LTE Optimization Guideline
LTE Optimization Guideline
LTE Optimization Guideline
Engineering Guideline
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INTRODUCTION
Purpose
This manual describes LTE Optimization process flow, practices and call release cause.
This chapter describes the site, cluster and market level optimizations.
This chapter describes the coverage improvement, interference control, LTE handover
optimization, EUTRAN/CDMA2000 Handover, RAN parameters, eNodeB control
parameters and parameter reference guide.
CHAPTER 4. References
Revision History
Version DATE OF ISSUE REMARKS Author
TABLE OF CONTENTS
LIST OF FIGURES
LTE performance optimization activities can be divided into three different levels:
1. Site level
2. Cluster level
3. Market level
Additionally, sector level parameters and data fill are also verified during the course of this activity.
Examples are listed below:
1. Commissioning tests: These tests certify there are no discrepancies in configured
parameters such as Transmit power, Diversity paths etc.
2. Sweep tests: VSWR and uplink noise tests guarantee that sites do not have any anomalies
in coax, fiber and antenna installation. Uplink noise test also eliminate possibility of
external interference.
3. RF parameters: Site and sector level parameters such as PCID, RACH, sector orientation
or azimuth are also verified.
4. Alarm testing
Iperf/FTP
servers
EPC
eNB monitoring
tool
Test
UEs Iperf/ftp
`
clients
Examples of major KPIs included in cluster level optimization testing are as follows:
1. Connection/call success rate
2. Connection/call drop rate
3. Average uplink throughput
4. Average downlink throughput
5. Average Radio latency
6. Handover success rate and Handover latency
The objective of cluster level testing is to meet or exceed all KPI targets. In situations where one or
more KPIs are not met, possible recommendations should be evaluated: addition of new sites or
sector, antenna replacement, addition of capacity carriers etc. are put forth to achieve required
performance. Figure 1D explains basic LTE optimization practices.
LTE standard has a large number of configurable parameters which can affect the performance
aspect of the network. To maintain consistency, several of these parameters must be set to a global
default value. Global default value also referred to as „Golden Parameters‟ must be discussed and
consulted between the OEM and Operator so that an optimized value can be determined based on
laboratory testing, simulating techniques and real world subscriber scenarios.
RF design simulations can also assist in finalizing the physical changes intended coverage
improvement or interference control. Cell planning or design tools can predict the effect of physical
changes which can be useful in evaluating the impact before implementation. Costly measures such
as physical changes, antenna azimuth or radiation center changes must be carefully assessed to
minimize customer impact and service degradation below set target. Overlapping coverage between
sites is crucial to accomplish optimal handover performance.
Neighbor list implementation ensures successful handover between contiguous sites and sectors.
An initial neighbor list plan can be generated using RF design tools or any other similar tool
capable of designing neighbor plans. Maintaining updated neighbor lists for every site is
recommended to facilitate successful handovers in an evolving network. Neighbor lists from
underlying technology, if available, can be useful first-hand information.
LTE parameters like Physical cell identity (PCI), Root sequence index, Traffic area codes, Traffic
area lists etc. must be planned prior to the commencement of optimization activity. These
parameters can be tweaked during the optimization phase.
The addition of new sites or sectors to the network is considered when existing sites cannot provide
sufficient coverage in terms of reliability and sustainability. Optimization engineers should propose
such ideas to the RF design group to consider during cell planning exercise and network expansion.
Reference signal received power (RSRP), is defined as the linear average over the power
contributions (in [W]) of the resource elements that carry cell-specific reference signals within the
considered measurement frequency bandwidth.
For RSRP determination the cell-specific reference signals R0 according TS 36.211 [3] shall be
used. If the UE can reliably detect that R1 is available it may use R1 in addition to R0 to determine
RSRP.
The reference point for the RSRP shall be the antenna connector of the UE.
If receiver diversity is in use by the UE, the reported value shall not be lower than the
corresponding RSRP of any of the individual diversity branches
NOTE: Priorities between different RAT or frequencies provided to the UE by system information
or dedicated signaling are not used in the cell selection process.
using parameter values stored from a different cell of this higher priority PLMN.
Srxlev Cell Selection RX level value (dB)
Qrxlevmeas Measured cell RX level value (RSRP).
