Party Systems, Electoral Systems and Social Movements ...
Party Systems, Electoral Systems and Social Movements ...
Party Systems, Electoral Systems and Social Movements ...
Hanspeter Kriesi
‘Instead of attempting to exterminate all political forms, organizations, and alignments that do
not qualify as pressure groups, would it not be better to attempt to make a synthesis, covering
the whole political system and finding a place for all kind of political life’ (E.E.
The Schattschneider quote I use as an introduction here was directed against the American
group theorists who saw pressure groups everywhere, but did not have the parties on their
conceptual screen. When reading this quote, I was reminded of social movement scholars who
tend to see movements everywhere, but do not connect them to political parties. In the
political process approach, of course, political parties enter the fray as part of the political
environment of social movements. That is, political parties are part of the alliance and conflict
structure in which social movements are embedded. The party system, in turn, is seen as
shaped by the institutional structure, most importantly, by the electoral system, which
determines to a large extent the number and orientation of the parties available as possible
allies of the social movements. What the social movement literature has tended to overlook is
that political parties are linked to social movements not only as possible allies, but in more
fundamental ways as well. This does not necessarily mean that we should put aside Tilly’s
enormously influential polity model, which has introduced a separation of movement politics
seeking access to the institutionalized realm of politics and ‘polity members’ who already
have such routinized access. It means, however, that the two worlds of inside (institution-
nalized, conventional) and outside (protest, unconventional) politics are not as neatly
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separated as this model suggests to the non-attentive reader. Following Goldstone’s (2003: 2)
lead, we should start from the assumption that ‘social movements constitute an essential
element of normal politics in modern societies, and that there is only a fuzzy and permeable
On the one hand, in a ‘movement society’, some forms of moderate protest have become part
of the conventional repertoire that is, from time to time, they are also adopted by polity
insiders. With respect to political parties, this means that certain established parties tend to
expand the scope of contest beyond the narrow boundaries of the polity in order to strengthen
their hand inside of the polity. On the other hand, some types of outsiders prefer to articulate
their protest inside of the polity and tend to refrain from mobilizing protest in the streets. With
respect to political parties, this means that some social movements prefer to organize in the
form of political parties, or their cause is coopted and integrated into the program of estab-
lished political parties. My discussion of the relationship between political parties and social
movements starts out with the conventional view of the political process approach by
conceptualizing the parties as part of the political context the configuration of which is
movement organizations. Finally, it goes one step further by also taking into account the
effect of social movements on party systems. As I shall argue, some social movements have
the capacity to fundamentally transform individual parties and entire party systems.
Institutional contexts
There are different types of democracies, even if we are only considering established
majoritarian and consensus democracies has become prevalent, and it is useful to put the
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present discussion in the context of this distinction. Lijphart’s criterion for classifying
political power, while consensus democracies divide it. Lijphart’s scheme uses two
dimensions for summarizing how power is divided – the ‘executive-parties’ dimension and
more important. It is characterized by five aspects: the number of parties (two-party systems
vs multiparty systems), the electoral system (majority and plurality methods vs proportional
between the two), and interest group arrangements (pluralism vs corporatism). The dimension
mixes formal, institutional and informal power arrangements, but the resulting pattern in a
given country is ultimately driven by the electoral system. This means that majoritarian
electoral systems tend to produce two-party systems with single party governments, executive
dominance and interest group pluralism, while proportional systems tend to lead to multiparty
interest group coordination (corporatism). The paradigmatic cases are the UK for majoritarian
systems, and Belgium or the Netherlands for consensus systems. Lijphart’s typology is well
suited for parliamentary systems, while presidential systems are more difficult to
accommodate within this framework. On the one hand, presidentialism is an extreme form of
majoritarian electoral system for the election of Congress, a two-party system, and single
party governments (under the leadership of the President). On the other hand, the American
presidential system divides power between the President and Congress (and a powerful
Judiciary). Moreover, Congress is divided into two equally powerful chambers and the
federalist division of power between the federal government and the state governments,
divides power even more. In other words, the system of checks and balances brings this
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system closer to the consensus system, which is taken into account by Lijphart’s second
dimension.
