Geotechnical Analysis of Heat Exchanger Piles
Geotechnical Analysis of Heat Exchanger Piles
Geotechnical Analysis of Heat Exchanger Piles
Abstract: There is currently a lack of established calculation methods for the geotechnical design of heat exchanger piles, although the
technology is experiencing a fast expansion. Instead of quantifying the effects of temperature changes on the static behavior of heat exchanger
piles, the common geotechnical practice is to apply a large overall security factor. This is done to be on the side of safety with respect to
thermal effects. The few existing in situ experiments show that applying a thermal load induces a significant change in the stress-strain state of
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a pile. This paper presents a geotechnical numerical analysis method based on the load-transfer approach that assesses the main effects of
temperature changes on pile behavior. The method is validated on the basis of in situ measurements of the loads and deformations experienced
by heat exchanger test piles. The occurrence of critical design situations is further discussed. Some conclusions are formulated on concrete
failure and the full mobilization of the pile shaft friction and base resistance during the operation of the heat exchange system. DOI: 10.1061/
(ASCE)GT.1943-5606.0000513. © 2011 American Society of Civil Engineers.
CE Database subject headings: Design; Pile foundations; Temperature effects; Heating; Cooling; Thermal stress; Skin friction.
Author keywords: Foundation design; Pile foundations; Temperature effects; Heating; Cooling; Thermal stress; Skin friction.
Layer 1
Layer 2
Soil
Fig. 1. Schematic representation of a heat exchanger pile system (Laloui et al. 2003, © 2008 Canadian Science Publishing or its licensors.
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0.0 0.0
Table 1. Number of Energy Piles Built Per Year in the United Kingdom
(T. Amis, personal communication, January 2009) Soil A 1
z Alluvial soil Optical fibers
Year 2005 2006 2007 2008
5.0 5.0 (SMARTEC)
Energy piles per year 150 440 1495 1596 Extensometer
Soil A 2
Alluvial soil
(TELEMAC)
10.0 10.0
strain, εth;f , is blocked by the surrounding soil and the structure, so Radial optical fibers
that only the observed strain, εth;o , is finally produced. The fact that (SMARTEC)
Pile
the soil and the structure restrain the pile in its movements intro- 15.0 15.0
duces some additional stresses in the pile. Load cell
Soil B
Sandy gravelly
(TELEMAC)
Degree of Freedom of the Pile and Induced Stresses 20.0
moraine
20.0
A convenient way to cope with the process and to assess the addi-
Soil C
tional stresses in the pile is to use the degree of freedom of the pile Bottom moraine 25.0
25.0
(denoted as n). The degree of freedom of the pile is defined by the
Soil D
ratio between the free and observed axial strains, εth;f and εth;o Molasse
(Bochon 1992; Laloui et al. 2003): 30.0 Channel system 30.0
εth;o
n¼ ð1Þ Fig. 2. Soil profile and instrumentation of the EPFL pile (Laloui et al.
εth;f
2003, © 2008 Canadian Science Publishing or its licensors. Repro-
The degree of freedom is theoretically zero when the pile is com- duced with permission)
pletely blocked and 1 when the pile is completely free to move.
Generally, n ranges from zero to 1 as a result of the variable shaft
pile was found to depend on the type of surrounding soil. The re-
friction mobilization and restraint at the two extremities of the pile.
lated additional thermally induced axial load in the concrete pile
The observed strain reads εth;o ¼ n · α · ΔT. The blocked strain,
was rather large. It also turned out that, as a result of the rather
εth;d , is the difference between the observed strain and the free
strain: uniform nature of the thermal effects, axial stresses at the pile base
during heating were much larger than the stresses (almost zero) cre-
εth;d ¼ ðn 1Þ · εth;f ð2Þ ated by the dead weight of the building alone (Laloui et al. 2006).
The expansion of the pile tended to relieve the shaft friction, except
Assuming a linear elastic behavior, the additional stress, σth , caused in the lower part of the pile, in which it was increased.
