Research Approach and Design
Research Approach and Design
Research Approach and Design
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INTRODUCTION:
• Research approach and research design are two terms that are frequently used
interchangeably; However research design is a broader plan to conduct a study, and
research approach is an important element of the research design, which governs it.
• A research design is the framework or guide used for the planning, implementation, and
analysis of a study.
• It is a systematic plan of what is to be done, how it will be done, and how the data will be
analysed.
• Research design basically provides an outline of how the research will be carried out and
the methods that will be used.
• It includes the descriptions of the research approaches, dependent and independent
variables, sampling design, and a planned format for data collection, analysis, and
presentation.
• It also helps in answering research questions or hypotheses that may arise.
DEFINITION
The research design is the master plan specifying the methods and procedures for
collecting and analyzing the needed information in a research study.
• Research design can be defined as a blue print to conduct a research study, which
involves the description of research approach, study setting, sampling size, sampling
technique, tools and method of data collection and analysis to answer a specific research
question or for testing research hypotheses.
• Research design is a plan of how, when and where data are to be collected and analyzed.
• Research design is the researcher’s overall plan for answering the research questions or
testing the research hypotheses.
THE APPROACH
INTRODUCTION
The approach helps to decide about the presence or absence as well as manipulation and
control over variables.
In addition, it helps to identify the presence or absence of and comparison between
groups.
DEFINITION:
OR
• It involves the description of the plan to investigate the phenomenon under study in a
structured (Quantitative), unstructured (Qualitative) or a combination of the two methods
(Qualitative and Quantitative).
For example: A researcher needs to study the problems faced by postgraduate nurses
of India; in this the ‘population will be all the postgraduate nurses who are Indian
citizens.
b) Sample: Sample may be defined as representative unit of a target population, which is to
be worked upon by researchers during their study.
c) Sampling Technique: Means technique i.e Probability and Non-probability sampling
technique which can be used in research study.
Example:
In an ethnographic qualitative research design, a researcher gets the directive (authorative
instruction) that the population will be a specific cultural group and the study will include
a small sample selected through a nonprobability sampling technique.
Are the other important constituents essential to ensure effective planning to conduct a research
study.
• This element of research design involves the description of different tools and methods of
data collection.
• Example:
Questionnaires, interviews, direct observation or any other methods suit the particular
approach of the research as well as nature of the phenomenon under study.
A researcher design must also include the description of the methods of data analysis –
either quantitative or qualitative data analysis techniques- that helps the researcher to
collect the relevant data which later can be analysed as per the research design plan.
Without a formal plan of data analysis a researcher may collect irrelevant data, which can
later become difficult to analyse.
• The selection of a research design is depends on the nature of the research problem, the
research available, accessible of subjects and research ethics.
• Interest and motivation levels help researchers decide about the particular research
design(s).
• Motivated researchers always analyse most aspects of research design before selecting
one or a combination, while casual and callous researchers may choose research design(s)
that may lead to failure.
5) Research ethics and principles
• The incorporation and application of ethical and legal principles in the research design
are essential.
• This includes moral obligations such as respect for participants and their rights, informed
consent, and protection from harm, including any adverse effects to educational progress,
health, and well-being.
• Selection of a research design is significantly influenced by the ethics of the researcher
study.
• Example: a researcher may be willing to conduct a research study through a certain
experimental approach, but problems of ethical approval may stop the researcher to do so
and he or she may have to settle for another available possible research design.
6) Subjects/Participants:
• The number of study subjects may influence the selection of research design. If only few
subjects are involved, an in-depth qualitative research design study may be chosen
method, but in case of a large sample, the researcher may be option for a quantitative
research design.
7) Resources:
None of the researches can be conduct without resources such as money, equipment,
facilities, and support from colleagues.
However, some of the studies require more amounts of resources as compared to others.
Therefore, the selection of a research design may be affected by the availability of
resources for the research study.
8) Time:
Time is also a major deciding factor for the selection of research design.
For example, a researcher needs more time to conduct longitudinal studies, while cross-
sectional studies may be conducted in shoter time.
Therefore, time is also a significant contributing factor in selection of a research design.
