OTC 23297 Seabed Soil Classification, Soil %ehaviour and Pipeline 'Esign
OTC 23297 Seabed Soil Classification, Soil %ehaviour and Pipeline 'Esign
OTC 23297 Seabed Soil Classification, Soil %ehaviour and Pipeline 'Esign
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Abstract
Geotechnical survey and the resulting soil classification is one of the fundamental design inputs for any subsea structure or
pipeline design. Yet, details of soil classification and its limitations for predicting soil behaviour under various scenarios are
not fully understood by pipeline design engineers. As soil classification is often used by pipeline engineers to predict pipe-
soil interaction behaviour for a given scenario, lack of fundamental understanding of soil classification often leads to
problems later in projects. This paper aims to provide some soil mechanics fundamentals to pipeline engineers. This paper
presents a comprehensive summary of how soil classification is carried out based on commonly used standards; ASTM D-
2487, BS 5930 and ISO 14688. The paper highlights the fundamental limitations in the classification systems and shows how
the use of these different standards can result in different soil classification for very similar soils. The paper brings out an
important point that the soil behaviour in a given application is not always in accordance with its soil classification. Examples
such as ploughability assessment results and pipeline on-bottom stability assessment results are highlighted to show that
when particle size distribution falls near the classification boundary of coarse/fine soils, then soil classification alone may not
fully capture the soil behaviour for particular aspects of design and operation.
Introduction
Seabed soil classification is a key step in any offshore project. The soil classification is then used by the pipeline design
engineers to assign appropriate design parameters for soil/structure interaction and also to predict soil behaviour (soil
resistance, soil deformations) under various operations such as piling, ploughing, jetting etc. Thus understanding the
fundamentals of soil classification is vital for pipeline design engineers.
Generally, soil behaviour is categorised as “drained” or “undrained”. Soil behaviour depends on the rate of loading (i.e.
the rate at which force is applied to the soil). If the rate of loading is greater than the rate at which pore water (water that is
present in the inter-particle voids) is able to move in or out of soil inter-particle voids, then the soil is said to behave in an
undrained manner. The volume change of the soil is zero, and the behaviour of the soil is independent of inter-particle forces.
If the rate of loading is slower than the rate at which pore water is able to move in or out of soil inter-particle voids, the soil is
said to behave in a drained manner.
In summary, whether a soil (sand or clay) behaves in a drained manner or undrained manner, depends on the rate of
loading with respect to the permeability of the soil. CLAY behaviour is commonly considered to be undrained, because the
rate of loading is usually much greater than the rate at which pore water can move in or out of inter-particle voids (i.e. the
permeability of CLAY is very low ~10-9m/s). Hence, the strength of CLAY is given as “undrained shear strength”, denoted
by symbol Su or Cu, and measured in kilopascals (kPa). SAND behaviour is commonly considered drained, because pore
water can move in or out of inter-particle space at a greater rate than the rate of loading. Hence, the SAND strength is given
in terms of friction angle using the symbol φ. It is to be noted that if CLAY is sheared at a very slow rate (~ 0.001 mm/min),
such that enough time is allowed for the pore water to move in or out of the inter-particle voids, then it will not exhibit
undrained shear strength. Instead, it will behave more like sand with applicable clay friction angle. Similarly, if SAND is
sheared at a very fast rate, such that the pore water does not have enough time to move around, then SAND can exhibit
undrained behaviour.
For any given soil type (i.e. SAND, CLAY or SILT), the soil behaviour is determined primarily by the following factors:
• particle size distribution of the soil
• soil state (loose/dense for sand; normally consolidated/overconsolidated for clay)
• stress history and current stress state
2 OTC 23297
• water content
• rate of loading applied (drained vs undrained)
The particle shape distribution and chemical composition of the soil also plays are role in its behaviour.
The Relative Density (Dr) of SAND and the Overconsolidation Ratio (OCR) of CLAY
SANDs can have varying degrees of particle packing. A well packed state will give rise to dense sand, while a very loosely
packed state will lead to loose sand. Relative Density is a measure of soil packing in relation to standardised loose and dense
soil states. Relative Density Dr is a measure of soil packing in relation to standardised loose and dense soil states,
emax − e
Dr =
emax − emin
Where
emax is defined as the voids ratio achieved in quickly inverting a measuring cylinder containing dry soil
emin is defined as the voids achieved under optimal vibration of a compactive mass under saturated conditions
and without causing crushing.
When sands are sheared, loosely packed sands tend to contract i.e. the volume decreases, while densely packed sands tend
to dilate i.e. the volume increases.
CLAY that has not experienced a higher vertical load than it is currently experiencing is referred to as “normally
consolidated” CLAY. If CLAY has experienced higher vertical loads in the past than the current vertical load, the CLAY is
referred to as “overconsolidated”. The level of overconsolidation is given by the overconsolidation ratio (OCR), which is the
ratio of the highest stress experienced to the current stress level in the soil.
