Alkali-Aggregate Reaction in Concrete: A World Review: Ian Sims, Alan Poole
Alkali-Aggregate Reaction in Concrete: A World Review: Ian Sims, Alan Poole
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Paddy E. Grattan-Bellew, Tetsuya Katayama
Published online on: 13 Jul 2017
How to cite :- Paddy E. Grattan-Bellew, Tetsuya Katayama. 13 Jul 2017, So-Called Alkali-
Carbonate Reaction (ACR) from: Alkali-Aggregate Reaction in Concrete: A World Review CRC Press
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Chapter 3
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3.1 INTRODUCTION
0.6
0.5
0.4
Expansion %
0.3
K OPC…
K HAC…
0.2
0.1
0
0 200 400 600
Days @ 38 Deg, C, & 100% R.H.
Figure 3.1 Expansion of concrete prisms made with ACR aggregate and a high alkali Portland cement
(OPC) and high-alumina cement (HAC).
that are effective in reducing expansion in alkali-silica reactive limestones are not
effective in concrete made with the “so-called ACR” dolomitic limestones. This may,
in part at least, be due to the formation of additional alkaline hydroxide in the
dedolomitization reaction, equations (i, ii).
Expansion of typical ASR aggregates in concrete can be prevented by the use of a low
alkali-cement, (ASTM 0.60% Na2O equivalent), but in the case of ACR aggregates
such as those from the Pittsburg quarry, the alkali content of the cement has to be less
than 0.31% to reduce the expansion of concrete prisms below 0.04%, Swenson (1957).
Grattan-Bellew, unpublished results, has shown that the expansion of concrete prisms
made with ACR aggregate (Pittsburg) can be significantly reduced by use of high-
alumina cement (HAC), Figure 3.1. In these concrete prisms, dedolomitization occurs
on the coarse aggregate mixed with HAC (Figure 3.2a), but ASR gel forms when used
with high alkali Portland cement (Figure 3.2b).
ACR was first described by Swenson (1957) in a paper entitled ‘A Reactive Aggregate
Undetected by ASTM Tests’. On the basis of a different response in the mortar-bar test
So-Called Alkali-Carbonate Reaction (ACR) 65
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(a) (b)
10 µm 50 µm
Figure 3.2 SEM micrographs of the concrete prisms depicted in Figure 3.1: a) [left] dedolomitization of
the aggregate mixed with high-alumina cement (Katayama & Grattan-Bellew, 2012), but b)
[right] ASR gel forming when mixed with a high-alkali Portland cement.
method ASTM C227, Swenson apparently assumed that the reaction was different
from that of the classical alkali-silica reaction as described by Stanton (1940). The term
ACR was not used by Swenson in his original paper. The ACR aggregate evaluated by
Swenson came from the Pittsburg quarry in Kingston, Ontario, Canada which is of
Ordovician age. The term ‘alkali-carbonate rock reaction’ was first used by Swenson
and Gillott (1964).
There was considerable research on the problem of the reactivity of carbonate
rocks in the U.S.A. in the 1960s. In 1962, Newlon and Sherwood described the
occurrence of Alkali-Reactive Carbonate Rock in Virginia, USA. In 1964, Hadley
reported on Alkali-Reactive Carbonate Rocks in Indiana and Lemish and Moore,
(1964) reported on alkali-carbonate reactions in Iowa, USA. In 1969, Buck reported
on the potential alkali reactivity of carbonate rock in Virginia and Kentucky.
Subsequently, the ACR problem in the U.S.A., was, for the most part, forgotten
apart from a few papers by Ozol (1974, 1994), until a large number of cases of
concrete deterioration were investigated by the present authors in Kentucky during
the period 2006 to 2008 (Katayama & Grattan-Bellew, 2012). The petrology and
expansivity of the Kentucky argillaceous dolomitic limestone is almost identical to
that of the Kingston aggregate (Figure 3.3).