For our purposes, two aspects of Lijphart’s distinction are crucial: a) in majoritarian systems,
it is much more difficult to successfully create new parties, i.e. access to the political system
via the creation of new parties is rather more closed than in consensual systems. This means
that b), in majoritarian systems, instead of creating his own party, a challenger has a strong
incentive to introduce his demands into the program of one of the existing parties. That is the
capture of existing parties by new challengers is much more likely in majoritarian systems
minorities and of the corresponding ethnic and nationalist movements. If a challenging group
is regionally concentrated, it can gain political representation by creating its own party even in
a majoritarian system. The reason is that electoral constituencies are territorially defined,
which means that in a given region, a regionally concentrated minority may constitute the
majority and get its representatives elected to the national parliament. In the case of federalist
systems, the party of a national minority may even become the governing party at the regional
level. An example that illustrates this point is the Scottish National Party (SNP), which won a
plurality of seats in the Scottish Parliament for the first time in the 2007 elections, and formed
a minority government with party leader Alex Salmond elected First Minister of Scotland. In
the 2011 general election, the SNP won a landslide victory and was able to form a majority
Spain (whose proportional system is rather restrictive due to the small size of the electoral
districts), as well as the many ethnic minorities in India, which are able to rule in their own
Parties as allies
Within this general context, parties can become important allies of social movements, and, as
already pointed out in the introduction, it is this aspect that has above all been on the mind of
scholars adopting the political process approach. According to their line of argument, social
movements expand a given issue-specific conflict in the general public, i.e. they create public
controversy where there was none before, they draw the public’s attention to the issue in
question and frame it in line with their own demands, and, by doing so, they strengthen the
hand of allies of their cause – political parties within the parliamentary arena, interest groups
and public officials within the administrative arena. Protesters on their own, Tarrow (1994:
98) explains, seldom have the power to affect policy priorities of elites. The goal of challen-
gers is, as Wolfsfeld (1997: 29) points out, ‘to generate dissensus among the powerful.
Challengers attempt to make inroads among elites, who represent more legitimate sources for
providing alternative frames’. The expansion of conflict in the public sphere is the general
‘weapon of the weak’ that allows social movements to create political opportunities for elites
– as Tarrow (1994: 98) has observed, not only in the negative sense of repression, but also in
the positive sense when politicians seize the opportunity created by the challengers and
defend their cause within the political system. Parties and their representatives may pick up
the cause of the challengers for opportunistic reasons, as is the case when political entre-
preneurs seize the opportunity created by the challengers to proclaim themselves tribunes of
the people. They may also do so for more substantive or ideological reasons. Viewed from the
party’s perspective, the challenger’s outside mobilization may be a welcome support for the
party’s long-term agenda in a given policy subsystem, which may help the party to undermine
To discuss the possible alliances between parties and social movements more systematically, I
propose two distinctions: we should distinguish between mainstream parties and peripheral
6
parties, as well as between government and opposition. Mainstream parties are parties that
habitually govern, and that, even if they are in the opposition, are part of the ‘cartel’ in the
sense of Katz and Mair (1995). These parties are, as Mair (2009) has observed, exposed to an
increasing tension between their role as representatives of the national citizen public, and their
role as responsible governments. As representatives of the national citizen public, they are
are expected to take into account the increasing number of principals constituted by the many
veto players who now surround the government in its multilevel institutional setting. This
extension of the scope of accountability not only implies that the governing parties’ manoeu-
vring space is reduced, but also and most importantly that their accountability to the national
whose chances to participate in government are slim, are less exposed to such pressures. This
is why, Mair (2011) suggested that we might observe a division of labor between the two
types of parties: on the one side, we have the mainstream parties or the core of the party
system who fulfil the task of responsible government, on the other side, the peripheral parties
which give voice to the people, i.e. which fulfil the representation function and which often
adopt a rather populists style. In other words, Peter Mair (2011: 14) thought that ‘it is possible
