Solutions:: ECE - 606 Spring 2013 1

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NAME:______________________________________

    PUID:  :______________________________________  
 
 
SOLUTIONS:    ECE  606  Exam  2:  Spring  2013  
February  14,  2013  
Mark  Lundstrom  
Purdue  University  
 
 
This  is  a  closed  book  exam.    You  may  use  a  calculator  and  the  formula  sheet  at  the  end  of  
this  exam.  
 
There  are  four  equally  weighted  questions.    To  receive  full  credit,  you  must  show  your  
work  (scratch  paper  is  attached).  
 
The  exam  is  designed  to  be  taken  in  60  minutes,  but  you  may  use  the  full,  75  minute  class  
period.  
 
Be  sure  to  fill  in  your  name  and  Purdue  student  ID  at  the  top  of  the  page.  
 
DO  NOT  open  the  exam  until  told  to  do  so,  and  stop  working  immediately  when  time  is  
called.  
 
 
40  points  possible,  10  per  question  
 
1)    1  point  each  part  –  no  partial  credit  
 
2a)    2  points  
2b)    4  points  
2c)    4  points  
 
3a)   2  points  
3b)   4  points  
3c)   4  points  
 
4)    2  points  for  each  part  
 
 
 
 
 
 
 
 
 
 
ECE-­‐606     1   Spring  2013  
Exam  2:  ECE  606   Spring  2013  
1) Consider  the  E(k)  plot  shown  below,  and  then  answer  the  questions.  

 
1a)   Is  this  a  direct  or  indirect  bandgap  semiconductor?  
 
Direct  bandgap  semiconductor  (conduction  band  minimum  and  valence  band  
maximum  are  at  same  location  in  k-­‐space.  
 
1b)   What  is  the  bandgap  of  this  semiconductor?  
 
0.7  eV  
 
1c)   Where  is  the  effective  mass  for  electrons  the  largest,  point  A  or  C?  
 
C    (effective  mass  goes  as  1/curvature.    Curvature  is  lower  at  C  than  at  A)  
 
1d)   Where  is  the  effective  mass  for  electrons  negative,  point  A,  B,  or  C?  
 
B    (curvature  is  negative  there)  
 
1e)   What  is  the  velocity  of  an  electron  at  point  D  positive,  zero,  or  negative?  
 
Negative.    (Velocity  is  proportional  to  the  slope  of  E(k).)  
 
1f)   If  we  apply  an  electric  field  in  the  -­‐x  direction,  which  direction  in  k-­‐space  does  the  
electron  at  point  D  move?    (in  the  +kx  direction  or  in  the  –kx  direction).  
 
+kx  direction  (Force  =  -­‐q  time  electric  field  is  positive.    Force  =  d(hbar  k)/dt),  so    kx  
increases  with  time.  
 
1g)   If  we  apply  an  electric  field  in  the  -­‐x  direction,  which  direction  in  real-­‐space  does  the  
electron  at  point  D  move?    (in  the  +x  direction  or  in  the  –x  direction).  
 
–x  direction    (Velocity  is  negative,  so  the  electron  moves  in  the  –x  direction  (later  on,  
the  electric  field  will  turn  it  around  and  eventually  it  will  move  in  the  +x  direction.)  
 
ECE-­‐606     2   Spring  2013  
 
Exam  2  Solutions:  ECE  606   Spring  2013  
 
1h)   Compare  the  density-­‐of-­‐states  in  energy,  D(E),    at  points  A  and  C.    Which  one  is  
larger?    
 
DOS  is  larger  at  point  C  (Because  D(E)  is  proportional  to  mass  to  some  power  
(depending  on  1D,  2D,  or  3D),  so  bigger  mass  means  bigger  DOS.)  
 
