Validation of Analytical Procedures
Validation of Analytical Procedures
Validation of Analytical Procedures
Q2(R1)
Retrieved from the International Conference on
Harmonisation of Technical Requirements for
Registration of Pharmaceuticals for Human Use
June 02, 2014.
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This Guideline has been developed by the appropriate ICH Expert Working Group and
has been subject to consultation by the regulatory parties, in accordance with the ICH
Process. At Step 4 of the Process the final draft is recommended for adoption to the
regulatory bodies of the European Union, Japan and USA.
Q2(R1)
Document History
New
First Codification
History Date
Codification November
2005
Q2A and The parent guideline is now renamed Q2(R1) as the November Q2(R1)
Q2B guideline Q2B on methology has been incorporated to 2005
the parent guideline. The new title is “Validation of
Analytical Procedures: Text and Methodology”.
VALIDATION OF ANALYTICAL PROCEDURES:
TEXT AND METHODOLOGY
ICH Harmonised Tripartite Guideline
TABLE OF CONTENTS
PART I:
TEXT ON VALIDATION OF ANALYTICAL PROCEDURES ..................................1
1. Introduction ............................................................................................................1
2. Types of Analytical Procedures to be Validated ...................................................1
TABLE.............................................................................................................................3
GLOSSARY .......................................................................................................................4
PART II:
VALIDATION OF ANALYTICAL PROCEDURES: METHODOLOGY ..................6
INTRODUCTION.............................................................................................................6
1. SPECIFICITY .........................................................................................................6
1.1. Identification.......................................................................................................7
1.2. Assay and Impurity Test(s)................................................................................7
2. LINEARITY.............................................................................................................8
3. RANGE.....................................................................................................................8
4. ACCURACY.............................................................................................................9
4.1. Assay ...................................................................................................................9
4.2. Impurities (Quantitation) ................................................................................10
4.3. Recommended Data..........................................................................................10
5. PRECISION ..........................................................................................................10
5.1. Repeatability.....................................................................................................10
5.2. Intermediate Precision.....................................................................................10
5.3. Reproducibility .................................................................................................10
5.4. Recommended Data..........................................................................................10
6. DETECTION LIMIT ............................................................................................11
6.1. Based on Visual Evaluation.............................................................................11
6.2. Based on Signal-to-Noise .................................................................................11
6.3 Based on the Standard Deviation of the Response and the Slope .................11
6.4 Recommended Data..........................................................................................11
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Validation of Analytical Procedures: Text and Methodology
ii
PART I:
1. Introduction
This document presents a discussion of the characteristics for consideration
during the validation of the analytical procedures included as part of registration
applications submitted within the EC, Japan and USA. This document does not
necessarily seek to cover the testing that may be required for registration in, or
export to, other areas of the world. Furthermore, this text presentation serves as
a collection of terms, and their definitions, and is not intended to provide
direction on how to accomplish validation. These terms and definitions are meant
to bridge the differences that often exist between various compendia and
regulators of the EC, Japan and USA.
- Identification tests;
Although there are many other analytical procedures, such as dissolution testing
for drug products or particle size determination for drug substance, these have
not been addressed in the initial text on validation of analytical procedures.
Validation of these additional analytical procedures is equally important to those
listed herein and may be addressed in subsequent documents.
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Validation of Analytical Procedures: Text
- Testing for impurities can be either a quantitative test or a limit test for the
impurity in a sample. Either test is intended to accurately reflect the purity
characteristics of the sample. Different validation characteristics are required
for a quantitative test than for a limit test;
The objective of the analytical procedure should be clearly understood since this
will govern the validation characteristics which need to be evaluated. Typical
validation characteristics which should be considered are listed below:
Accuracy
Precision
Repeatability
Intermediate Precision
Specificity
Detection Limit
Quantitation Limit
Linearity
Range
The degree of revalidation required depends on the nature of the changes. Certain
other changes may require validation as well.
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Validation of Analytical Procedures: Text
TABLE
- content/potency
characteristics quantitat. limit
Accuracy - + - +
Precision
Repeatability - + - +
Interm.Precision - + (1) - + (1)
Specificity (2) + + + +
Quantitation Limit - + - -
Linearity - + - +
Range - + - +
(1) in cases where reproducibility (see glossary) has been performed, intermediate
precision is not needed
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Validation of Analytical Procedures: Text
GLOSSARY
1. ANALYTICAL PROCEDURE
The analytical procedure refers to the way of performing the analysis. It should
describe in detail the steps necessary to perform each analytical test. This may
include but is not limited to: the sample, the reference standard and the reagents
preparations, use of the apparatus, generation of the calibration curve, use of the
formulae for the calculation, etc.
