Conceptual Structure and Popular Music
Conceptual Structure and Popular Music
Conceptual Structure and Popular Music
Journal of the Royal Musical Association, 129 no. 2 272–297 © Royal Musical Association (2004); all rights reserved
Research time crucial for the preparation and completion of this article was provided by the Center
for Advanced Study in the Behavioral Sciences (March 2002) and the National Humanities Center
(2003–4); a fellowship at the latter was provided by the National Endowment for the Humani-
ties. I am also indebted to students in my 2002 seminar on the analysis of popular music for their
helpful discussions of topics central to this article.
1 For instance, Charlie Persip explains a groove as follows: ‘When you get into that groove, you
ride right on down that groove with no strain and no pain – you can’t lay back or go forward.
That’s why they call it a groove’ (quoted in Paul F. Berliner, Thinking in Jazz: The Infinite Art
of Improvisation, Chicago Studies in Ethnomusicology, Chicago, 1994, 349). My point is not
that musicians or listeners are inarticulate about grooves, but that characterizing the knowledge
behind their descriptions is not easy.
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2 See Ingrid Monson, Saying Something: Jazz Improvisation and Interaction, Chicago Studies in
Ethnomusicology (Chicago, 1996), chapters 2 and 5. A typical jazz rhythm section consists of
drums, bass and piano or similar ‘comping’ instrument; the term ‘comping’ derives either from
‘accompaniment’ or ‘complement’ (see ibid., 43).
3 Ibid., 190.
4 Naomi Quinn and Dorothy Holland, ‘Culture and Cognition’, Cultural Models in Language
and Thought, ed. Holland and Quinn (Cambridge, 1987), 3–40 (p. 4).
04 fkh013 zbikowski 17/11/04 11:40 am Page 274
in the Wild (Cambridge, MA, 1995). There Hutchins describes in detail the coordinated
knowledge that allows the navigation team of a large naval vessel to control the vessel’s
movements.
7 For the sake of concision I shall speak as though listener and performer were two different indi-
viduals. It is clear that this is typically not the case: most performers are engaged in active
listening to music, and in many cultural settings the dividing line between listeners (that is,
members of the audience) and performers is either unclear or non-existent. I should also note
that my use of the notion of a ‘musical work’ is not very heavily freighted, and is intended to
apply to the broadest possible range of musical expression.
8 See, in particular, Charles Keil, ‘Motion and Feeling through Music’, Journal of Aesthetics and
Art Criticism, 24 (1966), 337–49; Berliner, Thinking in Jazz, chapter 13; Josef A. Prögler,
‘Searching for Swing: Participatory Discrepancies in the Jazz Rhythm Section’, Ethnomusicol-
ogy, 39 (1995–6), 21–54; as well as Monson, Saying Something.
04 fkh013 zbikowski 17/11/04 11:40 am Page 275
equivalent to ‘swing’, with both viewed as species of musical ‘feel’ that are
produced by complex and continuously changing interactions among musi-
cians. I focus on a construct derived from such interactions but considerably
more stable: this is ‘the groove’ as it appears in soul, rhythm and blues, jazz
fusion and various other popular genres. A groove of this sort is typically a large-
scale, multi-layered pattern that involves both pitch and rhythmic materials, and
whose repetitions form the basis for either a portion or all of a particular tune.
Because such patterns change only gradually over the course of a performance
(if they change at all), developing a model for them is a relatively tractable chal-
lenge, yet one that has implications for the study of the performance and recep-
tion of popular music as a whole.
Teasing apart the elements of a composite whole like a groove is often chal-
lenging. There are, however, instances when a performance begins not with the
whole groove but with only a portion of it (and, in some cases, a subsidiary
portion at that). In the second section that follows I explore one such example
from a recording by Eric Clapton, and propose how this groove is modelled
both by performers and by listeners. There will emerge from this analysis a
somewhat changed view of rhythm in popular music and the part embodied
knowledge plays in its construal, as well as a fuller sense of what is encompassed
by the notion of modelling a groove. I then discuss briefly the opening moments
of two further recordings – one by Miles Davis, the other by James Brown – as
a way of refining my characterization of how grooves are modelled. What will
emerge from these analyses (which focus both on specific musical grooves and
on ways we can understand the groove) is a perspective on the socially construc-
tive dimensions of music which offers ways to think about how both individuals
and groups contribute to the creation of music.
9 Although I characterize conceptual models as ‘relatively basic’ and ‘fairly small’, this is only
within the context of higher cognitive processes (which is where I prefer to focus). Were we to
consider the whole of cognition it would be apparent that conceptual models are hardly basic,
and are of a compass that is far from small. For further discussion see Zbikowski, Conceptual-
izing Music, chapters 3 and 5.
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Before discussing how the model is used I should note three things. First, this
model is not intended to represent a sophisticated account of musical rhythm
– it is formulated with an eye to practicality rather than to music-theoretical
rigour – and is shaped in certain respects by practices typical of Western music.
Second, while the model is intended to be broadly applicable to a fairly wide
range of music, there will nonetheless be certain types of music – unmeasured
harpsichord preludes of the seventeenth century, for instance, or some of the
incredibly dense and complex music written by Conlon Nancarrow – that will
fall outside its purview. Third, even if we accepted this model as a viable cogni-
tive construct it is doubtful whether those who rely on the model to guide their
musical judgments could articulate any portion of it. That is, the model
represents implicit rather than explicit knowledge.11
With these things in mind, let us consider how this model might be used as
a guide for musical understanding. Confronted with a sample of putatively
musical sound we would look for manifestations of regularity (P1) which were in
some way differentiated (P2). Were the sound only minimally differentiated – a
series of taps on a table top, for instance, or the steady drip of water from a tap
– we might suspect it was not music, and look for other things to clarify the situ-
ation. Among these would be some measure of cyclicity (P3) – that is, a higher-
order pattern of differentiation which would group subsidiary patterns of more
locally differentiated events. Finally, something that is really rhythmic, according
to this model, is something we can, at the very least, tap our toes to (P4).
