Implimentation of Decentralization ... - Aau-Etd
Implimentation of Decentralization ... - Aau-Etd
Implimentation of Decentralization ... - Aau-Etd
M.A Thesis
By
Etefa Ayana Gotae
June, 2018
Addis Ababa University
i
ADDIS ABABA UNIVERSITY
COLLEGE OF EDUCATION AND BEHAVIORAL STUDIES
DEPARTMENT OF EDUCATIONAL PLANNING AND
MANAGEMENT
BY
Etefa Ayana Gotae
JUNE 2014
ADDIS ABABA
ii
ADDIS ABABA UNIVERSITY
COLLEGE OF EDUCATION AND BEHAVIORAL STUDIES
DEPARTMENT OF EDUCATIONAL PLANNING AND
MANAGEMENT
iii
Acknowledgements
First of all I would like to thank the almighty GOD who has helped me to prepare this study.
Next to this, I would like to thank my advisor Dr. Hussien Kadir for his guidance, constructive
comments and useful suggestions throughout the study. Indeed without his unreserved
dedication, the development and completion of this study would have been impossible.
My heartfelt appreciation and thanks goes to my wife Meserat Kamiso, for her material and
morale support during my study. My thanks also go to my daughters Singitan, Nardos and my
brother Diriba for their encouragement and being always with me. Finally, my appreciation
extends to school principals, Education office heads and experts of WEOs members who have
rendered great contribution of the completion of this study.
i
Table of Contents
Acknowledgements ..................................................................................................................... i
INTRODUCTION ......................................................................................................................1
ii
CHAPTER THREE................................................................................................................... 25
A. Questionnaires ............................................................................................................ 28
C. Documents .................................................................................................................. 29
iii
4.11. Part III Challenges on Decentralized Educational Management ............................... 50
4.12. Interview for WEO experts and Principals were explained as follows ...................... 51
Reference .................................................................................................................................. 60
APPENDICES .......................................................................................................................... 63
iv
LIST OF TABLE
Table 2: Indicates that number of respondents that purposely selected in East Wollega zone
selective weradas education office ............................................................................................. 32
Table 4: The level of Leadership and management in the appointed and distributed in office ... 36
Table 7: Level of Participation of WEO Personnel, Experts, Principals and PTA in Various
Management Functions ............................................................................................................. 43
Table 9: Level of PTA and KETB participate in monitoring and evaluation .............................. 48
Table 10, Challenges the employee faced to implement decentralized educational management
................................................................................................................................................. 50
v
Abbreviations and Acronyms
vi
Abstract
This research was conducted in East Wellegga Zone in selective woredas.The main purpose of
this study was to assess the implementation of decentralized educational management in
selected Werads of East Wellegga Zone and in this manner identify the strengths and weaknesses
so as to provide alternative recommendations to the identified problems. The research
methodology employed was a descriptive research method. The primary sources of data were 8
woreda education office heads, 52 woreda education office experts, 14 secondary school
principals and 28 parent teacher association members. Simple random sampling technique was
employed to select experts, secondary school principals and parent teacher association
members, for selecting Woredas education office heads, purposive sampling technique method
was used. Questionnaire was the main data gathering instrument while interview was also
employed. The collected data were analyzed quantitatively by using descriptive statistics, and
qualitatively by using explanation. The study indicated that the capacity of East Wellegga Zone
selective woredas in implementing and managing decentralization education was weak because
leaders were of appointed by their political commitment even their profession is not considered ,
lack of the right people for the right job, high turnover of employees, shortage of adequate
finance, lack of training for the stakeholders, shortage of skilled manpower and Lack of
inadequate participation of stakeholders Based on these findings, the researcher recommends
that necessary training should be given to local education stakeholders, recruit education
personnel competitively, enhance the participation of stakeholders in the management of
education by providing some necessary incentives to them and reducing the challenges for the
management of decentralized education.
vii
CHAPTER ONE
INTRODUCTION
This section deals with the background `of the study, statements of the problem, objectives of the
study, significances of the study, delimitations of the study, limitation of the study, definition of
key term and organization of the study.
The most frequent justifications for adopting decentralization include to improve efficiency in
service delivery (AdgoMaru,2005), enhance inter-ethnic harmony, and ensure “equality and
stability” in the society (Smith,1985).To achieve efficiency, promote equity and enhance
community participation in the process of local decision making are the major reasons for
adopting decentralization (Smith,1985).Ribot (2002) contended that decentralization can achieve
effectiveness and efficiency by improving the implementation and allowing actor to participate
1
in the process. It also improves coordination mechanism at lower level and enhances the
relevance and sustainability of the service.
There for, the hierarchical formation of the system has Federal Ministry, Regional Education
Bureaus, Zone Education Departments (optional) and Woreda Education Offices. Woreda
Education Offices were the most immediate level to the schools having a direct responsibility of
planning and managing educational activities at grassroots level. The local authorities and
Pwerent Teachers Association (PTAs) were also expected to play a significant role in managing
the activities of their respective schools. As described by Jeilu, 2005 as cited by Hussien, 2007
decentralization towards the district level only become prior agenda of the government since
2002 after the realization of the concentration of power at the regional and zonal levels.
Subsequently, the woreda level has acquired a considerable importance and was given much
political attention in realizing decentralization of educational management.
2
For implementation of decentralization of educational management at the lower levels, Ministry
of Education (2005), in its Program Action Plan (PAP) of the Education Sector Development
Program III (ESDP), adopted the strategies such as, efficient school leadership and management
will be established in schools in order to enhance the quality of instruction and their by improve
learning achievements; empowerment of the community is not only a means for development but
it is also an end in itself. Policies and programs to strengthen the role of the community in the
management and financing of schools will be implemented. Communities shall be encouraged to
mobilize their own resources to construct additional classrooms and schools; being the
administrative unit closest to the communities, the role of woredas in the governance and
management of education will be strengthened. The involvement of communities and
partnerships with NGO and other donors at woreda level shall be enhanced
Transferring responsibility and authority for the delivery of education services to local or
provincial governments result in building local capacity, increased accountability and efficiency
by shortening the distance between parent and policy maker and the school. It may also
strengthen parental demand for greater quality or improve the capacity of managers to implement
programs Source: 2003. Winkler and Gershburg With this concept woreda education offices
were expected to decide on their own affairs in planning and managing resources at the local
levels. They become responsible to formulate polices and strategies, set development priorities
and decisions, mobilize resources (human, financial and material)and implement policies and
programs derived from their specific situation. They expected to play a leading role of
educational planning and management in their respective regions. As a result, the management of
primary and secondary schools, technical and vocational education and training centers, teacher
training institutions as well as colleges is under the responsibility of the respective regional states
(Jeilu, 2001; Hussien, 2007)
3
the scale of participation of local stakeholders and challenges to implement decentralized
education management.
In 1991 the Ethiopian government decided on decentralization policy to legitimize the new state
and empower the citizens and/or country’s ethnic groups located by regions (Galshberg and
Winkler, 2003) and devolve power to the local level following the 1992 constitution of the
transitional government of Ethiopia (Gebre-Egziabher and Berhanu, 2007; Garcia and Rajkumar,
2008). It was intended to open the way for regional and local governments and through them for
local communities, to take greater responsibility, financial and otherwise, for managing their
own affairs, including the delivery of social services (Dufera, 2005; Garcia and Rajkumar, 2008).
On other hand, there are recent studies argue that education decentralization influences the
behavior of parents and school agents in the education process. Education decentralization may
influence house hold behavior including those related to the time each child spends in school and
learning at home, time each adult spends helping with homework, choice of school, education
related expenditures among others. Moreover, the argument that accountability relationships
strengthen through decentralization are believed to improve education output by giving
incentives for quality performance to education officials, teachers and schools themselves.
Additionally, having many suppliers of education through education decentralization is argued to
lead to increasing "competitiveness" of the system and encouraging providers to improve
performance (Oates 1972).
Obsa ( 2010), in his finding building local capacity is the importance of strengthening the
competency of the existing school management committees and local educational administrators
as well as recruiting adequate financial and human resource. the decentralization of education is
serving as a tool for lessening state responsibility for provision of education. Moreover, the lack
of necessary resource and trained manpower at the local level are potential challenges for the
successful implementation of the decentralization of education and the promotion of community
participation and hence for local educational development
4
The realization of effective decentralization relies on the presence of certain conditions such as
the availability of resources like human resources, financial resources and physical
infrastructures and how best they were utilized, the willingness and the commitment of leaders at
different levels, the presence of conducive organizational conditions, the attitude of the local
people towards the government and the commitment of local leaders; and appropriate
institutional capacity (Rondinelli et al., 1989).