An efficient design can maximize results, decrease errors, and control pre-existing or
impaired conditions that may affect the outcome of the study.
The maximized efforts of the researcher should maximize control.
Therefore, possible control over the extraneous variables may affect the selection of a
research design.
For example: a researcher wants to conduct a study through true-experimental design
but because of inability to control selected extraneous variables, other similar design
has to be optained for, such as quasi-experimental or pre-experimental research
design.
A researcher design also involves various methods of data collection and data analysis.
Therefore, while choosing a research design, researcher must ensure that research design
is an appropriate for the users of the study findings as possible, so that maximum
advantage of the result can be obtained.
There are two important criteria for evaluating the credibility and dependability of the research
results:
INTERNAL VALIDITY
EXTERNAL VALIDITY
INTERNAL VALIDITY
Used the term internal validity to refer to the extent to which it is possible to
make an inference that the independent variable is truly influencing the dependent variable.
History
Maturation of subjects
Testing
Instrumentation change
Mortality
Selection bias
EXTERNAL VALIDITY
External validity explores the generalization beyond specific experiments to check if the result
and finding come out to be same with other setting or with other subjects population, but related
variables.
Experimental
Time effect
External
validity
Reactive
Place effect of
pretest
Novelty
People effect
1)Hawthorne Effect:
Subjects may behave in a particular manner because they are aware that they are being
observed and this is called Hawthorne Effect. Subjects have the knowledge that they are
involved in research study, thus affecting the result.
2)Experimental effect:
When a treatment is new, subjects and researcher might behave in different ways.
They may be enthusiastic about new methods of doing things.
Once treatment is more familiar and as the novelty wears off, results might different.
4) People:
For example: people of a specific race such as whites have high prevalence of coronary
artery disease compared to the blacks.
Therefore, a generalization made for whites will not be applicable for blacks. Hence, this
is threat to external validity.
5) Place:
For example: the people living in high altitudes have high haemoglobin (Hb) levels
because at higher altitudes the requirements of oxygen is more, due to which there is
more production of red blood cells, (RBCs).
However, the Hb level of the people living on the plains is lower in comparison, so a
generalization for people of hilly areas is not applicable for people living on plains.
6)Time:
If a research was carried out on a community in 1990 and then again in 2000, the results
of these two researches would be different.
Therefore, older results cannot be generalized over periods of time as societies and
circumstances constantly change.
TYPES OF RESEARCH
GOAL :
4) All aspects of the study are carefully designed before data are collected.
True experimental research designs are those where researchers have complete control over the
extraneous variables and can predict confidently that the observed effect on the dependable
variable is only due to the manipulation of the independent variable.
CHARACTERISTICS
MANIPULATION
CONTROL
RANDOMIZATION
MANIPULATION
Gental Massage
Independent (As manipulation which can be given to
Variable some patients and withholding it from
others in control group).
Dependent
Pain Level
Variable
CONTROL
1. Matching
2. Counterbalancing
3. Homogeneity by statistical test
A. Matching:
A conscious ‘matching’ of the subject characteristics in both the groups.
It is a weak but common method of control over extraneous variables.
In, matching, the researcher identifies one or more extraneous variables to be
controlled, which are supposed to have effect on dependent variable.
As soon as subjects are recruited for one of the treatment groups, the researcher
tries to find subjects are recruited for one of the treatment groups, the researcher
tries to find subjects for the other group, similar to the subjects of the first group
based on the specific matching variables.
For example, if the age and gender are the matching variables of interest in a two-
group study, and a 65-years-old woman is recruited for the first group, the
researcher would try to find another 65-years-old woman to be included in the
second group.
However, matching is not always feasible because of several reasons, such as not
being able to find subjects with similar characteristics in the population under
study may affect dependent variable(s), and the need to match more than three or
four characteristics simultaneously may further make it even more difficult.
A. Counterbalancing:
The use of ‘counterbalancing’ is another way to exert active control over
extraneous variables.
Counterbalancing is used in studies in which the researcher is concerned that the
orders in which treatments or interventions are administered influence the study
results.