1i)   For  common,  cubic  semiconductors,  what  is  the  shape  of  the  constant  energy  surface  
near  point  A?    (spherical  or  ellipsoidal)  
 
spherical  
 
1j)   For  common,  cubic  semiconductors,  what  is  the  shape  of  the  constant  energy  surface  
near  point  C?    (spherical  or  ellipsoidal)  
 
ellipsoidal  
 
 
-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐  
 
 
 
2)   Graphene  is  a  2D  semiconductor  of  great  interest  these  days.    For  E  >  0,  it  has  a  
density  of  states  per  J-­‐m2  that  is  
2E
D ( E ) = 2 2 .  
π  υF
Answer  the  following  questions.  
 
2a)   Write  down  an  expression  for  the  total  energy  of  all  the  electrons  in  the  graphene  
conduction  band  (i.e.  for  E  >  0).    HINT:    This  should  be  an  integral.  It  should  begin  at  
E  =  0  and  include  the  graphene  density-­‐of-­‐states.  
 
Solution:  
∞ ∞
⎛ 2E ⎞ 1
W = ∫ ED ( E ) f ( E ) dE = ∫ E ⎜ 2 2 ⎟ ( E− E F ) k BT
dE    
0 0 ⎝ π  υ F ⎠ 1+ e
 
 
2b)   Work  out  the  integral  in  2a)  assuming  T  =  0  K.  
 
EF EF
2 2E F3
W= ∫ ED ( E )dE = 2 2 ∫ E 2 dE =  
0 π  υF 0 3π  2υ F2
 

ECE-­‐606     3   Spring  2013  


Exam  2  Solutions:  ECE  606   Spring  2013  
 
2c)   Work  out  the  integral  in  2a)  but  DO  NOT  assume  T  =  0  K.  
 
⎛ 2 ⎞∞ E 2 dE
W =⎜ 2 2 ⎟∫  
⎝ π  υ F ⎠ 0 1+ e( F ) B
E− E k T

 
η = E k BT     dE = k BTdη  
 
⎛ 2 ⎞ ∞ ( k BT ) η 2 k BTdη
2

W =⎜ 2 2 ⎟∫       where   η F = E F k BT  
⎝ π  υF ⎠ 0 1+ eη −ηF
 
 
⎛ 2 ⎞ ∞
η 2 dη
W = ⎜ 2 2 ⎟ ( k BT ) ∫
3
η −η F
     
⎝ π  υF ⎠ 0 1+ e

 
∞ ∞
1 η j dη η 2 dη
F j (η F ) = ∫0 1+ eη−ηF = F 2 (η F ) Γ (3)   Γ ( 3) = 2! = 2  
Γ( j + 1) ∫0 1+ eη −ηF      
 
 
4 ( k BT )
3

W= F 2 (η F )  
π  2υ F2
 
 
 
3)   InSb  is  a  semiconductor  with  a  very  small  bandgap  of  0.18  eV.    You  may  assume  that  
the  conduction  and  valence  bands  are  spherical  with   mn* = 0.0116m0  and   m*p = 0.40m0 .  
Using  these  numbers,  we  find  that  the  intrinsic  carrier  concentration  is  about  
1.4 × 1016  cm-­‐3  at  room  temperature.    Answer  the  following  questions  about  InSb.      
 
3a)   For  intrinsic  InSb,  do  you  expect  the  intrinsic  Fermi  level  to  lie  at   ( EC + EV ) 2 ,  above  
( EC + EV ) 2 ,  or  below   ( EC + EV ) 2 ?    Explain  your  answer.  
 
Conduction  band  effective  mass  is  smaller  than  the  valence  band  effective  
mass,  so  conduction  band  DOS  is  smaller  than  valence  band  DOS.    To  get  the  
same  density  of  electrons  and  holes   n = p = ni ,  the  intrinsic  Fermi  level  must  lie  
closer  to  the  conduction  band.    Above   ( EC + EV ) 2 .  
 
 
ECE-­‐606     4   Spring  2013  
Exam  2  Solutions:  ECE  606   Spring  2013  
 
3b)   Derive  an  expression  for  the  location  of  the  intrinsic  level.  Assume  non-­‐
degenerate  carrier  statistics.
 