Qrxlevmin Minimum required RX level in the cell (dBm)
Qrxlevminoffset Offset to the signalled Qrxlevmin taken into account in the Srxlev
evaluation as a result of a periodic search for a higher priority PLMN
while camped normally in a VPLMN [5]
Pcompensation [FFS]
Threshserving, low This specifies the threshold for serving frequency used in reselection
evaluation towards lower priority E-UTRANfrequency or RAT.
Sintrasearch This specifies the threshold (in dB) for intra frequency measurements.
Snonintrasearch This specifies the threshold (in dB) for EUTRAN inter-frequency and
inter-RAT measurements.
TCRmax This specifies the duration for evaluating allowed amount of cell
reselection(s).
NCR_M This specifies the maximum number of cell reselections to enter
medium mobility state.
NCR_H This specifies the maximum number of cell reselections to enter high
mobility state.
TCRmaxHyst This specifies the additional time period before the UE can enter
normal-mobility.
4. Cell selection threshold Qqualmin - Minimum required quality level in the cell (dB). This
is applicable only for FDD cells.
5. Uplink Power control – Uplink power control determines the average power over a SC-
FDMA symbol in which the physical channel is transmitted. PUCCH supports transmission
of ACK/NACK, CQI report and scheduling requests. Coverage can be controlled by UEs
Physical Uplink Control Channel (PUCCH) and Physical Uplink Shared Channel (PUSCH).
Parameters p0_nominal_pusch and p0_nominal_pucch are two critical parameters which
define PUSCH and PUCCH transmit power.
Indicators such as low Signal to noise ratio (SINR), low scale Channel quality indicator (CQI),
Transmission mode (transmit diversity), low Reference Signal Received Quality (RSRQ) and high
Block error rate (BLER) are common indicators of DL interference. Low SINR and low CQI
reports result in lower and more robust modulation scheme for data transmission. The first step in
optimization efforts is to improve the coverage and quality of existing serving cells resulting in
Reference Signal Received Quality (RSRQ) is defined as the ratio N×RSRP/(E-UTRA carrier
RSSI), where N is the number of RB’s of the E-UTRA carrier RSSI measurement bandwidth. The
measurements in the numerator and denominator shall be made over the same set of resource
blocks.
E-UTRA Carrier Received Signal Strength Indicator (RSSI), comprises the linear average of the
total received power (in [W]) observed only in OFDM symbols containing reference symbols for
antenna port 0, in the measurement bandwidth, over N number of resource blocks by the UE from
all sources, including co-channel serving and non-serving cells, adjacent channel interference,
thermal noise etc.
The reference point for the RSRQ shall be the antenna connector of the UE.
If receiver diversity is in use by the UE, the reported value shall not be lower than the
corresponding RSRQ of any of the individual diversity branches.
DL interference is usually controlled by maintaining equal power boundaries for cells within a
contiguous cluster. Containing the coverage of a cell only to its intended service region ensures that
the cell is not overshooting and adding to DL interference elsewhere. For boomer sites, use of
mechanical tilt is common practice to contain the coverage and direct the energy in intended
service areas. In reference to mechanical tilt, the gain reduction occurs in the direction or azimuth
of antenna whereas with electrical tilt, there is identical gain reduction in all directions. Antenna
selection during design process is also crucial in planning a good quality network. Knowledge of
antenna characteristics such as horizontal and vertical beam width and side lobes should be utilized
in selecting optimized tilts and azimuth. Transmit attenuation can be used to control excessive DL
interference.
A proper drive test must be conducted to identify the root cause of DL interference. The use of
scanners is recommended; scanner log analysis is useful in pin-pointing overshooting sectors.
Introduction of a new channel or carrier is another approach to tackle interference. However, many
operators do not have this option due to limited licensed spectrum. The idea of new macro or small
cell additions and capacity carriers are considered in cases where DL interference cannot be
controlled due to several network constraints.
Other than general optimization practices to control interference, LTE also offers features such as
„Inter cell Interference Coordination (ICIC)‟ technique which dynamically controls interference
based on UE‟s CQI reports.
Downlink ICIC (DL-ICIC) enhances cell-edge UE performance by adjusting the power for UE
based on reported channel condition. Cell center users get different power allocation based on UE‟s
feedback.
