External Pressure: 1 - The Basics - Failure Mechanisms

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External Pressure

File: PVE-3473
Last Updated: May 18, 2011
By: LB

External pressure (vacuum) calculations


start off more complex than internal pressure calculations and once jackets or other sources of
pressure are added the difficulty increases. The external pressure rating depends upon more
variables and the failure mechanism is more difficult to understand. This article is only an
introduction, but it also covers many of the areas of external pressure that we repeatedly have to
explain. Common mistakes made with external pressure calculations are listed.

Sample vessel calculations are included throughout this article based on a vessel 48" diameter x
96" long with a Flanged and Dished (F&D) head at one end and a Semi Elliptical (SE) head at
the other. As the design conditions change, the required shell thickness is updated. Internal
pressures are calculated at 30 psi for comparison. Download the sample calculations at the end of
this article.

1 - The Basics - Failure Mechanisms


The mechanism of external pressure failure is different from internal pressure failure. Different
methods are required to design vessels to safely handle this different failure mechanism. Internal
pressure failure can be understood as a vessel failing after stresses in part or a large portion
exceeds the materials strength. In contrast, during external pressure failure the vessel can no
longer support its shape and suddenly, irreversibly takes on a new lower volume shape. The
following 3 pictures show vessels of reduced volume after external pressure failure. The forth
picture shows an internal pressure failure for contrast.
orage tank tested crushed after hydrotest when a plastic sheet Vacuum failure of a barometric condenser (vacuum vessel) after th
ked the top vent during draining internal support rings failed
orage tank tested to destruction with an internal vacuum (external Unexpected internal pressure failure during hydrotest (caused by
ssure) pressure stress and helped by unacceptable material properties) -
contrast this with the mechanisms shown during external pressure
failure

External pressure can be created 3 ways:

 From a vacuum inside a vessel and atmospheric pressure outside


 From a pressure outside a vessel greater than atmospheric (typically from some types of jacket
or a surrounding vessel)
 From a combination of the first two - vacuum inside + pressure greater than atmospheric
outside.

Two simple and unexpected sources of vacuum - unloading a vessel or a tank that is not
adequately vented - or - cooling down a vessel filled with steam that condenses to water. It is
good practice to design any vessel exposed to steam service for full vacuum, the cool down rate
can be very fast overloading vacuum protection equipment.

External pressure generated from an internal vacuum

External pressure failure can be understood as a loss of stability. The vessel no longer has the
ability to hold its shape and suddenly collapses to a shape with less internal volume. Good videos
can be found on YouTube - see the links at the bottom of this article.

ASME type pressure vessels use code rules to calculate the safe external pressure load. The
stability of a straight shell under external pressure depends on four variables:

 diameter (the larger the diameter, the less stable)


 length (the longer the less stable)
 thickness (the thinner the less stable)
 material properties - a lower yield point is less stable from plastic collapse and a lower modulus
of elasticity is less stable from elastic collapse. Elastic and plastic collapse will not be discussed
further here.

Large vessels typically have lower external than internal pressure ratings.

These four variables are used in Code equations which can specify the thickness of a safe straight
shell. Similar methods are used to calculate heads. Nozzles are calculated using the familiar area
replacement rules. In addition we can use burst (proof) testing or finite element analysis to
calculate components not covered by the code rules. The code rules are on average very
conservative, but greatly simplify what would otherwise be very difficult calculations - this has
been a good trade off. The finite element analysis and burst testing are done to a usually less
conservative 3x factor of safety (See ASME VIII-1 UG-101(p)) where exact testing or analysis
information replaces generalized code rules.

2 - Designing for External Pressure


The easiest way to design for external pressure is to make the shell thick enough to make the
vessel stable with an acceptable factor of safety (pass code calculations). The length of the vessel
used in the calculations includes some of the head at each end. The calculations are found in
ASME VIII-1 UG-28. The shell calculations are for a cylinder with supported ends (the heads at
each end). Calculations are also given for the heads which are treated as spheres.