Hussien,( 2007 cited Jeilu, 2005) the regional states were expected to decide on their own affairs
in planning and managing resources at the local levels. They become responsible to formulate
polices and strategies, set development priorities and decisions, mobilize resources implement
polices and programs derived from their specific situation the East Wellega zone characterized
by administrative and institutional capacity gaps that lack of inadequate organizational capacity,
the involvement of stakeholders, and different challenges to implement decentralized educational
management. In this regard, during searching of different documents related to this study, there
is no any similar study conducted on this topic, particularly related to the study area in this
waredas
In Ethiopia during the regional devolution, educational decentralization had not achieved the
intended objectives because the local governments lacked the basic knowledge and experience to
perform effectively (Tesfaye, 2007). Recent studies also note acute shortage of skilled manpower
as a critical challenge of the implementation of Ethiopian local governance policy (Ayalew
Shibeshi, 2009).
Then, the purpose of this study was to assess the implementation decentralization of educational
management with due emphasis on the organizational capacities gaps and contribution on
performance improvement on participation of stakeholder in education and find out major
challenges and prospects encounter during implementation..
5
1.2. Basic Research Question
The general objective of this study was to analyze the overall organizational capacity, degree of
stakeholder participation and challenges of implementing decentralized educational management
of East Wollega Zone.
Oromia regional states is one of the 9 regional state of Federal Democratic Republic of
Ethiopia.The region is divided in to 18 Zones and 340 waradas. East Wollega Zone is one of the
17 Zones which consist 17 Woredas. The study area was important to included all of these 17
Woredas education office in East Wollega zone to obtain relevant information. However, it is
6
found to be unmanageable for the researcher, due to financial and time constraints to include all
the Woredas. Because of this, the scope of the study is geographically delimit to 4(23.5%)
woredas education offices ( Sibu sire, Guto wayyu, Bilo Boshe and Gobu Sayyo
It is known that research work cannot be free from any limitations. Hence, some Limitations are
also face in this study. One apparent limitation is lack of relevant books or lack of updated relate
literature in the area. To minimize this, researcher uses all opportunity of searching in library and
internet. And the workers of in this WEO are busy and had no enough time to respond to
questionnaires and interview. However, the researcher is able to minimize some of these
problems by use their part-time. Another limitation in this study relates to participants answers to
the survey which may be affecting by their immediate circumstances and viewpoints at the time
of data collection. In spite of this lack of experience of the researcher, however, it is attempt to
make the study as complete as possible.
7
Policy
It is expected to provoke the regional policy makers of Oromia region to look for appropriate
solutions on the challenges of woreda capacities in implementing decentralization of educational
management in a way to meet the possible maximum needs of their local constituents. And the
policy makers, practitioners and the academicians were expected to benefit from the findings of
this research.
Future Research
Motivate other researchers to conduct for further investigation and can serve as source of
information for further studies.
Institution development
It may help the Regional Education Bureau to identify the existing gaps between practice and the
demands for capacity development in weradas. And developing networks of government, well
established organizational structure and Strengthening public education through building the
capacity of national- and community-level public sector institutions to provide and fund education.
Personal development
It develops the individual capacity and strengthening the confidence of each worker in their
work.
The following key terms are defined according to the meaning they have in the study as follows.
Educational management: educational management is a process consisting of
planning, organizing, directing and controlling functions performed to
determine an accomplish the objectives of education by the use of people and
resources
Authority: The right to make decisions and utilize resources for organizational
objective.
Capacity: The ability to provide services, to set goal, to anticipate needs, to make
informed decisions and to attract and manage resources in order to achieve the
8
goals to education.
Decentralization: A transfer of authority away from the central authority of the state to
autonomous bodies having their own legal entity, for taking political and
administrative decisions and assuming responsibility for the delivery of
education
Local: As per this paper the term local refers to the administrative units below the
regional level that is zone, woreda (district) and school.
Region: Refers to the Regional Self-Government State establish with autonomy
Responsibility: An obligation or accountability for reaching objectives by using
resources properly and by adhering to organizational goals.
Woreda: An wereda marked off and developed for administrative purpose with defined
authority and responsibility under zone.
Zone: An intermediate level between region and woreda
The paper is organized into five chapters. The first chapter presents background information,
statement of the problem, objectives, research questions, significance, scope and limitations of
the study. The second chapter contains review of related literatures which were related to
decentralization and organizational capacity assessment. The third chapter provides data sources,
sampling techniques, description of data gathering tools, procedure of data collection and data
analysis The fourth chapter contains data presentation, analysis, discussions. The fifth chapter
conclusions and recommendations of the study were presented based on the result of chapter
four. References and appendices appear as the next to the closing chapter.
9
CHAPTER TWO
REVIW OF RELATED LETRATURE
Under this chapter, six sub topics were discussed by being supported with various related
literature. First, decentralization and its concept are thoroughly discussed in detail. Second,
rationale for decentralization and decentralization in Ethiopia is discussed. Then, four
Decentralization and Capacity Building in Ethiopia. Next to this, Level of Participation of
Stakeholders in the Decentralized Education Management . Finally challenges and Dilemmas in
Decentralization of Education
Decentralization is the process whereby central government assigns roles and responsibilities to
lower more local levels of the system (World Bank, 2008).Decentralization involves the transfer
of all or part of the decision making responsibilities and management vested in the central
authority towards another regional, provincial or local authority (districts, municipalities,
“communities”) or towards schools themselves. Decentralization is therefore political and
financial (UNESCO, 2005)
Ebel and Yilmaz (2001) contend that the western world sees decentralization as an alternative to
provide services in a more cost effective way whereas developing countries were pursuing
decentralization reforms to counter economic inefficiencies, macroeconomic instability and
ineffective government. Post-communist transition countries were embracing decentralization as
a natural step in the shift to market economies and democracy. Latin America is decentralizing as
a result of political pressure to democratize. African states view decentralization as a path to
national unity.” Besides being an integral part of democratization, decentralization is also viewed
as and ‘‘counterpoint to globalization” in that it (globalization) often dis-empowers, removing
decisions from the local and national levels to the “global sphere of multi-nations or non-national
interests.” Anon (2003) contends that decentralization empowers and brings decision-making
back to the sub national and grassroots levels.
11
programs and to facilitate effective popular participation in the process of development (Ibid).
With reference to the former rationale, in education, decentralization is viewed a means to
increase education resources, efficiency, accountability and effectiveness (Winkler, 1994,as cited
in Baganda, 2008, p.20). As to the later, decentralization is viewed as a means of improving the
relevance of local decisions, as a means of encouraging local support in implementation of
development programs and thereby helping to improve basic service provision (Conyers, 2006).
The major rationale for decentralization is the transfer of significant amounts of power or
authority, functions and capacity (financial and human resource base) from the central
government to the local institutions to ensure efficient and effective local decision making based
on local knowledge without changing the socio-cultural, political and natural environment of
these local were as. Decentralization also aims at promoting high-level community participation,
democratic governance and maximum accountability of decision-making. Thus, decentralized
system of governance seeks to instill in the local people commitment and understanding of their
development process so as to make them contribute positively to it (Hussien, 2007).
Much of the decentralization that has taken place in the past decade has been motivated by
political concerns. For example, in Latin America decentralization has been an essential part of
the democratization process as discredited autocratic central regimes were replaced by elected
governments operating under new constitutions. In Africa, the spread of multiparty political
systems is creating demand for more local voice in decision-making. In some countries, such as
Ethiopia, decentralization has come in response to pressures from regional or ethnic groups for
more control or participation in the political process (Litvack and Seddon, 1999).
The decentralization process has an objective of ensuring maximum coordination between the
various agencies involved in planning and implementation of development programs at the local
level. As a result, under any form of decentralization, local institutions including public, private
and community based organizations were encouraged to collaborate in the design and
implementation of development process. It also aims at ensuring spatial equity in the sharing of
planning, decision-making and management functions from the central government unit. Once
lower units of administration were established, it becomes imperative for central government to
12
channel some level of resources to such units. Such resources were supposed to be used to
address the development problems of the local wereas as a way of bridging any intra and inter
local wereas spatial inequalities in development (Jeilu, 2001).