Katayama (1992), based on literature reviews, predicted that ACR is a combined
phenomenon of harmless dedolomitization and expansive ASR of cryptocrystalline
quartz hidden in the dolomitic aggregate. Since then, this hypothesis has been examined
in detail by various petrographic methods (polarizing microscopy, SEM observation
and quantitative EDS analysis), using i) field ACR concretes from the type locality
(Kingston) of ACR (Katayama, 2004, 2006, 2010a, 2011; Gratten-Bellew et al., 2009),
ii) field reproduced ACR concretes containing the Kingston ACR aggregate
(Katayama & Gratten-Bellew, 2012; Grattan-Bellew & Chan, 2013) and iii) labora-
tory produced ACR concrete specimens (Katayama, 2004). After all these efforts,
however, a paradox was encountered, that the concrete deterioration meeting the
original definition of ACR by Swenson & Gillott, that is, deleterious expansion other
than typical ASR but associated with dedolomitization, had not been identified, even
when typical ACR concretes from the type localities Kingston and Cornwall in Ontario
66 Grattan-Bellew & Katayama
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0.18
0.16
0.14
Expansion % 0.12
0.10
0.08 Kingston
0.06 Kentucky
0.04
0.02
0.00
0 50 100
Days @ 38 Degrees C.
Figure 3.3 Expansion of aggregates from Kingston and Kentucky in the CSA concrete prism test A23.2-14A.
were examined. Consequently, this led to re-defining the classical term ACR as
“so-called ACR” in 2004 & 2006 by Katayama (2004, 2006) (Katayama et al., 2016).
ACR was reported by Milanesi et al., in Argentina in 1996. Qian et al. (2001)
reported the occurrence of ACR aggregate from Jixian, Tianjin, China in 2001.
However, before 2004, the mechanism of dedolomitization and expansion were not
yet clearly distinguished based on detailed petrographic examination, hence early
reports on ACR should be reviewed critically.
3.3.1 General
The deleterious alkali-carbonate reaction occurs in argillaceous dolomitic limestones
with porphyrotopic or mosaic textures (Swenson and Gillott, 1960; Buck, 1969;
Melanesi et al., 1996). The rocks consist essentially of a matrix of fine grained micritic
calcite crystals (2μm), intermixed with clay minerals, mostly illite with minor chlorite
and cryptocrystalline quartz (chert), in which are embedded large dolomite rhombohe-
dra (50 μm). According to Hadley (1964) the deleteriously expansive rocks generally
contain over 7% clay minerals. Figure 3.4a shows a photomicrograph of a typical thin
section of the Kingston dolomitic limestone taken through a petrographic microscope.
A photograph taken of a polished section of the Kingston dolomitic limestone taken
using SEM is shown in Figure 3.4b. Dolostone (dolomite rock) and dolomitic limestone
with a mosaic texture produce marked dedolomitization but are not always expansive.
Hence, it is important to distinguish two distinctive phenomena, i.e., reaction (dedo-
lomitization) and expansion, Katayama (2004, 2006, 2010a, 2011).
Hadley (1961) showed that the dolomite content of the deleteriously expansive
dolomitic limestones was about 50%. Lemish and Moore (1964) found that expansion
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(a) (b)
20 µm 10 µm
IRC 20.0kV 8.9mm x2.51k SE(M) 2/12/2013 20.0 µm
Figure 3.4 Kingston dolomitic limestone: a) [left]: Thin section photomicrograph showing a large
dolomite rhomb in a matrix of fine grained calcite. b) [right]: SEM micrograph of dolomite
rhombs in a matrix of fine grained calcite.
1.4
1.2
Expansion % @ 150 Days
0.8
0.6
0.4
0.2
0
30 50 70 90
Dolomote % in Rock
Figure 3.5 Dolomite content of aggregate vs expansion of concrete, adapted from Lemish and Moore
(1964).
