Development of Natm: Principles of Observational Method

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DEVELOPMENT OF NATM

Principles of Observational Method

Lecture 01

HISTORICAL DEVELOPMENT OF TUNNELLING

In ancient times, small tunnels mainly built for water supply

Iran: in the nineteensixties still 160.000km of water galleries under operation


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Lecture 01

Traffic tunnels from the 18th century on

Neutortunnel in Salzburg, Austria from 1770


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Thames river crossing, London 1825-1843


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Lecture 01

DIFFERENT TUNNELLING METHODS 19th and 20th CENTURY

English tunnelling method


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Lecture 01

DIFFERENT TUNNELLING METHODS 19th and 20th CENTURY

Belgian tunnelling method


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Lecture 01

DIFFERENT TUNNELLING METHODS 19th and 20th CENTURY

German tunnelling method


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Lecture 01

DIFFERENT TUNNELLING METHODS 19th and 20th CENTURY

Austrian tunnelling method


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Lecture 01

DIFFERENT TUNNELLING METHODS 19th and 20th CENTURY

Steel support, mainly used in USA


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Lecture 01

FIRST IDEAS OF NATM

Rabcewicz in 1948 patented a tunnelling method, which was


based on a double concrete shell approach. Inner lining should be installed when deformations ceased should avoid disintegration and thus development of dead loads on lining

Quickly installed primary lining

Waterproofing between

primary and secondary lining of inner lining based on measuring results

Determination of installation

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Lecture 01

DEVELOPMENT OF SHOTCRETE AND BOLTING

Although known and occasionally used, the systematic


application of shotcrete and rock bolts started in the nineteen fifties. was a problem with traditional supports.

Shotcrete helped prevent disintegration of the ground, which Rock bolts originally were used to fix single blocks, but soon
systematic bolting was applied to reinforce the rock mass surrounding the tunnel. 1956 in Venezuela by Rabcewicz

First application of rock bolts and shotcrete as only support

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Lecture 01

SYSTEMATIC BOLTING TO CREATE CARRYING ARCH

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Lecture 01

BASIC PRINCIPLES OF NATM

Prevent disintegration of the rock mass, thus keeping ist


strength

Use rock mass as far as possible to take additional stresses


resulting from excavation
This implies that deformations should not be completely stopped by the support right after installation But deformation should be kept below critical level, where disintegration (loosening) of the rock mass occurs

Monitor the behaviour of the system to observe stabilization


process and allow for adjustments

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Lecture 01

FIRST APPLICATION OF NATM IN AUSTRIA


ORIGINAL DESIGN (failed) MODIFIED DESIGN (successful)

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Lecture 01

INTERACTION BETWEEN GROUND AND SUPPORT

Loading of support support resistance

Ground reaction curve

Support characteristic

Excavation & support hardening time of shotcrete

Deformation imposed on support

Time, where support is loaded

equilibrium Time

Pacher, 1964
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Lecture 01

FURTHER DEVELOPMENT OF NATM

1963 the name New Austrian Tunnelling Method was created Applications first in Austria, soon also in Germany, South
America and Japan. Initially mainly used for tunnels with shallow cover. Cost savings of up to 50% with high overburden and large caverns

Use of the method starting from the nineteen seventies also Applicability to nearly any ground condition with the use of
basically the same elements contributed to a wold wide pread of the method

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Lecture 01

EXAMPLES OF RECENT PROJECTS

Tauerntunnel, Austria; Use of ductile elements in the lining in fault zone


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Lecture 01

EXAMPLES OF RECENT PROJECTS

Wienerwaldtunnel, Austria; sidewall galleries in built up area with shallow cover


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Lecture 01

EXAMPLES OF RECENT PROJECTS

Tunnel Sentvid, Slovenia; bifurcation cavern in extremely faulted rock


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Lecture 01

WHAT HAS CHANGED?

Better equipment reduced the number of required miners. In


Austria typically 5 men form a crew at the face

Improvements in materials leads to higher quality tunnels Improvement in monitoring, data processing, and evaluation
of results has reduced failures and surprises

Costs of tunnel construction have been reduced

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PRINCIPLES OF OBSERVATIONAL METHOD

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Lecture 01

INTRODUCTION

Uncertainties in the geological model and the properties of


the ground, as well as the limited accuracy and simplifications in the models used for design lead to a residual risk during construction

The resulting inaccuracy of the design calls for an

observational approach to allow for a safe and economical construction with minimal risk design as you go, implying there is no or little preparation prior to construction observational approach requires sound preparation and a well organized construction setup

The observational approach often is misinterpreted as On the contrary, a successful implementation of the

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Lecture 01

REQUIREMENTS

Sound investigation and ground characterization Assessment of possible behaviors Establishment of acceptable limits for expected behaviors Design of excavation and support methods, covering the range of expected ground behaviors

Adequate monitoring plan Appropriate site organization to allow for a short response
time in case actual behavior deviates from the predicted/acceptable

Safety management plan including contingency measures for


cases, where actual behavior deviates from expected

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Lecture 01

WRONG GEOLOGICAL MODEL & SLOW SITE RESPONSE

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Lecture 01

BASIC RULES FOR DESIGN

Characterization of the ground Assessment of ground reaction without support prior to


selection of construction methods
Only if the failure mode of the unsupported tunnel is known, appropriate construction measures to prevent those failures can be selected

Checking robustness of design by varying ground parameters


within expected ranges possible

Describing expected system behavior as accurately as Establishing criteria for the application of excavation and
support methods during construction

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Lecture 01

BASIC RULES FOR CONSTRUCTION

Identify ground types defined in the design, and refine


assignment criteria if required

Continuously update ground model Assess ground behavior and select appropriate excavation
and support method based on rules established during design; refine criteria if appropriate during construction

Predict system behavior based on design and observations Use methods of monitoring and data processing which allow
capturing the expected behaviors and a timely response

Compare observed to predicted system behavior Be alert for deviations from normal behavior
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Lecture 01

LACK OF SITE ORGANIZATION?

REUTERS/Gilberto Marques (BRAZIL)

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Lecture 01

SAFETY MANAGEMENT PLAN

Identification of safety relevant issues Definition of expected behaviour Definition of parameters to be observed, observation
Definition of warning and alarm levels and criteria

methods, layout, reading frequency, and evaluation methods Definition of contingency measures for each warning level Action plan in case of an alarm Organisation plan and reporting structure

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Lecture 01

CONCLUSION

The observational approach can be implemented successfully


only if
Design covers expected behaviors Monitoring methods are adequate Data processing and interpretation of results is efficient Site organization is adequate Contractual setup allows flexible response to changing ground conditions Safety management plan, containing alarm criteria and mitigation measures is established Site staff is sufficiently qualified

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