Decentralization of key decision-making at school level has been a recent development in the
Ethiopian education system. This section analyses how Ethiopian education policy enables
school-based management to work with stakeholders to make decisions that will improve the
quality of children’s education
Woreda level decentralization was characterized by devolution of power and service delivery
function further to woreda and sub-woreda and their institutions and the development of block
grant intergovernmental transfer systems. The regions and sub- regions were to use own
resources and to generate additional income from existing resources and was to increase
autonomy in plan and in budget preparation. The regions were given the power to redeploy more
skilled and experienced manpower and to recruit more staffs depending on local decisions and
available budget. This was supposed to make sub-national levels of government become more
independent and more autonomous compwered to decentralization-com-devolution or regional
decentralization (Gebre-Egziabher and Berhanu, 2007).
After the woreda level decentralization system, the Ethiopian administrative system has been
structured in three-tier systems: federal, regional, woreda (Gebre-Egziabher and Berhanu, 2007;
Garcia and Rajkumar, 2008). The federal state is federate from nine regions and two chartered
city administrations. The regions were formed based on ethno-linguistic locations while the two
city administrations were created based on special consideration. The regions were sub-divided
14
into woredas, which were again sub-divided into kebelles. Regions have also established zones
in their respective werea. The zones were not self autonomous. They serve as intermediaries
between regions and woredas and help to facilitate administrative and development activities
with technical assistances from regions. The legal and institutional structure of regions and
woreda mirror the structure of the federal one. The Federal constitution defines the power and
function of the regions and the regional constitution defines the power and functions of woredas.
Officials in kebelles were the only paid part-time workers though they have similar functions and
responsibility as officials at the woreda level. Recently, kebelles have been sub-divided and sub-
sub-divided into “Gwereand “Gooxii” respectively for ease of administration and grassroots
mobilization.
Ethiopian educational history indicates that the issue of school management and decision making
at school level is a recent development. The modern school system was introduced into the
country by missionaries during the nineteenth century. The first modern government school was
built by Emperor Menilik in 1908; further schools were built by Emperor Haile Selassie and the
subsequent regimes(TeshomeNekatibeb,2012).
The rise of different governments to power in Ethiopia was accompanied by educational reforms
and policy changes. From 1941–74, the imperial education system functioned on the basis of the
emperor’s conviction that education held a key position in the country s development.
However, each of the two post-imperial-era governments had well-defined reform policies of
their own. For instance, the socialist regime issued a five-volume publication entitled General
Directions of Ethiopian Education in 1980.Its aim was to cultivate a Marxist ideology, develop
knowledge in science and technology and integrate education with production
(TeshomeNekatibeb,2012).Similarly, the Federal Democratic Republic of Ethiopia issued two
policy documents entitled „Education and
When ESDP II was designed in 2002, the government realized the significance of management
and decision-making at the woreda and school levels. This was further strengthened with ESDP
III (2005) when the Government decided to decentralize critical decision-making from regions
15
and zones to the woredas and municipalities, and further to the school level, with the objective of
having education become more responsive to school situations (MOE,2005).
The devolution of decision-making authority to the woreda level was expected to strengthen
woreda-level educational institutions, to offer better local governance, to promote 20
accountability and to improve community participation (MOE,2005). The focus of the
decentralization program at this time was to strengthen the capacity of Woreda Education
Offices (WEOs) through training in educational and financial management (MOE,2005).
ESDP III also outlines the importance of community participation in school decision-making and
financing. Communities were expected to raise funds for purchasing basic school equipment,
hiring contract teachers, constructing schools and classrooms, building teachers houses, and
encouraging girls to enroll in schools. Community members and parents are members of the
Parent–Teacher Associations (PTAs), which were expected to participate in preparing annual
action plans (MOE,2005).
The Government has recognized that weak management and implementation capacity at school
level was one of the main barriers to achieving access, equity and quality in primary education
(MOE,2005). After 2005, therefore, the Government acknowledged the importance of school
management for improving school-based decision-making. It designed policies and programs
that strengthened the role of communities and parents in school management and financial
administration, with the primary objective of improving the quality of education. However, the
woreda administration still had more powers of critical decision making and improving
governance in schools. For instance, the WEO was responsible for recruiting teachers and
managing the financial and material resources of the schools (MOE,2005).
Tegegne and Kassahun (2004) noted that the recent development in the Ethiopian
decentralization process pertains to the devolvement of power and responsibility to Woreda level
units of administration. Beginning in 2001, power was devolved to Woredas in four Regional
States, namely, Amhara, Oromia, the Southern Nations, Nationalities and Peoples Region
(SNNPR) and Tigray
16
At the end of ESDP III, it was recognized that despite the increased attention given to devolving
decision-making to the local level, in practice, school management and administration remained
inefficient and ineffective. The WEOs were unable to implement government programs because
they did not have the capacity to ensure that schools were managed and administered effectively.
In addition, the system suffered from a weak relationship between regions and woredas
(MOE,2010).
ESDP IV therefore emphasized the further devolution of key decision-making to the local level,
including improving the functioning of offices at all levels, promoting cluster resource centers,
and improving school level management through capacity-building programs(MOE,2010).The
General Education Quality Improvement Program(GEQIP) aims to improve quality intervention
in key areas, including school management and administration(Ayalew Shibeshi,200). Priority
areas identified included increasing effectiveness and efficiency through decentralized
educational planning and management; establishing open, transparent and productive
management systems; and promoting effective horizontal and vertical communications across the
education system (MOE,2008)
To facilitate the decentralization program and improve the delivery of services at local level,
various reform programs were introduced. A National Capacity Building Program (NCBP) was
launched to respond to the capacity building demands of the country; Ministry of Capacity
Building was established in 2001 to ensure good governance, transparency and accountability
and to create the conditions for a more active role of the public, private and civil society.
Public Sector Capacity Building Program (PSCAP) has also been launched in 2004 as part of the
concerted effort to the on-going capacity building initiatives with the objective of building
national capacity across regions and sectors over the medium-term as an integral part of
Sustainable Development and Poverty Reduction Programs (SDPRP). Capacity building under
PSCAP includes support for the development of human resource through delivery of huge on job
17
training across public organizations, development of working systems, and improvement in the
effectiveness of institutions.
The National Capacity Building Program (NCBP) targets 14 sectors: civil service reform, tax
reform, justice reform, woreda decentralization, information and communication technology,
private sector, construction sector, urban management, cooperatives, textile and garments,
agricultural training of vocational and technical levels, industrial training of vocational and
technical levels, civil society, and higher education (Tegegne, 2010).Out of the fourteen sub-
programs six of them were concerned with strengthening and building capacity in core parts of
the public sector and have been grouped under PSCAP (Worku, 2005; Yigremew et al.,2005).
They include civil service reform, woreda level decentralization program (WLDP), justice
system reform, information communication, tax reform, and urban management, BPR, and BSC
.
Local government capacity building in rural woredas is addressed by the woreda Level
Decentralization Program. Capacity Building under WLDP was launched to bring about changes
and improvements in woreda institutional structure, working systems for planning and
implementation and service delivery, and manpower development. Thus, the overall objectives
of WLDP is to enhance the institutions, working systems and human capital in an integrated and
coordinated manner at woreda and kebele levels to ensure democratization, empowerment and
good governance.
The specific objectives of DLDP includes fulfilling the required manpower for the public
institution; and training in wereads critical to local government to enhance the capacity of public
servants, electorates and other stakeholders at woreda and Kebele levels including human
resource policies, procedures, and plans; and to establish efficient and effective structure at
woreda and kebele level through institutional and organization development including
assessment of functional assignments and enabling legislation, assistance in establishing
structures and restructuring existing arrangements including local level accountability
relationships.
18
Moreover, DLDP aims at establishing the system of broad based participation and
empowerment of the grassroots population through technical assistance and training for
grassroots participation including the development of guidelines and monitoring mechanisms,
and the strengthening of civil society involvement at the local level. Furthermore, capacity
building for policy and program development including technical assistance for woreda
decentralization strategy and policy development, benchmarking and review of plans;
establishing systems for clear accountability, transparency, and relationships of executives were
emphasized.
The implementation of DLDP is divided into two phases of three and four years each. First phase
(2002-2004) comprises initial intervention in selected woredas of all regions. Second phase
(2005-2008) involves deepening and consolidation of capacity building activities in the four
advanced regions and continuing initial interventions as well as deepening and consolidation in
the remaining four regions. Therefore, the activities of DLDP planned for the five-year period
were categorized under enabling, deepening, and consolidation stages (UNDP/UNCDF, 2005;
Yigremew, 2005).