to speak of a growing divide in the European party system between parties which claim to
represent, but don’t deliver, and those which deliver, but are no longer seen to represent’. In
other words, Mair suggested that, while mainstream parties may generally be non-accessible
for social movements, the peripheral parties constitute a conduit for popular challenges within
Mair’s point applies, of course, only to multiparty systems, and even for these systems, it may
be somewhat overdrawn. On the one hand, even some of the peripheral parties have taken up
by the fact that some of the challengers from the new populist right have, indeed, participated
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in government (e.g. the SVP in Switzerland, the FPÖ in Austria, the Lega and the PdL in
coalitions (e.g. the Danish People’s Party, and the Dutch PVV). On the other hand, main-
stream opposition parties are more accessible to outside challengers than members of govern-
ment. This has been one of my arguments for explaining the differential accessibility of the
mainstream left (social democrats) for new social movements in the seventies and eighties of
the last century (Kriesi 1995). More recently, this is also shown by Green-Pedersen and
Mortensen’s (2009) study of agenda-setting by parties in the Danish parliament. As this study
indicates, opposition parties exert greater influence on the party-system agenda than
governing parties, while governing parties are more responsive to the party-system agenda
than opposition parties. Governing parties also directly pick up some of the issues (although
not issues related to the economy) raised by the opposition. That is, indirectly, via the opposi-
tion parties’ influence on the party-system agenda and on the governing parties’ agenda,
challengers may have an influence on the government’s agenda. At least, this applies to a
Parties as social movement organizations: the difference between the new left and the
new right
As suggested in the introduction, parties may not only serve as allies of social movements,
social movements may choose to organize themselves in the form of parties in the first place.
That is, social movements may create their own parties (in consensus systems), or they may
try to capture mainstream parties (in majoritarian systems). When it comes to parties as social
(new) left and movements from the (new) right. To be sure, some social movements of both
sides have created their own parties, but the left is more likely to rely on public protest outside
8
of the party system than the right, and the mobilization of protest outside of the established
channels is considered much more legitimate on the new left than on the new right in
particular.
The classic movement of the left, the labour movement has, of course, not only created its
own interest organizations (trade unions), but also its own social-democratic and communist
parties. At the same time, the established organizations of the old left have not given up
mobilizing protest outside of the political system. Moreover, the more recent left-libertarian
new social movements which were responsible for the wave of protest that swept across
Western Europe and North America from the late sixties to the eighties of the last century
particular. They sought more participatory modes of mobilization, and engaged heavily in
protest activities to push their claims onto the agenda (Kitschelt 1993, Nedelmann 1984).
By contrast, the new populist right, which arguably has been the driving force behind a
second wave of protest that has been following upon the new left’s wave during the nineties
and two-thousands, has mainly mobilized in the channels of electoral politics and (if
available) more institutionalized direct democratic channels, even if it has also been highly
critical of the mainstream parties and of representative democracy. Moreover, it has mainly
relied on populist mobilization strategies. Contrary to the ‘bottom up’ strategy of the new left,
the new right’s populist strategy is a ‘top down’ strategy that establishes a direct link between
the monolithically conceived people and those who govern by a personalistic leader who
support from large numbers of mostly unorganized followers‘ (Weyland 2001: 14). In contrast
to Weyland’s definition that draws on the Latin American experience, several populist parties
in Western Europe (e.g. the Lega or the SVP) are probably better organized at the grassroots
level than most of their competitors. But the element of the personalistic leadership is not
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necessarily incompatible with the existence of more formal organizations. In some cases, the
personalistic mobilization strategy may be the only one available for a political leader, in
other cases (such as the Lega or the SVP) it may coexist with more organized forms of
mobilization. Thus, even if we allow for less than pure cases of populist strategies, we can
still define them in terms of personalistic leadership. Typically, the personalistic leader does
not belong to the established political elites, but is an outsider (a new challenger), who
incarnates the demands of ‚the people‘. This leader has direct, unmediated access to the
people’s grievances, and acts as the spokesperson of the vox populi (Abts 2011: 930).