by thermal loading is proportional to εth;d : Bourne-Webb et al. (2009) presented another in situ test cam-
paign involving an instrumented heat exchanger pile (Fig. 3). From
σth ¼ εth;d · E pile ¼ ðn 1Þ · α · ΔT · Epile ð3Þ
the test data, the writers concluded that, in the specific test situation,
in which E pile = Young modulus of the pile. the pile was floating in the ground with little constraint on its move-
One of the difficulties of assessing stress and strain in heat ment at both ends, contrary to the situation that occurred in Laloui
exchanger piles lies in the evaluation of an appropriate value for et al. (2003). As a consequence, the load increase in the pile was
the degree of freedom and, more generally, of the way the thermal much less uniform. On this basis, Bourne-Webb et al. (2009) pro-
strains are restrained by the ground and the supported structure. A posed a simplified scheme to assess the response of the pile to ther-
priori, only an in situ strain measurement along the pile while it is mal loading with uniform lateral friction along the pile shaft. It was
heated or cooled down would provide an exact value of n. Laloui assumed that the degree of freedom was maximal (equal to unity) at
et al. (2003) measured the observed strains along an instrumented the extremities of the pile and minimal in the middle of the pile at
heat exchanger pile subjected to varying mechanical loads and tem- the null point, where no thermal induced displacement is observed.
perature changes (Fig. 2). The writers were able to derive the values In the following sections, we present an original method that
of the degree of freedom with respect to depth for different uses the load-transfer concept (Coyle and Reese 1966). The
mechanical and thermal loads. The intensity of strains in the test proposed method allows the calculation of heat exchanger pile
1 1
z1 Ts,mec,1
h1
2 2
z2 Ts,mec,2
h2
3 3
z3 Ts,mec,3
n-1 n-1
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zn-1 Ts,mec,n-1
hn-1
n zn n
Ts,mec,n
Tb,mec
(a) (b)
Th,th
z1 Ts,th,1
1 1
h1
Ts,th,2
z2
2 2
h2
Ts,th,3
3 z3 3
n-1 n-1
Ts,th,n-1
hn-1
n zn n
Fig. 3. Soil profile and instrumentation of the Lambeth College pile Ts,th,n
(reprinted from Bourne-Webb et al. 2009, with permission from ICE Tb,th
Publishing)
(c) (d)
Fig. 4. Finite-difference model for heat exchanger pile load and dis-
displacements and mobilized efforts when the pile is subjected to placement computation: (a) model for mechanical load (zi: displace-
both mechanical (structure weight) and thermal (heat carrying fluid ment of pile segment i); (b) external forces Ts; mec; i and Tb; mec
circulation) loads, considering the soil/pile mechanical interactions. mobilized by mechanical loading; (c) model for thermal loading
(zi: displacement of pile segment i); (d) external forces T h;th , T s;th;i ,
and T b;th mobilized by thermal loading
New Geotechnical Analysis Method for Heat
Exchanger Piles
2. The properties of the pile, namely its Young modulus, Epile ,
and coefficient of thermal expansion, α, remain constant along
Basic Assumptions the pile and do not change with temperature. The weight of the
The method relies on the following basic assumptions pile is neglected.
(simplifications): 3. The relationships between the shaft friction/shaft displace-
1. The pile displacement calculation is done with a one- ment, head stress/head displacement, and base stress/base dis-
dimensional finite difference scheme. Only the axial displace- placement are known.
ments are considered. The radial displacements and their 4. The soil and soil-pile interaction properties do not change with
mechanical interactions with the soil are neglected (such inter- temperature.
actions are considered small with regards to the effects of the Upward movements are taken as positive; downward move-
axial displacements). ments are negative. Tensile stresses are taken as positive.
transfer method (Seed and Reese 1957; Coyle and Reese 1966). In bearing capacity value at the pile base, qb ). From these stress values
this method, the pile is subdivided into several rigid elements, on, the slopes of the load-transfer curves take a value equal to K s =5
which are connected by springs representing the pile stiffness. Each (pile shaft friction) and K b =5 (pile base reaction), respectively, until
rigid element experiences an elastoplastic interaction with the sur- the ultimate values are reached.
rounding soil along its side. The pile base element is supported by In the present study, an unloading branch has been added, ac-
the reaction of the substrate with the pile/soil interaction being elas- counting for the irreversible behavior of the soil. The slopes of the
toplastic, as well [Fig. 4(a)]. The relation between the shaft friction unloading branch are K s and K b , for shaft friction and the reaction
and pile displacements, along with the relation between the normal at the base, respectively. Therefore, only the first branch of the
stresses and the pile displacements at the base, are described by load-transfer curves defines a linear elastic behavior.
load-transfer functions. This discretization of the system allows The ultimate shaft friction, qs , and the ultimate bearing capacity,
us to consider various soil layers with distinct properties and the qb , define the plateau of the load-transfer curves. They can be em-
variation of the soil properties with depth. pirically or analytically related to the soil parameters via classical
In the case of thermal loading, the heat exchanger pile moves, methods (Lang and Huder 1978; Legrand et al. 1993).
