Research Methodology Notes
Research Methodology Notes
Introduction: The word research is composed of two syllables “Re” and “Search”. “Re” is the
prefix meaning ‘Again or over again or a new’ and “Search” is the latter meaning ‘to examine
closely and carefully’ or ‘to test and try’. Together they form, a careful, systematic, patient study
and investigation in some field of knowledge undertaken to establish principles / policies.
Meaning of Research: Research can be defined as
1. Search for knowledge
2. Systematic and scientific search for getting relevant answers on any taken up specific topic.
3. Scientific enquiry into a subject.
4. Research is a movement from the unknown to the known.
5. It is the voyage of discovery
Clifford Woody - Research comprises defining and redefining problems, formulating hypothesis
or suggested solutions; collecting, organizing and evaluating data; making deductions and reaching
conclusions; and at last carefully testing the conclusions to determine whether they fit the
formulated hypothesis.
D. Slesinger and M. Stephenson in the Encyclopedia of Social Sciences define research as "the
manipulation of things, concepts or symbols for the purpose of generalizing, to extend, correct or
verify knowledge, whether that knowledge aids in construction of theory or in the practice“.
Bulmer- Research is primarily committed to establishing systematic, reliable and valid knowledge
about the social world.
Thus research is the search for knowledge through objective and systematic method for finding
solution to a problem.
Objectives of Research: The objective of research is to find answers to the questions by applying
scientific procedures. In other words, the main aim of research is to find out the truth which is
hidden and has not yet been discovered. Although every research study has its own specific
objectives, the research objectives may be broadly grouped as follows:
1. To gain familiarity with a phenomenon or to achieve new insights into it (exploratory or
formulative research studies)
2. To portray accurately the characteristics of a particular individual, situation or a group
(descriptive research studies)
3. To determine the frequency with which something occurs or with which it is associated with
something else (diagnostic research studies)
4. To test a hypothesis of a causal relationship between variables (hypothesis-testing research
studies)
Motivation in Research: The intention of doing research may be one or more of the following:
1. Get a research degree along with its consequential benefits
2. Face the challenges in solving the unsolved problems, i.e., concern over practical problems
initiates research
3. Intellectual joy of doing some creative work
4. Service to society
5. Get respect.
Factors like directives of government, employment conditions, curiosity about new things, desire
to understand causal relationships, social thinking and awakening, and the like may as well
motivate people to carry research.
Types of Research:
1. Descriptive Vs Analytical Research
Descriptive research consists of surveys and fact-finding enquiries of different types. The main
objective of descriptive research is describing the state of affairs as it prevails at the time of study.
The term ‘ex post facto research‘ is quite often used for descriptive research studies in social
sciences and business research. The most distinguishing feature of this method is that the
researcher has no control over the variables here. He/she has to only report what is happening or
what has happened. Majority of the ex post facto research projects are used for descriptive studies
in which the researcher attempts to examine phenomena, such as the consumers‘ preferences,
frequency of purchases, shopping, etc. Despite the inability of the researchers to control the
variables, ex post facto studies may also comprise attempts by them to discover the causes of the
selected problem. The methods of research adopted in conducting descriptive research are survey
methods of all kinds, including correlational and comparative methods. Meanwhile in the
Analytical research, the researcher has to use the already available facts or information, and
analyze them to make a critical evaluation of the subject.
Descriptive is fact finding to describe the state of affairs
Analytical Research is using already available information and analyse to make a critical
evaluation of the material.
2. Applied Vs Fundamental Research
An attempt to find a solution to an immediate problem encountered by a firm, an industry, a
business organization, or the society is known as applied research. Researchers engaged in such
researches aim at drawing certain conclusions confronting a concrete social or business problem
Fundamental research mainly concerns generalizations and formulation of a theory. In other
words, ―Gathering knowledge for knowledge‘s sake is termed pure or basic research (Young in
Kothari, 1988). Researches relating to pure mathematics or concerning some natural phenomenon
are instances of Fundamental Research. Likewise, studies focusing on human behaviour also fall
under the category of fundamental research.
Applied aims at finding a solution to the problem faced by the society/ organisation.
