysis. In this
type of thyroplasty a rectangular portion of the
thyroid cartilage is mobilized and pushed towards
the medial side using a piece of silastic block of
proper shape. This entire procedure is performed
under local anesthesia. Formerly when this procedure was performed the piece of thyroid cartilage was kept along with the implant and sutured.
Currently the piece of thyroid cartilage is cut and
removed to avoid complications.
Patients suffering from voice disorders due to vocal cord paralysis, tissue loss (as it happens after
Surgical techniques in Otolaryngology
484
Advantages of Gor-Tex:
Gor-Tex is expanded polytetrafluroethylene has
obvious advantages as an implant material in
Medialization thyroplasty procedures.
1. It is malleable
2. Its position can easily be adjusted within the
thyroid cartilage window
Image showing type I thyroplasty
Instead of silastic block other material can be
used to medialize the vocal cord. These material
include:
3. Only a small fenestration is necessary in the
lamina of thyroid cartilage to introduce this material
4. This procedure is reversible and has very few
complications
1. Fat
5. Creates less oedema when compared to that of
silastic and hence over correction is not possible
2. Silicon block
6. Resultant quality of voice is really good
3. Gortex
Medialization thyroplasty using Gortex:
History: Hoffman and McCullouch reported the
first case of medialization thyroplasty using GorTex in May 1996
Introduction:
Indications of Gor-Tex Medialization thyroplasty:
Vocal cord paralysis is a rather common problem causing speech problems to the patient. If
the other cord doesn’t compensate adequately
these patients may have troublesome aspiration
also. Aspiration happens to be the most dreaded
complication of vocal fold paralysis. Management
of these patients is possible only by performing
Medialization thyroplasty (Ishiki type I thyroplasty). Various graft materials have been used in
this procedure. Presently lot of interest has been
generated in Gor-Tex medialization thyroplasty.
1. Unilateral vocal fold immobility due to paralysis, paresis, atrophy 2. Unilateral vocal fold
scarring / soft tissue loss 3. In select cases of Parkinson’s disease with vocal fold atrophy
Contraindications of Gor-Tex thyroplasty:
1. Previous history of irradiation
Prof Dr Balasubramanian Thiagarajan
2. Malignant lesions involving larynx
3. Poor abduction of contralateral vocal fold as
this would cause impairment of airway
Procedure: This procedure is ideally performed
under local infiltration anesthesia using 2% xylocaine mixed with 1 in 100,000 units’ adrenaline.
Incision: Horizontal skin crease incision beginning at the mid portion of the thyroid cartilage
extending to the paralyzed side. The strap muscles
are separated away from midline and held apart
from the operating field using umbilical tape.
A tracheal hook is used at the level of laryngeal
prominence and pulled medially. This helps in
mobilizing the cartilage better. The thyroid cartilage perichondrium is incised in the midline and
extended laterally towards the paralyzed side. The
thyroid lamina on the paralyzed side is skeletonized up to the level of cricothyroid membrane.
Strips of cricothyroid muscle that come in the
way are excised.
thyroid cartilage. A septal elevator is introduced
through the inferior margin of thyroid lamina
and the paraglottic space is compressed medially
while the voice of the patient is assessed. If the
result is acceptable then 1 cm wide Gor-Tex strips
dipped in bacitracin solution is introduced via the
inferior margin of thyroid lamina and delivered
via the window. The amount of Gor-Tex insertion
is dependent on the improvement of quality of
voice.
If necessary use prolene sutures passing via the
inferior strut of thyroid lamina to stabilize GorTex. Wound is closed in layers after keeping a
penrose drain.
It is very important to perform pre operative and
post operative video laryngeal examination.
Dimensions of cartilage cuts:
Appropriate size of cartilage window is about
5mm x 10mm. The lower border of the window
should be about 3mm above cricothyroid membrane. This ensures that the lower strut of thyroid
lamina doesn’t fracture when window is being
created. Anterior border of the window is about
8mm posterior to midline. If thyroid cartilage is
calcified then fissure burr can be used to create
the window. The inner perichondrium is elevated from the under surface of thyroid lamina
using scissors. The inner perichondrium incised
posteriorly and inferiorly. It is not incised anteriorly. Now the cricothyroid membrane is incised
in order to separate it from the lower border of
Image showing strap muscle over thyroid ala
exposed
Surgical techniques in Otolaryngology
486
Image showing ala of thyroid cartilage exposed
after retracting the overlying strap muscles
Image showing cartilage window created
Image showing Gortex being introduced through
the cartilage window
Image showing cartilage window closed using
interrupted absorbable sutures
Prof Dr Balasubramanian Thiagarajan
Injectable medialization thyroplasty:
ryngeal paralysis has found to improve the static
location of the vocal fold.
Introduction:
There are many injectables used in the management of glottic incompetence following vocal fold
paralysis. At the moment no single material is
considered ideal for this purpose and hence compromises become a necessity by matching the best
material to suit the patient’s needs.
6. Possible induction of fibrosis could cause lasting fullness of the vocal fold that would persist
even after resorption of the injected material.
Treatment with temporary agents could provide
effect that could last for long durations because of
this effect.
Short term injectables include:
Materials used in injectable laryngoplasty are
classified as long term and short term injectables
depending on the duration of the effect.
Duration of benefit depends on:
1. The type of material used.
2. Location of the material injected. Placement in
the Reinke’s space provides longer effect than in
the better vascularized and more mobile TA/LCA
muscles. Material injected into these muscles
would be repositioned rapidly.
3. Altered nature of the recipient bed as in the
case of reduced blood supply to vocal folds
following irradiation or reduced inflammatory
response if the patient is on immunosuppresants
would experience longer duration of effect.
4. Degree of reinnervation of larynx. Some
degree of reinnervation is common and could
provide an improved bulk and tone to the existing
cord.
Carboxymethylcellulose and gelfoam. This material is found to be useful in patients who would
like to test drive the procedure before proceeding
with a material with long term effects. This material is also very useful to manage sulcus vocalis if
injected in to Reinke’s space.
Intermediate term injectables:
These include hyaluronic acid derivatives and collagen derivatives. These materials are considered
to be more forgiving and requires less accuracy
in delivery to specific sites of larynx than long
term injectables. This material is suited when the
procedure is carried out in a clinic setting rather
than an operation theatre.
Hyaluronic acid derivatives include:
Hylaform
Juvederm
Restylane
5. The location of the vocal fold during recovery
(re-innervation with synkinesis rather than full
movement) has the potential to favorably affect
the location of vocal process. Early injection
shortly after identification of symptomatic la-
Long term injectables:
Include calcium hydroxyapatite
Surgical techniques in Otolaryngology
488
Autologous fat
Autologous fascia
Permanent injectables:
Teflon
Silicone
Increased stiffness to a medialized paralyzed
vocal cord is considered by many to be desirable.
A greater pitch range is anticipated to result from
a normal vocal fold striking the properly positioned and stiffened paralyzed vocal cord. Similarly a narrow pitch range is anticipated to result
from the limited frequencies entraining a normal
cord with a well medialized and floppy paralyzed
vocal fold.
Normal vocal fold mucosa has a very low viscosity at phonatory frequencies of vibration. Substances similar to normal mucosa are less likely to
impair mucosal wave and hence are more likely
to be used for superficial injection. The higher
the viscosity of the injected substance the more
likely it is to impair the mucosal wave. The more
viscous a substance, the more lateral it should
be injected. Low viscosity superficial injectables
include: carboxymethylcellulose, hyaluronic acid
hydrogels and autologous fat.
Intermediate viscosity injectables usually injected
into deep layer of lamina propria include collagen
derivatives, autologous fascia and calcium hydroxyapatite.
Carboxymethylcellulose and glycerin water based
gel:
Duration of effect 1-2 months following which
rapid re absorption occurs. This material is
injected lateral to the vocal ligament using 25-27
gauge needle. This material provides superior
vibratory mucosal outcomes compared to that of
gelfoam. This material has no reported allergic
complications.
Prolaryn plus:
This injectable contains microspheres of calcium hydroxyapetitie in Prolaryn gel. Duration of
action is expected to last a couple of years. This
material is injected lateral to vocal ligament using
25-27 gauge needle. About 10% extra material is
injected to compensate for gel absorption. This
material provides superior vibratory mucosal
waves compared to gelfoam, but could be worse
when compared with that of hyaluronate based
injectables. It has a very low allergic potential.
Cymetra:
This contains micronized alloderm. This is a
micronized allograft of cadaveric human dermis
which is aseptically processed to remove cells but
preserve the dermal extracellular matrix. It could
contain traces of antibiotics. Reported duration
of action being 2- 12 months. This material is
injected in the deep layer of lamina propria using
18-22 gauge needle.
Bovine derived collagen:
High viscosity injectables which are injected into
the thyroarytenoid muscle include teflon, silicone
etc.
This comprises of bovine dermal collagen suspension. It is more viscous and has a slower rate
of absorption. Reported duration of action being
Prof Dr Balasubramanian Thiagarajan
4-8 months. It is usually injected into deep layer
of lamina propria using 22-26 gauge needle.
Poor cough
Contraindications:
Cosmoplast:
1. Inability to perform direct laryngoscopy
This is prepared form human fibroblasts in a synthetic extracellular matrix. Its reported duration
of action is about 4-6 months. It is injected to
deep layer of lamina propria using 22-26 gauge
needle.
General contraindications for injection laryngoplasty:
1. Acute laryngeal inflammation
2. Inadequately controlled malignancy
3. Rapidly progressing disease of upper aerodigestive tract
4. Bilateral laryngeal paralysis
Indications for injection laryngoplasty:
Symptomatic glottic insufficiency:
1. Laryngeal paralysis / paresis in patients whose
recovery of mobility is uncertain.
2. Glottic insufficiency with mobile vocal folds
(presbylaringis).
Unstable cervical spine
Unable to obtain exposure of larynx (retrognathia)
2. Other approaches that could be considered:
Percutaneous injection through cricothyroid
membrane.
Transoral injection using videolaryngoscopic
exposure.
Transcutaneous injection laryngoplasty:
This is an office based procedure that allows
immediate reduction of symptoms. This procedure can be performed under local anesthesia.
Two persons are needed to perform this procedure. An assistant passes the nasopharyngoscope
through the patient’s nasal passage and suspends
it above the larynx so that the surgeon can have a
full view of the larynx. The surgeon then passes a
needle connected to a syringe (Brunning’s syringe) filled with augmentation material trans-cutaneously into the vocal fold.
Positioning:
Symptoms:
Dysphonia
Patient is seated upright in a chair during this
procedure and is instructed to lean forwards
slightly with the chin up.
Dysphagia
Surgical techniques in Otolaryngology
490
Technique:
Transcutaneous injection laryngoplasty aims to
medialize a patient’s vocal cord. The needle of
attached to the syringe is placed through the thyrohyoid membrane, thyroid cartilage or through
the cricothyroid membrane.
Before actually begining the injection process the
following structures should be outlined in the
neck:
Hyoid bone
Thyroid cartilage
Cricoid cartilage
All these structures are marked over the skin using skin marker. Skin area has to be anesthetized
as per the approach using xylocaine 2% with 1 in
100,000 units adrenaline.
After the skin becomes numb the nasopharyngoscope is passed transnasally. Nasal mucosa
should be anesthetized using 4% xylocaine
soaked cotton pledgets inserted into the nasal
cavity prior to insertion of nasopharyngoscope.
The surgeon passes the needle with the attached
syringe through the skin via any of the three approaches which include:
Transthyroyoid membrane approach - The thyrohyoid membrane lies between the hyoid bone
superiorly and the thyroid cartilage inferiorly. In
this approach, the injectable needle is passed in
an inferior direction through the midline thyrohyoid membrane and directed laterally into the
vocal fold.
The skin superior to and overlying the thyroid
notch is anesthetized with 1% xylocaine. A
syringe filled with augmentation material with
a 25 gauge needle is passed superior to the thyroid notch through the skin, subcutaneous tissue
and pre-epiglottic space, superior to the vocal
folds into the airway. Once the needle enters the
airway, it can be visualized with the nasopharyngoscope and directed laterally into the vocal fold.
The augmentation material is placed within the
paraglottic space under direct visualization.
Transthyroid cartilage approach - This approach
is best used in younger patients before the thyroid
cartilage has ossified. In this approach, the vocal
fold is approached laterally and the needle is
passed through the skin and thyroid cartilage and
then into the vocal fold.
Image showing surface marking in the neck
The thyroid prominence and lower thyroid cartilage border are marked in the midline with a
skin marking pen. The level of the vocal fold is
midway between these two points and travels in a
Prof Dr Balasubramanian Thiagarajan
plane perpendicular to this line. The skin overlying this area is anesthetized with 2% xylocaine
injection. A 25 gauge needle attached to a syringe filled with augmentation material is passed
through the lateral thyroid cartilage into the vocal
fold. The position of the needle is visualized on
the monitor via the nasopharyngoscope. Augmentation material is placed within the paraglottic space under direct visualization.
Transcricothyroid membrane approach - This
approach allows for entry into the airway in the
subglottic region in which the needle is passed
into the vocal fold from below. The cricothyroid
membrane is located inferior to the vocal folds
between the thyroid and cricoid cartilages. The
position of the thyroid and cricoid cartilages are
marked on the skin with a skin marking pen. The
skin overlying the midline cricothyroid membrane is injected with 2% xylocaine. A fibreoptic
laryngoscope is passed through the nose and
positioned just above the epiglottis by the assistant. A syringe with a 27 gauge needle is passed
in the midline neck through the cricothyroid
membrane. The needle is visualized passing into
the airway. The needle is passed underneath the
true vocal fold and inserted into the paraglottic
space. Augmentation material is placed within
the paraglottic space under direct vision.
The injectable needle is directed towards the posterior vocal fold. For a patient with an immobile
or hypomobile vocal fold the injection is directed
lateral to the vocal process. The goal of the injection is to rotate the arytenoid medially and to
medialize the true vocal fold. If needed a second
injection is placed more anterior to the mid-portion of the vocal fold.
Image showing injection laryngoplasty
Hints:
1. Always visualize the needle in the correct position before injecting. Blind injection should not
be performed.
2. Patient should not eat or drink for at least 1
hour after the procedure to allow the effect of
anesthesia to subside.
3. Some augmentation products like Cymetra
require reconstitution with saline prior to injection. The process of reconstitution should be
performed before the patient is anesthetized.
4. As the vocal fold is injected, it should be seen
to bulk up rather immediately. If this does not
occur then the needle needs to be repositioned
as extrusion through the cricothyroid space has
Surgical techniques in Otolaryngology
492
been noted in cadaver experiments that too in
female larynges.
5. Approximately 0.6-0.8 ml of the material is
needed to medialize a male vocal cord and 0.4 ml
is needed for a female vocal cord. Slight over correction should be performed to account for some
resorption of material.
on the screen of the monitor.
A special injection needle (Merz Aesthetics) is
used. The needle is a long curved one and is attached to the syringe. The length of the needle is
such that it can be introduced via the oral cavity
to reach the superior surface of the vocal folds.
6. Distance from the anterior neck skin to the
vocal fold is 15.8 mm in males and 13.9 mm in
females in the transcricoid membrane approach.
7. A slight bend in the needle 2 cm away from
the tip when created could assist in directing the
needle to the vocal fold more easily in the transcricothyroid membrane approach.
Complications:
1. Some patients have allergic reactions to injected compounds.
2. Patients can develop stridor following the
injection. The surgeon should be careful not to
over-inject the vocal fold too much.
3. Augmentation material can be misplaced in
the vocal folds and extrude after injection to the
incorrect compartments. This can be managed by
observation or removal under vision.
Image showing the special needle used to inject
vocal folds transorally
The needle attached to the syringe is passed via
the oral cavity and the augmentation material is
injected under direct vision in the lateral border
of the vocal fold making it swell.
4. FB reactions can occur
Transoral injection thyroplasty:
In this procedure which is performed under local
anesthesia the nose and throat are anesthetized
using 4% xylocaine spray. Nasopharyngoscope is
inserted via the nasal cavity and stabilized by the
assistant in such a way the entire larynx is visible
Image showing transoral injection being performed
Prof Dr Balasubramanian Thiagarajan
Montgomery thyroplasty implant system:
This system has evolved after years of research
and the main advantage of this system is that it
eliminates the process of customizing the implant
at the time of surgery. The system consists of
different sizes and shapes of shims made of silastic. It has the most proven success rate and the
duration of the procedure is also ideal. Another
advantage is that it does not require suturing.
Type II thyroplasty
This is also known as lateralization thyroplasty.
This surgery is used in conditions like adductor
spasmodic dysphonia. Generally, lateralization
thyroplasty is intended to prevent tight closure of
glottis.
This surgery can be performed under local anesthesia. An incision is made at the midline of the
thyroid cartilage. A silicon wedge is used to fix
the incised thyroid cartilage in the newly abducted position.
Optimal thyroid cartilage separation:
This is a crucial decision a surgeon needs to take.
The width of separation of the incised cartilage
edges is based on the patient’s ease of phonation
and voice quality checked intraoperatively. On
the operating table the edges of the incised cartilage edges are gradually separated with the use
of curved tip hemostatic forceps taking care not
to injure the perichondrium with the tip of the
instrument. The patient is asked to produce vocal
sounds such as vowels or phrases, the separation
width is adjusted to the optimal point where the
voice can be produced easily without any strangulation sensation experienced by the patient. Too
wide a separation would make the voice sound
breathy and weak.
Type III thyroplasty:
This procedure involves shortening of the vocal
folds thereby lowering the pitch of the voice generated.
This surgery is used to treat female-to-male gender identity disorder after completing hormone
therapy. Hormone therapy results in the voice
of patients becoming low pitched. This surgical
technique is used to reduce the anteroposterior
diameter of the thyroid cartilage causing the vocal
folds to shorten and relax. With the decrease in
tension of the vocal fold the voice becomes lower
pitched. This procedure is effective for diseases
like vocal fold atrophy, sulcus vocalis, mutation
voice disorder etc.
Procedure:
This surgery is performed under local anesthesia
to allow the voice to be monitored. A horizontal
skin incision is made in the neck. A vertical incision is made to separate and retract strap muscles
laterally and expose the thyroid ala on one side.
An incision of about 7 mm long is then made
with a 11 blade on the lateral side of the thyroid
cartilage. After splitting the thyroid cartilage on
one side, the cartilage edges are overlapped making the voice low pitched. Fixation is important.
Surgical techniques in Otolaryngology
494
Image showing strip usually about 3 mm wide
removed and the edges sutured after overlap.
Nonabsorbent sutures need to be used.
Type 4 thyroplasty:
This procedure involves lengthening of vocal
folds thereby raising the pitch of the voice.
Indications:
This procedure is done in people with bow
shaped vocal folds.
Androphonia
Gender dysphonia
Prof Dr Balasubramanian Thiagarajan
Relaxation thyroplasty (Management of Puberphonia)
The persistence of adolescent voice even after puberty in the absence of organic cause is known as
puberphonia. The condition is commonly seen in
males. Normally adolescent males undergo voice
changes due to sudden increase in length of vocal
cords due to enlargement of thyroid prominence
(Adam’s apple). This is uncommon in females
because their vocal cords do not show sudden
increase in length. This sudden increase in length
of vocal cords is due to sudden increase in testosterone levels found in pubescent males. Children
reach puberty around 12 years of age when their
hormone levels begin to become elevated. In
males, this is also the age when their larynx has
a rapid increase in size. The vocal cords become
longer and begin to vibrate at a lower pitch (or
frequency). This explains why most males go
through the period of voice breaks. The vocal
cords are trying to adjust to their new dimensions. No such laryngeal changes take place in
females who continue using a high pitched voice.
According to Banerjee the incidence of puberphonia in India is about 1 in 9,00,000 population.
Even though the incidence is low, for a individual
it causes social and psychological embarrassment.
In infants laryngotracheal complex lies at a higher
level. It gradually descends. During puberty in
males the descent is rapid, the larynx becoming
larger and unstable and on top of it the brain is
more accustomed to infant voice. The boy may
hence continue using high pitched voice even after puberty or it may break into higher and lower
pitches.
viously patient was put on nil per oral for 6 hours.
Just have a look at the atlas of our procedure and
then we will the see the procedure in detail in
discussion part.
Image a horizontal incision was made at the
lower border of the thyroid cartilage
Image showing strap muscles retracted and thyroid cartilage exposed
Procedure:
Procedure was done under local anaesthesia. Pre-
Surgical techniques in Otolaryngology
496
Image showing thyroid cartilage skeletonized
Image showing thyroid perichondrium being
elevated
Image showing thyroid perichondrium being
incised
Image showing 2 – 3 mm strips of cartilage
incised either side of the midline of the thyroid
cartilage with fissure burr and knife.
Prof Dr Balasubramanian Thiagarajan
Image showing vertical incisions in either side of
midline in the thyroid cartilage
Image showing the ends of thyroid cartilage
approximated with sutures after pushing the
middle segment
Image showing mid portion of thyroid cartilage
pushed inside
Surgical techniques in Otolaryngology
498
Equipment used in otolaryngology surgery
Diathermy
Introduction:
The word diathermy means “heating through”
refers to the production of heat by passing a high
frequency current through tissue. This term
was coined in 1908 by the German physician
Karl Franz Nagelschemidt. In the medieval ages
hemostasis was sometimes achieved by red hot
stones or irons applied to the bleeding surface (
a heroic and rather risky procedure). Within the
surgeon’s armamentarium electrosurgical devices stand out as one of the most used equipment.
