Shing-Tung_Yau
Shing-Tung_Yau
Shing-Tung_Yau
With science journalist Steve Nadis, Yau has written a non-technical account of Calabi-Yau manifolds
and string theory,[YN10][15] a history of Harvard's mathematics department,[NY13] a case for the
construction of the Circular Electron Positron Collider in China,[NY15][16][17] an autobiography,[YN19][18]
and a book on the relation of geometry to physics.[NY24]
Academic activities
Yau has made major contributions to the development of modern differential geometry and geometric
analysis. As said by William Thurston in 1981:[19]
We have rarely had the opportunity to witness the spectacle of the work of one mathematician
affecting, in a short span of years, the direction of whole areas of research. In the field of
geometry, one of the most remarkable instances of such an occurrence during the last decade is
given by the contributions of Shing-Tung Yau.
His most widely celebrated results include the resolution (with Shiu-Yuen Cheng) of the boundary-value
problem for the Monge-Ampère equation, the positive mass theorem in the mathematical analysis of
general relativity (achieved with Richard Schoen), the resolution of the Calabi conjecture, the topological
theory of minimal surfaces (with William Meeks), the Donaldson-Uhlenbeck-Yau theorem (done with
Karen Uhlenbeck), and the Cheng−Yau and Li−Yau gradient estimates for partial differential equations
(found with Shiu-Yuen Cheng and Peter Li). Many of Yau's results (in addition to those of others) were
written into textbooks co-authored with Schoen.[SY94][SY97]
In addition to his research, Yau is the founder and director of several mathematical institutes, mostly in
China. John Coates has commented that "no other mathematician of our times has come close" to Yau's
success at fundraising for mathematical activities in mainland China and Hong Kong.[6] During a
sabbatical year at National Tsinghua University in Taiwan, Yau was asked by Charles Kao to start a
mathematical institute at the Chinese University of Hong Kong. After a few years of fundraising efforts,
Yau established the multi-disciplinary Institute of Mathematical Sciences in 1993, with his frequent co-
author Shiu-Yuen Cheng as associate director. In 1995, Yau assisted Yongxiang Lu with raising money
from Ronnie Chan and Gerald Chan's Morningside Group for the new Morningside Center of
Mathematics at the Chinese Academy of Sciences. Yau has also been involved with the Center of
Mathematical Sciences at Zhejiang University,[20] at Tsinghua University,[21] at National Taiwan
University,[22] and in Sanya.[23] More recently, in 2014, Yau raised money to establish the Center of
Mathematical Sciences and Applications (of which he is the director), the Center for Green Buildings and
Cities, and the Center for Immunological Research, all at Harvard University.[24]
Modeled on an earlier physics conference organized by Tsung-Dao Lee and Chen-Ning Yang, Yau
proposed the International Congress of Chinese Mathematicians, which is now held every three years.
The first congress was held at the Morningside Center from December 12 to 18, 1998. He co-organizes
the annual "Journal of Differential Geometry" and "Current Developments in Mathematics" conferences.
Yau is an editor-in-chief of the Journal of Differential Geometry,[25] Asian Journal of Mathematics,[26]
and Advances in Theoretical and Mathematical Physics.[27] As of 2021, he has advised over seventy
Ph.D. students.[7]
In Hong Kong, with the support of Ronnie Chan, Yau set up the Hang Lung Award for high school
students. He has also organized and participated in meetings for high school and college students, such as
the panel discussions Why Math? Ask Masters! in Hangzhou, July 2004, and The Wonder of Mathematics
in Hong Kong, December 2004. Yau also co-initiated a series of books on popular mathematics,
"Mathematics and Mathematical People".
In 2002 and 2003, Grigori Perelman posted preprints to the arXiv claiming to prove the Thurston
geometrization conjecture and, as a special case, the renowned Poincaré conjecture. Although his work
contained many new ideas and results, his proofs lacked detail on a number of technical arguments.[28]
Over the next few years, several mathematicians devoted their time to fill in details and provide
expositions of Perelman's work to the mathematical community.[29] A well-known August 2006 article in
the New Yorker written by Sylvia Nasar and David Gruber about the situation brought some professional
disputes involving Yau to public attention.[13][14]
Alexander Givental alleged that Bong Lian, Kefeng Liu, and Yau illegitimately took credit
from him for resolving a well-known conjecture in the field of mirror symmetry. Although it is
undisputed that Lian−Liu−Yau's article appeared after Givental's, they claim that his work
contained gaps that were only filled in following work in their own publication; Givental
claims that his original work was complete. Nasar and Gruber quote an anonymous
mathematician as agreeing with Givental.[30]
In the 1980s, Yau's colleague Yum-Tong Siu accused Yau's Ph.D. student Gang Tian of
plagiarizing some of his work. At the time, Yau defended Tian against Siu's accusations.