Fundamental Research is concerned with generalization and formulation of a theory
3. Quantitative Vs Qualitative Research
Quantitative research relates to aspects that can be quantified or can be expressed in terms of
quantity. It involves the measurement of quantity or amount. Various available statistical and
econometric methods are adopted for analysis in such research. Which includes correlation,
regressions and time series analysis etc
Qualitative research is concerned with qualitative phenomena, or more specifically, the aspects
related to or involving quality or kind. For example, an important type of qualitative research is
Motivation Research‘, which investigates into the reasons for certain human behavior. The main
aim of this type of research is discovering the underlying motives and desires of in-depth
interviews. The other techniques employed in such research are story completion tests, sentence
completion tests, word association tests, and other similar projective methods. Qualitative research
is particularly significant in the context of behavioral sciences, which aim at discovering the
underlying motives of human behaviour.
Quantitative research is based on quantitative measurements of some characteristics
Qualitative research is concerned with qualitative phemomenon
4. Conceptual vs. Empirical
The research related to some abstract idea or theory is known as Conceptual Research. Generally,
philosophers and thinkers use it for developing new concepts or for reinterpreting the existing
ones.
Empirical Research, on the other hand, exclusively relies on the observation or experience with
hardly any regard for theory and system. Such research is data based, which often comes up with
conclusions that can be verified through experiments or observation. Empirical research is also
known as experimental type of research, in which it is important to first collect the facts and their
sources, and actively take steps to stimulate the production of desired information. In this type of
research, the researcher first formulates a working hypothesis, and then gathers sufficient facts to
prove or disprove the stated hypothesis. He/she formulates the experimental design, which
according to him/her would manipulate the variables, so as to obtain the desired information.
The results obtained by using the experimental or empirical studies are considered to be the most
powerful evidences for a given hypothesis.
Conceptual research is related to some abstract ideas
Empirical research is data based research which relies on observation or experience.
5. Some other types of research
• one-time research or longitudinal research- depends upon the time of doing research
• field-setting research or laboratory research or simulation research- depends upon the
environment in which research is carried on.
• clinical or diagnostic research- in-depth approaches or case study method may be
employed to analyse the basic causal relations
• Exploratory research- consist of substantial structure and specific hypotheses to be
verified
• Historical Research- sources like historical documents, remains, etc. Are utilized to study
past events or ideas.
Research Approaches: The above description of the types of research shows that there are two
basic approaches to research, viz., quantitative approach and the qualitative approach.
Quantitative approach can be further sub-classified into
Inferential research - inferential approach to research is to form a data base from which to infer
characteristics or relationships of population. This usually means survey research where a sample
of population is studied (questioned or observed) to determine its characteristics, and it is then
inferred that the population has the same characteristics
Experimental research- characterized by much greater control over the research environment and
in this case some variables are manipulated to observe their effect on other variables
Simulation research- Simulation approach involves the construction of an artificial environment
within which relevant information and data can be generated. This permits an observation of the
dynamic behavior of a system (or its sub-system) under controlled conditions
Qualitative approach to research generates results either in non-quantitative form or in the form
which are not subjected to rigorous quantitative analysis. Generally, the techniques of focus group
interviews, projective techniques and depth interviews are used.
Significance of Research:
➢ Research inculcates scientific and inductive thinking and promotes the development of
logical habits of thinking.
➢ Research provides the basis for all government policies in our economic system.
➢ Research has its special significance in solving various operational and planning problems
of business and industry
➢ Research is equally important for social scientists in studying social relationships and in
seeking answers to various social problems.
(a) To those students who are to write a master’s or Ph.D. thesis, research may mean a careerism
or a way to attain a high position in the social structure
(b) To professionals in research methodology, research may mean a source of livelihood
(c) To philosophers and thinkers, research may mean the outlet for new ideas and insights
(d) To literary men and women, research may mean the development of new styles and creative
work
(e) To analysts and intellectuals, research may mean the generalizations of new theories.
Research Methods versus Methodology:
Research methods may be understood as all those methods/techniques that are used for conduction
of research. Research methods or techniques thus, refer to the methods the researchers use in
performing research operations.
Research methodology is a way to systematically solve the research problem. It may be understood
as a science of studying how research is done scientifically. In it we study the various steps that
are generally adopted by a researcher in studying his research problem along with the logic behind
them
It involves conduction of experiments, tests, Techniques that can be used to conduct the
surveys etc experiments, tests etc
Aims at finding a solution to the research Aims at employment of correct procedure to find
problem the solution
• Researcher Knowledge
• Practicality: Practicality is also responsible for the selection.
• Time-lines of the Problem.
• Urgency.
Personal Inclination: The chief motivation in the way of selecting research problem is the personal
inclination of the researcher. If a researcher has personal interest in the topic, he would select that
problem for his research work
Resources Availability: During the selection, a researcher will see to the resources available. If
these resources like money, time, accommodation and transport are available to the selection place,
then the selection of the problem is easy.