The effective length of a vessel includes some of the length of the heads. The head is calculated as a sphere.

(See the companion calculation set part 2 starting on page 4.) A typical vessel 48" diameter with
a straight shell 96" long needs a shell 0.056" thick for an internal pressure of 30 psi, but needs to
be 0.225" thick for a 15 psig external pressure (full vacuum) per VIII-1 UG-28. The F&D head
on the left end needs to be 0.082" thick for the interior pressure but 0.142" for the vacuum. A SE
head needs to be 0.046" thick for the interior pressure but 0.127" for the vacuum. The F&D and
SE heads are both calculated as if they are part of a sphere, but the two heads are given different
equivalent radiuses resulting in different required thicknesses.

actor of safety in external pressure buckling analysis 4x factor of safety - the design exceeds the code required 3x factor o
safety

FEA results show that the shell will collapse at 4.04x the 15 psi applied pressure. This is greater
than the 3x safety factor expected in the code and shows the code results to be acceptable.

3 - Vacuum Rings
Instead of making the shell thick enough to handle the external pressure, an economical vessel
can often be designed by reinforcing the shell. When the reinforcement is as strong as required
by UG-29, the effective length of the shell is reduced and thinner shells can be used. In this case,
L1 and L2 are calculated separately. Each zone independently passes the code calculations. The
UG-29 reinforcing calculation ensures that the reinforcing is strong enough that whatever
happens on one side of it has no impact on the other.
A vessel divided into zones using a stiffening ring

(See companion calculations starting on page 9.) The sample vessel shell reduces in required
thickness from 0.225 to 0.168". Not bad for the addition of a 0.25 x 2.5" bar rolled the hard way.
More rings could be added to lower the required thickness further. The required head thickness
could also be reduced by adding some type of reinforcement. VIII-1 allows for this, but provides
no guidance on the design.
factor of safety with a thinner shell and a vacuum ring added. The code rules are excessively conservative in this case.

FEA results show that the shell will collapse at 8.1x the 15 psi applied pressure. This is much
greater than the 3x safety factor expected in the code and is acceptable. The vacuum ring has
successfully separated any action on one side of the ring from affecting the other side. (page 13)

4 - External Pressure from Simple Jackets


Simple jackets made from rolling plate welded to the shell at both ends create zones of external
pressure. If there is no internal vacuum then the length used for the external pressure calculation
is the length of the jacket.

External pressure L exists for the length of the jacket

(See companion calculations starting page 15.) If a 24" long jacket at 30 psi is added to the
outside of the straight shell, then the external pressure of 30 psi needs to be calculated for an
effective length of 24". The shell needs to be 0.160" thick under the jacket per UG-28, but could
be 0.063" elsewhere for the 30 psi internal pressure (minimum code allowed thickness = 0.063").
jacket rings are not functioning as vacuum support rings (action The jacket closure is not stiff enough to function as a vacuum ring -
one side of the ring is not isolated from the other side) but the jackets effects extend beyond the effective length of the jacket but th
or of safety is acceptable at 4.3x. design is acceptable.

Finite element analysis results show that the effect of the external pressure is not confined to the
length of the jacket. The jacket closure per App 9-5 is not as strong as required by UG-29 but the
outer jacket shell adds to the stiffness of the shell. The FEA shows the factor of safety is
adequate at 4.3x and experience indicates that this type of design is safe.

Stronger end rings on the jacket can isolate the action inside the jacket area from the rest of the
shell. This goes above and beyond the VIII-1 code requirement which does not require UG-29 on
jackets.
jacket closure ring is stronger - it now meets UG-29 requirements. The effect of the pressure is now confined to the span of the jacket.
The factor of safety is 5.8x (Acceptable).