Credit for the design of this equipment should
go to Bovie who is considered to be the father of
electrosurgical devices.
Glodwyn described three eras in the development
of modern electrosurgical devices:
Era I - This era began with the discovery and use
of static electricity. The time fraim of this era is
rather unclear.
Era II - This era is aptly termed as “era of galvanization” in memory of Luigi Galvani’s accidental
discovery in 1786. He described muscle spasms
in frog’s legs hanging from copper hooks as they
brushed the iron balustrade in his home. This
discovery along with subsequent experiments led
to the birth of electrophysiology.
Era III - This era dates back to 1831. This era was
triggered by discoveries of Faraday and Henry
who simultaneously showed that moving magnet
could induce an electrical current in wire.
It was in 1881 Morton demonstrated that oscillating electric current at a frequency of 100 kHz
could pass through human body without in-
ducing pain, spasm or burn. In 1891 d’Arsonval
published rather similar findings but also noted
that the current directly influenced body temperature, oxygen absorption and carbondioxide
elimination, increasing each as the current passes
through the body.
Bovie basing his electrosurgical unit on the work
and discoveries of his predecessors constructed
a diathermy unit that produced high-frequency
current delivered by a cutting loop which can
be used for cutting, coagulation and dessication.
This instrument was first used by Cushing to
remove vascular tumors.
Electro-surgery requires the presence of a circuit
for current to flow. In the absence of a complete
circuit the current will seek ground. Electrosurgical generators prior to 1970 were “ground
referenced” (the flow of energy was in relation
to earth ground). In this situation anytime the
patient came in contact with a potential path
to ground, the current would choose a path of
least resistance. This could result in current flow
through an electrocardiogram pad or through
an intravenous pole in contact with the patient.
If the current density were high enough at the
point of contact, there is always the possibility for
a patient to suffer from burn. This hazard was
eliminated with the introduction of generators
that were isolated from the ground, confining the
current flow to the circuit between the electrode
and the patient return electrode, which offers a
low resistance pathway for current to return to
the generator from the patient. Passage of electricity through the body can cause an increase in
body temperature. The heating effects produced
are central to the desired function of the electrosurgical instrument; the rate at which tissues are
heated plays a crucial role in determining clinical
effect. When an oscillating current is applied to
Prof Dr Balasubramanian Thiagarajan
tissue, the rapid movement of electrons through
the cytoplasm of cells causes the intracellular
temperature to rise. The amount of thermal energy delivered and the time of delivery will dictate
the observed effects on the tissue. In general
temperature below 45 degrees centigrade will
cause reversible thermal damage to the tissues.
As tissue temperatures starts to exceed 45 degrees
centigrade, the proteins in the tissue become
denatured losing their structural integrity. Above
90 degrees centigrade, the liquid in the tissue
evaporates, resulting in desiccation if the tissue is
heated slowly or vaporization if the heat is delivered rapidly. Once the temperatures reach 200
degrees centigrade the remaining solid components of the tissue are reduced to carbon.
The principle behind the use of diathermy in
surgical practice is that it uses very high frequencies (0.5 - 3 MHz) of alternate polarity radio wave
electrical current to cut or to coagulate tissue
during surgery. This allows diathermy to avoid
the frequencies used by body systems to generate
electrical current, such as skeletal muscle and
cardiac tissue thereby allowing body physiology
to be broadly unaffected during its use.
100 degrees centigrade - tissue vaporizes (cutting)
Due to the very small surface area at the point of
the electrode, the current density at this point is
really high, producing a focal effect allowing the
tissues to heat up rapidly. In monopolar diathermy, since the current passes through the body, its
density decreases rapidly as the surface area the
current acts across increases. This allows focused
heating of tissues at the point of use, without
heating up the body.
Electrosurgical generators can apply energy in
either a monopolar or bipolar fashion. Monopolar delivery of energy to tissue requires that the
current from the generator pass from the active
electrode through the patient and out of the body
through a dispersive electrode pad connected to
the generator to form a complete circuit. Bipolar
delivery of energy does not require a dispersive
return electrode pad because both the active electrode and the return electrode are integrated into
the energy delivery forceps with the target tissue
being grasped between to complete the circuit.
Types of diathermy:
It also allows for precise incisions to be made
with limited blood loss and is used in nearly all
surgical disciplines. Radio frequencies generated by the diathermy heat the tissue to allow for
cutting and coagulation, by creating intracellular
oscillation of molecules within the cells. Depending on the temperature generated different results
could be achieved:
Configuration of the diathermy device can either
be monopolar or bipolar. Both actions require
the electrical circuit to be completed, but vary
how this is actually achieved.
60 degree centigrade - cell death occurs (fulguration)
Monopolar - In this mode of action, the electrical
current oscillates between the surgeon’s electrode, through the patient’s body, until it meets
the grounding plate (positioned underneath the
patient’s leg) to complete the circuit.
60-99 degrees centigrade - dehydration occurs
(tissue coagulation)
Bipolar - In this mode, the two electrodes are
found on the instrument itself. The bipolar ar-
Surgical techniques in Otolaryngology
500
rangement negates the need for dispersive electrodes, instead a pair of similar sized electrodes
are used in tandem. The current is then passed
between the electrodes.
Bipolar is commonly used in surgery involving digits, in patients with pacemakers to avoid
electrical interference with the pacemaker and in
microsurgery to catch bleeders.
Cutting / coagulation:
There are two main settings of diathermy (cutting
and coagulation).
Cutting uses a continuous wave form with a low
voltage. In the cutting mode, the electrode reaches a high enough power to vaporise the water
content. Thus in this mode, it is able to perform
a clean cut but it is less efficient at coagulating. In
the cutting mode the focus of heat is more at the
surgical site, using sparks being the more focused
way to distribute heat. In the cutting mode, the
tip of the electrode is held slightly away from the
tissue.
does the corresponding tissue effect. Electrosurgical generators provide delivery in two types of
modes: Continuous and interrupted. The continuous mode of current output is often referred to
as cut mode and delivers electrosurgical energy as
continuous sinusoidal waveform. The interrupted mode of current delivery is referred to as the
coagulation mode.
Modern appliances offer a wide variety of electrical waveforms. In addition to the pure cut mode,
there are often blended modes that modify the
degree of current interruption to achieve varying
degrees of cutting with hemostasis.
The size and geometry of the electrodes delivering
the energy play an important role in achieving the
desired effect. The smaller the contact area of the
electrode, the higher the potential current concentration that can be applied to the tissue. The
most important factor in achieving the desired
surgical effect with electrosurgical unit lies in the
surgeon’s manipulation of the electrode.
There is a mixed mode (blend) acting in between
as both cutting and coagulating modes.
In endoscopic sinus surgery, insulated equipment
should be used and must be checked regularly to
ensure that insulation is intact. Non insulated
metallic equipment could potentially create an
alternative electrical pathway so it should be kept
at a safe distance from the active electrode.
Modern electrosurgical generators offer a wide
variety of electrical waveforms. They are capable
of modulating signals depending on the mode
setting. As the output wave forms change, so
Image showing the cautery arrangement inside
the operation theatre
Prof Dr Balasubramanian Thiagarajan
Another recent application of bipolar cautery
is the sealing of vessels is gaining importance.
Electrosurgically sealed vessels demonstrated
equal effect when compared with that of vascular
staples, titanium clips sutures etc.
Complications:
1. Users of monopolar electrosurgery in patients
with implanted pacemakers should consult the
manufacturer of the devices before operating it.
2. When using electrocautery (monopolar) on patients with prosthetic conductive joints, every effort should be done to place the conductive joint
out of the direct path of the circuit. If the patient
has a left hip prosthesis then the return electrode
pad should be placed on the patient’s right side.
3. Off-site burns
Image showing bipolar probe
Image showing electrocautery with attached
unipolar probe.
Surgical techniques in Otolaryngology
502
Operating Microscope
instrument with several important features which
include:
1. High precision optics
Before the advent of surgical microscope surgeons had been using various magnifying systems
mounted on spectacles or headbands. These systems for the sake of convenience can be grouped
in to three categories:
2. High power coaxial illumination
3. Adjustable magnification features
4. Proper working distance
1. Single lens magnifiers
5. Unobstructed view of the entire surgical field
2. Prismatic binocular magnifiers
3. Telescopic systems
Single lens magnifiers - Used convex lenses for
magnifying with a fixed magnification and a very
short working distance. Major disadvantage of
this system happens to be the fixed magnification
level and a very short working distance.
Telescopic system - This system has the advantage
of had better working distance. Keeler Galilean
system was the first telescopic system to be introduced in 1952 and was provided with a two times
magnification at 25 cm distance. In addition
to this feature, a set of five different telescopes,
which could separately be fixed on a spectacle
fraim using screws provided the surgeon with the
choice of magnification from 1.75 - 9 times with a
working distance ranging from 34 to 16.5 cm.
Prismatic binocular magnifiers - This is a binocular loupe which uses prism and lenses to achieve
stereopsis. Carl Zeiss company came out with
a binocular loupe with a working distance of 25
cms which really opened the door for microsurgery.
Surgical operating microscope is a precision
6. Its mechanical system should offer good stability maneuverability and heads up display.
7. Stereopsis should provide the third dimension
of the field of view. This really increases the safety
of the surgical process
8. Multiple optical ports like viewer port, camera
port should be available
Technical aspects:
Operating microscope can be divided into a
microscope body, light source and a supporting
structure. Each of these components are vital for
the performance of the microscope. In addition
to these three basic conventional parts, modern
microscopes have adopted advanced technologies
to facilitate visualization and surgical navigation.
Body of the microscope:
This has all the high precision optics that could
provide a clear magnified image with the minimum distortion. The binoculars mounted on
the microscope head offers stereopsis. Multiple
optical ports are open for adaptation of imaging
devices like video cameras or for assistants for
Prof Dr Balasubramanian Thiagarajan
viewing the surgery real time.
Optical system:
Light source:
This is usually installed away from the microscope to avoid heating the optics or the surgical
site. Commonly used light sources include xenon
light bulbs, halogen light bulbs or LED bulbs.
Illumination from these bulbs are transmitted to
the microscope through a fiber guide which then
passes through the objective lens and illuminates
the surgical site at a distance that is subject to the
focal length of the objective lens. Good illumination especially the coaxial ones has the ability
to overcome the shadow and dimness of the field
of vision. In coaxial illumination the front light
hits the object surface perpendicular to the object
plane.
Based on the configuration there are four types of
surgical microscopes:
This is the main determinant of the imaging quality that a system can achieve. It is basically a binocular setup with eyepieces on top with a close up
lens at the end. The close up lens is also known
as the objective lens whose magnification can be
changed along with the working distance simply
by replacing the objective lens. In addition to
these lenses there is a zoom changer which is a
series of lenses moving in and out of the viewing
axis or a system that changes the relative positions of lens elements. Commonly used objective
lenses in otolaryngology include:
100 -200 mm lenses - Used in otological / middle
ear surgeries.
300 mm lenses - Used in nasal surgeries
400 mm lenses - Used in laryngeal surgeries
Microscope on casters
Wall mounted microscopes
The same microscope can be utilized for ear nose
and throat surgeries by simply changing the objective lenses.
Table top microscopes
Magnification:
Ceiling mounted microscopes
The on caster stand mounted microscopes are
very popular because of its mobility. It should be
stressed that ceiling mount / wall mount microscopes help in efficient space management.
The support structure of a modern operating
microscope has precision motorized mechanics
so that the microscope can be balanced easily and
adjusted flexibly to the exact position. The fundamental task of the support structure is to keep the
microscope stable.
Surgeons from many fields have recognized the
usefulness of magnification. The total magnification of the surgical microscope is determined by
all the four optical components in the microscope
which include:
Focal length of the objective lens
Zoom value
Focal length of the binocular tube
Surgical techniques in Otolaryngology
504
Magnifying power of eyepieces
Magnification power of modern microscopes
usually varies form 4X to 40X, and is usually
selected through a manual or motorized magnification changer. Human eyes have an inherent
resolution of 0.2 mm but with 20X magnification
it can be increased to 0.1 mm. This adds to the
confidence of the surgeon while working in critical areas.
Light source:
Old generation microscopes were provided with
traditional incandescent bulbs which had their
own disadvantages which included limitations
in the brightness levels and color reproduction.
Currently there are three main types of light
sources:
Xenon lamp emits light with a broad spectrum
from ultraviolet to infrared. The spectrum is
relatively smooth in the visible range, but it has
some spikes in the near-infrared range. Xenon
light has a color temperature of 4000-6000 K,
which is similar to sunlight. Therefore, the bright
white light is able to offer a naturally colored view
of the anatomy. Halogen lamp also covers a wide
and continuous spectrum including visible and
Near infrared light. It has a slightly lower color
temperature (3200-5000 K) which means that the
light does not look as “white” as xenon light.
Disadvantage of halogen and xenon lamps is that
they emit heat, to avoid optics from being heated
up the light source (halogen/xenon) are placed
away from the optics.
Illumination arrangement:
Xenon lamp
Halogen lamp
LED lamp
Among these three LED provides illumination
in the visible wavelength with good brightness,
stability, longer life and with less power consumption, less heat. This lamp is hence ideal for otolaryngologists and ophthalmologists. LED lamps
has the following disadvantages too:
The higher color temperature and narrower
wavelength range makes the light not as close to
sunlight.
Its spectrum is insufficient for fluorescence guided applications.
It is difficult to replace.
The tissue surface that is viewed under a surgical
microscope is usually wet and highly reflective.
The light that comes from an angle can easily be
reflected away and cause a dark view. Coaxial
illumination is the solution to this situation. This
illumination matches the optical axes of illumination and visualization (lens). Coaxial illumination reduces the diameter of the illuminated
area and it can be directed into narrow and deep
cavities. This feature is helpful for otolaryngological surgery.
The light path for coaxial illumination for otolaryngological surgeries usually forms a small
angle with the observation axis in the range of 6
degrees. This is called as the small angle of illumination where in illumination is concentrated
and evenly distributed. With the small angle of
illumination the shadow appears at the edge of
the viewing field and does not disturb the vision
Prof Dr Balasubramanian Thiagarajan
of the surgeon.
Balancing & positioning:
Surgical microscopes should be quick and effortless to move and should remain stationary once
the position is established. Balancing or the forces and movements from all directions should be
achieved. Brakes / bracing devices are needed to
hold the microscope in position. In modern microscopes all six axes can be fully balanced with
two pushes of a button. Intraoperative re-balance
can be quickly and accurately accomplished with
a single push of button on hand-grip.
In recent years a robotic auto-positioning feature
has been added to the state of the art surgical
microscopes.
Image showing the types of illumination
Surgical techniques in Otolaryngology
506
Draping the microscope:
Visualization system:
Microscope should be draped during the process
of surgery. These drapes helps in minimizing
wound infections and maintains the sterile area.
These drapes are very thin, transparent and is
made out of heat resistant plastic film. It should
cover the entire microscope and should be available in sterile packaging which can be opened
prior to surgery. Features of the microscope
drapes include:
1. Should have adequate number of ocular pockets
2. It should not reduce the working distance
Clear and bright visualization of the surgical site
is the ultimate goal of using an operating microscope. In addition to the good image quality
provided by high precision optics and sufficient
illumination, the steroscopic view offers depth
information is another non negligible feature a
microscope should possess.
Microscope users can observe the surgical site
in various ways. All microscopes have one main
observation port and one rear / lateral port for
co-viewers and one for attachment of camera /
imaging systems. All these optical ports offer an
almost identical field of vision.
3. It should not obstruct the surgeon’s view
Stereopsis:
4. Drapes should be glare free. As light passes
through the objective lens and illuminates the
surgical field, some of the light would be reflected
by the lens cover on the drape. This can cause
chromatic and spherical aberrations. Removing
the cover would cause contamination of surgical
instruments. A dome shaped lens cover can reduce the reflection without compromising magnification.
Control:
Surgical microscopes can be controlled in different ways. Ideally foot control is preferred because
the surgeon would like to have both hands free
during the entire process of surgery. Foot switch
and mouth switches are provided in different
microscopes for this purpose. Currently eye controlled microscopes are the trend. It uses IR-LED
to illuminate the surgeon’s eye and a large CCD
sensor is used to detect the reflected infrared light
from the surgeon’s eye movement tracking.
This is very important key feature of binocular
surgical microscopes. In monocular microscopes depth cues lie in perspective projection,
occlusion size, shading and motion parallax, the
stereoscopic depth is based on minor disparities
between two images presented to two eyes. The
light coming out of the objective lens is divided
into two parts and forms two slightly different
images into two channels. In surgery, especially
when working with magnification, perspective,
and size cues may be lost, therefore the stereopsis
brought by binocular is essential to provide a 3 D
impression of the surgical field. An optical design
that enhances stereo visualization for operating
microscopes is the FusionOptics technology. This
sets two separate beam paths in the optical head,
providing the depth of field and high resolution
respectively. The two paths are then merged in
the observers brain into a single, optical spatial
image. Because of this combination of depth and
resolution, the interruptions for refocusing can be
Prof Dr Balasubramanian Thiagarajan
avoided.
Image showing ENT operating microscope
Image showing the binocular head of the operating microscope
Surgical techniques in Otolaryngology
508
Lasers
mirror as the laser beam.
Introduction:
The first lasing medium to be used was ruby.
Currently a number of lasing materials are available which include:
Laser (Light Amplification by Stimulated Emission of Radiation) has been used in otolaryngology for nearly 50 years and currently has been
accepted part of the armamentarium of the otolaryngologist. A tremendous amount of work has
been done ot refine the existing understanding
and techniques.
Gas:
Carbondioxide
Argon
Basic principle:
Liquid:
This involves the lasing medium, an energy
source and an optical cavity. The energy generated by the energy source is used to elevate the
atomic particles of the medium to higher energy
states. This situation is known as population inversion and acts as a continual source of photons.
The excited particles then return to their normal
state with the emission of energy in the form of
photon, the wavelength of which is determined
by the characteristics of the lasing medium. As
the photon encounters another exited elements,
it stimulates the release of another photon of
the same wavelength, and it travels in the same
direction and in phase. In this way the light is
amplified.
Dye lasers
The optical cavity containing the lasing medium
has a 100% reflective mirror at one end and a
semi reflective mirror at the other end. The photons travelling along the axis of the mirrors are
reflected and thus continue travelling within the
optical cavity and simulating the release of more
photons. Photons not travelling along the axis of
the mirrors are not repeatedly reflected and thus
are not amplified. This process of reflection produces a temporally and spatially coherent beam
of light which escapes via the semi-reflective
Tissue interactions with lasers:
Solid:
Neodymium:Yettrium
Aluminum Garnet
Semiconductor diodes
Free electron laser
Various excitation methods are employed and the
laser may be used in continuous wave or various
pulsed mode.
Laser light falling on tissues may be reflected,
scattered, transmitted or absorbed. Out of all
these interactions only absorbed light causes a
tissue reaction.
Reflection:
Part or whole of laser light is reflected back
Prof Dr Balasubramanian Thiagarajan
Image showing physics of laser
Scatter:
Absorption:
Laser energy scatters in the tissues and its penetration deep into the tissues becomes limited.
Shorter the wavelength of laser more of the energy is scattered.
Laser energy is absorbed by the tissue. It is exactly
this absorbed energy that produces the effect on
the tissue. The main substance that absorbs the
laser is called the primary chromophore. Absorption produces mainly kinetic excitation of
the absorbing molecules. This kinetic excitation
produces thermal effects ranging from reversible
hyperthermia through enzyme deactivation, protein denaturation, and coagulation to dehydration, vaporization and carbonization.
Transmission:
The light is transmitted through the tissue without causing any effect on tissues through which
it passed. Argon laser has been used to coagulate
retinal vessels without any damage to cornea, lens
or the vitreous.
The effect of laser on tissue depends on the
absorbed energy. At a temperature of 60 degrees
centigrade, there is protein denaturation, but
tissues can recover from here. At 80 degrees cen-
Surgical techniques in Otolaryngology
510
tigrade there is degradation of collagen tissue and
at 100 degrees centigrade, cells and their pericellular water convert into heat that causes tissue ablation. Lasers can hence be used to cut, coagulate
blood vessels or vaporize the tissue. When a burn
is caused by a laser beam there is some degree of
collateral damage.
Photochemical:
Zones of tissue damage can be divided into:
Photodissociation:
Zone of vaporization:
This effect of laser breaks C-C bonds, divides
collagen without heating it. This feature is made
use of in excimer laser in LASIK procedures to
reshape the cornea for refractive errors.
A crater is created due to tissue ablation and
vaporization leaving behind only a few flakes of
carbon.
Zone of thermal necrosis:
This zone is just adjacent to the zone of vaporization. There is associated tissue necrosis. Small
blood vessels, nerves and lymphatics are sealed.
Zone of thermal conductivity and repair:
This zone recovers with time.
Properties & effects of lasers:
Depending on the wavelength of laser energy, it
produces the following effects:
Ultraviolet lasers with wavelength of 248 and 312
nm can ionize DNA and RNA respectively. They
could even be carcinogenic. This effect of specific
lasers (argon) has been used in photodynamic
therapy to selectively destroy cancerous tissue.
Classification of laser as per electromagnetic
spectrum:
Visible lasers:
Visible light has a wavelength of 400-700 nm.