whereas the weight P of the upper structure remains unchanged. The load-transfer curves describe the mobilized stress of a given
The originality of the present approach is to introduce an additional displacement. Fig. 5 shows the load-transfer curves used for the
spring linked to the pile head element [Fig. 4(c)] to represent the soil-pile interaction, ts;i z and tb;i z. The pile-supported structure
restraining effect of the upper structure. This additional spring is interaction is considered linear elastic as well and is represented
considered only when a thermal loading is applied. by the spring constant K h , so that t h ¼ K h z1 . K h ultimately de-
A number of load-transfer functions are available in the litera- pends on many factors, such as the supported structure rigidity, the
ture (Randolph and Wroth 1978; Frank and Zhao 1982; Armaleh type of contact between the pile and the foundation raft, and the
and Desai 1987; Frank et al. 1991). In this paper, the curves pro- position and the number of heat exchanger piles. K h is chosen, with
posed by Frank and Zhao (1982) are used. The shapes of the curves the unit stress/displacement, over the pile section. This allows us to
for the mobilized shaft friction and base reaction, respectively, ver- use the same units for all springs, in particular those at the pile
sus pile displacements are illustrated in Fig. 5. The shape of the extremities. The sensitivity of the model to variations of K h and
curves, with two linear parts and a plateau equal to the ultimate K b is of the same order [see the discussion in a later section of
value, conforms to the behavior often observed in pile in situ load- the example of the EPFL (Swiss Federal Institute of Technology
ing tests (Frank and Zhao 1982). These load-transfer functions are Lausanne) case study].
chosen for convenience, without a loss of generality with respect to The mobilized external forces T s;i , T h;i , and T b;i , as illustrated in
the thermomechanical response of the heat exchange pile. Other Figs. 4(b) and 4(d), are obtained by multiplying the considered
forms are indeed possible. stress by the surface on which it is acting.
ts
qs
Ks/5 tb
qs/2
Ks qb
Ks zedge1 zedge2 Kb/5
z
qb/2
-zedge2 -zedge1 Ks Kb
Ks Kb
- qs/2 -z
-zedge2 -zedge1
Ks/5
- qs
(a) (b)
Fig. 5. Load-transfer curves proposed by Frank and Zhao (1982); (a) evolution of the mobilized shaft friction ts with respect to pile displacements;
(b) evolution of the mobilized reaction on the base of the pile tb with respect to pile displacements
Initialization by Mechanical Loading chosen so that the axial force, F H;1 , of the element at the head of the
pile is equal to the weight, P, transferred by the building. The equi-
The displacement of the pile under a given mechanical load, P, is librium of external forces T b , T s;i , and P [see Fig. 4(b)] is therefore
computed with the load-transfer method, as described by Coyle and verified as
Reese (1966). The element i, of length hi , diameter D, and section X n
A, is sketched in Fig. 6. F B;i is the axial force acting at the element Tb þ T s;i þ P ¼ 0 ð10Þ
i¼1
base, F M;i is the axial force acting in the middle, and F H;i is the
axial force acting at the element head; the axial displacements Knowing the value of the axial forces from the previous calculation,
are zB;i , zM;i , and zH;i , respectively. t s;i is the average side friction the strain caused by mechanical loading, εmec , can be derived.
of the element.
Knowing the value of F B;i and assuming a constant shear stress Thermal Loading
along the lower half side of the element, the direct application of
Hooke’s law yields a relative displacement, Δz, in the middle of When a pile is heated or cooled, it expands or contracts about a
element i: null point (Bourne-Webb et al. 2009). For instance, in Figs. 4(c)
and 4(d), this specific point is located between elements 3 and
n 1. Actually, the null point is situated at that depth, NP, where
F B;i þ F M;i 1 hi
Δzi ¼ · · the sum of the mobilized friction along the upper part plus the re-
2 AE 2
action of the structure is equal to the sum of the mobilized friction
1 h Dπ 1 hi along the lower part plus the reaction at the base. According to the
¼ F B;i þ · i · ts;i ðzM;i Þ · · ð5Þ
2 2 AE 2 notations in Fig. 4, this can be expressed by
X X
NP X
n
With Δzi ¼ zM;i zB;i , one obtains T th;NP ¼ T s;th;i þ T h;th þ T s;th;i þ T b;th ¼ 0 ð11Þ
i¼1 i¼NPþ1
1 hi Dπ 1 hi
zM;i zB;i F B;i þ · · ts;i ðzM;i Þ · · ¼0 ð6Þ
2 2 AE 2 Case without Mechanical Loading
We first consider the particular case of heating and cooling without
To obtain the value of zM;i , Eq. (6) is solved iteratively until the any mechanical load. In this case, there is no strain prior to temper-
required precision is reached. Once zM;i is known, one can deduce ature change, and the initialization state remains at the origin of
the axial force in the middle of the element F M;i : the load-transfer curves. In order to assess the blocked strain, an
iterative procedure is applied following the method described
subsequently.
