Compact Quad-Mode Planar Phased Array With Wideband For 5G Mobile Terminals
Compact Quad-Mode Planar Phased Array With Wideband For 5G Mobile Terminals
fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TAP.2018.2842303, IEEE
Transactions on Antennas and Propagation
1
Abstract—In this paper a quad-mode endfire planar phased especially useful in the characterization of the mobile phased
antenna array with wide scan angle and 1.2 mm clearance is antenna array’s performance [7]. Multi-polarized antenna array
proposed for 5G mobile terminals. The proposed antenna can configuration for mmWave 5G mobile terminals has been
obtain over 8 GHz of impedance bandwidth. Here is suggested
to efficiently combine a multi-mode array element with different proposed in [8]. A low-profile beam steering antenna solution
radiation patterns for each mode into a phased antenna array. for future 5G cellular applications has been designed and
In the array, similar and wide embedded radiation patterns analyzed in [9]. A Vivaldi phased antenna array has been
are obtained for the all four modes. Furthermore, a coaxial studied with the user in [10]. Compact 4G MIMO antenna
to differential stripline transition is designed in this work. The integrated with a 5G array has been designed and evaluated in
differential feeding structure is very compact and utilizes only
MMPX connector and vias. The total scan pattern and coverage [11]. In order to increase the coverage of the phased mobile
efficiency of the measured and simulated phased array antenna antenna array, two different methods have been introduced
are calculated in the range from 25 to 33 GHz, and a good in [12] and [13]. In [12] the 3D coverage has been realized
agreement between measured and simulated results is observed. by switching between 3 sub-arrays mounted on a folded 3D
The mean coverage efficiency along the frequency range is very structure. On the other hand, in [13] the 3D coverage has
similar, but minor difference in variance of coverage efficiency is
observed in the measurements. The coverage efficiency of around been achieved by using a surface wave in order to change
50 % for the threshold gain of 5 dBi is achieved in the chosen radiation pattern main beam directions of the three planar sub-
frequency range. arrays. The bandwidth of the shown antennas is not so big
Index Terms—Antennas, mobile handset antenna, radiation and the wider bandwidth is wanted in order to achieve higher
pattern, coverage efficiency, total scan pattern, 5G antenna, data rates. Furthermore, the exact operating frequency and
planar antenna, wideband antenna, 5G phased array. bandwidth of the 5G communication system is still unknown.
The phased mobile antenna array with wide scan angle has
been proposed in [14]. However, the antenna does not have a
I. I NTRODUCTION
large bandwidth. The bow-tie phased antenna array in [15]
N the past few years, interests in the centimeter (cm) and
I millimeter (mm)-wave bands have grown [1]. In order to
achieve communication speeds in GB/s the 28 GHz band has
has a wide bandwidth and wide scan angle. Yet, designs
in [14] and [15] require at least 6 mm clearance and only
simulation results have been presented. The feeding network
already been allocated by FCC for the future cellular commu- and connectors have not been implemented in these designs.
nication systems. At the cm and mm-wave frequencies, higher In this paper a quad-mode planar antenna with -10 dB
free space path loss becomes a bigger design consideration for bandwidth of 8.2 GHz and -6 dB bandwidth of 10.8 GHz with
the link budgets. However, by using the directional high gain the clearance of 1.2 mm is proposed for the 5G mobile termi-
antennas the path loss can be compensated [2]. Furthermore, nals. The wide bandwidth and wide scan angle is obtained
directional antennas can reduce doppler shift spread [3], reduce by combining four modes. The wide embedded radiation
delay spread in wideband communication channels [4], and patterns are achieved for the all four modes. Because of
decrease the path loss exponent [5]. However, in the cellular the wide embedded radiation patterns of array elements, the
communication systems the user mobility, urban indoor and wide scan angle is achieved by the proposed array. In this
outdoor propagation environments, and arbitrary mobile device paper, the coaxial to differential stripline transition is used to
orientation are some of the most important factors affecting differentially feed the proposed array elements without a balun
the design of base and mobile station antennas. Thus, the structure. In the final design the endfire radiation pattern has
beam steering should be implemented both at mobile and base been obtained along the full operating frequency range of the
stations to obtain the good link quality. array. In this paper, the endfire and broadside directions are
In order to verify the performance of the mobile device defined as the directions along and perpendicular to the phone
considering the arbitrary user equipment orientation the cov- chassis, respectively. The final design is simulated in CST
erage efficiency metric has been proposed in [6]. This metric is Microwave Studio and measured in the anechoic chamber.
