Evolucao Forma Urbana
Evolucao Forma Urbana
Evolucao Forma Urbana
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Acknowledgments xi
Bibliography 117
Index 121
vii
viii
6-2 Bird’s eye view of suburban arterial types in St. George, Utah 76
6-3 Before and after images of a proposal for an arterial 77
6-4 A wide arterial road in Arlington, Texas 78
6-5 An example of a strip shopping center in Phoenix, Arizona 80
6-6 A Walmart designed and massed to mimic shopping street 80
6-7 An unusual retail center surrounds a small-scale parking court 82
6-8 Parking lot as social space, for a Saturday festival 82
6-9 Before: A typical plan of a wide arterial with big box stores 83
6-10 After: Parking courts and more buildings or uses added to the same plan 83
6-11 The rear of a Whole Foods store that faces an arterial 84
6-12 University of Utah medical campus 86
7-1 Diagram of a building composed from two different common building types 91
7-2 A classification system for types 94
7-3 The joined site configuration 95
7-4 The freestanding site configuration 95
7-5 A city fabric of joined buildings 95
7-6 A city fabric of freestanding buildings 95
7-7 A city fabric showing a variety of campus configurations 95
7-8 A few of the many possible freestanding building diagrams 96
7-9 Joined buildings have two basic diagrams: block and courtyard 97
7-10 An insula type in Fort Worth, Texas 98
7-11 An insula type in Brockport, New York 99
7-12 The French Quarter, New Orleans 99
7-13a-b Two buildings with an L-shaped, freestanding diagram 100
7-14 Wheat Row, Washington, D.C., an example of a Georgian row house 101
7-15 James C. Daniel House, Wilkes County, Georgia, an example of a freestanding Georgian house 102
7-16 Common single-family housing types in Hudson, Ohio 103
ix
Now in Salt Lake City, I have a found a home of terrifying beauty and incredible
growth, creating an opportunity and an obligation to observe and act. Utah
is inspirational on so many levels. At the University of Utah, where I am dean
of the College of Architecture and Planning, my faculty and staff colleagues
have resisted the temptation to tie me to the desk with administrative tasks
and have welcomed my forays into teaching and writing. I am particularly
indebted to Senior Vice President David Pershing, who has encouraged
me in every way. Jenny Lind, Shaleane Gee, Peter Atherton, and Kathy
Thompson have simplified my complex life.
This book is the result of many contributions and readings, most helpfully
from my editor, Timothy Mennel, as well as Emily Talen, David Scheer, and
Ken Bloom. My urban planning students patiently read the manuscript as
xi
part of their classes, and their insights were helpful in bringing clarity to the
work.
This book would not have been possible without the hundreds of discussions
and vetting of ideas that my architectural partner and husband, David
Scheer, and I have had over the past 16 years. David is both inspiration and
provocateur. I have to say that most of the original ideas in this book could
be attributed to him as much as me. My two daughters, Casey Raim and
Carrie Scheer, have tolerated and even admired their mother’s “nerdiness” in
ways that are both flattering and touching. Their support was essential for the
peace of mind required to complete this. Finally, I could not have achieved
what I have without the devotion and encouragement of my parents Calvin
and Betty Case, who assured me I could become whatever I could dream.
xii
over the past 100 years guaranteed that a new urban landscape would
emerge to challenge the traditional form.
That emergent urban landscape is all around us, for better and worse.
It reflects our shared values and embodies our expectations, which is
why American cities are so similar everywhere. Citizens of older cities also
shared similar common expectations of form, if not explicit values about
how a city should be. Building types from the 18th and 19th centuries
embody those expectations. In the same way, our contemporary building
types, like it or not, also embody the habits, values, society, and economics
that have lately evolved.
There are good reasons why designers are not satisfied with the types
that emerge from cultural processes. Our shared values have serious
problems and weaknesses that are worth questioning. Are Wal-Mart and strip
shopping centers the best we can do? Are incessant growth and expansion
necessary for quality of life? It is worthwhile and perhaps even critical to take
on the complicated task of deeply understanding the emergent types that
surround us and the conditions that create them. It may even be possible
to push evolutionary change to happen more quickly by manipulating the
conditions under which these types thrive.
Consumer values and expectations are components of these conditions.
Seen in this way, the design and construction of an idealistic new urbanism
project does not represent an evolutionary shift but a form of consumer
advertising that may slightly influence the slow process of typological change
over time.
At present there are many exemplary urban-style projects that are featured
in design media. Most of these arise from very particular situations that
almost always include massive control of a single large site. These exemplary
projects can be seen as leaps, not evolutions. Most exemplary projects give
preference to satisfying ideals: The formal and imagistic attributes of a place
predominate. As a result, they must often overcome enormous resistance to
be built at all. This resistance can take the form of irate neighbors, reluctant
bankers, planning regulation, dicey market studies, parking needs, and a
host of other cultural and economic barriers. Because they have not emerged
or evolved from the crucible of complex cultural conditions, these exemplary
projects cannot be expected to proliferate naturally. Although they may be
financially successful—our ultimate measure of value in this culture—they
are still much riskier than “normal” development.