ASTM D2487 Standard Practice for Classification of Soils for Engineering Purposes
This is the ASTM version of the Unified Soil Classification System. The basis for this classification system in the Airfield
Classification System developed by A. Casagrande in early 1940’s. It is important to note three points with regard to the use
of this document and this has been stated clearly in 1.7 in the document;
• “the document cannot replace education or experience and should be used in conjunction with professional
judgement.”
• “This ASTM standard is not intended to represent or replace the standard of care by which the adequacy of a given
professional service be judged, nor should this document be applied without consideration of a project’s many
unique aspects”
• “The word Standard in the title of this document means only that the document has been approved through the
ASTM consensus process”.
The laboratory determination of the particle-size characteristics, liquid limit, and plasticity index is used by this standard
to classify the soils. The soil is categorised into three major divisions; coarse-grained, fine-grained and highly organic soils.
These three divisions are further subdivided into a total of 15 basic soil groups. If more than 50% of the soil is retained on
No. 200 sieve (0.075mm), the soil is classed as Coarse-grained soils, and if 50% or more passes the No. 200 sieve, the soil is
classed as Fine-grained soils. Coarse-grained soils are sub-divided based on percentage of fines, and cu (D60/D10) and cc
[ (D30)2 /( D10 × D60) ]. Fine-grained soils are sub-divided based on liquid limit (LL), plasticity index (PI) and percentage soil
passing sieve No.200 (0.075mm).
The fine-grained soils are classified as summarised in Table 1. Furthermore, the following points are to be noted.
• The soil is inorganic clay if the plasticity index vs liquid limit falls on or above the “A” line or the plasticity index
greater than 4 and the presence of inorganic matter does not influence the liquid limit.
• The soil is inorganic silt if the plasticity index vs liquid limit falls below the “A” line or the plasticity index is less
than 4 and the presence of inorganic matter does not influence the liquid limit.
• The soil is organic silt or organic clay if organic matter is present in sufficient amounts to influence the liquid limit
(i.e the soil is organic silt or clay is the liquid limit after oven drying is less than 75% of the liquid limit of the
original specimen before oven drying (procedure B of Practice D 2217).
Silt is defined as fine-grained soil, or the fine-grained portion of a soil, with a plasticity index less than 4 or if the plot of
plasticity index versus liquid limit falls below the “A” line (Figure.3).
4 OTC 23297
Organic clay OH If the plasticity index vs liquid limit falls on or above the “A” line.
60
"A" LINE
Horizontal at PI=1 to
50 LL=25.2, then
PI=0.73(LL-20)
Clay
"U" Line
Plasticity Index (PI)
"U" LINE
40 Vertical at LL=16 to PI=7,
then PI =0.9 (LL-8) CH or OH "A" Line
30
Silt
20
CL or OL MH or OH
10
CL-ML (silty clay) ML or OL
0
0 10 20 30 40 50 60 70 80 90 100 110
Liquid Limit (LL)
BS 5930
BS5930 states that the soil name is based on particle size distribution of the coarse fraction and/or the plasticity of the fine
fraction as determined by the Atterberg Limits. These characteristics are used because they can be measured readily with
reasonable precision, and estimated with sufficient accuracy for descriptive purposes. In BS5930, the boundary for coarse-
fine fraction size is set at 0.063mm compared to ASTM’s 0.075mm. The soil description provides a general indication of the
probable engineering characteristic of the soil at any particular moisture content.
BS5930 states that where a soil (omitting any boulders or cobbles) ‘‘sticks together when wet’’ it often contains about 35
% or more of fine material, and it is described as a fine soil (‘‘CLAY’’ or ‘‘SILT’’ dependent on its plasticity). With less than
about 35 % of fine material (when it does not stick together), it is usually described as a coarse soil (‘‘SAND’’ or
‘‘GRAVEL’’ dependent on its particle size grading). The code further states that the 35 % boundary between fine and coarse
soils is approximate and primarily depends on the plasticity of the fine fraction and the grading of the coarse fraction (i.e
although the 35 % limit is often reasonably appropriate, soils with the boundary as low as 15 % are not unknown). Thus the
35% fine content is not a fixed boundary for classifying fine soil.
Soil classification and its behaviour, based on the BS standard 5930 is summarised in Figure 4. Soil classification system
in accordance with BS5930 is shown in Table 2. Figure 5 shows a comparison of BS 5930 classification with ASTM D-2487.
CLAY
SAND behaviour
behaviour
ISO 14688
ISO states that soils shall be classified into groups on the basis of their nature which is the composition only, irrespective of
their water content or compactness, taking into account the following characteristics; particle size distribution, plasticity,
organic content; genesis. The summary from ISO 14688 soil classification is provided in Table 3.