With counterbalancing all the subjects receive all the treatment, but the order of
administration of treatment is varied.
For Example: counterbalancing can be used to study the effect of several different
relaxation techniques by varying the order in which they are administered to
subjects.
3) Randomization
Randomization means that every subject has an equal chance of being assigned to
experimental or control group.
This is also known as random assignment of subjects, which involves the placement
of study subjects on a random basis.
Through random assignment of subjects under experimental or control group,
chances of systemic bias is eliminated.
Randomization is used in true experimental research designs to minimize the threat of
internal validity of the study and to eliminate the effect of extraneous variable on
dependent variables.
Through randomization, on an average the characteristics of the subjects in
experimental and control group are similar; thus influence of extraneous variables on
dependent variable is eliminated by dispersing the variability of the subject
characteristics equally in both the groups.
METHOD OF RANDOMIZATION
Random assignment of subjects may done with simple flip of a coin for each subject; if
coin lands on its ‘head’, subject are assigned to first group and with ‘tail’ subjects are
assigned to second group.
Another possible method is to write the names of the subjects on slips of paper and put
the slips into a bowl and then draw lots. The first designated numbers of subjects are
placed in one group, and rest are assigned under another group.
Thirdly a random table may used to facilitate the randomization process. In this method,
blind-folded subjects choose a number from a table of number from a table of numbers
horizontally (row) or vertically (columns), till a requisite number is reached for both
experimental and control groups. Computer-assisted random sequences also may be used
for the random assignment of the subjects.
Using the random assignments, in a study of 16 subjects and two groups, the first
person to enter the study would be assigned to Group I, second would be assigned to
Group II and so on. This method ensures that the sample sizes for both the groups being
compared are equal.
Post-test Crossover
only
Randomized
Pretest post-
block
test only
Solomon 4
groups Factorial
POST-TEST-ONLY CONTROL DESIGN
Random assignment
Composed of two randomly assigned groups, i.e. experimental and control, but neither of
which is pretested before the implementation of treatment on the experimental group.
In addition, while treatment is implemented on the experimental group only, post-test
observation is carried out on both the groups to assess the effect of manipulation.
This design can be helpful in situations where it is not possible to pretest the subjects.
For EXAMPLE: to study the effect of an educational intervention related to urinary
incontinence on the subsequent help-seeking behaviour of older adults.
In this research design, subjects are randomly assigned to either the experimental or the
control group.
The effect of the dependent variable on both the groups is seen before the treatment
(pretest).
Later, the treatment is carried out on experimental group only, and after –treatment
observation of dependent variable is made on both the groups to examine the effect of
the manipulation of independent variable on the dependent variable.
For EXAMPLE: such a design could be used for ‘an experimental study to assess the
effectiveness of cognitive behavioural therapy interventions for patients with breast
cancer.’
Experimental
Pretest Treatment Post-test
Group 1
There are two experimental groups (experimental group 1and experimental group 2)
and two control groups (control group 1 and control group 2).
Initially, the investigator randomly assigns subjects to the four groups.
Out of the four groups, only experimental group 1 and control group 1 receives the
pretest, followed by the treatment to the experimental group 1 and experimental group
2.
Finally, all the four groups receive post-test, where the effect of the dependent variables
of the study are observed and comparison is made of the four groups to assess the
effect of independent variable (experimental treatment) on the dependent variable.
In this, experimental group 2 was observed at one occasion, and that score should be
similar to averaged scores of those in experimental and control groups.
To estimate the amount of change in experimental and control group 2, the average test
scores of experimental and control group 1 are used as baseline.
The Solomon four-group design is believed to be most prestigious experimental
research design, because it minimizes the threat to internal and external validity.
This design not only controls all of the threats to internal validity, but also the reactive
effects of the pretest.
Any differences between the experimental and the control groups can be more
confidently attributed to the experimental treatment.
Unfortunately this research design require a large sample and statistical analysis, and
therefore it is not commonly used by nursing and other health care researchers.
FACTORIAL DESIGN
CROSSOVER DESIGN
In this design, subjects are exposed to more than one treatment, where subjects are
randomly assigned to different orders of treatment.