The model, as presented above, offers one way to characterize the knowledge
behind a listener’s judgments about whether the sounds they hear are musically
rhythmic. The model, principally through its final proposition, also raises a
question: just how does embodied experience contribute to our cognitive lives?
For many researchers, ‘cognition’ means ‘what the brain does when it thinks’.
10 As will become clear in what follows, I am not concerned here with formal propositions of the
sort that are either true or false. My focus is instead on informal propositions that embody
beliefs or knowledge. My assumption is that such informal propositions could be rendered as
formal propositions (and would then be true or false for some situation), but such an exercise
is beyond what I want to accomplish here.
11 By ‘implicit knowledge’ I mean knowledge that is not articulated; ‘explicit knowledge’ is, conse-
quently, knowledge that is articulated. As I construe them, both implicit and explicit knowledge
are accessible to consciousness; implicit knowledge is thus not equivalent to unconscious
knowledge.
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Although brains are, quite obviously, situated in bodies, it is assumed that infor-
mation accumulated by and within the body – that is, the results of the processes
of perception and proprioception – is simply of a different order from the infor-
mation that forms the basis of our thoughts.12 While it is also assumed that
there is some connection between perceptual information and thought, the
nature of this connection is often unspecified. The idea that there is ‘a strong
sense of embodiment associated with musical rhythm’ is consequently treated
as a habit of thought rather than a statement about knowledge grounded in
embodied experience. In contrast to this view, other researchers have worked
from the position that perception and proprioception contribute significantly
and directly to the substance of our thought.13 One of the most fully elabor-
ated theoretical proposals based on this position has been made by the cogni-
tive psychologist Lawrence Barsalou, and in the following I shall outline his
proposal as a way of providing a fuller account of the sort of knowledge listen-
ers use to make sense of musical rhythm.
12 See, for instance, Daniel C. Dennett, ‘The Nature of Images and the Introspective Trap’,
Content and Consciousness (London, 1969), 132–46; Jerry A. Fodor, The Language of Thought
(Cambridge, MA, 1975); Allen Newell and Herbert A. Simon, Human Problem Solving
(Englewood Cliffs, 1972); Zenon W. Pylyshyn, Computation and Cognition: Toward a Foun-
dation for Cognitive Science (Cambridge, MA, 1984).
13 See, for instance, Mark Johnson, The Body in the Mind: The Bodily Basis of Meaning, Imagin-
ation, and Reason (Chicago, 1987); Gerald M. Edelman, Bright Air, Brilliant Fire: On the Matter
of Mind (New York, 1992); Antonio R. Damasio, The Feeling of What Happens: Body and
Emotion in the Making of Consciousness (New York, 1999).
14 The theory is presented in Lawrence W. Barsalou, ‘Perceptual Symbol Systems’ and ‘Percep-
tions of Perceptual Symbols’, Behavioral and Brain Sciences, 22 (1999), 577–609 and 637–60.
04 fkh013 zbikowski 17/11/04 11:40 am Page 278
walking or the repeated actions that accompany our physical work. These regu-
larities are, of course, specific to the modality of proprioception rather than
audition. For such regularities to inform our understanding of musical rhythm
the properties and relations common to physical experience and musical rhythm
must be exploited, and used for more abstract concepts that inform our under-
standing of both.15 Three such concepts are regularity, differentiation and cyclic-
ity. Regularity is the periodic recurrence of some event; Colwyn Trevarthen has
recently argued that our knowledge of such regularity comes first from proprio-
ception during the first months of life, and is only subsequently applied to
musical experience.16 Differentiation involves simultaneous non-identical regu-
larities, such as what occurs when different limbs are engaged in regular but
independent motions. Cyclicity involves composite regularities made up of
coordinated differentiated regularities; most forms of human locomotion
(including infants’ creeping and crawling) involve cyclicity. Although I have
characterized each concept in terms of information that could be gleaned from
proprioception, regularity, differentiation and cyclicity can also be heard in
rhythmic music. Indeed, from the perspective of Barsalou’s theory, perceptual
symbols associated with both proprioception and audition contribute to these
concepts.
The concepts of regularity, differentiation and cyclicity, framed in terms of
perceptual symbol systems, thus offer a sort of meeting ground for embodied
15 Connections between perceptual symbols and abstract concepts are discussed in Barsalou,
‘Perceptual Symbol Systems’; idem, ‘Abstraction as Dynamic Interpretation in Perceptual
Symbol Systems’, Building Object Categories in Developmental Time, ed. Lisa Gershkoff-Stowe
and David H. Rakison (forthcoming); and idem, ‘Abstraction in Perceptual Symbol Systems’,
Philosophical Transactions of the Royal Society of London: Biological Sciences, 358 (2003), 1177–87.
Support for the idea that the musical conception of rhythm is abstracted from proprioceptive
information comes from recent neuro-imaging data which shows that musicians do not directly
access information about sensorimotor function in their cognition of rhythm. See Lawrence M.