Average CQI Threshold metric is used to differentiate cell edge and cell center users. DL power
control mechanism uses the channel estimation to adjust the Pa parameter which leads to:
The ratio of PDSCH EPRE to cell-specific RS EPRE among PDSCH REs (not applicable to
PDSCH REs with zero EPRE) for each OFDM symbol is denoted by either A or B according
to the OFDM symbol index
Uplink ICIC (UL-ICIC) feature is used to control uplink interference. Below flow explains how
uplink power control is implemented using indicators such as Interference over thermal (IOT),
Interference overload indicator (IOI).
1 to 128
32 The desired IOT (interference over thermal) from neighboring
UL TARGET IOT (step size :
(8dB) cells used for the ICIC Procedure as explained below
0.25dB)
Power control
o For UEs with high ICIC metric, TPC (Transmit Power Command) of -1dB is used.
o For UEs with low ICIC metric, TPC of +1dB is used.
UE can be configured in connected state to report several different types of measurements based on
event types as explained below.
o Event A1
Serving becomes better than a threshold
Used to deactivate Gap Measurements
o Event A2
Serving becomes worse than a threshold
Used to activate Gap Measurements
o Event A3
Neighbor becomes offset better than the Serving
Used to trigger Intra-FA Handoff
o Event A4
Neighbor becomes better than a threshold
Used for ANR
Next section discusses the configuration related to Event A3 which is used to facilitate Intra-FA
LTE handover.
• In active mode measurements are performed only when Serving Cell RSRP falls below a
configurable threshold (Smeasure)
• The A3 event parameters for Active mode measurement are transmitted via RRC
Connection Reconfiguration Message
• The parameter a3offset defines the (neighbor + offset > serving) criteria.
• Additionally, there is a cell individual offset that can be configured per neighbor
(Ind_offset).
• This criterion must be satisfied over a configurable period of time for the measurement
report to be done (TimeToTrigger).
• The measurement criteria can be based on RSRP or RSRQ and is configurable
(TriggerQuantity).
• The measurement report can be configured to report RSRP/RSRQ or both
(ReportQuantity).
• Periodic reports can be generated after the Event criteria are met based on a configurable
parameter (reportInterval).
• Number of reports generated based on the event is controlled using a configurable
parameter (reportAmount)
0,40,64,80,100,128,
Time_To_Trigger ms 160,256,320,480,512,640,1024,1280,2560 480ms
,5120
RTRV-EUTRA-
A3-CNF Same as Trigger Quantity
Both (RSRQ &
Report_Quantity Or
RSRP)
Both
CHG-MEAS- *RSRP
S_Measure 0 ~ 97 60
FUNC Range
LSM Details
LSM Parameter Range/Size Default
Command
The RSRP measurement is
filtered by the UE before
sending the measurement report
using the following formula. M
fc0, fc1, fc2, fc3,
is the latest measured result, F
fc4, fc5, is the filtered result and the
factor “a” is based on the filter
Rsrp_Filter_Coefficient fc6, fc7, fc8, fc9, 4
coefficient. More the co-
fc11, fc13, efficient the new filtered result
is influenced more by the
fc15, fc17, fc19
previous filtered value than the
current measured value.
a = 1/2(k/4)
CHG-QUANT-
EUTRA
The RSRQ measurement is
filtered by the UE before
sending the measurement report
fc0, fc1, fc2, fc3, using the following formula. M
fc4, fc5, is the latest measured result, F
is the filtered result and a is
rsrqFilterCoefficient fc6, fc7, fc8, fc9, 4 based on the filter coefficient.
fc11, fc13, More the co-efficient the new
filtered result is influenced
fc15, fc17, fc19 more by the previous filtered
value than the current measured
value.
A3 offset and Smeasure are two critical parameters which can be tweaked to improve handover
performance. Additionally, „cell individual offset‟ and „Hysteresis‟ parameters can be applied to
improve handover performance.
Mn is the measurement result of the neighbouring cell, not taking into account any offsets.
Ofn is the frequency specific offset of the frequency of the neighbour cell (i.e. offsetFreq as
defined within measObjectEUTRA corresponding to the frequency of the neighbour cell).
Ocn is the cell specific offset of the neighbour cell (i.e. cellIndividualOffset as defined within
measObjectEUTRA corresponding to the frequency of the neighbour cell), and set to zero if
not configured for the neighbour cell.
Ms is the measurement result of the serving cell, not taking into account any offsets.
Ofs is the frequency specific offset of the serving frequency (i.e. offsetFreq as defined within
measObjectEUTRA corresponding to the serving frequency).