It is also known as ‘repeat measure design’.
This design is more efficient in establishing the highest possible similarity among
subjects exposed to different conditions, where groups compared obviously have equal
distribution of characteristics.
Though crossover design is considered as an extremely powerful research design,
sometimes of the second condition may be influenced by their experience in the first
condition.
For Example: When we are comparing the effectiveness of the chlorhexidine and saline
mouth care protocol, first we administer the chlorhexidine mouth care protocol on group I
and saline mouth care protocol on the subjects of group.
Later, the treatment is swapped, where group I receives the saline mouth care and group
II receives chlorhexidine.
In such studies subjects serve as their own control.
GROUPS PROTOCOLS OF THE
MOUTH CARE
GROUP I Chlorhexidine (α1) Saline (α2)
GROUP II Saline (α2) Chlorohexidine (α1)
Experimental research designs are considered the most powerful designs to establish the
casual relationship between independent variables.
Where the purpose of research is explanation, casual relationship may be established
among the variables by experimentation, especially in studies involving physical objects,
where the variables are more easily controlled than in human studies.
In these studies, the controlled environment in which the study is conducted can yield a
greater degree of purity in observation.
Conditions not found in a natural setting can be created in an experimental setting, where
the independent variable is manipulated by investigator.
In the experimental approach, we can often create conditions in a short period of time that
may take years to occur naturally. For example, in genetic studies we can breed strains in
very small time, which would take a long time in nature to occur.
When the experiment is conducted in a laboratory, experimental unit, or other specialized
research setting, it is removed from the pressure and problems of real-life situations and
the research setting, it is removed from the pressure and problems of real-life situations
and the researcher can pursue his or her studies in a more leisurely, careful, and
concentrated way.
Most of the times, the results of experimental research designs cannot be replicated in
studies conducted on human beings due to ethical problems.
For certain research problems, because of the danger to physical and psychological
health on the human subjects, it is not possible to conduct experimental on human
beings.
Many of the human variable neither have valid measurable criteria nor instruments to
measure them. For e.g, patients welfare or level of wellness cannot be measurd on any
scale or by any instrument. In these situations, if a refined experimental design is used,
there may be a mismatch of research design and the variable-measuring instruments.
In experimental studies conducted in natural settings like hospitals or community, it is
not possible to impose control over extraneous.
Another disadvantage of the experimental research design is that it is very difficult to get
cooperation from the study participants, because it may involve medical or surgical
treatment or intervention.
DEFINITION
TYPES OF QUASI-EXPERIMENTAL
NONRANDOMIZE
TIME-SERIES
D CONTROL
GROUP DESIGN DESIGN
EXPERIMENTAL
PRETEST TREATMENT POST-TEST
GROUP
For EXAMPLE, this method was used to study ‘the effects of integrated care on quality
of work in nursing homes: a quasi-experimental’.
The purpose of this study was to examine he implementation of integrated care in the
nursing home sector, and its effect on the quality of work of the caregivers.
A nonequivalent pretest-posttest control group design was used in this study.
Data was collected by through a questionnaire.
The result showed that the intervention appeared to be one successful on the somatic
wards.
The caregivers of these wards were more successful in creating a home-like environment
for their residents.
Regarding the effect of the intervention on the quality of work factors, the result included
an increase of social support by supervision.
The intervention on the psychosomatic wards was unsuccessful, though the introduction
of integrated care on the somatic wards was fairly successful.
TIME-SERIES DESIGN
EXPERIMENTAL O2 O1
O1 O3 TREATMENT O2
GROUP
O3
This design is useful when the experimental wants to measure the effects of a treatment
over a long period of time.
The experimenter would continue to administer the treatment and measure the effects a
number of times during the course of the experiment.
Generally it is a single-subject research, in which the researcher carries out an experiment
on an individual or on a small number of individuals, by alternating between
administering and then withdrawing the treatment to determine the effectiveness of the
intervention.
For example, a researcher might assess pain levels of a group of patients with low-back
pain. After 3 week of pain assessment, subject are taught special exercises to reduce that
pain. During the next 3 weeks, pain levels would again be measured.