[YN19] In the 2000s, Yau began to amplify Siu's allegations, saying that he found Tian's dual
position at Princeton University and Peking University to be highly unethical due to his high
salary from Peking University compared to other professors and students who made more
active contributions to the university.[31][YN19] Science Magazine covered the broader
phenomena of such positions in China, with Tian and Yau as central figures.[32]
Nasar and Gruber say that, having allegedly not done any notable work since the middle of
the 1980s, Yau tried to regain prominence by claiming that Xi-Ping Zhu and Yau's former
student Huai-Dong Cao had solved the Thurston and Poincaré conjectures, only partially
based on some of Perelman's ideas. Nasar and Gruber quoted Yau as agreeing with the
acting director of one of Yau's mathematical centers, who at a press conference assigned
Cao and Zhu thirty percent of the credit for resolving the conjectures, with Perelman
receiving only twenty-five (with the rest going to Richard Hamilton). A few months later, a
segment of NPR's All Things Considered covering the situation reviewed an audio recording
of the press conference and found no such statement made by either Yau or the acting
director.[33]
Yau claimed that Nasar and Gruber's article was defamatory and contained several falsehoods, and that
they did not give him the opportunity to represent his own side of the disputes. He considered filing a
lawsuit against the magazine, claiming professional damage, but says he decided that it wasn't sufficiently
clear what such an action would achieve.[YN19] He established a public relations website, with letters
responding to the New Yorker article from several mathematicians, including himself and two others
quoted in the article.[34]
In his autobiography, Yau said that his statements in 2006 such as that Cao and Zhu gave "the first
complete and detailed account of the proof of the Poincaré conjecture" should have been phrased more
carefully. Although he does believe Cao and Zhu's work to be the first and most rigorously detailed
account of Perelman's work, he says he should have clarified that they had "not surpassed Perelman's
work in any way."[YN19] He has also maintained the view that (as of 2019) the final parts of Perelman's
proof should be better understood by the mathematical community, with the corresponding possibility
that there remain some unnoticed errors.
Calabi conjecture
In 1978, by studying the complex Monge–Ampère equation, Yau resolved the Calabi conjecture, which
had been posed by Eugenio Calabi in 1954.[Y78a] As a special case, this showed that Kähler-Einstein
metrics exist on any closed Kähler manifold whose first Chern class is nonpositive. Yau's method adapted
earlier work of Calabi, Jürgen Moser, and Aleksei Pogorelov, developed for quasilinear elliptic partial
differential equations and the real Monge–Ampère equation, to the setting of the complex Monge–
Ampère equation.[36][37][38][39]
In Einstein's theory of general relativity, the gravitational energy of an isolated physical system
is nonnegative.
However, it is a precise theorem of differential geometry and geometric analysis, in which physical
systems are modeled by Riemannian manifolds with nonnegativity of a certain generalized scalar
curvature. As such, Schoen and Yau's approach originated in their study of Riemannian manifolds of
positive scalar curvature, which is of interest in and of itself. The starting point of Schoen and Yau's
analysis is their identification of a simple but novel way of inserting the Gauss–Codazzi equations into
the second variation formula for the area of a stable minimal hypersurface of a three-dimensional
Riemannian manifold. The Gauss–Bonnet theorem then highly constrains the possible topology of such a
surface when the ambient manifold has positive scalar curvature.[SY79a][46][47]
Schoen and Yau exploited this observation by finding novel constructions of stable minimal
hypersurfaces with various controlled properties.[SY79a] Some of their existence results were developed
simultaneously with similar results of Jonathan Sacks and Karen Uhlenbeck, using different techniques.
Their fundamental result is on the existence of minimal immersions with prescribed topological behavior.
As a consequence of their calculation with the Gauss–Bonnet theorem, they were able to conclude that
certain topologically distinguished three-dimensional manifolds cannot have any Riemannian metric of
nonnegative scalar curvature.[48][49]
Schoen and Yau then adapted their work to the setting of certain Riemannian asymptotically flat initial
data sets in general relativity. They proved that negativity of the mass would allow one to invoke the
Plateau problem to construct stable minimal surfaces which are geodesically complete. A noncompact
analogue of their calculation with the Gauss–Bonnet theorem then provides a logical contradiction to the
negativity of mass. As such, they were able to prove the positive mass theorem in the special case of their
Riemannian initial data sets.[SY79c][50]
Schoen and Yau extended this to the full Lorentzian formulation of the positive mass theorem by studying
a partial differential equation proposed by Pong-Soo Jang. They proved that solutions to the Jang
equation exist away from the apparent horizons of black holes, at which solutions can diverge to infinity.
[SY81] By relating the geometry of a Lorentzian initial data set to the geometry of the graph of such a
solution to the Jang equation, interpreting the latter as a Riemannian initial data set, Schoen and Yau
proved the full positive energy theorem.[50] Furthermore, by reverse-engineering their analysis of the
Jang equation, they were able to establish that any sufficient concentration of energy in general relativity
must be accompanied by an apparent horizon.[SY83]
Due to the use of the Gauss–Bonnet theorem, these results were originally restricted to the case of three-
dimensional Riemannian manifolds and four-dimensional Lorentzian manifolds. Schoen and Yau
established an induction on dimension by constructing Riemannian metrics of positive scalar curvature on
minimal hypersurfaces of Riemannian manifolds which have positive scalar curvature.[SY79b] Such
minimal hypersurfaces, which were constructed by means of geometric measure theory by Frederick
Almgren and Herbert Federer, are generally not smooth in large dimensions, so these methods only
directly apply up for Riemannian manifolds of dimension less than eight. Without any dimensional
restriction, Schoen and Yau proved the positive mass theorem in the class of locally conformally flat
manifolds.[SY88][36] In 2017, Schoen and Yau published a preprint claiming to resolve these difficulties,
thereby proving the induction without dimensional restriction and verifying the Riemannian positive mass
theorem in arbitrary dimension.
