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Sample BenOwn Form

This document is a Form 4 filed with the SEC by Anna Marrs, an officer at American Express Co, reporting changes in beneficial ownership of securities. The transactions occurred on March 4, 2025, involving the acquisition and disposition of common stock under a 10b5-1 Trading Plan. The form details the number of shares acquired and sold, along with their respective prices, and includes a weighted average price for the transactions.

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0% found this document useful (0 votes)
9 views

Sample BenOwn Form

This document is a Form 4 filed with the SEC by Anna Marrs, an officer at American Express Co, reporting changes in beneficial ownership of securities. The transactions occurred on March 4, 2025, involving the acquisition and disposition of common stock under a 10b5-1 Trading Plan. The form details the number of shares acquired and sold, along with their respective prices, and includes a weighted average price for the transactions.

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empressmajorsel
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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OMB APPROVAL

FORM 4 OMB Number: 3235-0287


Estimated average burden
☐ Check this box if no longer hours per response... 0.5
subject to Section 16. Form 4 or
Form 5 obligations may UNITED STATES SECURITIES AND EXCHANGE COMMISSION
continue. See Instruction 1(b). Washington, D.C. 20549
☒ Check this box to indicate
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
that a transaction was made
pursuant to a contract, SECURITIES
instruction or written plan that is
intended to satisfy the
affirmative defense conditions
of Rule 10b5-1(c). See
Instruction 10.
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Marrs Anna AMERICAN EXPRESS CO [ AXP ]
_____ Director _____ 10% Owner
(Last) (First) (Middle) 3. Date of Earliest Transaction (MM/DD/YYYY)
__X__ Officer (give title below) _____ Other (specify below)
Group Pres., GMNS
200 VESEY STREET, AMERICAN 3/4/2025
EXPRESS TOWER
(Street) 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)

NEW YORK, NY 10285-5001 _X _ Form filed by One Reporting Person


___ Form filed by More than One Reporting Person
(City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned


1.Title of Security 2. Trans. Date 2A. Deemed 3. Trans. Code 4. Securities Acquired (A) or 5. Amount of Securities Beneficially Owned 6. 7. Nature
(Instr. 3) Execution (Instr. 8) Disposed of (D) Following Reported Transaction(s) Ownership of Indirect
Date, if any (Instr. 3, 4 and 5) (Instr. 3 and 4) Form: Beneficial
Direct (D) Ownership
or Indirect (Instr. 4)
(A) or (I) (Instr.
Code V Amount (D) Price 4)
Common Stock 3/4/2025 M 16,274 (1) A $177.06 47,715.534 (2) D
Common Stock 3/4/2025 S (1) D (3) 44,038.534 D
3,677 $285
Common Stock 3/4/2025 S 697 (1) D $285.51 (4) 43,341.534 D
Common Stock 3/4/2025 S 2,300 (1) D $286.68 (5) 41,041.534 D
Common Stock 3/4/2025 S 8,999 (1) D $287.18 (6) 32,042.534 D
Common Stock 3/4/2025 S 301 (1) D $287.78 (7) 31,741.534 D
Common Stock 3/4/2025 S 300 (1) D $290.76 (8) 31,441.534 D
Common Stock 3/4/2025 S 5,681 (1) D $291.5 25,760.534 D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate 2. 3. Trans. 3A. Deemed 4. Trans. 5. Number of 6. Date Exercisable 7. Title and Amount of 8. Price of 9. Number of 10. 11. Nature
Security Conversion Date Execution Code Derivative Securities and Expiration Date Securities Underlying Derivative derivative Ownership of Indirect
(Instr. 3) or Exercise Date, if any (Instr. 8) Acquired (A) or Derivative Security Security Securities Form of Beneficial
Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Beneficially Derivative Ownership
Derivative (Instr. 3, 4 and 5) Owned Security: (Instr. 4)
Security Following Direct (D)
Amount or Reported or Indirect
Date Expiration
Title Number of Transaction(s) (I) (Instr.
Exercisable Date
Code V (A) (D) Shares (Instr. 4) 4)
Employee Stock
Common
Option (Right to $177.06 3/4/2025 M 16,274 (1) 1/28/2025 1/28/2032 Stock
16,274 $0 0 D
Buy)

Explanation of Responses:
(1) The transactions reported on this Form 4 were effected pursuant to a 10b5-1 Trading Plan adopted by the reporting person on December 3, 2024.
(2) Includes shares acquired pursuant to dividend reinvestment.
(3) The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging
from $284.51 to $285.29. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or
the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this
range.
(4) The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging
from $285.30 to $285.60. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or
the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this
range.
(5) The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging
from $286.30 to $286.94. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or
the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this
range.
(6) The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging
from $286.96 to $287.42. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or
the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this
range.
(7) The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging
from $287.43 to $288.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or
the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this
range.
(8) The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging
from $290.48 to $291.33. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or
the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this
range.

Reporting Owners
Relationships
Reporting Owner Name / Address
Director10% OwnerOfficer Other
Marrs Anna
200 VESEY STREET, AMERICAN EXPRESS TOWER Group Pres., GMNS
NEW YORK, NY 10285-5001

Signatures
/s/ Douglas C. Turnbull, attorney-in-fact 3/6/2025
**
Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control
number.

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