Data Availability: If the desired data is available to the researcher, then the problem would be
selected.
Urgency: Urgency is a pinpoint in the way of the selection of research problem. Urgent problem
must be given priority because the immediate solution can benefit the people.
Feasibility: Feasibility is also an important factor for the selection of the research problem. The
researcher qualification, training and experience should match the problem.
Area Culture: The culture of the area for which a researcher conducts his research is also
responsible for the selection of research problem.
Necessity of Defining the Problem: A problem clearly stated is a problem half solved. This
statement signifies the need for defining a research problem. The problem to be investigated must
be defined unambiguously for that will help to discriminate relevant data from the irrelevant ones.
A proper definition of research problem will enable the researcher to be on the track whereas an
ill-defined problem may create hurdles. Questions like: What data are to be collected? What
characteristics of data are relevant and need to be studied? What relations are to be explored. What
techniques are to be used for the purpose? and similar other questions crop up in the mind of the
researcher who can well plan his strategy and find answers to all such questions only when the
research problem has been well defined. Thus, defining a research problem properly is a
prerequisite for any study and is a step of the highest importance.
Technique Involved in Defining a Problem:
The technique for the purpose involves the undertaking of the following steps generally one after
the other:
(i) statement of the problem in a general way
(ii) understanding the nature of the problem
(iii) surveying the available literature
(iv) developing the ideas through discussions and
(v) rephrasing the research problem into a working proposition.
Module-2
Reviewing the literature:
Reviewing the literature: -Essential preliminary task in order to acquaint yourself with the
available body of knowledge in your area of interest.
Literature review is integral part of entire research process and makes valuable contribution to
every operational step. -Reviewing literature can be time-consuming, daunting and frustrating, but
is also rewarding. Its functions are:
a. Bring clarity and focus to your research problem - The process of reviewing the literature
helps you to understand the subject area better and thus helps you to conceptualise your research
problem clearly and precisely. It also helps you to understand the relationship between your
research problem and the body of knowledge in the area
b. Improve your methodology - A literature review tells you if others have used procedures and
methods similar to the ones that you are proposing, which procedures and methods have worked
well for them, and what problems they have faced with them. Thus you will be better positioned
to select a methodology that is capable of providing valid answer to your research questions
c. Broaden your knowledge- It ensures you to read widely around the subject area in which you
intend to conduct your research study. As you are expected to be an expert in your area of study,
it helps fulfill this expectation. It also helps you to understand how the findings of your study fit
into the existing body of knowledge.
d. Contextualise your findings- How do answers to your research questions compare with what
others have found? What contribution have you been able to make in to the existing body of
knowledge? How are your findings different from those of others? For you to be able to answer
these questions, you need to go back to your literature review. It is important to place your findings
in the context of what is already known in your field of enquiry.
Procedure for reviewing the literature:
i) search for existing literature in your area of study- To effectively search for literature in
your field of enquiry, it is imperative that you have in mind at least some idea of broad subject
area and of the problem you wish to investigate, in order to set parameters for your search. -Next
compile a bibliography for this broad area. Sources are:
2.journals -Journals provide you with the most up-to-date information, even though there is a gap
of two to three years between the completion of a research project and the publication in a journal.
As with books, you need to prepare a list of journals for identifying literature relevant to your
study. This can be done as follows: -locate the hard copies of the journal that are appropriate to
your study; - use the internet - look at the index of research abstracts in the relevant field to identify
and read the articles. Whichever method you choose, first identify the journals you want to look at
in more detail for your review of literature. Select the latest issue, examine its content page to see
if there is an article of relevance to your research topic. If you feel a particular article is of relevance
to you, read its abstract. If you think you are likely to use it, photocopy or prepare a summary and
record it for reference for later use.
ii) review the literature selected- After identifying books and articles as useful, the next step is
to start reading them critically to pull together themes and issues that are associated. If you do not
have a theoretical framework of themes in mind to start with, use separate sheets of paper for each
article or book. Once you develop a rough framework, slot the findings from the material so far
reviewed into that framework, using a separate sheet of paper for each theme of that framework.
As you read further, go on slotting the information where it logically belongs under the theme so
far developed. You may need to add more themes as you go. Read critically with particular
reference to the following aspects:
• Note whether the knowledge relevant to your theoretical framework is confirmed beyond doubt.