(See companion calculations starting page 17.) The jacket closure is now 1" x 1.5" and passes
UG-29 rules for a vacuum ring. Action of the jacket has been isolated within the span of the
jacket. The factor of safety is 5.8x. This level of safety goes beyond what the code and practical
experience indicates is necessary.

The simple jackets in the picture below do not connect - two separate zones of external pressure
are calculated. As the zones get shorter, the required thickness to pass external pressure
calculations is reduced. See Fig UG-28 for a definition of L that shows the treatment of the zones
as separate lengths.

A common mistake is to assume that the external pressure has to apply to the full vessel length or
that the separate sections need to be treated as common. See UG-28.
Two unconnected jackets (per Fig UG-28)

5 - Half Pipe Jackets


Multiple unconnected jackets lead to the case of half pipe jackets. The length of the external
pressure has been reduced enough that it often has no impact on the design (but it still needs to
be calculated). The code calculation could be based on the dimension L and the regular code
calculations applied for the straight shell, but there are no code rules available for the half pipe
on the head. Appendix EE contains rule EE-2(1) which provides a means of calculating the
required shell thickness to handle the jacket pressure. This provides the same required thickness
for the shell under the jacket regardless of the local shape of the vessel - it is the same for the
head and the straight shell.

Half pipe jackets per VIII-1 Appendix EE


(See companion calculations starting page 22.) If the shell is calculated using UG-28, then a
thickness of only 0.095" is required, however these results cannot be applied to the head. The
appendix EE half pipe calculation requires a wall thickness of 0.188" (the lowest value provided
for on the charts) for a 3" half pipe jacket pressurized up to 243 psi on shell or head.

A common mistake with half pipe jackets is to assume that the vessel has to be designed for
external pressure - this is only true if there is another source for external pressure other than the
pressure in the half pipe jacket. The accepted method of calculating the required shell thickness
is to use the rules of appendix EE-2. EE-2 is not mandatory so other methods such as UG-28,
burst test and finite element analysis are also available to the designer.

A common mistake with half pipe jackets is to assume that the full head of a vessel under the
jacket needs to be calculated for external pressure. The EE-2 method is very useful because no
code rules exist for a head that is only partly exposed to external pressure.

A common mistake with half pipe jackets is not to calculate the required vessel thickness under
the jacket to EE-2(1) or other methods.

6 - Stayed Surfaces for External Pressure


Stayed surfaces provide freedom to the designer using jackets. No longer do we care about the
shape of the object under the jacket, or the shape of the jacket itself. We do not care whether the
shape has pressure on an internal (concave) or external (convex) shape. We do not care if the
failure mechanism is the crushing type of collapse (external) or tearing (internal). What we care
about is the distance between stay rods - are the stay rods strong enough, attached well enough,
and are the shell and jacket surfaces thick enough to support the span between stays.

Half pipe jackets per VIII-1 Appendix EE


The rules for stayed design are found in VIII-1 UG-47 and work the same way as the design of
flat heads found in UG-34 but now we look at the distance between stays instead of the diameter
of the head. Because the rules are designed for flat surfaces (the weakest shape found in pressure
vessels) they will work for any shape of vessel or jacket. The distinction between what is the
vessel and what is the jacket is often not important.

complex shape of this locomotive firebox can be calculated as if it A dimple jacket is a form of stayed surface
simple flat plate - with correctly spaced stay supports

(See companion calculations starting page 25.) If our vessel has a jacket supported by stays on a
6" spacing, then the required head or cylindrical shell thickness is 0.164". The stays have to be
0.4" dia

The rules for the dimple jacket are found in Appendix 17. The internal (pressure vessel wall)
thickness is calculated per 17-5 (b)(1) or (2) - modified flat plate calculations that can be used for
any shape of vessel. The jacket portion is tested by burst test and can be used for any shape of
vessel. Note that laser welded and inflated jackets have special restrictions regarding the burst
test (last portion of section 17-5(a)(2).
Sample laser welded dimple jacket - prior to inflation

This laser welded dimple jacket will be inflated once it is rolled into the shape of a shell and
welded to the rest of the vessel. The inflation pressure can be as high as 800psi. This inflation
pressure is higher than the required burst pressure and is far in excess of any allowed external
pressure for the vessel. This only works because the pressure inside a dimple jacket is not an
external pressure. The dimple jacket is a form of stayed jacket that can be any shape.