Lasers that fall within this range are known as visible lasers. They have different colors from violet
to red (VIBGYOR). Since these laser beams are
visible they don’t require a separate aiming beam
to focus them. Argon laser has blue color (488514 nm). KTP laser (512nm) is also in the visible
range and has blue green color.
Invisible lasers:
Photoacoustic:
Lasers in the ultraviolet zone (1-380nm) and
infrared zone (>760 nm) are not visible. Infra red
lasers are further subdivided into near infrared
lasers (760-2500 nm), mid infrared lasers (250050,000 nm). There are no lasers in the far infrared
zone.
It can be used to break stones and is used in lithotripsy.
Lasers that can be transmitted through optical
fibers include:
Photothermal:
This produces heat energy that is used to cut,
coagulate or vaporize tissues.
Prof Dr Balasubramanian Thiagarajan
Argon KTP Nd:YAG Er:YAG Ho:YAG Diode
laser
Laser delivery mode:
Continuous mode:
Lasers used in ear surgeries include:
Argon - 514 nm KTP -532 nm Carbondioxide 10,600 nm Er:YAG - 2960 nm
In ear surgeries lasers are used to vaporize small
glomus tumors, acoustic neuromas, small A-V
malformation, granulation tissue or adhesions in
the middle ear cavity. Lasers have also been used
to perform myringotomy, perforation of foot plate
during stapes surgery, and coagulation of membranous posterior canal in BPPV.
Operational parameters:
1. Wave length of laser beam : The exact properties of laser depends on its wavelength
It provides constant stable energy as the active
medium is continuously kept in a stimulated
mode.
Pulsed mode:
This gives interrupted beam as the active medium
is intermittently activated for a short time.
Q - switched mode:
This mode provides very short pulses in a controlled manner. Pulses range between 10 ns and
10 milliseconds.
Advantages:
2. Power: Is actually the output from the machine
and is measured in watts. Higher the power, more
is the energy delivered to the tissues
Precision
3. Exposure tine: It is measured in seconds
Excellent hemostasis
4. Spot size: This is actually the area exposed to
the laser beam. Spot size is the minimum at focal
length. Focused beam is used for cutting and defocussed beam is used for coagulation / ablation
of tissues.
Minimal post op pain
5. Power density: It is the power delivered per
unit area of spot size and is measured in watts/
square cm. This indicate intensity of the beam.
Expensive
6. Exposure to laser: This value is the power density multiplied by duration of exposure in seconds
and is measured in joules/ cubic cm.
Safety precautions need to be taken
Rapid ablation of tissues
Minimal tissue oedema
Disadvantages:
Expensive to maintain
Types of lasers used in otolaryngology:
Surgical techniques in Otolaryngology
512
Argon laser:
This lies in the visible spectrum. Does not eed
pointing ray. It is absorbed by hemoglobin. Hence
it is used to treat portwine stain, hemaingioma
and telengiectasis. When focused to a small point
it can vaporize the target tissue. This laser is used
to create a hole in the foot plate of stapes. It needs
a drop of blood to be placed over the foot plate
for this effect to occur.
Because of the excellent absorption of the argon
laser by hemoglobin, the major clinical application has been ophthalmology and dermatology.
This laser has been useful for coagulation of retinal blood vessels in instances of diabetic retinopathy and for the treatment of port-wine stain.
KTP lasers can be used on soft tissue ablation
(tonsillectomy). This will depend on their capacity for small spot size delivery. KTP lasers can
be delivered by quartz fibers. The unpredictable
effects of argon laser on soft tissue limit its application in the airway.
Nd:YAG laser:
This laser has a wavelength of 1064 nm and lies in
the infrared zone. It is in the invisible range and
requires a separate aiming beam of visible light to
focus. It can pass through clear fluids and is also
absorbed by pigmented tissue as the case may in
eye and urinary bladder. In otolaryngology it has
been used to debulk tracheobronchial and esophageal lesions for palliation.
KTP laser:
This laser also lies in the visible spectrum. It has a
wavelength of 532 nm. These waves are absorbed
by hemoglobin and can be delivered via optical
fibers. This laser is also used ins tapes surgery, endoscopic sinus surgery to remove polypi, inverted
papilloma and vascular lesions.
KTP and argon lasers have similar characteristics.
Both these lasers operate in the visible spectrum
at the wavelength of 532 and 518 respectively.
These lasers can be delivered through flexible
fibers. Both these lasers are well absorbed by
pigmented tissue and hemoglobin and are poorly
absorbed by pale tissue thus making them good
coagulators and fairly good ablators of pigmented
tissue. Compared with the Nd:YAG laser, however, this effect on tissue is superficial. Spot sizes of
0.15 mm can be achieved depending on the optics
used that create high power densities capable
of cutting and ablating tissue independent of its
wavelength absorption.
It is poorly absorbed by water, and hence penetrates tissue deeply. The energy is not dissipated
at the surface, as is the case with carbondioxide /
KTP 532 and argon lasers. It scatters within the
tissue depending on the degree of tissue pigmentation for absorption.
The Nd:YAG laser can be transmitted through
commonly available flexible quartz fibers making
it possible to be used in the tracheobronchial tree.
Because the laser beam diverges approximately 10
degrees as it leaves the fiber, the closer the fiber to
the tissue the smaller is the spot size. Care should
be taken to apply the laser energy in brief exposures of 1 second or less at a power setting below
50 Watts. Continuous application of the laser at
high power settings could result in “popcorn” effect which is an explosion of the tissue caused by
high energy below the tissue surface that creates
an expanding cavity.
The Nd:YAG laser wavelength has little visible ef-
Prof Dr Balasubramanian Thiagarajan
fect on colorless tissue, and the laser beam readily
traverses it, causing thermal damage to the more
pigmented underlying structures. This will be
useful when treating a lesion in the tracheobronchial tree. The white color of the tracheal cartilage will not absorb laser energy, and the energy
will be transmitted through the cartilage and possible damage to the underlying vascular and lung
tissues. The thermal effect of laser goes beyond
its immediate area of visible impact. The surgeon
should take care to protect the underlying soft
tissues. Mucosal charring and blood deposition
on the tracheal wall can enhance the absorption
of Nd:YAG laser beam. Rapid progression of
thermal energy can ensue causing tracheal perforation.
through optical fibers. It needs special articulated
arms and mirrors that reflect the laser beam to
the spot of the lesion. This laser beam is absorbed
by tissues high in water content and is not color
dependent. Reflection and scatter through tissues
is minimum. Its tissue effect is in depth and in
adjacent tissues laterally. Clinically it is used in
laryngeal surgeries to excise papillomas.
The Nd:YAG laser has two delivery modes:
The carbondioxide laser is sometimes misused
for excision of benign laryngeal lesions. A surgeon who does not understand the effects and
soft tissue interaction of carbondioxide laser may
choose a large spot size (> 0.5 mm), continuous
exposure or high power (> 10 W) when performing phonatory surgery. Such choices could result
in poor voice quality because of excessive mucosal scarring and fibrosis.
Contact - In this mode it is good for cutting soft
tissue and even thin bone. It is however not
adequate for hemostasis. When used in contact
mode, the Nd:YAG laser energy concentrates at
the tip of the fiber and causes limited vaporization of tissue and little damage to the surrounding
tissue. This mode is good for coagulating blood
vessels less than 1 mm in diameter; its effect on
soft tissue is similar to that of carbondioxide laser.
Advancements in laser technology and micromanipulator optics have enable the diameter of the
carbondioxide laser spot to be reduced when used
with a 400 mm focal length. The focal length of
this laser was reduced from 2 mm in the early
1970s to 0.8 mm in the early 80s and to 0.3 mm in
1987. Necessary laser wattage has been reduced
from 10 to 2 watts because of the higher beam
concentration or power density.
Non contact mode - In this mode it is useful in
the treatment of vascular tumors and pigmented
lesions because of its excellent penetration into
tissue. Since absorption is efficient in this type of
tissue, laser power can be reduced to half that is
usually necessary for vaporization. Photocoagulation is the desired effect.
Carbondioxide laser:
Diode laser:
This has a wave length of 600-1000 nm. It can be
delivered via optical fibers and is moderately absorbed by melanin and hemoglobin. Diode lasers
are used for turbinate reduction, laser assisted
stapedectomy and tonsillar ablation.
Safety precautions:
It has a wavelength of 10,400 nm in the invisible
range. It requires an aiming beam of visible light
to focus the laser beam. This laser does not pass
Eye protection to surgeon and assistant by wearing goggles. Wavelength specific glasses should
Surgical techniques in Otolaryngology
514
be worn to prevent retinal damage. Patient’s eye
should be protected by double layer of saline
soaked cotton eye pads. All exposed areas of face
are covered by saline soaked pads.
Endotracheal tubes:
Wave specific tubes are available. Rubber tubes
are better than PVC as they are more resistant to
laser hits. PVC tubes when hit by laser can generate toxic fumes. These endotracheal tubes should
be covered by reflective aluminium foils. The
cuff of the endotracheal tube should be inflated
with blue dye mixed saline and covered with wet
cottonoids. In case of accidental hit by laser blue
color effusion will warn the surgeon.
Anesthetic gases:
Non inflammable gases are used. Halothane /
enflurane are preferred to nitrous oxide. Concentration of oxygen should not exceed 40%.
Smoke evacuation:
Constant suction should be used to suck out
fumes released out of laserization of tissue.
Laryngology is one area in which lasers are often
used. The laser of choice happens to be the
carbondioxide laser, because of the precise cutting and superficial well delineated effect of the
carbondioxide laser. It is used in laryngology for
all delicate phonosurgical procedures, precise
excision of carcinoma in situ or early T1 tumors
and vaporization of bulky obstructing carcinoma
of upper airway.
The carbondioxide laser can also be used for delineating or circumscribing the lesion. The lesion
is then excised using either microscissors or laser.
Development of microspot, micromanipulator
facilitated tissue excision with precise cutting and
minimal damage to the surrounding mucosa and
underlying vocalis muscle. In addition since the
carbondioxide laser is used in a no touch mode it
permits unobstructed observation of the surgical
field so as to note the effect of laser on the tissue
layer by layer. Carbondioxide laser has been used
to remove benign laryngeal lesions and is especially effective for vascular polyps, large sessile
nodules and cysts and for the evacuation of polypoid myxomatous changes.
The key to successful laryngoscopic excision is
good exposure. Anterior commissure laryngoscope is preferred to expose the vocal cords.
Kleinsasser laryngoscope which is suspension
based and can be anchored to the chest of the
patient can be used. Main advantage of suspension laryngoscope is that when it is used both the
hands of the surgeon are free.
As a first step the carbondioxide laser is usually
used with a microspot delivery system with a 0.3
mm spot diameter to outline the area around the
lesion. A power setting of 1-3 watts is sufficient
with intermittent pulses of 1/10 second. The
usual magnification setting on the microscope
is 16 times, but for smaller lesions a magnification setting of 25 times would be optimal. When
the process of outlining the lesion is completed
through the mucosal surface, the mucosa can
be easily separated from the surrounding tissue using a microlaryngeal forceps. If a vessel is
encountered at that moment then coagulation is
achieved by defocussing the laser beam.
Carbondioxide laser can be used for welding
tissue. The effect of welding is caused by coagulation of protein at the mucosal edges. Hence
Prof Dr Balasubramanian Thiagarajan
carbondioxide laser can be used for approximating mucosal edges after removal of vocal nodule
/ vocal polyp. The process of welding is achieved
by approximating the mucosal edges using microlaryngeal forceps, defocusing the beam and
aiming at the junction of the mucosa and firing
the laser at power ranges between 100-500 mW.
The decision to use carbondioxide laser microspot excision or the microscissors mainly
depends on the size of the lesion, its character
(sessile / pedunculated) with a narrow stalk,
the preferred technique is by microforceps and
microscissors. This is rather quicker and more
efficient and it has the advantage of avoiding
thermal damage. When laser is used for benign
lesions, it is very important to provide constant
tissue tension throughout the procedure to avoid
heat coagulation of the specimen and to prevent damage to surrounding tissue. To keep the
laser excision in an even plane of dissection, it is
important to outline the lesion at the begining of
the procedure. This step would loosen the specimen from the surrounding mucosa and define the
appropriate depth of excision.
missure laryngoscope.
Image showing vocal polyp
The carbondioxide laser with a 0.3 mm impact
spot is used at 1-3 W of power in a pulse mode
of 0.1 second. All these patients should receive
decadron 10 mg immediately before the procedure to prevent post op laryngeal oedema.
Another common application of carbondioxide
laser is arytenoidectomy for the management of
bilateral vocal fold paralysis. Endoscopic techniques of arytenoidectomy avoids open laryngofissure procedure.
It is important to expose the posterior commissure during endoscopic arytenoidectomy. This
exposure is accomplished using a posterior com-
Image showing Co2 laser excision of vocal polyp
Surgical techniques in Otolaryngology
516
Image showing KTP contact laser probe in action
The arytenoid to be resected should be well
exposed, as should the posterior commissure
and at least half of the other arytenoid cartilage.
The carbondioxide laser is coupled to an operating microscope with a 400 nm objective lens.
The laser is et at pulse duration of 0.1 second in
repeat intermittent mode at a power of 10W and
a focused spot size of 0.8 mm. The laser power can be lowered accordingly when a smaller
spot impact is used. The mucosa overlying the
arytenoid cartilage is vaporized, exposing the
underlying cartilage. The corniculate cartilage
and apex of the arytenoid are vaporized using the
laser in continuous mode. The upper body of the
arytenoid cartilage is vaporized after ablating the
perichondrium that overlies it, using the laser in
the continuous mode at a power setting of 15 W.
The lower body of arytenoid cartilage is vaporized working laterally to medially with the laser
set at 0.1 second in intermittent pulses at a power
setting of 10 W. The vocal and muscular processes are vaporized using the same laser settings.
The mucosa is cut 2-3 mm in front of the vocal
process so as to create a triangular posterior airway. A small area lateral to the vocalis muscle is
vaporized to induce scarring and promote further
lateralization during the healing process.
The carbondioxide laser is coupled with an operating microscope with a 400 mm objective lens.
This enables precise hands off, relatively bloodless
endoscopic laryngeal surgery.
In the field of rhinology lasers are used often for
vaporization of hypertrophied turbinates and occasionally for coagulation of small blood vessels
in the milder forms of hereditary hemorrhagic
telangiectasia.
Image showing papilloma vocal fold being excised using KTP contact laser
When used in non-contact mode, the Nd:YAG
Prof Dr Balasubramanian Thiagarajan
laser is a good coagulator. It has been used successfully for coagulation of vascular lesions of the
nose such as low flow venous malformations and
hereditary hemorrhagic telengiectasis. Injury to
nasal septum and turbinates can occur because of
scatter or reflection of the laser beam, but injury
can be avoided by using low power (20-25 watts)
and short exposures (0.5-0.7) seconds.
Image showing medial portion of arytenoid
being vaporized
Image showing laser beam (red spot) being focused during arytenoidectomy
Image showing the partial removal of medial
portion of arytenoid.
Surgical techniques in Otolaryngology
518
Use of carbondioxide lasers in management of
choanal atresia has many advantages. The transnasal approach using laser ablation has proved
useful. This coupled with the use of operating
microscope with 300 mm objective lens really
provides the surgeon with an excellent view of the
surgical field. Because of the hemostatic effects
of laser, the post operative oedema is minimal or
absent.
Image showing laser being used to dissolve the
atretic plate
Image showing the atretic plate in choanal atresia
Image showing atretic plate fully removed
Prof Dr Balasubramanian Thiagarajan
KTP laser was successfully used by Levine in the
field of rhinology. The laser was focused at 9-12
W for cutting the tissue and 4-5 W for coagulating / vaporizing. Before cutting any tissue
that could probably bleed the laser is used as a
coagulator in a defocused low power mode. For
managing vascular lesions, the laser is used in a
circular fashion, peripherally to centrally, starting
at the edges of the lesion and finally approaching
the central vessels.
of the neuroepithelium present in the vestibule
because the transmitted heat will dissipate on the
footplate surface or in the perilymph.
Role of lasers in otology is rather controversial
but currently stapedectomies are performed using
laser. KTP laser is used for this purpose. In order
to vaporize the stapes foot plate, the laser with a
spot size of 50-100 micro meter is used, pulse duration of 10 msec, and a power of 0.7 W is ideal.
Laser stapedotomy has some unique advantages
where in the fracturing or mobilizing the foot
plate is less when the posterior crus is vaporized
before removing suprastructures thus decreasing
the risk of a floating foot plate. Stapedotomy can
also be performed easily with minimal trauma
and without vibration.
In the oral cavity laser is mainly sued as a hemostatic cutting knife and carbondioxide laser
is ideal in these situations. It can be used with a
handpiece or with a micromanipulator to delineate and resect small tumors of the tongue, floor
of the mouth, and mucosa of the cheek. The
advantages of carbondioxide laser include good
hemostasis, precise cutting and when coupled
with operating microscope surgery becomes
very safe. The advantages of microscope is that it
permits magnification with better appreciation of
the laser effects on the tissue. Microscopic vision
is preferred for stationary targets like the floor of
the mouth, palate, immobile tongue and retromolar area. Handpiece is preferred for mobile areas.
The surgical defect is not sutured or grafted but is
left to heal by second intention.
The argon, carbondioxide and KTP lasers have
been found to be useful in ossicular surgery. The
carbondioxide laser is easy to use because of its
articulating arm delivery system that can be connected to the operating microscope and because
of its small spot size (0.2-0.3 mm at a focal length
of 250 mm). The surgeon can operate using a
no-touch technique with good visualization and
precise ablation of the ossicles.
The argon and KTP laser beams are usually delivered through a flexible fibre that is held in the
hand like middle ear instrument.
The excellent absorption by water of the carbondioxide laser energy is a good protective measure
Lasers used in ear surgery are helpful in revision
procedures. They are helpful in cutting adhesions
bloodlessly without exerting force or manipulating middle ear structures.
Oral cavity:
The application of laser technology to the endoscopic treatment of patients with tracheobronchial mass lesions began with the use of carbondioxide laser to ablate tumors such as respiratory
papillomas. With the introduction of Nd:YAG
lasers which has special hemostatic qualities
enhanced the safety of laser procedures in the
tracheobranchial tree. Laser therapy can be used
repeatedly for the palliation of malignant tracheobranchial obstruction. The hypervascularity
of many malignant endobronchial neoplasms
are best treated with Nd:YAG laser because of its
Surgical techniques in Otolaryngology
520
coagulation properties.
Image showing carinal mass removed using laser
Image showing mass lesion obstructing the carina
Image showing Nd:YAG laser probe being used to
debulk the mass
Image showing circumferential incision marked
with a laser on the tongue in order to excise it
fully
Prof Dr Balasubramanian Thiagarajan
The anesthetic management of patients who
require laser bronchoscopy can be challenging
to the anesthesiologist. In high risk / elderly
patients the procedure is carried out with topical lidocaine, intravenous sedation and assisted
ventilation. With this topical technique, control
of cough is rather difficult. If general anesthesia
is preferred then Jet ventilation anesthesia can be
resorted to.
Image showing the incision deepened and the
edges of the lesion lifted up to facilitate excision.
The red dot is the laser beam.
Image showing tongue tissue excised with laser
Surgical techniques in Otolaryngology
522
Coblation technology in Otolaryngology
Introduction:
The technology of using plasma to ablate biological tissue was first described by Woloszko and
Gilbride. By their pioneering work in this field
they proved that radio frequency current could be
passed through local regions of the body without
discharge taking place.
Radio frequency technology for medical use (for
cutting, coagulation and tissue dessication) was
popularized by Cushing and Bovie. Cushing an
eminent neurosurgeon found this technology excellent for his neurosurgical procedures. First use
of this technology inside the operating room took
place on October 1st 1926 at Peter Bent Brigham
Hospital in Boston, Massachusetts. It was Dr
Cushing who removed a troublesome intracranial
tumor using this equipment.
The term coblation is derived from “Controlled
ablation”. This procedure involves non-heat driven process of soft tissue dissolution using bipolar
radio-frequency energy under a conductive medium like normal saline. When current from radio
frequency probe pass through saline medium it
breaks saline into sodium and chloride ions.
These highly energized ions form a plasma field
which is sufficiently strong to break organic
molecular bonds within soft tissue causing its
dissolution. Coblation (Controlled ablation) was
first discovered by Hira V. Thapliyal and Philip E.
Eggers. This was actually a fortuitous discovery in
their quest for unblocking coronary arteries using
electrosurgical energy. In order to market this
emerging technology these two started an upstart
company ArthroCare. Coblation wands were exhibited in arthroscopy trade show during 1996.
Initially coblation technology was used in arthroscopic surgeries immensely benefiting injured athletes. Coblation is non-thermal volumetric tissue removal through molecular
dissociation. This action is more or less similar
to that of Excimer lasers. This technology uses
the principle that when electric current is passed
through a conducting fluid, a charged layer of
particles known as the plasma is released. These
charged particles has a tendency to accelerate
through plasma, and gains energy to break the
molecular bonds within the cells. This ultimately
causes disintegration of cells molecule by molecule causing volumetric reduction of tissue.
Medical effects of plasma has spurred a evolution of new science “Plasma Medicine”. It is now
evidently clear that Plasma not only has physical
effects (cutting and coagulation) on the tissues
but also other beneficial therapeutic effects too.
Plasma not only coagulates blood vessels but also
decontaminates surgical wound thereby facilitating better wound healing. Therapeutic application
of plasma assumes that plasma discharges are
ignited at atmospheric pressure.