Ocs is the cell specific offset of the serving cell (i.e. cellIndividualOffset as defined within
measObjectEUTRA corresponding to the serving frequency), and is set to zero if not
configured for the serving cell.
Hys is the hysteresis parameter for this event (i.e. hysteresis as defined within
reportConfigEUTRA for this event).
Off is the offset parameter for this event (i.e. a3-Offset as defined within reportConfigEUTRA
for this event).
Mn, Ms are expressed in dBm in case of RSRP, or in dB in case of RSRQ.
Condition where multiple handovers are recorded within a very short period between same two
cells in stationary or mobile scenario is known as Ping-Pong. Ping-Pong condition affects the end
user as more processing time results in poor user experience. This situation arises when both source
and target sectors meet the handover thresholds and are equivalent in signal strength. Ping-Pong
can occur in both strong and weak conditions. A3 offset, S-measure, Hysteresis and Cell individual
offset are some parameters which can be tweaked to reduce Ping-Pong rate. Fig 1I shows an
example of Ping-Pong condition
Samsung eNB's neighbor optimization function calculates the neighbor priority and optimally
manages the neighbor information based on calculated priority. In addition, it prevents handover
execution for a specific cell using handover blacklist feature. The priority is calculated using
handover statistics. It maintains the optimum and most current neighbor information by
periodically calculating the priorities.
Measurement Report
HO preparation
HO Command
HO execution
(1) HO Statistics
The automatic neighbor relation function through UE measurement is used for adding
neighbors via the LSM or the UE measurement in the following cases:
During UE handover
When source cell lacks the target cell neighbor information
Implementation of Neighbor list for underlying CDMA network is needed to facilitate EUTRAN to
CDMA2000 handover. On LTE side, appropriate neighboring sectors with PN and channel
information are populated. Right HRPD neighbors can be selected based statistics such as
Handover matrix (HOM) data of CDMA network. Optimization drive test can also give useful
information in defining missing or appropriate neighbors for EUTRAN to CDMA2000
interworking.
Below table explains Parameters and Events used on EUTRAN to CDMA2000 interworking:
Each cells Reference signal transmits a pseudo random sequence corresponding to assigned PCI.
And channel quality measurements are also made on reference signals. Thus, an optimized
allocation of PCIs is needed to avoid problems in cell recognition or cell search. During PCI
planning, one needs to avoid same PCI and PSS on neighboring cell. This eliminates confusion in
cell search and also reduces interference which can occur due to PSS or reference signal collision.
N CS value
N CS configuration
Unrestricted set Restricted set
0 0 15
1 13 18
2 15 22
3 18 26
4 22 32
5 26 38
6 32 46
7 38 55
8 46 68
9 59 82
10 76 100
11 93 128
12 119 158
13 167 202
14 279 237
15 419 -
LSM Parameter
Parameter Range Default
type
Root_sequence_Index 0 ~ 837 Planned
Zero_correl_zone_config 0 ~ 15 12
3 (Alpha)
CHG-PRACH-
CONF 4 (Beta)
Prach_Config_Index 0 ~ 63
5 (Gamma)
A failure occurs in GW
S1AP_CauseRadio during the handover, or When the target eNB receives the
256 0X0100 Network_ the handover preparation Handover Cancel message from
unspecified fails if the MME cannot the source eNB.
process the handover.
- When gbrType of QCI received
within
E_RABLevelQoSParameters IE of
the Initial Context Setup Request
message is GBR but
gbrQosInformation received is not
present.
- When gbrType of QCI received
within
E_RABLevelQoSParameters IE of
S1AP_invalid_qos_ The action fails due to
283 0x011B the E_RAB Setup Request
combination invalid QoS combination.
message is GBR but
gbrQosInformation received is not
present.
- When gbrType of QCI received
within
E_RABLevelQoSParameters IE of
the E_RAB Modify Request
message is GBR but
gbrQosInformation received is not
present.
Used in the UE context release
S1AP_authenticatio The action occurs due to
307 0x0133 when the call fails due to the
n_failure the authentication failure.
authentication failure.
When the target eNB receives the
X2AP_CauseMisc_ Default X2 cause in the
566 0X0236 Handover Cancel message from
unspecified eNB.
the source eNB.
