Snyder 2004 PDF
Snyder 2004 PDF
Snyder 2004 PDF
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ne orld,
RivalTeorie
relationsissupposedto tellus howtheworldworks.
Thestudjof international
fall short.Buttheycanpuncture
It'sa tallorder,andeventhebesttheories
illusionsandstripawaythesimplisticbrandnames-suchas "neocons"or "lib-
foreign-poliy debates.Evenin a radically
eralhawks" thatdominate
changingworld,theclassictheorieshavea lot to saqy. By Jack Snyder
0z JackSnyderis theRobertandReneeBelfer
rr,
U) professor of international relations at
ColumbiaUniversity.
NOVEMBER IDECEMBER 2004 53
52 FOREIGN POLICY
One World, Rival Theories
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tions. Idealism illuminates the changing norms of Internationalrelations theory also shapes and
sovereignty, human rights, and international jus- informsthe thinkingof the public intellectualswho
tice, as well as the increased potency of religious translateand disseminateacademicideas.Duringthe
ideas in politics. summer of 2004, for example, two influential
The influence of these intellectual constructs framers of neoconservative thought, columnist
extendsfar beyonduniversityclassroomsand tenure Charles Krauthammerand political scientist Fran-
committees.Policymakersand publiccommentators cis Fukuyama, collided over the implications of
invoke elementsof all these theorieswhen articulat- these conceptual paradigmsfor U.S. policy in Iraq.
ing solutions to global securitydilemmas.President Backingthe Bush administration'sMiddle East pol-
GeorgeW. Bush promisesto fight terrorby spread- icy, Krauthammerarguedfor an assertiveamalgam
ing liberaldemocracyto the Middle East and claims of liberalismand realism, which he called "demo-
that skeptics "who call themselves'realists'....have cratic realism."Fukuyamaclaimedthat Krautham-
lost contactwith a fundamentalreality"that "Amer- mer's faith in the use of force and the feasibilityof
ica is always more secure when freedom is on the democraticchange in Iraq blinds him to the war's
march."Strikinga moreeclectictone, National Secu- lack of legitimacy, a failing that "hurts both the
rity Advisor Condoleezza Rice, a former Stanford realistpart of our agenda, by diminishingour actu-
Universitypoliticalscienceprofessor,explainsthatthe al power, and the idealist portion of it, by under-
new Bushdoctrineis an amalgamof pragmaticreal- cutting our appeal as the embodiment of certain
ism and Wilsonianliberaltheory.During the recent ideas and values."
presidential campaign, Sen. John Kerry sounded Indeed, when realism, liberalism, and idealism
remarkablysimilar:"Ourforeignpolicyhas achieved enter the policymaking arena and public debate,
greatness," he said, "only when it has combined they can sometimes become intellectual window
realismand idealism." dressingfor simplisticworldviews. Properlyunder-
54 FOREIGN POLICY
stood, however,their policy implications are subtle (Mindful of the overwhelming importance of U.S.
and multifaceted.Realisminstillsa pragmaticappre- power to Europe's development, Joffe once called
ciation of the role of power but also warns that the United States "Europe'spacifier.")China'scur-
states will suffer if they overreach.Liberalismhigh- rent foreign policy is grounded in realist ideas that
lights the cooperative potential of mature democ- date back millennia. As China modernizesits econ-
racies, especially when working together through omy and enters international institutions such as
effective institutions, but it also notes democracies' the World Trade Organization, it behaves in a way
tendency to crusade against tyrannies and the that realistsunderstandwell: developingits military
propensityof emergingdemocraciesto collapse into slowly but surely as its economic power grows, and
violent ethnic turmoil. Idealismstresses that a con- avoiding a confrontation with superiorU.S. forces.
sensus on values must underpinany stable political Realismgets some thingsrightaboutthe post-9/11
order,yet it also recognizesthat forging such a con- world. The continued centralityof militarystrength
sensusoften requiresan ideologicalstrugglewith the and the persistenceof conflict,evenin this age of glob-
potential for conflict. al economic interdependence,does not surprisereal-
Each theory offers a filter for looking at a com- ists. The theory'smost obvious successis its abilityto
plicated picture. As such, they help explain the explain the United States'forceful militaryresponse
assumptionsbehind political rhetoricabout foreign to the September11 terroristattacks.When a state
policy. Even more important, the theories act as a grows vastlymore powerfulthan any opponent,real-
powerful check on each other.Deployed effectively, ists expect that it will eventuallyuse that power to
they revealthe weaknessesin argumentsthat can lead expand its sphereof domination,whetherfor securi-
to misguidedpolicies. ty, wealth, or other motives. The United States
employedits militarypower in what some deemedan
imperialfashion in large part becauseit could.