Parsons, ‘Exploring the Functional Neuroanatomy of Music Performance, Perception, and
Comprehension’, The Biological Foundations of Music, ed. Robert J. Zatorre and Isabelle Peretz,
Annals of the New York Academy of Sciences, 0077–8923/930 (New York, 2001), 211–31. A
rather different approach that provides a sensorimotor account of rhythm while avoiding the
issue of concepts entirely (thus offering an alternative to the view I present) can be found in
Neil P. McAngus Todd, Donald J. O’Boyle and Christopher S. Lee, ‘A Sensory-Motor Theory
of Rhythm, Time Perception and Beat Induction’, Journal of New Music Research, 28 (1999),
5–28.
16 Trevarthen proposes that within the first weeks of life infants begin to develop a body-moving
rhythmic and emotionally modulated system called the Intrinsic Motive Formation (IMF)
system. The IMF coordinates and regulates movements and their prospective sensory control,
and in the process creates an integrated hierarchy of motor rhythms with varying qualities of
expression called the Intrinsic Motive Pulse (IMP). Trevarthen writes: ‘Musicality, the active
part of it at least, is the aurally appreciated expression of the activity of the IMF, with the IMP
as its agent’ (Colwyn Trevarthen, ‘Musicality and the Intrinsic Motivic Pulse: Evidence from
Human Psychobiology and Infant Communication’, Musicae scientae, Special Issue,
1999–2000, 115–215 (p. 160)). See also Colwyn Trevarthen and Kenneth J. Aitken, ‘Infant Inter-
subjectivity: Research, Theory, and Clinical Applications’, Journal of Child Psychology and
Psychiatry and Allied Disciplines, 42 (2001), 3–48.
04 fkh013 zbikowski 17/11/04 11:40 am Page 279
17 For a review of the relevant literature and empirical data see Justin London, ‘Cognitive
Constraints on Metric Systems: Some Observations and Hypotheses’, Music Perception, 19
(2002), 534–9.
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This is the second sense of ‘listeners’ that it is well to keep in mind: being a
member of a musical culture means knowing how to interact with the musics
specific to that culture. When listeners respond to a groove, they are demon-
strating a particular kind of cultural knowledge, characterized in part by the
conceptual model I have outlined.
Real or imagined bodily motion is, of course, how most listeners respond to
a groove. It is also a prerequisite for the musicians producing the groove. This
is not to say that we should equate, in a simple way, the physical activities associ-
ated with producing music and responding to it: clearly there are differences,
and these distinguish people who can make music from those who cannot.
There is a similar and related difference between the knowledge used to guide
these activities: the conceptual models used to produce a work of music are not
the same as those used to guide listening to that same work. But they are in
most cases related. This issue will be explored in more detail below, but its
outlines can be glimpsed by considering how the provisional model for musical
rhythm sketched above could be applied to the creation of a satisfying musical
performance. The musician who undertakes this task must get orientated to the
set of regularly occurring musical events that make up the piece in question (P1),
clearly differentiate its constituent elements by various stratagems of perform-
ance (P2), be sure to project the larger framework for rhythmic organization (P3;
this is something that is particularly important for various kinds of dance
music), and keep the music rhythmically alive (P4). Of course, a skilled
musician relies on more than these general directions to produce a compelling
performance. Nonetheless, this outline suggests that the basic touchstones we
use to organize our understanding of and interactions with musical rhythm also
serve as guides for musical performance.
Summary
According to the perspective I have developed here, our knowledge about
music is organized through conceptual models. These models are cognitive
structures, but cognition is here understood to include, by way of perceptual
symbol systems, information drawn from perception and proprioception.
Concepts like regularity, differentiation and cyclicity, all central to our under-
standing of musical rhythm, are a common ground where embodied and
musical knowledge meet. Because such concepts rely on experiences shared by
all humans, they will be in evidence (in one form or another) in all human
cultures. This is not to say, however, that all cultures will apply them to music
in the same way; indeed, being a member of a musical culture means knowing
how to apply these concepts to the musics specific to that culture. And these
applications will not be uniform even for members of the same musical culture,
in that the concepts will be specified in one way for listening, and in another
way for performing.
With these thoughts in mind, let us now explore the conceptual model
behind a specific musical groove, starting from the perspective of the musicians
generating the groove.
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Example 1. First statement of the groove for Eric Clapton’s ‘It All Depends’
(incomplete).
¶ XX S K
¡¡ ¡¡ XX ¡¡ ¡¡ ÌÌ
O O O O
¡¡ ÌÌ ¡ ¡¡¡ ¡¡¡ ¡ ÌÌ ¡
" ¡ ¡ ¡ Ì ¡ ¡ ¡¡ ¡ ¡ ¡¡ Ì ¡ ¡ ¡¡ ¡¡¡ ÌÌÌ
, ,
N N
1 1 6 8 1 1 6 4 4 1 1 6 8 1 1 3 3 8
18 ‘It All Depends’ is not particularly noteworthy within Clapton’s career; indeed, perhaps the
most memorable song on Behind the Sun (Warner Bros. 9 25166-2) is ‘Forever Man’, which was
the only tune on that release to get significant airplay.
19 Fred Lerdahl and Ray Jackendoff, A Generative Theory of Tonal Music (Cambridge, MA,
1983), 18.
04 fkh013 zbikowski 17/11/04 11:40 am Page 282
is truncated by a dotted quaver) and which have the same pitch material. And,
as is evident from Example 1, the x and y patterns also overlap: each x begins
with a y. These regularities suggest patterns typical of rhythmic music as charac-
terized by the basic conceptual model outlined above. In line with P3 of that
model (and to some extent supporting P1), the passage lays out two large cycles.