In section II the properties of the proposed antenna are
This work was supported by the InnovationsFonden project of
RANGE.(Corresponding author: Shuai Zhang). discussed using a simplified feed. Then, in section III the an-
Igor Syrytsin, Shuai Zhang, and Gert Frølund Pedersen are with the tenna element’s operation in a linear array is examined. Later
Antennas, Propagation and Millimeter-wave Systems section at the De- in section IV the more complex feeding with the connector
partment of Electronic Systems, Aalborg University, Denmark (email:
{igs,sz,gfp}@es.aau.dk). is introduced. Finally, in section V the performance of the
Art Morris is with wiSpry, Irvine, CA 92618 USA proposed mobile 5G phased antenna array with connectors
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will be verified through measurements and simulations. chart in Fig. 3(b). The impedance circles for all four modes
can be observed at the resonant frequencies.
The resonant frequencies of the modes 1 and 2 depend on
II. A NTENNA G EOMETRY AND P RINCIPLE OF O PERATION
the length La 1 and the resonant frequencies of the modes 3 and
In this section, the antenna geometry and operation principle 4 are determined by the length La 2. Furthermore, the resonant
will be explained. The 3D figure of the antenna geometry is frequency of the modes are also affected by the angles Ang1
shown in Fig. 1(a). The substrate has been made transparent and Ang2. The Fig. 4(a) and Fig. 4(b) show parametric sweeps
in order to expose the internal antenna structure. The antenna of angles from 100° to 160°. It can be seen that when Ang1
element consists of two dipole arms on each side of the PCB. is changed, the resonances of modes 1 and 2 are affected.
The dipole arms are joined to the ground plane on each side The Fig.4(b) shows that when the Ang2 is varied then the
of PCB and also the top dipole arm is connected to the bottom resonant frequencies of modes 3 and 4 are affected. However,
one by two vias, as shown in Fig. 1(b) and Fig. 1(c). Other the matching of modes 1 and 2 is affected as well.
vias are utilized in order to suppress the unwanted surface The resonant frequencies of all the modes depend also
wave. The notch, located between the two dipole arms, is used on the height and dielectric constant of the substrate. The
for impedance matching of the antenna. The Rogers RO3003 diameter of the two vias at the end of the dipole arms is also
substrate with the height of 1.524 mm, relative permittivity of an important factor. The dimensions of the notch on the top
3 and loss tangent of 0.001 has been used in the design. In layer and the bottom layer can be adjusted in order to change
a proposed setup, the antenna is fed between two vias by a the antenna matching properties.
discrete port on the top layer, as shown in Fig. 1. In order to obtain the desired performance of the antenna,
the lengths La 1 and La 2 should be chosen to obtain two lower
and two higher resonances. The position of resonances can
be adjusted by changing angles Ang2 and Ang1. Ang2 is
adjusted first, since it mainly changes mode 3,4 and affect
mode 1 2. Next, adjust angle 1 since it mainly varies mode 1
2. Finally, the matching of modes can be fine tuned by altering
the dimensions of the notches.
(a)
(a) (b)
Fig. 2. Electric fields of the proposed antenna’s modes in (a) top view
(b) (c) and (b) bottom view.
Fig. 1. (a) 3D view of the proposed antenna element, geometry of
the proposed antenna in (b) top PCB view and (c) bottom PCB view.