6 OTC 23297
Gravel Gr >2 to 63
Sand Sa >0.063 to 2
Clay Cl ≤ 0.002
Name of Soil
Content of fraction in wt Content of fraction in wt
Fraction
% of material ≤ 63mm % of material ≤ 0.063mm
Modifying term Main term
20 to40 gravelly
Gravel
> 40 Gravel
20 to 40 sandy
Sand
> 40 Sand
5 to 15 <20 slightly silty
≥ 20 slightly clayey
15 to 40 < 20 silty
Silt + Clay ≥ 20 clayey
(fine soil) > 40 < 10 silt
10 to 20 clayey silt
20 to 40 silty clay
> 40 clay
OTC 23297 7
1000
Gravel
0.063mm)
Size (m)
BS5930 limit 2 mm
size (mm)
SAND
1 if more than
Particle
0 50% passes 1
4.75mm
Particle
0.063mm)
Silt or Clay
0.001
implications in offshore pipeline design and operations. This is demonstrated by providing two examples, ploughability
assessment and on-bottom stability assessment, in which marginally incorrect soil classification can result in substantially
different assessment results thus leading to difficulties in design and operation.
100
90
Sample 1
Sample 2 80
Sample 3
Percentage Passing
70
60
ASTM D-2487
50
BS5930 40
30
20
10
0
0.001 0.01 0.1 1 10
Partical Size (mm)
Figure 6: Particle size distribution from seabed samples
estimates. Cathie & Wintgens (2001) stated that any fine sand with D10 less than 0.08mm should be scrutinised carefully. For
medium dense to dense fine sands where dilation is bound to occur under shear failure, the permeability will play a vital role
2
in determining the ploughing resistance. D10 is a good measure of the soil permeability, k ∝ (D10 ) . Hence if soil consists
of 10% or more of silts then careful scrutiny may be required in the ploughing assessment.
TOW FORCE
300
250
Tow Force (t)
200
150
100
50
0
0.0 2.0 4.0 6.0 8.0 10.0 12.0 14.0 16.0
KP (km )
PLOUGH VELOCITY
600
Plough Velocity (m/hr)
500
400
300
200
100
0
0.0 2.0 4.0 6.0 8.0 10.0 12.0 14.0 16.0
KP (km )
D10 (mm) = 0.05
TOW FORCE
325 kPa
350 kPa
375 kPa
400 kPa
300 kPa
300
Shear strength
250 increase in steps of 25
kPa
Tow Force (t)
200
25 kPa
150
100
50
0
0.0 2.0 4.0 6.0 8.0 10.0 12.0 14.0 16.0
KP (km )
PLOUGH VELOCITY
600
Plough Velocity (m/hr)
500
400
300
200
100
0
0.0 2.0 4.0 6.0 8.0 10.0 12.0 14.0 16.0
KP (km )
Table 5. Wave and current input data for on-bottom stability assessment
Current (m/s)
Case Hs (m) Tp (s) (1m above seabed)
1 5.00 10 0.10
2 6.00 10 0.15
3 7.00 10 0.20
4 8.00 10 0.25
5 9.00 10 0.30
OTC 23297 11
200
Silt & Clay - Absolute Stability
180
Fine SAND - Absolute Stability
CWC (mm) for stability
120
100
80
60
40
20
0
1 2 3 4 5
CASE Number
Conclusion
Most commonly used soil classifications standards (ASTM D-2487, BS 5930 and ISO 14688) were reviewed in this paper.
While soil classification is useful in categorising the soils, original soil test data should always be reviewed and the soil
behaviour predicted based on test data and not solely on the soil classification. In light of the fact that soil classification may
not always capture soil behaviour for a particular application, it is recommended that;
• design engineers be aware of the soil classification standards and their limitations in predicting soil behaviour
• the standard followed for soil classification should be clearly stated in geotechnical and design reports
• caution is applied when particle size distribution is close to the boundary of soil classifications (Figure 6)
• original soil test data should always be reviewed when soil properties are being assigned for pipeline design
Proper knowledge of how the soil classification is carried out and its limitations will enable design engineers to use the
geotechnical survey data correctly and efficiently.
Acknowledgement
The author would like to thank CAPE Group for their generous financial support towards this research effort. The author was
former Head of R&D in KW Ltd and former Lecturer in University of Cambridge. The author would like to thank Alvin
Chang for comments and proof reading the paper.
References
ASTM D2487-00, Standard Practice for classification of Soil for Engineering Purposed (United Soil Classification System)
BS5930:1999, Code of practice for site investigations
EN ISO 14688-2:2004, Geotechnical investigation and testing – identification and classification of soil, Part 2- Principles for a
classification.
D.N. Cathie, J. F. Wintgens, "Pipeline Trenching Using Plows:Performance and Geotechnical Hazards", 2001, OTC 13145