As a result, powers and responsibilities have been devolved to woredas since 2001. The revised
regional constitution of Oromia National Regional State also defined the duties and
responsibilities of the woredas in the region. The responsibility for planning, budgeting, and
implementation of public service delivery were given to woredas. Woreda administrations have
been given autonomy in expenditure prioritization when planning basic services. According to
the revised constitution of Oromia National Regional State, chapter nine Article 76-89, woredas
were empowered to deliver basic services such as agricultural extension, education, health, water
supply and rural roads. Woreda empowerment was enhanced by transfer of functions, finance
and human resources from regional and zonal levels. A regional block grant was introduced in
the fiscal year 2002/2003 and intended to finance woreda salaries, operational and capital
development projects. Woredas were also restructured and reorganized and a large number of
staff has also been made in view of the weak performing capacities observed in the processes of
woreda decentralization (Worku, 2005).
19
Therefore, in order to deepen decentralization to local level and to create a well-functioning
decentralized local governance and civil service, building local capacity is one of the most
important factors. Strengthening the already existing local institutions and their human
resources‘technical and management capacity, as well as creating new ones were of paramount
importance. The capacity of local government and local institutions is a function of a complex
mixes of skills, knowledge and experiences as well as capacity of both human and financial
capital. The presence of proper institutional capacity and administrative authority devolved for
decision making processes at local level is of critical advantage to strengthen the local
governments capacity in executing responsibilities and achieve its development goal
One of the areas that the schools need to participate the community is decision making. It is a
selection of a course of action among alternatives; which can be taken by individual principal or
by participating other concerned (Weihrich and Koonth, 1993: 198)
The PTA is a joint body of parent and teachers to be composed of seven executive members
elected at the parent-teacher assembly. PTAs were intended to strengthen school-community
relationships; make the school a good teaching and learning environment; foster a good
academic relationship between teachers and student; and lead and administer schools on
behalf of the community in collaboration with local government bodies.
The community wants to become involved and wants to know the rational before school
decisions are made parents and community member become offended if the school arbitrarily
makes decisions that directly affect them (Bagin and Donald, 2001, 145).
Therefore, the school principal has to participate the community in areas that concern them. CP
in decision making serves as a political model as well as a strategy for tapping additional local
resources for education (Kennedy, 1979:19). Strengthening this idea Shaeffer (1994: 143)
states:
20
One of the advantages of involving communities in school decision-making is that it creates a
greater sense of ownership, morale and commitment among the stake holders. Decisions that are
made at local level are arguably more responsive to specific issues related to school contexts
(Dunneet al.,2007). An important achievement has been observed in South Africa in this regard,
since school based governance is often integrated with participatory decision-making
(Naidoo,2005). Another advantage is that decentralization empowers communities to mobilize
resources. In Ghana, for example, decentralization helps to enhance the efficiency of school
management and accountability (Dunne et al., 2007).
Recognizing the importance of parent and school relationship in developing students discipline,
the policy give the responsibility of building students; moral (ethics) to PTA (MOE, 1994). It’s
PTA’s duty to ascertain whether students (also teachers and school principals) behave and
accomplish their tasks appropriately. Whenever, PTA detects problems on the parts of students’,
teachers or school principals the association has the responsibility of advising them and to come
on the right track. However, if the subject doesn’t show improvement, PTA has to recommend
are solution and present to the school principal or the school board as well as monitor and
evaluate its implementation. In addition this association has to participate, comment and suggest
its recommendation in the school planning, budgeting, decision-making, monitoring and
evaluation of the school activities (Shaeffer, 1994, MOE, 1994).
However, the implementation of decision-making through the full participation of parents and
communities entails challenges. When compared with teachers and head teachers, community
groups do not focus on education matters and this often creates conflict (Naidoo,2005).To
conclude, MOE(2007)indicated that the Government of Ethiopia has recently focused on
improving school-based management through the devolution of education decision-making to
school level.
The rationales and outcomes of decentralization are tantalizing and conflicting (Saito, 2008;
USAID, 2005; Welsh & McGinn, 1999). It is widely argued that efficiency and effectiveness are
21
more likely to be achieved when decision-making is placed at the local level. But localization of
decision alone should not be considered as a panacea rather as a means to the ends provided that
fundamental requirements that enhance the implementation process are fulfilled at the local
level. Otherwise devolving decisions and function to the local will not have advantage (Welsh &
McGinn, 1999).
Local autonomy increases independence and flexibility in decision and operation. However,
when the required level of decision-making power is absent at the local level it affects the
performance of the local governments (USAID, 2005). During the regional devolution in
Ethiopia, woreda and sub-woreda governments had lacked the necessary power required for their
local operations (Gebre-Egziabher & Berhanu, 2007). This had constrained the local
governments to perform their functions effectively and the implementation of decentralization
had consumed higher than the expected level of government expenditure (BBO, 2006; Gebre-
Egziabher & Berhanu, 2007).
Likewise, in many Africa countries educational decentralization failed to yield the intended
outcomes due to absence of real decision-making power and resource at the local levels
(Winkler, 2005). Some notes that in many African countries decentralization was not able to
promote local participation and achieve the intended goals because the reforms were little more
than de-concentration of functions (Coppola et al., 2003). However, realization of improved local
participation, efficiency and effectiveness in education needs devolution of fiscal, political and
administrative power and functions to the local governments and their institution (Ibid). In other
countries like Indonesia, due to the imbalance of these dimensions at the local level the
decentralization reform become a costly reform and exceed the financing capacity of the country
(Tikson, 2008, p. 45). Galshberg and Winkler (2003), in their study of educational
decentralization in certain African countries including Ethiopia, observed local features like
parents illiteracy, fragile democracy, and less well developed banking system, to affect the
success of educational decentralization. ..
Quality of local decisions depends on local units that are able to process and use information,
and representation of interests of individuals and groups affected by the decisions (Hurst,
22
1985;Welsh &McGinn, 1999). Sometimes this is not available at the Slocal. In Karnataka, India,
localization of decision-making was not able to produce the intended outcome because of lack of
skilled personnel to formulate plan (Saito &Kato, 2008). In Ethiopia during the regional
devolution, educational decentralization had not achieved the intended objectives because the
local governments lacked the basic knowledge and experience to perform effectively(Garcia &
Rajkumar, 2008; Tadesse, 2007). Recent studies also note acute shortage of skilled manpower as
a critical challenge of the implementation of Ethiopian local governance policy (Ayele, 2009).
According to a study conducted by Saito and Kato (2008),in India, in Karnataka state the local
level decentralization failed to achieve the intended outcomes due to lack of adequate resource
and necessary power at the local level. There were many practical circumstances where countries
that have undergone decentralization reforms failed to achieve the intended outcome and/or
produced the unintended ones. Faguet (2001) has reviewed educational decentralization reform
in Algeria, Tunisia and Libya, New Guinea and others and observed mixed results. The
outcomes were moderate success in some, moderate failure in some, and both results in others.
There are many conditions that vary the actual outcome of educational decentralization from the
planned one. Conyers (2006, p.459) presented these conditions in three major categories:
First, in many cases the actual degree of decentralization seems to have been very limited either
because of the proposals weren’t implemented as intended or because the initial proposals did
not provide for a significant decentralization. Second, there are claims that decentralization has
done little to improve the planning and implementation of local development programs and
therefore to contribute to local or national development. Lastly, there are complaints that power
has been decentralized to the „wrong people, either central appoints or local elites so there has
been no meaningful increase in the participation of the mass of the people (Rondinelli, 1981, as
cited in Conyers, 2008, p.459).
23
national interest, but widens the scope of planning, decision-making and control at the local
and/or other sub-national levels of the system and at the same time improving the quality of
communication between center and periphery -that a combination of strategies is supposed to
give positive outcomes.
From this discussion it can be understood that there is no single blue print for implementation of
decentralization that will increase efficiency and effectiveness of education. Some urge best
practices, anecdotal and evaluative, growing out of educational decentralization reforms, majorly
from Latin American countries and Eastern European countries (Galshberg & Winkler,2003,
p.23). On the other hand, Welsh and McGinn (1999, p.58) urges “a strategic approach is to be
preferred over’ best practices approach. The number of effective combinations of decision is
large; there are many ways to improve education. Consequently, decision-makers and managers
do not maintain a single strategy over time, but instead can vary where decisions are made
according to the current situation of the organization. A strategic approach would define the
principle that guide choice in situations, rather than specify the fixed structural changes to be
made.”
24
CHAPTER THREE
This chapter deals with the study which includes description of study area, research design,
sources of data, population, sample size and sampling techniques, instruments of data collection,
data collection procedures and methods of data analysis.