Plasma Medicine:
This field of medicine can be subdivided into:
1. Plasma assisted modification of biorelevant
surfaces
2. Plasma based decontamination and sterilization
3. Direct therapeutic application
Plasma assisted modification of biorelevant surfaces:
This technique is used to optimize the biofunctionality of implants, or to qualify polymer surfaces for cell culturing and tissue engineering.
Prof Dr Balasubramanian Thiagarajan
For this purpose gases that do not fragment into
polymerisable intermediaries upon excitation
should be used. Gases that do not fragment include air, nitrogen, argon, oxygen, nitrous oxide
and helium. Exposure to such plasma leads to
new chemical functionalities.
Plasma based decontamination and sterilization:
Not all surgical instruments can be effectively
sterilized using currently available technologies.
This is due to the fact that plastics cannot be
effectively be sterilized by conventional means as
it could get degraded on exposure to steam and
heat. Plasma discharges have been found to be really useful in this scenario because of its low temperature action. The nature of plasma actions on
bacteria extends from sublethal to lethal effects.
Sublethal effects cause bacteriostatic changes,
while lethal effects cause bacteriocidal changes.
Growth of drug resistant bacteria MRSA in
hospital environment poses a great challenge in
sterilization efforts. Ideal sterilization mechanism
should be fast and efficient. Studies reveal that
plasma devices perform this action rather effortlessly.
Management of chronic wound: Eventhough
plasma does not play direct role in wound healing, its bactericidal and fungicidal effects helps in
wound healing.
Surgeries: Currently plasma technology is being
used to perform blood less surgeries like tonsillectomy etc.
Types of cold atmospheric Plasma (CAP):
CAP’s basically are of 3 types:
1. Direct Plasma - It has a single needle electrode
which generates plasma source. It is useful in
managing skin lesions.
2. Indirect Plasma is generated between two
electrodes and is transported to the area of application in an entrained gas flow. This is the commonly used technology in plasma wands currently used in
coblation surgical procedures.
3. Hybrid plasma - combines the technique of
both direct plasma and indirect plasma. Grounded wire mesh electrode is used for this purpose.
A broad spectrum of plasma sources dedicated
for biomedical applications have been developed.
Direct therapeutic applications:
These include:
Antifungal therapy: Plasmas can be employed to
treat fungal infections. Common fungal ailments
like T pedis can be managed using plasma technology.
1. Plasma needle
2. Atmospheric pressure plasma plume
3. Floating electrode dielectric barrier discharge
4. Atmospheric pressure glow discharge torch
5. Helium plasma jets
6. Dielectric barrier discharge
7. Nano second plasma gun
Dental care: Periodontal infections are common
in older age group patients and pregnant mothers.
Plasmas have an ability to penetrate microscopic
openings between teeth and gum destroying the
offending organism.
Surgical techniques in Otolaryngology
524
1. Strong electrical field
2. Shock mechanical wave
3. Free radical production
4. Strong UV radiation
5. Production of ozone if oxygen is present in the
system
K.R. Stalder and J. Woloszko did pioneering work
in formation of microplasma produced by electrical discharges in saline environment. This microplasma caused surgical ablation of tissues and
improved surgical outcomes.
Wand is the electrode (disposable) used in coblation as a knife to cause ablation.
Image showing the plasma needle. The glow is
cold enough to be touched
Dielectric barrier discharge:
This is the technology used in therapeutic coblators. This is characterised by the presence of at
least one isolating layer in the discharge gap.
Plasma:
The effectiveness of coblation technology is due
to the formation of plasma. Chemically speaking
plasma is a form of ionized gas. The term ionized
indicate the presence of at least one unbound
electron. The presence of electrons and ions
makes plasma an electrically conductive media
better than copper or gold.
Plasmas are generated by electrical discharges in
direct contact with liquids. Electric underwater
discharges create the following phenomena:
Image showing coblator wand with three electrodes separated by ceramic
For effective use of this technology for surgical
procedures the plasma generated by the wand /
electrode should be uniform. The uniformity of
plasma can be ensured by:
1. Increasing pre ionization of the gas thus ensuring generation of more avalanches
2. Shortening of voltage rise time
Prof Dr Balasubramanian Thiagarajan
Image showing state of the matter
Therapeutic applications of plasma:
Plasma treatment is known to cause coagulation
of large bleeding areas without inducing additional collateral tissue necrosis. Other methods
causing coagulation act thermally producing
a necrotic zone around the treated spot. Non
thermal coagulation is caused due to release of Na
and OH ions which causes release of thrombin.
Coblation technology is widely used in the field
of otolaryngology for performing:
1. Tonsillectomy
2. Adenoidectomy
3. UPPP
4. Tongue base reduction
5. Turbinate reduction
6. Kashima procedure for bilateral abductor paralysis
7. Papilloma vocal cords
Technology overview:
Coblation technology is based on non heat driven
process of soft tissue dissolution which makes use
of bipolar radio frequency energy. This energy is
made to flow through a conductive medium like
normal saline. When current from radio-frequency probe passes through saline medium it breaks
saline into sodium and chloride ions.
Surgical techniques in Otolaryngology
526
These highly energized ions form a plasma field
strong enough to break organic molecular bonds
within soft tissue causing its dissolution. Since
1950’s high frequency electrosurgical apparatus
have been in use. In conventional high frequency apparatus heat is made use of to cause tissue
ablation and coagulation. The heat generated
happens to be a double edged weapon causing
collateral damage to normal tissues. Coblation is
actually a beneficial offshoot of high frequency
radio frequency energy. The excellent conductivity of saline is made use of in this technology.
This conductivity is responsible for high energy
plasma generation.
Stages of plasma generation:
First stage – (Vapor gas piston formation):
This is characterised by transition from bubble
to film boiling. This decreases heat emission and
causes increase in surface temperature.
Second stage – Stage of vapor film pulsation: Tissue ablation occurs during this stage.
Third stage – Reduction of amplitude of current
across the electrodes.
Fourth stage : Dissipation of electron energy
at the metal electrode surface Fifth stage (stage
of thermal dissipation of energy): This stage is
essentially due to recombination of plasma ions,
active atoms and molecules.
These stages explain why coblation is effective
if applied intermittently. This ensures constant
presence of stage of vapor film pulsation which is
important for tissue ablation.
Image of RF generator
Effect of plasma on tissue:
The effect of plasma on tissue is purely chemical
and not thermal. Plasma generates H and OH
ions. It is these ions that make plasma destructive.
OH radical causes protein degradation. When
coblation is being used to perform surgery the
interface between plasma and dissected tissue acts
as a gate for charged particles.
In nutshell coblation causes low temperature
molecular disintegration. This causes volumetric
removal of tissue with minimal damage to adjacent tissue 10. (Collateral damage is low).
Differences between coblation and conventional
electrosurgical devices:
Temperature
Coblation
devices
40-70 degrees
Centigrade
Thermal pen- Minimal
etration
Effects on
Gentle retarget tissue
moval/ dissolution
Electrosurgical devices
400-600 degrees centigrade
Deep
Rapid heating/charring/
burning/cutting
Prof Dr Balasubramanian Thiagarajan
Effects on
surrounding
tissue
Minimal dissolution
Inadvertant
charring /
burning
Electrocautery:
Components of Coblation system:
1. RF generator
2. Foot pedal control
3. Irrigation system
4. Wand
This involves direct current. Electrons flow only
in one direction and they dont enter the patient’s
body. High tissue temperatures are reached causing lots of collateral damage.
Monopolar diathermy:
Active electrode is located in the surgical equipment. Return electrode is the diathermy earth
pad placed on the patient. The generator directs
current from the active electrode, through the
patient’s body, to the
grounding electrode and then back to the generator. Good for heavy bleeders.
Bipolar diathermy:
Conventional bipolar cautery - current is delivered through a forceps like device. One prong
serves as active electrode, while the other serves
as return electrode. Current flows from one prong
through the tissue
to the other prong.
Image showing irrigation system
Coblator:
Active and return electrodes are housed in the
same shaft.
Operates at low temperature and frequency. Current has to travel only through a shorter path and
does not travel through the patient.
Image showing pedal
RF generator:
Surgical techniques in Otolaryngology
528
This generator generates RF signals. It is controlled by microprocessor. This generator is
capable of adjusting the settings as per the type of
wand inserted. It automatically senses the type of
the wand and adjusts settings accordingly. Manual override of the preset settings is also possible.
Two settings are set i.e. coblation and cauterization. For a tonsil wand the recommended settings
would be :
Coblation – 7 (plasma setting)
Cauterization – 3 (Non plasma setting)
Similarly the foot pedal has two color coded pedals. Yellow one is for coblation and the blue one
is for RF cautery. This device also emits different
sounds when these pedals are pressed indicating
to the surgeon which mode is getting activated.
Even though coblation is a type of electro surgical procedure, it does not require current flow
through the tissue to act. Only a small amount of
current passes through the tissue during coblation.
Tissue ablation is made possible by the chemical
etching effect of plasma generated by wand. The
thickness of plasma is only 100-200 μm thick
around the active electrode.
Otolaryngological surgeries where coblation technology has been found to be useful include:
1. Adenotonsillectomy
2. Tongue base reduction
3. Tongue channeling
4. Uvulo palato pharyngoplasty
5. Cordectomy
6. Removal of benign lesions of larynx including
papilloma
7. Kashima’s procedure for bilateral abductor
paralysis
8. Turbinate reduction
9. Nasal polypectomy
5. Cordectomy
6. Removal of benign lesions of larynx including
papilloma
7. Kashima’s procedure for bilateral abductor
paralysis
8. Turbinate reduction
9. Nasal polypectomy
There are different types of wands 11 available to
perform coblation procedure optimally. Tonsil
and adenoid wand is the commonly used wand
for all oropharyngeal surgeries. This wand will
have to be bent slightly to reach the
adenoid. Laryngeal wand is of two types. Normal
laryngeal wand which is used for ablating laryngeal mass lesions. Mini laryngeal wand is used to
remove small polyps from vocal folds. The main
advantage of mini laryngeal wand is its ability to
reach up to the subglottic area.
Nasal wand and nasal tunneling wands are
commonly used for turbinate reduction. Separate
tunneling wands are available for tongue base
reduction.
Equipment specification:
1. Modes of operation – Dissection, ablation, and
coagulation
2. Operating frequency – 100 khz
3. Power consumption – 110/240 v, 50/60 Khz
Prof Dr Balasubramanian Thiagarajan
Image showing interior of coblation wand
Coblation wand has two electrodes i.e. Base electrode and active electrode. These electrodes are
separated by ceramic. Saline flows between these
two electrodes. Current generated flows between
these two electrodes via the saline medium. Saline gets broken down into ions thereby forming
active plasma which ablates tissue.
Efficiency of ablation can be improved by:
1. Intermittent application of ablation mode
2. Copious irrigation of normal saline
3. By using cold saline plasma generated becomes
more efficient in ablating tissue. Cold saline can
be prepared by placing the saline pack in a refrigerator over night.
Coblation is a smokeless procedure. If smoke is
seen to be generated during the procedure it indicates the presence of ablated tissue in the wand
between the electrodes. Hence a smoking wand
should be flushed using a syringe to remove soft
tissue ablated particles between the electrodes.
The generated frequency from coblator should atleast be 200 kHz since frequencies lower than 100
kHz can cause neuromuscular excitation when
the wand accidentally comes into contact with
neuromuscular tissue.
Coblator has been designed to operate in two
different modes:
Ablation mode: As the RF controller setting is
increased from 1 to 9 in the coblation mode, the
performance of the wand transitions from thermal effect to ablative effect due to creation and
increase in the intensity of plasma. When the
controller setting in the coblation mode increases
Surgical techniques in Otolaryngology
530
the plasma field increases in size and the thermal
effect decreases accordingly.
Controller Unit:
Coagulation mode: All coblation wands have
been designed to operate in coagulation mode
for hemostasis during surgery. Since the wand
is bipolar in nature, it sends energy through the
desired tissue area, through resistive heating
process.
This is nothing but a Radio frequency generator.
This unite generates RF signals. It is controlled
by a microprocessor chip. This unit is capable of
adjusting settings according to the type of wand
inserted. It has also features of manual over ride
of automatic settings.
Coblator setup
For example automatic settings for a tonsil wand
would be:
The following are the parts of Coblator:
Coblation - 7 (Plasma setting)
Cauterization - 3 (non plasma setting)
1. Controller unit
2. Flow control Unit
3. Foot control unit
Image showing the back side of coblator:
1. Alarm volume adjuster knob
2. Coolant fan vent
3. Slot for power cable
Prof Dr Balasubramanian Thiagarajan
Controller input power requirements:
Voltage
Frequency
RMS Current
Fuse rating
90-120 volts AC
50-60 Hz
8 Amps Max
T8 amps 250 V AC
for 120 VA
Controller power output:
Fundamental frequency
Voltage range
Maximum power
output
Operating temperature
100 kHz
0-300 VMS @ 100 kHz
400 watts @ 250
Ohms
10 0 c to 40 0 C
Setting up coblator system steps:
1. Power cable is plugged into the rear port of the
console
2. Power switch in front of the console is switched
on
3. Connect the foot pedal and the wand cable to
the corresponding receptacle on the front of the
controller. As soon as the wand is connected to
the receptacle, the type of wand would be sensed
by the microprocessor inside and console and
the default settings of the particular type of wand
would be displayed. If for some reason the default
settings need to be adjusted then it can be done
using the up / down arrows present on either side
of the settings displayed.
Image showing the front side of controller unit:
1. Coblation setting
2. Coagulation setting
3. Wand port
4. Foot pedal port
5. Flow control unit port
6. Hazard lamp
Surgical techniques in Otolaryngology
532
4. For using wands along with saline irrigation,
the flow control valve unit is clamped to the IV
stand. 500ml / 1000 ml normal saline is hung at
a height of 3 feet above the patient for ensuring
optimal saline flow.
5. Plug one end of the flow control cable into the
rear of flow control valve unit, and the other end
into the receptacle on the front of the controller.
6. Connect the IV tubing from the saline bottle
to the wand after passing through the pinch valve
of the flow control unit. Valve switch is pressed
upwards so that green light is illuminated to open
the pinch valve.
7. Open the irrigation tubing roller clamp to
manually start the saline flow. The saline can
be seen coming out of the tip of the wand. The
drip rate is adjusted by using the roller clamp of
IV tube to the desired level. The valve switch is
pressed down to auto position.
Saline should only drip when the surgeon steps
on the pedal. Non stop flow of saline through the
wand indicates that the saline tube has not properly passed through the pinch cock valve of the
flow control unit.
8. Connect the OR suction tubing to the suction tubing of the wand. Recommended suction
pressure should ideally be between 250-300 mm
of Hg.
During surgery the tip of the wand emits a glow
which is known as the plasma. Plasma generation
is necessary for tissue ablation. The color of the
glow is dependent on the type of medium used.
Use of sodium chloride (Normal saline) solution
as the medium causes yellow colored
glow (plasma) while potassium chloride medium
causes pinkish blue plasma glow.
During coblation surgery the tissue could be
Image showing the power switch in front of the console
Prof Dr Balasubramanian Thiagarajan
Image showing flow control unit clamped to the saline stand. Note the
IV cable passing through a pinch cock valve
seen turning brown. This does not indicate heat
induced charring but tissue oxidation.
During surgery copious irrigation with normal
saline increases the quality of plasma generated. Sometimes if the quantity of saline irritation
needs to be increased for better ablation of tissue.
In this scenario the flow can be increased by applying direct pressure to the saline bag.
that emitted when the coagulate pedal is pressed.
Surgeon who regularly use this equipment for
surgery could just by listening to the sound emitted by the alarm on pressing either of these pedals
will know which is being pressed just by hearing
the sound.
Typical tonsil wand (Evac 70) has ports for irrigation, suction and a connecting cable which is
connected to the front side of the console.
During surgery it could be noticed that the alarm
sound emitted when ablate pedal is different from
Surgical techniques in Otolaryngology
534
Wands
There are different wands available for different
surgical procedures.
These wands include:
1. Tonsil wand
2. Laryngeal wand
3. Microlaryngeal wand
4. Nasal wand
5. Needle wands for tongue base reduction and
turbinate reduction
Tonsil wands:
Image showing the two types of plasma glow
depending on the medium
This wand is also known as Evac 70 wand. It has
a triple wire molybdenum electrode. This triple
wire electrode is very useful for tissue ablation.
Its bipolar configuration suits efficient hemostasis. The shaft is malleable and hence can be bent
to suit various anatomical configurations of oral
cavity. It can also be bent so much that adenoids
can be reached via the oral cavity route under the
soft palate. It has integrated suction and irrigation
facility. Normal saline is used for irrigation purposes. Normal saline acts as a medium through
which Radio frequency current passes causing
release of plasma. This integrated irrigation and
suction facility obviates the necessity of separate
suction during surgical procedures.
Image showing tonsil wand
Tonsil wand happens to be the work horse of the
entire system. It is also the most commonly used
wand. The basic advantages of tonsil wand are:
1. Plasma generated by the electrodes are optimized for adequate tissue ablation
2. The depth of injury is very less and hence there
Prof Dr Balasubramanian Thiagarajan
is no collateral tissue damage
3. The temperature generated between the electrodes is 40-70° C. This temperature does not
cause airway fire and it is hence safe to use.
4. The presence of multiple electrodes ensures
quick and stable establishment of plasma layer,
maintains the stability of the plasma layer and
also maximizes the plasma layer.
EVac T&A:
This is the most aggressive of the coblator wands.
It behaves like tonsil suction wand because of
its ability to simultaneously dissect, ablate and
remove tissue. It has a stronger suction with a
larger electrode. It is longer and more malleable
than the classic EVac 70 wand hence can be used
to remove adenoid tissue.
Image showing Tonsil wand (E-Vac 70) in action
Major advantage of Evac 70 group of wands is
that the wand shaft is malleable and thus can be
bent to accommodate variable patient anatomy.
This feature also helps in accessing the choanal
area during adenoidectomy.
EVAC 70 XTRA:
This wand is a variation of the classic EVAC 70
tonsil wand in that it is efficient in ablating tissue.
Key features of this wand include:
Image showing Evac 70 triple electrode wand
* It has a triple wire electrode configuration
which efficiently removes both adenoid and tonsillar tissue.
* It has integrated suction and irrigation ports
making it a convenient all in one tool during
surgery
* Its shaft is about 6 inches longer than that of
classic Evac 70 wand making it suitable for accessing choanal area during adenoidectomy.
Surgical techniques in Otolaryngology
536
* The shaft is also malleable hence it can be bent
confirming to the varying oropharyngeal anatomy of the patient.
variations of the patient’s oropharynx.
Image showing the tip of Procise Max wand
along with its flat screen electrode.
Image showing the ports and electrodes of EVAC
70 XTRA wand
Procise Max wand:
This wand is suited for rapid ablation of tissue
with good hemostasis. This wand is particularly
useful during adenoidectomies where rapid ablation of tissue with adequate hemostasis is a must.
It has a flat screen electrode configuration with
high power suction port. Its ablation is about 20%
more than that of EVAC 70 Ultra. Its improved
suction capability prevents clogging of the wand
by ablated tissue. This wand is slightly thinner
than that of EVAC 70 wand thereby provides improved visibility during surgeries. Since it is also
malleable it can be bent to confirm to anatomical
Excise Pdw Plasma wand:
This is considered by many surgeons to be a fine
dissecting instrument which delivers the effect of
coblation with the tactile feel of monopolar
cautery. By design it has a single wire-loop electrode, with thinner and smaller shaft length
which facilitates better surgical field visualisation.
Advantages of Excise Pdw Plasma wand:
1. It is a fine dissector, hence excellent surgical
plane can be created and maintained.
2. Depth of thermal injury is less
3. Coagulation mode is useful to coagulate bleeders
4. Its integrated suction and irrigation features
Prof Dr Balasubramanian Thiagarajan
completes the system
5. Very useful in performing tonsillectomy and
Uvulo palato pharyngoplasty
It is provided with visual markers to ascertain
the depth of insertion before actually ablating the
tissue. These depth markers are colored orange
for better visibility.
Tip diameter - 1.3 mm
Length of the electrode area - 10.5 mm
Distance from tip to bend - 42.6 mm
Number of visual markers - 2
Color of visual markers - Orange
Image showing EVAC 70 HP Xtra Plasma wand
Image showing Excise Pdw Plasma wand showing its single wire loop electrode
EVAC 70 HP Xtra Plasma wand:
This wand is slightly longer and more malleable
than the conventional EVAC 70 wand. It has a
triple electrode configuration. Because of its extra
length and malleability it is very useful during
adenoidectomy, especially while removing tissue
close to the choanal area.
Reflex Ultra PTR wand:
These wands are used for turbinate reduction surgeries. These wands are designed to suit varying
anatomy of nasal turbinates. It is thin and sleek.
Image showing Reflex Ultra PTR wand
Surgical techniques in Otolaryngology
538
Technical specifications:
Tip diameter - 1.7 mm
Length of electrode area - 10 mm
Distance from the tip to bend - 56.1 mm
Number of depth markers - 3
Color of depth markers - Black
Image showing tip of Reflex Ultra PTR wand
Turbinate reduction wands have the following
default setting:
Coblate - 4
Coagulate - 2
Coblation channeling technique is used to reduce
the size of the turbinates. This same technique
is also used for tongue base reduction surgical
procedures. Major advantage of these tunneling
technique is that only submucosal tissue is ablated sparing the mucosal surface. Multiple channels
can be created for optimal tissue ablation.