1. Choice of a starting value for the observed deformation.
FH,i To compute a first set of mobilized resistance (mobilized
shaft friction and resistance at the extremities), the pile is ini-
tially assumed to be totally free to move. The first displace-
ment calculations are therefore done with εth ¼ εth;f ¼ αΔT.
2. Displacement calculation.
FM,i hi By definition, there is no displacement at the null point
ts,i
(thus, zth;NP ¼ 0). The displacements zth;i of the upper elements
NP 1 to 1 are zth;i ¼ zth;iþ1 þ hi · εth;i , whereas those of the
lower elements NP þ 1 to n are zth;i ¼ zth;i1 hi · εth;i
By using the t-z curve, we obtain a first set of mobilized
reaction stresses. The axial stress in the pile σth;i , induced
FB,i by the thermal free displacement of the pile, is the sum of
all the external forces divided by the pile section A. The sum-
Fig. 6. Sketch of a pile element (after TERRASOL 2009); FB; i is the mation begins at the base of the pile from n to i:
axial force acting at the bottom, FM; i the is the axial force acting in X
i
the middle, and FH; i is the axial force acting at the pile head; ts; i is the 1
σth;i ¼ T th;b þ hi Dπ t th;s;j ð12Þ
average shaft friction j¼n
A
Case with Mechanical Loading strains were therefore only attributable to the thermal load. In
In this case, the thermal displacement calculation (step 2) is calcu- Test 7, the whole building was built and acting on the pile. Varying
lated from a nonzero initialized displacement and strain state changes in temperature were applied (up to 21.8°C in Test 1 and
induced by the mechanical loading. In the case of unloading 14.3°C for Test 7).
(uplift), the stress path in Fig. 5 follows the unloading branch. The measured temperatures were not constant along the pile
depth, showing a maximal deviation of 2°C around the average
Numerical Implementation
value. The experimental data for strain and degree of freedom are
The previously mentioned numerical method has been coded in shown at the interface among the five soil layers. The test showed
the Java programming language. The obtained numerical code has that strains in the pile are thermoelastic in nature. Their intensity
been validated against an analytical calculation of the deformations clearly depends on the surrounding soil type.
of the pile for a mechanical loading. In the present case, the values of K s and qs are not directly acces-
In the code, several soil layers can be considered. For each layer, sible from the available reconnaissance tests. For soil layers A, B,
specific soil proprieties can be defined. The bearing capacity can and C, the elastic slope, K s , of the load-transfer function is directly
either be calculated by the code from analytical expressions follow- determined from in situ testing by using the mobilized friction as a
ing Lang and Huder (1978) or Legrand et al. (1993) or set directly function of the measured displacements. This is justified by the fact
by the user. In order to set the load-transfer function proposed by that the measured response was elastic. It is assumed that, with
Frank and Zhao (1982), one can enter the Menard pressuremeter respect to the curve given in Fig. 5, the highest measured displace-
modulus and the ultimate shear stress and bearing capacity at the ment corresponds to the specific displacement zedge1 . This con-
base. The interaction between the pile and the supported structure is strains a value for the ultimate shear stress, qs . For soil layer D
modeled by an elastic law, the stiffness of which is directly defined (molasse), the value of qb ¼ 11 MPa corresponds to the one used
by the user. for the geotechnical design (Laloui et al. 2003). No precise infor-
Pile geometry and material parameters (Young modulus and mation for the value K b for layer D (molasse) is available. K b for
thermal expansion coefficient) are set to be constant with depth.
the molasse varied between one and two times the K b value for the
The weight of the building (i.e., the mechanical load) and the
moraine (layer C), knowing that molasse is the stiffest stratum of
change in temperature (i.e., the thermal load) are both defined
the geological profile. The complete set of soil parameters are listed
by the user.
in Table 2.