Measuring a child’s school performance on a weekly basis, and then introducing a new
teaching technique. Then again measuring on a weekly basis.
Quasi-experimental design are more frequently used because they are more practical and
feasible to conduct research studies in nursing, where in the absence of a large sample,
size, randomization and/or availability of control groups are not always possible.
This design is more suitable for real-world natural setting than true experimental research
designs.
It allows researchers to evaluate the impact of quasi-independent variable under naturally
occurring conditions.
It may be able to establish causal relationship, wherein some of the hypotheses are
practically answered through this design only.
There is no control group or a lack of control over the setting makes the results of this
design less reliable and weak for the establishment of casual relationship between
independent and dependent variables.
This research design is considered very weak, because the researcher has very little control over
the experiment.
EXPERIMENTAL
TREATMENT POST-TEST
GROUP
It is the simplest type of pre-experimental design, where only the experimental group is
selected as the study subjects.
A pretest observation of the dependent variables is made before implementation of the
selected group, the treatment is administered, and finally a posttest observation of
dependent variables is carried out to assess the effect of treatment on the group.
Some researcher also argue this design as sub type of quasi-experimental research design.
However in absence of both randomization and control group.
This design ethically cannot be placed under the classification of quasi-experimental
research design.
This design measures the effect on the experimental group, based on their state before the
beginning of the experiment (pretest) and the difference achieved at the end of the
experiment (posttest). There is no control group in this design.
Very simple and convenient to conduct these studies in natural settings, especially
in nursing.
Most suitable design for the beginners in the field of experimental research.
It is one of the broad categories of research designs, in which the research observes the
phenomena as they occur naturally, and external variables are introduced.
NEEDS OF NONEXPERIMENTAL DESIGN
DESCRIPTIVE DESIGN
Univariant descriptive design
Exploratory descriptive design
Comparative descriptive design
CORRELATIONAL/EX-POST FACTO DESIGN
Prospective design
Retrospective design
DEVELOPMENTAL RESEARCH DESIGN
Cross-sectional design
Longitudinal design
EPIDERMIOLOGICAL DESIGNS
Case-control studies
Cohort studies
SURVEY RESEARCH DESIGN
It is used to observe, describe, and document aspect of a situation as it naturally occurs, and
sometimes to serve as a starting point for hypothesis generation or theory development.
MAIN FEATURES
EXPLORATORY DESIGN
It is used to identify, explore, and describe existing phenomenon and its related factors.
For example, an exploratory study to assess the multifactorial dimensions of falls and
home safety measures for elderly people living in selected communities in the city
Ludhiana.
COMPARATIVE DESIGN
It involves comparing and contrasting two or more sample of study subject on one or variables
often at a single point of time.
For example, ‘A comparative study on health problems among rural and urban older
people in district Bikaner, Rajasthan’.
CORRLATIONAL/EX-POST FACTO RESEARCHE DESIGN
This is a nonexperimental design, where researcher examines the relationship between two or
more variables in a natural setting without manipulation or control.
For example, this design was used for ‘A correlation study on the effect of smoking on
lung cancer among people in New Delhi’.
MAIN FEATURES
Here the researcher relates the present to the future is a prospective research design.
For example, a researcher conducting ‘a prospective correlational study on effect of
maternal infection during pregnancy on foetal development and pregnancy outcome’.
In this study, the researcher starts by collecting data from pregnant women
regarding any history of infection among women during their current pregnancies,
next observes foetal development and pregnancy outcome, and finally analyses
the relationship of maternal infection during pregnancy and foetal development
and pregnancy outcome.
Here the researcher studies the current phenomenon by seeking information from past.
For example, this design was used in ‘a retrospective correlational study on substance-
abuse-related high-risk factors among traumatic head injury patients admitted in
neurosurgery ICU of Dayanand Medical College and Hospital (DMCH), Ludhiana’.
In this study, the researcher first approached head injury patients, and then tried to
identify the number of head injuries that occurred under the influence of
substance abuse.
Cross-sectional design
Longitudinal design
CROSS-SECTIONAL DESIGN
In which researcher collect data at particular time (one period of data collection) it is more
convenient.