 
 
Solution:  
 
⎛ E − EC ⎞ ⎛ EV − E F ⎞
n = N CF 1/2 ⎜ F ⎟ = N V
F 1/2 ⎜ k T ⎟  
⎝ k BT ⎠ ⎝ B ⎠
For  non-­‐degenerate  carrier  statistics:  
 
⎛ E − EC ⎞ ⎛ E − EF ⎞ NC ⎛ E + EV − 2E F ⎞
N C exp ⎜ F ⎟ = NV exp ⎜ V ⎟ = exp ⎜ C ⎟  
⎝ k BT ⎠ ⎝ k BT ⎠   NV ⎝ k BT ⎠
 
⎛N ⎞ EC + EV k BT ⎛ N C ⎞
EC + EV − 2E F = k BT ln ⎜ C ⎟ EF = − ln ⎜ ⎟  
⎝ NV ⎠     2 2 ⎝ NV ⎠
 
3/ 2
E + EV k BT ⎛ mn* ⎞ EC + EV 3k BT ⎛ mn* ⎞
EF = C − ln ⎜ * ⎟ EF = − ln ⎜ * ⎟  
2 2 ⎝ mp ⎠     2 4 ⎝ mp ⎠
EC + EV
Since   mn* < m*p  ,  EF  lies  above   .  
2
Putting  in  numbers  and  assuming  T  =  300K,  we  find:     E F = 0.09 + 0.07 eV = EC − 0.02
So  EF  is  too  close  to  EC  to  use  nondegenerate  carrier  statistics!    But  solving  this    
problem  with  FD  statistics  produces  a  similar  answer.  
 
 
3c)   Assume  that  InSb  is  doped  n-­‐type  at   2 × 1016  cm-­‐3  with  shallow  dopants  that  are  fully  
ionized  at  room  temperature.    Compute  the  electron  concentration.  
 
Begin  with  space  charge  neutrality:       p − n + N D+ − N A− = 0  
 
1/2
N D ⎡⎛ N D ⎞ ⎤
2
ni2
This  becomes:   − n + N D = 0    which  can  be  solved  for:     n = + ⎢⎜ ⎟ + ni2 ⎥  
n 2 ⎣⎝ 2 ⎠ ⎦
 
n = 1016 + ⎡(1016 ) + (1.4 × 1016 ) ⎤
2 2 1/2
= 1016 + 2.96 × 10 32 = 2.89 × 1016  
⎣ ⎦
n = 2.89 × 1016 cm -3  
 

ECE-­‐606     5   Spring  2013  


4)     Polycrystalline  materials  consist  of  crystalline  “grains”  that  are  randomly  oriented  
within  the  material.    The  interfaces  between  grains  (so-­‐called  grain  boundaries)  are  
often  charged.    Consider  the  energy  band  diagram  below,  which  shows  a  region  near  
a  grain  boundary.  

         
 
 
4a)     Sketch  the  electric  field  vs.  position.    HINT:    It  is  easiest  to  do  this  for  x  >  0+  and  for  x  
<  0-­‐  and  not  worry  about  what  happens  exactly  at  x  =  0.  
 

 
 
 
4b)     Sketch  the  electron  density  vs.  position.  
 
 

 
 
ECE-­‐606     6   Spring  2013  
 
Exam  2:  ECE  606   Spring  2013  
4)  continued  
 
4c)     Sketch  the  electrostatic  potential  vs.  position.  
 

 
 
4d)     Sketch  the  space  charge  density  vs.  position.  
 

 
 
 
4e)     Is  this  grain  boundary  charged  positively  or  negatively?    Explain  your  answer.  
 
 
Negatively  charged.  
 
Since  the  charge  is  positive  for  x  <  0  and  for  x  >  0  the  positive  charges  must  be  
imaged  on    negative  charge  at  x  =  0.  
 
Electric  fields  point  from  +  charge  to  –charge,  so  from  the  electric  field  plot,  we  
also  deduce  that  the  charge  at  x  =  0  must  be  negative.  
 
 
 
 
 
ECE-­‐606     7   Spring  2013  

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