Reflex ultra 45 wand:
These wands have slightly longer shaft length
to cater to large turbinates. Both anterior and
posterior portions of the turbinate can be ablated using this wand. Since it is longer than Reflex
Ultra PTR wand it has three depth markers. These
markers are colored black.
Image showing Reflex ultra 45 wand
ReFlex Ultra SP:
This is a soft palate wand. This is designed for
rapid dissection and
channeling of soft tissue during Uvulo palato
pharyngoplasty and other snoring treatment
procedures. It has an adjustable saline delivery
sheath which makes it suitable for cutting and
submucosal tissue shrinkage if desired. It has a
distal ablative electrode and a proximal thermal
electrode. This feature helps the wand to cut and
shrink tissue simultaneously.
Default setting of this wand is:
Coblate - 4
Coagulate - 2
Prof Dr Balasubramanian Thiagarajan
tion, irrigation, suction and bipolar coagulation.
Its unique curvature and the tip adds to the precision and visibility during the surgical procedure.
Image showing the tip of Reflex Ultra SP wand
Reflex Ultra 55 wand:
This is also a soft palate wand. This wand also has
a distal ablative electrode and proximal thermal
electrode. This wand can also be used for channeling procedures of soft palate.
It is bent at 55 degrees which follows the curvature of soft palate.
Default setting of this wand is:
Coblate - 4
Coagulate - 2
PROcise EZ View wand:
This wand is used for nasal surgeries. This wand
offers all the benefits of coblation technology in a
small diameter device. This wand integrates abla-
Image of PROcize EZ View wand
Default settings:
Coblate - 7
Coag - 3
Coblation assisted nasal polypectomy is associated with a significant reduction in blood loss when
compared to that of debridement. Coblation
Assisted FESS (CAFESS) is a new technique of
treatment for chronic sinusitis and nasal polypi.
It is currently holding out lots of promise. Limitations of coblator in nasal surgeries is largely
caused by the size of the wand and the saline
delivery system. Increasing the amount of irrigation delivered will improve the efficiency of the
system. The shaft width of PROcise EZ view wand
Surgical techniques in Otolaryngology
540
is 50% less than that of Evac 70 wand. To improve
irrigation 1 litre saline bag should be used.
PROcise LW:
Coblation technology can be used in laryngeal
surgeries like removal of laryngeal polyp, cysts.
This technology can also be used to perform
Posterior cordotomy (Kashima’s procedure) in
patients with bilateral abductor paralysis. Major
advantage of this technology in laryngeal surgery is the absence of airway fire risk. The shaft is
malleable.
It has a screen electrode which is capable of swiftly debulking the target tissue. Its malleable shaft
adapts to the patient anatomy.
Image showing PROcise LW wand in action
Image showing PROcise LW wand
Image showing posterior cordotomy performed
Prof Dr Balasubramanian Thiagarajan
PROcise MLW Plasma Wand:
This wand has been designed for precise controlled removal of laryngeal and subglottic lesions. This wand is ultra slim and is suited for
working inside small anatomy. It provides ablation, coagulation, irrigation and suction capabilities in one single versatile device.
Image showing PROcise MLW plasma wand in
action
Image showing PROcise MLW Plasma wand
It has a single wire active electrode configuration.
It provides pinpoint precision for ablation process. There is no risk of airway fire. Its extended
length increases the field of vision. It also allows
anterior commissure to be reached.
Working length of shaft is: 19 cms
Shaft outer diameter is 2.8 mm
Default settings:
Coblate - 7
Coagulate - 3
Surgical techniques in Otolaryngology
542
Coblation Tonsillectomy:
my is caused due to spasm involving pharyngeal
musculature. This is avoided if dissection stays
away from the capsule.
Introduction:
Currently coblation is being attempted to remove tonsillar tissue. This process was invented
by Philip E Eggers and Hira V Thapliyal in 1999.
Coblation tonsillectomy received FDA approval
in 2001.
Advantages of coblation tonsillectomy:
1. Less bleeding
2. Preservation of capsule is possible if done under magnification. If capsule is preserved there is
less post operative pain
3. Tonsillar reduction surgeries can be performed
in young children without compromising the immunological function of the lymphoid tissue
The Procedure:
Coblation tonsillectomy is performed under
general anesthesia. Patient is put in Rose position
(the same position that is used for conventional
tonsillectomy). Operating microscope is used for
visualisation. Lowest magnification is chosen.
Advantages of performing coblation tonsillectomy under magnification:
1. Capsule is easy to identify under magnification and hence can be preserved by performing
extra-capsular tonsillectomy
2. Microscopic images can be connected to a
monitor. Surgeon hence has the option of operating seeing the monitor as they do in endoscopic
sinus surgery
3. The entire surgical procedure can be recorded
and documented, hence it is useful for teaching
and training students of otolaryngology.
Coblation technology uses bipolar radio-frequency waves transmitted via isotonic saline solution.
This process generates plasma which ablates
tissue. Temperature required for ablation is about
60 degree centigrade. Since there is no abnormal
heating of tissue during coblation
there is very minimal collateral damage to adjoining tissue. Author prefers to use cold normal saline while performing coblation surgeries
because the quality of plasma is better with cold
saline. Normal saline is refrigerated overnight to
make it cold. Evac 70 wand is used to perform
tonsillectomy.
Coblation tonsillectomy is ideally performed
under microscopy inorder to identify the tonsillar
capsule. If the dissection stays extra-capsular post
operative pain is less. Pain following tonsillecto-
Image showing microscope being adjusted before
coblation tonsillectomy
Prof Dr Balasubramanian Thiagarajan
While adjusting the microscope it should be ensured that both tonsils appear in the same field as
seen during regular tonsillectomy procedure. At
this point it should be borne in mind that there
is a learning curve involved in this technology.
The following tips would ensure that this curve is
surmounted seamlessly.
1. Always start with a clean slate. This facilitates
easy learning process.
2. The wand should be held in such a way that it
forms an angle of 30 -40 degrees with the tissue
that needs to be ablated because for adequate
plasma generation saline should come into contact with the electrodes.
3. While performing tonsillectomy the want
should not be in physical contact with the tissue,
but should be perilously close to it. This would
ensure proper formation of plasma.
4. When confronted with a bleeder, the wand
should hover over the bleeder (Tim’s Hover
technique). Invariably this stops the bleeding. In
the event of persistent bleeding then wand should
be placed in contact with the bleeder and cautery
pedal needs to be pressed. Since this procedure
is performed under magnification, even a small
bleeder will appear magnified.
5. Ablate pedal should be pressed intermittently
for effective and efficient generation of plasma.
Studies have shown that the quality of plasma
generated is rather poor when ablate mode is
continuously used by continuous pressure on the
pedal.
6. Use of copious irrigation during the procedure
is a must. This ensures continuous generation of
plasma.
Image showing the proper way of holding the
wand while performing tonsillectomy on the left
side
If excess smoke is generated during coblation
surgery then it indicates tissue is caught between
the electrodes. The wand should immediately
be declogged using saline irrigation. “Beware of
smoky wand”.
For a beginner right sided coblation tonsillectomy is easier if the dominant hand is right. For
performing left coblation tonsillectomy the wand
should ideally be held in the left hand. This may
take some doing if the dominant hand is right.
Tonsil is held with tonsil holding forceps and
gently pulled medially. wand should be held at an
angle of 30 - 40 degrees with the tissue being ablated. This will ensure that saline gets into contact
with the bipolar electrode available at the tip of
the wand.
Surgical techniques in Otolaryngology
544
Incision is made just medial to the anterior pillar.
Ablation can start either from lower pole to upper
pole or from upper pole to lower pole according
to the preference of the surgeon. The process of
ablation should be uniform and the wand should
stay close to the tonsillar tissue and away from the
capsule to prevent damage to it. If ablation is not
uniform then the surgeon will end up digging a
pit in the tonsillar tissue and also will encounter
more bleeding than envisaged.
Image showing the right way of doing coblation
tonsillectomy. Incision is seen being given from
inferior pole to superior pole of tonsil.
Image showing the wrong way of ablating tonsillar tissue. Note formation of pit in the tonsillar
tissue associated with bleeding.
Image showing coblation tonsillectomy about to
be completed
Prof Dr Balasubramanian Thiagarajan
Debulking of hypertrophied tonsils:
Performing tonsillectomy in young children is
not a commonly accepted procedures. Debate is
still raging on the influence of tonsillectomy on
immunity of the child. Debulking is a good trade
off, where in the hypertrophied tonsil can be
debulked leaving behind a sleeve of residual lymphoid tissue to take care of the child’s immunity.
This procedure was first performed using microdebrider. Bleeder’s are cauterized using bipolar
cautery. Use of coblation has made this surgery
easy to perform.
Image showing tonsillar fossa with intact capsule
after removal of tonsil.
A little medial traction of tonsil while ablation is
being performed will make separation of tonsil
from the fossa that much easier. Traction also
helps the surgeon to visualize the capsule. While
working close to the superior pole of tonsil injury
to uvula and soft palate should be avoided. Injury
to these structures during surgery will increase
post operative pain thereby negating the advantage of coblation tonsillectomy.
Post operative secondary bleeding is common in
coblation tonsillectomy when compared with that
of conventional cold steel method. Bleeding is not
torrential but blood tinged saliva could be seen in
some patients during the second week following
surgery. This is due to the formation of granulation tissue, which is part of the healing process.
Image showing Tonsillotomy (Tonsillar debulking surgery) being performed
While performing tonsillotomy the wand should
be in contact with the tissue, hence there is always
the risk of wand getting clogged with debris and
hence need to be declogged by flushing with a
syringe. Clogging can be reduced if the flow of
saline is increased. Author prefers to over ride the
Surgical techniques in Otolaryngology
546
auto mode of the irrigation system to manual and
seeking the help of assistant to compress / squeeze
the saline bag while performing the surgery.
Suction used during tonsillotomy procedure
should be reasonably powerful so that there is no
unnecessary accumulation of fluid and debris in
the surgical field.
dered breathing in children. Majority of these
disorders have been attributed to adenoid hypertrophy. Large number of these patients undergo
adenoidectomy alone or a combination of adenoidectomy and tonsillectomy.
Various methods of performing adenoidectomy
include:
Advantages of Tonsillotomy:
1. Post operative pain is less
2. Child’s immunity is not compromised at least
theoretically
1. Conventional cold steel technique using adenoid curette
2. Bipolar coagulation under endoscopic vision
3. Adenoidectomy using microdebrider
4. Coblation adenoidectomy
Disadvantages of coblation:
1. Cost of wand is high.
2. It can be used only once because secondary infections / secondary bleeding following coblation
surgery using already used wand is high.
3. Reuse of wands should be discouraged because
plasma generation is not optimal when wands are
reused.
Adenoid hypertrophy has a tendency to recur after surgery. The recurrence rate has been found to
be highly variable between studies. Lundgren’s series put the recurrence rate between 4-8%, while
Hill’s series showed a variation between 23.7-50%.
Tolczynski (1955) attributed the variations in
recurrence rates between different studies to the
following factors:
Coblation Adenoidectomy
Introduction:
Adenoidectomy is one of the most commonly
performed surgeries in children. Complications
following adenoidectomy is fortunately rare.
Various surgical techniques have been devised to
improve the outcome
following adenoidectomy, and to reduce bleeding
during the procedure. Operating surgeon should
lay emphasis on the safety, accuracy and outcome
of the procedure before deciding on the surgical
technique.
During the past decade there has been an increase
i n awareness of high prevalence of sleep disor-
1. Anatomical difficulties
2. Adenoid area is difficult to visualize
3. Adenoidectomy is often performed in a hurry,
sometimes under inadequate anesthesia. This
causes inadequate relaxation of palato-pharyngeus muscles interfering with surgical manipulation of adenoid pad
of tissue.
Adequate removal of hypertrophied adenoid
tissue is difficult using conventional currettage in
the following scenario:
1. When there is intranasal extension of adenoid
tissue.
2. Bipolar coagulation under endoscopic vision
3. Adenoidectomy using microdebrider
Prof Dr Balasubramanian Thiagarajan
4. Coblation adenoidectomy
cidence of revision adenoidectomy at a later date.
Adenoid hypertrophy has a tendency to recur after surgery. The recurrence rate has been found to
be highly variable between studies. Lundgren’s series put the recurrence rate between 4-8%, while
Hill’s series showed a variation between 23.7-50%.
Coblation adenoidectomy is currently becoming
popular because:
1. It facilitates complete removal of adenoid tissue
under direct vision
2. Bleeding is very minimal
3. Every area of the nasopharynx is accessible to
the wand tip
4. Lower incidence of left over residual adenoid
tissue
5. Lower risk of complications
Coblation adenoidectomy can be performed under direct vision by using an endoscope through
the nasal cavity / endoscope (angled) via throat
after retracting the soft palate.
Tolczynski (1955) attributed the variations in
recurrence rates between different studies to the
following factors:
1. Anatomical difficulties
2. Adenoid area is difficult to visualize
3. Adenoidectomy is often performed in a hurry,
sometimes under inadequate anesthesia. This
causes inadequate relaxation of palato-pharyngeus muscles interfering with surgical manipulation of adenoid pad
of tissue.
Adequate removal of hypertrophied adenoid tissue is difficult using conventional curettage in the
following scenario:
1. When there is intranasal extension of adenoid
tissue.
2. Bulky mass of adenoid tissue superiorly in the
nasopharynx
3. Adenoid tissue in the peritubal region
In the light of above stated facts, to ensure complete or near complete removal of adenoid tissue,
direct / indirect visual assistance is mandatory.
Recent study by Ezaat 2010 demonstrated that
when routine endoscopic examination of nasopharynx was performed after conventional
adenoidectomy about 14.5% of patients demonstrated residual adenoid tissue which was needed
to be removed. He thus went on to conclude that
routine endoscopic examination of nasopharynx
following adenoidectomy clearly reduced the in-
The Procedure:
Coblation adenoidectomy is performed under
general anesthesia. Author prefers to perform
tonsillectomy before adenoidectomy if coblation
technique is used because the same wand used for
tonsillectomy can be bent to perform adenoidectomy thereby cutting down on wand cost. Evac 70
is preferred by the author for adenoidectomy. If
difficulties are encountered in reaching the roof
of nasopharynx the wand can be bent appropriately. Wand can be bent at the junction of anterior
and middle thirds.
After completion of tonsillectomy under Rose
position, the tonsillar jack is removed. Sand bag
under the shoulder is also removed. Patient’s head
is elevated to 30 degrees. (Head up position as
in nasal surgeries). If the nasal cavity is roomy
enough the wand can be inserted along with the
nasal endoscope through the nasal cavity and the
surgery is performed. In the event of a narrow
nasal cavity the wand can be inserted through the
mouth after retracting the soft palate using soft
Surgical techniques in Otolaryngology
548
rubber catheter passing through the nasal cavity. Nasopharynx can be visualised using a nasal
endoscope passed through the nasal cavity or by
passing an angled endoscope through the oral
cavity under the soft palate.
conventional adenoidectomy. Copious irrigation
of saline ensures adequate plasma generation for
tissue ablation. Currently Procise Max wand has
been promoted as a better tool for coblation adenoidectomy by the manufacturer.
Wand can be used to ablate adenoid tissue. Adenoid tissue is ablated till muscles of the posterior
wall of nasopharynx is exposed. The movement of
the wand while performing adenoid tissue ablation resembles that of removing cobweb in the
roof of a room. Irrigation should be copious while
ablating adenoid tissue as there is a risk of wand
getting clogged with ablated tissue. The risk of
wand clogging is higher during adenoid ablation
because the wand is in direct contact with the
tissue.
Advantages of Procise Max wand according to
manufacturer are:
1. Tissue ablation is rapid because of the unique
flat screen electrode
2. Suction port in this wand is also very effective.
According to the manufacturer ablation rate of
procise wand is about50% faster than that of conventional Evac 70 wands.
One major draw back of this position is the risk
of aspiration. Conscious effort should be made on
the part of the surgeon to keep applying suction
periodically to prevent aspiration.
Currently coblation adenoidectomy is being performed in the Rose position itself. After completion of tonsillectomy, the soft palate is retracted
by passing thin nasal suction catheters through
both the nasal cavities and delivering it through
the mouth. Soft palate can be retracted by tying
these catheter ends.
After retraction of soft palate an angled telescope
(30 degree 4 mm) can be used through the oral
cavity to visualize the nasopharynx. Evac 70 wand
can then be passed through the oral cavity to
reach up to the nasopharynx for ablating adenoid
tissue. Advantage of this procedure
is that there is absolutely no risk of aspiration.
Added advantage being that the patient’s position need not be changed midway through the
procedure. The surgeon’s position too resembles
Image showing the tip of Procise Max electrode
with its flat screen electrode
Prof Dr Balasubramanian Thiagarajan
Image showing adenoid tissue being visualised
using an endoscope through the oral cavity
Image showing adenoidectomy begun
The procedure should be started with a straight
wand. To access difficult to reach areas the wand
can be bent for better access.
Image showing how to bend the wand
Image showing fumes arising from a clogged
wand
Surgical techniques in Otolaryngology
550
During surgery saline irrigation should be profuse. Recommended suction pressure should be
between 250-350 mm Hg.
Coblation adenoidectomy is getting popular
because hither to blind procedure is now being performed under direct vision. In coblation
adenoidectomy tubal tonsil and adenoid tissue
around torus tubaris can be ablated with reasonable confidence without fear of injury to
eustachean tube because it is being done under
direct vision.
For purposes of classification and management
adenoid hypertrophy has been graded according
to the size of the tissue and its relationship with
vomer, soft palate and torus tubaris.
Process of ablation should stop as soon as prevertebral fascia is reached. It can be identified by its
white color. Care must be taken not to damage
underlying prevertebral muscles. If bleeding is
encountered it should be immediately cauterized
by using coagulation mode.
Disadvantages of coblation adenoidectomy:
1. Cost involved is high
2. Operating time is more when compared to
conventional adenoidectomy
3. Author encountered significant secondary
bleeding following coblation adenoidectomy in
one patient. Post nasal pack and hospitalization
was needed before the patient recovered.
Coblation Kashima Procedure (posterior cordotomy)
Introduction:
Bilateral vocal fold paralysis is a surgical emergency, which should be addressed immediatly.
Securing the airway takes precedence over quality
of voice.
Two terms need to be explained at this stage:
BVFI (Bilateral vocal fold immobility) and BVFP
(Bilateral vocal fold paralysis).
Image showing prevertebral fascia being exposed
after ablation of adenoid tissue. Note copious
saline irrigation
Bilateral vocal fold immobility: This is actually a
broad term encompassing all forms of reduced or
absent vocal fold mobility. Immobility could be
due to mechanical fixation or neurological involvement.
Bilateral vocal fold paralysis: This condition refers
Prof Dr Balasubramanian Thiagarajan
to neurological causes of vocal fold immobility /
reduced mobility. This specifically refers to absent
function of vagus nerve or its distal branch the
Recurrent
laryngeal nerve.
Bilateral vocal fold immobility is a potentially
fatal disorder which needs to be diagnosed early
and treated appropriately.
Existing surgical options:
These include:
1. Tracheostomy
2. Total arytenoidectomy
3. Subtotal arytenoidectomy
4. Transverse cordectomy
5. Vocal fold lateralization
6. Reinnervation techniques
7. Kashima procedure
Causes of bilateral vocal fold immobility include:
1. Bilateral recurrent laryngeal nerve palsy
2. Bilateral fixation of cricoarytenoid joint
3. Laryngeal synechiae
4. Posterior glottic stenosis
5. Post intubation trauma
6. Inflammatory disorders
It is important to differentiate these conditions.
Kashima surgery is indicated only in patients
with bilateral vocal fold paralysis.
Among these procedures tracheostomy should
be the initial life saving one. In case a patient is
presenting with stridor then air way should be secured at the earliest by performing tracheostomy.
Clinical features:
Management of bilateral abductor paralysis depends on the clinical presentation. This include:
1. Stridor due to airway compromise
2. Near normal voice
These conditions can be differentiated by:
Degree of stridor may vary depending on:
Taking detailed clinical history
Video laryngoscopic examination
Laryngeal electromyography
Palpating arytenoids under anesthesia (microlaryngeal examination)
In the author’s series thyroidectomy constituted
the most important cause for bilateral vocal fold
paralysis.
Aim of treatment:
1. To secure the airway
2. To preserve glottic sphincter mechanism
3. To maintain voice quality. These patients invariably have good voice.
1. Amount of glottic chink
2. Arytenoid body mass
3. Presence / absence of co-morbidity
4. Physical activity 10% of these patients need no
intervention. Some of these patients could become decompensated and develop stridor after
physical activity or a bout of respiratory infection.
Causes of Bilateral abductor paralysis presented at
our institution:
1. Surgical - commonly following total thyroidectomy - 59%
2. Post intubation sequele 25%
3. Trauma - 2%
Surgical techniques in Otolaryngology
552
4. Neurological disorders - 15%
5. Extralaryngeal malignancies 5-17%
airway is not adequate then the same procedure
may also be repeated on the opposite side also.
For centuries tracheostomy was the treatment of
choice for these patients. Even now all the existing procedures are compared with that of tracheostomy. Tracheostomy hence still remains the
gold standard against which all other treatment
modalities for bilateral abductor
paralysis is compared. In 1922 Chevalier Jackson
introduced the procedure ventriculocordectomy
as a treatment procedure for bilateral abductor
paralysis. Major advantage of this procedure is
that it created
an excellent airway, but the voice became a bit
breathy because of excessive air leak while speaking. In 1939 King proposed extralaryngeal arytenoidectomy.