Gerhard Huisken and Yau made a further study of the asymptotic region of Riemannian manifolds with
strictly positive mass. Huisken had earlier initiated the study of volume-preserving mean curvature flow
of hypersurfaces of Euclidean space.[51] Huisken and Yau adapted his work to the Riemannian setting,
proving a long-time existence and convergence theorem for the flow. As a corollary, they established a
new geometric feature of positive-mass manifolds, which is that their asymptotic regions are foliated by
surfaces of constant mean curvature.[HY96]
Yau was able to directly apply the Omori−Yau principle to generalize the classical Schwarz−Pick lemma
of complex analysis. Lars Ahlfors, among others, had previously generalized the lemma to the setting of
Riemann surfaces. With his methods, Yau was able to consider the setting of a mapping from a complete
Kähler manifold (with a lower bound on Ricci curvature) to a Hermitian manifold with holomorphic
bisectional curvature bounded above by a negative number.[Y78b][40][54]
Cheng and Yau extensively used their variant of the Omori−Yau principle to find Kähler−Einstein metrics
on noncompact Kähler manifolds, under an ansatz developed by Charles Fefferman. The estimates
involved in the method of continuity were not as difficult as in Yau's earlier work on the Calabi
conjecture, due to the fact that Cheng and Yau only considered Kähler−Einstein metrics with negative
scalar curvature. The more subtle question, where Fefferman's earlier work became important, is to do
with geodesic completeness. In particular, Cheng and Yau were able to find complete Kähler-Einstein
metrics of negative scalar curvature on any bounded, smooth, and strictly pseudoconvex subset of
complex Euclidean space.[CY80] These can be thought of as complex geometric analogues of the Poincaré
ball model of hyperbolic space.[40][55]
Yau's novel gradient estimates have come to be called "differential Harnack inequalities" since they can
be integrated along arbitrary paths in to recover inequalities which are of the form of the classical
Harnack inequalities, directly comparing the values of a solution to a differential equation at two different
input points. By making use of Calabi's study of the distance function on a Riemannian manifold, Yau
and Shiu-Yuen Cheng gave a powerful localization of Yau's gradient estimates, using the same methods to
simplify the proof of the Omori−Yau maximum principle.[CY75] Such estimates are widely quoted in the
particular case of harmonic functions on a Riemannian manifold, although Yau and Cheng−Yau's original
results cover more general scenarios.[56][52]
In 1986, Yau and Peter Li made use of the same methods to study parabolic partial differential equations
on Riemannian manifolds.[LY86][52] Richard Hamilton generalized their results in certain geometric
settings to matrix inequalities. Analogues of the Li−Yau and Hamilton−Li−Yau inequalities are of great
importance in the theory of Ricci flow, where Hamilton proved a matrix differential Harnack inequality
for the curvature operator of certain Ricci flows, and Grigori Perelman proved a differential Harnack
inequality for the solutions of a backwards heat equation coupled with a Ricci flow.[57][56]
Cheng and Yau were able to use their differential Harnack estimates to show that, under certain geometric
conditions, closed submanifolds of complete Riemannian or pseudo-Riemannian spaces are themselves
complete. For instance, they showed that if M is a spacelike hypersurface of Minkowski space which is
topologically closed and has constant mean curvature, then the induced Riemannian metric on M is
complete.[CY76a] Analogously, they showed that if M is an affine hypersphere of affine space which is
topologically closed, then the induced affine metric on M is complete.[CY86] Such results are achieved by
deriving a differential Harnack inequality for the (squared) distance function to a given point and
integrating along intrinsically defined paths.
Donaldson−Uhlenbeck−Yau theorem
In 1985, Simon Donaldson showed that, over a nonsingular projective variety of complex dimension two,
a holomorphic vector bundle admits a hermitian Yang–Mills connection if and only if the bundle is stable.