This key strategic difference between the new left and the new right is linked to the basic
value-orientations characterizing the left and the right, respectively. Rebels on the right tend
to have authoritarian and materialist values, and prefer (orderly) conventional political action
over (disorderly) protest politics, while rebels on the left tend to share libertarian and post-
materialist values, which predispose them for unconventional protest politics. For both the
challengers on the left and on the right, the ‘medium is the message’, i.e. the choice of the
channel in which they express themselves is at the same time an expression of their
underlying message. Thus, Flanagan and Lee (2003, 260ff.), in their comparative analysis of
authoritarian-libertarian value change in the twelve largest and most affluent Western nations,
find differing orientations toward political involvement between authoritarians (who tend to
be closer to the right) and libertarians (who tend to be closer to the left). Authoritarians are
they are not as likely to join political action-oriented groups. Authoritarians have a more
parochial and less cosmopolitan outlook on politics, and, above all, they have a much lower
protest potential than libertarians. Finally, libertarians seem to prefer less continuous, more
public protesting, while the more traditional forms of political involvement provided by party
Similarly, Gundelach (1998) explains the individuals’ involvement in four types of protest
buildings), what he calls ‘grass-roots activity’, mainly with value orientations characteristic of
the left. In the twelve West European countries he analyzed, he found that social or political
libertarianism and post-materialism were all associated with grass-roots activity, and post-
materialism turned out to be most important in stimulating such activity. More recently,
Inglehart (2008) has confirmed the positive relation between post-materialist values and
protest activities, and van der Meer et al. (2009: 15) have shown that left-wing citizens are
more likely to turn to protest activities than their counterparts on the right in all twenty
Western democracies that they studied during the early 2000s. Finally, Dalton et al. (2010)
confirm the significant effect of post-materialism and left ideology on protest behavior in their
eighty-seven nations study based on World Value Survey (WVS) (wave 1999-2002).
Moreover, using multi-level models, they show that both the effects of left-right self-
It is, of course, true that, in multiparty systems, the new left has also created its own parties,
above all the Green parties. However, these parties have some characteristics which
correspond to the values of their partisans and which distinguish them from the personalistic
strategies of the parties of the new right: they are parties of ‘individual participation’ which
attribute great importance to their grassroots, and which have continued to mobilize outside of
the party system to a much greater extent than the new populist right (Poguntke 1993). For the
new left, mobilization outside of the party system is part of its standard repertoire, while for
the new populist right, such mobilization is a second best solution when it turns out to be
unsuccessful within the partisan channel of mobilization. This is confirmed by Hutter and
Kriesi’s (2013) analyses, which show that the success of the radical right in electoral terms
leads it to abstain from protest activities, while electoral success incites the radical left to
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engage more intensively in protest politics. More specifically, their analysis of six West
European countries – Austria, France, Germany, the Netherlands, Switzerland and the UK –
documents the dominance in terms of public protest of both left over right, and of radical
parties over moderate ones. In the protest arena, the left is more present than the right and the
radical left dominates over the moderate left in five out of the six countries; only Great Britain
deviates in this respect because of the protest activities of the National Front in the seventies
and of the BNP later on. The two most successful right-populist challengers – the Austrian
and the Swiss parties from the populist right – have been particularly protest averse.
Some social movements not only organize as parties, but the parties of these movements
transform the party system. That is, the party system is not only a crucial context condition
shaping the emergence, mobilization and eventual success or failure of social movements,
some powerful movements may, in turn, also be capable of transforming the entire party
system. This has, of course, been the case of the labour movement: all the West European
party systems have been similarly transformed by the rise of its parties, and they have been
differentially shaped by whether or not the parties of this movement subsequently split into a
More recently, the rise of the Green parties and of the parties of the new populist right has
similarly been driving the transformation of the party systems in Western democracies. The
two types of parties that have emerged out of the last two great waves of protest in these
countries have both contributed to the reinterpretation and reinforcement of the competition
on the cultural dimension of the party space. The Green parties have become the most clear-
ces on the electoral choices of European citizens reveals, the cultural preferences are crucial
with respect to the vote for these two types of parties, while the economic preferences are
Moreover, the impact of the preferences on the cultural dimension on the vote choice has
generally become greater than the impact of the economic preferences. For the case of France
dinal analysis (Tiberj 2013). According to the argument I have advanced together with my
colleagues (Kriesi et al. 2006, 2008, 2012), the new populist right, rather than simply
articulating a populist challenge to the mainstream parties which habitually govern, has
instead given voice to a new structural conflict that opposes globalization ‘losers’ to
globalization ‘winners’. At this point, I might add that the Green parties constitute their most
In consensus democracies, the Green and right-wing populist challengers have partly given
rise to new parties, partly they have been co-opted by mainstream parties that have been
transformed in due course. Thus, some social-democratic parties – the French socialists being
an example – have been co-opting the multi-cultural program of the Greens, thereby almost
entirely closing off their electoral niche. On the other hand, some conservative or liberal-con-
servative parties, such as the Swiss people’s party (SVP) and the Austrian Liberal Party
(FPÖ), have transformed themselves under the impact of the new structural conflict to
become the key parties of the new populist right in their respective countries.
