In The Supreme Court of Mississippi NO. 2021-IA-00632-SCT
In The Supreme Court of Mississippi NO. 2021-IA-00632-SCT
NO. 2021-IA-00632-SCT
v.
STATE OF MISSISSIPPI
EN BANC.
MAXWELL, JUSTICE, FOR THE COURT:
¶1. Soon after this Court appointed counsel to represent death-row inmate Alberto Garcia
in post-conviction proceedings in this Court challenging his death sentence, the Attorney
General preemptively filed in the trial court a “Motion for Notice of and an Opportunity to
Procedure 22(c)(3), the Attorney General asserted her office was entitled to notice and an
opportunity to be heard on Garcia’s requests for litigation expenses. Even though Garcia’s
counsel had made no such request, the trial court granted the motion.
¶2. We vacate this ruling, which is now before this Court on interlocutory appeal.
¶3. Under Rule 22(c)(3), the Attorney General is not entitled to notice and an opportunity
to be heard on a request for litigation expenses that was never made—and will never be
made—because Garcia’s appointed attorneys are not compensated and reimbursed through
court-approved expenses but rather through their state employer. Garcia’s lawyers—who
were appointed by this Court—are attorneys employed by the Office of Capital Post-
for representing Garcia “other than the compensation attendant to [their] office[s].” Miss.
Code Ann. § 99-15-18(1) (Rev. 2020). So the Attorney General’s request was not only
premature; it was inapplicable. Thus, the trial court lacked authority to grant the Attorney
General’s motion.
2
¶4. Garcia is currently pursuing two avenues of post-conviction relief.
I. Guilty-Plea PCR
¶5. In 2017, Garcia pled guilty to capital murder, admitting he raped and killed a five-
year-old neighbor. By pleading guilty, Garcia waived his right to appeal his capital-murder
conviction to this Court. Miss. Code Ann. § 99-35-101 (Rev. 2020). So any request for post-
conviction relief from his conviction had to be first presented to the trial court. Miss. Code
Ann. § 99-39-7 (Rev. 2020); Jackson v. State, 67 So. 3d 725, 730 (Miss. 2011).
Accordingly, the trial court appointed CPCC attorneys to represent Garcia in post-conviction
proceedings aimed at Garcia’s guilty plea. And on January 17, 2018, Garcia filed a petition
for post-conviction relief in the Circuit Court of Harrison County, First Judicial District.
¶6. The question of Garcia’s sentence proceeded to trial. At the sentencing phase, Garcia
waived his right to be sentenced by a jury. And the trial judge, following a sentencing
hearing, sentenced Garcia to death. Garcia appealed his sentence, which we affirmed.
Garcia v. State, 300 So. 3d 945, 952 (Miss. 2020). Our decision in that appeal became final
on September 17, 2020. This triggered the one-year statute of limitations for Garcia to file
an application for post-conviction relief challenging his sentence. Miss. Code Ann. § 99-39-
5(2)(b) (Rev. 2020). To that end, on December 7, 2020, we appointed two attorneys with
the CPCC to represent Garcia in post-conviction proceedings before this Court. Order,
3
¶7. Garcia’s guilty-plea PCR was still pending in the trial court when we appointed the
CPCC to represent Garcia in his death-penalty PCR. Eleven days after our appointment, on
December 18, 2020, the Attorney General filed the motion that is the subject of this
interlocutory appeal in the guilty-plea PCR proceeding. The motion was styled a “Motion
¶8. According to the Attorney General, despite being filed in the guilty-plea PCR, the
motion was not aimed at any request for litigation expenses pending before the trial court in
the guilty-plea PCR.1 Instead, the motion was preemptively aimed at the litigation expenses
that would be incurred in the CPCC’s preparation of Garcia’s death-penalty PCR to be filed
¶9. Citing Mississippi Appellate Rule 22(c)(3) and Mississippi Code Section 99-15-18(6)
(Rev. 2020), the Attorney General asserted she was entitled to notice and an opportunity to
be heard. The specific assertion was that the trial court had to give its approval of all
incurred by the CPCC counsel. According to the Attorney General’s reading of the interplay
between Rule 22(c)(3) and Section 99-15-18(6), the Legislature intended for the Attorney
General and the trial court to provide oversight over CPCC litigation.