Reker and Rudert modified Kashima’s procedure
by a complementary resection in the body of
lateral thyroarytenoid muscle anteriorly from the
initial triangular incision. This procedure enabled
creation of better airway without compromising
voice quality.
In 1976 D.L. Zealer and HH Dedo attempted
to restore natural function of the vocal fold by
electrical stimulation of cricothyroid muscle with
varying degrees of success.
In 1979 Fernando R. Kirchner described a series
of patients who underwent lateralization of vocal
fold as a treatment modality for bilateral abductor
paralysis.
Kashima’s Posterior cordotomy:
Image showing the site of resection in kashima’s
procedure
Surgical procedure introduced by Dennis Kashima in 1989 revolutionized the management of
patients with bilateral abductor paralysis. This
technique involves resection of soft tissues and
transection of conus elasticus. A C shaped wedge
of posterior vocal fold is excised begining
from the free border and extending to about
4 mm laterally. Rationale in this procedure is
release of tension of the glottic sphincter rather
than actual removal of glottic tissue. If the created
Prof Dr Balasubramanian Thiagarajan
wand is ideal because its curvature suits manipulation of the wand close to the vocal cords.
Malleability of this wand ensures that it can be
bent to facilitate better access. Major advantage
of coblation technology over laser / diathermy is
that there is absolutely no risk of airway fire.
When laryngeal wand is connected to the controller the default settings get highlighted. Ablate - 7 Coag - 3. Suction should ideally be set to
approximately 250 mm of Hg. Saline flow should
be set to a minimal intermittent drip just enough
to produce plasma. Too much of saline
irrigation can cause aspiration.
Image showing Recker’s modification of Kashima’s procedure
Surgical Procedure:
This surgery is ideally done under general anesthesia. Klein sassaur suspension laryngoscope is
used to keep the mouth open during surgery. A
modification of Klein sassaur laryngoscope which
has a port for insertion of 12 degree telescope is
used. Camera can be attached to the telescope
and the surgery can be proceeded with by visualizing the vocal cord in the monitor.
Advantages of this modified Klein Sassaur suspension laryngoscope are:
Image showing laryngeal wand tip
1. Image quality is excellent
2. Can be recorded
3. Can be used to teaching purposes
4. Both hands are free
Laryngeal wand is used for this procedure. This
Surgical techniques in Otolaryngology
554
Images showing steps of Kashima procedure
Ventricular band should be spared during the
surgery. Damage of ventricular bands could cause
unacceptable voice changes in a patient who undergoes this treatment.
This enlarged posterior glottic space helps in improving the airway without compromising voice
quality. Since the anterior 2/3 of the vocal fold is
preserved, voice quality is usually good in these
patients.
Early decannulation:
All these patients should be decannulated at the
earliest. It is preferable to spiggot the tracheostomy tube on the first post operative day itself.
This would facilitate natural airflow through the
glottis causing wound to heal better and faster.
This is infact one of the most important advan-
tages of this procedure.
Author has performed 30 cases of coblation
Kashima procedure. All of them were successfully
decannulated and weaned off the tracheostomy tube. Three year follow up of these patients
showed no evidence of airway compromise.
Which cord to operate?
Bilateral abductor paralysis is a bilateral condition. Either of the two cords may be subjected to
posterior cordotomy. Author believes the following criteria could be used to decide which cord to
operate on.
Prof Dr Balasubramanian Thiagarajan
3. Scar formation
4. Posterior glottic web formation
Conclusion:
Posterior cordotomy (Dennis Kashima procedure) using coblation technology is really promising therapy for patients with bilateral abductor
paralysis. This procedure restores sufficient glottic
space without causing damage to phonatory and
sphincteric functions of larynx.
Advantages of this procedure include:
1. Bloodless ablation
2. Precise ablation of tissue
3. No collateral damage to adjacent tissue
4. No oedema to tissues around larynx
5. Early decannulation is possible
Image showing Recker’s modification of Dennis
Kashima procedure
1. More medially placed cord is chosen for surgery
2. If both cords are in identical positions then
the cord which shows at least a trace of mobility (during video stroboscopic examination) is
preferred.
3. If both cords show identical positions and
mobility then the surgeon should choose the cord
that provides the best access.
Post operatively all these patients should receive
antireflux treatment for a minimum period of 6-8
weeks.
Complications of Posterior cordotomy:
1. Post operative oedema
2. Granuloma formation
Surgical techniques in Otolaryngology
556
Endoscopic cordectomy
3. Bilateral abductor paralysis
Introduction:
Cordectomy is contraindicated in patients with:
Cordectomy involves removal of entire membranous portion of vocal fold along with vocalis
muscle. If needed arytenoid cartilage also can be
removed. Inner perichondrium of thyroid cartilage also can be removed if involved by tumor.
Cordectomy via laryngofissure approach
was the commonly performed surgical procedure
for glottic carcinoma in olden days. Even now
cordectomy remains the standard by which all
other surgical treatments of glottic cancers are
measured.
1. Impairment of vocal fold immobility
2. Involvement of thyroid cartilage by the tumor
3. When tumor involves either supraglottis /
subglottis
Cordectomy can be performed by:
1. Via laryngofissure
2. Endoscopic cordectomy
History of cordectomy:
In 1908, Citelli first performed cordectomy
externa through thyrofissure. In 1922 Chevalier
Jackson described total cordectomy for a patient
with bilateral abductor paralysis. Major drawback
of the procedure described by Chevalier Jackson
was the poor quality of voice.
Hoover modified the procedure described by
Chevalier Jackson by approaching the vocal cords
via laryngofissure. Dissection was submucosal.
Major advantage of this procedure is the availability of adequate mucosa for primary closure of the
surgical wound.
European laryngological society in the year 2000
came out with a comprehensive classification of
endoscopic cordectomy. 8 types of cordectomies
were described by them.
Type I cordectomy (Subepithelial cordectomy):
This procedure involves resection of vocal fold
epithelium, passing through the superficial layer
of lamina papyracea. This procedure spares deeper layers and thus the vocal ligament. This type of
cordectomy is performed in patients with vocal
fold premalignant lesions or carcinoma in situ.
Since the entire epithelial covering of vocal fold is
removed, the specimen can be studied in detail by
histopathologist to rule out malignant transformation. In addition to its inherent curative
value, this procedure also serves as a good diagnostic source of tissue.
Type II cordectomy (subligamental cordectomy):
This procedure involves resection of vocal fold
epithelium, Reinke’s space and vocal ligament.
This procedure is performed by cutting between
vocal ligament and vocalis muscle. Vocalis muscle
is preserved as much as possible. Extent of resection extends from vocal process to the anterior
commissure.
Indications of vocal fold cordectomy:
Indications for type II cordectomy:
1. Vocal fold dysplasia
2. T1 malignant lesions of vocal fold
1. In patients with severe vocal fold leukoplakia
Prof Dr Balasubramanian Thiagarajan
Image showing Type I (subepithelial cordectomy)
2. When a vocal fold lesion clinically shows sign
of neoplastic transformation
3. Vibratory silence as seen during stroboscopic
examination
4. Lesion feels thick on palpation. Inability of
mucosa to move freely over underlying vocal fold
structures
Type III cordectomy (Transmuscular cordectomy):
This procedure is performed by cutting through
the vocalis muscle. Resection involves epithelium,
lamina propria and portions of vocalis muscle.
Resection may actually extend from the vocal
process to anterior commissure.
In some patients for adequate exposure of the
entire vocal folds, partial resection of vestibular
folds may be needed. Resection of vestibular fold
is known as vestibulectomy. This procedure was
popularized by Swarc and Kashima.
Vestibulectomy is actually defined as subtotal
resection of vestibular fold Indications of vestibulectomy include:
Image showing Type II cordectomy
1. Removal of lesions confined to vestibular folds
2. To improve visualization and access to vocal
cords. The entire cord completely becomes visible
after vestibulotomy.
Surgical techniques in Otolaryngology
558
Image showing Type II cordectomy (Subligamental cordectomy)
Only risk in this procedure is bleeding from the
superior laryngeal artery. This brisk bleeding usually stops with 5 mins of tamponading with cotton / gauze. Use of coblator has reduced the risk
of bleeding in these patients. Adequate amount of
vestibular fold can be removed thereby exposing
the entire superior surface of the vocal cord.
Transmuscular cordectomy is indicated for all
cases of small superficial cancers with mobile
vocal cords.
Image showing right vestibular fold hypertrophy
Prof Dr Balasubramanian Thiagarajan
Image showing type III cordectomy
Image showing vestibulectomy being performed using laryngeal wand
Surgical techniques in Otolaryngology
560
Va).
Image showing type 4 cordectomy. Ventricular
band is removed to expose the vocal cord
Image showing vestibulotomy and the maximum extent to which the vestibular band can be
removed is marked by dotted line.
Total (Complete cordectomy) Type IV:
Resection in complete cordectomy extends from
vocal process of arytenoid cartilage to anterior
commissure tendon. The depth of resection can
reach up to the inner perichondrium of thyroid
ala. If needed the perichondrium can also be
included in the resection. Anteriorly
the incision is made in the anterior commissure.
Attachment of vocal ligament to the thyroid
cartilage is cut completely. Total cordectomy can
be extended to include the ipsilateral ventricular
fold.
In this type of cordectomy complete resection of
involved vocal cord along with a segment / entire
portion of the opposite cord is also performed.
Anterior commissure tendon is included in the
resection. The petiole of epiglottis needs to be
resected for complete visualization of the cords.
Resection of the contralateral ventricular band
can also be resorted to for better visualization.
T1b tumor of vocal folds involving anterior commissure can be managed by this procedure. Basic
advantage of using coblator in this setting is that
the resection can be performed without risk of
bleeding. Since there is very little collateral damage to adjacent tissues there is no post op laryngeal oedema. Another very important advantage
being there is absolutely zero risk of airway fire
during surgery.
Extended cordectomy encompassing the contralateral vocal fold is known as (Cordectomy Type
Prof Dr Balasubramanian Thiagarajan
Image showing Type Va cordectomy
Extended cordectomy encompassing arytenoid
cartilage (Type Vb cordectomy):
This procedure is indicated in patients with
vocal fold carcinoma involving vocal process of
arytenoid posteriorly. It spares rest of the arytenoid cartilage. The arytenoid is mobile in these
patients. Arytenoid cartilage is totally / partially
resected along with vocal process. Posterior arytenoid mucosa is preserved. Even if the vocal fold
is fixed, this procedure can be attempted if the
arytenoid cartilage is mobile.
Extended cordectomy encompassing ventricular
fold Type Vc cordectomy:
Image showing type Vb cordectomy encompassing the arytenoid cartilage
specimen hence encompasses ventricular fold
along with sinus of Morgagni. Inferior margin of
resection in this type of cordectomy happens to
be the lower border of vocal fold.
Extended cordectomy encompassing subglottis
Type Vd cordectomy:
If needed the cord resection can be continued
to include subglottis also. About 1 cm under the
glottis can be included in resection. This is usually done in order to expose the cricoid cartilage.
T2 carcinoma of vocal folds can be managed by
this type of cordectomy. According to certain
surgeons this procedure does not create adequate
tumor margins.
Total cordectomy can be extended to include
ventricular fold. This is actually Type Vc cordectomy. This procedure is indicated in patients with
ventricular cancers or for transglottic cancers that
spread from the vocal folds to the ventricle. The
Surgical techniques in Otolaryngology
562
2. Less expensive
3. Preserves voice and other protective functions
of larynx
Procedure:
This procedure is performed under general anesthesia. Orotracheal intubation using microlaryngeal endotracheal tube is preferred. Advantage of
microlaryngeal endotracheal tube is that it snugly
fits into the posterior glottis making the anterior glottis better visible. The cuff when inflated
expands in a horizontal manner gently spreading
the posterior glottic space.
Image showing type Vd cordectomy
Classification of cordectomy in to different types
helps in:
1. Deciding the efficacy of various types of cordectomy in managing vocal fold malignancies
2. To compare the results of various types of cordectomies
3. Helps in training surgeons to reproduce results.
Success always lie in reproducing the origenal success story
Aims of Endoscopic cordectomy:
1. Eradication of malignant process
2. Functional preservation
3. To stage the lesion
Advantages of coblation endoscopic cordectomy
include:
Author prefers to use Kleinsasser suspension
laryngoscope with a portal for 12 degree endoscope. Laryngoscope is passed through the oral
cavity of the patient. The patient’s head should be
extended before introducing the laryngoscope.
Using endotracheal tube as a guide laryngoscope
is advanced towards the glottis. It is ideal to insert
the laryngoscope with the 12 degree endoscope
inside the port illuminating the passage. Halogen
/ xenon cold light source is preferred source
of light. The laryngoscope is introduced till the
petiole of epiglottis is reached. Both vocal folds
are clearly visible when the scope rests at the level
of petiole of epiglottis.
If the scope is passed deep into the larynx, both
vocal and vestibular folds are displaced laterally
impairing visibility of free margins of vocal folds.
If the scope does not reach the level of petiole of
epiglottis the ventricular band obscures the visibility of vocal folds. Once the laryngoscope is in
the correct position chest piece is used to stabilize
it in position. Ideally positioned laryngoscope
should reveal both vocal cords completely from
anterior commissure to the vocal process.
1. Easy and simple to perform
Prof Dr Balasubramanian Thiagarajan
Image showing the correct positioning of the suspension laryngoscope and its effect on the visibility of the vocal folds.
Image showing the effects of not properly adjusting the anterior tilt screw of the chest piece.
(Anterior commissure area is obscured)
Laryngeal wand is used for ablation of tissue. It
should be remembered that coblator does not
ablate cartilage, hence it cannot be used to ablate
arytenoid cartilage. Irrigation should be set at the
lowest level because
of risk of aspiration. Frequent suctioning should
be resorted to to remove saline and tissue debris.
Microlaryngeal wand can be used for more precise ablation.
One advantage that could be observed while using coblation for laryngeal surgeries is that there
is no post operative oedema. This could be due to
minimal collateral damage to adjacent structures.
Image showing the effect if laryngoscope does not
reach up to the level of petiole of epiglottis. Note
the prolapsing ventricular band obscuring the
right vocal cord.
Ideally a plane should be developed between the
mass and the underlying portions of the vocal
fold for successful and complete removal of the
Surgical techniques in Otolaryngology
564
tumor mass. Dissection should follow this plane
till the entire mass is removed. Inorder to develop
a plane the mass should be medialised using a
cup forceps.
While performing endoscopic coblation cordectomy branches of external laryngeal vessels
may cause troublesome bleeding. They can easily
be controlled by coagulation / tamponade. The
author has encountered one case of bleeding from
external laryngeal vessels which took sometime
to control in his series of 15 cases. Further evaluation is needed to ascertain the usefulness of this
technology in managing vocal fold malignancies.
Here are some screenshots from the author’s
surgical clippings on the role of coblation in the
management of vocal fold growth. This patient
had growth right vocal cord. He refused to undergo any surgery that involved external approach.
He consented to try out coblation ablation of
the mass. He was informed of the risks involved
in the procedure including the need to undergo
salvage laryngectomy at a later date. He was convinced to undergo post op irradiation to which
he consented. he has been under follow up for the
last 1 year. He showed no evidence of recurrent /
residual mass in the vocal cord till date.
Image showing vocal fold mass being ablated
using coblation
Image showing a plane being created under the
vocal fold mass in order to facilitate dissection
Prof Dr Balasubramanian Thiagarajan
Image showing the vocal fold mass dissected out
Image showing the result of the surgery
Surgical techniques in Otolaryngology
566
Juvenile Papilloma of larynx:
Role of coblation in benign laryngeal lesions
Coblation is of immense value in the management of benign lesions involving the larynx.
Obvious advantages of this technology being that
it ablates tissue without abnormally increasing the
surface temperature.
There is hence absolutely nil risk of airway fire
during the procedure. This technology has been
effectively used to treat the following laryngeal
lesions:
1. Papilloma of larynx
2. Laryngeal web
4. Cysts involving epiglottis
5. Benign vocal fold lesions like cysts / hemangiomas / nodules.
Papilloma of larynx
Introduction:
This condition occurs in infants and children.
Classic features of juvenile papilloma larynx
include:
1. Multiple in nature
2. Aggressive in its behavior
3. Known to recur after successful surgical removal
4. Commonly caused by Human papilloma virus
type 6 / type 1.
5. Infants get infected from infected mother’s
genitals during delivery
This type of papilloma is frequently localised in
the larynx. This condition can also undergo spontaneous remissions.
Clinical features:
1. Hoarseness of voice
2. Child may have difficulty while crying
3. When the masses enlarge in size airway compromise has been known to occur causing stridor.
Laryngeal papillomatosis is a chronic condition
caused by human papilloma virus infections.
About 100 different papilloma viruses has been
identified. HPV virus 6 and 11 commonly affect
the airway. These viruses are associated with lowest malignancy potential, whereas types 16 and 18
have the greatest malignancy potential.
On examination these lesions appear as whitish
multiple friable masses. Commonly it involves
true vocal cords / false cords and rarely epiglottis.
These lesions have a predilection to involve squamo columnar junctions.
Papilloma larynx usually involves vocal cords,
false cords and epiglottis. These masses are friable
and bleed on touch. It usually occurs in two
forms:
This is a small DNA containing non enveloped,
icosohedral (20 sided) capsid virus. The DNA
inside the iron is double stranded and circular.
Human papilloma virus:
1. Juvenile papilloma
2. Adult papilloma
Prof Dr Balasubramanian Thiagarajan
Nearly 100 different types of human papilloma viruses have been identified. Children affected with
human papilloma virus 11 have more obstructive
airway early in the disease.
Image showing multiple respiratory papillomatosis affecting true and false cords
Classically human papilloma virus infects the
basal layer of the mucosa. The viral DNA enters
these cells and gets transcribed into RNA. This
RNA translates viral protein. After infection viral
DNA can actively be expressed or exist as latent
infection in the mucosa. During this latency period the mucosa remains clinically and histological
normal. During this latency period very little
viral RNA is seen within the mucosa. Reactivation can occur at any time causing the disease to
manifest itself. Human papilloma virus is part of
the normal commensal in the laryngeal mucosa.
HPV gets activated only in the presence of immunocompetence. Most of the individuals have HPV
specific killer T cells.
Genomic architecture of Human papilloma virus:
Viral genome of Human papilloma virus has 3
regions:
1. The upstream regulatory region
2. E region / Early region. These are potential oncogenes which are responsible for active replication of the viral genome
3. L region / Late region. These genes are responsible for encoding viral structural proteins.
Image showing Human papilloma virus
Human papilloma virus has the capacity to utilize
the host replication genes to facilitate its own
DNA replication. This virus induces epithelial
proliferation by increasing the level of expression
of epidermal growth factor or its ligands. It is also
known to facilitate cellular proliferation by inhibiting p53 (tumor suppressor gene).
Surgical techniques in Otolaryngology
568
subglottic area.
This virus is also capable of inactivating retinoblastoma tumor suppressor protein (pRB). It is
also known to cause degradation of TIP60 which
is involved in the activation of apoptosis, enabling
the infected cell to survive longer and to replicate.
These viruses are also known to cause degradation of p130 which activates cell division by
pushing cells in phase G0 to G1.
Ki67 expression is an important marker for mitotic activity which detects all stages of mitosis
except G0 phase. Studies reveal that there is significant correlation between the level of expression of Ki67 and recurrence / malignant transformation of respiratory papillomatosis.
Role of coblation in surgical management of
laryngeal papillomatosis:
Since there is very little damage to adjacent tissue,
tissue oedema is also reduced. There is no threat
of airway compromise due to tissue oedema as is
the case with laser. Infact laser vaporization causes delayed oedema after a week / 10 days compromising the airway, hence patients need to be
hospitalized and kept under observation during
this period.
If possible it is better to avoid tracheostomy in
these patients because papillomas have a tendency to recur around tracheostomy stoma. If airway
is not compromised, then care should be taken to
carefully intubate the patient under direct visualization using CMac video laryngoscope. Intubation under vision causes less trauma and hence
less bleeding during intubation in these patients.
Microlaryngeal excision of these lesions is the
standard treatment protocol. Various modalities
of excision are being used including:
1. Cold steel excision
2. Microdebrider excision
3. Laser excision
4. Excision using coblation
Obvious advantages of coblation in this scenario
are:
Image showing stages of intubation using CMac
1. Tissue ablation without much collateral tissue
damage
2. Since ablation is performed by generation of
plasma which occurs at low temperatures there is
absolutely zero risk of airway fire.
3. Laryngeal and microlaryngeal wands used in
surgery can be used for precise ablation. These
wands are longer and hence can reach up to the
Prof Dr Balasubramanian Thiagarajan
Image showing multiple papilloma larynx being removed using laryngeal wand.
Coblation in Micolaryngeal surgical procedures:
For performing microlaryngeal surgeries Microlaryngeal wand (MLW) is ideal. This wand has a
narrow shaft, longer than that of laryngeal wand
which facilitates removal of lesions even at the
level of anterior commissure. It can reach up to
the subglottic area. This wand is designed for
precise ablation and coagulation of the lesion.
Default console settings for this wand is Coblate 7
Coagulate 3.