• Note the theories put forward, the criticisms of these and their basis, the methodologies adopted
and the criticisms of them.
• Examine to what extent the findings can be generalized to other situations. Ascertain the areas
in which little or nothing is known-the gaps that exist in the body of knowledge.
iii) develop a theoretical framework- As you have limited time it is important to set parameters
by reviewing the literature in relation to some main themes pertinent to your research topic. As
you start reading the literature, you will realize that it deals with a number of aspects that have a
direct `and indirect bearing on your research topic. Use these aspects as a basis for developing
your theoretical framework. Until you go through the literature you cannot develop a theoretical
framework and until you have developed a theoretical framework, you cannot effectively review
the literature. Literature pertinent to your study may deal with two types of information: -
universal; - more specifi c( i.e. local trends or specific program) In writing about such information
you should start with the general information, gradually narrowing down to the specific.
Writing up the literature reviewed: In order to comply with the first function of literature review
i.e. to provide theoretical background to your study: -List the main themes that have emerged while
reading literature. -Convert them into subheadings. These subheadings should be precise,
descriptive of the theme in question, and follow a logical progression. -Now, under each
subheading, record the main findings with respect to the theme in question, highlighting the
reasons for and against an argument if they exist, and identify gaps and issues. In order to comply
with the second function of literature review i.e. contextualising the findings of your study-
requires you to very systematically compare your findings with those made by others. Quote from
these studies to show how your findings contradict, confirm or add to them. It places your findings
in the context of what others have found out. This function is undertaken when writing about your
findings i.e. after analysis of your data.
Research Design:
Meaning of Research Design: The most important step after defining the research problem is
preparing the design of the research project, which is popularly known as the research design. A
research design helps to decide upon issues like what, when, where, how much, by what means
etc. With regard to an enquiry or a research study. A research design is the arrangement of
conditions for collection and analysis of data in a manner that aims to combine relevance to the
research purpose with economy in procedure. In fact, research design is the conceptual structure
within which research is conducted; it constitutes the blueprint for the collection, measurement
and analysis of data (Selltizetal, 1962). Thus, research design provides an outline of what the
researcher is going to do in terms of framing the hypothesis, its operational implications and the
final data analysis. Specifically, the research design highlights decisions which include:
1. The nature of the study
2.The purpose of the study
3.The location where the study would be conducted
4.The nature of data required
5.From where the required data can be collected
6.What time period the study would cover
7.The type of sample design that would be used
8.The techniques of data collection that would be used
9.The methods of data analysis that would be adopted and
10. The manner in which the report would be prepared
In view of the stated research design decisions, the overall research design may be divided into the
following (Kothari 1988):
a) The sampling design that deals with the method of selecting items to be observed for the selected
study b) The observational design that relates to the conditions under which the observations are
to be made
c) The statistical design that concerns with the question of how many items are to be observed, and
how the information and data gathered are to be analyzed and
d) The operational design that deals with the techniques by which the procedures specified in the
sampling, statistical and observational designs can be carried out
1. Dependent and independent variables: A magnitude that varies is known as a variable. The
concept may assume different quantitative values like height, weight, income etc. Qualitative
variables are not quantifiable 17 in the strictest sense of the term. However, the qualitative
phenomena may also be quantified in terms of the presence or absence of the attribute(s)
considered. The phenomena that assume different values quantitatively even in decimal points are
known as continuous variables. But all variables need not be continuous. Values that can be
expressed only in integer values are called ‗non-continuous variables. In statistical terms, they are
also known as discrete variables. For example, age is a continuous variable, whereas the number
of children is a non-continuous variable. When changes in one variable depend upon the changes
in other variable or variables, it is known as a dependent or endogenous variable, and the variables
that cause the changes in the dependent variable are known as the independent or explanatory or
exogenous variables. For example, if demand depends upon price, then demand is a dependent
variable, while price is the independent variable. And, if more variables determine demand, like
income and price of the substitute commodity, then demand also depends upon them in addition
to the price of original commodity. In other words, demand is a dependent variable which is
determined by the independent variables like price of the original commodity, income and price
of substitutes.
2. Extraneous variables: The independent variables which are not directly related to the purpose
of the study but affect the dependent variables, are known as extraneous variables. For instance,
assume that a researcher wants to test the hypothesis that there is a relationship between children‘s
school performance and their self-confidence, in which case the latter is an independent variable
and the former, a dependent variable. In this context, intelligence may also influence the school
performance. However, since it is not directly related to the purpose of the study undertaken by
the researcher, it would be known as an extraneous variable. The influence caused by the
extraneous variable(s) on the dependent variable is technically called the ‘experimental error‘.