This book undertakes the task of unraveling the idea of building types as
emergent forms that drive most urban development and transformation. By
studying types and how they change over time, designers and planners can
become connoisseurs of the physical environment, easily recognizing a wide
variety of urban patterns and able to classify, date, and analyze the strengths
and weaknesses of them.
Building type is an idea that actually has many related but different
meanings in architecture. Typologies are classification systems, with
important uses in fields as different as linguistics and biology.4 In architecture,
the most common use of the term describes a loose classification of buildings
based on their primary use—library, school, airport, for example. Buildings
of the same use-type have the same function but may take many different
configurations. Later in this chapter, I will describe use-types and other ideas
of building types, but everywhere else in this book the word type will be used
to describe formal types. Formal types share characteristics of the same
form—for instance, a big box or a row house—but may be adapted easily
for many different functions, even though they may be commonly associated
with one function and originally derived from that function. Form types are
particularly useful because they constitute a way of analyzing and describing
the space, shape, density, and many other physical configurations of the built
environment. Just as the term land use does not give us much information
about the physical configuration of a place, use-types—library, retail, and so
on—do not tell us the shape or scale or configuration of buildings.
Formal types, on the other hand, can be used to describe the shape,
feel, scale, and configuration of the environment but without being specific
about the precise architectural character, building use, or intensity of activities.
This opens up an important arena for planners and planning regulation. By
describing the existing and future city according to building types and their
urban configurations, planners have a tool that is oriented toward creating
specific physical configurations of the city rather than—or in addition to—
the economic and intensity configuration, or what is known as land use.
Using type as a basis for physical planning also implies a certain flexibility
and possibility for change—of use, character, intensity, and so on—that is
missing in most regulatory systems.
In particular, planners who are creating form-based codes or aesthetic
zoning are already involved in a regulatory system that relies on a sophisticated
understanding and coding of types. This book is specifically intended to
help planners understand the subtleties of the idea and answer confounding
questions about use-type and formal types, architectural guidelines, site
plans, and form-based codes, and how type is related to the urban form. In
the next chapter, I also introduce a brief history of the idea of type, which can
provide a background to those who want to understand the development of
typology and morphology (the study of urban form) as developed since the
Enlightenment.
In this book, I will be demonstrating the following four theories of type,
which are derived from the study of the evolution of six American cities and
towns, including several suburban examples:5
1. Most buildings are exemplars of particular definable types. These
types are not arbitrary but represent the resolution of forces impinging on
the building industry and culture in general at the time they were built. Types
are not autonomous, plucked from previous eras and imposed in a new
place. At their origin, they participate in a culture, which means that they
interact with the culture and all its conditions. A new or transformed type can
be introduced successfully on a grand scale only when the conditions for its
introduction are right.
2. Because types emerge and evolve rather than being wholly invented,
improving the built environment implies an understanding of how the process
of typological transformation occurs, especially through changing conditions
such as market demand, technology, cultural values, infrastructure creation,
and regulation.
3. Typological observation is an important urban analysis tool. Existing
environments reveal their recent and even ancient history through a close
reading of their origins, common types, and their transformation over time.
Signs of transformation are particularly informative: The story told by the
observable typological and morphological process adds an unusually
concrete and yet subtle confirmation of the written history of a place and is
an essential step in urban design.
4. Building types in and of themselves represent ideas that are carried
forward in time. This signification and historical continuity imbue building
types with a design value and power. Designers often deliberately impose
some historic typological characteristics on a new building in order to
endow it with some of the significance of a historic type. As a culture, we
vaguely recognize types and have expectations about them, which can be
reflected—with subtlety or with more overt quotation—by the architect.
Formal types
What is a type? A type is a class of buildings having formal characteristics in
common, usually as a result of having certain global functions in common.
There are several defining characteristics of a type: circulation, overall shape
and scale, entrance conditions, and situation on the site. Building types are
abstract. Each individual building of a given type is an exemplar of that type,
a variation that contains all the elements of the abstract term but may also 1-2 | Illustration from A Pattern Book of
look quite different from any other exemplar. Boston Houses, the summary of Boston’s
Take the example of a 19th-century row house: It has multiple stories; gable-front type that was used by the city
it is relatively narrow, with party walls; and it has small punched windows in the 1980s to guide redevelopment. Note
and a tall stoop (fig. 1-1). It is typically entered on one side of a three-part the nature of the characteristics that were
facade division, which indicates its internal circulation pattern. Stairs and called out.
corridors inside the building are along one side of the structure in a central
core, with front rooms and back rooms open to light. The row house was
used primarily for residences initially, with an internal configuration leaving
the main family with the first, second, and third floor; the uppermost floors
were used by servants; and the lower level, beside or below the stoop, could
be rented out.