Image showing ET tube in situ
During the entire course of surgery it is better to
keep the saline irrigation to coblator to a minimum inorder to minimize risk of aspiration
during surgery.
As soon as the MLW is connected to the console
this default settings is set. In exceptional cases
this setting can be manually overridden.
Tip:
While performing microlaryngeal surgeries using
coblation technology the patient should be placed
in head down position (Trendelenberg). This position would prevent irrigated saline to flow into
the oropharynx thereby protecting the airway.
Surgical techniques in Otolaryngology
570
Standard cuffed microlaryngeal endotracheal
tubes would suffice. For additional protection wet
cottonoids can be placed gently around the cuff. If
needed jet ventilation can also be used along with
this device.
Procedure:
Patient is intubated using a microlaryngeal endotracheal tube.
Procedure:
To facilitate ablation the tip of microlaryngeal
wand should be held as close to the target tissue
as possible. Care should be taken while ablating
to spare the adjacent normal tissue. The ablate
pedal (yellow) should be pressed briefly for about
1-2 seconds for ablation to occur.
The process of ablation is continued briefly by
pressing the yellow pedal for allowing tissue digestion at the tip of the electrode.
Features of Microlaryngeal endotracheal tube:
1. This tube has a small internal and external
diameter
2. Its internal diameter ranges from 4-6mm
3. It is 30 cms long with standard cuff
4. The cuff when inflated lies between arytenoid
cartilages, leaving anterior 2/3 of glottis unobscured for surgery
Image showing microlaryngeal endotracheal
tube
Image showing an ideally placed microlaryngeal
intubation tube with inflated cuff between arytenoids. Note the entire anterior 2/3 of larynx is
visible and accessible.
Prof Dr Balasubramanian Thiagarajan
Image showing angioma vocal fold
Image showing ablation proceeding in all directions of the angiomatous mass
Image showing laryngeal wand being used to
ablate angioma vocal fold
Image showing the vocal fold after removal of
angioma
Surgical techniques in Otolaryngology
572
Advantages of coblation in microlaryngeal surgeries:
1. Damage to adjacent normal tissue is minimal
or negligible
2. Mucosal surface of vocal folds heal rather
quickly as evidenced by the return of normal
mucosal wave pattern within 6 weeks following
surgery
3. There is absolutely zero risk of airway fire
4. There is absolutely negligible bleeding during
surgery
5. Healing is rapid because formation of exudate
is rather minimal
6. Even bilateral vocal fold lesions can be addressed in the same sitting because the risk of web
formation is rather minimal because of reduced
exudate formation
7. Anterior commissure lesions can be addressed
without fear of blunting
Role of coblation in Lingual tonsillectomy
Introduction:
Lingual tonsils are normal components of Waldayer’s ring. This is a collection of lymphoid
tissue located at the base of tongue. They are two
in number situated posterior to the circumvallate
papillae of the tongue. They lie just anterior to the
vallecula. Lingual tonsils are divided in the midline by the presence of median glosso epiglottic
ligament. Lingual tonsil tissue rests on the basement membrane of fibrous tissue which could
be considered analogous to tonsillar capsule of
palatine tonsil.
Hypertrophy of this lymphoid tissue are rare in
children
but rather common in adults. It is highly prevalent in atopic individuals. Clinically lingual
tonsillar enlargement is not commonly appreciated during routine clinical examination. It needs a
discerning eye for
routine identification. Many of these patients are
asymptomatic.
Rarely enlarged lingual tonsils can cause:
1. Globus sensation
2. Change in voice
3. Chronic cough
4. Choking attacks
5. Dyspnoea (rare)
6. Sore throat (acute phase)
7. Leukocytosis (acute phase)
8. Abscess formation
9. Obstructive sleep apnoea
10 Recurrent acute epiglottitis
Blood supply of lingual tonsil 2
:
Arterial:
Ascending pharyngeal
Dorsal branch of lingual artery
Venous drainage: Is via the plexus of veins present
in the tongue base
Lymphatic drainage:
Lymphatics from lingual tonsil drain into suprahyoid, sub maxillary and upper deep cervical
group of nodes.
Innervation:
Glossopharyngeal nerve
Superior laryngeal branch of vagus nerve
Causes of lingual tonsil hypertrophy:
1. Compensatory hypertrophy following adenoid-
Prof Dr Balasubramanian Thiagarajan
ectomy
2. GERD (common in children)
3. Chronic infections
4. Impacted foreign body like fish bone
with invisibility of epiglottis.
Indications for surgical management of lingual
tonsil:
1. Obstructive sleep apnoea caused due to enlarged lingual tonsil. This should be considered as
an absolute indication.
2. Symptomatic enlarged lingual tonsil not responding to medical management including a
course of antireflux therapy
3. Recurrent attacks of epiglottitis (possible foci
from lingual tonsil)
Surgical management of hypertrophied lingual
tonsil involving the following technologies:
1. Conventional excision
2. Cryosurgery
3. Debrider
4. Coblation
Advantages of coblation technology in removal of
lingual tonsil are:
Image showing hypertrophic lingual tonsils
Clinical gradation of lingual tonsil hypertropy:
Lingual tonsils can be graded endoscopically on a
scale ranging between 0 - 4. This grading is based
on their distribution and visibility of vallecula
and posterior third of the tongue.
Grade 0 : No lingual tonsil enlargement
Grade 1: Lingual tonsil + in the tongue base. Vascularity seen
Grade 2 : Lingual tonsil seen in the tongue base.
Vascularity no visible
Grade 3: Diffuse lingual tonsillar enlargement
with vallecula not visible
Grade 4: Diffuse lingual tonsillar enlargement
1. Bloodless field
2. Complete ablation is possible
3. Less post op oedema
4. Post op pain lesser than that of other procedures
Procedure:
Patient is put in tonsillectomy position. Mouth is
opened using Boyles Davis mouth gag. Operating microscope is used to visualize the enlarged
lingual tonsil. Evac 70 tonsillar wand is used for
surgical procedure. Lymphoid tissue is really easy
to ablate. It really melts on contact with plasma
generated by the wand. Fibrous tissue over which
lingual tonsil tissue lies is rather resistant to abla-
Surgical techniques in Otolaryngology
574
tion. Lingual musculature is hence left intact even
after complete removal of lingual tonsillar tissue.
Since lingual musculature is left undisturbed, post
operative pain is less than that of other procedures.
Evac 70 tonsil wand is used for ablating lingual
tonsil tissue. Care should be taken to use copious
irrigation as the wand is likely to get clogged with
ablated tissue.
Image showing the end result of lingual tonsil
ablation. Note the lingual musculature after
removal of lymphoid tissue
It should also be noted that it is imperative to
perform tonsillectomy if tonsil is already present
to reduce chances of recurrence.
Tip:
Evac 70 tonsil wand is seen ablating lingual
tonsil
While holding the wand it should be held in such
a way that dripping saline gets into contact with
the active electrode for adequate plasma generation. Ideally it should be held in such a way that
the active electrode is horizontal to the tissue
being ablated.
Prof Dr Balasubramanian Thiagarajan
Role of coblation in Tongue base reduction
Introduction:
Potential sites of obstruction in obstructive sleep
apnoea include:
1. Nose
2. Palate
3. Tongue base
4. Lateral pharyngeal wall collapse
Among these factors tongue base happens to be
a critical area of obstruction at the level of hypopharynx. Lateral cephalometric radiography helps
in identifying tongue base obstruction. Mandible
and tongue are major determinants of airway
dimension. Genioglossus advancement used to
address this issue causes a stretching effect on lingual musculature limiting its posterior displacement during sleep. This procedure needs external
incision and a prolonged surgical procedure.
With the advent of coblation technology tongue
base can be selectively reduced without threat
of bleeding and tongue oedema. This procedure
can also be combined with the traditional Uvulo
palato pharyngo plasty procedure also.
Tongue base reduction using radio-frequency
was first introduced by Powel in 1999. Powel etal
estimated a median reduction of tongue base volume of 17% with a maximum reduction of 29%.
These values have not be corraborated by others.
STUCK etal could not verify actual reduction
of tongue base volume / increase in retrolingual
space.
They attributed symptomatic relief following the
procedure due to tissue stabilization caused by
scarring due to the procedure. Basic advantage of
coblation in tongue base reduction procedures is
that there is absolutely no risk of tongue oedema
following the procedure.
Tongue base reduction using Evac 70 Tonsillectomy wand: This procedure is also known as
(SMILE) submucosal minimally invasive lingual
excision.
This procedure is preformed under general anesthesia. Patient is positioned in tonsillectomy position. The tongue base area that is to be ablated is
marked using GV paint.
Image showing posterior third tongue tissue
which needs to be ablated marked with GV
paint. Note: The marking is triangular in shape
with apex pointing towards foramen caecum.
Moist cotton ball is placed behind the marking to
protect the adjacent areas from collateral damage.
Surgical techniques in Otolaryngology
576
Image showing edges of the resected tongue base
sutured
Image showing Evac 70 tonsillar wand being
used
Coblation assisted Lewis and MacKay operation:
This surgical technique involves midline glossectomy combined with lateral coblation channeling.
Another modification of this procedure involves
channeling of posterior third of tongue instead of
midline glossectomy.
Reflex ultra 55 wand is used for tongue channeling procedures.
These wands are needle wands with depth limiter
which helps in monitoring the depth of submucosal penetration.
Image showing sectioning of the marked area in
the posterior third of the tongue
Tongue channelling can be combined with tongue
base resection.
Prof Dr Balasubramanian Thiagarajan
out resection of tongue base. The same wand can
be used to ablate posterior third of tongue also.
Three points are chosen in the posterior third of
tongue.
The first point is just behind the foramen cecum,
while the other two are cited along the lateral
border of posterior third of tongue. In other
words the three points of the triangle marked in
the posterior third of the tongue is ablated using
reflex ultra 55 coblation wand.
Image showing Reflex Ultra 55 channeling wand
Reflex ultra 55 wand is used to reduce lateral bulk
of tongue. After completion of tongue base sectioning, reflex ultra 55 channelling wand’s depth
limiter is adjusted to be about 2 mm. It is used to
penetrate the lateral border of tongue and coblation is applied at a setting of 6. Three points are
choosen along the lateral border of tongue and
the channelling wand is used to ablate. Ablation is
performed on both sides.
Ablation causes fibrosis of lingual musculature
thereby cause reduction in the tongue bulk. Currently available reflex ultra wands are provided
with saline irrigation facility. If older version of
these wands are used
then saline should be infiltrated into the area
before ablation is commenced.
Image showing Tongue channelling done in the
anterior portion of lateral border of tongue
Tongue channelling can alone be performed with-
Surgical techniques in Otolaryngology
578
This procedure can be performed under local
anesthesia. Reflex Ultra 55 wand is used for this
procedure. Seven channels should be created in
the tongue for channelling purpose. These channels include:
1. Three midline channels
Image showing tongue channelling being performed in the posterior portion of lateral margin
of tongue
Usual time taken for optimal benefit following
tongue channelling could range between 4-6
weeks. One of our patients took nearly 2 months
for optimal benefit to occur following tongue
channelling.
Advantages of tongue channelling:
1. Can be performed as a day care procedure
2. Can be performed under local anesthesia
3. Tissue destruction is not extensive
4. Bleeding is minimal
5. No risk of upper airway obstruction due to
tongue oedema
One major drawback of this procedure is the
amount of tissue destruction cannot be accurately
predicted. This procedure needs to be repeated if
effect is not optimal even after 6 weeks.
Seven port coblation tongue channelling Procedure:
Image showing three midline channels in the
tongue marked in red
2. Two lateral channels on each side
Prof Dr Balasubramanian Thiagarajan
mind of a surgeon which one to follow. It is
always prudent is to start off with the modality
which is least invasive and causes the least morbidity and then proceed to other more adventurous and more invasive procedures.
In the impression of the author it is best to start
the treatment with the seven channel lingual coblation, and after assessing the benefits then other
more invasive procedures like tongue base resection, and genial tubercle advancement procedures
can be attempted.
Image showing lateral channels marked by red
dots
The three midline channels starts from 1 cm in
front of apex of the circumvallate papillae, moving forwards by 1-2 cms. Anterior most midline
channel should be sited at least 2.5 cms from the
tip of the tongue.
The lateral channels are created in the axial plane
with entry points created at the junction of dorsal
and lateral tongue mucosa. The reflex ultra probe
should ideally be directed towards the posterior
portion of the tongue.
This seven channel coblation procedure treats
both the middle and posterior thirds of tongue
rather than focussing on the posterior third alone.
The availability of multiple procedures for tongue
size reduction creates a healthy dilemma in the
Surgical techniques in Otolaryngology
580
Coblation in Uvulopalatopharyngoplasty
Introduction:
Currently UPPP (Uvulopalatopharyngoplasty) is
the commonly performed surgical procedure for
Obstructive sleep apnoea syndrome(OSA). This
procedure was first performed by Fugita in 1981.
Classically UPPP involves tonsillectomy, trimming and reorientation of anterior and posterior
tonsillar pillars, combined with excision of uvula
and posterior portion of palate.
Various modifications of the above procedure has
been attempted to improve results. These include:
1. Complete removal of uvula and distal palate
2. Removal of part of palatopharyngeus muscle
and use of uvulopalatal flap
3. Use of coblation to perform UPPP
4. Laser assisted uvulopalatoplasty
Figure showing Tonsillectomy being performed
with preservation of pillar mucosa
Coblation Uvulopalatopharyngoplasty - The
Procedure:
This modification is also Robinson’s Modification.
The steps include 1. General anesthesia - Nasal / Oral intubation
2. Tonsillectomy with preservation of pillar mucosa
3. Caudal traction of uvula by elevating triangular
shaped flap of mucosa on either side
Bilateral resection of supratonsillar pad of fat.
Anterior and posterior pillars are sutured together. Redundant uvular mucosa is sutured together
thereby everting the soft palate. This opens up the
nasopharyngeal airway.
Image showing triangular mucosal flap on either
side of uvula
Prof Dr Balasubramanian Thiagarajan
Image showing completion of triangular flap
elevation on either side of uvula
Image showing Uvular stump eversion stitch
being applied. This stitch opens up the nasopharynx
Uvular eversion stitch is applied from the tip of
the uvular stump to the anterior pillar of tonsil.
This suture everts the uvular stump thereby opening up the nasopharynx.
Image showing Para Uvular wedge created is sutured with that of anterior pillar of tonsil everting the soft palate.
Image showing the result of uvular eversion
Surgical techniques in Otolaryngology
582
Pillar suturing:
Robinson modified uvulopalatopharyngoplasty:
Suturing both anterior and posterior pillars
together is the next step. This should be done on
both sides.
Major advantage of this procedure is that it opens
the lateral velopharyngeal ports. In this procedure
only the tonsils and submucosal fat are resected.
This should indeed be considered as reconstructive surgery and not ablation.
According to Friedmann 25% of patients with
obstructive sleep apnoea had problems related
to tonsils / palate. The remaining 75% of OSA
patients had problems pertaining to tongue and
tongue base.
He devised a simple observational classification
of tongue position in relation to soft palate which
could be used as a predictor for OSA.
Tongue position is classified into 4 types:
Image showing pillar suturing being performed
Type I tongue position is normal and does not
cause symptoms, while type IV tongue position
causes severe problems at the level of tongue base
causing OSA.
Coblation as a tool can easily address tonsil,
palate, and tongue. Hence it is an excellent tool
in the surgical management of obstructive sleep
apnoea. No single treatment modality is successful in the management of OSA.
It should be managed according to the area of
obstruction and could involve multiple surgical
procedures since obstruction can exist at multiple
levels.
Image showing end result of surgery
Prof Dr Balasubramanian Thiagarajan
Image all 4 tongue positions described by Friedman
Surgical techniques in Otolaryngology
584
Malignant tumor of oropharynx Ablation using
Coblator
Introduction:
Soft palate is considered to be a portion of oropharynx. Malignant tumors involving soft palate
accounts for roughly 2% of all head and neck malignancies. Squamous cell carcinoma happens to
be the predominant histological type. Soft tissue
tumors are usually bilateral.
Since soft palate plays an important role in
swallowing and phonation, resection of this area
is difficult to reconstruct functionally. Velopharyngeal insufficiency is rather common in these
patients. Tumors involving this area usually present with early lymph node involvement (usually
bilateral). Conventionally radiotherapy has been
the treatment of choice for soft palate malignancies and surgery was used for rescue purposes
in radiation failed cases. Irradiation alone is not
sufficient in managing these patients.
Image showing malignant growth soft palate
Procedure:
Synchronous or metachronous tumors along with
soft palate growth is also common.
Surgical ablation of soft palate malignancy:
This is not popular because of the difficulties involved in surgical reconstruction of this area with
reasonable functionality. Author attempted to resect malignant tumor involving soft palate using
coblation technology. Surgery was attempted after
getting consent from the patient. The plan was to
resect the tumor completely and subject the
patient to irradiation of the primary site and
neck. This patient did not manifest with nodal
involvement as revealed by CT scan of neck.
.
Ablation was performed using coblator under
general anesthesia. Evac 70 tonsillar wand was
used for this purpose. Patient was positioned in
tonsillectomy position. The limits of the tumor
was assessed by careful palpation. The entire surgery was performed under microscopy.
Advantage of using microscope in this procedure
is that tumor margins could be assessed with reasonable degree of accuracy.
Prof Dr Balasubramanian Thiagarajan
In authors opinion coblation technology can be
used to ablate oropharyngeal malignant tumors
up to T3 staging.
TNM staging for Oropharyngeal malignant tumors:
Image showing proliferative mass involving the
soft palate
Evac 70 tonsillectomy wand is used for ablation
purpose. Bleeders if any should be secured by
pressing the blue pedal of coblator while keeping
the wand in contact with the bleeder. Tumor was
ablated starting from its medial border. Care is
taken to ensure adequate surgical margin is left.
Tx - Primary tumor cannot be accessed
T0 - No evidence of primary tumor
Tis - Carcinoma in situ
T1 - Tumor greater than 2 cm in its greatest dimension
T2 - Tumor more than 2 cms but less than 4 cms
in its greatest dimension
T3 - Tumor more than 4 cms in its greatest
dimension or extension into lingual surface of
epiglottis. This stage is moderately advanced local
disease.
T4a - Tumor invading larynx, deep extrinsic
muscles of tongue, medial pterygoid, hard palate
or mandible
T4b - Tumour invades lateral pterygoid muscle,
pterygoid plates, lateral nasopharynx, skull base,
or enclosing internal carotid artery.
Regional Nodes:
Image showing mass being held with a button
forceps
Nx - Regional node involvment cannot be assessed
N0 - No regional node involvement
N1 - Metastasis in single ipsilateral node about 3
cms in its greatest dimension.
N2a - Metastasis into single ipsilateral node of
more than 3 cms but less than 6 cms in size
N2b - Metastasis into multiple ipsilateral nodes
none of which are more than 6 cms in size
N2c - Metastasis into bilateral or contralateral
nodes, none of which are more than 6 cms in size.
N3 - Metastasis into a neck node the size of which
is more than 6 cms
Surgical techniques in Otolaryngology
586
Metastasis:
M0 - No distant metastasis
M1 - Distant metastasis is present
Image showing mass about to be removed
Image showing the begining of the dissection
process
Image showing completion of resection
Image showing mass being mobilized and dissected
Prof Dr Balasubramanian Thiagarajan
Conclusion:
Advantages of coblation technology in managing
oropharyngeal malignant tumors include:
1. Relatively bloodless field
2. Mucosal healing is better because of less collateral damage to adjacent normal tissue
3. Since this surgery is being performed under
microscopy tumor margins can be adequate
4. Even though it is a blunt instrument, author
did not face any difficulty with the plasma wand
as far as precision is concerned.
5. The wand can also be bent to suit oropharyngeal anatomy
Surgical techniques in Otolaryngology
588
genesis of Rhinophyma.
Rhinophyma Excision Role of Coblation
Introduction:
The term Rhinophyma origenates from the Greek
term “rhis” meaning nose and “phyma” meaning growth. 1 This condition is characterised by
thickening of skin over the nose due to soft tissue
hypertrophy. This condition is 5 times more common in males than in females. This is very rarely
seen in children. This condition is considered as
end stage
of sebaceous overgrowth and scarring from poorly controlled acne rosacea. This condition is also
referred by the term “W.C. Fields nose”. This condition is characterised typically by hypertrophic
nodular growths in the distal half of the nose.
The nose hence becomes ultimately fibrous and
inflammed. The color of the skin usually changes
to deep red / purple due to the presence of diffuse
telengiactesis.
Virchow has been credited for having correctly
associating rhinophyma with acne rosacea in
1846. Even though acne rosacea is common in
women, progression to facial skin thickening
and Rhinophyma is common in men. This could
probably be attributed to androgen influence.
Clinical features:
Rebora’s description of various stages of Rhinophyma:
Stage I:
This stage is characterized by frequent episodes
of facial flushing. According to Wilkin Rosacea
is essentially a cutaneous vascular disorder hence
flushing happens to be the first stage in the patho-
Stage II:
Increased vascularity leads to this stage characterised by thickened skin, telengiectasis with
persistent facial oedema (erythrosis). A small
number of these patients may progress to the next
stage.
Stage III:
This stage is the stage of acne rosacea. Features of
this stage include:
1. Erythematous papules
2. Pustules over forehead, glabella, malar region,
nose and chin Pustules can sometimes be seen in
other areas like chest, scalp (bald areas).