If our vessel has a dimple jacket with a 6" spacing then the required head or cylindrical shell
thickness is 0.140 inch. (Equation 17-5 (2), not included in the calculation set.)

A common mistake with dimple jackets is to assume that the vessel has to be designed for
external pressure - this is only true if there is another source for external pressure other than the
pressure in the jacket. The accepted method to calculate the required shell thickness is to use the
rules of 17-5.

A common mistake with dimple jackets is to not calculate the required thickness of the head or
shell but assuming that it will be adequate because it is thicker than the dimple jacket. A shell of
inadequate thickness can lead to yielding under hydrotest showing the location of the dimple
welds from inside the vessel (the inside surface is no longer smooth). The dimple jacket has some
strength from its shape that the shell does not have.

7 - More than One Source of External Pressure


External pressure calculations are more difficult with more than one source of external pressure -
a typical example is a vessel with an internal vacuum and pressure in a jacket. The cases with the
stay rods, half pipe jackets and dimple jackets are the simplest - first calculate the complete
vessel for the vacuum condition as if the jacket does not exist (see the first cases above). Next
calculate the shell for the local loads under the dimple/pipe/stay using the combined P +
Vacuum. Finally design the jacket for the pressure P.
Vacuum + external pressure on half pipe, dimple and stayed surfaces

Step 1: the external pressure is now 15+30 = 45 psi (vacuum +30 psi jacket pressure). The
required thickness under the dimple jacket rises to 0.172" (Formula App 17-5 (2)). The minimum
stayed thickness is now 0.200" (Page 29). The thickness under the half pipe jacket remains at
0.188", the minimum thickness provided for in the appendix EE charts (Page 30).

Step 2: the whole vessel has to be calculated under the 15 psi external pressure. This was
calculated back at pages 5, 6 and 7 in the calculation set: The F&D head - 0.142" thick, the SE
head - 0.127" thick, the straight shell 0.225" thick.

Step 3: the maximum thickness from step 1 and 2 above is used. The straight shell is limited by
the 15 psi external pressure - it needs to be 0.225" thick. The F&D and SE heads are limited by
the half pipe jackets found on them and need to be 0.188" thick.

A common mistake is to attempt to calculate the entire vessel for an external pressure of P+V.
Vacuum + external pressure on half pipe, dimple and stayed surfaces - Vessel straight shell is supported by a
UG-29 style vacuum ring

The required thickness of the straight shell from the vacuum only load can be reduced by adding
the vacuum stiffener as previously calculated. More stiffeners can be added until the shells
required thickness from vacuum pressure is equal to that required by the dimple/pipe/stay
calculations.

The straight shell external pressure calculation with vacuum ring was calculated on page 10. The
required thickness = 0.169" less than required under the dimples, stays or half pipe jackets.
Those required thicknesses now govern and the shell thickness cannot be further reduced by
adding more vacuum rings.

f pipe jacket The half pipe jacket increases the stiffness of the shell

The required shell thickness has been calculated for two cases: 1) for the P+V case under the
stays/dimples/half pipes and 2) the whole vessel under the external pressure from the vacuum
only. However, the vessel is not the same as the original vessel. The external jackets and stays
increase the stiffness of the vessel - its strength against external pressure collapse has increased
but code rules are not provided to determine how much stronger it now is. Refer to interpretation
VIII-81-47 July 1, 1981 file BC80-326:
Question: When single embossed, jacketed assemblies, such as described in Appendix 14, are used as
shells subjected to external pressure loading on the embossed side, may properties of the embossed
assembly be considered when determining the required thickness of the flat plate for the external
pressure?
Reply: Yes. The geometry covered by your inquiry is not specifically covered by any of the rules of
Division 1. However, the rules of U-2(g) shall apply.