1
By this point, Garcia had filed his petition, and the trial court had conducted a
hearing. All that was left was the trial court’s ruling.
2
Garcia filed his PCR petition with this Court nine months later. Motion for Post-
Conviction Relief, Garcia v. State, No. 2020-DR-01224-SCT (filed September 17, 2021).
4
¶10. Counsel for the CPCC strongly opposed the Attorney General’s motion. According
to the CPCC attorneys, the provision from Section 99-15-18 that controlled in their
representation of Garcia was Section 99-15-18(1). This subsection directs that “[c]ounsel
employed by an office funded by the State of Mississippi or any county shall receive no
under a sentence of death other than the compensation attendant to his office.” Miss. Code
Ann. § 99-15-18(1).
¶11. Following a hearing, the trial court granted the Attorney General’s motion. The trial
shall comply with 22(c)(3) with regard to his pending case seeking leave to file
post conviction proceedings concerning the Sentencing in the underlying
criminal cause (Supreme Court Case No. 2020-DR-1224-SCT) and must
present his request for expenses by estimating the amount of expenses
necessary, making the required preliminary showing of necessity and giving
notice to the Attorney General with an opportunity for the Attorney General
to be heard thereon.
¶12. Curiously, following the entry of the trial court order, the Attorney General, through
one of her deputies, emailed the trial court on both the Attorney General’s and the CPCC’s
behalf. The email sought an audience with the trial judge about an attached proposed agreed
order to rescind the order granting the Attorney General’s motion. According to the email,
“[u]pon discussion and additional consideration, both parties believe that the implications of
the Order will stretch the resources of our offices beyond their capacities and potentially
hinder the efficient performance of our duties to our clients and to the criminal justice
system.”
5
¶13. The trial court declined the request to rescind the order. And Garcia petitioned this
Court for permission to file an interlocutory appeal, which this Court granted. By agreed
order, the trial court stayed enforcement of its order until a final decision by this Court.3
Discussion
¶14. After review, we vacate the trial court’s order granting the Attorney General’s motion.
The reason for vacating is very simple: the Attorney General is not entitled to notice and an
opportunity to be heard on requests for litigation expenses that were never presented to the
trial court for approval—and will never be presented to the trial court for approval because
¶15. The history of Rule 22(c)(3) helps explain why this is so.
¶16. In 2000, this Court significantly amended Rule 22.4 As the official comment to
Rule 22 explains, “[f]ollowing the adoption of new legislation in 2000, the rule was further
amended to adopt special procedures governing proceedings on applications for leave to file
3
The trial court did not, however, stay the underlying PCR petition. On September
14, 2021, the trial court denied Garcia post-conviction relief from his guilty plea. Garcia’s
appeal of that decision is currently pending before this Court.
4
In December 1994, this Court adopted the Mississippi Rules of Appellate Procedure.
Order, In re: Miss. Rules of App. Proc., No. 89-R-99027 (Miss. Dec. 22, 1994). Rule 22
governs applications for post-conviction collateral relief in criminal cases. In its original
form, Rule 22’s only mandatory requirement was that the Attorney General respond within
thirty days to each PCR application by a person under the sentence of death. Id. By
subsequent order, Rule 22 was amended to require PCR applicants to comply with the
Mississippi Uniform Post-Conviction Collateral Relief Act, Mississippi Code Sections 99-
39-1 to -29 (Rev. 2020). Order, In re: Miss. Rules of App. Proc., No. 89-R-99027 (Miss.
Oct. 15, 1998).