The verification of the static behavior of the pile is further done
In the following numerical validation, the measured varying
by comparing the total axial stress to the resistance of the concrete
temperature profile along the pile shaft is applied. The pile section
pile on the one hand, and the total mobilized bearing forces to the
is considered to be constant. Both experimental and modeled
ultimate bearing capacity on the other hand.
pile axial strains for Test 1 are shown in Figs. 7(a)–7(d) for suc-
cessive average temperature increments up to the final value
Validation of the Method (ΔT ¼ 21:8°C). As previously mentioned, Test 1 was performed
before the construction of the building; the mechanical load and
In order to validate the method, we require experimental data on pile head structure contact stiffness (K h ) are therefore set to zero.
the stresses and strains experienced by a heat exchanger pile. As Fig. 8 shows the experimental and numerical results for Test 7 in
already stated, such results are quite rare. The validation of the the form of the degree of freedom. The degree of freedom is directly
present method is undertaken by using the results of two compre- deduced from the strains following Eq. (1). The soil parameters are
hensive full-scale in situ tests: one carried out at the EPFL in the same as in Test 1. Because the building is completely con-
Lausanne, Switzerland (Laloui et al. 2003, 2006) and another structed (representing a mechanical load of P ¼ 1000 kN), a stiff-
undertaken at Lambeth College in London, United Kingdom ness, K h ¼ 2 GPa=m, is further imposed at the contact pile head
(Bourne-Webb et al. 2009).
In Situ Energy Pile at EPFL (Switzerland) Table 2. Soil Parameters Used for Modeling the EPFL Pile
A heat exchanger pile that was part of a pile raft supporting a four- Soil layer A1 A2 B C D
storey building was equipped with load cells, extensometers (both K s (MPa=m) 16.7 10.8 18.2 121.4 —
fiber-optic and vibrating-wire), and temperature sensors (Laloui qs (kPa) 102 70 74 160 —
et al. 2003, 2006). This pile was subjected to a thermal load gen-
K b (MPa=m) — — — — 667.7–1335.4
erated by a heat carrying fluid circulating in polyethylene pipes
qb (MPa) — — — — 11
embedded in the concrete pile. The pile tested was located at
Depth [m]
−10
K = 1.5 GPa/m
−15 ∆T = 7.5°C −15
Experimental
−20 Model: Kb (D)=Kb (C) −20
Model: Kb (D)=1.5Kb (C)
Model: Kb (D)=2Kb (C)
−25 −25
50 100 150 200 0 0.2 0.4 0.6 0.8 1
-6
(a) Strain x 10 [-] Degree of freedom [−]
−10 ∆T = 14.2°C that the proposed approach is able to reproduce the observed behav-
Experimental
Model: Kb (D)=Kb (C)
ior, either in the case of thermal loading alone (Fig. 7) or in the case
−15
Model: Kb (D)=1.5Kb (C) of both thermal and mechanical loading (Fig. 8). The difference
Model: Kb (D)=2Kb (C)
−20
between the applied average temperature and the actual tempera-
ture profile, previously mentioned, leads to an absolute error in
−25
the free thermal strain equal to 20 × 106 . Taking a degree of
50 100 150 200 freedom n equal to 0.5 (the lower bound of the n value in this case),
(b) Strain x 10 [-]
-6
the absolute error becomes equal to 10 × 106 . Such error values
are in the range of the difference between the experimental and
0
Experimental
numerical values, shown in Fig. 7.
Model: Kb (D)=Kb (C)
−5 Model: Kb (D)=1.5Kb (C) In Situ Energy Pile at Lambeth College (United
Model: Kb (D)=2Kb (C) Kingdom)
Depth [m]
−10
∆T = 17.4°C
Bourne-Webb et al. (2009) undertook a full-scale test on a pile lo-
−15 cated in a construction site at Lambeth College, London. The soil
profile and the pile instrumentation are given in Fig. 3. Most of the
−20 pile is installed in the London Clay formation, which extends well
below the toe level of the pile. The mechanical load was applied on
−25 the pile head with a loading frame. The strains were measured with
50 100 150 200 vibrating-wire strain gauges (VWSG) at six different depths and
-6
(c) Strain x 10 [-] with fiber-optic sensors (OFS) continuously with depth. The test
0 stages of interest were as follows: an initial mechanical loading
Experimental stage (two loading–unloading cycles at 1,200 and 1,800 kN, re-
Model: Kb (D)=Kb (C) spectively), a cooling stage (with a 1,200 kN mechanical load
−5 Model: Kb (D)=1.5Kb (C)
Model: Kb (D)=2Kb (C) and ΔT ¼ 19°C), and a heating stage (maintaining the
1,200 kN mechanical load when ΔT ¼ þ10°C). Note that residual
Depth [m]
−10 ∆T = 21.8°C
strains were observed after the initial mechanical loading stage. The
−15 test data also showed significant strain variations in the upper 6 m
of the pile, partly because of eccentric loading at the pile head,
−20 suggesting that little resistance was mobilized in this zone
(Bourne-Webb et al. 2009).