External pressure burst testing or finite element analysis could be used to determine a thinner
safe vessel thickness than possible using standard code calculations. The burst test or FEA would
include the stiffening effect of the jacket.

8 - Cones, Lines of Support and Junctions


In addition to jackets and vacuum rings, conical transitions can also reduce the effective length
of a vessel. A conical section must be calculated with each end of the section as a line of support
in order for the effective length to be reduced. A line of support is describe as:

 1/3 the depth of a formed head, excluding conical heads (Fig UG-28.1)
 a vacuum ring meeting UG-29
 a jacket closure meeting Appendix 9-5
 a cone-to-cylinder junction or head junction that meets the requirements of Appendix 1-8

The goal of a line of support is to effectively segment the vessel into sections that can bear the
pressure load independent of adjacent components. What happens on one side of the line of
support does not affect the other side. This can be seen in the UG-29 vacuum ring example back
at the beginning of this article. One cone acts as two lines of support if each cone - shell junction
passes the area replacement or special analysis rules of App 1-8. The area replacement rules
work for cones with an angle up to 30 degrees. Special analysis is required over 30 degrees.

Effective length is not changed by the addition of a conical section


If a cone is not checked against Appendix 1-8 the effective length will continue straight through
the conical section. Each adjacent cylinder will be calculated using the full effective length, Le
(see illustration).

More commonly, each end of the cone is calculated as a line of support. App 1-8 provides the
rules for area replacement. Special analysis is required for cone angles > 30 degrees. The cone
and shell thickness both affect if the juncture passes. Alternately, stiffening rings like vacuum
rings can increase the stiffness of the junction to meet code rules.

Effective length is segmented at the cone junctions

(See page 31 of the companion calcs.) The left head, and straight shell sections are calculated the
same way as before. The cone is calculated to pass external pressure on its own (page 34), and
again as a juncture with the shells (page 36). Because the angle of the cone is 45 degrees, a
special analysis based on Boardman's methods as presented by Bednar in "Pressure Vessel
Design Handbook" is used. This meets the requirements of ASME 1-8 and the cone provides two
lines of support. FEA analysis verifies that the method is acceptable (see page 40).

9 - Understanding Stability
At the beginning of this article, the failure mechanism for external pressure was given, but not an
explanation of how the failure mechanism works. A stable system is one that is stronger than
required. When the vessel is pushed on, it pushes back and returns to its original shape. As
external pressure is added to the system, the vessel has less reserve strength left to push back.
Eventually the vessel reaches a point where it has very little reserve strength. You push on the
wall of the vessel and it cannot push back. At this point the vessel can change shape to a smaller
volume configuration. The change is sudden and irreversible and if you watch the YouTube
videos, very scary.
Alternately, one can visualize a long pole mounted in the ground. When the pole is pushed on
from the side, it bends. Once the load is removed, it bends back. A small weight can be placed on
top of the pole. The pole stays centered until it is pushed, and returns back to center once the
sideways force is removed. However, as the weight on the top of the pole is increased, the pole
loses its ability to push back against the sideways force. At a critical weight, the pole has no
additional strength, and a fly landing on top causes it to topple - without any sideways force. The
failure is irreversible and sudden. The weight on top of the pole is similar to the external pressure
on the outside of a pressure vessel.

Because the exact calculation of the critical external pressure on a vessel is difficult, we set a 3x
factor of safety, higher than many other safety factors in pressure vessels. The code aims for a 3x
factor of safety, sometimes calculating high, sometimes low. Less conservative approaches
would require more exact calculations, such as provided by FEA, but at the cost of extra
engineering effort.

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