A result of Yau and Karen Uhlenbeck generalized Donaldson's result to allow a compact Kähler manifold
of any dimension.[UY86] The Uhlenbeck–Yau method relied upon elliptic partial differential equations
while Donaldson's used parabolic partial differential equations, roughly in parallel to Eells and Sampson's
epochal work on harmonic maps. The results of Donaldson and Uhlenbeck–Yau have since been extended
by other authors. Uhlenbeck and Yau's article is important in giving a clear reason that stability of the
holomorphic vector bundle can be related to the analytic methods used in constructing a hermitian Yang–
Mills connection. The essential mechanism is that if an approximating sequence of hermitian connections
fails to converge to the required Yang–Mills connection, then they can be rescaled to converge to a
subsheaf which can be verified to be destabilizing by Chern–Weil theory.[38][58]
Yau's solution of the Calabi conjecture had given a reasonably complete answer to the question of how
Kähler metrics on compact complex manifolds of nonpositive first Chern class can be deformed into
Kähler–Einstein metrics.[Y78a] Akito Futaki showed that the existence of holomorphic vector fields can
act as an obstruction to the direct extension of these results to the case when the complex manifold has
positive first Chern class.[40] A proposal of Calabi's suggested that Kähler–Einstein metrics exist on any
compact Kähler manifolds with positive first Chern class which admit no holomorphic vector fields.[Y82b]
During the 1980s, Yau and others came to understand that this criterion could not be sufficient. Inspired
by the Donaldson−Uhlenbeck−Yau theorem, Yau proposed that the existence of Kähler–Einstein metrics
must be linked to stability of the complex manifold in the sense of geometric invariant theory, with the
idea of studying holomorphic vector fields along projective embeddings, rather than holomorphic vector
fields on the manifold itself.[Y93][Y14a] Subsequent research of Gang Tian and Simon Donaldson refined
this conjecture, which became known as the Yau–Tian–Donaldson conjecture relating Kähler–Einstein
metrics and K-stability. In 2019, Xiuxiong Chen, Donaldson, and Song Sun were awarded the Oswald
Veblen prize for resolution of the conjecture.[59]
William Meeks and Yau produced some foundational results on minimal surfaces in three-dimensional
manifolds, revisiting points left open by older work of Jesse Douglas and Charles Morrey.[MY82][46]
Following these foundations, Meeks, Leon Simon, and Yau gave a number of fundamental results on
surfaces in three-dimensional Riemannian manifolds which minimize area within their homology class.
[MSY82] They were able to give a number of striking applications. For example, they showed that if M is
an orientable 3-manifold such that every smooth embedding of a 2-sphere can be extended to a smooth
embedding of the unit ball, then the same is true of any covering space of M. Interestingly, Meeks-
Simon-Yau's paper and Hamilton's foundational paper on Ricci flow, published in the same year, have a
result in common, obtained by very distinct methods: any simply-connected compact 3-dimensional
Riemannian manifold with positive Ricci curvature is diffeomorphic to the 3-sphere.
As a consequence of their resolution of the Minkowski problem, Cheng and Yau were able to make
progress on the understanding of the Monge–Ampère equation.[CY77a] The key observation is that the
Legendre transform of a solution of the Monge–Ampère equation has its graph's Gaussian curvature
prescribed by a simple formula depending on the "right-hand side" of the Monge–Ampère equation. As a
consequence, they were able to prove the general solvability of the Dirichlet problem for the Monge–
Ampère equation, which at the time had been a major open question except for two-dimensional
domains.[66]
Cheng and Yau's papers followed some ideas presented in 1971 by Pogorelov, although his publicly
available works (at the time of Cheng and Yau's work) had lacked some significant detail.[67] Pogorelov
also published a more detailed version of his original ideas, and the resolutions of the problems are
commonly attributed to both Cheng–Yau and Pogorelov.[68][66] The approaches of Cheng−Yau and
Pogorelov are no longer commonly seen in the literature on the Monge–Ampère equation, as other
authors, notably Luis Caffarelli, Nirenberg, and Joel Spruck, have developed direct techniques which
yield more powerful results, and which do not require the auxiliary use of the Minkowski problem.[68]
Affine spheres are naturally described by solutions of certain Monge–Ampère equations, so that their full
understanding is significantly more complicated than that of Euclidean spheres, the latter not being based
on partial differential equations. In the parabolic case, affine spheres were completely classified as
paraboloids by successive work of Konrad Jörgens, Eugenio Calabi, and Pogorelov. The elliptic affine
spheres were identified as ellipsoids by Calabi. The hyperbolic affine spheres exhibit more complicated
phenomena. Cheng and Yau proved that they are asymptotic to convex cones, and conversely that every
(uniformly) convex cone corresponds in such a way to some hyperbolic affine sphere.[CY86] They were
also able to provide new proofs of the previous classifications of Calabi and Jörgens–Calabi–
Pogorelov.[66][69]
Mirror symmetry
A Calabi–Yau manifold is a compact Kähler manifold which is Ricci-flat; as a special case of Yau's
verification of the Calabi conjecture, such manifolds are known to exist.[Y78a] Mirror symmetry, which is
a proposal developed by theoretical physicists dating from the late 1980s, postulates that Calabi−Yau
manifolds of complex dimension three can be grouped into pairs which share certain characteristics, such
as Euler and Hodge numbers. Based on this conjectural picture, the physicists Philip Candelas, Xenia de
la Ossa, Paul Green, and Linda Parkes proposed a formula of enumerative geometry which encodes the
number of rational curves of any fixed degree in a general quintic hypersurface of four-dimensional
complex projective space. Bong Lian, Kefeng Liu, and Yau gave a rigorous proof that this formula holds.
[LLY97] A year earlier, Alexander Givental had published a proof of the mirror formulas; according to
Lian, Liu, and Yau, the details of his proof were only successfully filled in following their own
publication.[30] The proofs of Givental and Lian–Liu–Yau have some overlap but are distinct approaches
to the problem, and each have since been given textbook expositions.[70][71]
The works of Givental and of Lian−Liu−Yau confirm a prediction made by the more fundamental mirror
symmetry conjecture of how three-dimensional Calabi−Yau manifolds can be paired off. However, their
works do not logically depend on the conjecture itself, and so have no immediate bearing on its validity.