A research Method is largely descriptive and crucial in thinking how to guide data collection, its
analysis and interpretation; how to establish a link between research question, data, analysis and
conclusion; and how the research question can be addressed. Yin (2003, p. 20), for example,
defines research design as “a logical sequence that connects the empirical data to the study’s
initial research questions, and then ultimately, to its conclusions”. A research design comprises
five elements: the research questions and strategy, its propositions, the units of analysis, the logic
linking the data with research question and its prepositions, and the criteria for interpreting the
findings (Ibid). While the first three elements help to decide what data to collect, the latter two
elements helps to select strategies for analyzing and interpreting the data sets.
In this study, descriptive research design was employed. Because the major goal of this study is
to describe the implementation of decentralization of educational management, as it exists at
present. It is also relevant to gather detailed information concerning current status of the
practices and challenges decentralization educational management. Moreover, descriptive
research design makes possible the prediction of the future on the basis of findings on prevailing
conditions. In line with this, Jose and Gonzales (1993), state that descriptive research gives a
better and deeper understanding of a phenomenon which helps as a fact finding method with
adequate and accurate interpretation of the findings. Similarly, Cohen(1994), describes that
descriptive survey research design that it helps to gather data at a particular point in time with the
intention of describing the nature of existing condition or identifying standards against which
existing conditions can be compared or determining the relationship that exist between specific
events. In this study, both quantitative and qualitative research approaches were used. Because of
25
the nature of data collection tools which help to gather quantitative and qualitative data and that
quantitatively organized, required qualitative explanation.
In this study, both primary and secondary data were used to collect adequate information about
the current status in East wellaga zone of Oromia Region implementing decentralization of
educational management in terms of capacity.
Sampling technique is a method in which individual units are picked up from the whole by some
mechanical process. Therefore, the researcher was used purposive sampling and simple random
26
sampling techniques to select the respondents of the study in the woredas. This method was
chosen because of the WEO heads were small in number. And from simple random sampling
mechanisms, lottery system was used to draw sample from population to give an equal chance of
all respondents. With this sampling technique, the researcher selected four of the sevenths
woredas as the sources of information. The researcher used purposive sampling technique to
select 8(100%) heads and vice heads of the education office from the select woredas. and
14(100%)secondary school principals and 28(100%) PTA members in the towns of the select
woredas. 52(65%) experts were selected used by simple random sampling techniques from the
four groups of the sample woredas. In general, 102 respondents were selected by the researcher.
o
Po sam % Po Sa % Pop sam % Pop Samp %
p ple p mpl ple le
e
27
3.4. Data Gathering Tools
A questionnaire, interview, and document analysis were the main data gathering instruments to
collected adequate data and for triangulation purpose. Therefore, employing multiple data
collection instruments helps the researcher to combine, strengthen and amend some of the
inadequacies of the data and for triangulating it (Cresswell, 2003).
A. Questionnaires
The research contained both close and open ended items for the WEOs, principles, experts and
PTA. Koul (1996) suggested that questionnaire is widely used in educational research to obtain
information about certain conditions and practices and to inquire into opinions and attitudes of
individuals and groups. Two types of questionnaire were administrated to collect data from
WEOs, principles, experts and PTA at their office. Closed ended items were prepared in order to
obtain realistic data. The number of open-ended items were few, because this instrument help to
undertake in –depth studies and open ended questions were justified due to the fact that it calls
for a free response in the respondents own words (Best and Khan.2003)
The questionnaire was administered to the WEOs of WEOs head, principles, experts and PTA
to procure information on the role played to establishing and enhancing the population
representatives participation in the WEOs management.
B. Interview
Interview Researcher was interviewed in order to get supplementary information to validate the
information obtained from the questionnaire. The researcher was used semi-structured interview
questions to collect data from principals and experts, because of their flexibility and to make
clear any time, when there will be ambiguity (Cohn and Manian, 1995). Therefore, the interview
questions was prepared in English language, for 4 experts and 4pricimpals. The interviews took
place in the WEOs. Before each interview, I explained the purpose of the interview, how the
results will be shared, and reassured the participants of their confidentiality. The interviews
lasted anywhere for thirty minutes or half of a hour for each. Thus, the researcher conducted
three interviews with 4experts and 4pricipals. Because those in the education expected to have
better skill in implementation of decentralization of education management.
28
C. Documents
In order to found the facts in the study area, the researcher reviewed different documents of the
sample secondary schools documents such as record, and reports (monthly, quarterly and
annual). This helped the researcher to made a crosscheck against the collect data.
The researcher first attempted to formulate research problem. Next to this, the researcher took
permission letter from Zone to collect data. Then contact the woreda education office head to
create conducive environment for the successful of accomplishment of the study. The
questionnaire were distributed to WEO heads, secondary school principals, WEO experts and
PTA members, and Respondents were inform about the objective of the study and orientation
given to them, as how to fill the questionnaires, so that difficulties and confusion could be
avoided. Then, the researchers gave a brief explanation about each point in the discussion and
answer all the questions that were raised. To this effect, the respondents were told to reply the
questionnaires based on the facts and their personal feelings.
An interview was also conducted through disclosing the purpose of the study based on the
permission and willingness of respondents by the researcher. Besides, document investigation
was also made by the researcher himself. Then, the researchers collected all the data from the
respondents and analyze them by using different methods of data analysis. At the end, some
possible recommendations were forwarded.
Data which was collected through both primary and secondary data sources were analyzed
quantitatively and qualitatively. Quantitative research is concern with quantitative phenomena. It
based on the measurement of quantity or amount and involves collecting and analyzing
numerical data and applying statistical tests. Quantitative research is more objective in nature. To
increase the likelihood of completing replicable research with valid generalizations, educational
researchers tend to use quantitative methods, using "some form of cross-sectional, co relational
design" (Heck & Hallinger, 1999, p. 151).While qualitative research cannot expressed in terms
of quantity. This related to quality and in kinds or in words.
29
The analyzed and interpreted of the study were based on the data collected through the data
collected instruments. Quantitative data were coded, tabulated and analyzed used descriptive
statistics method such as, frequencies and percentage. Qualitative data were analyzed, described
and interpreted through explained and conceptualized by used narrative analysis to supplement
the quantitative data.
30
CHAPTER FOUR
This chapter deals with presentation, analysis and interpretation of the data collected from
respondents 8 heads and vice heads of the education office from the select woredas, 14
secondary school principals and 28 PTA members in the towns of the select woredas and 52
experts;4 principals and 4 experts through interview and document analysis. The data were
presented in tables and analyzed using appropriate statistical tools such as, percentages and
frequencies. Moreover, the most important points were discussed qualitatively through
descriptive statements. The researcher dispatched 34 questionnaires for the respondents and all
of them were returned.
In addition to this the rating scale used for the study were; strongly Agree, Agree, Undecided,
Disagree and Strongly Disagree and Very Low, Low, Medium, High, Very high. The data
obtained from all sources were organized, analyzed and discussed in the following manner
As it is indicated on chapter three, WEOs, secondary school principals, PTA members in the
towns of the select woredas and experts were respondent of research questioner. A structured
interview held with principals and woreda education office heads. A total number of 34
questioners distributed and all of the questioners filled out and returned.
31
Table 2: indicates that number of respondents that purposely selected in East Wollega zone
selective weradas education office
F % F % F % F % f %
32
As presented on the above table, category 1, 85(83.3%) and 17(16.7 %) respondents were males
and females respectively. All the interviewee participants were males. As it can be clearly seen it
was male dominated. This indicates that there is a greater difference in sexual category between
male and female in different position of WEOs. From this, one can conclude that less attention
had been given for women particularly in bringing them to management position. Therefore,
authorized bodies need to revise their recruitment and selection procedures so as to consider
gender issues.
As category 2 of the above table shows, 11(10.8%) of the WEOs respondents were found to be in
the ranges of 20-25years, 13(12.7%), 28(27.5%), 6(5.9%).21(20.6) and 23(22.5), of the
respondent ages were 26-30, 31-36, 37-40, 41-45 and above 46 years respectively. They can
express ideas related to the study consistently and with a good consideration. Hence, their
opinion can be acceptable to the study.
As shown in table 2, category 3 the qualification distribution of respondents 6 (5.9%) hold
second degree,61(59.8% ) first degree holder and 35(34.3% ) diploma holder. This would also
allow them to share academic and social experiences among themselves.
As illustrated in the above table of category 4, respondent experience (service year) were as
follows: 12(11.8%) were between the service year range of 5-10 years, 18(17.6 %) of them were
between the experience range of 11-15, 56(54.9 %) of them were between the experience range
of 16-20 years and 16(15.7%) of teacher respondents were above 20 years of experience.