When
The RRC Connection
timRrcConnectionReEstablish
Reestablishment
message is received due to the
Complete message is not
RRC_TMOUT_ timer termination while waiting to
received after the RRC
770 0X0302 rrcConnectionReEs receive the RRC Connection
Connection
tablish Reestablishment Complete
Reestablishment
message after the RRC
message is sent to the
Connection Reestablishment
UE.
message is sent to the UE
When the
The Security Mode timRrcSecurityModeCommand
Complete message is not message is received due to the
RRC_TMOUT_
received after the timer termination while waiting to
771 0X0303 rrcSecurityModeCo
Security Mode Command receive Security Mode Complete
mmand
message is sent to the message after the Security Mode
UE. Command message is sent to the
UE
When the
The UE Capability timRrcUeCapabilityEnquiry
Information message is message is received due to the
RRC_TMOUT_
not received after the UE timer termination while waiting to
772 0X0304 rrcUeCapabilityEnq
Capability Enquiry receive the UE Capability
uiry
message is sent to the Information message after the UE
UE. Capability Enquiry message is
sent to the UE
When the
timInternalResourceSetup
message is received due to the
timer termination while waiting to
receive the response after the
SetupReq message is sent to
assign resources to the protocol
blocks within the eNB
When the
The timInternalReestablishControl
msgCrlcControlSuccess message is received due to the
or timer termination while waiting to
msgCpdcpControlSucces receive the
RRC_TMOUT_
s is not received after the msgCrlcControlSuccess or
821 0X0335 internalReestablish
msgCrlcControl, msgCpdcpControlSuccess
Control
msgCpdcpControl message after the msgCrlcControl
message is sent for RLC, or msgCpdcpControl message is
PDCP reestablishment sent for RLC, PDCP
during inter eNB HO. reestablishment during inter eNB
HO
When the
timInternalDataTransferStart
message is received due to the
timer termination while waiting to
receive the
msgCpdcpControlSuccess
The message after the
msgCpdcpControlSucces msgCpdcpControl message is
RRC_TMOUT_ sent
s message is not
823 0X0337 internalDataTransfe
received after the
rStart - INCELLresume state: key
msgCpdcpControl
message is sent. refreshing
- INTRAresume state: Intra Cell
handover
- INTERstart_T state: Inter eNB
handover
- REESTresume1 state:
Reestablish
When the
RRC_USER_INAC msgCmacPhyUserInactivityInd
833 0X0341 UE is in inactive status.
TIVITY message is received from the
MACB.
RRC_RADIO_LINK The radio link with the The MAC notifies the ECCB of the
835 0X0343
_ FAILURE UE failed. possible release of the uplink
ECCB_RELEASE_
The call is released due
DUE_ When the relcallall command is
851 0x353 to the internal cause of
TO_ENB_GENERA executed
the eNB.
TED_ REASON
If calls are generated
more than the number of When DRB ID and LOCH ID are
RRM_MAX_DRB_ DRB that can be assigned after the Initial Context
875 0X036B
COUNT_ OVER accommodated by cell, Setup Request or E-RAB Setup
they are rejected by Request message is received
CAC.
If calls with the QoS that
When the permission is checked
cannot be
RRM_QOSCAC_F to allow new calls after the Rrc
876 0X036C accommodated by cell,
AIL Connection Request or Handover
they are rejected by
Request message is received.
CAC.
If DRB is generated
exceeding the When DRB ID and LOCH ID are
MAX_DRB or assigned after the Initial Context
880 0X0370 RRM_RBID_FULL
MAX_LOGH per call, Setup Request or E-RAB Setup
DRB ID and LOCH ID Request message is received
cannot be assigned.
During SR resource
assignment and When SR resources are assigned
cancellation, the SR after the Rrc Connection Request
RRM_SR_DB_ABN
908 0X038C resource search is not or Handover Request message is
ORMAL
allowed to exceed the received, or the SR resources are
Max value of the SPS cleared following the call release
resource DB.
Assigning duplicate
RRM_TPC_PUCC When TPC PUCCH resources are
resources is not allowed
H_ assigned after the Rrc Connection
925 0X039D since the TPC PUCCH
RNTI_ALREADY_ Request or Handover Request
resources are already
ASSIGNED message is received
assigned.
CHAPTER 4. References
https://Systems.samsungwireless.com/
o Network Vision > Publications > Sprint > 4G RAN > Manuals
430 LTE eNB Maintenance Troubleshooting Manual
410 MMBS Operational Manual