The surface currents of the proposed antenna on the top
When the antenna is excited, four distinctive modes are copper plane are shown in Fig. 5 in order to get a better insight
achieved. The sketch of the electric field produced by the each on the operating mechanism of the proposed antenna. It can
mode can be observed in Fig. 2. It can be noticed that modes be observed that the surface currents are strong for the mode
1 and 2 are generated by the dipole on the top PCB layer and 1 and 2 and weak for the mode 3 and 4 on the top copper
modes 3 and 4 are generated by the dipoles on the bottom plane. The surface currents spread along the edge for the mode
layer. When the antenna is resonating in the mode 1 and 3 the 1 and concentrate close to the dipole and notch for the mode 2.
electric field is present between each of the dipole arms and The surface currents on the bottom copper plane for all modes
the ground plane. When the antenna is resonating in mode 2 are shown in Fig. 6. In this case, the reverse behavior can be
and 4 the electric field of dipole-like nature can be observed observed: mode 3 and 4 have stronger surface currents than
between the dipole arms in Fig. 2. mode 1 and 2. In the way similar to the mode 1 and 2, mode 3
The reflection coefficient of the antenna and resonant fre- has strong surface currents along the edge of the ground plane
quencies of the modes are shown in Fig. 3(a). The reflection and mode 4 have currents concentrated around the notch and
coefficient is plotted for the antenna with dimensions of: dipole arms. From the Fig. 5 and Fig. 6 it can be concluded
Ang1 = 110° and Ang2 = 140°, lengths La 1 = La 2 = 2.2 mm, that the antenna on the top copper plane contributes to the
diameter of vias is 0.3 mm, the length of dipoles is 2.2 mm. radiation of modes 1 and 2 and the antenna on the bottom
Furthermore, the impedance of the antenna is plotted on smith copper plane contributes to the radiation of modes 3 and 4.
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(a)
(a)
(b)
(b)
Fig. 3. (a) Reflection coefficient of the proposed antenna element,
and (b) impedance of the proposed antenna plotted in Smith chart.
Furthermore, because the currents for the modes 1 and 3 (a) (b)
are different from the surface currents of modes 2 and 4
it will be expected that those modes would have different
radiation patterns when excited. The radiation patterns of a
single antenna element are shown in Fig. 7 for all four modes. (c) (d)
It can be clearly seen that radiation patterns of the modes 1 and Fig. 5. Surface currents on the top copper plane of the proposed
antenna operating in (a) mode 1, (b) mode 2, (c) mode 3, and (d)
3 do not have a wanted end-fire radiation pattern. The two-lobe mode 4.
radiation pattern of modes 1 and 3 occurs because the E-field
for those two modes concentrated between the dipole arms
and the ground plane as shown in Fig. 2. However, the similar
endfire radiation pattern is needed if the proposed antenna
element should operate efficiently in an wideband array.
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(a) (b)
(a) (b) (c) (d)
(a) (b)
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(a) (b)
Fig. 13. Realized gain and sidelobe level of the proposed antenna
array of different number of elements.
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(a)
(a)
(b)
(b)
Fig. 16. Geometry of the phased antenna array with connectors (a)
top view and (b) side view.
(c) solder has not been included in the simulations. The coordinate
Fig. 15. Overview of the layers in the antenna structure (a) Overview system can be seen in Fig. 17(b). In measurement only one
of the PCB layers, (b) layer 1 and 2, and (c) layer 3 and 4.
antenna has been measured at a time, and 20 dB attenuators
have been connected to the two neighboring elements. The
The top and side views of the phased antenna array are
available measurement system can only measure up to 140° in
shown in Fig. 16. Only the top the PCB has been shown
the elevation plane. Thus, it has been chosen to orient antenna
because the bottom of the PCB looks exactly the same as the
in such a way, so the maximum gain is measured in θ = 0°
top. The dimensions of the ground plane are 106 × 47.5 mm.
direction. Furthermore, the system has better resolution at the
The clearance is only 1.2 mm, as shown in Fig. 16. The side
top and worse resolution at the sides (θ = 90° plane). The 5°
view of the PCB is shown in Fig. 16(b) where connectors
resolution has been chosen both in the elevation and azimuth
mounted on the both sides of the PCB can be spotted.
planes.