6
in the trial court and motions for post-conviction relief in the cases of parties under sentence
of death.” M.R.A.P. 22 cmt. Specifically, the amendments were “designed to implement the
legislation, adopted as H.B. 1228 and signed by the Governor on May 22, 2000, effective on
¶17. Among other things, the Legislature in House Bill 1228 enacted the Mississippi
Capital Post-Conviction Counsel Act. H.B. 1228, Reg. Sess., 2000 Miss Laws, ch. 569, §§
1-18.5 This Act created the CPCC “for the purpose of providing representation to indigent
parties under sentences of death in post-conviction proceedings, and to perform such other
duties as set forth by law.” Id. §§ 2-3. Before the creation of the CPCC, attorneys were
appointed in death-penalty PCRs on an ad hoc basis. The newly established CPCC was
inmates in PCR proceedings.6 Id. §§ 2, 4. One of the CPCC’s attorneys was to serve as
director, at the appointment of the chief justice of this Court. Id. § 2. And the director was
authorized to not only represent petitioners in capital PCR proceedings but also to set and pay
salaries of CPCC employees; to solicit and collect money, gifts, and grants from public and
private sources; and to incur and pay expenses as are appropriate and customary to the
5
The Legislature in House Bill 1228 also enacted the Mississippi Capital Defense
litigation Act, which created the Mississippi Office of Capital Defense Counsel. Id. §§ 19-
29. The bill also created a Mississippi Public Defender Task Force. Id. § 30.
6
The Act also authorized hiring an investigator and paralegal. Id. § 2.
7
¶18. The Act recognized that, in certain cases representation by CPCC attorneys may create
a conflict of interest or be impracticable due to the office’s case load. Id. § 9. In these
scenarios, the Act authorized the CPCC director to employ outside private counsel, whose
fees and expenses, including investigative and expert witness expenses were to be “approved
¶19. Important to this appeal, the Act also codified Section 99-15-18, which governs the
compensation and expense reimbursement for attorneys representing indigent capital PCR
petitioners. Id. § 15. Under subsection (1), “[c]ounsel employed by an office funded by the
representation of a party seeking post-conviction relief while under a sentence of death other
than the compensation attendant to his office.” Miss. Code Ann. § 99-15-18(1). But if the
office,” counsel is to be paid by an hourly rate. Miss. Code Ann. § 99-15-18(2) (Rev. 2020).
In 2001, the Legislature expanded Section 99-15-18(2) into four subsections, further
detailing the process for non-state-employed attorneys to submit to the trial court at regular
intervals invoices for compensation and reasonable expenses. Miss. Code Ann. § 99-15-
18(2)-(5). The last subsection of Section 99-15-18—originally codified as subsection (3) but
upon petition by the party seeking post-conviction relief, [to] authorize additional monies to
pay for investigative and expert services that are reasonably necessary to adequately litigate
the post-conviction claims.” Miss. Code Ann. § 99-15-18(6). As part of this procedure,
8
“[t]he initial petition for such expenses shall present a credible estimate of anticipated
expenses, and such estimate shall be updated from time to time as needed to inform the court
¶20. Turning back to Rule 22, consistent with the stated purpose that the amendments
implement House Bill 1228, Rule 22(c)(3) begins by stating, “Compensation for attorneys
appointed under this section and expenses of litigation shall be governed by Miss. Code Ann.
22(c)(3) proceeds:
Prior to the approval of expenses for litigation, the petitioner shall present to
the convicting court, with notice to the Attorney General and an opportunity
for the Attorney General to be heard, a request estimating the amount of such
expenses as will be necessary and appropriate in the matter, and the court will
determine and allow such expenses as are justified upon hearing of the request
for expenses. In requesting such expenses, the petitioner shall make a
preliminary showing that such expenses are necessary to the presentation of his
case and that they relate to positions which may reasonably be expected to be
beneficial.
¶21. With the rule’s history and plain language in mind, we find that, contrary to the
Attorney General’s interpretation, Rule 22(c)(3) does not convey to the Attorney General the
right to weigh in on how the CPCC, a separate state agency, conducts its investigations and
post-conviction litigation. Instead, Rule 22(c)(3) implements House Bill 1228, which
expressly empowers the CPCC director to pay the salaries and expenses necessary for the
CPCC to represent indigent people under sentences of death. H.B. 1228, § 7. At no point
9
¶22. Moreover, Rule 22(c)(3) expressly operates in conjunction with Section 99-15-18.