IS REALISM STILL REALISTIC? It is harderfor the normally state-centricrealists
At realism's core is the belief that international to explain why the world's only superpower
affairs is a strugglefor power among self-interested announced a war against al Qaeda, a nonstate ter-
states. Although some of realism's leading lights, rorist organization.How can realisttheory account
notably the late Universityof Chicago political sci- for the importanceof powerful and violent individ-
entist Hans J. Morgenthau, are deeply pessimistic uals in a world of states?Realists point out that the
about human nature, it is not a theory of despair. central battles in the "war on terror" have been
Clearsightedstatescan mitigatethe causes of war by fought againsttwo states (Afghanistanand Iraq),and
finding ways to reduce the danger
they pose to each other.Nor is real-
ism necessarily amoral; its advo-
cates emphasize that a ruthless Inliberaldemocracies,realismis thetheorythat
pragmatismabout power can actu-
ally yield a more peaceful world, if everyonelovesto hate.Itclaimsto beanantidote
not an ideal one.
In liberal democracies, realism tothenaivebeliefthatinternationalinstitutions
is the theory that everyone loves to
hate. Developed largely by Euro- andlawalonecanpreserve peace.
pean 6migr6s at the end of World
War II, realism claimed to be an
antidote to the naive belief that international insti- that states,not the UnitedNations or Human Rights
tutions and law alone can preserve peace, a mis- Watch, have led the fight against terrorism.
conception that this new generation of scholars Even if realists acknowledge the importance of
believed had paved the way to war. In recent nonstate actors as a challenge to their assumptions,
decades, the realist approach has been most fully the theory still has importantthingsto say about the
articulated by U.S. theorists, but it still has broad behaviorand motivations of these groups. The real-
appeal outside the United States as well. The influ- ist scholar Robert A. Pape, for example, has argued
ential writer and editor Josef Joffe articulately that suicide terrorism can be a rational, realistic
comments on Germany'sstrong realist traditions. strategy for the leadership of national liberation
NOVEMBER IDECEMBER 2004 55
One World, Rival Theories
movements seeking to expel democratic powers multilateral institutions and treaty regimes-not
that occupy their homelands. Other scholars apply what standard realist theory predicts.
standard theories of conflict in anarchy to explain These conceptual difficulties notwithstanding,
ethnic conflict in collapsed states. Insights from realism is alive, well, and creatively reassessing
political realism-a profound and wide-ranging how its root principles relate to the post-9/11
intellectual tradition rooted in the enduring phi- world. Despite changing configurations of power,
losophy of Thucydides, Niccol6 Machiavelli, and realists remain steadfast in stressing that policy
Thomas Hobbes-are hardly rendered obsolete must be based on positions of real strength,not on
because some nonstate groups are now able to either empty bravado or hopeful illusions about a
resort to violence. world without conflict. In the run-up to the recent
Post-9/11 developments seem to undercut one Iraq war, several prominent realists signed a pub-
of realism's core concepts: the balance of power. lic letter criticizingwhat they perceivedas an exer-
Standard realist doctrine predicts that weaker cise in American hubris. And in the continuing
states will ally to protect themselves from stronger aftermath of that war, many prominent thinkers
ones and thereby form and reform a balance of called for a return to realism. A group of scholars
power. So, when Germany unified in the late 19th and public intellectuals (myself included) even
formed the Coalition for a Realis-
tic Foreign Policy, which calls for
a more modest and prudent
hassucha powerful
Liberalism that
presence approach. Its statement of princi-
ples argues that "the move toward
theentireU.S.political from
spectrum, empiremustbe haltedimmediately."
The coalition, though politically
tohuman
neoconservatives advocates,
rights diverse,is largelyinspiredby realist
theory.Its membershipof seeming-
assumesitas largelyself-evident. ly odd bedfellows-including for-
mer DemocraticSen.GaryHartand
Scott McConnell,the executiveedi-
century and became Europe'sleading military and tor of the American Conservativemagazine-illus-
industrial power, Russia and France (and later, tratesthe power of internationalrelationstheoryto
Britain) soon aligned to counter its power. Yet no cut through often ephemeral political labels and
combination of states or other powers can chal- carrydebate to the underlyingassumptions.
lenge the United States militarily, and no balanc-
ing coalition is imminent. Realists are scrambling
to find a way to fill this hole in the center of their THE DIVIDED HOUSE OF LIBERALISM
theory. Some theorists speculate that the United The liberal school of internationalrelationstheory,
States'geographicdistance and its relativelybenign whose most famous proponents were German
intentions have tempered the balancing instinct. philosopher Immanuel Kant and U.S. President
Second-tier powers tend to worry more about WoodrowWilson,contendsthat realismhas a stunt-
their immediate neighbors and even see the Unit- ed visionthatcannot accountfor progressin relations
ed States as a helpful source of stability in regions between nations. Liberalsforesee a slow but inex-
such as East Asia. Other scholars insist that armed orable journey away from the anarchic world the
resistance by U.S. foes in Iraq, Afghanistan, and realists envision, as trade and finance forge ties
elsewhere, and foot-dragging by its formal allies between nations, and democratic norms spread.