Each begins with an x pattern, has a total duration of eight crotchets and, in its
second half, has pitch material that contrasts with x. There are also four small
cycles, resulting in the sort of differentiation of musical materials implied by P2.
Each such cycle begins with a y pattern, has a duration of four crotchets and,
in its latter half, involves pitch material which is sometimes almost exactly the
same as y (something that happens when y co-occurs with x) and which is at
other times different from y.
These various patterns suggest that, while a performer or listener might
certainly infer a beat when hearing the music of Example 1, he or she would not
have to do so in order to understand the passage as rhythmic, for the passage
clearly sets out a multi-levelled rhythmic frame. The passage also provides an
unambiguous tonal centre, which is projected both by the sustained pitches
notated in the upper staff and by the statement of a C chord after each pair of
semiquavers. Indeed, what we have here is a groove: a large-scale multi-layered
pattern that involves both rhythmic and pitch materials. Although the notion
of a groove that is not framed by a regular beat may seem counterintuitive, I
would like to pursue it for a moment, both because of the lack of an explicit
beat in Example 1 and because such a notion has interesting consequences for
our understanding of grooves.
Were we to reflect, through musical notation, aspects of the rhythmic frame
set out by this groove we might arrive at something like that given in the first
portion of Example 2. There, the semiquaver figure is rendered as an upbeat,
leading in each case to a tonic chord on the strong beat of the bar. This interpre-
tation is supported by the entrances of the shaker (Phil Collins), guitar
(Clapton) and bass (Donald ‘Duck’ Dunn), which are shown in the latter
portion of the example. While the shaker, in semiquavers, lays out the ground
for the various durations of the solo keyboard part (all of which can be under-
stood as some multiple of a semiquaver), the guitar and especially the bass
reinforce the sense that the tonic chords subsequent to the semiquavers should
be heard as accented.
Although the time signature of Example 2 suggests the presence of a regular
crotchet beat, the excerpt is remarkable for its studious avoidance of such a beat.
Indeed, excepting the regular iterations of the shaker, the musicians articulate
only beat 1 of the metre. The effect of the whole is remarkably like that of synco-
pation – note the agogic accents on the third quaver of the bar in bars 5, 7 and
8 and on the sixth quaver in bar 6, an emphasis Duck Dunn heightens by
preceding each of these moments with silence – except that the regular metric
cycle against which these emphases play is present only in its absence. What this
suggests is an implicit quadruple metre, which is understood but never sounded
by the musicians. There are thus two interacting rhythmic layers in the music
of Example 2, each with a different function: an explicit layer, which projects
04 fkh013 zbikowski 17/11/04 11:40 am Page 283
Example 2. First and second statements of the groove for Eric Clapton’s ‘It All
Depends’.
R=88
¡
Guitar
8 ¶ À ¶ ¡¡ ¡
¶ XX ¡¡ ¡¡ ¡¡ ¡¡
K
XX
K K
¡¡ ¡¡ ¡¡ ¡¡
Synthesizers ¡ ¡ ¡ ¡ ¡¡¡ ¡¡¡ ¡¡¡ ¡ ¡ ¡¡¡ ¡¡¡ ¡¡¡ ¡ ¡ ¡¡¡ ¡¡¡ ¡¡¡
" ¡ ¡ ¡¡ ¡¡ ¡¡ ¡ ¡ ¡¡ ,
, ,
¡¡¡ ¡ ¡
U ¶
Bass
Shaker j ¶ À ¶ ______
#
¡¡ ¡¡ ¡¡ ¡¡ ¡K ¡¡ ¡¡ ¡¡ ¡¡ ¡¡ ¡¡ ¡K ¡¡ ¡K ¡¡ ¡¡ ¡¡ ¡¡ ¡¡ ¡K ¡¡ K ¡ !
¡ ¡
8 ¡, , ¡ ¡ ¡ ¡¡ ¡¡
, , , , , , , ¡¡ ,
XX K K K
¡¡ ¡¡ ¡¡ ¡¡ XX ¡¡ ¡¡ ¡¡ ¡¡
¡ ¡¡ ¡¡ ¡ ¡¡ ¡¡ ¡¡¡ ¡¡¡ ¡ ¡¡ ¡¡ ¡¡ ¡ ¡¡ ¡¡ ¡¡¡
" ¡¡ ¡ ¡ ¡ ¡ ¡ , ¡ ¡ ¡ ¡ ¡ ¡ ¡ ¡¡¡ ¡ ¡
, ,
U ¡K K K
¡ K K K K
¡ Ì ¡ ¶ ¡ ¡ ¡ Ì ¡ K
¡ Ì
the essential materials of the groove (and which involves both pitch and
rhythm); and an implicit layer, which serves as a frame of reference for the
explicit layer and as something that is left unstated.20
20 After hearing this example Joti Rockwell suggested that the recording was almost certainly done
with a ‘click track’: that is, the musicians coordinated their performance by listening to a series
of equally spaced clicks that were prerecorded on one track of the master recording. Once the
musicians laid down their various parts the click track was switched off or erased. After listening
to the recording with this in mind, I agree: I think it highly likely that the technique was used,
for there is a rock-solid consistency to the rhythmic frame of ‘It All Depends’ that does not
typically come about by chance. I do not, however, believe that making what is implicit explicit
for the purposes of recording argues against the notion of an implicit frame for the groove, for
two reasons. First, the click track is used simply to ensure the consistency of the final product
– it is not an intrinsic part of the conception of the groove, and would not be used for live
performance. Second, the click track is typically undifferentiated, whereas the implicit rhythm
is differentiated. This latter point is taken up in more detail below.