With Andrew Strominger and Eric Zaslow, Yau proposed a geometric picture of how mirror symmetry
might be systematically understood and proved to be true.[SYZ96] Their idea is that a Calabi−Yau
manifold with complex dimension three should be foliated by special Lagrangian tori, which are certain
types of three-dimensional minimal submanifolds of the six-dimensional Riemannian manifold
underlying the Calabi−Yau structure. Mirror manifolds would then be characterized, in terms of this
conjectural structure, by having dual foliations. The Strominger−Yau−Zaslow (SYZ) proposal has been
modified and developed in various ways since 1996. The conceptual picture that it provides has had a
significant influence in the study of mirror symmetry, and research on its various aspects is currently an
active field. It can be contrasted with the alternative homological mirror symmetry proposal by Maxim
Kontsevich. The viewpoint of the SYZ conjecture is on geometric phenomena in Calabi–Yau spaces,
while Kontsevich's conjecture abstracts the problem to deal with purely algebraic structures and category
theory.[37][44][70][71]
Comparison geometry
In one of Yau's earliest papers, written with Blaine Lawson, a number of fundamental results were found
on the topology of closed Riemannian manifolds with nonpositive curvature.[LY72] Their flat torus
theorem characterizes the existence of a flat and totally geodesic immersed torus in terms of the algebra
of the fundamental group. The splitting theorem says that the splitting of the fundamental group as a
maximally noncommutative direct product implies the isometric splitting of the manifold itself. Similar
results were obtained at the same time by Detlef Gromoll and Joseph Wolf.[72][73] Their results have been
extended to the broader context of isometric group actions on metric spaces of nonpositive curvature.[74]
Jeff Cheeger and Yau studied the heat kernel on a Riemannian manifold. They established the special case
of Riemannian metrics for which geodesic spheres have constant mean curvature, which they proved to
be characterized by radial symmetry of the heat kernel.[CY81] Specializing to rotationally symmetric
metrics, they used the exponential map to transplant the heat kernel to a geodesic ball on a general
Riemannian manifold. Under the assumption that the symmetric "model" space under-estimates the Ricci
curvature of the manifold itself, they carried out a direct calculation showing that the resulting function is
a subsolution of the heat equation. As a consequence, they obtained a lower estimate of the heat kernel on
a general Riemannian manifold in terms of lower bounds on its Ricci curvature.[75][76] In the special case
of nonnegative Ricci curvature, Peter Li and Yau were able to use their gradient estimates to amplify and
improve the Cheeger−Yau estimate.[LY86][52]
A well-known result of Yau's, obtained independently by Calabi, shows that any noncompact Riemannian
manifold of nonnegative Ricci curvature must have volume growth of at least a linear rate.[Y76][52] A
second proof, using the Bishop–Gromov inequality instead of function theory, was later found by
Cheeger, Mikhael Gromov, and Michael Taylor.
Spectral geometry
Given a smooth compact Riemannian manifold, with or without boundary, spectral geometry studies the
eigenvalues of the Laplace–Beltrami operator, which in the case that the manifold has a boundary is
coupled with a choice of boundary condition, usually Dirichlet or Neumann conditions. Paul Yang and
Yau showed that in the case of a closed two-dimensional manifold, the first eigenvalue is bounded above
by an explicit formula depending only on the genus and volume of the manifold.[YY80][46] Earlier, Yau
had modified Jeff Cheeger's analysis of the Cheeger constant so as to be able to estimate the first
eigenvalue from below in terms of geometric data.[Y75a][77]
In the 1910s, Hermann Weyl showed that, in the case of Dirichlet boundary conditions on a smooth and
bounded open subset of the plane, the eigenvalues have an asymptotic behavior which is dictated entirely
by the area contained in the region. His result is known as Weyl's law. In 1960, George Pólya conjectured
that the Weyl law actually gives control of each individual eigenvalue, and not only of their asymptotic
distribution. Li and Yau proved a weakened version of Pólya's conjecture, obtaining control of the
averages of the eigenvalues by the expression in the Weyl law.[LY83][78]
In 1980, Li and Yau identified a number of new inequalities for Laplace–Beltrami eigenvalues, all based
on the maximum principle and the differential Harnack estimates as pioneered five years earlier by Yau
and Cheng−Yau.[LY80] Their result on lower bounds based on geometric data is particularly well-
known,[79][56][52] and was the first of its kind to not require any conditional assumptions.[80] Around the
same time, a similar inequality was obtained by isoperimetric methods by Mikhael Gromov, although his
result is weaker than Li and Yau's.[75] In collaboration with Isadore Singer, Bun Wong, and Shing-Toung
Yau, Yau used the Li–Yau methodology to establish a gradient estimate for the quotient of the first two