3.3.2 Dedolomitization
It was initially noticed that the ACR involved dedolomitization of the aggregates in an
alkaline medium. Hadley (1961) reported that a large single crystal of dolomite
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expanded by 0.15% after 100 days in 3M NaOH solution. Hadley concluded that “the
expansion of the de-dolomitizing crystals themselves would be sufficient to account for
the expansion of the reactive carbonate rocks”. However, Gillott and Swenson (1969)
failed to reproduce the expansion of a dolomite single crystal and noted that the molar
volumes of the products of dedolomitization were less than that of the reactants and
hence they concluded that dedolomitization could not account for the expansion of
dolomitic limestone aggregates in concrete. Deng and Tang (1993) calculated that the
solid volume change on dedolomitization was - 4.32 % (less than zero), however they
noted that the products of dedolomitization are fine and enclose many voids. They
calculated that the void space was 29.21 % and from this they calculated that the
volume change for the dedolomitization reaction was 36.56 %. Walker (1978) con-
cluded that “Dedolomitization can be an innocuous reaction but in specific kinds of
carbonate rocks it can result in expansion of the aggregate particles and destructive
expansion of the concrete”.
In his critical review of the published references on carbonate rock reactions before
1992, Katayama concluded that dedolomitization is an innocuous reaction, and that
deleteriously expansive ACR had been confused with dedolomitization. In 2000,
Grattan-Bellew and Rogers (2000) found that, after 13 years outdoor exposure, most
of the dolomite in the Kingston ACR aggregate was unreacted and so it was most
unlikely that dedolomitization could be the underlying mechanism of expansion.
(a) (b)
100 µm 10 µm
Figure 3.6 Dedolomitization rims around dolomitic limestone aggregate, a) [left] showing a brucite-rich
dark zone with an invisibly narrow hydrotalcite layer at the very interface with the cement
matrix, Saudi Arabia (Katayama, 2012a), b) [right] showing minute spots of brucite (dark) and
calcite (bright) formed by dedolomitization of Austrian dolostone in a RILEM AAR-5 con-
crete microbar.
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By contrast, within the reaction rim of the dolomitic aggregate, or along the cracks
extending from the periphery of the reacted aggregate into the interior of the aggregate,
minute spots (<3 μm) of brucite and calcite are formed as a result of dedolomitization
(Figure 3.6b) (Katayama, 2004, 2010a, 2011; Katayama & Sommer, 2008).
(a) (b)
200 µm 100 µm
Figure 3.7 Carbonate halo in the cement paste surrounding the dedolomitized aggregate particle: a)
[left] showing the distinctive colour indicative of calcite, RILEM AAR-5 concrete microbar
with Austrian dolostone, b) [right] showing that the carbonate halo replaces CSH gel in the
cement paste in a concrete building in Saudi Arabia.
70 Grattan-Bellew & Katayama
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(a) (b)
100 µm 20 µm
Figure 3.8 Photomicrgraphs from expanded AAR-5 concrete microbars containing dolomitic aggre-
gate: a) [left] ASR gel lining a crack emanating from the expanding particle and into the
surrounding cement matrix, b) [right] veins of ASR gel within the reacted dolomitic lime-
stone from a concrete pavement (sidewalk) in Kingston, Ontario, wherein the dolomite
rhombs are only slightly decomposed (from Katayama & Grattan-Bellew, 2012).
aggregate into the cement paste exuding ASR gel, and 4) ASR gel lining air voids and
cracks distant from the reacting aggregate.
With RILEM AAR-5 (in Nixon & Sims, 2016) concrete microbars, expansion
continues even when brucite disappears, transforming into non-expansive magnesium-
-silicate gel, and exudation of ASR gel becomes prominent along radial expansion
cracks (Katayama, 2006, 2010a; Katayama & Grattan-Bellew, 2011) (see Figure 3.8a).
0.5 0.5
0.0 0.0
0.1 1 10 100 1000 10000 0.1 1 10 100 1000 10000
Ca/(Na+K) atomic rao Ca/(Na+K) atomic rao
Figure 3.9 Comparison of ASR gel compositions: a) [left] from a typical ACR bridge near Kingston,
Ontario (Katayama, 2010a), and b) [right] from a typical example of ASR caused by andesite
in Japan (Katayama, 2010b).