actually constitute the beginnings of balancing Becauseelectedleadersare accountableto the people
against U.S. hegemony.The United States' strained (who bear the burdensof war), liberalsexpect that
relations with Europe offer ambiguous evidence: democracieswill not attackeachotherandwill regard
Frenchand Germanopposition to recent U.S. poli- eachother'sregimesas legitimateand nonthreatening.
cies could be seen as classic balancing, but they do Many liberalsalso believe that the rule of law and
not resist U.S. dominance militarily.Instead, these transparencyof democraticprocessesmakeit easierto
states have tried to undermine U.S. moral legiti- sustain internationalcooperation, especially when
macy and constrain the superpower in a web of thesepracticesareenshrinedin multilateral
institutions.
56 FOREIGN POLICY
Liberalismhas such a powerfulpresencethat the on several measures of democratization and the
entire U.S. political spectrum, from neoconserva- rule of law. The White House'ssteadfastsupportfor
tives to humanrightsadvocates,assumesit as large- promoting democracy in the Middle East-even
ly self-evident.Outsidethe UnitedStates,as well, the with turmoilin Iraqand rising anti-Americanismin
liberalview that only electedgovernmentsare legit- the Arab world-demonstrates liberalism's emo-
imate and politicallyreliablehas taken hold. So it is tional and rhetoricalpower.
no surprisethat liberalthemesareconstantlyinvoked In many respects,liberalism'sclaim to be a wise
as a responseto today's securitydilemmas.But the policy guide has plenty of hard data behindit. Dur-
last severalyearshave also produceda fiercetug-of- ing the last two decades, the proposition that dem-
war between disparate strains of liberal thought. ocratic institutionsand values help states cooperate
Supportersand criticsof the Bushadministration,in with each other is among the most intensivelystud-
particular,have emphasizedvery differentelements ied in all of internationalrelations, and it has held
of the liberalcanon. up reasonablywell. Indeed, the belief that democ-
For its part, the Bush administrationhighlights racies never fight wars against each other is the
democracypromotionwhile largelyturningits back closestthingwe have to an iron law in social science.
on the international institutions that most liberal But the theory has some very important corol-
theorists champion. The U.S. National Security laries,which the Bushadministrationglosses over as
Strategyof September2002, famous for its support it draws upon the democracy-promotionelementof
of preventivewar, also dwells on the need to pro- liberal thought. Columbia University political sci-
mote democracy as a means of fighting terrorism entist Michael W. Doyle's articles on democratic
and promoting peace. The Millennium Challenge peace warned that, though democraciesnever fight
program allocates part of U.S. foreign aid accord- each other,they are proneto launchmessianicstrug-
ing to how well countriesimprovetheirperformance gles againstwarlikeauthoritarianregimesto "make
NOVEMBER I DECEMBER 2004 57
One World, Rival Theories
the world safe for democracy." It was precisely Nor is it clear to contemporaryliberal scholars
Americandemocracy'stendencyto oscillatebetween that nascentdemocracyand economicliberalismcan
self-righteouscrusadingand jaded isolationismthat always cohabitate. Free trade and the multifaceted
promptedearlyCold Warrealists'call for a more cal- globalization that advanced democracies promote
culated, prudent foreign policy. often buffet transitional societies. World markets'
Countriestransitioningto democracy,with weak penetration of societies that run on patronage and
politicalinstitutions,are more likelythan otherstates protectionism can disrupt social relations and spur
to get into internationaland civil wars. In the last 15 strifebetween potential winnersand losers. In other
years, wars or large-scale civil violence followed cases, universal free trade can make separatism
experimentswith mass electoraldemocracyin coun- look attractive, as small regions such as Aceh in
tries includingArmenia,Burundi,Ethiopia,Indone- Indonesia can lay claim to lucrative natural
sia, Russia, and the formerYugoslavia.In part, this resources.So far,the trade-fueledboom in Chinahas
violence is caused by ethnic groups' competing created incentives for improved relations with the
advanced democracies, but it has
also set the stage for a possible
showdown between the relatively
While thevirtues
advocating
aggressively of wealthy coastal entrepreneursand
the still impoverishedruralmasses.