eigenfunctions.[S+85] Analogously to Yau's integration of gradient estimates to find Harnack inequalities,
they were able to integrate their gradient estimate to obtain control of the fundamental gap, which is the
difference between the first two eigenvalues. The work of Singer–Wong–Yau–Yau initiated a series of
works by various authors in which new estimates on the fundamental gap were found and improved.[81]
In 1982, Yau identified fourteen problems of interest in spectral geometry, including the above Pólya
conjecture.[Y82b] A particular conjecture of Yau's, on the control of the size of level sets of eigenfunctions
by the value of the corresponding eigenvalue, was resolved by Alexander Logunov and Eugenia
Malinnikova, who were awarded the 2017 Clay Research Award in part for their work.[82]
In the field of graph theory, Fan Chung and Yau extensively developed analogues of notions and results
from Riemannian geometry. These results on differential Harnack inequalities, Sobolev inequalities, and
heat kernel analysis, found partly in collaboration with Ronald Graham and Alexander Grigor'yan, were
later written into textbook form as the last few chapters of her well-known book "Spectral Graph
Theory".[84] Later, they introduced a Green's function as defined for graphs, amounting to a pseudo-
inverse of the graph Laplacian.[CY00] Their work is naturally applicable to the study of hitting times for
random walks and related topics.[85][86]
In the interest of finding general graph-theoretic contexts for their results, Chung and Yau introduced a
notion of Ricci-flatness of a graph.[84] A more flexible notion of Ricci curvature, dealing with Markov
chains on metric spaces, was later introduced by Yann Ollivier. Yong Lin, Linyuan Lu, and Yau developed
some of the basic theory of Ollivier's definition in the special context of graph theory, considering for
instance the Ricci curvature of Erdős–Rényi random graphs.[LLY11] Lin and Yau also considered the
curvature–dimension inequalities introduced earlier by Dominique Bakry and Michel Émery, relating it
and Ollivier's curvature to Chung–Yau's notion of Ricci-flatness.[LY10] They were further able to prove
general lower bounds on Bakry–Émery and Ollivier's curvatures in the case of locally finite graphs.[87]
Major publications
Research articles. Yau is the author of over five hundred articles. The following, among the most cited,
are surveyed above:
LY72. Lawson, H. Blaine Jr.; Yau, Shing Tung (1972). "Compact manifolds of nonpositive
curvature" (https://doi.org/10.4310%2Fjdg%2F1214430828). Journal of Differential
Geometry. 7 (1–2): 211–228. doi:10.4310/jdg/1214430828 (https://doi.org/10.431
0%2Fjdg%2F1214430828). MR 0334083 (https://mathscinet.ams.org/mathscinet-g
etitem?mr=0334083). Zbl 0266.53035 (https://zbmath.org/?format=complete&q=a
n:0266.53035).
Y74. Yau, Shing Tung (1974). "Submanifolds with constant mean curvature. I". American
Journal of Mathematics. 96 (2): 346–366. doi:10.2307/2373638 (https://doi.org/10.2
307%2F2373638). JSTOR 2373638 (https://www.jstor.org/stable/2373638).
MR 0370443 (https://mathscinet.ams.org/mathscinet-getitem?mr=0370443).
Zbl 0304.53041 (https://zbmath.org/?format=complete&q=an:0304.53041).
CY75. Cheng, S. Y.; Yau, S. T. (1975). "Differential equations on Riemannian manifolds
and their geometric applications". Communications on Pure and Applied
Mathematics. 28 (3): 333–354. doi:10.1002/cpa.3160280303 (https://doi.org/10.100
2%2Fcpa.3160280303). MR 0385749 (https://mathscinet.ams.org/mathscinet-getit
em?mr=0385749). Zbl 0312.53031 (https://zbmath.org/?format=complete&q=an:03
12.53031).
SSY75. Schoen, R.; Simon, L.; Yau, S. T. (1975). "Curvature estimates for minimal
hypersurfaces" (https://doi.org/10.1007%2FBF02392104). Acta Mathematica. 134
(3–4): 275–288. doi:10.1007/BF02392104 (https://doi.org/10.1007%2FBF0239210
4). MR 0423263 (https://mathscinet.ams.org/mathscinet-getitem?mr=0423263).
Zbl 0323.53039 (https://zbmath.org/?format=complete&q=an:0323.53039).
Y75a. Yau, Shing Tung (1975). "Isoperimetric constants and the first eigenvalue of a
compact Riemannian manifold" (https://doi.org/10.24033%2Fasens.1299). Annales
Scientifiques de l'École Normale Supérieure. Quatrième Série. 8 (4): 487–507.
doi:10.24033/asens.1299 (https://doi.org/10.24033%2Fasens.1299). MR 0397619
(https://mathscinet.ams.org/mathscinet-getitem?mr=0397619). Zbl 0325.53039 (htt
ps://zbmath.org/?format=complete&q=an:0325.53039).
Y75b. Yau, Shing Tung (1975). "Harmonic functions on complete Riemannian manifolds".
Communications on Pure and Applied Mathematics. 28 (2): 201–228.
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PMID 15338729 (https://pubmed.ncbi.nlm.nih.gov/15338729).
FY08. Fu, Ji-Xiang; Yau, Shing-Tung (2008). "The theory of superstring with flux on non-
Kähler manifolds and the complex Monge–Ampère equation" (https://doi.org/10.43
10%2Fjdg%2F1207834550). Journal of Differential Geometry. 78 (3): 369–428.
arXiv:hep-th/0604063 (https://arxiv.org/abs/hep-th/0604063).
doi:10.4310/jdg/1207834550 (https://doi.org/10.4310%2Fjdg%2F1207834550).
MR 2396248 (https://mathscinet.ams.org/mathscinet-getitem?mr=2396248).
Zbl 1141.53036 (https://zbmath.org/?format=complete&q=an:1141.53036).