(Figure.3.8b). Note the dolomite rhombs are only slightly decomposed into a thin rim,
consisting of brucite or magnesium silicate gel, whereas ASR gel is formed abundantly.
Lu et al. (2006) also observed gel in samples of the ACR aggregate from the Pittsburg
quarry autoclaved at 150ºC in KOH solution.
(a) (b)
10 µm 10 µm
Figure 3.10 Cryptocrystalline quartz from the Kingston dolomitic limestone aggregate: a) [left]
extracted by phosphoric acid treatment, b) [right] in some AAR-5 concrete microbars,
small amounts of cryptocrystalline quartz remain in isolated form, but most has converted
to ASR gel.
Katayama & Sommer, 2008). However, in RILEM AAR-5 concrete microbars, some
cryptocrystalline quartz occasionally remains, but mostly converts to ASR gel (Figure
3.10b) or Mg-silicate gel (Katayama, 2004, 2010a; Katayama & Sommer, 2008). In the
siliceous argillaceous dolomitic aggregates undergoing ASR in Quebec, crypto- to
microcrystalline quartz is abundant and is partly converting to ASR gel as revealed
by SEM observation on the polished thin section, Katayama (2006).
(a) (b)
10 µm 10 µm
Figure 3.11 Magnesium silicate gel: a) [left] forming a thin inner rim around reacting dolomite particles
(adapted from Katayama, 2006), b) [right] forming a pseudomorph after the original
dolomite crystals and showing shrinkage cracks.
So-Called Alkali-Carbonate Reaction (ACR) 73
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pseudomorph after the dolomite crystals keeping their original rhombohedral outlines
(Figure 3.11b).
To identify the Mg-silicate gel, it is essential to perform a quantitative SEM-EDS
analysis on the polished thin section at higher magnifications (e.g., > 1500 x) to obtain a
sharp image to distinguish the minute textures composed of dolomite, Mg-silicate gel,
ASR gel, etc. In the aged concrete constructed in the 1950s near Kingston containing
the ACR reactive Pittsburg aggregate, Mg-silicate gel became more or less crystalline,
showing the transformation into sepiolite-like material or flakes of antigorite-like
material as estimated by their composition, (Katayama, 2006, 2010a, 2011). Where
dolomitic rock is argillaceous (Pittsburg aggregate), Al-Mg silicate gel forms
(Katayama, 2006), and on aging this gel converts to a chlorite-like material.
There has been no evidence that Mg-silicate gel generates expansion, because no
radiating cracks are found to accompany its formation, except for shrinkage cracks (see
Figure.3.11b). The occurrence of the Mg-silicate gel in field concretes has been docu-
mented from variously reactive dolomitic aggregates in Ontario (deleterious), Austria
(harmless) (Katayama, 2004, 2006, 2010a; Katayama & Sommer, 2008) and Saudi
Arabia (harmless) (Katayama, 2012a), as well as in the ASR-reactive aggregates in
Quebec and Japan (harmless) (Katayama et al., 2008) based on SEM-EDS analysis, but
has not been identified by other researchers in a number of works before around 2000.
The arguments on this subject have been reviewed critically by Katayama (2010a,
2011) and Katayama et al., (2016). The main points of the problem are that 1) the
conventional methods for preparation and examination of concrete thin sections are
inappropriate, 2) general understanding on the expansion behaviours and remedial
measures for a wide range of ASR remains stereotypical and has been reproduced by the
papers without critical reviewing, and 3) interpretations on the expansion mechanisms
related to dedolomitization lack support by petrographic evidence.
(a) (b)
300 µm 300 µm
Figure 3.12 Comparison of clarity between traditional 30 and 15 µm thick thin sections: a) [left] near-
opaque appearance of cement paste matrix with a traditional 30 µm thick section, and b)
[right] clearer resolution of both aggregate and matrix using a 15 µm thick section (adapted
from Katayama, 2012b).