−25 The coefficient of thermal expansion of the pile, α, is equal to
50 100 150 200 8:5 × 106 °C1 , and the Young modulus, E, is equal to 40 GPa
(d) -6
Strain x 10 [-] (Bourne-Webb et al. 2009). For this numerical validation, a typical
London Clay value for the Menard pressuremeter modulus is used
Fig. 7. Modeled versus measured strains for successive changes in tem- (Marsland and Randolph 1977). The ultimate shear resistance var-
perature, Test 1: (a) ΔT ¼ 7:5°C; (b) ΔT ¼ 14:2°C; (c) ΔT ¼ 17:4°C; ied between 60 and 80 kPa. The latter values are deduced from the
(d) ΔT ¼ 21:8°C (experimental data from Laloui et al. 2003); K b ðXÞ
limit pressure obtained by Menard pressuremeter tests on London
stands for K b of layer X
Clay (Marsland and Randolph 1977; Amar et al. 1991).
As suggested by the experimental results, the shear resistance of
structure. K h , as the only parameter for which no information is the upper 6.5 m is not considered. The mechanical load Pz¼6:5 m
available, is chosen to match the measured degree of freedom. is therefore adapted to equal the strain εz¼6:5 m as a result of the
The excellent fit of the method results with the experimental initial mechanical loading at this depth, as measured by VWSG
data for varying changes in temperature (see Figs. 7 and 8) shows instrumentation:
face along the neglected upper 6.5 m. The value is taken as equal to loaded to 1,200 kN during the in situ test.
K h ¼ 10 GPa=m (on the basis of estimates of the beam profile and The strain represented at the end of the temperature loading in
Figs. 9(b) and 9(c) is not the directly measured strain but the sum of
0
0
VWSG: 1200kN
−5 OFS: 1200kN
−5 Model: 1200kN
Depth [m]
−10
Depth [m]
−10
−15 VWSG: 1200kN
OFS: 1200kN
Model: 1200kN −15
VWSG: 1800kN
−20 OFS: 1800kN
Model: 1800kN
−20
−250 −200 −150 −100 −50 0
-6
(a) Strain x 10 [-] −100 −50 0 50 100
0
(a) Shear stress [kPa]
VWSG: 1200kN
OFS: 1200kN 0
Model: 1200kN
VWSG: end of cooling
−5 VWSG: end of cooling
OFS: end of cooling
OFS: end of cooling
Model: end of cooling −5 Model: end of cooling
Depth [m]
−10
Depth [m]
−10
−15
−15
−20
−20
−150 −100 −50 0 50 100
-6
(b) Strain x 10 [-] −100 −50 0 50 100
(b) Shear stress [kPa]
0
VWSG: 1200kN
OFS: 1200kN 0
Model: 1200kN
−5 VWSG: end of heating
OFS: end of heating
Model: end of heating −5
Depth [m]
−10
Depth [m]
−10
−15
−15
−20
VWSG: end of heating
−20 OFS: end of heating
−200 −100 0 100 Model: end of heating
(c) -6
Strain x 10 [-] −100 −50 0 50 100
(c) Shear stress [kPa]
Fig. 9. Modeled versus measured strains for (a) initial loading test,
(b) thermal test at end of cooling, and (c) thermal test at end of heating Fig. 10. Measured and predicted profiles of mobilized shear stress:
(experimental data from Bourne-Webb et al. 2009; OFS stands for optic (a) for a mechanical load P ¼ 1; 200 kN; (b) during pile cooling; and
fiber sensors and VWSG for vibrating-wire strain gauges); (a) loading (c) during pile heating (OFS: fiber-optic sensors, VWSG: vibrating-
to 1,200 and 1,800 kN; (b) cooling; (c) heating wire strain gauges)
Depth [m]
−4
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part of the pile and increase in shaft friction in the upper part are After Heating
accurately reproduced. In the case of heating, the increase in shaft −6
friction mobilization is well reproduced below 6 m in depth.
Because the shaft resistance is set to zero in the upper 6 m, the −8 Building Weight
decrease in friction mobilization in this zone is not captured.
The good agreement between measured and predicted friction is −10
−3 −2.5 −2 −1.5 −1
also an a posteriori confirmation of the load-transfer curve charac- (a) Displacement [mm]
teristics adopted for the simulation.