Organizational structure represents the capacity of ownership and the structure relates to the
ultimate legal and social responsibility of the organization. The ways organizational structures
were designed and how work process and functional units were reorganized have impacts on the
capacity of implementing decentralization. With this assumption, three major items (Item 1-3)
were administered to the woreda level (Table 2).
33
Table 3: the level of organizational structure capacity
34
As indicated in Item 1 of Table 2, the structure is clearly defined to them. Accordingly, 6(75%)
of WEO heads, 12(85%) of principals, 17(61%) of PTA members and 43(83%) of experts were
high with the statement. This indicates that the structure is clearly defined to this lower level,
especially to the school level as the largest number of principals (85%) high with the statement.
The interview results were in line with the respondents’ rate.
In item 2 of table 2, the respondents indicated that organizational structure was well designed
evidenced by the majority of the respondents: 5(62%) of WEO heads strongly agree and
10(71%) of principals, 20(71%) of PTA members and 40(77%) of experts high with the idea.
This shows that all respondents confirmed that currently they were using the organizational
structure that developed and distributed from the Oromia regional education bureau.
The document analysis made concerning the organizational structure of the woreda levels
showed that the structure has been adapted from the Ministry of Education that forwarded to
regional and woreda education office. In item 3 of table 2, the respondents were asked
Functional units adequately decentralized to them. Accordingly, 5(62%) of WEO heads,
23(82.14%) of PTA members and 32(61.53%) of experts agreed with the statement. And only
7(50%) of principals partially high.
Theoretically, the current organizational structure of education office is clearly defined and the
framework is developed by civil service and good governance bureau and distributed through the
REB to all woreda education office but in practical sense there was some gaps with the exact
structure that expected from the Education Offices. WEO was unable to carryout tasks (Jeilu,
2001) on contrary the current organizational structure and quality of human power at WEO
enables the woreda to carryout their task adequately this is due to short term and long term
training that employees got the opportunity to attend some level of degrees from public service
college and hiring fresh graduate.
35
4.3. Leadership and Management Capacity
Leadership and management is one of the backbones for the implementation of decentralization
in educational management. It maintains relations with stakeholders allocate and deploy the right
resources in the successful pursuit of its strategic goals. In line with this, two major items that
were related to leadership and management were administered to the respondents for rating
(Table 3).
Table 4: the level of Leadership and management in the appointed and distributed in
office
36
leaders in woreda education offices were appointed by their political commitment even their
profession is not considered. Educational office needs educational leader at least the one who
understands the values of education but many leaders in education offices give greater emphasis
for their political commitment; in practical sense the capacities and competencies that required
for Educational leadership is not effective. Leaders in educational offices do not have confidence
for decision making since they were not from to be competent professional leaders, leaders need
to have a composite capacity of knowledge, skills, values, character and attitudes working within
a facilitating cultural environment, institutions and systems.
The office recognized the importance of distributive leadership also rated low with response of, ,
6(42.85%) of principals, 24(46.16%) experts, 3(46.42%) and 4(50%) WEOs head all respondents
were low, (Table 3 item 2). The interview respondents also witnesses as education leader does
not acknowledge the role of distributed leadership that acknowledges the work of all individuals
who contribute to leadership practice, whether or not they were formally designated or defined as
leaders, distributed leadership minimizes risks through distributing responsibilities to all staff
experts. In education office in which 46% of respondents were confirmed as they disagree on the
existence of distributed leadership. Since, leaders in education office do not trust other non-
political member they don’t want to show responsibilities.
The effective execution of these activities demands developing the skills and abilities of leaders.
The skills and competence of the educational leaders a base for successful implementation of
educational decentralization because decentralizing significant amount of power and authorities
results into wastage of decentralized resources due to lack of managerial, technical and
administrative capacity that requires major commitment on the side of the government to
improve and enhance their competence. It needs wise leadership to bring position capable
persons who can perfectly play the role, fix the education system and create a competitive
environment.
In general the overall leadership capacity of woreda education office for implementing
decentralization of educational management was found to be low (46%) of respondents’ (Table
2). Different researches support this research conducted by (Jeilu, 2001; Hussien, 2007) showed
that management and leadership effectiveness for decentralization commitment was found to be
37
medium in principle the successful decentralization of educational management needs high
leadership and management commitment (this all implies the education offices should develop
strong leadership and management to lead and for the successful implementation of
decentralization educational management. But according to this study it was low.
It is one way of the best looking in educational office in terms of human capital to implement
decentralized education management. In line with this, three major items that were related to
human resource capacity were administered to the respondents.
38
Table 5:show the level of Human Resources in different capacity
As can be seen from item 1 of the Table 4, the offices has the right people for the right job was
rated as low with 10(35.71%) of PTA members, 6(42.85%) of principals, 6(75%) of WEOs head
and 39(75%) of experts were all respondents low on the response. This implies that lack of the
39
right qualification; concrete experience and skill to manage supervise schools to facilitate the day
to day activities of the office. Educational office experts whose their educational level does not
satisfy the educational requirement at their present assignment
Educational experts in woreda education office were coming from school teachers, school
directors with graduate of diploma in Mathematics, science, language and other which has an
impact on the day to day activities of the Education office to put right person on the right place.
Different researches reported that capacity of resources has limited in a number of education all
offices and regional education office on top of the strong resistance of well experienced and
qualified employees (Jeilu, 2001; Hussien, 2007; Thomas, 2011; Tilaye, 2012).
The offices has adequate number of staffs to supervise ,monitor the day to day activities (Table
4) of the above table also rated as with only 28(53.84%) of experts reported disagree, but,
8(57.14%) of principals, 16(57.14%) of PTA members, 5(62.5%) of WEO heads were reported
partially high, which is medium. In supporting this, the interviews conducted with the woreda
educational experts clearly revealed that there is inadequate number of experts which is directly
to the weread of educational planning and management, scarcity of educational supervisor.
I tem no 3 of the Table 4 there is high turnover of employees in which the highest rated with
negative responses of 30(57.69%) of experts, 17(60.71%) of PTAs, 12(85.71%) of principals and
8(100%) of WEOs were high. This turnover issue is the most uncontrollable challenge of the
educational office that any one wouldn’t control it. According to (Jeilu ,2001) frequent staff
turnover might weaken the implementation of decentralization in educational management. The
reason for this effect is employees were un happy with the working condition environments, the
political condition it is expected to be a member of OPDO governing party. Changes of leaders
were one of negative impact to work together with PTA community representative and others
interested organizations. The cumulative effect of these situations discouraged employees and
reduced their commitment to the position they held failing the implementing decentralizations of
educational management in general sense.
Financial capacity is another critical capacity of that gives life organization and it is the most
important determinant resource to the successful implementations of decentralization. three
40
major items that were related to financial capacity were administered to the respondents for
rating (Table 5).
As it is shown on Table 5 the annual budget plan were clearly define and rated with 5(62.5%) of
WEOs head were strong agree and other were 6(42.85%) of principals and 12(42.85%) of PTA
members 27(51.92%) of experts all were reported high , which is highest results. The interview
result revealed that the education offices followed clear annual budget plan for recurrent
expenditure, for staff salary, operational expenses, and capital expenditures.
All financial transactions recorded with the relevant documentation rated with the 23(44.23%) of
experts, 13(46.42%) of PTA members,7(50%) of principals and 5(62.5%) of WEOs head were
reported high, which the highest results. It revealed that existence of every financial transaction
41
within the education offices that had their own vouchers that contain budget category, account
code and signed by authorized finance personnel. The interview that conducted revealed that is
the same to this.
Adequate financial was rated as low with 13(46.42%) of PTA members, 31(59.61%) of experts
,9(64.28%) of principals and 6(75%) of WEOs were reported low. The interview reveals that
education offices were faces challenges with lack of financial resources to support the need of
schools, to support and encourage staffs through different trainings.