LY10. Lin, Yong; Yau, Shing-Tung (2010). "Ricci curvature and eigenvalue estimate on
locally finite graphs" (https://doi.org/10.4310%2FMRL.2010.v17.n2.a13).
Mathematical Research Letters. 17 (2): 343–356.
doi:10.4310/MRL.2010.v17.n2.a13 (https://doi.org/10.4310%2FMRL.2010.v17.n2.a
13). MR 2644381 (https://mathscinet.ams.org/mathscinet-getitem?mr=2644381).
Zbl 1232.31003 (https://zbmath.org/?format=complete&q=an:1232.31003).
LLY11. Lin, Yong; Lu, Linyuan; Yau, Shing-Tung (2011). "Ricci curvature of graphs" (http
s://doi.org/10.2748%2Ftmj%2F1325886283). Tohoku Mathematical Journal.
Second Series. 63 (4): 605–627. doi:10.2748/tmj/1325886283 (https://doi.org/10.27
48%2Ftmj%2F1325886283). MR 2872958 (https://mathscinet.ams.org/mathscinet-
getitem?mr=2872958). Zbl 1237.05204 (https://zbmath.org/?format=complete&q=a
n:1237.05204).
Y82a. Yau, Shing Tung (1982). "Survey on partial differential equations in differential
geometry". In Yau, Shing-Tung (ed.). Seminar on Differential Geometry. Annals of
Mathematics Studies. Vol. 102. Princeton, NJ: Princeton University Press. pp. 3–
71. doi:10.1515/9781400881918-002 (https://doi.org/10.1515%2F9781400881918-
002). ISBN 978-1-4008-8191-8. MR 0645729 (https://mathscinet.ams.org/mathscin
et-getitem?mr=0645729). Zbl 0478.53001 (https://zbmath.org/?format=complete&q
=an:0478.53001).
Y82b. Yau, Shing Tung (1982). "Problem section". In Yau, Shing-Tung (ed.). Seminar on
Differential Geometry. Annals of Mathematics Studies. Vol. 102. Princeton, NJ:
Princeton University Press. pp. 669–706. doi:10.1515/9781400881918-035 (https://
doi.org/10.1515%2F9781400881918-035). ISBN 978-1-4008-8191-8. MR 0645762
(https://mathscinet.ams.org/mathscinet-getitem?mr=0645762). Zbl 0479.53001 (htt
ps://zbmath.org/?format=complete&q=an:0479.53001).
Y14a. Ji, Lizhen; Li, Peter; Liu, Kefeng; Schoen, Richard, eds. (2014a). Selected
expository works of Shing-Tung Yau with commentary. Vol. I. Advanced Lectures in
Mathematics. Vol. 28. Somerville, MA: International Press. ISBN 978-1-57146-293-
0. MR 3307244 (https://mathscinet.ams.org/mathscinet-getitem?mr=3307244).
Zbl 1401.01045 (https://zbmath.org/?format=complete&q=an:1401.01045).
Y14b. Ji, Lizhen; Li, Peter; Liu, Kefeng; Schoen, Richard, eds. (2014b). Selected
expository works of Shing-Tung Yau with commentary. Vol. II. Advanced Lectures
in Mathematics. Vol. 29. Somerville, MA: International Press. ISBN 978-1-57146-
294-7. MR 3307245 (https://mathscinet.ams.org/mathscinet-getitem?mr=3307245).
Zbl 1401.01046 (https://zbmath.org/?format=complete&q=an:1401.01046).
Y19a. Cao, Huai-Dong; Li, Jun; Schoen, Richard, eds. (2019a). Selected works of Shing-
Tung Yau. Part I: 1971–1991. Volume 1: Metric geometry and minimal
submanifolds. Somerville, MA: International Press. ISBN 978-1-57146-376-0.
Zbl 1412.01037 (https://zbmath.org/?format=complete&q=an:1412.01037).
Y19b. Cao, Huai-Dong; Li, Jun; Schoen, Richard, eds. (2019b). Selected works of Shing-
Tung Yau. Part I: 1971–1991. Volume 2: Metric geometry and harmonic functions.
Somerville, MA: International Press. ISBN 978-1-57146-377-7. Zbl 1412.01038 (htt
ps://zbmath.org/?format=complete&q=an:1412.01038).
Y19c. Cao, Huai-Dong; Li, Jun; Schoen, Richard, eds. (2019c). Selected works of Shing-
Tung Yau. Part I: 1971–1991. Volume 3: Eigenvalues and general relativity.
Somerville, MA: International Press. ISBN 978-1-57146-378-4. Zbl 1412.01039 (htt
ps://zbmath.org/?format=complete&q=an:1412.01039).
Y19d. Cao, Huai-Dong; Li, Jun; Schoen, Richard, eds. (2019d). Selected works of Shing-
Tung Yau. Part I: 1971–1991. Volume 4: Kähler geometry I. Somerville, MA:
International Press. ISBN 978-1-57146-379-1. Zbl 1412.01040 (https://zbmath.or
g/?format=complete&q=an:1412.01040).
Y19e. Cao, Huai-Dong; Li, Jun; Schoen, Richard, eds. (2019e). Selected works of Shing-
Tung Yau. Part I: 1971–1991. Volume 5: Kähler geometry II. Somerville, MA:
International Press. ISBN 978-1-57146-380-7. Zbl 1412.01041 (https://zbmath.or
g/?format=complete&q=an:1412.01041).