(a) (b)
20 µm 100 µm
Figure 3.13 Clarity enabled by polished thin (15 µm thick) thin sections: a) [left] vein of combined ASR
gel and calcite formed through carbonation during storage of a concrete prism (450 days),
b) [right] ASR gel mixed with secondary calcite (from Katayama & Grattan-Bellew, 2012).
the details of the microscopic texture in the transmitted light. In the concretes affected
by more or less atmospheric weathering, such as field structures and concrete prisms
stored for a long time, secondary calcite forms along the cracks often replacing veins of
ettringite and ASR gel (Katayama, (2010a). As a result, ASR gel is likely to be missed by
the thin section microscopy.
Although the above alteration processes obscure the presence of ASR gel in the
transmitted polarizing microscopy, SEM observation on the polished thin section is
able to reveal clearly the presence of the composite vein in which ASR gel is
enveloped by its carbonation product calcite vein (Figure 3.13a, Katayama &
Grattan-Bellew, 2012), as well as thin films of ASR gel intermixed with secondary
calcite (Figure 3.13b). In the thick thin section (~30 μm) with a cover glass, none of
fine cracks, ASR gel or cryptocrystalline quartz is detectable. To identify these fine
textures and reaction products, combined petrographic examination is recom-
mended, which consists of polarizing microscopy in both transmitted and reflected
lights, SEM observation to characterize the reaction sites, and quantitative EDS
analysis, using the same polished thin section (15 μm thick) (Katayama, 2004, 2006,
2010a, 2011).
(a) (b)
Figure 3.14 Detection of ASR gel in concretes made with ACR aggregate: a) [left] fluorescence of gel
after treatment with uranyl acetate, b) [right] thin films of ASR gel between micro-crystals
of calcite.
Grattan-Bellew and Chan (2013), showing the presence of the thin films of alkali-
silica gel between the small crystals of calcite in the matrix of the rock,
Figure 3.14b.
(a) (b)
20 µm 10 µm
Figure 3.15 a&b Cracking filled or lined with ASR gel in a RILEM AAR-5 concrete microbar made using
50% Portland cement replacement by Japanese ground granulated blastfurnace slag, in
which expansion was reduced by 30 % but cracking not prevented (from Katayama &
Grattan-Bellew, 2012).
(a) (b)
10 µm 5 µm
Figure 3.16 Cracking of concrete in Kentucky caused by ACR, a) [left] not prevented by the use of 40%
cement replacement by high-calcium fly ash, b) [right] cracks originating from pools of ASR
gel surround the calcite particles (from Katayama & Grattan-Bellew, 2012).
low-calcium fly ash is not effective when the aggregate is highly reactive. In a Japanese case,
low-calcium fly ash (<4% CaO in glass, replacement of 18%) was effective for the late-
expansive ASR of the sandstone pebbles in concrete, but was not effective for the early
expansive ASR due to the glassy bronzite andesite aggregate. The average SiO2 content of
the fly ash glass was 58%, while that of the rhyolitic interstitial glass in the andesite was
75%, which explains the low pozzolanic reactivity of this fly ash (Katayama, 2010b).
(a) (b)
200 µm 50 µm
Figure 3.17a) & b) Natural dedolomitization, in which calcite pseudomorphs replace dolomite rhom-
bohedra without producing brucite.
3.6b which follows the equation (i). Actually, concrete specimens of López-Buendía
et al. (2008) made with a Spanish dolomitic limestone aggregate presented contraction.
For comparison, natural dedolomitization occurs in geological time by the near-
surface weathering of dolomitic formations (Katayama, 2010b). In this process,
calcite replaces the dolomite crystals, leaving a pseudomorphic texture of the origi-
nal outlines of the dolomite rhombs (Figure 3.17a,b). This dedolomitization is a
dissolution/precipitation process in the open system, and there is no volume change
after the precipitation of calcite. Dolomites are dissolved into interstitial solution
and secondary calcites are precipitated into the dissolution voids formed after the
dolomite crystals. Mg ions liberated from the dolomite are carried away and do not
precipitate as brucite, which is different from the dedolomitization in concrete. This
reaction without volume change could be written as equation (iv) (Katayama, 2011,
2010b).
using concrete specimens, rock cylinder/prism test is not necessarily suitable for the
study of the mechanism of ACR.