04 fkh013 zbikowski 17/11/04 11:40 am Page 284
Let me take these observations and incorporate them into a conceptual model
that captures not only the interaction between these rhythmic layers, but also
the larger organizational structure of the groove for ‘It All Depends’. Again, the
model is presented as a set of correlated propositions, but this time the perspec-
tive is that of the performing musicians.
G1P1 The rhythmic framework for the groove is a danceable quadruple metre,
which is never stated as such.
G1P2 The main elements of the groove always line up on the downbeat, and
are syncopated everywhere else.
G1P3 The bass anchors the basic syncopations of the groove, and all the other
instruments align themselves with these.
G1P4 The materials of the groove are organized in two- and four-bar units; the
groove starts again at the conclusion of the fourth bar.
G1P5 Textural elements (like the shaker) add dimension to the rhythmic
layers of the groove, but do not directly participate in the groove’s
syncopations.
As was the case with the rudimentary conceptual model for rhythm, there
is no expectation that the musicians who enact this groove would be able (or
need) to render these propositions as explicit statements or formalize them in
the way I have, nor do these propositions embody all of the knowledge neces-
sary to play the groove. The model is instead intended to capture what is essen-
tial for performing this groove. For instance, consider what would happen were
another musician to add a significant accent on the sixth quaver of bars 5, 7
and 8. Such an accent would not be in opposition to most of the propositions
of the model, but it would conflict with G1P3. The result would not be wrong
(in a simple way) but it would create a groove that was different from that heard
on the recording. Note that the latter half of each bar of the groove (with the
exception of bar 6) is relatively sparse; this provides an opening into which one
of the musicians might insert a bit of fill. Clapton in fact does just this in bar
8, when his upward scoop signals the end of the groove pattern. Were the situ-
ation entertained above to transpire – another musician adding accents on the
sixth quaver of bars 5, 7 and 8 – the opening in the last half of each bar would
almost completely disappear, and the distinctiveness of Clapton’s scoop would
be lost.21
In a third iteration of the groove (the last before the vocals enter) a conga part
(played by Ray Cooper) is added; the music is given in Example 3. Broadly
speaking, this part conforms to G1P5 of the model: it is a textural element that
does not directly participate in the syncopations basic to the groove (and is thus
21 According to the conceptual model, the first pass through the groove with solo keyboards is
also somewhat exceptional (in that there is no bass to anchor the basic syncopations). This
would be in keeping with hearing this pass as introductory.
04 fkh013 zbikowski 17/11/04 11:40 am Page 285
Example 3. Third statement of the groove for Eric Clapton’s ‘It All Depends’.
'
¡ ¡ ¡ ¡¡ ¡¡ ¡¡ ¡¡ ¡¡ ¡K ¡¡ ¡¡ ¡¡ ¡¡ ¡¡ ¡¡ ¡K ¡¡ ¡K ¡¡ ¡¡ ¡¡ ¡¡
Guitar 8 ¡, ¡, ¡ , , , , ,
K
XX ¡¡ ¡¡ ¡¡ ¡¡ XX
Synthesizers
¡ ¡¡ ¡¡ ¡ ¡¡¡ ¡¡ ¡¡ ¡¡ ¡¡ ¡¡
" ¡¡ ¡ ¡ ¡ ¡ ¡¡ ¡ ¡ ¡¡ ¡ ¡ ¡ ¡¡
,
U ¡K K
¡ Ì K¶ ¡ K
¡
K
¡
K
¡ Ì
Bass ¡
Shaker j _______ _ ________ ___________ _ ____ _______ _ ________
Conga j ¡¡¡¡¡ ¡ ¡ ¡¡¡¡¡ ¡¡¡¡¡ ¡¡¡¡¡ ¡ ¡ ¡¡¡¡¡ ¡ ¡ ¡¡¡¡¡
!
¡
8 ¡, ¡
K ¡¡ K ¡¡ ¡ ¡ ¡¡ ¡¡
,
¡
,
¡K K
¡¡
¡ ¡¡ ¡¡
¡ ¡¡ ¡¡¡
" ¡¡ ¡ ¡¡¡ ¡ ¡
, ,
U ¡K K
¡ Ì
j ________________
j ¡¡¡¡¡ ¡¡¡¡¡¡¡
similar to the shaker part). The conga part does, however, hint at the quadruple
metre that is behind the groove by introducing agogic accents on beats 2 and 4.
What is significant is that this is quadruple metre as it is usually performed in
rock and roll: a four count with one kind of accent on beats 1 and 3 (the typical
strong beats of quadruple metre) and another kind of accent – the ‘backbeat’ –
on beats 2 and 4.
Conventional metric theory does not really have an adequate description for
the differentiation of accents common in rock and roll: beats are either strong
04 fkh013 zbikowski 17/11/04 11:40 am Page 286
22 Recent metric theory enriches this picture by recognizing relative degrees of strength and
weakness among beats: beat 3 of a quadruple metre is reckoned to be stronger than beats 2 and
4, but weaker than beat 1. However, this phenomenon is thought of as a consequence of inter-
acting, hierarchically distinct cycles of strong and weak beats. (The classic study in this connec-
tion is Maury Yeston, The Stratification of Musical Rhythm, New Haven, 1976; see also Lerdahl
and Jackendoff, A Generative Theory of Tonal Music, 18–21, and Harald Krebs, Fantasy Pieces:
Metrical Dissonance in the Music of Robert Schumann, New York, 1999.) The differentiation
between beats with which I am concerned – a differentiation common in dance music,
including dances such as the sarabande, mazurka, hambo and Swedish polska – is not addressed
by this approach to metre.