As already pointed out, in majoritarian democracies, the rise of new parties coming out of
social movements is much more difficult, which means that the transformation of existing
parties by social movements is more likely. This is illustrated by the US case, where third
parties have a very difficult time and where cooperation with major parties or capture of
13
major parties is a promising alternative for social movements. Thus, after having built its own
People’s Party and having experienced the only limited success of this party, the American
populist movement of the late 19th century made a compromise with the Democrats and, in the
presidential elections of 1896, supported William Jennings Bryan, the democratic candidate
who was close to its own cause – with fatal consequences for both the Democratic party and
the populists. Bryan lost the race and went down to the first of three national defeats, and ‘the
People’s Party rapidly shrank from the spearhead of a social movement into an insignificant
sect (before expiring in 1908)’ (Kazan 1995: 45). More recent attempts of presidential
candidates close to social movements met with similar fates – either as third party candidates
(Ralph Nader, Ross Perrot or George Wallace) or as candidates of one of the major parties
(George McGovern for the Democrats in 1972 and Barry Goldwater for the Republicans in
1964).
The most recent transformative force in the US party system has been the Tea Party – a
equivalent of the new populist right in West European party systems. It is worth having a
closer look at the fate of this movement for an appreciation of the effect social movements
may have in a two party system. As is explained by Skocpol and Williamson (2012), Tea
Party efforts moved forward within and across the edges of the GOP, but not under party
control. The Tea Party had its greatest effect on the party system in the mid-term elections
2010, when it contributed (in addition to the economic crisis conditions) to the victory of
many very conservative Republican candidates, and allowed the Republicans to take control
of the House, and of both the governorships and the legislatures in twelve states (Drew 2013).
The Republican Party had been moving toward the right for some time, and the movement
only quickened after the advent of the Tea Party. The Tea Party activists fulfilled ‘watchdog
functions’, barking at the GOP heels. According to Skocpol and Williamson (2012: 183), the
bottom line for the Tea Party’s impact on Congress – and on state legislatures – lies in its
14
capacity to coordinate national pressures from wealthy funders and ideological advocates with
contacts from grassroots Tea Partyers who have a reputation for clout in local districts. When
coordinated pressure can be mounted – as it did in budget battles – the Tea Party delivers a
loud and clear absolutist message to legislators, a message that comes both from advocates in
Washington DC and from local districts. In spite of the fading popularity of the symbolism of
the ‘Tea Party’, the power of hard-right ideologues consolidated during the first years of the
Obama Administration has continued to drive Republican politics, crowding Republicans into
an ultra-right corner and contributing to the paralysis of the American political system (Drew
2013).