Furthermore, the Taconic RF-30 layers are displayed in the
light blue. The dimensions of the array element has been Typically, it is very challenging to measure the phase of the
altered in respect to the Fig. 1 because the feeding point antenna radiation pattern accurately in the anechoic chamber.
has been moved, and also the ground plane thickness has On the other hand, the magnitude of the radiation pattern can
been increased (FR4 glue has been added). The final antenna be obtained by comparing it to the known antenna (a standard
element has following dimensions: gain horn has been used here). In order to measure the phase
• Dipole length La 1 = La 2 = 2.4 mm accurately the phase center of the measurement system should
• Angle between the dipole arms Ant1 = Ang2 = 63° be found and located first. In this measurement, the phase
• Ls 1 = 0.9 mm center has been located by using a simple monopole antenna
• Ls 2 = 0.6 mm and a probe horn. The monopole antenna is rotated and the 2D
• Ws 1 = 0.5 mm radiation pattern is measured by the probe horn. The phase of
• Ws 2 = 0.4 mm the monopole antenna is constant when the antenna is located
• Width of the dipole arms = 0.2 mm in the phase center of the measurement system.
• Diameter of vias is 0.3 mm
• Distance between vias is 0.4 mm After locating the system phase center, there are two ways
• Microvia diameter is 0.4 mm of measuring the antenna array accurately. The first way is
• Stripline width is 0.4 mm to put the antenna array center at the phase center of a
• Distance between striplines is 0.21 mm measuring system and do not move the array location while
• Thickness of all copper planes is 0.034 mm all the elements are measured. The second way is to move
each measured antenna element to the phase center of a
measurement system each time when the measurement is
B. Measurement Procedure
performed.
Next, the phased antenna array prototype and measurement
setup are shown in Fig. 17. The zoomed in view of the con- If the phase center is fixed to each array element, then the
nectors and antennas can be seen in Fig. 17(a). However, the gain of phased array can be computed as:
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D. Scan Angle
To investigate the scanning performance of the phased
antenna array it has been chosen to look on the scan angle.
In order to illustrate the scan angle, the main beam of the
phased antenna array has been shown in the scanning range
from -90° to 90° in Fig. 19. Notice that in order to form
the array, the radiation pattern of the broken antenna element
number 8 has been obtained by mirroring the radiation pattern
of the element number 1. This can be done because of the
antenna array symmetry around Z-axis. Furthermore, because
connectors are mounted on the both sides of PCB, in post-
processing the phase of every second antenna should be altered
(a) (b) 180° in order to execute the beamforming correctly. Because
Fig. 17. Prototype of the phased antenna array with connectors (a)
zoomed in and (b) suspended in the anechoic chamber.
in the final design the four modes could not be distinguished
it has been chosen to illustrate the scanning results for the
frequencies of 25, 27, 29, 31, and 33 GHz. Nonetheless, the
measurements have been carried out in the frequency band
C. S-parameters from 25 to 33 GHz.
The simulated and measured reflection coefficients of the Wide scan angle behavior of the phased array can be
phased antenna array are shown in Fig. 18. It can be no- observed in both simulations and measurements. However,
ticed that the four resonances, shown in Fig. 3(a), cannot the gain of the measured radiation patterns is higher when
be observed anymore because the geometry of the antenna array is scanned to the large scan angles. Furthermore, the
has been changed. Furthermore, the parasitic resonance at position of the beams for each scan angle in simulations and
the frequencies lower than 24 GHz can be observed both in measurements are similar, which means that the prototype
simulations and measurements. Only 7 antennas have been has correct dimensions and distance between elements. The
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F. Coverage Efficiency
Importantly, in order to have a full picture of the proposed
phased antenna array performance the coverage efficiency
has been calculated for the frequencies from 25 to 33 GHz.