2. SPECIFICITY
Specificity is the ability to assess unequivocally the analyte in the presence of
components which may be expected to be present. Typically these might include
impurities, degradants, matrix, etc.
Purity Tests: to ensure that all the analytical procedures performed allow an
accurate statement of the content of impurities of an analyte, i.e.
related substances test, heavy metals, residual solvents content, etc.
3. ACCURACY
The accuracy of an analytical procedure expresses the closeness of agreement between
the value which is accepted either as a conventional true value or an accepted
reference value and the value found.
4. PRECISION
The precision of an analytical procedure expresses the closeness of agreement (degree
of scatter) between a series of measurements obtained from multiple sampling of the
same homogeneous sample under the prescribed conditions. Precision may be
considered at three levels: repeatability, intermediate precision and reproducibility.
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Validation of Analytical Procedures: Text
4.1. Repeatability
Repeatability expresses the precision under the same operating conditions over a
short interval of time. Repeatability is also termed intra-assay precision .
4.3. Reproducibility
Reproducibility expresses the precision between laboratories (collaborative studies,
usually applied to standardization of methodology).
5. DETECTION LIMIT
The detection limit of an individual analytical procedure is the lowest amount of
analyte in a sample which can be detected but not necessarily quantitated as an exact
value.
6. QUANTITATION LIMIT
The quantitation limit of an individual analytical procedure is the lowest amount of
analyte in a sample which can be quantitatively determined with suitable precision
and accuracy. The quantitation limit is a parameter of quantitative assays for low
levels of compounds in sample matrices, and is used particularly for the
determination of impurities and/or degradation products.
7. LINEARITY
The linearity of an analytical procedure is its ability (within a given range) to obtain
test results which are directly proportional to the concentration (amount) of analyte
in the sample.
8. RANGE
The range of an analytical procedure is the interval between the upper and lower
concentration (amounts) of analyte in the sample (including these concentrations) for
which it has been demonstrated that the analytical procedure has a suitable level of
precision, accuracy and linearity.
9. ROBUSTNESS
The robustness of an analytical procedure is a measure of its capacity to remain
unaffected by small, but deliberate variations in method parameters and provides an
indication of its reliability during normal usage.
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PART II:
INTRODUCTION
This document is complementary to the parent document which presents a discussion
of the characteristics that should be considered during the validation of analytical
procedures. Its purpose is to provide some guidance and recommendations on how to
consider the various validation characteristics for each analytical procedure. In some
cases (for example, demonstration of specificity), the overall capabilities of a number
of analytical procedures in combination may be investigated in order to ensure the
quality of the drug substance or drug product. In addition, the document provides an
indication of the data which should be presented in a registration application .
All relevant data collected during validation and formulae used for calculating
validation characteristics should be submitted and discussed as appropriate.
Approaches other than those set forth in this guideline may be applicable and
acceptable. It is the responsibility of the applicant to choose the validation procedure
and protocol most suitable for their product. However it is important to remember
that the main objective of validation of an analytical procedure is to demonstrate that
the procedure is suitable for its intended purpose. Due to their complex nature,
analytical procedures for biological and biotechnological products in some cases may
be approached differently than in this document.
In accordance with the parent document, and for the sake of clarity, this document
considers the various validation characteristics in distinct sections. The arrangement
of these sections reflects the process by which an analytical procedure may be
developed and evaluated.
In practice, it is usually possible to design the experimental work such that the
appropriate validation characteristics can be considered simultaneously to provide a
sound, overall knowledge of the capabilities of the analytical procedure, for instance:
specificity, linearity, range, accuracy and precision.
1. SPECIFICITY
An investigation of specificity should be conducted during the validation of
identification tests, the determination of impurities and the assay. The procedures
used to demonstrate specificity will depend on the intended objective of the analytical
procedure.
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Validation of Analytical Procedures: Methodology
1.1. Identification
Suitable identification tests should be able to discriminate between compounds of
closely related structures which are likely to be present. The discrimination of a
procedure may be confirmed by obtaining positive results (perhaps by comparison
with a known reference material) from samples containing the analyte, coupled with
negative results from samples which do not contain the analyte. In addition, the
identification test may be applied to materials structurally similar to or closely
related to the analyte to confirm that a positive response is not obtained. The choice of
such potentially interfering materials should be based on sound scientific judgement
with a consideration of the interferences that could occur.