SY94. Schoen, R.; Yau, S.-T. (1994). Lectures on differential geometry. Conference
Proceedings and Lecture Notes in Geometry and Topology. Vol. 1. Lecture notes
prepared by Wei Yue Ding, Kung Ching Chang, Jia Qing Zhong and Yi Chao Xu.
Translated from the Chinese by Ding and S. Y. Cheng. Preface translated from the
Chinese by Kaising Tso. Cambridge, MA: International Press. ISBN 1-57146-012-8.
MR 1333601 (https://mathscinet.ams.org/mathscinet-getitem?mr=1333601).
Zbl 0830.53001 (https://zbmath.org/?format=complete&q=an:0830.53001).
SY97. Schoen, R.; Yau, S. T. (1997). Lectures on harmonic maps. Conference
Proceedings and Lecture Notes in Geometry and Topology. Vol. 2. Cambridge, MA:
International Press. ISBN 1-57146-002-0. MR 1474501 (https://mathscinet.ams.or
g/mathscinet-getitem?mr=1474501). Zbl 0886.53004 (https://zbmath.org/?format=c
omplete&q=an:0886.53004).
SY98. Salaff, Stephen; Yau, Shing-Tung (1998). Ordinary differential equations
(Second ed.). Cambridge, MA: International Press. ISBN 1-57146-065-9.
MR 1691427 (https://mathscinet.ams.org/mathscinet-getitem?mr=1691427).
Zbl 1089.34500 (https://zbmath.org/?format=complete&q=an:1089.34500).
GY08. Gu, Xianfeng David; Yau, Shing-Tung (2008). Computational conformal geometry.
Advanced Lectures in Mathematics. Vol. 3. Somerville, MA: International Press.
ISBN 978-1-57146-171-1. MR 2439718 (https://mathscinet.ams.org/mathscinet-get
item?mr=2439718).
Popular books.
YN10. Yau, Shing-Tung; Nadis, Steve (2010). The shape of inner space. String theory and
the geometry of the universe's hidden dimensions. New York: Basic Books.
ISBN 978-0-465-02023-2. MR 2722198 (https://mathscinet.ams.org/mathscinet-get
item?mr=2722198). Zbl 1235.00025 (https://zbmath.org/?format=complete&q=an:1
235.00025).
NY13. Nadis, Steve; Yau, Shing-Tung (2013). A history in sum. 150 years of mathematics
at Harvard (1825–1975). Cambridge, MA: Harvard University Press. ISBN 978-0-
674-72500-3. MR 3100544 (https://mathscinet.ams.org/mathscinet-getitem?mr=31
00544). Zbl 1290.01005 (https://zbmath.org/?format=complete&q=an:1290.01005).
NY15. Nadis, Steve; Yau, Shing-Tung (2015). From the Great Wall to the great collider:
China and the quest to uncover the inner workings of the universe. Somerville, MA:
International Press. ISBN 978-1571463104.
YN19. Yau, Shing-Tung; Nadis, Steve (2019). The shape of a life. One mathematician's
search for the universe's hidden geometry. New Haven, CT: Yale University Press.
ISBN 978-0-300-23590-6. MR 3930611 (https://mathscinet.ams.org/mathscinet-get
item?mr=3930611). Zbl 1435.32001 (https://zbmath.org/?format=complete&q=an:1
435.32001).
NY24. Nadis, Steve; Yau, Shing-Tung (2024). The gravity of math: how geometry rules
the universe. New York: Basic Books. ISBN 978-1541604292.
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External links
Center of Mathematical Sciences at Zhejiang University: commentary by various
mathematicians on Yau (http://www.cms.zju.edu.cn/news.asp?id=1016&ColumnName=foru
m&Version=english)
Discover Magazine Interview, June 2010 issue (http://discovermagazine.com/2010/jun/27-di
scover-interview-math-behind-physics-behind-universe)
Interview (http://episte.math.ntu.edu.tw/articles/mm/mm_16_1_09/) (11 pages long in
Traditional Chinese)
Yau's autobiographical account (https://web.archive.org/web/20040125124608/http://cms.zj
u.edu.cn/files/cutalk.ppt) (mostly English, some Chinese)
O'Connor, John J.; Robertson, Edmund F., "Shing-Tung Yau" (https://mathshistory.st-andrew
s.ac.uk/Biographies/Yau.html), MacTutor History of Mathematics Archive, University of St
Andrews
Shing-Tung Yau (https://mathgenealogy.org/id.php?id=18758) at the Mathematics
Genealogy Project
Plugging A Math Gap (https://web.archive.org/web/20070312121541/http://www.forbes.com/
free_forbes/2007/0326/186.html)
UC Irvine courting Yau with a $2.5 million professorship (https://web.archive.org/web/20080
307001326/http://sciencedude.freedomblogging.com/2008/03/03/uci-courts-emperor-of-mat
h-with-25-million-professorship/)
International Conference Celebrating Shing Tung Yau's Birthday 8/27/2008-9/1/2008
Harvard University (https://web.archive.org/web/20081029015038/http://pamq.henu.edu.cn/
add/Yau/index.html)