The coverage efficiency described the spatial coverage of the
phased antenna array system and defined as [7]: (i) (j)
Fig. 19. 2D scan of the proposed phased antenna array (a) simulations
Coverage Solid Angle at 25 GHz, (b) measurements at 25 GHz, (c) simulations at 27 GHz,
ηc = (3) (d) measurements at 27 GHz, (e) simulations at 29 GHz, (f) measure-
Maximum Solid Angle
ments at 29 GHz, (g) simulations at 31 GHz, (h) measurements at
where maximum solid angle defined as 4π steradians. 31 GHz, (i) simulations at 33 GHz, and (j) measurements at 33 GHz.
The curves for the simulated and measured coverage ef-
ficiency are shown in Fig. 21. The lowest coverage can be achieved. It means that if another proposed array is placed on
observed at 30 GHz both in simulations and measurements. the opposite edge of the ground plane and then the coverage
However, the measured coverage efficiency at 30 GHz, espe- efficiency of 100 % would be achieved with the gain of 5 dBi.
cially in the high gain region (≥ 7 dBi), is lower than the The measured coverage efficiency has as much as 0.5 % more
simulated. The highest achievable simulated coverage occurs variance at the gain of 5 dBi in Fig. 22(b). These variance
at 27 and 28 GHz. Having said that, the measured coverage at values can be explained by the unwanted reflections are present
25 GHz is also very high. in the anechoic chamber under the measurement. The variance
Finally, the mean and variance values of the coverage is lower towards the very low and very high gains.
efficiency have been calculated from all frequency curves in
Fig. 21. The simulated and measured mean coverage efficiency VI. C ONCLUSION
have very similar coverage values down to 2.5 dBi of threshold In this paper, a quad-mode endfire planar phased 5G mobile
gain. The 50 % coverage with the gain of 5 dBi has been antenna array with large scan angle and extremely small
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(a) (b)
(a)
(c) (d)
(e) (f)
(b)
Fig. 21. Coverage efficiency of the phased antenna array: (a) simu-
lations and (b) measurements.
(g) (h)
(i) (j)
Fig. 20. Total scan patterns of the proposed phased mobile antenna
array (a) simulations at 25 GHz, (b) measurements at 25 GHz, (c)
simulations at 27 GHz, (d) measurements at 27 GHz, (e) simulations
at 29 GHz, (f) measurements at 29 GHz, (g) simulations at 31 GHz,
(h) measurements at 31 GHz, (i) simulations at 33 GHz, (j) measure-
ments at 33 GHz.
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chamber. The final phased antenna array design has a scan [15] N. O. Parchin, M. Shen, and G. F. Pedersen, “End-fire phased array
angle of over 140° and impedance bandwidth of 8 GHz. 5G antenna design using leaf-shaped bow-tie elements for 28/38 GHz
MIMO applications,” 2016 IEEE International Conference on Ubiqui-
Finally, the total scan pattern and coverage efficiency of tous Wireless Broadband (ICUWB), pp. 1–4, 2016.
the measured and simulated phased array antenna have been [16] M. Z. Azad and M. Ali, “Novel wideband directional dipole antenna on
a mushroom like ebg structure,” IEEE Trans. Antennas Propag., vol. 56,
calculated in the range from 25 to 33 GHz. The total scan pp. 1242–1250, May 2008.
patterns have the similar shapes for simulations and mea- [17] Huber+Suhner, “MMPX 67 GHz /80 Gbps Snap-on Connec-
surements. The mean coverage efficiency along the frequency tors.” http://pdf.directindustry.com/pdf/huber-suhner/mmpx-connectors/
30583-293349.html.
range is very similar in measurements and simulations, but
the measured antenna array has slightly more variance in
the coverage efficiency between the frequency points. The
coverage efficiency of around 50 % with the gain of 5 dBi
has been achieved on average in the chosen frequency range.
R EFERENCES
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Transactions on Antennas and Propagation
11
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