Interpretation of Penal and Remedial Statutes
Interpretation of Penal and Remedial Statutes
Interpretation of Penal and Remedial Statutes
SALMOND has defined it as the process by which the Courts seek to ascertain the meaning
of the Legislature through the medium of authoritative forms in which it is expressed. In his
The Law-Making Process, Michael Zander gives three reasons why statutory interpretation is
necessary:
1. Complexity of statutes in regards to the nature of the subject, numerous draftsmen and the
blend of legal and technical language can result in incoherence, vague and ambiguous
language.
2. Anticipation of future events leads to the use of indeterminate terms. The impossible task
of anticipating every possible scenario also leads to the use of indeterminate language. Judges
therefore have to interpret statutes because of the gaps in law. Examples of indeterminate
language include words such as reasonable. In this case the courts are responsible for
determining what constitutes the word reasonable.
3. The multifaceted nature of language. Language, words and phrases are an imprecise form
of communication. Words can have multiple definitions and meanings. Each party in court
will utilize the definition and meaning of the language most advantageous to their particular
need. It is up to the courts to decide the most correct use of the language employed.
Remedial Statutes
Remedial statutes and statutes which have come to be enacted on demand of the permanent
public policy generally receive a liberal interpretation. On constructing a remedial statute the
courts ought to give to it the widest operation which its language will permit. They have
only to see that the particular case is within the mischief to be remedied and falls within the
language of the enactment.
The labour and welfare legislations should be broadly and liberally construed and while
construing them due regard to the Directive Principles of State Policy (Part IV) and to any
international convention on the subject must be given by the courts. In MC Mehta v. State of
Tamil Nadu the Child Labour (Prohibition and Regulation) Act, 1986 was construed. The
Court, having regard to the Directive Principles in Arts 39(e), 39(f), 4(i), 45 and 47 of the
Constitution, the fundamental rights in Art 24, the International convention on the right of the
child, not only directed a survey of child labour and its prohibition but also directed payment
of Rs. 25,000 as contribution by the employer to the Child Labour-Rehabilitation-cumWelfare Fund or alternative employment to parent/guardian of the child to ameliorate poverty
and lack of funds for welfare of the child which is the main cause of child labour.
In case of a social benefit oriented legislation like the Consumer Protection Act 1986 the
provisions of the consumer to achieve the purpose of the enactment but without doing
violence to the language. If a section of a remedial statute is capable of two constructions,
that construction should be preferred which furthers the policy of the Act and is more
beneficial to those in whose intrest the Act may have been passed. The liberal construction
must flow from the language used and the rule does not permit placing of an unnatural
interpretation on the words contained in the enactment nor does it permit the raising of any
presumption that protection of widest amplitude must be deemed to have been conferred
upon those for whose benefit the legislation may have been enacted.
In case there is any exception in the beneficial legislation which curtails its operation, the
Court in case of doubt should construe it narrowly so as not to unduly expand the area or
scope of exception. It has been held that a law enacted essentially to benefit a class of persons
considered to be oppressed may be comprehensive in the sense that to some extent it benefits
also those not within that class, for example, tenants and landlords. The Control of Rent and
Eviction Acts which drastically limit the grounds on which a tenant can be evicted are
essentially to benefit the tenants but they also to some extent benefit the landlord can file a
suit for eviction on the grounds mentioned in the Acts even though the tenancy has not been
terminated in accordance with the provisions of the Transfer of Property Act.
When contracts and transactions are prohibited by statutes for the sake of protecting one class
of persons, the one from their situation and condition being liable to be oppressed and
imposed upon by the other, the parties are not in pari delicto and a person belonging to the
oppressed class can apply for redress even if he was a party to a contract or transaction
prohibited by the statute.
In Noor Saba Khatoon v. Mohd Qasim, it was held that effect of a beneficial legislation is not
construed to be defeated by a subsequent legislation except through a clear provision.
Therefore, the rights of the minor children, irrespective of their religion, to get maintenance
from their parents as provided in 127 of the Criminal Procedure Code 1973 was construed
not to have been taken away in respect of Muslims by the Muslim Women (Protection of
Rights on Divorce) Act 1986. 3(b) of the Act enables a divorced Muslim woman to claim
maintenance for the minor children up to the age of two years only from her former husband.