Therefore, a research study should always be framed in such a manner that the influence of
extraneous variables on the dependent variable/s is completely controlled, and the influence of
independent variable/s is clearly evident. Control, One of the most important features of a good
research design is to minimize the effect of extraneous variable(s). Technically, the term ‘control‘
is used when a researcher designs the study in such a manner that it minimizes the effects of
extraneous variables. The term ‘control’ is used in experimental research to reflect the restrain in
experimental conditions.
3. Confounded relationship: The relationship between the dependent and independent variables is
said to be confounded by an extraneous variable, when the dependent variable is not free from its
effects.
7. Treatments: Treatments refer to the different conditions to which the experimental and control
groups are subject to.
8. Experiment: Experiment refers to the process of verifying the truth of a statistical hypothesis
relating to a given research problem. For instance, an experiment may be conducted to examine
the yield of a certain new variety of rice crop developed. Further, Experiments may be categorized
into two types, namely, ’absolute experiment‘ and ’comparative experiment‘. If a researcher
wishes to determine the impact of a chemical fertilizer on the yield of a particular variety of rice
crop, then it is known as absolute experiment. Meanwhile, if the researcher wishes to determine
the impact of chemical fertilizer as compared to the impact of bio-fertilizer, then the experiment is
known as a comparative experiment.
2. Descriptive and diagnostic research design: A Descriptive Research Design is concerned with
describing the characteristics of a particular individual or a group. Meanwhile, a diagnostic
research design determines the frequency with which a variable occurs or its relationship with
another variable. In other words, the study analyzing whether a certain variable is associated with
another comprises a diagnostic research study. On the other hand, a study that is concerned with
specific predictions or with the narration of facts and characteristics related to an individual, group
or situation, are instances of descriptive research studies. Generally, most of the social research
design falls under this category. As a research design, both the descriptive and diagnostic studies
share common requirements, hence they are grouped together. However, the procedure to be used
and the research design need to plan carefully. The research design must also make appropriate
provision for protection against bias and thus maximize reliability, with due regard to the
completion of the research study in an economical manner. The research design in such studies
should be rigid and not flexible
3. Hypothesis-Testing research design: Hypothesis-Testing Research Designs are those in which
the researcher tests the hypothesis of causal relationship between two or more variables. These
studies require procedures that would not only decrease bias and enhance reliability, but also
facilitate deriving inferences about the causality. Generally, experiments satisfy such
requirements. Hence, when research design is discussed in such studies, it often refers to the design
of experiments.
Basic Principles of Experimental Designs : Professor Fisher has enumerated three principles of
experimental designs:
(1) the Principle of Replication-the experiment should be repeated more than once. Thus, each
treatment is applied in many experimental units instead of one. By doing so the statistical accuracy
of the experiments is increased.
(2) the Principle of Randomization- The Principle of Randomization provides protection, when
we conduct an experiment, against the effect of extraneous factors by randomization. In other
words, this principle indicates that we should design or plan the experiment in such a way that the
variations caused by extraneous factors can all be combined under the general heading of “chance.”
(3) Principle of Local Control- the extraneous factor, the known source of variability, is made
to vary deliberately over as wide a range as necessary and this needs to be done in such a way that
the variability it causes can be measured and hence eliminated from the experimental error. This
means that we should plan the experiment in a manner that we can perform a two-way analysis of
variance, in which the total variability of the data is divided into three components attributed to,
the extraneous factor and experimental error. In other words, according to the principle of local
control, we first divide the field into several homogeneous parts, known as blocks, and then each
such block is divided into parts equal to the number of treatments. Then the treatments are
randomly assigned to these parts of a block. Dividing the field into several homogenous parts is
known as ‘blocking’. In general, blocks are the levels at which we hold an extraneous factor fixed,
so that we can measure its contribution to the total variability of the data by means of a two-way
analysis of variance. In brief, through the principle of local control we can eliminate the variability
due to extraneous factor(s) from the experimental error.
(i) Before-and-after without control design-A single test group or area is selected and the
dependent variable is measured. the treatment is then introduced and then the dependent variable
is measured again.
the effect of the treatment:the level of the phenomenon after the treatment-the level of the
phenomenon before the treatment.
(ii) After-only with control design-Two groups or areas (test area and control area) are selected
and the treatment is introduced into the test area only.