The transformation processes I have discussed so far are part of long-term trends that are
enhanced by social movement actors. Party systems may, however, also be transformed as a
result of short-term exogenous shocks. Such shocks may give rise to mobilization processes
which result in a political crisis with profound consequences for the national party system. In
the context of the Great Recession, we have witnessed such transformation processes in
several countries. More specifically, against the background of the crisis, we have seen the
rise of an entirely new phenomenon – the ‘anti-party’, which is a contradiction in terms, but
established party system as a whole by competing with the established parties in the electoral
channel. In other words, this is a protest movement that participates in elections in order to
defeat the established parties with their own weapons. The most successful case in point so far
has been the Italian ‘Five star movement’ (‘M5S’) of the comic Beppe Grillo, but the
‘Grillini’ have by no means been the only movement of this kind. For example, in the 2010
local elections in Iceland, a country that was immediately and very heavily struck by the
Great Recession in late 2008, the voters of the country’s capital Reykjavik turned to the ‘best
party’ of the comic Jon Gunnar Kristinsson, which became the largest party with 35 percent
of the vote. ‘Jon Gnarr‘ had founded the ‚best party‘ at the end of 2009 – as a parody of
15
established party politics – asking, among other things, for a ‚transparent’ handling of corrup-
tion. Similarly, the Italian Five-star movement has set out to fight against ‘la casta’, the politi-
cal establishment of the country, its privileges and immoral behaviour: although it also has
some environmental goals in its program, the Five-star movement above all seeks to change
the political process, to introduce more direct forms of participation, to reduce the costs of
politics and to limit the power of individual politicians by forbidding the cumulation of roles,
introducing term limits, and cutting their expenditures and personal allowances (Biorcio and
Natale 2013: 49). In the 2013 Italian national elections, the movement obtained 25.6 percent
of the vote and became the largest party of the country. Given that it subsequently refused to
enter into any coalition and to participate constructively in the legislative process, its success
led to a stalemate in Italian politics (De Sio et al. 2013: 12). The impasse created by the
movement’s policy of non-cooperation could only be overcome by forcing the two major
adversaries in the party system into an oversized coalition government, which, predictably,
has not been able to solve any of Italy’s pressing economic and institutional problems so far.
Although the outcome of the political crisis in which the rise of the new movement has
precipitated Italian politics is still open, it may very well result in a profound transformation
Such a transformation has already taken place in Greece, arguably the country that was har-
dest hit by the Great Recession. For more than three years, Greece saw an enormous,
sustained mobilization against the government’s austerity policies, which were imposed by
the international ‘Troika’ (composed of the EZB, the European Commission and the IMF),
with far-reaching consequences for electoral politics. The party system reconfigured under the
impact of a new political conflict opposing the partisans and foes of the bailout agreement that
imposed this very harsh policy (Dinar and Rori 2013: 274-6). The new political conflict
dimension of the bailout issue, which could be regarded as the Greek version of the
(Kriesi et al. 2006, 2008), confronted the two pro-European mainstream parties with the
peripheral parties from the left (the Communist KKE and the more left-libertarian Syriza) and
the right (LAOS). The specifically Greek aspect is that this conflict has predominantly been
articulated by the old and new left (KKE and Syriza) and not by the new populist right.
Eventually, Greece experienced a deep political crisis that culminated in the collapse of its
party system during the consecutive parliamentary elections of May and June 2012. In these
elections, the punishment meted out to the two major parties was exemplary: together they
lost no less than 45 per cent of total vote, jointly obtaining no more than 32 per cent. The
socialist PASOK was literally destructed losing more than 30 per cent, but its traditional
conservative opponent, the ND, was not able to benefit from this collapse and also lost 15 per
cent. The May election resulted in a deadlock, which led to the organization of a second
election in June and a limited comeback of ND to become the largest party with 29.7 percent.
The big winner of the elections was Syriza, which saw its vote shares sky-rocket, placing it in
second place, only three percentage points below the leading party (Dinar and Rori 2013:
279). Joining forces the two traditional major parties only barely succeded in excluding the
Conclusion
In my discussion of the relationship between political parties and social movements, I have
tried to argue that the borderline between insiders (political parties) and outsiders (social
More specifically, I have tried to show that, in addition to the conventional political process
view of this relationship that conceives of political parties mainly in terms of allies of social
movements, social movements may, in turn, also create or reshape individual parties and
transform entire party systems. Let me conclude by stating the obvious: this kind of impact is,
17
of course, not given to any kind of movement, but only to important movements capable of
expanding the scope of conflict society-wide. The impact of such movements on the party
system is likely to be particularly profound, when they operate in times of crisis, where they
may serve as the catalyst of a political crisis leading to a realignment of political forces and to
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