M.R.A.P. 22(c)(3). Thus, engrafted into Rule 22(c)(3) is the legislatively crafted scheme in
which
(a) the expenses of CPCC attorneys will be covered by their salaries and
reimbursements through the CPCC, but
Miss. Code Ann. § 99-15-18. Under the plain language of Rule 22(c)(3), it is only in this
second scenario—when appointed death-penalty PCR attorneys are not employed by the State
and thus must seek court approval of their compensation and expenses—that the notice
¶23. Garcia’s representation by the CPCC falls under the first scenario. For this reason,
his attorneys have not sought—and do not need to seek—court approval of litigation
expenses. Thus, the requirement to provide notice to the Attorney General of a request for
such expenses clearly does not apply. So the trial court lacked authority to grant the Attorney
¶24. VACATED.
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E-Filed Document Jun 10 2021 12:26:02 2021-M-00632-SCT Pages: 9
No. 24CI1:18-cv-00015
STATE OF MISSISSIPPI
Respondent
MOTION FOR
NOTICE OF AND AN OPPORTUNITY TO BE HEARD
ON REQUESTS FOR LITIGATION EXPENSES
sentence of death.
murder and subsequently waived the right to have a jury determine his
sentence. This Court sentenced him to death on January 25, 2017, after a
bench trial. Garcia directly appealed his sentence. 1 The Mississippi Supreme
1 Garcia waived the right to directly appeal his capital-murder conviction upon
entering his guilty plea. See Miss. Code Ann. § 99-35-101.
his sentence in a written Opinion that issued on May 14, 2020. Garcia v. State,
300 So. 3d 945 (Miss. 2020). The decision became final on September 17, 2020.
September 17, 2020. See Puckett v. State, 834 So. 2d 676, 677 (Miss. 2002).
Humphreys McGee and Greg Spore of the Mississippi Office of Capital Post-
4. Garcia is currently investigating and preparing claims for relief that will
Brown v. State, 255 So. 3d 141, 144 (Miss. 2017). The provisions of Rule 22(c)
2 The En Banc Order cites Mississippi Rule of Appellate Procedure 22(c)(5)(i), which
states, in pertinent part, that “[a]n application for leave to file a motion for post-
conviction relief shall be filed in the Supreme Court not later than one hundred eighty
(180) days after counsel is appointed or sixty (60) days following denial of rehearing
on the direct appeal of the conviction and sentence, whichever is later.” The date of
post-conviction counsel’s appointment (December 7, 2020) is the later date for
purposes of calculating Garcia’s filing deadline. June 7, 2021 is actually one hundred
eighty-two days from the date of post-conviction counsel’s appointment because June
5, 2021 happens to be a Saturday. See MRAP 26(a).
2
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are designed to ensure that Garcia has a fair opportunity to comply with the
UPCCRA’s requirements. See id.; see also Corrothers v. State, 189 So. 3d 612,
614 (Miss. 2015). They do so in a number of ways. For example, Rule 22(c)(4)
gives Garcia a right to limited discovery and compulsory process. See Russell
6. At the same time, Rule 22(c) recognizes the potential for abuse and
Garcia’s requests for discovery and litigation expenses. Howard v. State, 945
So. 2d 326, 360 (Miss. 2006) (quoting Russell, 819 So. 2d at 1179-80). Rule
3
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camera without disclosure to the State. All orders initially
allowing litigation expenses shall be subject to review and
reconsideration from time to time as the court may find necessary,
and payment under such order will be approved only upon the
submission of specific detailed invoices and review by the court.
Should the court find that such invoices contain information which
if disclosed to the State would unfairly disclose information
detrimental to the petitioner’s fair presentation of his case, the
court shall consider those portions in camera without disclosure to
the State.