42
4.6. The level of Management functions
Table 7: Level of Participation of WEO Personnel, Experts, Principals and PTA in Various
Management Functions
Indicate the level of WEO heads Experts Principals PTA Total
participation in the
following management
functions
f % f % F % f % f %
management Level
functions
Planning very high 5 62.5 35 67.30 9 64. 21 75 60 58.8
28 2
High 3 37.5 12 23.07 5 35. 7 25 26 25.4
71 9
Average - - 5 9.61 - - - - - -
Low - - - - - - - - - -
Directing very high - - - - - - - - - -
High 6 75 38 73 11 78. 19 67. 74 72.5
57 85 4
Average 2 25 14 26.92 3 21. 9 32. 28 27.4
42 14 5
Low - - - - - - - - - -
Organizing very high 3 37.5 - - - - - - 3 37.5
High 1 12.5 17 32.69 5 35. 10 35. 33 32.3
71 71 5
Average 4 50 35 67.30 9 64. 18 64. 66 64.7
28 71 0
Low - - - - - - - - - -
Controlling very high - - - - - - - - - -
High 5 62.5 37 71.15 11 78. 16 57. 69 67.6
57 14 4
Average 3 37.5 15 28.84 3 21. 12 42. 33 32.3
42 85 5
Low - - - - - - - - - -
Decision Very 2 25 5 9.51 2 14. 1 3.5 11 10.7
making high 28 7 8
High 4 50 33 63.46 9 64. 17 60. 53 51.9
28 71 6
Average 2 25 14 26.92 3 21. 8 28. 27 26.4
42 57 7
Low - - - - - - - - - -
In item 1 of table 6 above, the respondents were asked to indicate the level of participation of
WEO heads and experts in various management functions. Accordingly, item 1 they were asked
43
to show the level of their participation in planning. All of the respondents: 5(62.5%) of WEO
heads, 9(64.28%) of principals 35(67.30%) of experts and 21(75%) of PTA members were
responded that the participation of WEO heads and experts in planning is very high. In this
process of planning all our experts participate in the planning and give information about their
units. Regarding this, Walker (1994) also states that much planning should be carried out in
teams, at the management level and among staff in their areas of interest and expertise.
In item 2 of table 6, the respondents were asked to show the participation of WEO heads and
experts in organizing. 19(67.85%) of PTA members, 38(73%) of experts, 6(75%) of WEOs and
11(78.57%) principals (which is the majority) responded that the participation of WEO heads
and experts in organizing is high. The National Department of Education stipulated the need for
democratic governance in schools. This means active involvement of stakeholders in decision-
making, policy formulations and other aspects. The DoE, however, has not yet practiced what it
is preaching in terms of democratic values and consultation. Decisions are imposed on schools
even if they are hard to implement. This means that this issue should be thoroughly reviewed
(Weekend 2005). In item 3 of table 6, the respondents were asked to indicate the level of
participation of WEO heads and experts in directing. Accordingly, the majority of them:4(50%)
of WEO heads, 9(64.28%) of principals, 18(64.71%) of PTA members and 35(67.30%) of
experts responded that the WEO heads and experts participation in directing is medium.
In 4 of table 6 above, the respondents were asked to show the level of participation of WEO
heads and experts in controlling and monitoring functions. Accordingly, the majority:
16(57.14%) of PTA members, 5(62.5%) of WEO heads,37(71.15%) of experts and 11(78.57%)
of principals and responded that the participation of WEO heads and experts in controlling and
monitoring is average.
44
In 5 of table 6, the respondents were asked the level of participation of WEO heads and experts
in important decision makings. Accordingly, 4(50%) of WEO heads, 17(60.71%) of PTA
members, 33(63.46%) of experts and 9(64.28%)of principals and (which is the majority) said
that the participation of WEO heads and experts in important decision makings is high.
The fact that you involved as many people as possible, who you may call them expert in their
respective discipline of decision-making, carry the potential that the decision taken will be
supported, defended and ultimately carried out by everyone, even those that appear to be
negative or defensive of decisions taken by the majority (Mungunda, 2003).
4.7. Part II, The level of Participation stakeholder in planning
As depicted in Table-7 of the first item, the respondents were asked to rate the extent to which
the community participation in formulating strategic planning and action plan of the school.
Accordingly, 4(5o%) of WEOs, 18(64.28%) of PTA members, 33(64.46%) of experts and
11(78.57%) of principals reveals the involvement of the community participation in planning in
45
the school strategic plan and action plan was high. from the interview held with WEO experts, it
was found out that KETB and PTA members participate in the planning.
Regarding item 2, 5(35.71%) of principals, 12(42.85%) of PTA members, 25(48.07%) of
experts, and 5(62.5%) of WEOs, responded that the participation of the community
representatives in designing and planning school programs was low and very low. This indicated
that, the KETB and PTA members’ participation in planning, school programs was found at low
level. Further more, the information gather from interview with WEO experts and document
analysis strongly support the data obtained through quantitative. From this, one can possible to
conclude that planning school program activities was prepared by school and less result
achievement principals without involving or participating of KETB and PTAs members,
therefore, this leads to inactive participation of the school.
With respect to item 1, the participation of the community in decision making in school activities
rated with 4(50%) of WEOs, 7(50%) of principals, 18(64.28%) of PTA members and
40(76.92%) of experts were reported that the community representative participation in decision
46
making on budgeting was high.From the interview with the principals and document analysis of
record of KETB and PTA. It was found that decision making on school budgeting and determine
how it spent was made by the KETB and PTA. From this it is possible to understand that KETB
and PTA are carrying out their responsibilities.
Regarding item 2 decisions about teachers’ complaints, only 15(53.57%) of PTAs response was
medium, but other were 8(57.14%) of principals, 31(59.61%) of experts and 5(62.5%)of WEOs
reported that the participation of KETB and PTA members in resolving teachers’ complaints
through decision was found to be low.
Furthermore, from the interview with school principals and document observation (analysis), it
was found out that in most school maters decisions were made by the principals together with
teachers who were member of PTA. From this, it is possible to understand that KETB and PTA
member participation in decision making on teacher complains was poor and low. Due to this is
difficult to call there was real participation. Therefore, the PTA and KETB participating on
decision making such as teachers absenteeism, poor performance, improving the educational
delivery, monitoring and supervising teachers, ensuring that teachers arrive at school on time and
perform effectively in class room was not adequate
47
4.10. Level of PTA and KETB participate in monitoring and evaluation
Monitoring F % F % F % F % f %
and
Evaluation
1 1.Preparing Very
evaluating high
criteria to high 8 15.4 1 7.1 3 10.7 12 11.8
evaluate the Mediu 1 12. 12 23 1 7.1 7 25 21 20.6
school plan m 5
Implementati Low 5 62. 26 50 8 57 16 57.1 55 53.9
on 5
Very 2 25 6 11.5 4 28.6 2 7.1 14 13.7
low
2 2.Identifying Very - - - - - - - - - -
strengths and high
weaknesses, high 5 9.6 1 7.1 2 7.1 8 7.8
and Mediu 7 13.5 3 21. 13 46 23 22.5
challenges m
encountered Low 2 25 15 28.8 2 14.3 7 25 26 25.5
Very 6 75 25 48 8 57 6 21 45 44.1
low
3 Monitoring Very - - - - - - - - - -
the school high
resources and high 7 13.5 2 14.3 7 25 16 15.7
evaluating Mediu 1 12. 12 23 2 14.3 6 21.4 21 20.6
the m 5
implementati Low 3 37. 8 15.4 6 42.9 11 39.3 28 27.5
on of the 5
school plan Very 4 50 25 48 4 28.6 4 14.3 37 36.3
low
48
Table 9, summarizes that the respondent values of the participation of the community in
monitoring and evaluation was 26(50%) of experts, 8(57.14%) of principals, 16(57.14%) of PTA
and 5(62.5%)of WEOs revealed that the participation KETB and PTA members in developing
evaluating criteria to evaluate the implementation of the school plan was low. That is, the
community representatives do not participate in monitoring the programs auditing and evaluating
the results and impacts in light of criteria. Moreover 6(21.42%) of PTA, 25(48.07%) of experts,
8(57.14% of principals and 6(75%) of WEOs proved that the KETB and PTA members did not
participate in identifying strengths, weaknesses and challenges the school encountered was
medium.
With respect to item 3 , Monitoring the school resources and evaluating the implementation of
the school was reported as 25( 48.07%) of experts and 4(50%) of WEOs and were responded
very low and 11(39.28%) of PTA and 6(42.85%) of principals and revealed that low. This
indicated that the PTA and KETB members did not monitoring and evaluating of the
implementation of school plan.
Furthermore, from the interview with WEOs and experts and document analysis it was found
that KETB and PTA members role in monitoring and evaluating of school planning were also
low. From this the PTA and KETB did not carrying out their responsibilities.
49
4.11. Part III Challenges on Decentralized Educational Management
Table 10, Challenges the employee faced to implement decentralized educational management
Please indicate appropriate answer by putting (√) mark in one of the five alternatives.