23 This spatial metaphor is not, in my experience, worked out in discourse about rock-and-roll
rhythm. That is, no one talks about ‘frontbeats’, or further spatializes their characterization of
rhythmic relationships in ways distinct from those in which rhythm is generally characterized;
for instance, musicians from a wide variety of backgrounds characterize musical events as ‘on’
or ‘off ’ the beat, which I take to be a fundamentally spatial conception of beat location.
24 Virgil Thomson, observing the prevalence of syncopation in early twentieth-century dance
music, noted ‘A silent accent is the strongest of all accents. It forces the body to replace it with
a motion.’ ‘Jazz’, A Virgil Thomson Reader (Boston, MA, 1981), 15–18 (p. 16). My thanks to Alex
Ross for leading me to this quotation.
04 fkh013 zbikowski 17/11/04 11:40 am Page 287
This motion may be real or imagined, and may involve only one portion of our
body or one distinctive gesture (with another gesture or portion of the body
assigned to another rhythmic level).
Having developed a conceptual model which could serve as the basis for
producing a musical groove, let us now consider how this model might relate
to one used for understanding that groove.
Figure 1. Correlation of the rudimentary model for musical rhythm and the
model for the groove of ‘It All Depends’.
rhythmic layer that is never stated? The answer lies in the limitations on human
temporal perception that have been demonstrated by empirical research on
temporal acuity and judgment.25 Returning to the music of Example 2, we can
note that there are only two evenly spaced series of musical events to be found
there (and thus two possibilities for evenly spaced beats): the semiquavers of the
shaker, and the combined attacks on the first beat of each bar. At the tempo
taken in the recording, the semiquavers are spaced 170 milliseconds apart; at this
speed the events occur simply too quickly to be processed individually, and will
be heard not as beats but as subdivisions of the beat. At the other extreme, the
first beats of each bar are spaced 2.73 seconds apart; these events occur too slowly
to be understood as successive beats. The unstated crotchets of the implicit
rhythmic layer, however, occur at intervals of 681 milliseconds, which is in
perfect conformity with our preferred temporal interval for the beat. We are
psychologically predisposed, then, to hear the constituent beats of the implicit
layer of the groove for ‘It All Depends’.
A psychological predisposition to hearing beats spaced at 681 millisecond
intervals is not, however, quite the same thing as hearing a multi-levelled
25 Justin London, ‘Cognitive Constraints on Metric Systems: Some Observations and Hypoth-
eses’, Music Perception, 19 (2002), 529–50.
04 fkh013 zbikowski 17/11/04 11:40 am Page 289
rhythmic pattern – remember that the full context for the groove assumes that
beats 1 and 3 of the implicit layer are distinct from beats 2 and 4. Thus our
predisposition must be combined with knowledge about what sort of metrical
patterns are typical of popular music. We can reflect this stylistic knowledge by
adding a proposition to the basic model for musical rhythm:
P5 Popular music and rock and roll involve a two-levelled quadruple metre.
This proposition then works together with the other four, yielding a model for
musical rhythm in popular music (as distinct from the basic four-proposition
model for musical rhythm).
Both the musicians’ model and the listener’s model for the groove thus
combine embodied knowledge and conventional (or stylistic) knowledge, and
this knowledge can be either explicit or implicit. Modelling the groove is not a
simple matter of propositional knowledge, any more than it is an unthinking
response to sonic stimuli. It is instead the result of a process where, as individual
humans, we interact with what we hear as well as with the social and cultural
context within which that hearing takes place.
26 The personnel on the recording include Davis on trumpet, Red Garland on piano, Paul
Chambers on bass, Philly Joe Jones on drums and John Coltrane on tenor saxophone. The
recording session took place on 26 October 1956 in Hackensack, NJ, and appeared on Relaxin’
with Miles. It has been re-released under the same name on CD as Prestige OJCCD-190-2. My
thanks to Paul Steinbeck for bringing this performance to my attention.
04 fkh013 zbikowski 17/11/04 11:40 am Page 290
I=c.96
finger snap
Trumpet D &
Ì Ì
Piano D & Ì Ì
UD &
Bass
D
Ì Ì Ì Ì Ì Ì Ì etc.
D Ì Ì Ì Ì Ì Ì Ì Ì Ì
Ì Ì Ì Ì Ì Ì
UD À ¡ À ¡ À ¡
X X X
harmonic rhythm of the tune. The harmonic rhythm, as Garland’s piano part
suggests, is one main harmony per bar, and these are then grouped into two-
and four-bar units (as Paul Chambers’s bass part suggests, and the repetition of
Garland’s evocation of the Westminster chimes confirms).27
The model for the groove set up by Davis and his rhythm section is a straight-
forward one, and can be characterized with just three propositions:
but also with the predominant harmonic pattern set out by Loesser in the original version of
the tune. It should be noted, however, that in performance there is a harmonic change –
sometimes subtle, sometimes more pronounced – in the second half of almost every bar, which
is typical of the way such harmonic patterns are interpreted by the rhythm section.