0
Floating pile
Study of Representative Examples −2
Depth [m]
In this section, we examine critical situations in which the temper- −4
ature changes in the pile could lead to structural failure of the pile
−6
element or serviceability limit state failure and ultimate bearing After Heating
resistance failure. Three types of piles are distinguished: floating
−8 Building Weight
pile, semifloating pile, and end-bearing pile. A pile with a given
geometry is considered; the pile is 10 m in length and 0.5 m in −10
diameter. The coefficient of thermal expansion of the pile is 35 40 45 50 55
(b) Shear stress [kPa]
α ¼ 1 × 105 °C1 , and the Young’s modulus is Epile ¼ 30 GPa.
The soil is homogenous (one layer). The other model parameters 0
(namely, the load-transfer function parameters qs , qb , K s , K b , K h , After Heating
and P) are adapted for each case. −2
Building Weight
If a pile is heated or cooled down, it will expand or contract
Depth [m]
about a null point, and friction will be mobilized to oppose move- −4 Resistance
ment. Maximum forces are reached when all parts of the pile move
in the same direction; the null point then lies on an extremity of the −6
pile. The model parameters are chosen in such a manner that this
−8
last situation prevails in the following calculations. In order for the
Floating pile
ultimate shaft friction capacity to be reached, the pile should move
−10
down. In the case of heating, the null point is situated at the head of −20 −15 −10 −5 0
(c) Axial stress [MPa]
the pile. In case of cooling, the pile contracts, but the null point is
also located at the head. Indeed, the pile head-supported structure 0
interaction does resist tensile stresses, whereas the pile base–soil Floating pile
interaction does not. −2
Building Weight
Depth [m]
qs (kPa) 50 EM (MPa) 20 Fig. 11. Changes in (a) displacements, (b) shear stresses along the in-
qb (MPa) 0 K h (GPa=m) 10 terface, (c) axial stresses, and (d) forces within the pile for a floating
P (kN) 650 ΔT (°C) 15 heat exchanger pile subjected to heating (ΔT ¼ 15°C)
−4 jacent piles. In the case of increased cooling, the tension could act
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After Cooling up to the head of the pile; this would mean that the pile pulls on the
−6
building.
Building Weight
−8 Example 2: Semifloating Pile
−10 A semifloating pile is defined as a pile that supports the weight of
−2 −1.5 −1 −0.5 0
(a) Displacement [mm] the building both at its base and through friction along its lateral
surface. This situation is, in fact, encountered in most practical
0 cases, so this situation is worthy of study.
Floating pile In the previous case (floating pile), the pile experienced failure
−2 by reaching the ultimate bearing capacity (heating) and possibly
tensile structural failure (cooling). In the present case, conditions
Depth [m]
−4 After Cooling
by which the structural resistance in compression is reached are
examined. For this purpose, a stiff soil is considered, with a rela-
−6 tively high strength (qs ¼ 250 kPa and qb ¼ 38:2 MPa); moreover,
both large mechanical and thermal loads are applied (see Table 5).
−8 Building Weight In particular, the applied temperature variation is beyond the
classical functioning range.
−10
−40 −20 0 20 40 60
(b) Shear stress [kPa] Mechanical Loading and Heating
−4
Building Weight
tance, the ultimate bearing capacity is not problematic.
−6 In the same situation, and for the same soil characteristics, hol-
low precast piles would be much more likely to experience struc-
−8 tural failure than cast-in-place concrete piles because the same axial
Floating pile load would be applied on a smaller section.
−10
−4000 −3000 −2000 −1000 0 1000 Mechanical Loading and Cooling
(c) Axial stress [kPa]
Fig. 14 illustrates that in this case, by using the parameters of
0
Table 5 and with a decrease of temperature to 50°C, the pile head
structure interaction and the stiff soil-pile shaft interaction com-
−2
pletely constrain the displacements in the upper 5 m (n ¼ 0).
Building Weight The behavior is close to the one of a floating pile. Below the depth
Depth [m]
−4
After Cooling of 5 m, when the pile starts to move, the unloading of shear stresses
Bearing Capacity is first observed, and the direction of shear stresses is reversed in the
−6
lowest part of the pile, as well. The development of negative shear
−8
stresses is supplemented with tensile axial stresses. Here, the same
Floating pile
phenomena of the reduced bearing forces, already discussed for the
−10
floating pile example, are observed.