It has been held that the right of children to claim maintenance under 125 Cr PC is
independent of the right of divorced mother to claim maintenance for the infant children and
the former is not affected by the Muslim Women Act 1986.
enable the limit of Rs. 20,000 payable by the insurance company to apply to each person
injured.
Penal Statutes
The principle that a statute enacting an offence or imposing a penalty is to be strictly
construed is not of universal application which must necessarily be observed in every case. It
is now only of limited application and it serves in the selection of one when two or more
constructions are reasonably open. The rule was originally evolved to mitigate the rigour of
monstrous sentences for trivial offences and although that necessity and that strictness has
now almost vanished, the difference in approach made to a penal statute as against any other
statute still persists.
According to Lord Esher, MR, the settled rule of construction of penal sections is that if
there is a reasonable interpretation which will avoid the penalty in any particular case we
must adopt that construction. If there are two reasonable constructions we must give the more
lenient one.
When words employed in a penal statute are not clear the principle against double
penalisation would be applied. Failure to comply with a statute may attract penalty. But only
because a statute attracts penalty for failure to comply with the statutory provisions, the same
in all situations would not call for a strict construction. An interpretation which strikes a
balance between enforcement of law and protection of valuable human right of accused (right
of privacy) must be resorted to. 105 of the Evidence Act 1872 says that the burden to prove
that the case of the accused falls within an exception to a statutory offence lies on him. But
the question whether the defence set up by an accused is really a defence of an exception or a
defence setting up non-existence of a fact which is an ingredient of the offence to be proved
by the prosecution depends upon the construction of the particular statute.
In applying and interpreting a penal statute, public policy is also taken into consideration. In a
recent case, the House of Lords held that consensual sadomasochistic homosexual encounters
which occasioned actual bodily harm to the victim were assaults occasioning actual bodily
harm, contrary to 47 of the Offences Against the Person Act 1861 and unlawful wounding
contrary to 20 0f the Act, notwithstanding the victims consent to the acts inflicted on him.
The following are some of the propositions important in relation to strict construction of
penal statutes:
(a) if the scope of prohibitory words cover only some class of persons or some well defined
activity, their scope cannot be extended to cover more on consideration of policy or object if
the statute.
(b) prohibitory words can be widely construed only if indicated in the statute. On the other
hand if after full consideration no indication is found the benefit of construction will be given
to the subject.
(c) if the prohibitory words in their own signification bear wider meaning which also fits in
with the object or policy of the statute.
The expression would also include the legal heirs or representatives. It was held by the court
that the penal statutes should not be so liberally construed with the aid of presumptions,
assumptions and implications as to rope in for the purposes of prosecution such persons
against whom the prosecution is not intended by the statute and initiation of prosecution
would be violative of Art 21 of the Constitution and against public policy.
What was meant by the words in addition to any tax payablein the charging 27(1) (c)
(iii)?
What was meant by the term total income in Explanation 4(a) therein?
Allowing the appeals, it was held by the court that the statute crating the penalty is the first
and the last consideration and the penal provision must be construed within the term and
language of the particular statute. 271 of the Act is a penal provision and there are well
established principles for interpretation of such a penal provision. Such a provision has to be
construed strictly and narrowly and not widely; with the object of advancing the object and
intention of the legislature.
article of food was supplied for consumption by one person to another person. Therefore,
supply or offer of food to hotelier to a customer when consolidated charge was made for
residence and other amenities including food fell within the definition.
Conclusion
A statute may in certain aspects be a penal enactment and in certain others a remedial one. In
respect of those provisions which are sanctioned on the pain of punishment for a crime the
rule of strict construction in the limited sense may be applied. At any rate, as undue effort to
construe such a provision liberally to promote the beneficent purpose behind it may be
effectively counter balanced on consideration that a breach thereof leads to penal
consequences.
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Swedish Match AB v. Securities and Exchange Board, India AIR 2004 SC 4219.
Directorate of Revenue v. Mohd Nissar Holia (2008) 2 SCC 370.
R v. Hunt (1987) 1 All ER 1, p 10 (HL).
R v. Brown (1993) 2 All ER 75 (HL).
AIR 2001 SC 649.
(2007) 9 SCC 655.
AIR 1976 SC 621, p 625.
AIR 1954 SC 496, p 499.
Buckingham and Carnatic Co v. Venkatiah AIR 1964 SC 1272, p 1278.