(emphasis added).
expects Garcia to oppose this request. Any opposition should be rejected for at
General as the party to whom Garcia “shall” give notice of and an opportunity
mandatory, and . . . its usage negates discretion.” Harrell v. State, 134 So. 3d
4
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available in proceedings for expenses and discovery, but only after a
opportunity to prepare the defendant’s case.’” Howard, 945 So. 2d at 360 (Miss.
10. Third, the State’s request is entirely consistent with the judicial intent
in adopting Rule 22(c). The Mississippi Supreme Court adopted Rule 22(c) with
the intent that its provisions would be given full effect. It would not have
adopted the current version of the Rule otherwise. See Corrothers, 189 So. 3d
under Rule 22 was not a negligent omission but instead was consistent with
the Court’s intent in drafting Rule 22”). The provisions of MRAP 22(c)(3) serve
11. Fourth, the history of MRAP 22(c)’s adoption shows the State is entitled
appellate litigation in 2000, when it enacted House Bill 1228. 3 For example,
House Bill 1228 codified the Mississippi Capital Post-Conviction Counsel Act,
Miss. Code Ann. § 99-39-101, et seq., and created the Mississippi Office of
Capital Post-Conviction Counsel. See 2000 Miss. Laws 569 §§ 1, 2. House Bill
5
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1228 amended Section 99-39-27 by adding subsection (11), which states that
the provisions of this section.” 2000 Miss. Laws 569 § 14. House Bill 1228 also
codified Section 99-15-18. See 2000 Miss. Laws 569 § 15. Section 99-15-18
The trial court shall also, upon petition by the party seeking post-
conviction relief, authorize additional monies to pay for
investigative and expert services that are reasonably necessary to
adequately litigate the post-conviction claims. The initial petition
for such expenses shall present a credible estimate of anticipated
expenses, and such estimate shall be updated from time to time as
needed to inform the court of the status of such expenses. Payment
of such expenses shall be made from funds in the Special Capital
Post–Conviction Counsel Fund.
Miss. Code Ann. § 99-15-18(6). 4 The changes above clearly show the State
litigation in Mississippi.” Brown v. State, 255 So. 3d 141, 145 (Miss. 2017). The
4 In 2001, the State Legislature enacted Senate Bill 2911 (S.B. 2911, 2001 Leg., Reg.
Sess. (Miss. 2001)), which amended Section 99-15-18, in part, by redesignating the
passage above from subsection (3) to subsection (6). See 2001 Miss. Laws 526 § 1.
6
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Mississippi Supreme Court adopted MRAP 22(c)(3) for the purpose of
expenses. See MRAP 22 cmts; see also Brown, 255 So. 3d at 145.
12. And, fifth, all of Rule 22(c) must be enforced, not just portions of it. “A
rule which is not enforced is no rule.” Box v. State, 437 So. 2d 19, 21 (Miss.
1983). Garcia cannot invoke the portions of MRAP 22(c) that benefit him and
refuse to comply with those that he believes do not. To conclude otherwise will
The State respectfully requests the Court grant this Motion and enter an
Order, which requires Garcia to fully comply with the provisions of Mississippi
Respectfully submitted,
LYNN FITCH
Attorney General of Mississippi
CANDICE L. RUCKER
Special Assistant Attorney General
LADONNA C. HOLLAND
Special Assistant Attorney General
ALLISON HARTMAN
Special Assistant Attorney General
PARKER PROCTOR
Special Assistant Attorney General
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by: /s/ Brad A. Smith
BRAD A. SMITH
Special Assistant Attorney General
Miss. Bar No. 104321
Office of the Attorney General
Post Office Box 220
Jackson, Mississippi 39205-0220
Telephone: (601) 359-3680
Email: Brad.Smith@ago.ms.gov
Counsel for Respondent
8
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CERTIFICATE OF SERVICE
This is to certify that, on this day, undersigned electronically filed the
foregoing Motion using the Court’s ECF system, which sent notification to all
counsel of record.
Undersigned further certifies that he mailed via USPS a true and correct
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