For example, a researcher is interested in assessing the awareness on swine flu among
people of an area. Here the researcher interacts only once to collect awareness-related
data respondents.
LONGITUDINAL DESIGN
TYPES
1) COHORT STUDIES
2) CASE-CONTROL
STUDIES
1) COHORT STUDIES
Here the longitudinal approach is used to investigate the diseases and causes.
For example, a researcher longitudinally observes the smokers for development of lung
cancer.
2) CASE-CONTROL
In this design, causes of a disease are investigated after the occurrence of a disease.
For example, a researcher investigates the history of smoking in patients diagnosed with
lung cancer.
MAIN FEATURES
Survey research is the process of gathering current required data from the subjects so that
new information can be obtained.
Information is collected from a ix of subjects who represent the total population in the
characteristics being studies.
It Is a mode of enquiry that relies heavily upon the validity of verbal reports.
Survey can be collected in number of ways. The most common method is questioning.
The information is obtained directly from the respondents by self-reporting questioning;
however, face interview method also may be used.
Personal interviews are regarded as the most useful method of collecting survey data.
Written Survey: In a written survey, data are collected with the help of written, structured
tools, such as questionnaires, opinionnaires, etc.
Oral Survey: Data in an oral survey is collected by using face-to-face or telephonic
conversation or oral interview with respondents.
Electronic Survey: When data is collected by using electronic means such as electronic-
mail messages (Emails), web forms, mobile short message services (SMS); etc., it is
know as electronic survey.
It is a convenient method.
Suitable for nursing research.
It is simple.
Low cost compare to experiment.
There are some of the research designs, which cannot be categorized under either
experimental or nonexperimental research designs.
METHODOLOGICAL
STUDIES
OPERATIONAL METE-
RESEARCH ANALYSI
S
TYPES
EVALUATION SECONDARY
STUDIES DATA
ANALYSIS
OUTCOME
RESEARCH
METHODOLOGICAL STUDIES
Research conducted to develop, test, and evaluate the research instruments and methods.
META-ANALYSIS
Quantitatively combining and integrating the findings of the multiple research studies on a
particular topic.
A research design in which the data collected in one research is reanalyzed by another
researcher, usually to test new hypotheses.
OUTCOME RESEARCH
Outcome research involves the evaluation of care practices and systems in place. It is used in
nursing to develop evidence-based practice and improve nursing actions.
STRUCTURES (HAVING THE PROCESSES (Doing the right OUTCOMES (Having the right
RIGHT THINGS) things) results)
For example, ‘An research on the effectiveness of Quality Assurance Programme (QAP)
Implemented in Nehru Hospital, PGIME, Chandigarh and Safdarjung Hospital New
Delhi.’
EVALUATION STUDIES
It is research design which involves the judgement about success of a programmes, practices,
procedures, or policies.
OPERATIONAL RESEARCH
Operational research involves the study of complex human organizations and services to
develop new knowledge about institutions, programmes, use of facilities, and personnel in
order to improve working efficiency of an organization.
For example, An operational research study on patients’ comfort with, and perception of
single-and double-corridor ward design in selected hospitals at New Delhi’.
Or ‘An operational research study on the patients, perception about different patient
assignment methods for providing nursing care in selected hospitals of Hyderabad.’
REFERENCE
Dr. Suresh K. Suresh. Nursing Research And Statistics.1 st edition.1st volume. :A division
of reed Elsevier India private limited: P.93-125.
Polit Beck. Nursing research. Ninth edition. New Delhi: Published by Wolters Kluwer
(India) private limited; 2011. P.48-49.
Dr. T.V. Tulasi. Nursing Research And Statistics. First edition. Hyderabad; Published by
frontline publications: 2011. P.106-133.
Research approach and design(Internet). 2018. (Updated on 2018 July 31; cited on 2021
January 07).
Available from: URL
https://www.slideshare .net/mobile/maheswarijaikumar/research-approach-design
Research design(Internet). 2016. (Updated on 2016 June 28; cited on 2012 January 07).
Available from: URL
https://www.slideshare .net/mobile/jasmijohnson/resarch-design