As with most types, this type has a common site configuration relative to
its neighbors and to the street. It is arranged in rows, usually lining the street,
with a rear yard of varying depth. This type appears in many places and in
many styles, with some variation in stories but not in proportion, original use,
or site configuration.6
Each variation could be considered a different type, or for some
purposes, within a family of similar types. There is not a systematic or universal
nomenclature or classification of types; types are sometimes named and
identified within regions—for example, Boston’s triple-decker—but the same
type could be classified or named differently in a different region (fig. 1-2). To
complicate it even more, names like “row house” have no specific universal
meaning.
Type is related to function but not precisely. We might consider building
types to be the customary building of countless vernacular builders over
time. The row house type just described is a common one in European
urban culture because it fit very well with the conditions of its time. One
of these conditions was the original use of the building, but a very precise
fit with function is counterproductive to the useful life of a type. Buildings
of a particular type may have significantly different functions as they exist
over time. In the row house, the servants no longer live on the top floor,
and the family may have long been replaced by a law office and four small
apartments, all with minimal damage to the building or even to its fit with
the original type abstraction. This flexibility of internal configuration, urban
scale, and use, which is common in some types, gave the row house type
a magnificent resilience. Over time, particular buildings may come and go,
but the type itself can remain serviceable for many centuries by the means
of minor transformations.
On the other hand, some types become obsolete more quickly, especially
if they are tied inflexibly to a single function—for example, a blacksmith’s
shop. One of the most important forces of transformation is obsolescence.
Types sometimes become obsolete or are regulated out of existence, a
particular opportunity or concern for those who make policy.
In the United States, the flexible, attractive row house is in danger
of such lethal regulation. The tall stoop of a residential row house is not
accessible to people with physical disabilities. In most places, this means
the row house can be built only as a single-family home, not as a place
of business or multiple dwellings, which gives it its flexibility. With clever
design, one can make a building that somewhat resembles the original, but
not within the framework of the original type, which assumes that everyone
will climb up and down. Even though historic row-house buildings continue
to be popular—see Boston, San Francisco, Chicago, and Brooklyn, New
York—the type, with its inherent use flexibility, cannot be reproduced in a 1-3 | Newer-style town houses in
new neighborhood. Glens Falls, New York
While we enjoy and still occupy older types such as row houses, their
currency today is to represent a few ideas that we would like to retain,
since it is difficult for row houses to satisfy contemporary conditions. We
admire the urban environment, the public facade, the street character, the
density, the scale, and the materials of the row-house type. But so far,
contemporary adaptations of this type generally fall far short of the desirable
19th-century urban environment. The conditions under which a type arises
are a cultural package, and it is difficult or impossible to separate out one
or two desired characteristics of a row house without losing the integrity of
the type altogether.
On the other hand, all types evolve. The row house has not directly
evolved much in recent years in the United States because it has been edging
toward obsolescence for many decades, even as a single-family home. It has
no parking, it has a limited garden, its tall ceilings require expensive heating,
and its height and vertical arrangement of spaces have fallen out of favor for
residences. It must be built as a single-ownership unit with fireproof party
walls. It is too narrow to adapt for large units that need width, light, and good
circulation. To be occupied by more than one family or a business, it has to
be equipped with an expensive elevator, further constraining width and light.
These problems can be overcome in the Back Bay of Boston, or the Upper
West Side of New York City, where property values allow these expensive
adaptations, but for speculative building on a large scale, the row house of the
19th century can no longer be considered a model except as an image.
The great-grandchild of the row house type is the town house, a similar
building in that it is built side by side in rows (fig. 1-3). The town house is a
single-family building that may or may not have street frontage and rarely has
a stoop. It may form a street wall or a courtyard with others. Its proportion
and frontage are very different from the row house, because it lacks a stoop,
each floor has a greatly diminished floor-to-ceiling height, and it usually has
only three floors (though two floors are also common). In some forms, a
garage constitutes the first floor, dramatically affecting the urban realm.
Just as important to the urban context and the public realm, the old-
style row-house type was owned fee simple: It sits on its own plot of land
and shares only a wall with its neighbor, not a contractual relationship.
Built separately, one at a time, each row house was somewhat unique and
sometimes had no architectural similarity to its neighbors except the loose
characteristics of the type that they both exemplify. The owner customarily
expected to extensively remodel both the outside and the inside at will, within
a legal framework suited to continuous adaptability.7
The contemporary town house, on the other hand, is developed as part
of an ensemble, a much larger project that has strong architectural similarity—
scale, massing, detail, material, and landscape—and a much freer relationship
to the site, parking, garden, and street. Even when owned separately, town
houses are governed by private regulations, and it is difficult for an owner
acting independently of the association that controls the complex to modify
their own town house on the exterior or interior (fig. 1-4). This means that it is
not nearly as flexible in responding to changes in cultural and social conditions.
This particular constraint did not exist in the older row-house type.
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