−200 0 200 400 600 800
(d) Forces [kN] Table 5. Model Parameters for Case 2: Semifloating Pile
Fig. 12. Changes in (a) displacements, (b) shear stresses along the in- qs (kPa) 250 EM (MPa) 60
terface, (c) axial stresses, and (d) forces within the pile for a floating qb (MPa) 38.2 K h (GPa=m) 45
heat exchanger pile subjected to cooling (ΔT ¼ 15°C) P (kN) 2500 ΔT (°C) 50
Depth [m]
−4 −4
−6 −6 Building Weight
After Heating
−8 Building Weight −8
−10 −10
−4 −3 −2 −1 0 −3 −2 −1 0 1 2
(a) Displacement [mm] (a) Displacement [mm]
0 0
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Depth [m]
Depth [m]
−4 −4 After Cooling
After Heating
−6 −6
Building Weight
−8 −8 Building Weight
−10 −10
100 150 200 250 −200 −100 0 100 200 300
(b) Shear stress [kPa] (b) Shear stress [kPa]
0 0
Depth [m]
−4 −4
−2
Building Weight −2 Building Weight
Depth [m]
−4
Depth [m]
−4
After Cooling
−6 After Heating
Bearing Capacity −6
Bearing Capacity
−8
−8
Semi-floating pile
−10 Semi-floating pile
0 5000 10000 15000 −10
(d) Forces [kN] 0 5000 10000 15000
(d) Forces [kN]
Fig. 13. Changes in (a) displacements, (b) shear stresses along the
shaft, (c) axial stresses, and (d) forces within the pile for a semifloating Fig. 14. Changes in (a) displacements, (b) shear stresses along the
heat exchanger pile subjected to heating (ΔT ¼ 50°C) shaft, (c) axial stresses, and (d) forces within the pile for a semifloating
heat exchanger pile subjected to cooling (ΔT ¼ 50°C)
A simplified verification of the mechanical behavior of the pile load-transfer method, and considers the shear resistance of the sur-
when subjected to temperature changes could be based on the rounding soil and the tip resistance of the soil at the bottom of the
assumption that the pile degree of freedom is zero and that the null pile. The interaction between the pile and the supported structure,
point is located at the head of the pile. decisive in the case of thermal loading, is also taken into account. A
The verification of the structural resistance of the pile would be discretization of the pile in a number of segments enables us to
as follows, with the terms in Eqs. (15) and (16) as absolute values: consider various soil layers with distinct properties and the varia-
tion of the soil properties with depth. An iterative procedure allows
Rcompression ≥ ΔT · α · EPile · A þ P and the thermal strains and the associated additional efforts, when the
ð15Þ pile is subjected to both axial mechanical loading and temperature
Rtension ≥ ΔT · α · EPile · A P changes, to be quantified. The method is validated on the basis of in
situ measurements of the loads and deformations experienced by
Rcompression and Rtension = pile resistance to compressive and tensile heat exchanger test piles.
forces, respectively. In the verification of the bearing capacity, the The method is further applied to representative situations
temperature-induced forces have to be added to the building (floating pile, semifloating pile, and end-bearing pile). A simplified
weight: scheme can be drawn; the heating of the pile induces additional
compression in the pile and increases the mobilized shear stress.
X
head The cooling can induce a release of mobilized shear stress, possibly
Qp þ Qs ≥ P þ ΔT · α · EPile · A ð16Þ leading to the reversal of shear stress signs and the development of
base tensile stress in the pile.
We must stress that there is interplay between the changes in
However, a zero degree of freedom is unlikely. On the contrary, the friction mobilization and the additional efforts within the pile,
pile is more or less restrained. It is important to stress that there is caused by the changes in temperature and the prevailing soil-pile-
interplay between the changes in friction mobilization and the addi- supported structure interactions. This deserves a careful analysis
tional efforts within the pile; this interplay is caused by the changes in each case. The proposed method is believed to furnish adequate
in temperature and the prevailing soil-pile-supported structure in- analyses for user-defined problems.
teractions. This deserves a careful analysis in each case, and the
method proposed in this paper allows such an analysis. The permit-
ted mechanical and thermal loads are more realistic than the ones Acknowledgments
that could have been determined by limiting values through, for
instance, the separate verifications of the ultimate bearing capacity, The writers would like to thank the reviewers for their very con-
the internal stresses, and pile head displacements. structive comments, and Mrs Alice Di Donna for her contribution
The present approach does not consider directly changes in tem- to the validation of the numerical code. This work was partly
perature within the soil and its consequences (i.e., possible ther- funded by Swisselectric Research.
mally induced soil deformations or temperature effects on the
soil and interface properties causing changes in the soil bearing
capacity). In service conditions (i.e., for temperature roughly rang-
References
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