04 fkh013 zbikowski 17/11/04 11:40 am Page 291
Figure 2. Correlation of the rudimentary model for musical rhythm and the
model for Miles Davis’s version of ‘If I Were a Bell’.
entrances, together with the musical pun of the introduction, suggest that the
group had worked out the arrangement in advance and that Davis’s finger snaps
were understood as cues for the divisions of the beat.29
Setting aside, for the moment, the disruption caused by Garland’s entrance
we find that, once again, the musicians’ model has a number of close relation-
ships with the basic model for rhythm. Connections between the models are
diagrammed in Figure 2. P1 from the basic model (regularly occurring events)
correlates with G2P1 and G2P2 of the model for ‘If I Were a Bell’; given the
tempo, it is easier to hear the two- and four-bar units as contributing to an
explicit sense of rhythm than it was in Clapton’s ‘It All Depends’. Similarly, P2
(differentiation between events) correlates with G2P3 because, given the tempo,
the harmonic changes occur at what would be a comparable minim level in
many other tunes, and their contribution to the differentiation of materials is
easily heard. P3 (cyclicity) correlates directly with G2P2, and P4 (embodiment,
perhaps activated by Davis’s snaps) with G2P1.
But let us return to the sense of disruption that makes the opening of this
piece truly remarkable. The listener, of course, has no way of knowing how
Davis’s finger snaps are to be interpreted. Given the eight finger snaps, spaced
at a temporal interval perfectly in keeping with our preferred level of the beat,
the natural inclination is to take these as the beat. Garland’s entrance forces a
29 That Davis and the group had rehearsed this introduction is supported, indirectly, by Davis’s
comment to the engineer just prior to his finger snaps: ‘I’ll play it and tell you what it is later.’
This suggests that Davis and the group knew quite well what the tune was, and how they were
going to play it, but that this knowledge had not yet been shared with the technical staff on
the recording. Davis also could have clarified the intent of his finger snaps by using a head nod
or other gesture to signal the placement of the main beats relative to which his finger snaps were
to be understood, but I am not aware of any evidence confirming that he did so.
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double re-interpretation of the finger snaps: they are not only not the main
counting beat, but they are divisions of the counting beat. I would not want to
make too much of our preference to find the beat in the 600–700 millisecond
range – after all, music can move at a variety of speeds – but I do find that
accommodating both the main beats and Davis’s divisions of those beats (once
Garland has entered) gives a hurried feel to the music (the main beats and
Davis’s divisions occur about 312 milliseconds apart) which becomes attenuated
once I move the metric framework completely to the main beats outlined by
Garland’s chimes.
Thus the disruption we feel when the metric frame is re-orientated by
Garland’s entrance can be attributed, at least in part, to our preference to locate
the beat at what is the minim level in Davis’s performance. Another factor,
however, may be our expectation that metric cues given at the outset of a
performance point to the counting beat, an expectation that seems to be of a
different order from our preferred level for the beat. Once again, we could reflect
this knowledge by adding a proposition to the basic conceptual model for
rhythm, along the lines of:
P5 One member of the group often counts in the others in live performance.
When we hear Davis’s finger snaps, then, our default assumption is that he
is setting out the basic beat for the performance, rather than the divisions of the
beat that he actually indicates. That something like this is behind the jarring
effect of Garland’s entrance seems plausible: if we count double time from the
point when the finger snaps start, the piano entrance is somewhat easier to
assimilate, but we must still re-orientate the beat away from the finger snaps and
onto the piano.
The opening of Davis’s arrangement of ‘If I Were a Bell’ thus suggests that
listeners bring a variety of knowledge to the understanding of grooves, includ-
ing knowledge about performance practice. As my proposed expansion of the
basic model for musical rhythm shows, listeners know (if only implicitly) that
a groove is more than a large-scale, multi-layered pattern that involves both
pitch and rhythmic materials; they know that it is also a consequence of a set
of cultural practices that make music-making possible.
Example 5. First two statements of the groove for James Brown’s ‘Doing it to
Death/Gonna Have a Funky Good Time’.
RL=c.114
DD D K ¡ ¡
Guitar 1 8 D ¡ ¡ ,
¡ ¡ ¡ ¡ ¡¡ ¡¡ ¡¡ ¡¡ ¡¡ ¡¡
DD D D ¡¡ ¶ ¡¡ ¶ ¡¡ ¶ ¡¡ ¡ ¡ ¡ ¡ ¡ ¡
Guitar 2 8 , , , , , ¶ , ¶ , ¶ ,
U D D ¡ ¡ ¡ ¡ ¡ ¡ ¡ ¡ ¡ ¡ ¡
Bass DD ¡ D¡ ¡ ¡ D¡
j
Hand
claps
ride cymbal M M M M M M M M
Drums snare drum R
j R R KR K
bass drum
K
_ _ _ _K _ _K _ _K _ _K _ _K _ _ _ _
immediately, stopping only when the recording comes to an end some five
minutes later. And a powerful groove it is, an amalgam of drums, hand claps,
bass and guitars, all framed around a near-constant pulse of . = 114.31 The
groove is built on the two-levelled quadruple metre which was basic to Clapton’s
‘It All Depends’. But in this case the quadruple metre subdivides by three,
yielding the rolling 12/8 typical of the blues and blues-derived genres. (For the
sake of simplicity I shall continue to refer to the main beats of the metric frame
as if this were a straightforward quadruple metre.) As Example 5 shows, the bass
drum, playing a steady pattern, anchors the groove, with the snare and hand
claps providing the accents on beats 2 and 4. The bass guitar, for its part,
contributes to the backbeat with agogic accents; indeed, without the context
provided by the other instruments it would be very easy to hear the bass’s long
notes as setting out beats 1 and 3 rather than 2 and 4. Against this backdrop the
second guitar uses two different strategies for grouping its attacks in the course
of each bar. In the first half of the bar the guitar plays as though it were in 3/4
time, the three pairs of quavers and quaver rests equivalent to three crotchets.