In item 1 table 10, the respondents were asked to indicate the most difficult challenges
regarding to internal condition their woredas face to implement decentralized educational
management effectively and efficiently. From 102 respondents on the question defined decision
50
making process 46(45.09%) and reliable data 67(65.68%) were responded high in each wored,
budget for education 54(52.94%) and using guideline 39(38.23%) were medium. It indicates that
there is no high challenge according to this study. But the majority of the respondents indicated
that lack of training for the stakeholders 67 (65.68%), lack of coordination among various
stakeholders 50(49.01%) and shortage of skilled manpower 73(71.56%) Availability of resources
(computers, paper, etc.), 72(70.58%) and Lack of inadequate participation of stakeholders
45(44.11%) were responded from 102 respondents for each questioner as the most difficult
challenges face to implement decentralized educational management in the woreda.
Regarding the external condition challenge that face woreda education office responded as there
is a shortage of political environment by responded 41(40.2%) was low. there is neither
adequate capacity nor commitment to support, to practice and to fully utilize them. The social
change was also low by the report of 46(45%).the employees not to work in rural school due to
lack of social services in these area. At the end Respondents were reported that the technology
capacity of education offices was over all rated low with 67(65.7%) from total respondents. It
indicated that an education office has weak and poor use of information technology system.
4.12. Interview for WEO experts and Principals were explained as follows
Both of them for asked the question
1. Is there adequate finical recourse capacity?
2. What is the level of participation of education stakeholders in various functions of
management in your woreda?
3. What do you think are the main challenges of practicing decentralized education
Management in your woredas? They responded the following responses.
WEO experts and Principals were responded that there is no enough financial capacity. This
results shows that the inadequate of finance is one of the main challenges of the educational to
deliver proper services or to implement decentralized educational management. And KETB and
PTA members’ participation in formulating, securing school resources, planning of school
program, decision making, implementation of school plan, monitoring and evaluation of school
performance was found to be low and poor. This indicates that there is no participation of the
51
stakeholder in various functions. At the end both of them responded that there is lack of human
power, inadequate resource like finical, material ,ICT, turnover employee and lack of training are
the main challenges in our weredas.
52
CHAPTER FIVE
This Chapter has three sections the first section presents the major findings of the study
(summary) while second section deals with the conclusion drawn from the findings of the study.
The final sections of this chapter provide some suggestions based on major findings and
conclusion drawn from the study.
5.1. Summary
The main objective of this study was to analyze the implementation of decentralized educational
management in case of selective worada east wollega zone of oromia regional state. The specific
purposes of the study were:
To improve inadequate capacity of WEOs by empowering each personnel.
To raise awareness creation programs of participation to stakeholders in different
domains.
To find out the challenges implementation of decentralization education management
and design the way of overcome
The study formulated the following basic research questions.
Is there adequate organizational capacity to implement decentralization of educational
management?
What is the scale of stakeholder involvement in different domains in East Wallega
Woredas education offices.
What are challenges to implementing decentralized education management in East
Wallega Woredas education offices
The study was conducted in four woredas in East wollega Zone. The methodology employed was
descriptive survey. To answer the above questions, a questionnaire and semi-structure interview
instruments were employed to obtain data from the selected samples, descriptive statistics was
employed to analyze the data collected. Based on the above analysis made, the major findings of
the study are the following,
53
1. Leadership and management
Regarding the leaders were appointed by based on profession and competency was low
by 51(50%). But other respondents 23(22.5%) and 28(27.4%) were agree and partially
agree respectively. This was also observed by the interviews conducted at woreda levels
with educational officials and experts shows all leaders in woreda education offices were
appointed by their political commitment even their profession is not considered. And also
the office recognized the importance of distributive leadership was also disagree by
47(46%) of respondents reports. The interview respondents also witnesses as education
leader does not acknowledge the role of distributed leadership that acknowledges the
work of all individuals who contribute to leadership practice, whether or not they were
formally designated or defined as leaders.
54
4. Stakeholders involvement
Regarding the external condition challenge that face woreda education office responded
as there is a shortage of political environment by responded 41(40.2%) was low. there is
neither adequate capacity nor commitment to support, to practice and to fully utilize
them. The social change was also low by the report of 46(45%).the employees not to
work in rural school due to lack of social services in these area. At the end Respondents
were reported that the technology capacity of education offices was over all rated low
55
with 67(65.7%) from total respondents. It indicated that an education office has weak and
poor use of information technology system.
5.2. Conclusions
Based on the findings the following conclusions drawn:
1. WEOs are accountable to the Zonal education Bureau but some woreda education offices
were weakest tie in zonal education office for implementing decentralization of
educational management was found to be low. Educational Leaders were extremely
restricted by the political system. There is neither adequate capacity nor commitment and
inefficient political appointees with frequent changes of leaders makes the education
system weaker this due to less management commitment, lack of leadership and proper
educational management practices.
2. The human resource capacity explained as lack of the right qualification; lack of required
number of experts which is directly to the weread of educational planning and
management, scarcity of educational supervisor staff ,there is high turnover of staffs
which the most uncontrollable challenge for the educational office employees were un
happy with the working condition environments. The cumulative effect of these situations
discouraged employees and reduced their commitment to the position they held
deteriorating the implementing decentralizations of educational management in general
sense.
4. As the study indicated, the majority of the respondents KETB and PTA members
participation in planning of school program, in resolving teachers’ complaints through
decision was found to be low , Monitoring the school resources and evaluating the
implementation of the school was revealed low, From this it is possible to conclude
56
that past establishing KETB and PTA in schools was not fully carrying out their roles
and responsibilities given to them by rules and laws.
5. To end with, regarding the internal and external condition challenges of decentralized
educational management the internal challenges were shortage of training for the
stakeholders, lack of coordination among various stakeholders ; shortage of skilled
manpower ,availability of resources (ICT, writing materials, etc.) and Lack of inadequate
participation of stakeholders. Regarding the external condition Lack of political
environment, lack of social services and shortage of technology capacity of education
offices were among the most difficult challenges that woredas face to implement
decentralized educational management effectively and efficiently.
In general, decentralization of educational management has improved since the 1991s, but
decentralization failed to meets its promise, as improvements in accountability, participation,
efficiency and equality have not met expectations. Despite the fact that implementation
decentralization of educational management in east wellega zone WEOs saw their efforts
undermined by lack, of leadership and management commitment, lack of financial resources,
limited autonomy and insufficient support from regional government. If stakeholder had been
given appropriate levels to carry out their decentralized responsibilities, the results could have
been dramatically different.
5.3. Recommendations
On the basis of the finding and conclusions with regard to the implemented decentralized
educational management of East Wollega woreda educatin office, the following possible
solutions are recommended.
57
officials should create conducive working environments for employees that makes them
responsible for their position and the Education offices should attracting well-qualified
and experienced professionals specifically related to educational planning and management
at the woreda level.
2. For education sector knowledge of the education is needed, therefore pay attention to
qualified and experienced person than political consideration and put right qualified
person at right place is the solution of this gaps. To minimize turnover employees,
satisfaction or motivation of the worker is one of the ways to reduce turnover employees
and leaders. Improving low salary, reducing heavy workload, improving working
environment (increasing of financial and material resources at work place) and giving
career structure on time are another way overcoming turnover employees.
58
resources(ICT, writing materials, etc.) Adequate participation of stake holders, are some
of the major ones which should be practiced to reduce the challenges of decentralized
educational management. Most of these could be done by the woredas while others
should be done by the concerned educational stakeholders.
59
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60
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62
APPENDICES
Addis Ababa University
School of Graduate Studies
College of Education & Behavioral Sciences
Department of Educational Planning & Management
Dear Respondents,
The Objectives of this research is to collect valuable information on the organizational capacity
of woreda /district /education offices in Implementing Decentralization of Educational
Management in East Wollega Zone of Oromia Region. Your real response and valuable support
in responding to the questions raised is of paramount importance’s to the success of the study.
The Information gather will be use only for academic purposes and shall be keep confidential.
Please put tick (√) marks in the boxes
63
Part I. :capacity building
Please indicate to what extent you agree with the following statements
The following are some of the areas that the adequate capacity building to implement
decentralized educational mgt. Please indicate to what extent you agree with the following
statements.
Items very high med low very Total
high ium low
Organizational structure
1. The design of organization structure
2. The structure of Work processes
3. decentralized of functional units
Indicate the level of participation in the very high mediu low very Total
following management functions. high m low
Managerial function
Planning
Organizing
s
Directing
Controling
Decision making
64
part II. Stakeholder involvement in the management in deferent domains
The following are some of the areas that the Stakeholder is expected to participate in the
Educational management. Please provide appropriate answer by putting (√) mark in one of the
five alternatives.
Items very high medium low very Total
high low
A. The extent to which the KETB and PTA members
are participating in planning
65
Part III Challenges of decentralization educational management.
Pleas indicate appropriate answer by putting(√) in one of the five alternative.
66
Appendix II Sample Interview
67