For the impurity test, the discrimination may be established by spiking drug
substance or drug product with appropriate levels of impurities and demonstrating
the separation of these impurities individually and/or from other components in the
sample matrix.
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Validation of Analytical Procedures: Methodology
2. LINEARITY
A linear relationship should be evaluated across the range (see section 3) of the
analytical procedure. It may be demonstrated directly on the drug substance (by
dilution of a standard stock solution) and/or separate weighings of synthetic mixtures
of the drug product components, using the proposed procedure. The latter aspect can
be studied during investigation of the range.
The correlation coefficient, y-intercept, slope of the regression line and residual sum of
squares should be submitted. A plot of the data should be included. In addition, an
analysis of the deviation of the actual data points from the regression line may also be
helpful for evaluating linearity.
3. RANGE
The specified range is normally derived from linearity studies and depends on the
intended application of the procedure. It is established by confirming that the
analytical procedure provides an acceptable degree of linearity, accuracy and
precision when applied to samples containing amounts of analyte within or at the
extremes of the specified range of the analytical procedure.
- for the assay of a drug substance or a finished (drug) product: normally from 80 to
120 percent of the test concentration;
- for content uniformity, covering a minimum of 70 to 130 percent of the test
concentration, unless a wider more appropriate range, based on the nature of the
dosage form (e.g., metered dose inhalers), is justified;
- for dissolution testing: +/-20 % over the specified range;
e.g., if the specifications for a controlled released product cover a region from 20%,
after 1 hour, up to 90%, after 24 hours, the validated range would be 0-110% of the
label claim.
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Validation of Analytical Procedures: Methodology
Note: for validation of impurity test procedures carried out during development, it
may be necessary to consider the range around a suggested (probable) limit.
- if assay and purity are performed together as one test and only a 100% standard is
used, linearity should cover the range from the reporting level of the impurities 1 to
120% of the assay specification.
4. ACCURACY
Accuracy should be established across the specified range of the analytical procedure.
4.1. Assay
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Validation of Analytical Procedures: Methodology
It should be clear how the individual or total impurities are to be determined e.g.,
weight/weight or area percent, in all cases with respect to the major analyte.
Accuracy should be reported as percent recovery by the assay of known added amount
of analyte in the sample or as the difference between the mean and the accepted true
value together with the confidence intervals.
5. PRECISION
Validation of tests for assay and for quantitative determination of impurities includes
an investigation of precision.
5.1. Repeatability
Repeatability should be assessed using:
5.3. Reproducibility
Reproducibility is assessed by means of an inter-laboratory trial. Reproducibility
should be considered in case of the standardization of an analytical procedure, for
instance, for inclusion of procedures in pharmacopoeias. These data are not part of the
marketing authorization dossier.
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Validation of Analytical Procedures: Methodology
6. DETECTION LIMIT
Several approaches for determining the detection limit are possible, depending on
whether the procedure is a non-instrumental or instrumental. Approaches other than
those listed below may be acceptable.
6.3 Based on the Standard Deviation of the Response and the Slope
The detection limit (DL) may be expressed as:
3.3
DL =
S
The slope S may be estimated from the calibration curve of the analyte. The estimate
of may be carried out in a variety of ways, for example:
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Validation of Analytical Procedures: Methodology
In cases where an estimated value for the detection limit is obtained by calculation or
extrapolation, this estimate may subsequently be validated by the independent
analysis of a suitable number of samples known to be near or prepared at the
detection limit.
7. QUANTITATION LIMIT
Several approaches for determining the quantitation limit are possible, depending on
whether the procedure is a non-instrumental or instrumental. Approaches other than
those listed below may be acceptable.
The quantitation limit is generally determined by the analysis of samples with known
concentrations of analyte and by establishing the minimum level at which the analyte
can be quantified with acceptable accuracy and precision.
7.3. Based on the Standard Deviation of the Response and the Slope
The quantitation limit (QL) may be expressed as:
10
QL =
S
The slope S may be estimated from the calibration curve of the analyte. The estimate
of may be carried out in a variety of ways for example:
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Validation of Analytical Procedures: Methodology
8. ROBUSTNESS
The evaluation of robustness should be considered during the development phase and
depends on the type of procedure under study. It should show the reliability of an
analysis with respect to deliberate variations in method parameters.
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