In the second half of the bar the guitar, putting itself in conformity with the
other instruments, switches to 6/8 time. This strategy tends to destabilize the
first half of the bar (with a grouping dissonance between the guitar and the other
parts), and to stabilize the second half of the bar (when the groupings in all the
parts agree with each other).32
31 In his transcription Steinbeck notes that the tempo ranges between 112 and 116 beats per minute
over the course of the recording – that is, ± 1.8%.
32 Grouping dissonances of this sort are discussed in greater detail in Krebs, Fantasy Pieces.
04 fkh013 zbikowski 17/11/04 11:40 am Page 294
2 4 2 4
1 3 1 3
both pitch and rhythmic materials. And yet, because of the way these materials
fit together and because they are repeated with little variation over 130 times in
the course of the recording, the groove does not represent an intellectual chal-
lenge. Its complexity is instead one so common in our cognitive lives as to be
thoroughly unremarkable: a complexity of perceptual and proprioceptual infor-
mation, bodily motions (both potential and actualized), introspective states of
awareness, thoughts and feelings that contribute to the texture of our conscious
lives.33 But it is precisely because our apprehension of rhythmic structure
involves higher-order cognitive processes of the sort that regularly make sense
of this complexity that grooves like that for ‘Doing it to Death’ seem so trans-
parent. It is only when we pause to consider why grooves are so seductive, and
their rhythmic compulsion so inevitable, that this complexity becomes
apparent.
Conclusions
There is a tendency, especially among the literate, to regard knowledge as that
which is or can be written down. Although this reflects the importance of
language and systems of representation to human thought, an importance it
would be foolish to deny, it leads to certain difficulties when one comes to the
study of popular music. Not only is music as a whole a para-linguistic medium,
but much – indeed, most – of popular music is part of an aural tradition of
music-making which has little if any use for symbolic representation. If know-
ledge is indeed limited to that which is or can be written down, then much of
popular music is beyond knowledge: to ask what a listener knows when he or
she knows a groove is to entertain a question that can have no answer. But this
seems silly, and extraordinarily limiting, as it places a vital part of contemporary
life beyond inquiry. We instead need to entertain an expanded view of the nature
of knowledge, a view that follows from construing knowledge as basic to the
prospect of culture itself.
According to this view, the knowledge that is central to culture is organized
through relatively basic cognitive structures that act as guides for reasoning and
inference, structures that I call conceptual models. Conceptual models are used
for both the understanding and the production of music. Important for all kinds
of music, they come to special prominence when we consider how music of aural
traditions manifests cultural knowledge. To the extent that someone is a member
of a musical culture – whether that culture be so intensely local that it extends
to only a small group of musicians and listeners, or so global that it encompasses
an entire continent – he or she shares conceptual models with other members
of that musical culture. Such sharing is never exact, but is part of a dynamic
process through which culture is realized. The knowledge organized by
33 On the complexity and efficacy of consciousness see Merlin Donald, A Mind So Rare: The
Evolution of Human Consciousness (New York, 2001). On the relationship between feelings,
emotions and consciousness, see Damasio, The Feeling of What Happens.
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regard of rhythmic patterns as targets onto which we can map real or imagined
bodily motion. A willingness to do such mappings adds dimensionality to the
way we move with a groove, for, as we saw with the groove for Brown’s ‘Doing
it to Death’, a good groove offers a number of targets for bodily motion.
The conceptual models I have outlined are first approximations of the know-
ledge listeners use to make sense of grooves, and that musicians use to produce
grooves. A fuller understanding of this knowledge will require more detailed
models, a more elaborate account of the origins of conceptual models within
perceptual symbol systems and the context within which they operate, and a
more complete description of how conceptual models change over time.
Nonetheless, this approach allows us to glimpse how we might confront the
problem of modelling the groove, but now with groove understood as a
phenomenon roughly equivalent to ‘swing’. This sort of groove is rather more
complex than the relatively straightforward patterns with which I have been
concerned in the foregoing, for groove as a feel is a quicksilver thing as change-
able as music itself. Even so, musicians must still have a conception of the basic
framework which provides an opportunity for the creation of this sort of feel, a
framework that includes knowledge about how rhythmic and pitch materials
are organized and how members of a musical ensemble will realize this organiz-
ation. They have to know how to model a groove.
What does someone know when they know a good groove? Quite a lot: they
know what makes for musical rhythm, how the body might respond to rhythm,
and the context within which large-scale, multi-layered patterns of pitch and
rhythmic materials are produced. In short, they know music.
ABSTRACT
A musical groove is most typically created by a small group of musicians working
together, each contributing parts to the whole. Characterizing the knowledge behind
such interactive ventures has proved to be challenging. This article attempts to charac-
terize the knowledge basic to grooves first by concentrating on ‘the groove’ as it is prac-
tised in soul, rhythm and blues, jazz fusion and various other popular genres, and second
by focusing on cognitive knowledge structures called conceptual models. It is argued
that musicians rely on such structures to produce grooves, and that listeners make use
of similar structures to understand them. Grooves from the music of Eric Clapton, Miles
Davis and James Brown are discussed, and conceptual models for each are developed.