% Exp 23 Deg. C
0.4
% Exp. 38 Deg. C
Expansion %
0.3
0.2
0.1
0
0 20 40 60
Storage Time in Months
Figure 3.18 Comparison between actual field expansion of the experimental concrete sidewalk in
Kingston and that predicted by concrete prism tests at 23 °C and 38 °C.
Both used data from the experimental sidewalk in Kingston, Ontario, Canada. Rogers
and Hooton, (1992) noted that after one year the expansion of concrete prisms stored
at 23 ºC was about the same as concrete slabs exposed outdoors under ambient
conditions. However, after 5 years, leaching of alkalis from the concrete prisms stored
at 23 ºC had reduced expansion significantly below that of the slab exposed outdoors,
but in the case of one slab, the expansion of the prisms stored at 38 ºC was similar to
that of the slab exposed outdoors, Figure 3.18. It is concluded from these results that
the expansion of concrete prisms stored at 38 ºC and ~100% humidity provides a better
prediction of the long term expansion of concrete in the field. The main disadvantage of
the concrete prism test is that it takes up to one year to obtain results.
of the so-called ACR, i.e., dedolomitization rims, carbonate haloes, brucite, Mg-silicate
gel and ASR gel, can be reproduced. Besides, owing to the larger size of the aggregate
than that in the mortar-bar tests (ASTM C1260, RILEM AAR-2), chert aggregates
produce deleterious expansion without undergoing excessive dissolution of ASR sol/gel
into the NaOH solution (Yamada et al., 2015).
20
AGGREGATES CONSIDERED
10
POTENTIALLY EXPANSIVE
Figure 3.19 Graph showing the chemical composition of expansive and non-expansive carbonate rocks
after CSA A23.2 26A (2014).
the cryptocrystalline quartz is the real cause of the deleterious expansion of the so-
called ACR aggregates, and that metamorphic carbonate rocks common in Norway
contain coarsely crystalline quartz with lower ASR reactivity, this diagram should
better be applied to the non-metamorphosed carbonate rocks in North America.
Another version of the screening diagram (CaO:MgO and insoluble residue) was
proposed by Rogers (1986), which is equivalent to the ratio of calcite-dolomite-
insoluble residue on the triangular diagram (Katayama, 1992), meaning that the
dolomitic limestones in Ontario with a certain range of impurity are deleteriously
expansive.
3.6 CONCLUSION
In 1992, Katayama reported on the occurrence of alkali-silica gel in concrete made with
ACR argillaceous dolomitic limestone indicating that the formation of gel was at least a
contributing factor in the expansion of the concrete. Up until 1992 ACR was generally
considered to have a different mechanism of expansion from that of concrete made
with classical ASR aggregates, and a number of mechanisms were put forward to
explain the mechanism of expansion, particularly in Canada, the U.S.A. and China.
Subsequently, Katayama (2004, 2006, 2010a) obtained more data to support the
formation of gel as the underlying mechanism of expansion of concrete containing
ACR aggregates, and Katayama’s work has been supported by observations of
Grattan-Bellew (2009, 2013), Katayama and Grattan-Bellew (2012) and Katayama
et al., 2016. It is concluded that the so-called alkali-carbonate reaction (ACR) is a
special case of alkali-silica reaction similar to that occurring in siliceous limestones.
The long-standing confusion about ACR is due to the inappropriate methods applied
in the sample preparation, observation and analysis, as well as to the misunderstanding
that the distinctive chemical reaction (dedolomitization) is directly or indirectly respon-
sible for the deleterious expansion.
So-Called Alkali-Carbonate Reaction (ACR) 85
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