democracy, hasshown
theBushadministration While aggressively advocating
the virtues of democracy,the Bush
forliberalism's
littlepatience emphasisonthe administration has shown little
patience for these complexities in
importance ofinternational
institutions. liberal thought-or for liberalism's
emphasis on the importance of
internationalinstitutions.Farfrom
demands for national self-determination, often a trying to assureother powers that the United States
problemin new, multiethnicdemocracies.More fun- would adhere to a constitutional order, Bush
damental,emergingdemocraciesoften have nascent "unsigned"the InternationalCriminalCourtstatute,
political institutions that cannot channel popular rejected the Kyoto environmentalagreement, dic-
demandsin constructivedirectionsor crediblyenforce tated take-it-or-leave-it arms control changes to
compromises among rival groups. In this setting, Russia, and invaded Iraq despite opposition at the
democratic accountability works imperfectly,and United Nations and among close allies.
nationalistpoliticianscan hijack public debate. The Recentliberaltheoryoffersa thoughtfulchallenge
violencethat is vexingthe experimentwith democracy to the administration'spolicy choices. Shortlybefore
in Iraqis justthe latestchapterin a turbulentstorythat September11, political scientist G. John Ikenberry
began with the FrenchRevolution. studied attemptsto establishinternationalorderby
Contemporary liberaltheory also points out that the victors of hegemonic struggles in 1815, 1919,
the rising democratic tide creates the presumption 1945, and 1989. He arguedthat even the most pow-
that all nations ought to enjoy the benefits of self- erfulvictorneededto gain the willing cooperationof
determination.Those left out may undertakeviolent the vanquishedand other weak states by offeringa
campaigns to secure democratic rights. Some of mutually attractivebargain,codified in an interna-
these movements directtheir strugglesagainst dem- tional constitutional order. Democratic victors, he
ocratic or semidemocraticstates that they consider found, have the best chance of creating a working
occupyingpowers-such as in Algeriain the 1950s, constitutionalorder,such as the BrettonWoods sys-
or Chechnya, Palestine,and the Tamil region of Sri tem after World War Ii, becausetheir transparency
Lankatoday. Violence may also be directedat dem- and legalismmake their promisescredible.
ocratic supportersof oppressiveregimes,much like Does the Bush administration's resistance to
the U.S. backing of the governments of Saudi Ara- institution building refute Ikenberry'sversion of
bia and Egypt. Democratic regimesmake attractive liberal theory? Some realists say it does, and that
targets for terroristviolence by national liberation recent events demonstrate that international insti-
movements precisely because they are accountable tutions cannot constrain a hegemonic power if its
to a cost-conscious electorate. preferences change. But international institutions
58 FOREIGN POLICY
The Leading Brands
ofdemocracy,
Spread International isshaped
politics
Self-interested
states
compete economic
global ties,and bypersuasive collective
ideas,
Core Beliefs international will andsocial
forpower
andsecurity organizations culture,
values,
strengthen
peace identities
Doesn't
account
forprogress Failstounderstand
that
Theory's andchangeininternational democratic survive
regimes only Does
notexplain
which
power
Intellectual Blind relations
orunderstanding
that iftheysafeguard
military
power structures
and
social
conditions
canbeasource
of andsecurity;
someliberals
forget
Spots
legitimacy todemocracy allow
thattransitions forchanges
invalues
military
power aresometimes
violent
can nonetheless help coordinate outcomes that tutional order remainpowerful. Sooner or later,the
are in the long-term mutual interest of both the pendulum will swing back.
hegemon and the weaker states. Ikenberrydid not
contend that hegemonic democracies are immune
from mistakes. States can act in defiance of the IDEALISM'S NEW CLOTHING
incentives established by their position in the inter- Idealism,the belief that foreign policy is and should
national system, but they will suffer the conse- be guided by ethical and legal standards,also has a
quences and probably learn to correct course. In long pedigree.BeforeWorldWar II forced the Unit-
response to Bush's unilateralist stance, Ikenberry ed Statesto acknowledge a less pristinereality,Sec-
wrote that the incentives for the United States to retaryof State Henry Stimson denigratedespionage
take the lead in establishing a multilateral consti- on the grounds that "gentlemen do not read each
NOVEMBER IDECEMBER 2004 59
One World, Rival Theories
Realists should have to explain whether policies Theories of international relations claim to
based on calculationsof power have sufficientlegit- explain the way international politics works, but
imacy to last. Liberals should consider whether each of the currently prevailing theories falls well
nascent democratic institutions can fend off pow- short of that goal. One of the principal contribu-
erful interests that oppose them, or how interna- tions that international relations theory can make
tional institutions can bind a hegemonic power is not predicting the future but providing the
inclinedto go its own way. Idealistsshould be asked vocabularyand conceptualframeworkto ask hard
about the strategic, institutional, or material con- questions of those who think that changing the
ditions in which a set of ideas is likely to take hold. world is easy. 1H
Wantto KnowMore?
62 FOREIGN POLICY