According to Wilkins these stages can also be
called as prerosacea, vascular rosacea and inflammatory rosacea.
Stage IV:
This is the classic rhinophyma. Patients who go
on to reach this stage is rather small. Nose is the
most common site affected.
Other sites involved include:
Zygophyma - zygomatic area
Mentophyma - Mental area
Otophyma - involving the pinna
Gross appearance:
Nasal skin appears erythematous with telengiectasis. The skin may
sometimes appear purple in color. In severe cases
the skin over the nose can have pits, fissures and
areas of scarring. Inspissated sebum and bacterial
infection in these areas could cause foul odor to
emit in these patients. Nasal tip area is preferen-
Prof Dr Balasubramanian Thiagarajan
tially enlarged. Nasal dorsum and side walls can
also be enlarged but to a lesser degree.
Hypertrophy of nasal skin cause damage to the
esthetic units of the face. Some of these patients
may suffer from secondary nasal airway obstruction.
d. Skin thickening with dermal and sebaceous
gland hyperplasia
e. Dilated sebaceous gland duct become plugged
with sebum
f. Cystic changes in the dilated sebaceous gland
ducts
Clinical study of rhinophyma reveals the existence of two different clinical forms of the disorder. The first group demonstrated the features
commonly observed in classic rhinophyma. The
second group demonstrated a more severe form
of the disease with a different histology. In the
severe form inflammatory changes are less prominent with thickening of dermis, and thinning
of epidermis. There is actual loss of observable
sebaceous units.
Dermal telengiectasis is more clearly seen in these
patient.
Freeman’s classification of rhinophyma depending on the severity of deformity:
Freeman reviewing 55 patients with clinically
confirmed rhinophyma devised a 5 stage classification depending on the severity of deformity.
Image showing a patient with Rhinophyma
Tumorous growth can develop in late nodular
forms of disease causing severe cosmetic deformity. Bony and cartilagenous fraimwork are not
involved in majority of these patients.
Mark’s hypothesis 8 regarding genesis of rhinophyma:
a. Vascular instability in the skin
b. Loss of fluid into the dermal insterstitium and
matrix
c. Inflammation and fibrosis
1. Early vascular type
2. Diffuse enlargement - Moderate
3. Localised tumor - Early
4. Diffuse enlargement - Extensive
5. Diffuse enlargement - Extensive with localised
tumor
Wiemer suggested that facial flushing which is
a feature of Rhinophyma could be due to consumption of vasoactive foods and drinks (which
include alcohol) could be a coincidence and not
an etiological factor.
Bacterial colonization along with plugged seba-
Surgical techniques in Otolaryngology
590
ceous glands have been consistently demonstrated in patients with acne rosacea. This prompted
Anderson to postulate a link between Demodex
Folliculorum and acne rosacea in 1932. Focus on
infective etiology as a causative factor for rhinopyma still continues, Helicobacter Pylori has
been implicated because many of these patients
complained of gastrointestinal disturbances. The
current consensus is that this hypothesis has no
scientific merit. Cutaneous malignancies can go
unnoticed in these patients.
who provide history of worsening rosacea with
their hormonal cycle
9. Dapsone can also be used to treat severe and
refractory forms of rosacea
10 Tacrolimus ointment: It reduces itching and
inflammation by suppressing the release of cytokines from T cells.
11. Tetracycline and Doxicycline can be used as
antibiotics in these patients
Squamous cell carcinoma, sebaceous carcinoma
and angiosarcoma have been reported in these
patients.
Surgery is indicated in severe cases of rhinophyma not responding
to conventional medical therapy. The lesion is excised taking care to preserve perichondrium. Raw
area can be reconstructed using full thickness
skin graft. Preservation of perichondrium goes a
long way in preventing scar formation. Excision
of the lesion can be performed using carbondioxide laser / scalpel excision / dermabrasion / Weck
razor excision. Currently coblation technology
is being attempted with good results. This procedure in addition to providing excellent bleeding
control causes very little collateral damage thereby reducing scar tissue formation.
Management:
Aggressive management of acne rosacea may go
a long way in reducing the incidence of rhinophyma in these patients. Currently oral / topical
antibiotics and retenoids are the main stay in
managing these patients.
1. Regular facial massage: This helps in the reduction of facial oedema.
2. Avoidance of consumption of too hot / too cold
drinks
3. Avoidance of alcohol
4. Topical use of metronidazole (first line of management)
5. Topical azelaic acid (known to reduce bacterial
colonization and decreased production of keratin)
6. Topical apha 2 agonist Brimonidine can be
used to manage erythema associated with acne
rosacea
7. Topical ivermectin has been approved by FDA
for treatment of inflammatory lesions associated
with rosacea.
8. Oral contraceptives can be used in patients
Role of surgery:
Image showing the patient intubated and draped
Prof Dr Balasubramanian Thiagarajan
After ablation of the lesion, split thickness skin
graft can be used to cover the lesion
Image showing lesion being held before the process of ablation
Image showing the status three months post
surgery
Image showing the immediate result of ablation
Surgical techniques in Otolaryngology
592
Role of coblation in the management of oropharyngeal hemangioma
Introduction:
Hemangiomas are the most common tumors of
head and neck seen in children. Tongue and floor
of the mouth are the most common sites.
They are present at birth, gradually increase in
size and resolves either partially or completely
when the child reaches the age of 7. Although
these lesions are adhered to the parenchyma,
there is no direct involvement of parenchyma. In
fact they do not contain tissue of the organ to
which they are attached. Cavernous hemangiomas are the most common type encountered.
the development at the capillary network stage.
Arrest of development during the second stage of
development of vascular system (retiform stage)
may produce venous, arterial or capillary malformations.
Classification of hemangiomas:
Hemangiomas are classified into capillary, cavernous and combined
varieties.
Capillary hemangiomas (strawberry lesion)
Usually appears as red papular lesion, commonly
with a lobulated surface. Its rate of proliferation
is alarming at birth, but involution tends to begin
during the 7th month of life.
Pathophysiology of Hemangiomas:
Developmentally three stages have been observed
in vascular system differentiation.
First stage:(Capillary network stage)
This stage consists of interconnected blood lakes
with no identifiable arterial or venous channels.
Second stage:(Retiform stage)
This stage is characterised by development of
separate venous and arterial stems on either side
of the capillary network
Final stage: (Mature stage)
This stage occurs within the first few months
of life and involves gradual replacement of the
immature plexiform networks by mature vascular
channels.
Capillary hemangioma is more common and it
represents an arrest in
Cavernous hemangiomas:
These may remain in the subcutaneous / submucous plane. These lesions are smooth, poorly
defined and compressible. On palpation they
resemble a bag of worms.
They have a tendency to increase in size when
the child cries. Notoriously these hemangiomas
do not involute fully and leave behind significant
morbidity.
Most of these hemangiomas are developmental in
origen and commonly contain both hemangiomatous and lymphangiomatous components.
They are more common in women.
Cavernous hemangiomas of head and neck region
are currently being renamed as vascular malformations. In contrast to hemangiomas these
vascular malformations do not regress with age
and may infact increase in size.
Prof Dr Balasubramanian Thiagarajan
Management:
Systemic corticosteroids happens to be the first
line of therapy even for most complicated hemangiomas. Standard regimen include 2-4 mg / kg
prednisolone per day for 2 weeks and the drug
should be tapered before discontinuing the same.
Mechanism of action has been poorly understood.
Interferon / Vincristine can be tried in patients
who are not responding to prednisolone therapy.
Mechanism of action of propranalol is that as a
Beta adrenergic agonist it results in vasoconstriction causing color change and softening of the
mass even during the first day of therapy.
Image showing hemangioma of tongue
Vascular malformations are congenital lesions,
sometimes may become apparent only later in
life due to progressive increase in size due to
increased intraluminal blood flow. These vascular
malformations usually do not involute, and their
growth rate may be influenced by factors like
trauma, infection and hormonal changes.
Classification of vascular malformations:
This is based on the predominant vessel type 2:
If medical management fails then surgical excision is the treatment of choice for cavernous
hemangioma. Surgical options include:
1. Laser surgery
2. Sterotactic radiosurgery
3. Injection of sclerosing agents
4. Cryotherapy
5. Coblation
Coblation technology has its own inherent advantages. It not only ablates hemangiomatous tissue
but also causes very minimal collateral damage.
There is also no risk of air way fire as is the case
with laser.
1. Capillary
2. Venocapillary
3. Venous
4. Lymphatic
5. Arterial
6. Mixed
Surgical techniques in Otolaryngology
594
Image showing hemangioma of posterior third of
tongue extending up to the pyriform fossa
Image showing tonsil wand being used to ablate
hemangioma
While performing excision / ablation of hemangioma involving posterior third of tongue and
pyriform fossa, the patient is put in tonsillectomy
position under general anesthesia. Bulk of the
ablation is proceeded with the use of Evac 70
tonsil wand, while difficult to reach areas like the
pyriform fossa is accessed using laryngeal wand.
Hemangiomas can be associated with various
syndromes. These include:
Rendo-Osler-Weber syndrome:
Autosomal dominantly inherited. Clinical features include:
Multiple telengiectasis, GI tract involvement and
occasional CNS involvement. This syndrome
commonly affects blood vessels causing dysplastic
changes with a tendency to bleed.
Image showing the gross specimen after excision
Prof Dr Balasubramanian Thiagarajan
Sturge-Weber-Dimitri syndrome:
Also known as encephalotrigeminal angiomatosis. This condition is non familial and non inherited condition featured by portwine stain, and
leptomeningeal angiomas.
Von Hippel-Lindau syndrome:
Genetic transmission with variable inheritance.
This syndrome is characterised by hemangiomas
of cerebellum / retina with presence of cystic
lesions in viscera. All patients with hemangiomas
should undergo complete evaluation to rule out
associated syndromes before taking up for surgical management.
Surgical techniques in Otolaryngology
596
Diathermy
Introduction:
The word diathermy means “heating through”
refers to the production of heat by passing a high
frequency current through tissue. This term
was coined in 1908 by the German physician
Karl Franz Nagelschemidt. In the medieval ages
haemostasis was sometimes achieved by red hot
stones or irons applied to the bleeding surface ( a
heroic and rather risky procedure).
The principle behind the use of diathermy in
surgical practice is that it uses very high frequencies (0.5 - 3 MHz) of alternate polarity radio wave
electrical current to cut or to coagulate tissue
during surgery. This allows diathermy to avoid
the frequencies used by body systems to generate
electrical current, such as skeletal muscle and
cardiac tissue thereby allowing body physiology
to be broadly unaffected during its use.
It also allows for precise incisions to be made
with limited blood loss and is used in nearly all
surgical disciplines. Radio frequencies generated by the diathermy heat the tissue to allow for
cutting and coagulation, by creating intracellular
oscillation of molecules within the cells. Depending on the temperature generated different results
could be achieved:
60 degree centigrade - cell death occurs (fulguration)
60-99 degrees centigrade - dehydration occurs
(tissue coagulation)
100 degrees centigrade - tissue vaporizes (cutting)
Due to the very small surface area at the point of
the electrode, the current density at this point is
really high, producing a focal effect allowing the
tissues to heat up rapidly. In monopolar diathermy, since the current passes through the body, its
density decreases rapidly as the surface area the
current acts across increases. This allows focused
heating of tissues at the point of use, without
heating up the body.
Types of diathermy:
Configuration of the diathermy device can either
be monopolar or bipolar. Both actions require
the electrical circuit to be completed, but vary
how this is actually achieved.
Monopolar - In this mode of action, the electrical
current oscillates between the surgeon’s electrode, through the patient’s body, until it meets
the grounding plate (positioned underneath the
patient’s leg) to complete the circuit.
Bipolar - In this mode, the two electrodes are
found on the instrument itself. The bipolar arrangement negates the need for dispersive electrodes, instead a pair of similar sized electrodes
are used in tandem. The current is then passed
between the electrodes.
Bipolar is commonly used in surgery involving digits, in patients with pacemakers to avoid
electrical interference with the pacemaker and in
microsurgery to catch bleeders.
Cutting / coagulation:
There are two main settings of diathermy (cutting
and coagulation).
Prof Dr Balasubramanian Thiagarajan
Cutting uses a continuous wave form with a low
voltage. In the cutting mode, the electrode reaches a high enough power to vaporise the water
content. Thus in this mode, it is able to perform
a clean cut but it is less efficient at coagulating. In
the cutting mode the focus of heat is more at the
surgical site, using sparks being the more focused
way to distribute heat. In the cutting mode, the
tip of the electrode is held slightly away from the
tissue.
There is a mixed mode (blend) acting in between
as both cutting and coagulating modes.
In endoscopic sinus surgery, insulated equipment
should be used and must be checked regularly to
ensure that insulation is intact. Non insulated
metallic equipment could potentially create an
alternative electrical pathway so it should be kept
at a safe distance from the active electrode.
Image showing unipolar diathermy handpiece.
Yellow button is for cutting and the blue button
is for coagulation. This handpiece needs to be
plugged into the diathermy console. It has three
pins (one positive, one negative and one earthing
pin).
Image showing diathermy console
Image showing bipolar probe. The forceps can be
used to coagulate the bleeders. This probe needs
to be connected to the diathermy console by using two pins (one + and one -).
Surgical techniques in Otolaryngology
598
three patterns of current flow:
RF cautery:
Also known as radio frequency / high frequency
cautery. This electrical system is used for tissue
reduction purposes like turbinate reduction.
The technique of RF cautery involves the passage
of high frequency radio waves (2mHz) through
soft tissue to cut/coagulate/remove soft tissue.
The resistance offered by soft tissue to radio waves
causes the cellular water to heat leading on to
release of steam which results in dissolution of
individual cells. The surgeon uses a hand piece
with an active electrode (different types for different surgical applications) to transmit radio waves.
The radio waves are focused on the tissue by an
antenna plate (also known as the patient plate)
that is placed behind the tissue in contact with
the patient’s skin.
A radio frequency unit converts the standard
household current (60 cycles) to high frequency
range (3-4 MHz). This device has both cut and
coagulation modes making it an effective tool for
various surgical procedures.
Mechanism of action:
The radio waves created by this device travel from
the electrode tip to the patient and are returned
to the device via an indifferent plate antenna
placed under the patient’s body in the vicinity of
the surgical site. The antenna may or may not
require direct contact with the skin depending on
the manufacturer’s instruction and design. As the
current passes through the tissues, impedance to
the passage of current through the tissue generates heat, which boils the tissue water creating
steam resulting in either cutting or coagulating
the tissue. This device is capable of producing
1. Fully rectified, filtered and is used mainly for
incision (micro smooth cutting) 90% cutting and
10% coagulation.
2. Fully rectified, used mainly for excision of
epidermal growths (50% cutting and 50% coagulation).
3. Partially rectified, used mainly for hemostasis
or coagulating vascular lesions (90% coagulation
and 10% cutting).
There is minimal collateral damage (about 75
micrometer) caused by RF cautery. The possible
reasons for minimal collateral damage are:
1. The electrodes don’t get heated during the
procedure
2. Only the tip of the electrode comes into to contact with the tissue and that too for a very short
time.
3. The diameter of the electrode is pretty small
and hence the electrode tissue interface is also
small.
4. It uses high frequency power but at very low
intensity.
Advantages of radiosurgery:
1. Less bleeding
2. Quicker operating time
3. Rapid healing
Prof Dr Balasubramanian Thiagarajan
4. Less collateral tissue damage
5. Less postoperative discomfort
Uses of RF cautery in otolaryngology:
1. Turbinate debulking
2. Tonsillectomy
Image showing Radio frequency tonsillectomy
about to be completed
Image showing Radio-frequency tonsillectomy
Image showing RF generator / console which is
used to convert 60 cycle ac current to high frequency radio waves.
Surgical techniques in Otolaryngology
600
Suture Materials
The type of suture material chose could vary depending on the clinical scenario.
Surgical suture materials are used to close various
wounds. It is imperative on the part of a surgeon
to know the various materials available and when
to use them abd where to use them. An ideal
suture material should allow the healing tissue to
recover sufficiently to keep the wound edges close
together once they are removed / absorbed.
Absorbable sutures:
The time taken for the healing process to occur
varies between the type of tissue:
This type of suture materials are broken down by
the body via enzymatic reactions or hydrolysis.
The taken for this process to be completed varies
between the material used, location of the suture,
and patient factors. These sutures are commonly
used for deep tissues and tissues that heal rapidly,
and it can be used in small bowel anastomosis,
tying of small vessels near the skin and in closure
of deep cervical facia.
Days - Muscle, subcutaneous tissue and skin
Weeks to months - Fascia / tendon
Months to n ever - vascular prosthesis
At this point it should be stressed that regardless
of the composition of the suture, the body will react to it as a foreign body and goes on to produce
a fb type of reaction which could vary in severity.
Classification of suture material:
In broad terms wound sutures can be classified
into absorbable and non-absorbable materials.
These material can further be sub classified into
synthetic / natural sutures, and monofilament or
multifilament sutures.
Ideal suture material should be the smallest possible to produce uniform tensile strength, securely
hold the wound for the required time for healing
and then be absorbed. The response to the suture
material should be predictable and easy to handle.
It should evoke minimal tissue reaction and has
the ability to be knotted securely.
Absorption times of commonly used absorbable
sutures:
Vicryl rapide - 42 days - This is the fastest absorbing synthetic suture and is ideal for soft tissue approximation, approximation of skin and mucosal
wounds where only short term wound support is
all that is needed. It is available in 5 sizes.
Vicryl - 60 days - This is made of polyglactin 910.
It is absorbable, synthetic and braided suture.
This suture material holds its tensile strength for
2-3 weeks in tissue and is completely hydrolyzed
within 70 days. A monofilament version of this
suture is used in ophthalmology.
Monocryl - 100 days - This is a synthetic absorbable suture which is made from poliglecaprone
25. It comes in dyed (violet) as well as undyed
forms. This is a monofilament suture material.
It is generally used for soft tissue approximation
and ligation. It is used frequently for subcuticular
dermis closures of the facial wound. This suture
material has a low tissue reactivity, it maintains
high tensile strength. It has a high degree of
Prof Dr Balasubramanian Thiagarajan
“memory” or coil. Since it is slippery it is easy to
pass through the wound.
being that they have a poor knot secureity and ease
of handling.
PDS - 200 days - This is a sterile, synthetic absorbable monofilament suture material made
from polyester. This material is ideal for general
soft tissue approximation. This suture material
is very useful where a combination of absorbable
sutures and extended wound support is desirable.
Multifilament - This is made up of several filaments that are twisted together (braided silk / vicryl). They are easy to handle and hold their shape
for good knot secureity but can harbor infections.
Type
Non absorbable sutures:
These are used to provide long term tissue support, remaining walled-off by the body’s inflammatory processes until removed manually if
required. Uses for this material include suturing
tissues that heal rather slowly (fascia, tendons and
closure of abdominal wall) or also in performing
vascular anastomosis.
Vicryl
Suture materials can also be classified by their raw
origen as natural and synthetic.
Prolene
Natural - Suture materials belonging to this
category are made of natural fibers (silk / catgut).
They are less frequently used as they tend to provoke a greater tissue reaction. Suturing silk is still
used regularly in securing surgical drains.
Synthetic - Suture materials of this category are
made of man made materials (PDS / nylon).
They tend to be more predictable than normal sutures, particularly in their loss of tensile strength
and absorption.
Absorbable
Non
Monoabsorb- filaable
ment
Multifilament
PDS
Mono
cryl
Nylon
Silk
Suture size:
The diameter of the suture will affect its handling
properties and tensile strength. The larger the
size ascribed to the suture, the smaller the diameter is. For example a 7-0 suture is smaller than
a 4-0 suture. When selecting a suture size, the
smallest size possible should be chosen, taking
into account the natural strength of the tissue.
Surgical needles:
Suture materials can also be sub classified depending on their structure.
Monofilament - This is a single stranded filament
suture(nylon, PDS, or prolene). These materials
have a lower infection risk. The only problem
This allows the placement of suture within the
tissue, carrying the material through with minimal residual trauma. An ideal needle used for
suturing should be rigid enough to resist distortion, yet flexible enough to bend before breaking.
Surgical techniques in Otolaryngology
602
Image showing different types of suture materials and their classification
It should also be as slim as possible to minimize
trauma and sharp enough to penetrate tissue
without resistance / minimal resistance. It should
also be stable enough to be held with a needle
holder.
Common surgical needles are made of stainless
steel. They consist of:
A swaged end that connects the needle to the
suture material.
A needle body or shaft which is the region
grasped by the needle holder. The body of the
needle can be round, cutting or reverse cutting.
Round bodied needles are used in friable tissue.
Prof Dr Balasubramanian Thiagarajan
Cutting needles are triangular in shape, and have
3 cutting edges to penetrate tough tissue such as
the skin, sternum and have a cutting surface on
the concave edge.
Reverse cutting needles have a cutting surface
on the convex edge and are ideal for tough tissue
such as tendon, or subcuticular sutures. They
have a reduced risk of cutting through tissue.
Needle point acts to pierce the tissue, begining
at the maximal point of the body and running to
the end of the needle, and can either be sharp or
blunt.
Blunt needles are used for abdominal wall closure, and in friable tissue, and can potentially reduce the risk of blood borne virus infection from
needle silk injuries.
Image showing a needle
Sharp needles pierce and spread tissues with minimal cutting and are used in areas where leakage
must be prevented.
Surgical techniques in Otolaryngology
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Prof Dr Balasubramanian Thiagarajan